rv144 one year later (jerome h. kim, m.d.)

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RV144 – One Year Later AIDS Vaccine 2010 Atlanta, GA 27 Sept 2010 Jerome H. Kim, MD Deputy Director (Science), US Military HIV Research Program (MHRP) Walter Reed Army Institute of Research HIV Vaccines Project Manager U.S. Army Medical Research and Materiel Command 27 September 2010

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Page 1: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144 – One Year Later

AIDS Vaccine 2010Atlanta, GA27 Sept 2010

Jerome H. Kim, MDDeputy Director (Science), US Military HIV Research Program (MHRP)Walter Reed Army Institute of Research

HIV Vaccines Project ManagerU.S. Army Medical Research and Materiel Command

27 September 2010

Page 2: RV144 One Year Later (Jerome H. Kim, M.D.)

Past HIV Vaccine Concepts

2

2003: AIDSVAX STUDIES

VaxGen Env gp120Humoral Immunity

• Phase III studies in high-risk subjects in the US/Thailand

• Elicited type-specific Abs but not broadly reactive NAbs

• No efficacy

2003: AIDSVAX STUDIES

VaxGen Env gp120Humoral Immunity

• Phase III studies in high-risk subjects in the US/Thailand

• Elicited type-specific Abs but not broadly reactive NAbs

• No efficacy

2007: STEP-PHAMBILI STUDIES

Merck Ad5-Gag/Pol/NefCellular Immunity

•Phase IIb study in high-risk subjects in North/South America•Elicited cellular immunity by IFN-γ ELISPOT assays•No efficacy, possible increased HIV-1 acquisition

2007: STEP-PHAMBILI STUDIES

Merck Ad5-Gag/Pol/NefCellular Immunity

•Phase IIb study in high-risk subjects in North/South America•Elicited cellular immunity by IFN-γ ELISPOT assays•No efficacy, possible increased HIV-1 acquisition

2009: RV144Sanofi ALVAC prime,

AIDSVAX gp120 boost

Humoral and Cellular I

mmunity

• Phase III study in low-risk subjects in Thailand

• 31% reduction in HIV-1 acquisition with no viral load effect

2009: RV144Sanofi ALVAC prime,

AIDSVAX gp120 boost

Humoral and Cellular I

mmunity

• Phase III study in low-risk subjects in Thailand

• 31% reduction in HIV-1 acquisition with no viral load effect

2003 20072005 2009

Advancing HIV vaccine candidates to efficacy trials will accelerate progress in the field, bringing us closer to an effective global vaccine.

Advancing HIV vaccine candidates to efficacy trials will accelerate progress in the field, bringing us closer to an effective global vaccine.

Although only three concepts have undergone clinical efficacy testing to date, each HIV vaccine efficacy trial has yielded unexpected outcomes that have

transformed the HIV landscape.

27 September 2010

Page 3: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144: HIV-1 Prime-Boost Vaccine Trial

Trial DescriptionRV144: A Phase III Trial of Aventis Pasteur Live Recombinant ALVAC-HIV (vCP1521) Priming With VaxGen gp120 B/E (AIDSVAX® B/E) Boosting in HIV-uninfected Thai Adults

Co-Development Partners Ministry of Public Health (MOPH), Thailand

Vaccine Trials Centre, Mahidol UniversityData Management Unit, Mahidol University

Royal Thai Army Division of AIDS, National Institute of Allergy & Infectious Diseases (NIAID), NIH Global Solutions for Infectious Diseases (VaxGen) sanofi pasteur

SponsorSurgeon General, US Army; IND is held by USAMMDA; MHRP and USAMC-AFRIMS execute for Sponsor

Clinical Development Stage Phase IIb (Test of Concept, TOC) Trial

Vaccine Regimen

• Prime: ALVAC® HIV (vCP1521)• Schedule: 0, 1, 3, 6 mo • subtype B (LAI) gag/pro• subtype E (92TH023) env; gp41-TM (LAI)

• Boost: AIDSVAX® B/E• Schedule: 3, 6 mo • subtype B (MN) gp120 env• subtype E gp120 env

3

27 September 2010

Page 4: RV144 One Year Later (Jerome H. Kim, M.D.)

Vaccine Distribution

Center (VDC) Health Center

Klaeng District Hospital

Trial Registry and Repository Center AFRIMS HIV Lab

Clinical Site 200:

Si Racha

Trial Scrapbook: Infrastructure

27 September 2010

Page 5: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144 Trial: Key Dates and Statistics

• Screening started: 24 Sep 2003 • First vaccination: 20 Oct 2003• Enrollment completed: 30 Dec 2005

60,000+ interested people 26,675 volunteers screened16,402 volunteers enrolled16,395 rec’d at least one dose (mITT)

• Enrollment completed: 30 Dec 2005• Vaccination completed: 31 Jul 2006• Interim Analysis (mITT): 18 Jul 2007• 2007 – 2009: Roadmaps and Access, and

Dossiers• Commitment to ensuring the study

participants would be first to learn of outcome regardless of result

• Presented to WHO-VAC, Enterprise, PAVE, AVRS

• Roadmap III consensus: 15 Dec 2008• Access Plan consensus: 29 Jul 2009

• Study completed: 30 June 2009

• Final Analysis Meeting: 10-11 Sep 2009

• Announcement: 24 Sep 2009• Presentation: 20 Oct 2009• Other statistics

– 52,985 mITT p-y of follow-up (final)

– 102,069 HIV EIA screening tests

– 104,900 vaccine vials shipped, 100% accountability

– 296,307 visits (final)– 641,157 specimens (plasma

and cells, final)– 1,163,267 CRF pages (final)

27 September 2010

Page 6: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144 Endpoints

Co-primary Endpoints To determine whether immunization with ALVAC-HIV (vCP1521) boosted by

AIDSVAX B/E gp120 protects Thai volunteers from HIV infection (Acquisition) 90.8% power to detect difference if true VE=50%

To determine the effect of immunization on viral load after intercurrent infection (Viral load) 80% power to detect a 0.39 log difference in VL setpoint (if VE = 50%) Mean of log viral load at first 3 planned assessments at/after serologic diagnosis

Secondary Endpoints

To determine the effect of immunization on CD4 cell count after intercurrent infection

To confirm the safety of this vaccine combination

To evaluate whether participation is associated with behavior change that increases the risk of HIV infection

27 September 2010

Page 7: RV144 One Year Later (Jerome H. Kim, M.D.)

NEW ENGLAND JOURNAL OF MEDICINE

Detailed Results from RV 144 HIV Vaccine Trial

Published online on October 20; print on December 3

Results also presented at the 2009 AIDS Vaccine Conference in Paris

Page 8: RV144 One Year Later (Jerome H. Kim, M.D.)

Phase III Prime-Boost Trial in Thailand

Phase III HIV Vaccine Trial

31.2 % effective

Safe vaccine regimen

A major step forward for HIV vaccines

Provides the first evidence that development of a safe and effective HIV vaccine is possible

On September 24, 2009, the trial sponsor—the U.S. Army Surgeon

General’s—announced that a vaccine regimen was modesty effective in

preventing HIV infection in humans.

27 September 2010

Page 9: RV144 One Year Later (Jerome H. Kim, M.D.)

6-month vaccination schedule

6-month vaccination schedule 3 years of follow-up (every 6 mo.)3 years of follow-up (every 6 mo.)

0.5 1 2 3

ALVAC®-HIV (vCP1521) priming at week 0, 4, 12, 24

AIDSVAX® B/E gp120 boosting at week 12, 24

(time in years)

HIV test,risk assessment and counseling

HIV test,risk assessment and counseling

Vaccination and Follow-up Schedule

27 September 2010

Page 10: RV144 One Year Later (Jerome H. Kim, M.D.)

From Screening to Vaccination

26,676 Initial Screen

26,548 HIV Test

17,350 Clinic Screen

16,402 Randomized

16,395 Infection Free

8,197 Vaccine

8,198 Placebo

128 Not Referred

418 HIV seropositive8,780 Discontinued

984 Ineligible422 TB/Other Disease341 Female Reproductive 66 Unavailable for 3.5 years119 Other

7 BaselineHIV PCR Positive

Up to 45-days

27 September 2010

Page 11: RV144 One Year Later (Jerome H. Kim, M.D.)

16,402 Randomized16,402 Randomized

16,395 Infection Free16,395 Infection Free

8,197 Vaccine

8,198 Placebo

6,176All doses on

schedule

6,176All doses on

schedule

6,366All doses on

schedule

6,366All doses on

schedule

Intent-to-Treat (ITT)

Modified Intent-to-Treat (mITT)

Per Protocol (PP)

Definition of Analytical Methods

7 BaselineHIV PCR Positive

27 September 2010

Page 12: RV144 One Year Later (Jerome H. Kim, M.D.)

Efficacy by PP, ITT, and mITT

Per Protocol 36,720 person-years 86 infections

• Vaccine: 36• Placebo: 50

VE: 26.2%, p=0.16 95% CI: -13.3, 51.9

Per Protocol 36,720 person-years 86 infections

• Vaccine: 36• Placebo: 50

VE: 26.2%, p=0.16 95% CI: -13.3, 51.9

Modified ITT52,985 person-years125 infections

• Vaccine: 51• Placebo: 74

VE: 31.2%, p=0.04 adj. 95% CI: 1.1, 52.1

Modified ITT52,985 person-years125 infections

• Vaccine: 51• Placebo: 74

VE: 31.2%, p=0.04 adj. 95% CI: 1.1, 52.1

ITT 52,985 person-years132 infections

• 7 prevalent• Vaccine: 56• Placebo: 76

VE: 26.4%, p=0.08 95% CI: -4.0, 47.9

ITT 52,985 person-years132 infections

• 7 prevalent• Vaccine: 56• Placebo: 76

VE: 26.4%, p=0.08 95% CI: -4.0, 47.9

27 September 2010

Page 13: RV144 One Year Later (Jerome H. Kim, M.D.)

Vaccine Efficacy Highest Early

mITT PP

month Events Efficacy Events Efficacy

6 16 54% n/a n/a

12 42 60% 21 68%

18 67 44% 41 41%

24 82 36% 53 27%

30 95 36% 62 31%

Efficacy did not decrease with time in a statistically meaningful way

(Kaplan-Meier-based estimates)

VE @ 12 months = 60% (Cox PH, 95% CI 22, 80)

27 September 2010

Page 14: RV144 One Year Later (Jerome H. Kim, M.D.)

Co-primary Endpoint 2: No difference in post-infection setpoint viral load

Mean Setpoint Viral LoadVaccine recipients: 4.3 log10

Placebo recipients: 4.2 log10

p = 0.24

27 September 2010

Page 15: RV144 One Year Later (Jerome H. Kim, M.D.)

No difference in post-infection CD4+ T cell count

Mean CD4 T cell count @ notification and verification visitsVaccine: 554.7/ul (SE = 38.0)Placebo: 567.5/ul (SE = 27.2)p = NS

27 September 2010

Page 16: RV144 One Year Later (Jerome H. Kim, M.D.)

Salient Result Considerations and Implications

Regimen modestly prevented infection, with a vaccine efficacy point of 31.2%; efficacy greatest in lowest-risk groups.

• Conditions may have permitted observation of a modest effect with a weak vaccine.• Vaccine may not be relevant to high-risk groups.

Vaccine efficacy appears to be early and non-durable.

• A booster dose might be necessary to improve durability and potency.

Vaccine efficacy was observed in a monophyletic (clade E) population.

• Will different vaccines need to be developed for different regions based on subtype?

Vaccination did not affect viral load or CD4 T-cell count in infected subjects.

• Mechanism for protection is distinct from the mechanism for viral load control.• Stronger CD8 response may reduce VL.

Immunological responses detected in vaccine recipients included:•transient induction of binding antibody;•high early ADCC titers (later declined);•CD4 T-cell responses.

• CD8 CTL responses and NAbs (as currently measured) do not appear critical to prevent infection in this study.• Identification of a correlate of protection may

be difficult due to limitations of samples and endpoints.

RV144 Outcomes and Key Considerations

16 27 September 2010

Page 17: RV144 One Year Later (Jerome H. Kim, M.D.)

What we have learned—RV 144

Protection among low incidence heterosexual Thais, VE 31.2% at 42 months

No effect on post-infection viremia or CD4 count

Relatively monophyletic circulating variants CRF01_AE

Efficacy appears to be early and non-durable

Evoked binding Ab but not measurable, primary isolate Nab— BAb appeared early and decreased by > 10 fold over 6 months

CD4+ Env responses, but not CD8 responses

Correlate/surrogate studies limited by samples and endpoints

27 September 2010

Page 18: RV144 One Year Later (Jerome H. Kim, M.D.)

The Impact of RV144

Protection against infection is possible

Protection against infection and reduction in post-infection viral load may be mediated by different immune mechanisms Design of the next set of HIV vaccines with stronger “killer

cell” responses or stronger or more balanced “killer” and “helper” responses

Adaptation of the animal model to account for prevention of infection – low dose rectal and vaginal challenges

Design of efficacy trials with “pox” and protein prime-boost combinations

What does this say about anti-HIV antibodies?

27 September 2010

Page 19: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144: The follow-up

Laboratory – pursuit of a laboratory correlate of protection

Clinical Development Pathway – building upon and extending the result of RV144 with the next set of clinical trials

27 September 2010

Page 20: RV144 One Year Later (Jerome H. Kim, M.D.)

Laboratory: Post-RV144 Research Summary

Humoral & Innate Immunity Cellular Immunity Host Genetics Animal Models

Scientific Steering Committee

Effort led by the U.S. Military HIV Research Program (MHRP), NIAID, Gates Foundation and more than 30 U.S. and international collaborators

Intensive laboratory studies of the patient specimens in an effort to define the immune mechanisms (a “correlate” or “surrogate” mediating the protection against HIV infection

27 September 2010

Page 21: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144 Scientific Research Proposals

Proposal solicitation at Paris Meeting (20 Oct 2009) MHRP website, meetings 32 proposals approved

Core analysis studies: Scientific Working Groups and MHRP collaborations Humoral/innate, cellular immunity, host genetics, sequence

analysis as well as NHP studies

Additional outside research proposals: Universities, NIH, private industry Includes 4 international proposals 30 MTAs

Work is ongoing 27 September 2010

Page 22: RV144 One Year Later (Jerome H. Kim, M.D.)

What is a Correlate / Surrogate of Protection?

Correlate of protection is a specific immune response against a vaccine that is closely related to protection against infection, disease, or other defined endpoint “Surrogate” of Infection

A correlate is an objective criterion for protection (ie, a lab assay) of individual vaccinees Practically, it permits licensure of a vaccine without efficacy

(Phase III) testing or permits the testing of combinations of vaccines.

27 September 2010

Page 23: RV144 One Year Later (Jerome H. Kim, M.D.)

Correlates of Protection

Vaccinated – InfectedVaccinated – Infected

WHAT PROTECTS THE VACCINATED – PROTECTED?

WHAT PROTECTS THE VACCINATED – PROTECTED?

VaccinationVaccination

Vaccinated - ProtectedVaccinated - Protected

27 September 2010

Page 24: RV144 One Year Later (Jerome H. Kim, M.D.)

What Might Protect Against Infection?

Antibody (Humoral) Broadly neutralizing antibody Type-specific neutralizing antibody Non-neutralizing antibody – ADCC?

Cellular Immune Responses CD8+ cytotoxic T cells? CD4 helper or cytotoxic T cells?

Host Genetic / Innate factors HLA Kir, Fc, Trim 5a, APOBEC Phagocytosis

27 September 2010

Page 25: RV144 One Year Later (Jerome H. Kim, M.D.)

Viral Sieve Effect

VIRUSESVACCINE INDUCED

IMMUNERESPONSES

BREAKTHROUGHVIRUS

Compare sequence of breakthrough viruses in vaccine and placebo

27 September 2010

Page 26: RV144 One Year Later (Jerome H. Kim, M.D.)

What do we learn from sieve analysis?

Sieve analysis identifies the viruses that break through the defenses established by vaccination Placebo recipients have the full range of viruses in the

community, vaccine recipients might have a smaller number of “breakthrough” viruses, with particular characteristics not common in placebo recipients

It may point out weaknesses in vaccine-induced immune response

Sieve analysis may also help us understand what parts of the virus are important for the establishment of infection or a needed for the earliest propagation of virus in infected persons Could we improve the vaccine to target the virus when it is

most vulnerable?

27 September 2010

Page 27: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144 – The Second Year

27 September 2010

Page 28: RV144 One Year Later (Jerome H. Kim, M.D.)

MHRP Product Development Plan

REGIONAL VACCINE STRATEGYREGIONAL VACCINE STRATEGYBuilding on the RV144 outcome and lessons learned, conduct efficacy trials of the pox protein prime-boost

concept in:a)Thai MSM populations;b)High-risk populations in Southern Africa.

REGIONAL VACCINE STRATEGYREGIONAL VACCINE STRATEGYBuilding on the RV144 outcome and lessons learned, conduct efficacy trials of the pox protein prime-boost

concept in:a)Thai MSM populations;b)High-risk populations in Southern Africa.

BUILDING ON RV14411

GLOBAL VACCINE STRATEGYGLOBAL VACCINE STRATEGY

Pursuing diverse platforms (e.g. vectors, multi-valent constructs or mosaic inserts) that build on the prime-boost concept and readily translate to

multi-clade testing and a globally effective vaccine.

GLOBAL VACCINE STRATEGYGLOBAL VACCINE STRATEGY

Pursuing diverse platforms (e.g. vectors, multi-valent constructs or mosaic inserts) that build on the prime-boost concept and readily translate to

multi-clade testing and a globally effective vaccine.

DIVERSIFYING AND REFINING THE PORTFOLIO22

MHRP vaccine development strategy emphasizes regional and global approaches.

27 September 2010

Page 29: RV144 One Year Later (Jerome H. Kim, M.D.)

29

2010 2011 2012 2013 2014 2015 2016 2017

Trials areprime-boost

regimenswith

secondaryboost

Phase IIbEfficacyPhase IIbEfficacy

RSA and Southern AfricaHeterosexual, high-risk

Objective: Translate vaccine to high-risk groups with greater viral diversity

Partners/Funders: Gates, NIH, HVTN, sanofi pasteur, Novartis RSA, etc.

RV144 Follow-onStudies

RV144 Follow-onStudies

ThailandRV152, RV305, RV306RV144i laboratory studies

Objective:Determine a correlate of protection for use in future trials; optimize the regimen

Partners/Funders: US Army, Thai Gov’t, NIH, sanofi pasteur, BMGF

Phase IIbLicensure in Thailand

Phase IIbLicensure in Thailand

SE AsiaMSM, high-risk

Objective: Demonstrate efficacy in target population to achieve public health impact

Partners/Funders: US Army, Thai Gov’t, NIH, sanofi pasteur

Regional Pox-Protein Product Development Plan

27 September 2010

Page 30: RV144 One Year Later (Jerome H. Kim, M.D.)

Diversifying and Refining the Portfolio*:A Global Vaccine Strategy

30

2011 2012 2013 2014 2015 2016 2017

Trials are prime-boost

regimens with

additional protein

boost based on RV144

data

Phase I: Safety and

immunogenicity

Phase I: Safety and

immunogenicity

Phase IIa: DNA/MVA vs Ad26/MVA for epitope and

clade breadth and magnitude of immune

response

Phase IIa: DNA/MVA vs Ad26/MVA for epitope and

clade breadth and magnitude of immune

response

Phase IIbEfficacy#: Phase IIbEfficacy#:

2- or 3-arm efficacy trial with common placebo group

Successful outcome -- mosaic or multi-clade vaccines effective in high-risk populations..

Successful outcome -- mosaic or multi-clade vaccines effective in high-risk populations..

.

N.B. Timelines may be reduced if studies are designed to integrate Ph IIa and IIb as a single “rolling” study*This timeline assumes use of an off-the-shelf protein, or no protein at all. An additional 1-2 years would be required if novel proteins are used.#If there is a >12 month delay in access to one of the two concepts, the products would proceed separately in Phase IIb (i.e. 2 two-arm studies).

Multi-clade (A/C/E) or mosaic (M1/M2) inserts

27 September 2010

Page 31: RV144 One Year Later (Jerome H. Kim, M.D.)

Developing a Globally-Effective HIV Vaccine

The HIV vaccine research community should aim to develop and license a globally-effective HIV vaccine as efficiently as

possible.

Global Advocacy

Local Support

27 September 2010

Page 32: RV144 One Year Later (Jerome H. Kim, M.D.)

RV144: Progress Towards Global HIV Vaccine

“…a watershed event in the effort to find a vaccine to prevent the AIDS virus…”

“A lot of people thought we would never be able to report a story like this ... So this is a potentially big deal.”

“HIV researchers say the results from a large trial in Thailand offer renewed optimism that an effective HIV vaccine is possible.”

“HIV Trial Provides Hope”

“AIDS Vaccine Protects 1/3 of Trial Volunteers”

“The 50 Best Inventions of 2009; #8 Top Inventions,

#2 Medical Breakthroughs”

27 September 2010

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27 September 2010