Partnering with NAVEX Global helps protect your people, reputation and bottom line

Safeguarding Your Organization from Ethics & Compliance Risk

About NAVEX Global

NAVEX Global defends your organization from legal, financial, reputational and regulatory risk. Our proven solutions help you contain risks related to the constant stream of new threats, laws and regulations your organization must address each day.

Your Trusted Partner

More than 95 of the FORTUNE 100 and 12,500 clients around

the world trust us to power their ethics and compliance

(E&C) programs. Our flexible, scalable solutions make

E&C programs more effective—and easier to manage and

measure. A partnership with NAVEX Global helps you

protect your people, reputation and bottom line.

The NAVEX Global Ecosystem

Expert Guidance• Code of Conduct Writing & Review

• Strategic Consulting• Integrity Diagnostics™

Custom Benchmarking

Assess & Monitor• RiskRate™ Enterprise

Due Diligence• Program Reviews

& Assessments• Independent Monitoring

Report & Resolve• Whistleblower Hotline Intake

• EthicsPoint® Incident Management• Awareness Solutions

Establish & Manage Policy• PolicyTech® Policy Management

• Policy Writing & Review• Agile Code of Conduct™

Train & Engage• NAVEXEngage™

Online Training• In-Person Training

Manage complex E&C tasks more efficiently. Measure

program results more accurately. Connect the dots across

your program to get meaningful insights to continuously

improve. NAVEX Global’s integrated suite of proven E&C

tools, content and services equips organizations to identify

and contain compliance risks and threats. Whether you need

one solution or our full suite, we're ready to help protect

your people, reputation and bottom line.

More Manageable. More Measurable. More Meaningful.

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Policy Management: PolicyTech®Centralize, simplify and strengthen your

policy management lifecycle with PolicyTech.

Automating this foundational process of

your E&C program reduces legal risk while

increasing productivity, accessibility and

accuracy of your policies.

Policy Writing & ReviewDetermine whether your policies are aligned

with your risks with a policy review or writing

assistance. Our approach brings your

policies into compliance with all applicable

laws and regulations while increasing

readability and engagement.

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Agile Code of Conduct™

Bring your code to life with an agile code

of conduct. With NAVEX Global’s Agile

Code of Conduct, users can navigate your

code document through interactive links.

This dynamic file allows you to create and

include unique rich media content that helps

employees access and better understand

your guidelines and policies.

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NAVEXEngage™ Online TrainingStrengthen your organizational culture, meet

legal requirements and inspire behavior

change by deploying our award-winning online

ethics and compliance training. Our robust

library of courses set the industry standard

for quality.

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In-Person TrainingProvide critical stakeholders—particularly senior

executives and boards—with an unforgettable live

training experience. Our experts have developed

and conducted high-impact, in-person training on

critical E&C topics, for highly-satisfied clients of all

sizes around the world.

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Whistleblower Hotline IntakeTrusted by thousands of clients around

the world, our hotlines help employees,

customers, suppliers and other stakeholders

quickly and easily report potential ethics and

compliance issues. Our hotlines also provide

you with the E&C data you need to inform

your program, helping you spot trends and

take corrective action before minor issues

become major.

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Incident Management: EthicsPoint®Capture and investigate E&C reports

from across your organization—and from

all reporting channels—in a centralized

database. Our EthicsPoint Incident

management solution creates a systematic

approach to documenting case assignments

and streamlining workflow.

Awareness SolutionsRaise awareness of key E&C program

components, including your hotline and key

training messages, with NAVEX Global's

proven awareness materials.

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Enterprise Due Diligence: RiskRate™

Protect your organization from third party risk with

continuous due diligence. RiskRate is an affordable,

automated platform that performs around-the-clock,

automated third party risk monitoring—the industry

standard for effective due diligence.

Program Reviews & AssessmentsThird-party assessments help you ensure your E&C

program is meeting its goals—and best mitigating

your risks. Our reviews and assessments include:

» Code of Conduct Assessments

» Ethics & Compliance Framework Reviews

» Ethics & Compliance Program Assessments

» Ethics & Compliance Risk Assessments

» Organizational Culture Assessments

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Independent Monitoring Our Advisory Services team members are

available to serve as independent, appointed

monitors or examiners for Deferred Prosecution

Agreements (DPAs), Administrative Agreements

(AAs) and Corporate Integrity Agreements (CIAs)

after an organization reaches a settlement with a

government agency.

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Code of Conduct Writing & ReviewEnsure your code is relevant,

easy to understand, engaging

and effective with our code

of conduct writing and review

services.

Strategic Consulting: Our Advisory Services TeamRecognized worldwide for their experience and expertise,

no other organization offers experts with the specific E&C

depth and breadth as our Advisory Services team.

The team includes practitioners who have served as corporate

ethics and compliance officers for public, private and non-

profit organizations, as well as a former Department of Justice

attorney. Their unmatched industry knowledge is foundational

to all of NAVEX Global's solutions.

Custom Benchmarking: Integrity Diagnostics™

Get deeper insights on your program’s performance by

benchmarking your hotline data against peers in your industry.

Our Integrity Diagnostics reports not only provide you with

the data you need, they also include actionable, expert

recommendations for program improvement.

Build a Strong Foundation

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Implementation Services: Benefit from the best practices we’ve

developed through thousands of implementations. Our team asks the right

questions, involves the right people, provides training on optimal processes

and sets appropriate timelines to achieve quick and effective deployment

of our solutions.

Professional Services: Maximize your investment in NAVEX Global

solutions by working with our Professional Services team. Their proven

processes minimize technical issues and reduce team ramp-up time while

helping you ensure successful change management for your team.

Get Ongoing Support

Improve Program Efficiency

Product Training: Choose

from our live, interactive training

sessions or access on-demand

training to help you build a team

of power users—and maximize

your investment in our solutions.

Client Support: Our Client Support team’s motto is

this: we listen, we’re available, we share our expertise

and we’re eager to address and resolve issues to your

satisfaction. Our stellar client satisfaction scores prove

that we deliver on our commitment.

Client Resource Center: Get the information you

need when you need it in our Client Resource Center,

a user-friendly web portal. You’ll find on-demand

product training videos, answers to frequently asked

questions, support request tracking, a searchable

knowledge base and more.

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From insights on the latest E&C news and trends to benchmarking

reports and tools, our resources help you take your E&C program to

the next level.

Blog: Ethics & Compliance Matters™

Put insights and best practices from our Advisory Services team and

other industry experts to work in your organization today.

« blog.navexglobal.com »

Benchmark Reports

E&C professionals around the world rely on NAVEX Global’s

indispensable annual benchmarking reports to make better decisions

and increase program effectiveness.

» E&C Hotline Benchmark Report

» E&C Policy Management Benchmark Report

» E&C Training Benchmark Report

» Third Party Due Diligence Benchmark Report

» EMEA & APAC Whistleblowing Hotline Benchmark Report

» EMEA & APAC State of Compliance Programs Benchmark Report

« navexglobal.com/resources »

NAVEX Global’s comprehensive suite of ethics and compliance software, content and

services helps organizations protect their people, reputation and bottom line. Trusted by 95 of the FORTUNE 100 and more than 12,500 clients, our solutions are informed by the largest ethics and

compliance community in the world. For more information,

visit www.navexglobal.com

© 2016 NAVEX Global, Inc. All rights reserved.

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