ruggero j aldisert financial disclosure report for 2010

8/3/2019 Ruggero J Aldisert Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/ruggero-j-aldisert-financial-disclosure-report-for-2010 1/12

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Governmen t Act of 1978(5 U.S.C. app. §§ 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )

Aldis e r t , Ru gger o J .

4. Title (Article 111 judges indicate ac tive or senior status;

magistrate judges indicate full- or p art-t ime)

Senior U.S. C ircui t Judge

7. Chambers or Office Address

120 Cremona Dr ive Su i te "D"

Santa BarbaraCA 93117-5511

2. Court or Organization

Third Circuit

3. Date of R e p o r t

04/15/2011

5a. Repor t Type (check appropr iate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Off icer Date

6. Repor t ing Per iod

01/01/2010

to

12/31/2010

IMPORTANT NOTES: The instruct ions accompa nying this form m ust be followed. Com plete al l parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of f iling instructions. )

~ (No reportablepositions .)O N E

P O SI T I O N

1 . EmeritusTrustee

2. Board of Vis i tors , Law School University of Pittsburgh

3.

4.

5.

N A M E O F O R G A N I Z A T IO N / E N T I T Y

Univers i ty of Pi t tsburgh

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instruction~)

~ (No reportable agreements.)O N E

D A T E P A R T IE S A N D T E R M S



FINANCIAL DISCLOSURE REPORT

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N a m e o f P e r s o n R e p o r t in g

Aidisert , Ruggero J.

D a t e o f R e p o r t

04/15/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 offiling instructions.)

A. Flier’s Non-lnvestm ent Incom e

~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

1.01/26/10 Nat’l Institute of Trial Advocacy (Publications Roya lties)

2 .08/04/10 Nat’l Institute of Trial Advocacy (Publications Roya lties)

3 .03 /24/10 AuthorHou se (Publications Royalties)

4.06/04/10 AuthorHou se (Publications Royalties)

5. 10/20/10 AuthorHou se (Publications Royalties)

6. 12/06/10 AuthorHou se (Publications Royalties)

7. 03/02/10 Thompson Reuters (Publications Royalties)

8.03 /10 /10 Yao Enterprises (Publications Royalties)

9.

INCOME

(yours, not spouse’s)

$7,386 .77

$850.43

$850.43

$366.24

$295.77

$567.44

$1,009.56

$102.18

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - lf you we re married during anyportlon of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, entertainment.

(Includes those to spouse and depend ent children; see pp. 25-27 of filing instructions.)

~] (No repor tab le re imbursements . )ONE

SOURCE DATES LOCATION PURPO SE ITEM S PAID OR PROVIDED




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Name of Person Report ing

Aldise r t , Ruggero J .

Date of Repor t

04/I 5/2011




of 12

N a m e o f P e r s o n R e p o r ti n g

Aldisert , Ruggero J.


04/15/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

2.

3.

4.

5.

NONE (No repo rtable gif ts .)

SOURCE DESCRIPTION VALUE

V I . L I A B I L I T I E S . (lndudes those of sp ...... d dependent children; see pp. 32-33 of fillng instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




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N a m e o f P e r s o n R e p o r t i n g

Aidisert, Ruggero J.

Date of Report

04/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

---] N O N E (No reportable income, assets, or transactions.)

Desc r ip t ion o f A sse t s Income during

( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(1) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div . , ren t ,

( A - H ) or in t . )

B.CGross value at end T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d

Value

Code 2

( J - P )

Value Type (e.g., D a t e Value ’ Gain Identi~0f

Method buy, sell , mm/dd/yy Code 2 " Code 1 buyer/seller:

Code 3 redemption) (J-P) (A:~ (if private

t r a n s a c u o f f ~Q - W )

1 . S an ta B ar ba ra B an k & Tr us t C o. A I n t e r e s t J T 02/02/10

2. Bank of Amer ica A I n t e r e s t K T Open 02/24/10 K

3. Mid At lan t ic Fin . Mg t . r ep laced Cante l la &

Co ( IRA) 03/01 /10

4. - - - D a v i s N e w Y o r k V e n tu r e

B Dividend K Op en 02/02/10 K

5. - - -Van Kampen Equ i ty & Income A Dividend Redeemed 12/28/10 J

6. ---Alliance Bem stein Balanced A Dividend

7. ---Grow th Fund America Inc.

8. --Pimco G lobal M ulti-Asset A D i v i d e n d J T

9. - -Columbia Acom , c la ss C A D i v i d e n d J T

1 0 . - - Va nK a mpe n Coms toc k ,Cla s s C D i v i d e n d J T B uy 12/28/10 J

1 1 . - -PIMCO Com modi ty Rea l Re tu rn A D i v i d e n d J T B uy 05/20/10 J

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

1. Incom e G a in Code s : A =$1,000 or !ess B =$1,00! - $2!500

(See Co lumns BI and D4 ) F =$50,001 - $100,000 G =$100,00I -$1,000,000

2. V alue Codes J = $15,000 or less K -$15,001 - $50,000

(See Co lumns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(See Co lunm C 2) U = Book V alue V Other

C =$2,501 - $5,000

H 1 =$1,000,001 - $5,000,000

L =$50;001 - $ 100,000

P 1 =$1,000~001 - $5,000,000

P4 =More than $50,000,000

S =Assessmen t

W = Es t ima ted

D = $5,001 - $15,000 E = $15,001 - $50,000

H2 =More than $51000,000 ....

M ~ $ i o o ,0 o ~ ~ $ ~ 5 o ; ~ 0 01 "2 $25,000,000

T =Cash Mark e t




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AIdisert, Ruggero J.


04/1 5 /201 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

N O N E (No reportable income, assets, or transactions.)

Desc r ip t ion o f A sse t s

( including trust asse t s )

P l a c e " ( X ) " a f t e r e a c h asset

e x e m p t from prior disclosure

Income dur ing

r epo r t ing pe r iod o f r e p o r t i n g p e r i od

(1 1 (2 ) (1) (2) (1 ) (2) (3)

A m o u n t Type (e.g., Va l u e V a l u e Type (e.g., Date Value

C o d e 1 div . , ren t , C o d e 2 Method, buy, se l l , m m / d d / y y C o d e 2

( A - H ) or in t . ) (J-P) (J-P)

(4 ) (5 )

Gain Identity of

Code 1 buyer/seller

(A-H) (if private

t r a n s a c f i o n t

1 8 . MUTUAL FUNDS

1 9 . Gab elli Asset A Dividend K

2 0. Da vis Ne w Yo rk V e nt ur e A Dividend K

21 . Columb ia Acorn Fund C1 A A Dividend K

22 . Amer ican Funds: .G rowth Fund o f Ame r ica A Dividend K

23 . American Funds:Tax Exempt CA "F" A I n t e r e s t K

2 4. Ro yc e To ta l Re tu rn A Dividend J

25 . First Eagle Overseas Fund A Dividend K

26 . Alliance Bemstein M uni Income A I n t e r e s t K

27 . Diam ond H ill Long-Short Fund None

28 . American Funds Fundamen tal Invs Inc F-1 A Dividend K

29 . A ll iance-B e mst e in Sma lI /MD None

3 0. V an K am pen H arb or A Dividend J

31 . VanKampen Comstock A A Dividend K

32 . Van K ampen H igh Yie ld Muni CA A I n t e r e s t L

3 3 . C ol um b ia M a r si co 2 1s t C en t A A DividendJ

3 4. V a n K am p en In te rm -Tr dm M u n i A I n t e r e s t K

T

T

T

T

T

T

T

T

T

T

T

T

T

Sold 0 1 / 1 0 / 1 0

S o l d 01/10/10

1. lncome Gain Codes: A =$1,000 or loss

B =$1,001 - $2,500

(See C olum ns B I an d D 4) F =$5 0,001 - $1 00,00 0 G =$100,001 - $1,000,000

2. V alue Codes J = $15,000 or less K =$15,001 - $50,000

(See Columns C I an d D 3 ) N =$250,001 - $500,000 O =$5 00,001 - $1 ,000 ,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(See Co lumn C2 ) U =Book V alue V =Oth er

C =$2 ,501 - $5 ,000 D = $ 5 , 0 0 ] - $ 1 5 , 0 0 0

L =$50 O 0 : $ O 0 I ) 60 M =$i00;00i :$250 000

P I = $1 ,0 00 ,0 01 ~ $ 5i 00 0; 00 0 P ’ 2 = $ 5 0 0 0, 00 1 , $ 2 5, 00 0, 00 0

P4 =M 0re than $50,000;000

S =Assessment T- -Cash Mar ket

W =Estintated

E =$15,001 - $50,000




of 1 2 Ia m e o f P e r s o n R e p o r t i n g

Aldisert, Ruggero J.

Date of Report

04/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o , ,e , v o l u e , t r u n s u e t io n s a n c l u d e s t h o s e of spouse and dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)


Desc r ip t ion o f A sse t s

( inc lud ing t rus t a s se t s )

G r o s s : v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o dncome during

r epo r t ing pe r iod o f r e p o r t i n g p e r i o d

(1 ) (2 ) (1) (2) (1 ) (2) (.3) (4) (5 )

Place "(X)" after each asset Amount T y p e ( e . g .. Value Value ’ Type (e.g., D a t e Value G a i n I d e n t i t y o f

exempt from prior disclosure Code I d i v . , r e n t , C o d e 2 Methrd : buy, sell , m m / d d / y y C o d e 2 C o d e 1 buyer/seller

( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q -W ) t r a n s a c t i o n )

35 . P1 MC O Un co n s t ra in ed B o n d A A Interest K T

36 . B lo c k R o c k L iquid ity F ed -Fun d Se lec t N on e Sold !02/10/10

37 . AlgerFund-Capi ta lApprec ia ton A Div idend J T Buy 1 01 /10/1 0

J

J

38 . Fir s t Eag le Fund of Amer ica A Div idend K T Bu y 01/10 / t0 K

39 . I V Y S c i e n c e & T e c h F d . A Div idend J T Bu y 01/10 /10 J

4 0. V a n K a m p e n S m a l l C ap F . A Div idend K T Bu y 01/10 /10 K

41 . C O M M O N S T O C KS

4 2. Jo h n so n & Jo h n so n A Div idend K

4 3. B a n k o f N e w Y o r k M e l l lo n C o o A Div idend K

4 4. Genera l Elec tr ic A Div idend K

4 5. ISha re s FTSE/Xinhau China 25 Fund N o n e So ld 02 /02 /1 0 J B

4 6. Schlumberge r LTD Ant i l le s N o n e Sold 02/02/10 J B

4 7. Apple. Inc. N o n e J

4 8.

4 9. INVESTM ENT CLUB Miss ion Imposs ible C Div idendPartners

50 .---Be rkshire Ha thaw ay So ld 05/26 /1 0

5 1 . - - -E x x o n M o b i l C o rp Sold !01/27/10 J

s =$i,ool, $ 2 ; 5 o o1. Incom e G a in Code s ! A = $ 1 ~ 0 0 0 o r l e ss

(See Colunms B 1 and I )4) F =$50,001 - $100,000 G =$1 00,00 ! - $! ,000,000

2. Value Codes J =$15,000 or less K =$151001 - $50,000

(See Co lumns C I and D3) N =$250,001 - $500,000 O = $500,001 -$1,000,000

P3 =$25,000,00! - $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(Sec Co lumn C2 ) U =Book V alue V =Oth er

c = s z , s 0 1 - $ 5 , 0 ~ 0 D = $ $ , o o ~ - $ ~ 5 , 0 0 0HI = $1 ,0 00 ~0 0i - * 5i 00 0, 00 0 H2 = M or e th an $ 5, 00 0, 00 0

L = $ 5 0 , 0 0 ~ - , ~ 0 0 , 0 0 0 m = $ 1 o o , o o l - $ 2 5 0 , o o o

P l =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 4 ~ More t h a n $ 5 0 i 0 0 0 ;0 0 0

S = A s s e s s m e n t T = C a s h M a r k e t

W = Es t i m a t e d

E =$15,001 - $50,000




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AIdisert, Ruggero J.


04/1 5 /201 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructio.s.)

~ (No reportable incom e, assets , orONE transactions.)

A, B. C. D.

Desc r ip t ion o f A sse t s I n c o m e d u r i n g G r o s s v a l u e a t e n d Transac t ions dur ing r epo r t ing pe r iod

( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod of repor t ing per iod

(1 ) (2) (l) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" aRer each asset Amount Type (e.g., Value Value Type (e.g., D a t e Value Gain Identity of

Code 2 Method buy, sell, m m /dd/yy Code 2 Code 1 buyer/seller

( J - P ) Code 3 redem ption) ( J - P ) ( A - I T ~ ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

52 , - - -Apple,Inc

53 , - - -Nuco r C o rp .

54 , - - - Bank of Amer ica

55 , - - -Chesapeake Ene rgy Corp

56 , - -Alcoa

57 , - -Abbott labs

58 , - -B P PLC ADR

59 . --Caterpillar Inc

60 , ---Cliffs Nat Res Inc

61 . - - -Fo rd Mo to r C o

62 , - - -Johnson & Johnson

63 . - - -Massey En erg y C o .

64 , - - -An n aly C ap i ta l M an g . C o

65 , - - -Chevron Corp New

66 , - - -Cos tco W hole sa le Corp

67 . - - -Decke r s Outoor

68 , - - -Du Po n t E I De N emo urs

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J

J

J

J

J

J

Sold 01/17/10

Sold 10/20/10

Sold 02/10/10

Sold 06/27/10

So ld 02/01 /1 0

Sold 05/04 /10

Sold 07/02/10

Sold 05/11/10 I

So ld 05/07/1 0

Sold 04/22/10

Buy 09/28/10

Buy 09/28/10

Bu y 06/29/10

Buy 08 /31 /10

J

J

J

J

J

J

J

J

J

J

J

J

L income Gain Codes: A =$1,000 or less B =$1,001 - $2,500

(see Colum ns B 1 and 134) F = $50,001 - $100,000 G = $100,00 l - $1 ,000,000

2, Value Codes J = $ t 5 ,000 or less K =$15,001 - $50,000

(See Co lumns C1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,000

3, Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(See Co lum n C2) U = Book V alue V =Oth er

C =$2,501 - $5,000

H 1 =$1,000,00 t - $5,000,000

L =$50,001 - $100,000

PI =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Es t ima ted

D =$5,001 -$15,000

H2 =Morethan $5 ,000,000

M=$100,001 -$250,000

P2 -$5,000,001- $ 25,000,000

T =Cash Mark e t

E ~$15,001- $50,000




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04/1 5 /201 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse andaependent children; see pp. 34-60 of filing instructions.)

69 .

70 .

71 .

72 .

73 .

74 .

75 .

76 .

77 .

78 .

79 .

80 .

81 .

82 .

83 .

84 .

85 .


A.B C. D.

Description of Assets Incom e during Gross value a~ end Transactions during reporting period

(including trust assets) reporting period of reporting period

( 1 ) ( 2 ) ( 1 ) ( 2 ) ( 1 )

Amount Ty pe (e . g ., Value Value Type (e.g.,Place "(X)" after each asset

(2 ) (3) (4) (5 )

Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2

(A-H) o r i n t . / ( J - P )

---First TR Exch ange (FDN) A Dividend

---Market V ectors (SSO) A Dividend

---Newmont M ing Corp A Dividend

---Proshares Ultra S&P 500 A Dividend

---Rio Tinto ADR A Dividend

---SPDR Gold Tr G old A Dividend

---SPDR Ser Tr KB W A Dividend

MONEY MARKET FUNDS

Fidelity Muni Money Market A I n t e r e s t

FedFund Select Shares A I n t e r e s t

Cantella & Co. Privileged Access Gold A IntJDiv.Account

J

J

J

J

J

J

J

( Q - W )

Method buy, sell , m m / d d / y y C o d e 2 C o d e 1 buyer/seller

Code 3 redemption) (J-P) (A-H) (if private

transaction)

J

J

J

J

J

J

J

Buy 12/07/10

Buy 1 1 /02/1 0

Bu y 06/02/10

Buy 1 1/30/10

Bu y 09/28 /10

Bu y 08 /03/10

Buy 1 2/07/1 0

L

J

J

T

T

T

L I F E I N S U R A N C E P O L I C IE S

P h o e n ix W h o le L if e A

T r a n s a rm e r i c a L i f e C o m p a n i e s W h o l e L i f e A

Div idend

Div idend

J

K

T

T

l i l n C 0 n l e G a i n C ~ d ~ S : A =$1 ;000 or less B = $1,001 - $2 ,500 C =$2,501 - SS,000

(See Columns B 1 and D4) F =$50 ,001 - $100,000 G =$1 00,001 - $1 ,000,000 H 1 =$ 1,000,001 - $5,000,000

2. V alue Codes J = $t5 ,00 0 o r less K = $15,001 - $50,000 L =$50,001 - $100,000

(See Co lumns CI and D3) N =$250 ,001 - $500,000 O =$5 00,001 - $1 ,000 ,000 PI =$1,000,001 - $5;000,000

P3 =$25,000,001 - $50,000,000 P4 =M ore than $50~000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment

(See Co lunm C2 ) U =Book V alue V =Oth er W = Es t ima ted

D =$5,001 - $15,000

H2 =M0r~ than $5 000 000

M = $ 1 0 o , o 0 1 - $ 2 5 0 , 0 0 0

P2 =$5,0001001- $25,000~000

T =Cash Mark e t

E =$15,001 -$50,000




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Date of Report

04/15/2011

VII. I N V E S T M E N T S a n d T R U S T S - i , , ’ o m e , v a ~ a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D (No reportable income, assets , or transactions .)ONE

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

Income during

repo rtin g perio d o f rep orting p eriod

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Amount T y p e ~ e . g ., Value Value Type (e.g., Date Va l ue Ga i n Identity of

C o d e 1 div., rent, Code 2 Method buy, sell , mm/dd/yy Code 2 ’ Code 1 buyer/seller

(A-H) o r i n t . ) ( J - P I Code 3 redem ption) (J-P) (A-H) (if private

( Q - W ) transaction)

86 . Penn Mutuia l Whole L ife A Dividend J T

87 .

1. Income Gain Codes:

(See Columns Bl and 134)

2.Value Codes

( See Col umns CI and D3)

3.Value Method Codes

( Sec Col umn C2)

A =$1;000 orless

=$50,001- $I00,000

=$15, 000or l css

N -$250,001 -$500,000

P3=$25,000,001 -$50,000,000

Q=Appraisal

=Book V alue

B =$1 ,0 0 1 - $2 ,50 0

G =$1 00,001- $1,000,000

K-$15, 001 -$50 , 000

O = $500,001 - $1,000,000

R =Cost (Real Estate Only)

V =Oth er

C = $ 2 , 5 0 1 - $ 5 ~ 0 0 0

H I = $ i , 0 0 0 , 0 0 i - $ 5 i 0 0 0 ; 0 0 0

L = $ 5 0 , 0 0 1 - $ 1 0 0 ,0 0 0

P I = $ 1 2 0 0 0 , 0 0 1 - $ 5 ; 0 0 0 , 0 0 0

P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 0

S = A s s es s m e n t

W = E s t im a t e d

D=$5,001 -$15,000

H2 =More than $5i000,000

M=$|00 ; 00I - $250 , 000

P2 =$5,000,001- $25~000,000

T =Cash Mar ket

E : $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0




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Name of Person Report ing

A l d i s e r t, Rug g e r o J .

Date of Report

04/15/2011

VIII . ADDITIONAL INFO RMATION OR EX PLANATION S. (]ndicatepart ofreporto)




of 12

IX. CERTIFICATION.

Iame of Person R eport ing

A l d i s e r t, R ug g e r o J .

Date of Repor t

04/15/2011

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l ud i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o us e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

accurate , t rue , and complete to the bes t o f my knowledge and bel i ef , and that any in format ion no t repor ted was wi thheld because i t met app l i cable s t a tuto ryprov i s ions permi t t ing non-d i sc losure .

I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th th e p r o v i s io n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d Ju d i c i a l C o n f e r e n c e r e g u la ti o n s .

Signatu re: S/Ruggero J. Aldisert

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

C om m i t t ee on F inanc ia l D i sc losu reAdm inis t ra t ive O ff ice of the Uni ted Sta tes Cour tsSui te 2-3 01

One Columbus Circ le , N.E.W ash ing ton , D . C . 2 0 5 44

ruggero j aldisert financial disclosure report for 2010

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