s181/183 return submission user guidenew regulatory measures take effect under securities and...
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S181/183 Return submission user guide
A. Download blank form
1. Type http://www.sfc.hk/web in Internet Explorer
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2. Click ‘Forms’
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3. Click ‘Market infrastructure & trading’ --> ‘Section 181 return’
4. Click ‘Yes’
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5. Choose the file you want to download. Then save the file.
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6. Enter the path and the filename and then click ‘Save’ button.
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B. Submit filled form
1. Fill in the details in the blank form 2. Save as the Excel document 3. Type http://www.sfc.hk/web in Internet Explorer
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4. Click ‘Forms’
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5. Click ‘Market infrastructure & trading’ --> ‘Section 181 return’
6. Click ‘Yes’
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7. Fill in all the information. Submission key and our file reference can be
found on the letter of ‘Demand for information made under S.181(1) of the SFO’
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8. Click ‘Browse…’ button to select the form to be submitted.
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9. Only Excel or CSV format can be submitted. 10. Click ‘Submit’ button
11. Click ‘OK’ button
12. Acknowledgement page will be displayed
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C. Acknowledgement Email
1. Acknowledgement of receipt will be received after submission. Here is the sample as follows: