robert s. mueller. (jul. 07, 2012). oge form 278 financial … · 2019. 2. 9. · robert s....
TRANSCRIPT
Robert S. Mueller. (Jul. 07, 2012). OGE Form 278 Financial Disclosure, 2011. Office of Government Ethics.
Robert S. Mueller. (Jul. 07, 2012). OGE Form 278 Financial Disclosure, 2011. Office of Government Ethics. Compiled Mar. 24, 2016. Hedge Funds in red.
Name Value ($) Hyperlink Offshore Minimum URL Large Cartel Attorney Auditor Banker(s) Cartel in <$1k $1-15k $15-50k $50-100k $100-250k $250-500k
3M PWC JPM X
ADP X
Advantage Global Alpha Fund AVGRX http://ww GE JPM RBC E&Y X
Alliance Data Sys Corp X
Allscripts Healthcare Solutions Inc X
Amazon.com Inc X
American Express Company X
Ameriprise Financial Inc X
Amgen X
Amylin Pharmaceuticals Inc. X
Anadarko Petroleum X
Apache Corp X
Apple Inc X
ASG Global Alternatives Fund Y GAFYX http://ww BoA, Citi, JPM, PWC X
AT&T X
AT&T X
Autodesk Inc X
Autoliv Inc X
Bank of America Corporation X
Baxter International Inc X
BMC Software Inc X
BNY Mellon Emerging Markets Fund MEMKX http://ww BoA Citi JPM BNY Comcast X
BNY Mellon Income Stock M MPISX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Intermediate Bond Fund MPIBX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon International Fund MPITX http://ww BoA Citi JPM BNY Comcast X
BNY Mellon Large Cap Market Opportunity Fund MMOIX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Mid Cap Stock Fund MIMSX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Money Market Fund MLOXX http://ww BoA Citi JPM BNY Comcast X
BNY Mellon Municipal Opportunities Fund MOTMX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Natl S/T Mun BD Fd MINSX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Ntl Inter Mun Bd Fd MPNIX http://ww BoA Citi JPM BNY Comcast X
BNY Mellon PA Inter Muni-M MPPIX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Small Cap Stock Fund MISCX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Small Mid Cap Fund MMCIX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon Tax-Sensitive Large Cap-M MTSMX http://ww BoA, Citi, JPM, BNY Comcast X
BNY Mellon US Core Equity 130/30 Fund MUCIX http://ww BoA, Citi, JPM, BNY Comcast X
Brown Foman Class B X
Capital One Financial X
Carnival Corp X
Caterpillar Inc X
CBS Corp Class B X
Chevron X
Chubb Corp X
Cigna Corp X
Cisco Systems X
Cisco Systems Inc X
Cognizant Technology Solutions Corp X
Comcast Class A Special X
Comerica Inc X
ConocoPhillips X
Covidien PLC X
CREF Global Equities QCGLRX http://quot BoA, Citi, JPM, PWC Gold, RBS, St Goldman X
CREF Stock PWC Goldman X
Cummins Inc X
Danaher Corp X
Defenders Multi-Strategy Hedge Fund LLC ($97.1m 97 065 151 Goldman http://ww X
Alydar QP Fund, LP 1,093,796,957 Boston 1,000,000 http://ww
Avesta Fund, LP, Class B 260,553,400 NY 0 http://ww
Clovis Capital Partners Institutional LP 1 232 669 922 NY 0 http://ww
Cobalt Offshore Fund Ltd, Series II 271,620,695 Tortola 100,000 http://ww
Eminence Partners, LP 2,333,641,150 NY 0 http://ww
Ivory Flagship Fund LP Class C 84 392 800 LA CA 0 http://ww
JANA Partners Qualified, LP, Class A 1,882,755,253 NY 0 http://ww
Karsh Capital II, LP 163,581,000 NY 1,000,000 http://ww
Locust Wood Capital LP 1 000 000 000 http://ww
SEG Partners, II, LP, Class A 1,123,729,213 NY 0 http://ww Morgan
Page 1 of 4
Robert S. Mueller. (Jul. 07, 2012). OGE Form 278 Financial Disclosure, 2011. Office of Government Ethics.
Tiedemann/Falconer Partners, LP, Class A 116,964,905 Caymans 1,000,000 http://ww
Cerberus Partners LP 4 999 500 000 NY http://ww
King Street Capital Ltd., Class A 6,222,597,110 Bermuda 0 http://ww
King Street Capital, Lp 9,723,892,555 NY 0 http://ww
Longacre (QP) SPV IV LLC 1 000 000 000 NY http://ww
Davidson Kempner International Ltd., Tranc 2,398,619,377 Totola 100,000 http://ww
Davidson Kempner International Ltd., Tranc 2,398,619,378 Totola 100,000 http://ww
Deephaven Event Fund LLC 4 000 000 000 NJ http://ww
Merced Partners Limited Partnership 967,732,649 MN 0 http://ww
Owl Creek Overseas Fund Ltd., Class AP 1,406,489,703 Caymans 50,000 http://ww JPMorgan
Scoggin Capital Management LP II 1 302 010 522 NY 25 000 http://ww
Amaranth Partners, LLC 1,000,000,000 Caymans http://ww
Basso Multi-Strategy, LP 1,000,000,000 Caymans http://ww
Brevan Howard Fund Ltd. Class B 9 026 870 638 Caymans 1 000 000 http://ww
Elliott International Ltd. 4,331,323,645 Caymans 50,000 http://ww
HBK SLV, LP, Class C 2,036,724,988 Caymans 122,518 http://ww
Investcorp Interlachen Multi-Strategy Fund 210 983 510 MN 2 000 000 http://ww
Stark Investments, LP, Class C 3,873,721,478 WI 5,000,000 http://ww
Stark Select Asset Fund, LLC 3,873,721,479 WI 5,000,000 http://ww
Two Sigma Spectrum US Fund Ltd. 1,127,540,753 NY 1,000,000 http://ww
Kaiser Trading Fund 2X SPC 16 900 000 Caymans 50 000 http://ww
Brigade Leveraged Capital Structures Fund, 3,099,713,228 NY 5,000,000 http://ww
Oak Hill Credit Alpha Fund (Offshore) Ltd., C 291,973,609 Caymans 50,000 http://ww
73 872 639 917$
Dreyfus /Newton International Equity Fund SNIEX http://ww E&Y Citi, BNY X
Dreyfus Diversified Intl DFPIX http://ww E&Y Citi AT&T X
Dreyfus Emerging Markets - I DRPEX http://ww E&Y Citi AT&T X
Dreyfus High Yield Fund http://ww Deutsche, KPMG Morgan, Gold Morgan X
Dreyfus Inflation Adjusted SECS FD DIASX Cease App. 06/ http://ww X
Dreyfus Midcap Index Fund PESPX http://ww E&Y Citi BNY X
Dreyfus Opportunistic Small Cap Fund DSCVX http://ww E&Y Citi, BNY X
Dreyfus Pre Strat Inter St-I X
Dreyfus Prem Strat Glbl St-I X
Dreyfus Select Managers Small Cap Growth DSGIX http://ww E&Y Citi, BNY X
Dreyfus Select Managers Small Cap Value Fund DMVYX http://ww E&Y Citi, BNY X
DuPont X
Electronic Arts X
EMC Corp X
Energizer Hldgs Inc X
Ensco Hldgs Inc X
EOG Res Einc X
Exxon Mobil Corp X
Ford Motor Company X
Franklin Res Inc X
GE X
General Electric KPMG Wells Fargo X
Google X
Halliburton X
Hess Corp X
JPMorgan - Highbridge Dynamic Comm Strat Fund-E HDCSX http://ww JPM JPM JPM X
Home Depot Inc X
Honeywell Intl Inc X
Hospira Inc X
Human Genome Sciences Inc X
IBM various PWC JPM X
IBM X
Informatica Corp X
IntercontinentalExchange Inc X
Intuit X
iShares MSCI Emerging Mkts Index Fd EEM http://quot PWC UBS X
iShares Russell 1000 Index ETF IWB http://quot Wells JPM GE X
iShares Russell 1000 Index Fund IWB http://quot Apple, MSFT, KPMG UBS, X
iShares S&P GSCI Commodity-Indexed Trust http://quot PWC UBS X
Johnson & Johnson PWC various KKR X
JPMorgan Chase X
JPMorgan Tax Free Bond Fund PMBAX http://ww PWC JPMorgan X
Kraft Foods Inc. PWC JPM, X
Limited Brands Inc X
Page 2 of 4
Robert S. Mueller. (Jul. 07, 2012). OGE Form 278 Financial Disclosure, 2011. Office of Government Ethics.
Lincoln Natl Corp Ind X
Lorillard Inc X
Market Vectors Brazil Small-Cap ETF BRF http://quot JPM, Citi, HSBC, BNP X
Market Vectors Brazil Small-Cap ETF X
Matthews Asian Growth & Income MACSX http://ww Hastings PWC Gold X
Matthews Asian Growth & Income Fund MACSX http://ww X
Matthews Pacific Tiger Fund MAPTX http://ww Hastings PWC Gold, X
McKesson Corporation X
Medco Health Solutions PWC JPM, BoA, Merrill, Citi X
Medtronic Inc X
Mellon Optima L/S Strategy Fd LLC 486 847 155 NY http://ww E&Y BNY Mellon Morgan X
Espalier Global Partners, L.P. 414,072,500 NY 1,000,000 http://ww
Glenview Institutional Partners, L.P. 4,772,932,349 NY 1,000,000 http://ww
SRS Partners Ltd. 1 903 384 942 Caymans 5 000 000 http://ww
Tourbillon Global Equities, LLC 1,142,259,948 NY 10,000,000 http://ww
CCI Healthcare Partners, L.P. 133,910,928 CT 0 http://ww
Coatue Offshore Fund Ltd. 2,015,597,418 Caymans 100 000 http://ww Morgan Citi
Conatus Capital Overseas, Ltd. 1,745,726,977 Caymans 100,000 http://ww Morgan, Citi
Criterion Horizons Fund, L.P. 265,703,072 CA 1,000,000 http://ww
Miura Global Partners II, L.P. 1,595,055,972 NY 100,000 http://ww JPM
Bay II Resource Partners L.P. 1 207 814 271 GA 0 http://ww
East Side Capital Offshore, Ltd. 210,907,100 Caymans 2,500,000 http://ww
Lafayette Street Fund II, L.P. 941,556,287 NY 0 http://ww
Long Pond Capital QP Fund L.P. 727 520 043 NY 5 000 000 http://ww
SEG Partners II, L.P. 1,123,729,213 NY 0 http://ww
Southpoint Qualified Fund LP 1,654,063,655 NY 1,000,000 http://ww
Tiger Eye Partners LP 513 782 685 NY 1 000 000 http://ww Citi
Discovery Global OPPORTUNITY Fund, Ltd. 2,846,711,822 Caymans 1,000,000 http://ww
LAE Fund L.P. 234,469,500 London 10,000,000 http://ww
OCCO Eastern European Fund 244 289 112 Caymans 100 000 http://ww
JANA Nirvana Fund, L.P. 937,533,311 NY 0 http://ww Kirkland
Pershing Square, L.P. 999,880,000 NY 1,000,000 http://ww
Third Point Offshore Ltd. 3 692 267 019 Caymans 100 000 http://ww BNP HSBC Merrill Citi
Dreyfus Institutional Reserves Treasury Prim 3,000,000,000 http://ww
32,323,168,124$
Merck & Co Inc X
Methodist Hill Ltd. Ptnrshp, Lebanon, NH (real estate) X
Metropolitan West Funds Total Return Bond Fund MWTRX http://ww Barclays, JPM, UBS, AT&T, VZ, Citi, Morga X
Metropolitan West Total Rin Bond X
Microsoft various Delloitte various Wal-Mart X
Morgan Stanley X
Motorola Inc X
National Oilwell Varco Inc. X
NetApp Inc X
Newell Rubbermaid Inc X
News Corp Inc Class B X
Nextera Energy Inc X
Nordsrom Inc X
Norfolk Southern Corporation X
Occidental Petroleum Corp X
Omnicom Group Inc X
Oracle Corp X
Pepsico X
Pepsico Inc X
Pfizer X
Pfizer Inc X
Philip Morris International Inc X
PIMCO Total Return Fund PTTRX http://ww JPM GE Barclas BNP Citi Duetsche Goldman HSBC RBC RBS UBS X
PPL Corp X
Praxair Inc X X
Procter & Gamble X
Public SVC Enterprise Group Inc
PVN Corp X
Qualcomm Inc X
Robert Half Intl Inc X
Rydex Managed Futures Strategy FD-Y RYYMX http://ww X
Schwab Adv. Cash Res. SWZXX http://ww Bank of West, PWC Gold, X
Schwab Govt MM SWVXX http://ww Bank of West, PWC Gold, X
Page 3 of 4
Robert S. Mueller. (Jul. 07, 2012). OGE Form 278 Financial Disclosure, 2011. Office of Government Ethics.
Schwabb Muni Money Fund SWVXX http://ww Bank of West, PWC Gold, X
St. Jude Medical Inc X
State Street Corp. X
Sysco X
Target Corp X
TCW Emerging Markets Income Fund-I TGEIX http://ww Goldman, JPM, Delloitte Morgan, BoA X
TCW Emerging Mkts Income Fund TGEIX http://ww JPM, Wells Deloitte Qualcomm X
Teredata Corporation X
Textron Inc X
The Procter & Gamble Companyu X
Thermo Fisher Scientific Inc. X
TIAA Traditional PWC Goldman X
Time Warner Inc. X
Transcanada Corp X
Tyco International Inc X
Unilever PLC SpnSrd ADR New X
Vale SA-SP ADR X
Vanguard FTSE All World ex-US Fund VEU http://quot PWC various IBM X
Vanguard Interm Term Invest Grade Inv Fund VFICX http://ww PWC IBM X
Vanguard Intermediate Term Muni TE Fund VWITX http://ww IBM X
Vanguard Intermediate Term Muni TE Fund VWITX http://ww IBM X
Vanguard Long Term Tax Exempt Fund VWLTX http://ww Goldman IBM X
Vanguard LT Tax Exempt Fund VWLTX http://ww PWC IBM X
Vanguard Muni TE Bond Intermediate VWITX http://ww PWC IBM X
Virtus Capital Growth (formerly Pheonix Cap Gr.) PHGRX http://ww FoF PWC State Gold X
Vmware Inc-Class A X
Walmart X
Wanger Intl. Fund WSCAX http://ww Perkins PWC JPM Gold, JPM X
Wells Fargo X
Wells Fargo & Company X
Zimmer Holdings Inc X
Count: 26 95 33 11 9 1
Subtotal: 26 000$ 1 425 000$ 1 650 000$ 1 100 000$ 2 250 000$ 500 000$
Cumulative: 26 000$ 1 451 000$ 3 101 000$ 4 201 000$ 6 451 000$ 6 951 000$
Page 4 of 4
" OGE Fonn 278 (llcv. 1212011) S C.i;.ll Part 2634
U.S. Offioo ofOovcmmcnt Ethies Executive Branch Personnel PUBLIC FINANCIAL DJSCLOSURE REPORT
,;s Form Approved:
OMB No. 3209-COO I
Date of Appointment, Candidacy, Election, Reporting Status Incumbent Calendar Year New Entrant, Tennination T~nnination Date (Jf Appli- . Feefor Late Filin~ or Nomination (Month, Day, Year) · (Check Appropriate lXI Covered by Report Nominee, or D FilerO cable) (Month, Day, Year) ·_Any individual who is required to flle
:;;n-/11 +. Bo•cs) I 2011 I Candidate .I I this report and does so more than 30 davs after the date the report is reauired
Last Name First Name and Middle Initial to be filed, or, if an extension is Reporting Individual's Name Mueller Robert 5., Ill granted, more than 30 days after the
last day of the filing extension period, Title ofPosttion Deoartment or A~tencv UfAonllcab/e ). shall be subiect to a $200 fee.
Position for Which Filing Director Federal Bureau of Investigation Reportmg Periods
Incumbents: The reporting period is Address (Number. Strc.et. Citv. State and ZIP Code) · Teleohone No. ffnclude Area Code) the preceding calendar year except Part
Location ofPresent Office ll of Sched.ule C and Part I of Schedule (or forwarding address) 935 Pennsylvania Avenue, NW, Washington, DC 2o535 202-324-3000 D where you must also include the filinJ?.
' year up to the date you file. Part Il of Position(s) Held with the Federal Title ofPosition(s) and Date(s) Held ScheduleD is not applicable. Government During the Preceding
Termination Filers: The reporting 12 Months ([(Not Sa~ as Above) period beJ?,ins at the end of the period covered by your previous ftlinR and ends
Presidential Nominees Subject to Senate Name of Congressional Committee Considering Nomination Do You Intend to Create a Qualified Diversified Trust? at the date of termination. Part D
Confirmation DYes DNo . of Schedule D :is not applicable.
Cerfifi(atiOn Signature ofReportmg Individual · Nominees. New Entrants and
Date (Month Dav. Year) Candidates for President and I CERTIFY that the statements.I have
JZL!fl,;t,£! t/r/>-Vice President:
made on this fonn and all attached Schedule A·:The reporting period schedules .are true, complete and correct ~
to the best of my knowledge. ~ for income (BLOCK C) is the preceding calendar year and the current calendar
Signature of Other Revtewer I Date (Month Dav. Year} year up to the date of filing. Value Other Review
'f>~w. ~I F~C ])J)If-eo t;/7/;1&r2- assets as of any date you choose that is (If desired by within 31 days of the date of filinl!;.
agency) Schedule B--Not applicable.
IA!!:encv Etbits Uffitial's Oninion St~mature ofDesi~mated Ae:encv EthiCS OfficJaVRevJewine: Ottictal n,;t.- (Mnnlh nnv YPnrl Schedule C, Part I (Liabilities)·- · On the bas1s of information contained
~~ in this report, I conclude that the filer is
~1~/Z. The rJ!portinR period is the preceding
. in comph!lllce .v,:ith applicable laws and calendar year aitd the current calendar regulations (sub~~~ to any comments year UP to any date YOU choose that is in the box below . within 31 davs of the date offilin~t
Signature ( . I I · Date fMonth. Dav. Year} Schedule C, Part II (Agreements or Office of Government Ethics -~l) Use Only ~ l-1~~)2. Arranl!;ements)-Show any weements
flJ$ i/t1Jt1--or annngements as of the date of filinp;.
C!l.mm.ents of Review· ne: Officials nr additional Slla_ce ls_requiret:L use the reverses 'de of thi.~ sheet) ScheduleD-The reporting period is
..l'~~ ~ \\)~\')._ (Check bo11 if filing extension gramed & indicate number of days ___ )(]] the orecedim! two calendar Veaf!l and the current calendar year up to the
L, o-.~ ,b~~ ~o~~,,,'M1), 45 day extension granted. Due date June 30, 2012. date of filinp;.
11 pu ~b ~n =1/lf/;a--A!!encv Use Onlv
JUN - ·8 1Uli
(Check box if comments are continued on t}fe reverse side) D DGE 'l se Onlv JUN 2U ZUll
Su ersedes Pr1or Editions. p
OpenSecrets.org
.OGE !'oltn 278 (Rev. l:zl20 II) 5 C,f .R. Part 263-4 .U.S. Office of Government Ethics
Robert S. Mueller, Ill
Assets and Income
BLOCK A
your spouse, and dependent children, asset held for inves'tment or the
IPr,odulcti~~n of income which had a fair market at the close of the report
generated more than $200 during the reporting period, together
such income.
yourself, also report the source and actual of earned income exceeding $200 (other
the U.S. Government). For.your spouse, source but not the amount of earned
of more than $1,000 (except report the acount of any honoraria over $200 of
spouse).
NoneO
Valuation of Assets ·at close of reporting period
SCHEDULE A
llncoJne: type and amount. If"None (or less than $201)" is checked, other entry' is needed in Block C for that item.
Other Income (Specify Type & Actual
Amount)
2
Date (Mo .. Dav,
Yr.)
Onlvif Honoraria
,.,.., OpenSecrets.org
Roberts. Mueller, Ill SCHEDULE A 3
Assets and Income Valuation .of Assets Income (Block C)
Block A Block B Type Amount
0 0 0
0 0 0 0 0 0 0 ci 0 0
.o 0 0 ~ 0 0 0 0 ~ 0 0 0
, , " ~ ci 0 0 0 8 r:: 0 ,..
0 0 0 0 ci 0 0 0 ci ~ .9! 9 0 0 0 0 0 0 0 0 o· 0 ci 0 0
0 IIi 10 0 i 0 · o 0 0 0 ~- . o Other o. 0 q ci o_ 0 ~ ~ :1 0 ;;; -:.:; 0 g 0 0 0 ·0 o. 0 0 Date 0 "' 0 ,; 2 .. ~ 0 0 ci ~ ~ Iii ·O 0 N 10
~ ci 0 -= ~ 0 c: 0 10 q Iii 0
~ ci 0 Income
~ ~ :! · ~ 0
~ ~ 0
~ f-o · o: 'iii v 0
! 10
~ 0 0
.9. 11 o.· o. ]! ]! , "' , (!) .9. q l1 ~ ~ 0 c O 0
0 0 0 ;;; 8 ~ Ol "' c ~ '? 0 ...:. 0 Iii
0 0 0 0 0 0 0 0 c ... ii 0 0 0 0 0 (h. ci ~ Ol "' 0 ci ci ci 0 0 0 Q, ' Q, !;;;. Ol
"" Ol 0 0 0 . ci 0 c 0 Iii ci 0
~ 0 ~
0 0 IIi Qj
~ l ii :>! t: ~
Q, c ~ 0 "' 0 IIi ci 0 ~ 0 Q;
0 ;; ;; ll) .;; 10 ~ li ~ 0 ::J ~ Ol .. 0 ~ · <-i ~ ;; ~ ,.. ~ 0 z <I> <I> 0 0 0: 0 z <I> ... 0
Pe.rsonal Accounts
Virtus Capital Growth (formerly . X X X Phoenix Cap Gr.)
Wanger lntal. Fund X X X
TIAA Traditional X X
CREF Stock X X X
. CREF Global Equliles
-.. ' ' ~· ........ ... .. . . ..... -·-, . ··-. ·--·· - . • · . . . . .. .... ··- ' . -~ ·.- ..... ... ·- ... .. ... Mo" .. . .... X X X
Methodist Hill Limited Partnership Lebanon, NH (Real Estate . x X development - Land for Residenta_l Development)
- - r- - ·- -'-- 1-- -· '--- - r- I-- -, -AT&T 'x X X
Amgen X X X
'Automatlc·Data Processing X X X
Brown Forman Class B X X X
Chevron X X X
Cisco Systems X X X
Corneas! Class A Special X X X
OpenSecrets.org
RobertS.- Mueller, 111 SCHEDULE A 4
Assets and Income Valuation.of Assets Income (Bloc~!, C)
Block A Block B Type Amount
0 0 0
0 0 0 o. a 0 0 0 0 0
0 0 0 q 0 0 "0 0 o. 0 0 0 ~ 8 0 0 0 c: 13 0 0 0
0 0 0 0 0 0 ~ 0 0 " ~ 0 0 0 0 0
0 0 0 0 0 0 0 0 0
~- q u. ~ :e 0 0 0 ct '0 0 0
0 Other q 0 0 0 "' 0 q 0 ; ~ 8 ~ ~ ~ "' "' 0 0 8 q 0 q 0 t 0 Date
~ 0 a· 0 ~
0 0 0 0 In eo me 1ti 0 l1 "' ~ .5 ~ 0
"' 0 ~
·O ~ ;;; "' ~ ~ 8 0 0 0 0 · f- ·a: "' v 0
~ 1ti ::;· 0 0
~ ~ 0 ·"t 0 j ., .., "' "0 (!) ... o_
'1 '1 '1 0 q 0 0
.2- 0 0 ~ 0 0 8 -~ ! "0 c: .8. It
,... ,.. ;;; o. ~ 0 0 0 ~ o. 0 0 ~ c ... ~ iii 0 .... 0 0 0 0 0
Q) ·o 0 0 g ... 0 0 o · ! "' "" Q) 0 0 · 0 0 0 0 · ~ ~ iii ~ 1: 0 ~ ij c 0 .,·
~ ~ 0
., 0 0
~ il Q. c: 0 Ill. 0 1ti 0 ~ o.
0 ;,; ;;; · ;;; ~ :> ~ g " Q)
~ 0 l)l ~ l)l :2: ;;; ~ ;;; .f) z 0 0 d 0 a: c z <I> 0
CVS Caremark Corp X X . x
E)Q(.on Mobil X X X
General Electric X X x·
International Business Machines X X X
Johnson & Johnson X X X
. -··-·-·-··-·--·- .. -- ... -····- ···· ---:-~ ·- ---· ··--- ·--- - ·-- ·-· ·-:··-::-:-. . ·-- --. ....... ';' ... -~ ·- ·-· - -· .. ........ ··- ·- ... s··· ... ... - .... ... ·---- .. -Kraft Foods Inc. X X X
Medco Heal~h Solullons X X X
Microsoft X X X
Minnesota Mining X X X
Pepsico X X X
Pfizer X X X
Procter & Gamble X x · X
State Street Corp. X X X
Sysco X X X
Walmart X X X
OpenSecrets.org
RobertS. Muell~r. Ill SCHEDULE A 5
Assets and Income Valuation of Assets· income· (Block C)
Block A BlockB Type Amount
0 0 0
0 0 o. 0 0 0 0 0 0 0
0 0 0 0 ci 0 0 0 ~ 0 ci o · 0
., .. 0 ci 0 0 8 0 0 ci 0 0 ci 0 · c: .,
~ 0 ci 0 0 0 0 • 0 ri 0 · ?f. ,., ,... 0 0 8 0 0
0 0 q ci ci 0 0
- ~ 0 0 0 0 0 0 Other · .Cl. 0 0 q 0 .n 1ii
~ IV 0 0 0 0 0 q .n 0 ·oate 0 II) 0 ci > ~ "' ~ ci
~ o. ci 0 N
~ ci t :! - ~ 0 0 0 o. ci 0 g' "t ci InC<~ me
- ~ 8 E -~ "' 0
~ II) II)
'if :! 0 0 a::. v ~ N tt) II) "' ~ 0 0 ... 'if "t q 0 0 0 ci '0 '0 .. ., '(!) 'if "t 0 0
e 0 .... 0 8 0 .... 0 q ci . ::;: ~ ! ..., .,
c: ~ 'if t t 0 0 ;;; ~ tt)
0 0 0 0 .,. ci 0 0 - ~ 8i .. ~ s 0 0 0 .,. ~ 0 0 ci ·g ci ... 0 0 0 " 0 .o 0 0 ci 0 c: o. in' ci ~ o_ 0 .n· ...
~ ] IV ~ <= -~ c: 0 o. 10 0 .n ~ ~ 0 ~ 0 0 ~ ~ 0 . o · .... ;;; "' ;;; ~ "' ;;; tt) -~-
, .. 0 ~ ;;; .N tt) ;;; :;; ;;; z ...... . .,. th 0 ... 0 0 0 a:: c: (.) z ... ... 0
Wells Fargo X X X
Metropoll!an West Total Rtn Bond X X x·
Matthews Asian Growth & Income X X X
Matthews Pacific Tiger Fund X X X
lshares Russell1 000 Index Fd. X X X
Ji>.'Mof9iir1'.'r·ax i=ree.sonci' FiiiiC! .. ·-··-- ·":""':·- ' ... ~ .. ..... ., . . ... ·····-· ......... -- .. .. .. ... ... ·-· ·- .. . - .... .. .. . .. .. .. . ·:- -·-· - . ·- .. ·-···· .. . ..... . . . ~ X X X
Vanguard Munl TE Bond lntermec X X X
Vanguard FTSE All World ex-US X X X
.. Vanguard lnterm Term Invest Gra ·x X x ·
Vanguard L T Ta~ Exempt Fund X X X
TCW Emerging Mkts Income Fun X X X
Schwab Adv. Cash Res. X :x X
Schwab Govl MM X X X
Schwab Munl Money Fund X X X
OpenSecrets.org
Robert S. Mueller, Ill SCHEDULE A MB
Assets and Income Valuation of Assets Income (Block C)
Black A Block B Type ·Amount
0 g 8 0 0
0 g § ! 8 0
8 .., 0
" ~ 8 g ~ ~ !
e ~ g 0 o· E 0 g 0 g
~ .t
~ § ~l 8. g 8. ~ Cl 0 8 ~ ~ g ~ 0 0 g
~ fil § ,: ~ i "'
0 § g o_ "' ~ 0 ci
~ ! 0 ill_ "'- ~ "'' ,; 8_ 0 E " ;;; 0 g l;; c
~ ! d- t--~ v g_ ~ ~ 11· g_ g ~ ~ 0 g_ ~
N o_ 5 .... :;; q
I Jl " ..,
& "l' 0 s g 8 8 & -~ !1.l ~ i ·;;; 0 i ;;; - ~ 8 "'- g g "' I 0
~ 8 :;. g_ ! " 0 8 0 0 ! ! ::l - ~ E ~ ~ 0
! IS q ,; ~ fll 0 0
~ l;j ill ~ 0 ,; 0
z ;;; ·;;; ;;; lll ,;;; 0 & t3 ~ ;;; tlf u; ;;; ;;; Trust Assets and Income
(Wife is a beneficiary offourtrusts. The aggregate amount of her share of the value and income of each asset in these trusts is listed below.)
s ADVANTAGE GLODAL ALPHA FUND X X X
s ALUANCE DATA SYS CORP X X X
s ALLSCRIPTS HEALTHCARE SOLUTIONS I!'4C X X X.
s AMAZON.COM INC X X X
s AMERICAN EXPRESS COMPANY X X X X
s AMERIPRISE f iNANCIAL INC X X X X
s AMI'\JN PHARI!IA.CEUTlCALS INC X X X
'ii ilflAI>iiRK6 l'E'I'~oUlUMcbR'i' '' -, ___ .... ..... ~----· ....... ···· -----~ · . i(" --······ ···- - ---·····- .... . ..... """"'~ '"' , ..
X ·:•" . .. . , -·. .. ...
X ...... . .... .. . .. ' ..
s AJ"ACHECORP X X X X
s APPLE INC X X X
8 ASG GLOBAL ALTERNATIVES FUND-Y X X X
9 AT&TINC X X X X
o AUTODESK INC X X X
S AUTOLIV INC X X X X
s B M C SOfTwARE INC X X X
s BANK OF mERICA CORPORATION X · X X X
s BAXTER INTERNATIONAL INC X X X X
s BNY MElLON EMERGING MARKETS FUND X X X
B BNY MElLON INCOME STOCK:I\1 X X X
s BNY MELLON INTERMEDIATE BOND FUND X X X
s BNY MELLON INTERNATIONAL FUND X X X
s BNY MELLON LARGE CAP MARKET OPPORTUNfTY FL X ·X · x
3 BNYMELLON MID CAP STOCK FUND X X X
OpenSecrets.org
RobertS. Mueller, Ill SCHEDULE A M7
Assets and Income · Valuation of Assets Income (Block C)
Block A Black e Type Amount
§ 0 I ~ 0 8 8, 8 i g 0
~ ~.
0 ·q ! on ~ · "r
.2. ~ 8 - ~ ~ 8 I l!! ~ on S! -~ 0 1i'i ;;;; :z
§ 8
i Q)
8. E 0 g 0 ~ 8. §_ ~
~ t:t 8. ~- .~ ot>" ~- 8 ;;; 8
ey C) L ~ v N t ;;; ~ ~ 8 ~ ~ .2. "4 "' 8 ~
8 . i .g ~ ~ ~ !il. 8. a 0 on 8 o.
~ &: ;;; "' :ll ;;;; :;; ;;;·
s BNY MEI.t.ON MONEY MARKET FUND X X X
s SNV MELLON MUNICIPAL OPPORTUNITIES FUND X X
a BNVMELLONNATL-strMUPIBOFO X X X
o BNY MELLON NTL MER MVN eo FO X X X
s BNY MELLON PA liT!R MVN~ X X
& BNYMELLONSMA.LLCAPSTOCxFUNO · x X X
s BNY MELLON SMAl\MIO CAP F!-N> X
s BNY MELLON T~ENSITIVE IARGI! CAP-M X X X
- ·6 BNY MEI.LONUS CORE.£QIJir.f 130130 f.UNO - ··••· - • -o<--- -x ··- .. -·· -····X · :-.•
s CAPITAL ONE FINANCIAL CORP X X X X
9 CARNIVAL CORP X X X
& CATERPILLAR INC X X
s CBS CORP CLASS B X X X
s CHUSSCORP X X X
s Cl<lNAOORP X X X
s CISCO 6Y6TEMS INC X X X
8 COGNIZANT TECHNOLOGY SOLUTIONS CORP X X
' s COME RICA INC X X X X
& CONOCOPHWPS X X X X
8 CO\IIIllfH PLO X X X X
s CW.Y.liiSINO X X X X
s QANAHER CORP X X X X ..
s pEFENOERS MULTI-sTRATEGY H~OClE FUND LLC X X X
o ORaYFUS DIVERSIFIED INTL·I X X X
"*I" OpenSecrets.org
Robert. S. Mueller, Ill SCHEDULE A M8
..
Assets and Income Valuation of Assets Income (Block C)
-Block A Block 8 TYPe Amount
~ i 8
I t 0 ~ ~ '!! .. § ..
0 0
~ i 8 0 0 § ~ I " i ~ 8 ! g 0
~ a 0
~ 0 g ~
... ,.; 8 8. ~ 8. q :f ~ 0 · § ~- ~
~ ~ ! ~ ~ ~ 8. 0 g 0 § 0 t 0
~ 11 .g 8 IX v .., .,;
<? "! 0 8 '?
i ! ,.
11 '1 8 .2. 8 8. 8. i ~ ~ i i ~ ~ 8 ;;; 0 :lf & 8 i "' § § l t;;
! ~ ~ ~ 0 g 8 ~ s 0
~ i I! ..
~ ~ 5l g 0 ! ~ .,; ~ i1 ! _0_ !! li ~ 0 .. ... N ;;; .~ ... ;;I ~ z .s z "'
a DREYFUS EMERGINO tAARKETS ·I X X X
s DREYFUS !MG MKT DEBT LOC C.l X X X
a DREYFUS til<»1 YlELO FUND X X X
a DREYFUS INAAT!ON AOJVSTEO $EC8 FD X X X
6 DREYFUS MDCAP INDEX FUND X X X
a DREYFUS OPPORTUNSTIC SMALL CAP FUN!l X X X
s DREYFUS PRE STAAT INTER SH X X X
8 DREYfliSPREM&TAATGL8LST~ X X X
1 DREYFUS~ELECT MANAGERS S/MLL CAP.GROWl'H .... - ..-.... ...... ·-·k·- .... _ .. _ --·-:. N ·- 0 - -· .. ·--· ·: . . ···- - -· ..,._ ·-· - X· .. -· ·t,;• .' _, ... ··-· · x . .. ... ... .. .. ' . ..... ..
s DREYFUS SELECT ~1ANAGERS SM..<LL CAP VAlUE Fl X X X
s DREYFUS/NEWTON INTERNATIONAl EQUlTY FUND X X X
s DUPONT (E I) DE NEMOURS AND COMPANY • • X • 6 EMCOORPMASS • X • s ELECTRONIC ARTS INC X X X
6 ENERGIZER HLDOS INC • X X
s ENSCO INTERNATIONAl PI.C • X X X
6 EOGRESINC X X
s EXXONMO!liLCORP X X · x X
s FORD MOTOR COMPANY x X X
s FRANKUN RES INC X X X X
8 GENERAl ELECTRIC COMPANY X x X X
s GOOGLEINC X x. l(
s HAUJBURTON CO X X X X
s HESS CORPORATION X X X X
"*I" OpenSec.rets.org
RobertS: Mueller, Ill SCHEDULE A Ma
Assets and Income Valuation of Assets Income (Block C) ..
Block A· Block B Type AmOiln\
0 ' ~--! g 0 0 ·§ 0 ~
0 0 0 0
" 0 0 i ~ 8. ct g E " ~-0 e c;
! 8 i 0 g ~ " ·ll
~ 8" ~ 8 0 8
~ 0 8 .,; "' ~
u. 'll 1 ~ 8 "' 0 .e 0 0 i
N v; .. 8 § ct .E .. 0
11 "' :'l ~ ~ " ~ "' .,; ~ 8 0 ~ ·i "' "' '!f fil 8 8 li>· Cl
8. 0 0: v ~ N .,. ;;; 8 Iii 0 0 "' 't) " "' g 8 £. ~
0 · § "'· g ' '!1 ... ~ (!) £. "t ., '1 8 ~ 0 I ! "' 9 $ " ~ ~ 8 ~ g 0 ~
0 0 "' ! 8 !E " -! 8. ~ 0 !! ct 0 8 8 ~ ! ~ "C " .~
o·
! ! ct "' ·~ §· Jj 8 ~ " o. oti 0 0 ;;; ;;; ;;; ri m &! ~ 0 ;;; ~ ;;; ~ :;; ~ z z
s HIGHSRIDGE DYNAMIC COMM STRAT FUNO.E X X X
s HOME DEPOT INC X X X X
s HONEYWElL INTL INC X X X X
s HOSPIRA INC X X X
s HUMAN GENOME SCIENCES INC X X X
·a INFORMAllCA CORP X X X
s INTERCONTINENTA!.EXCHANGE INC X X
s INTERNATIONAl BUSINESS MACHINES CORPORATK X X X X
,.,. INTUIT .. " " .. OM • oo•o Oo -··-· .. .. ... .. . .--.. ~···· . .. '" . ~ ·- . .. . ... .. . ·-~ - .. . . - M .... X ' · .... ... . .. . . ... "' .. -. .
s ISHARES MSCI EMERGING MKTS f~EXFD X X X
s I SHARES S&.P GSCI COMMODITY· INDEXED TRUST X X X
s JPMORGAN CHASE 3< CO X X X X
8 liMITED BRANDS INC X X X X
a UNCOI.N NATL CORP INO X X X X
s LORilLARO INC X X X X
s MOKESSONCORPORATION X X X X
s MEOTRON!C INC · X X X X
s MElLON OPTIMA U$ STRATEGY FO LlC X X X
o MERCK & CO INC X X .. X
s MORGAN STAN.LEY X " X X .. s MOTOROLA INC X X· X
s NA110NAL OIL ~'~'Eli VARCO INC. X X X
a NETAPPINC X X
s NEWELL RUBBERMAIO INC X X X X
"*I" OpenSecrets.org
Robert S. Mueller, Ill SCHEDULE A
Assets and Income Veluatlon of Assets Income (Block C)
Block A BlockB Type Amount
0 0
§ 8 8
! 8
i § 0 8' ~ J " ~
0 § 0 I ~ s 8 0 8
~ 8 0 8 8 ~ § §_ 8 0 0 8 0 q i
... ! ~ 8 ~ -i 8 ~
0 '4 '7 ~ ~ .. 0
~ ~ .E '
0 .; 0 0 o,
~ ;;; "' i 0
~ "' ;;;. ~
II' 0 y <ti '? '7
! & Q: y 8_ &J
. ., ~ s
.£. ! ~ ~ ~ 8. 0
~ .,
1 I ~ l & Vf ; ~- ~ 8 8. ;; t ;;
! ;;; ~ I ;;;
"' 0
§ ! ~ ~ ~ ii e .. ~
0 0
~ ! a 6 ~ "' ~ ... l)! ~ 15 q "' :z ;;; :; £1 ;;; "' :z ;;; N ;;; ;;; ;;; .e;
a NEWS CORP INC ClASS B X X X X
a NEXTERA ENERGY INC X ~ X ~
S NORDSTROM INC X X X X
a NORFOU< SOUTHERN CORPORATION X X X X
s OCCIO!NTAL PETROLEUM CORP X X X X
s OMNICOM GROUP INC X X X X
a ORAC1.ECORP X X X X
s PVHCORP X X X
, 4 PEPSICO INC. -· .... • • .,.,.. ____ -··· - ·--:--'"'" X - ·.--- .. --.......... · --. . ~-· . . X , •• X· .. . ••••-••oo ' .. x--. .. ---·--· -.. .. .. ..
s PFIZERINC " X " X
s PHllP M.Ot:'lfiiS II'ITERNATIONAL INC X X X X
s PPLCORP X X X X
s PRAXAIR INC X X X X
8 PUBLIC SVC ENTERPRISE GROUP INC X X X X
8 QUALCOMM INC X X X X
8 ROBERT HAlP ll'ffi.INC " X
a RYOEXMANACED FUTURES &TRAT~GY FO.Y X X X
~ ST JUDI!. MI!.DICAL INC X .. X X X
s TARGET CORP X X X
s TCW ~ERGING MAAJ<ETS INCOME FUND-l X " X
s TERADA To\ CORPORATION X X X
s TEXTRON INC X X X X
s THE PROCTER & GAMBL~ COMP~NY X · X X X
a THERMO FISHER SCIENTlAC INC. X X X
"*I" OpenSecrets.org
.. .. .. .. "' .. "
,.
N
~ I ~ c: ~ ....
! z ~ ,.. ~ m 0 m
~ ~ i "' ~ ~ m
"' z ., ., ll} &> (> e; 5 z g
iii 0 <> ~ ..
~ "' .,
<> <> .,
0 "' 0 z
~ 0
z .. ., , :s: " "'
., 0
i 0 1; !:;
0
"' 2
S1
X X )( X )( .x X
X )( X )<
X . ,.
X X )<
X X X X
X X
X
0
1! 0 ~
.. ;;!
iri ~ 2
"' "' % {)
X [None (er <$1 ,001)
~1,001-$15,000
15,001-$50,000
50,001-$100,000 .
~100,001-$250,000
~50,001-$500,000
[sso.o,Oo1-$1,000,000
[owr $1,000,000
~1 .000,001-$5,000,000
~ss.ooo,001-$25,ooo,ooo
$25,000,001-$50,000,000
lover sso,ooo,o.oo
Excepted lnv. Fund
Excepted Trust
puardied Trust·
)( Dividends
Rent and Royalties
' Interest
X papitaJG•ins
None (or~ $201)
~201-$1,000
)(
~1,001-52,500
$2,501-$5,000
~.001-$15,000
~15,001-$50,000
!$50.001-$100,000
~100,001-$1 ,000,000
over 51.000,000
$1,000,001.-$5,000,000
Over $5,000,000
QtherlllCXime
Dale
l> .. "' .. S' !!!
0 .. n .. ,.. a. l> = n
0 3 "'
< .. c m fi
0 0 ::I n !?,. 7'C
Ill ~ "' "' S'
~ ..
5' 0 0 :1 "' 1ii 0
~ 0
3 ,..
0 E <: a
;o· 0 a' .. OJ
·;+
f/1 s: "' !!!.
-~
t/) 0 ::t m· t:l c: J;; >
~
OGE Fonn 278 (Rev. 12/2011) S C.F.R. Part2634 Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate U.S; O.ffie<: of Government Ethics
Reporting Ina1vtaua1's Name Page Number
Robert S. ~euller, HI SCHEDULER
Part 1: ·Transactions None D Repo~ any purchase, sale, or exchange by you, Do not report a transaction involving property Transaction Amount of Transaction (x) your sp9use, or dependent children during the reporting used solely as your personal residence, or a Type (x period of any real property, stoeks, bonds, conunodity tra.nsaetion solely between· you, your spouse, or Date futures, and other securities when the amount of the depe11dent child. Check the "Certific·ate of (Mo., ' g transaction exceeded $1,000. Include transactions that divestiture" block to indicate sales made·pucsuant ... Ml Day, Yr.) . . .o -o . •o
8. 8. -0 ,.... o 00
resulted in a loss. to a certificate of divestiture from OGE. :a a ..:.g - 'o -0 0 0 0 o . o. o.,o..,
l 0 0 0 o. o .. o ... o~~g 0 gg
" -5 8 .. "' o .. o .. O.o 00 0 0 ... 0
"'il ~ "'0 OQ
~a ~H~ go. .. o. o .. o ...
Jdentificat!on· of Assets <I) ;;;;; ;;;~ "' ..... "'- o;;; -"' ... ... ... ... ... ... ... ... Example I Central Alrunes common . X 211199 X
1 See Pages 13-M18.
2
3 '
4
5
I"' Ttus category applies only Irthe uncJeriymg asset IS solely Ulat ottlle mer s spouse or ClepencJent clll.lelren. UUle uncJer ymg asset Is. either held by the filer or jointly held by the filer with the spouse or dependent children use the other hildier categories of value as·aoorooriate. ·
Par:t II; Gifts, Reimbursements, and Travel Expenses For you, your spouse and dependent children, report the source, a brief descrip- the U.S. Government; given to your agency in connection with official travel; tion, and the value of: (I) gifts' (such as tangible. items, transportatipn, lodging, received from relatives; received by your spouse or dependent child totally food, or entertainment) received from one source totaling more than $350 and independent oftheir relationship to you; or provided as personal hospitality at (2) travel-related ·cash reimbursements received from one source totaling more the donor's residence. Also, for ptuposes of aggregating gifts to dete!Dline ihe than $350. For conflicts analysis, it is helpfulto indicote a basis for receipt, such total value from one source, exclude items worth $140 or less. See instructions as personal friend, agency approval under 5 U.S. C. § 4111 or other statutory for other exclusions. authority, etc. For travel-related gifts and reimbursements; include .travel itinerary, .. dates, and the nature of expen~es provided. Exclude anything given to you by
Source (Name and Address) BriefDesc!lption Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)
12
I '(; •o -0 ·o -0 00 0
~ 1 8 .. ~-- o .. o .. o. 0 0 g co gg
~ Q 0 ... o. o .. "' .. :q"S{ 6Zi
t)
"'"' :a ... ... ...... u
None CD Value $500 Examples ~(a!!_ ~s~ ~f.!_o~~<!!~t<!'"s, N~Y, N:f ___ ~ _
Ftank Jones, San Francisco, CA r.:e3tiiei1riercase(pers"'naiftieiici)--~--- ·-----·:-----------:-----------.--·--------- ~ ---$385 ___
1
2
3
4
5
,.,.., OpenSecrets.org
RobertS. Muelier,lll SCHEDULE 8 13
Part 1: _Transactions Transaction
Amount ofTransamlon Part 1: Transactions Type
0 ' ,o to 0 0 . ' 0 0
2~ ~ 0 ~0· 00 0
~ <ll 8. ..!-g 8. 0 0 00 00 0 2 ..!-o ,o 0 0 ~o qo .. o .. o .. 00 0 :J Identification of Assets "' Date oO ~o 00 00 0 •
i~ !'l ., "' ...-o 00 00 q~ 00 qg .0 00 00 00 0 :$
-~ "' 00 00 qo 00 ~0 "' 00 00 00 ~o ~ "' ~ ~ c::ttO cSO 00 go_ g! o_ g! 00 0 • 1.60 ., -.~ 00 con !Hi -Ill e;:g -~ 1w!.i ;z}g }g;z ;;;~ ~u; o·u; 85 ;;~ ~1l (\lll) 8 rn UHF> c
Combined Personal Accounts iShares Russell1000 Index ETF X 2/14/2011 X
Market Vectors Brazil Small-Cap ETF X 2/1412011 X
Matthews Asian Growth & Income Fund X 2/14/2011 X
Metropolitan West Funds Total Return Bond Fund X 2/14/2011 X
Vanguard Long Term Tax Exempt Fund X 2/14/2011 x PIMCO Total Return Fund ·X 8/11/2011 X
Vanguard Intermediate Term Muni TE Fund X 4/29/2011 X
Vaflguard Intermediate Term Muhl TE Fund X 1117/2011 X ---Market Vectors Brazil Small-Cap ETF X 7/15/2011 X
~ ........ - .. ~--· ···•· ... . ...• ~-·" '"'' ···--·· .. ,.. .. . ... . .. ... ..... .. . '" .. __ ..
OpenSecrets.org
Robert S. Mueller, Ill SCHEDULEB M14
Part 1: Transactions
Transaction l ype Amount ofTransactlon
0 0
I a , a 0 '
Robert S. Mueller, Ill SCHEDULE B M1.5
Transaction Type . Amount of Transaction
0 0
' 0 ,o 0 <r tO . .-o '
0 0 T" 0 .... 0 00 ~ e· (I) Q) ..... .o 00 ,.!.g 0 00 go_ 00 <II lden411ication of Assets "' Date · ~ ' ..-o 0 00 00 B ::J "' ..-o ..-a 00 . 0 0 0 • .o g <0 ffi 00 00 00 00 00 0 00 gg co :S
~ 0 00 o ... o ... o· o Oo"' ·o ... o 00 00 ... o ~ VI Cl)
~ o. ~g Oo . ~ C? ... o.o . o. tO l!Jg: ~g: .~ m 00 DID 100 0 •
:J .... ~;;;; ;;:~ . N ID .,.,... o;;;>. ,-It) ~~
Cl) · ll. tn ~ .,. .,. .,..,. ... .,. .,. ... ...... ' o ... () 0
JPMORGAN CHASE & CO X 1/2012011 X . BANK OF AMERICA CORPORATION X 1/20/2011 X
ORAQLE CORP . X 1/20/2011 X - --WELLS FARGO & COMPANY X 1/20/2011 x . GOOGLEINC X 1/20/2011 X PFIZER INC x 1/20/2011 X ..
OCCIDENTAL PETROLEUM C.ORP ic 1/20/2011 --X
EXXON MOBIL CORP . X 1/20/2011 X
·APPLE INC X 1/20/2011 . X --BNY MELLON INTERMEDIATE BOND FUND· X 1/20/2011 . X -DREYFUS INFLATION ADJUSTED SECS FD X 1/20/2011 X
RYDEX MANAGED FUTURES STRATEGY FD·Y X 1/20/2011 X
BNY MELLON MUNICIPAL OPPORTUNITIES FUND X 1/20/2011 X DEFENDERS MULTI-STRATEGY HEDGE FUND LLC X ·3/14/2011 X ..
ENSCO INTERNATIONAL PLC X 3/29/2011 X AMAZOI\lCOM INC X
.... . . 5/5/2011 .
. . X --- -
DREYFUS HIGH YIELD FUND 9/30/2011 X X RYDEX MANAGED FUTURES STRATEGY FD-Y X 9/30/2011 r--
X
BNY MELLON MUNICIPAL OPPORTUNITIES FUND X 9/30/2011 X 1-'-- '-----
BNY MELLON NTL INTER MUN BD FD 9/30/2011 --X X
DREYFUS INFLATION ADJUSTED SECS FD X 9/30/2011 X ASG GLOBAL ALTERNATIVES FUND-Y X 9/30/2011 X
,--
BNY MELLON SHORT-TERM US GOVERNMENT SECURITIES FUND X 9/30/2011 X
BNY MELLON MID CAP STOCK FUND X 9/30/2011 X
BNY MELLON BOND FlJNO X 9/30/2011 X DREYFUS MIDCAP INDEX FUND 9/30/2011
--,-----X X
BNY MELLON NATL SIT MUN BD FD X 9/30/2011 X '--
HIGHBRIDGE DYNAMIC COMM STRAT FUND-E X 9/30/2011 X BNY MELLON INTERMEDIATE BOND FUND X 9/30/2011 X DREYFUS EMG MKT DEBT LOC C-1 X 9/30/2011 X
TCW EMERGING MARKETS INCOME FUND-I X 9/30/2011 X
DREYFUS/NEWTON INTERNATIONAL EQUITY FUND 9/30/2011 ----1-
X X DREYFUS PREM STRAT GLBL ST-1 X 9/30/2011 X
DREYFUS PRE STRAT INTER ST-1 X 9/30/2011 X
BNY MELLON EMERGING MARKETS FUND 9/30/2011 --r--X X
DREYFUS EMERGING MARKETS· I X 9/30/2011 X -APPLE INC X 10/4/:2011 X
!SHARES S&P GSCI COMMODITY-INDEXED TRUST X 10/4/2011 X .. BNY MELLON INCOME STOCK-M X 10/4/2011 X -BNY MELLON EMERGING MARKETS FUND X 12/22/2011 X
'*I" OpenSecrets.org
RobertS. Mueller, Ill SCHEDULE B M16
.•
Amount or Transact Jon Transactlon Type
0 0 . 0 . ,a ~o 0 ~
«i ' ~g 0 ...-o ,.. 0 0 o. 0 0
~ <!) <!)
":> ,a gg 0 00 00 00 q ~ ldenUficatlon of Assets "' Date . .-a 0 00 0 • 00 -~ gj .-a .-a 00 0 o. o8 · 8 ~ t: 0 00 00 00 00 00 0 0 ... 0- 00
§ <II qq q.o 00 00 2f8 .. ._a 00 00 00
"* s:: q ~~ 00
~~ <rio fn o_ :e ~
11)0 0 0 0"' ~g ~ .. tti 8 !li <3 5 " (;; ...-II) U)...- (;;~ U).- C'>IID 0. en (/)(/) II> II> (/)(/) (/)<I> . 0 <I> <h<l> (I) (I)
DREYFUS EMERGING MARKETS - I X 12/2212011 X
DREYFUS OPPORTUNISTIC SMALL CAP FUND X 12/30/2011 X
HIGHBRIDGE DYNAMIC COMM STRAT FUND·E X 12/30/2011 X
DREYFUS SELECT MANAGERS SMALL CAP VALUE FUND X 12(30/2011 X
BNY MELLON MID CAP STOCK FUND X 12/30/2011 X
BNY MELLON SMALUMID CAP FUND X 12/30/2011 ·x ......._ _ _.. ............ ---r--:----1----
ASG GLOBAL ALTERNATIVES FUND-Y X 12130/2011 X
RYDEX MANAGED FUTURES STRATEGY FD-Y X 12/30/2011 X BNY MELLON INTERNATIONAL FUND X 12130/2011 X
BNY MELLON NATL Sff MUN BD FD . 12/30/2011 1- --
X X
BNY MELLON LARGE CAP MARKET OPPORTUNITY FUND X 12/30/2011 X
Trust No.2 ADVANTAGE GLOBAL ALPHA FUND X 1/16/2011 X BNY MELLON INTERMEDIATE BONO FUND X 1/16{2011 . X --~ .....
D~EYFUS OPPORTUNISTIC $MALL CAP FUND ·x 1/18/2011 X -DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND X 1/18/2011 X -------DREYFUS SELECT MANAGERS SMALL CAP VALUE FUND X 1/18/2011 X ASG GLOBAL ALTERNATIVES FUND-Y 1/18/201.1
~ x· X 1--
BNY MELLON SMALLJMID CAP FUND X 1/18/201-1 X 1--
DREYFUS INFLATION ADJUSTED SECS FD X .. - • 1/18/2011- X DREYFUS MIDCAP INDEX FUND X 1/18/2011 X
BNY MELLON EMERGING MARKETS FUND X 1/18/2011 X
RYOEX MANAGED FUTURES STRATEGY FD·Y X 1/18/2011 X
BNY MELLON US CORE EQUITY 130/30 FUND X ·1/18/2011 X -BNY MELLON SMALL CAP STOCK FUND X 1/18/2011 X
BNY MELLON MUNICIPAL OPPORTUNITIES FUND X 1/18/2011 .X
BNY MELLON NATL Srr MUN BD FD X 1/18/2011 X
BNY MELLON NTL INTER MUN BD FD X 1/18/2011 X ~ -
JPMORGAN CHASE & CO X 1/20/2011 X
OCCIDENTAL PETROLEUM CORP X 1/20/2011 X
PFIZER INC X 1/20/2011 X ............... "_ ·- - --EXXON MOBIL CORP X 1/20/2011. X.
APPLE INC X 1/20/2011 X --BNY MELLON LARGE GAP MARKET OPPORTUNITY FUND X 1/20/2011 X __ ,....__~---··
BNY MELLON LARGE CAP MARKET OPPORTUNITY FUND X 1/20/2011 X --Trust No.3
DREYFUS OPPORTUNISTIC SMALL CAP FUND X 1/19/2011 X DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND X 1/19/2011 ·x DREYFUS SELECT MANAGERS SMALL CAP VALUE FUND X 1/19/2011 X
OpenSecrets.org
RobertS. Mueller, Ill SCHEDULE 8 M17
Transaction Type Amount of Transaction
0 0
' 0 0 .... I<) .!.o .o ..-o . I ~g 0 ..-o 00 0 0
e! ~
Q)
&?-0 00 00 qq 0 ;(1.)
Identification of Assets Ol Date I 10 0 0 ..... 0' o o. ~- 00 o.o g· ~ "' ..-o ..-o 00 00 00 c ,... 0 0 co 00 0 0 00 Co .. 00 0 0 ~ <G ~ ~ .r:: 0 qo, qej 00 ao gg_ ~a 00 00 o.o. ~ o. :e 0 Q)CJ 00 0 •
~ ~g g~ OtO It) 0
g~ U")O
0 ~ c3 > ?. 8l ..•. : ..-(\1 (\ItO ., .... o;;;: .;tt) ~~· Ci <I> <I> <I> II> II> <I> <fl. <I> <I> <1>.<1> <I> <I>
BNY MELLON SMALLJMID CAP FUND X 1/19/2011 X BNY MELLON INTERMEDIATE BOND FUND X 1/19/2011 X -ASG GLOBAL ALTERNATIVES FUND-Y X 1/19/2011 X ----'BNY MELLON EMERGING MARKETS FUND X 1/19/2011 X
BNY MELLON MID CAP STOCK FUND X 1/19/2011 X
BNY MELLON MUNICIPAL OPPORTUNITIES FUND X 1/19/2011 X
BNY MELLON SMALL CAP STOCK FUND X 1/19/2011 X
RYDEX MANAGED FUTURES STRATEGY FD-Y x. 1/19/2011 X BNY MELLON NATL SIT MUN.SD FD X 1/19/2011 X
BNY MELLON NTL INTER MUN BD FD 1/19/2011 --1-----
X X
CUMMINS INC X 1/21/2011 X HESS. CORPORATION X 1/21/2011 X
1---MICROSOFT CORPORATION 1/21/2011 --
X X INTERNATIONAL BUSINESS MACHINES CORPORATION X 1/21/2011 X -BANK OF AMERICA CORPORATION X 1/21/2011 X -·-----JPMORGAN CHASE & CO
.. .. 1/21/2011'
.. X X ,_
APACHE CORP X 1/21/2011 X
WELLS FARGO & COMPANY 1/2112011 1-
X X -ORACLE CORP X 1/21/2011 X .
PFIZER INC X 1/21/2011 X . OCCIDENTAL PETROLEUM CORP X 1/21/2011 X
GOOGLE INC X 1/21/2011 X
EXXON MOBIL CORP X 1/21/2011 X APPLE INC X 1/21/2011 X ·-- - ---DREYFUS INFLATION ADJU~TED SECS FD X 1/21/2011 X BNY MELLON LARGE CAP MARKET OPPORTUNITY FUND X 1/21/2011 X "
BNY MELLON TAX-SENSITIVE LARGE CAP-M X 2/22/2011 X
DREYFUS INFLATION ADJUSTED SECS FD X 12/1412011 X
DREYFUS/NEWTON INTERNATIONAL EQUITY FUND 12/14/2011 1----
X X
ASG GLOBAL ALTERNATIVES FUND-Y X 12/14/2011 X
BNY MELLON INTERNATIONAL FUND X 12/14/2011 X BNY MELLON TAX-SENSITIVE LARGE CAP-M X 12/14/2011 X DREYFUS PREM STRAT GLBL ST·I --~- 12/14/2011 X BNY MELLON EMER.GING MARKETS FUND X 12/14/2011 X --BNY MELLON NATL SIT MUN BD FD X 12/14/2011 X DREYFUS DIVERSIFIED INTL-1 X 12/14/2011 X BNY MELLON PA INTER MUNI-M - X 12/14/2011 X
BNY MELLON NTL INTER MUN BD FD X 12/14/2011 X. --I SHARES MSCI EMERGING MKTS INDEX FD X 12/16/2011 X DREYFUS. OPPORTUNISTIC SMALL CAP FUND . X 12/29/2011 X
DREYFUS SELECT MANAGERS SMALL CAP VALUE FUND X 12/29/2011 X
OpenSecrets.org
Roberts. Mueller, Ill SCHEDULE B
Tr!lnsactlon Type Amount of Transaction
a a t a .o 0 16 ' ..... a g
J,8 a .-a ... o 00 !!! Identification of Assets· $ '<I)
Date i'i? ,a 00 .,!-a 8. 00 00 00 0
~ 0> .,!..o ... o 00 ao a<=!. d~ft q 0~ cici ci :E! "' c: ..... 00 00 00 00 00 0 00 oa 0 "@
«< "lii. 1:: a qq C!.ci cici 00 88. ._a a a oa 00 Q) o .. ~ >I> q ~ o .. o.q 0_16
~~ ~ ~ Jl ot)O 00 0"' 0!)0 >15 :::1
~ ...->!) ~ .... ...-('l ~~- lO .....
0~ ~~ ION <I)
i:5 ll. V) 'h 'h ... ...... ... ... .o II> ()
BNY MELLON SMALUMID CAP FUND X 12/2912011 X :
BNY MELLON EMERGING MARKETS FUND X 12/29/2011 X ASG GLOBAL ALTERNATIVES FUND-Y X 12/29/2011 X
BNY MELLON EMERGING MARKETS FUND X 12/29/2011 -X
BNY MELLON INTERNATIONAL FUND X 12/29/2011 ---
X RYDEX'MANAGED FUTURES STRATEGY FD-Y X 12/29/2011 . X DREYFUS/NEWTON INTERNATIONAL EQUITY FUND ~ 12/29/2011 X BNY MELLON NATL SIT MUN BD FD X 12/29/2011 . X BNY MELLON LARGE CAP MARKET OPPORTUNITY FUND ·x 12/29/2011 X ----- ---
Trust No.4 BNY MELLON TAX-SENSITIVE LARGE CAP-M 2/22/2011
·--r---X X
1-· DREYFUS INFLATION ADJUSTED SECS FD X 12/14/2011 X DREYFUS/NEVI/TON INTERNATIONAL EQUITY FUND X 12/14/2011 X -- _.., _ __.__. ..... -----ASG GLQBAL ALTERNATIVES FUND-Y 12/14/2011 . - "~ X BNY MELLON INTERNATIONAL FUND X 12/14/2011 ·X --BNY MELLON TAX-SENSITIVE LARGE CAP-M X 12/1412011 X DREYFUS PREM STRAT GLBL ST-1 12/14/2011
1---X X
BNY MELLON EMERGING MARKETS FUND X 12/14/2011 X
BNY MELLON NATL SIT MUN BD FD . X 12/14/2011 x DREYFUS DIVERSIFIED JNTL-1 X 12/14/2011 X BNY MELLON PAINTER MUNI-M X 12/14/2011 X BNY MELLON NTL INTER MUN BD FD- X 12/14/2011 X IS HARES MSCJ EMERGING MKTS.INDEX FD X 12/16/2011 X
OpenSecrets.org
OGEFonn278(Rev.l2/2011) 5 C.F.R. Part 2634· U S Office of Government Ethics .. Reportmg Individual's Name
RobertS. Mueller, Ill
Part 1: Liabilities
. . Page Number
SCHEDULEC
Report liabilities over $10,000 owed to any one personal residence unless it is rented out; None[]] ~ategory of A~ount or Value (x) creditor 3t any time duri.n,g- the reporting period loans secured by automobiles, household by you, your spouse, or dependent children. furniture or appliances; and liabilities owed to
. I
Check the highest amount owed during the. certain relatives listed in instructions. ~ ; I . • C) ... C) I •o -0 -C) 0 g .. 0 oo
reporting period. Exclude a m6rt.ga£e on your See instructions for revolving charge accounts. -0 -0 -0 0 0 00 ~ ~-- 6~ 00 00 00 0 0 ~8-
0 0 Date Interest Tenn if ~~ o .. o .. o .. o"' o"'o .. 88. ~8.
0 0
Creditors (Name and Address) Type of Liability. applicable '<'lO co 0.,..
~~ o...,o..,
Incurred Rate ;;v; ... .,., "'- <i)l;} .,., ..... o;;> -"' ... ... ...... ....... .... ... Examples ~!~!.Qi!~ _!3ank.!. ~as_h~_?n, D_C_. ____ ~O£!Bfl$!:..£1!.ren~.£!.O~t.I?.:!aJI.!!_e. _______ 1991 ...§~- • .2~~- -- X --- ---1999 -- -- -- --· hn Jones, Washington, DC . Promissory note 10% on demand X
1
2 ..
3
4
5
1• T 1s category applies only u· the liability ts solely that ot' the tller's spouse or dependent children. If the liability IS mat or me filer or a JOint liabi 1ty of the tuer with the spouse or dependent children, mark the other higher categories as appropriate. ·
Part II: Agreements or Arrangements Report your agreements or arrangements for: ( 1) continuing participation in an of absence; and ( 4) future employment. See instructions regarding the reporting employee benefit pl!lJl (e.g. pension, 40Ik, deferred compensation); (2) continuation of negotiations for any of these arrangements or benefits. of payment by a former employer (including severance payments); (3) leaves
None [JD Status and Tcnns of any Agreement or Arrangement Parties:
Example I Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership share Doe Jones & Smith, Hometown, State calculated on service performed through 1/00.
1
2
3
4
5
6
19
. •o ... 0 0 -0 C) C) C) go .. o .. o ... o. .o 0 0 0
0 0 88 0 g c .. to. ::.f~ ~~ .. 0~ --1--- --
Date 7/85
,.,.., OpenSecrets.org
00£ FollD 278 (Rev . .121201 I) S C.F.R. Part 2634 U.S. Office of Government Ethios
. IReportmg Individual's Name
RobertS. Mueller, Ill
IPage·Number
SCHEDULED 20
Part 1: Positions .Held Outside U.S. Government Report any positions held during the applicable reportjng period, whether compe~ated or not. Positions include but are not limited to thqse .of an officer, director, trustee, general partner, proprietor, representative, employee, or
consult.ailt of any corporation, firm, partnc~hip, or other buSiness enterprise or any non-orofit on~anization or educational institution. Exclude nositions with relicious. social, fraternal, or political entities and those solely of an honorary nature. ·
None IJD Organization (Name. and Address) . JYpe·ofOrganization Position Held From {Mo./Yr.) To (Mo., Yr.)
Examples rNat'L .W~ 2!:,~~ ';?~stol'S, !'fY. ~. _. _. ____________ 1- _Non:]JrOfi! edu~fu!.n. _ :.. ______ _ President __ _2122_ _____ P.!!:':_n!.._ _ _ - '"Pai'tn7r- - - 7 -- - - - - - - 7/85 uoo Doe Jones & Smith, Hometown, State · . Law fl1111 ·
2
3
4
5
6
Part ll: Compensation in Excess of $5,000 Paid by One Source· Report sources of more than $5,000 compensation received by you or your · non-profit organization when you business affiliation for services provided directly by you during any one year of directly provided the services .generating the reporting period. This includes the names of clients and customers of any . a fee or payment of more than $5,000. . corporation, fum, partnership, or other business enterprise, or any other You need not report the U.~. Government as a source.
Do not complete this part if you are an Incumbent, Termination Filer, or Vice Presidential or Presidential Candidate.
None D · Source fName and Address) Brief Desciii>hon of Duties
Examples 1Doe}2!!.~~!!1i!}.t•.f!om:to~ Stat_!:_---.:" __ ~ __ ~ ______ --1-!:egal!~i~~ __ • ..:.. __ --- ::...· _____ •-_____ - ·- ______________ ..:... ___ _ Metro University ~client of Doe Jones & SmithJ, Moneytown, State Legal services in connection with universi.y constmction
2
3
4
5
. 6 ,.,.., OpenSecrets.org
OGEFonn278{Rev.tmon> Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT S C.F .R. Pan 2634
Form Approved: OMR No. 3209- OOOL US Office ofOovtmmenl Elhks . .
DOle of o\ppolmment, Candldocy. Election, urNumlnatlon (.\lonrh nav: y.,.r)
Reporting Individual's Name
Position for Which Filing
Location of Present Office (or forwarding address)
Posltlon(s) Held with the Federal Government During tho rrecedlng 12 Months (If Nor S�me as Abo•·<)
Presidential Nominees Subject to Senate Conrlrruatlon
Cenlftc:�Uon I CERTIFY that the statemems 1 hove made on this form and all attached schcdulosanll\Jc,completeand<'Orrc<.'t to the bo.stof myknowlcdKC·
Other Review (If desired by agency)
Agency Ethics Official's Opinion
Oo tho ba.sis or loronn .. tion CO:Jllir.ed in this. report. I conc:ludc t.h.Jt Lhe fih:r iJ in tompli:wc.e ,.;,h oppllc-able laws •nd rogulationJ (1ubj«tto >ny comm<nl< in the box below\. Office of Government Ethics
Use Only
Repo r ti n g Incumbent C>lemhr Yea.r Sta tu s D Covered by Report
(Chtck Appropriate I I Bu�U) Last Name
Mueller
Tille of Posilion
Dir�lor
Address (Number, Street, City, Stale, and ZIP Code)
Title of l'ositlon(s) and Datc(s) H�ld
New Enlrnnt, Nominee, or 0 Candidate
Termlnalion TenninotlonDate (lfAppll· Flier � CJb/e)(Monlh.iJay. Yeu) 109/04/2013 1
First Name and Middle Initial
Robert S.,lll
Department or Ageocy (If Applicable)
Federal Bureau of Investigation
Telephone No. (Include Area Code)
.
Name of Congressional Committee Considering Nomination Do You Intend to Create a Qualified Diversified Trust?
Not Applicable
SlgnJture of Report in� Individual
£�. /;;X� Signature of liltller Review er/ \ � /A; I b f'_/J f2__.. I V' 7
DYes
Signature of Designated Agem7 �thlcs orf�I/Revlewlng Official
�tU/1& Sign� � IT �)/f)_u,�
ON:> Date (Month. Day, Year)
/�� Date (Month, Day, Yt•ar')
J 2/7'1/ s Date (Monrh. D,1y, Year)
).Jf- It/ Date (Monrh. Day, Year)
J···z+-11-Comments of Reviewing orflcials (If adclillonal space is required, usc the reverse side of this sheer)
����:� jcr(). I Jr/;.'�f'J (Check box If filing e.<lenslon gf3nted & lndlcOic number of days �I [E(
(Ciruk box lf commenrs ore canrlnued on the reverse side) 0
Supersedes Prior Editions.
Fee for Late Filing Any Individual who Is required to nte
this report and does so more th3n 30 day s after the date the repon is required to be nled, or, If an extension Is granted, more than 30 days after the last day of the filing extension period, shall be subject to a $200 fee.
Reporting Periods Incumbents: The reporting period Is the preceding calendar year except Part II of Schedul� C and Part I of ScheduleD where you must also Include the filing year up to the date you file. P�rt II of Schedule DIs not appUcablc.
Termination Filers: The reporting period begins :tt the end of tlte period covered by your previous flUng and ends at the date of termination. Part II of Schedule D Is not applicable.
Nominees, New Entrants and Candidates for President and Vice President:
Schedule A-The reponing period for Income (OLOCK C) Is tbc preceding calendar year and the curren t calendar year up to the date of filing. Value assets as of any date }'OU choose that is within 31 days of the date of filing.
Schedule B-Not appllcable.
Schedule C, Pa r t I (UabUltlcs)-The reponing period Is the pre<edlng cal�ndar year and lhe current calendar year up to any date you choose that is wilhln 31 days of lhe date of flUng.
Schedule C, Part II (Agrccmems or Arrangements)-SIIOW any agreements or arrangements as of the date of flling.
ScheduleD-The reporting period Is the pre<:edlng two calendar years and the current calendar year up to the d:�te of filing.
Agency Use Only
I i/lt/1 � ,j IJ 11C--- '
I OG'E Use Only
JAN '1 2014
OGE Fonn 278 (Rev. 1212011) S C.F.R. Part 2634 U.S. Oflice ofGovemm<nl Ethics
Reponing Individual's Name
Mueller, Robert S., Ill
Assets and Income
BlOCK A For you, your spouse, and dependent children, report each asset held for Investment or the production of Income which had a fair market value exceeding S 1,000 at the close of the r e�ort-ing period, or which generated more than 200 ln iucome durlng the reporting period, together with such income.
for yourself, also repon the source and actual amount of earned iJ1come exceeding S200 (other than from the U.S. Government). For your spouse, report the source but not the amount of earned income of more than Sl,OOO (except repon the actual amount of any honoraria over $200 of your spouse).
None D Central Airlines Common
----------- -Examples Doe]one.h'<Smith,l!omett>lm.Stote
--- ---------Kcmp>lonc Equity Fund
---------- --IRA: Hcartlond 500 inde.x Fun<!
I See Altachment
2
3
-1
5
6
;::;-0 q_ ..... "" fil -5 "' � ....
� � 0 z
·-
· -
·-
SCHEDULE A Page Number
/.
Valuation of Assets at close of reporting period
Income: type and amount. lf"None (or less than $201)" is checked, no other entry is needed in Block C for that item.
BLOCK B ULOCKC Type Amount
0 '0 0 0 0 0 0 � ::< 0
0 0 0 8 0 0 0 Other Date 0 d 0 0 0 0 d .... N 0 d Income Mo.,D.1y, 0 0 0 0 0 0 " Vl 0 o.
0 0 0 0 d 0 0 d QJ "' § 0 0 0 0 (Spedfy Yr.) 0 0 0 d d 0 « 0 v) V) 0 § OJ 0 8 0 0 .. 0 0 v) 0 � 0 v) 0 Type& 0 0 d ll'l 0 0 0 N VI 0 '"' '"' £ 0 0 0 0 o. 0 0 0 0 ...... .... V) "' "' 0 0 0 d ..... Only if 0 N V) 0 I 0 Q) "' 0 0 .... 0 0 Actual v) . I � 2 >. .., "' V) 0 v) ' V) ..... "" "" ..... d ..... 0 > 0 ·� "' 0 r-i v) ll'l .... ..... d d Amount) Honoraria
..... Vl Vl ' ' ' 0 ..... ..... 0 0 .s f-o r:>:: � q_ ...... "' V) t 0 ...... 0 Vl ' ' ...... ..... o. 0 0 0 d ...... V) V) lA ' ' q 0 o. ..... 0 g '0 '0 '0 � '0 (.:) .... .... 0 ' ..... 0 0 0 0 "' ' ' ' ...... ..... 8 ..... ..... d d V) QJ 5. Q) t: � � ..... g V) ..... 0 8 0 0 0 .... V) '"' � <IS Cil ' ..... ..... ..... 0 0 V> Vl 0 q_ d d 0 .... 0 0 0 .... c.
� '"' ·a OJ ...... 0 0 0 0 0 d ... � q d q q_ v) Q)
� s:: q "1. 0 Vl. d q V) 0 Vl 0 � OJ u s:: 0 v) 0 � ..... ..... V) ...... N Vl ..... V) N > Jl a Q) .s <IS 0 N ...... N ..... Vl ..... ..... > Vl V> V> "' "' "' "' Vl Vl 0 r:>:: u z "" "" V) "' V) Vl Vl 0 Vl 0 X " X
-:-1-r-1- r- --- - -· -·-1 --�-
- ,._. � f- ·- -- --�-
- ._ - - r- ---- ----1.3w P;tnntnhlp
lncome- S 130,000 -=�=�x r- """" -- -- -·-·- -
]= - 1- f- - · - -- -
X I= - r- '-- - 1-- ---- ----X
- 1- """" - - - -·-· - - - 1- f- -- · - -- - - - r- - 1- ---- - ---X X X
* This category applies only if the asset/Income Is solely that of the filer's spouse or dependent children. If the asset/Income Is either that of the flier or jointly held by the flier with the spouse or dependent chllt1rcn, mark the other higher categories of value, as appropriate.
Robert S. Mueller, Ill
Assets and Income Valuation of Assets
Block A Block B
8. § § � 0 0 § 0 <> 0 8. 0 0 � 8 8 0. 8 0. g � .,; "'
§ 0 N � 0. 0 "' � g' ., ., � "' ., ., 8 � ., ':' 0. .e :! g 8
I � 0 u; 0 .. 0 g g g � � c 0. "' 0 0 � £t > :li 2 ;;; "' "' 0
Virtus Capital Growth (formetly X Phoenix Cap Gr.)
Wanger Inial. Fund X
TIAA Traditional X
CREF Stock X
CREF Global Equities X
Methodist Hill Umited Partnership Lebanon, NH (Real Estate
X development • Land ror Resicental Development)
1- t- - 1-- 1--AT&T X
Amgen X
Automatic Data Processing X
Brown Forman Class B X
Chevron X
Comcast Class A X
Comcast Class A Special X
CVS Caremark Corp X
Exxon Mobil X
Schedule A
Type
8 8 0 � .. 0 g � " Jl u. ';; 1 0 :! g _g � N 2 .s "' 0 0. 1- 1- QC " v
� ., .. <> " .., " '0 (!} .e "' £ !! .. :1 c: a :; g 0. 0. "' � � 8 a ... ;: � ... � Ill '5 � N .n " t}_ � � (I) 0 0 0
Personal Accounts X X
X X
X X
X X
X X
X
I- I-- 1-- I- -
X
X X
X
X X
X
X X
X X
X X
X
8 � "' <'i '1 ; � 0 &I <I)
1-X
X
X
X
In como (Block C)
8 0. � l1 ;;;
� �
1-
Amount
0
§ 0 0 o' g � ':' :! � 0 0 � 0
"' <I)
1-
g 8 0 0 0. 0
t � 8 � . "'
� �
1-
3
0 8 � § Other l1 Date g ln<:omo 8 0
� � � :;;: 0
- ---f---
Robert S. Mueller, Ill Schedule A 4
Assets and Income Valuation of Assets lncomo (Block C)
Block A Block B Typo Amount
0 � 8 0. i � 0 & �
� 0 § g 8 ., :! 0 8 8 0 0 c 0 8. §, 0 .,; � 0 " ... � � 8 � 0 o, 8 0 & 0 5i 0 .,; 0. u.
� ! 0 0 8. Other 8 0 0 � 0 .,; ;; j
N 8 g 8 0 "'
§ Dale :;; .,; � 0 N "' ; � '1 8 0 .5 2 "' � "' .,; 5:: 0 '7 8. '1 lncomo v ; '1 :z � I 0 ... "' v ,..; � '1 '1 0 � � � 0 0 g � ., 1l ., 1!! e '1 l? 8 0. � �
0 � � c ;; '7 8. � ;;; ::i 0. i "' 8 8 .. Q. .. "' .. g & � 8 8 s 0 8 0 a � ] 1l 'ii ., il I!' l! � 0 � � 0. � "' 0. .,; ·s: � Q. "' 5:: 0 0 ;;; .. t:l 0 ;;; :ll t:l .n a 15 " 0 ;;; � ::i ;;; ;;; ;; > z "' "' 0 � u z .. "' 0 0
General Elecllic X X X
lnternaUonal Business Machines X X X
Johnson & Johnson X X X
Kraft Foods Group X X X
Microsoft X X X
Minnesota Mining X X X
Pepsico X X X
Pfizer X • X
Procter & Gamble X X X
Sysco X X X
Walmart X X X
Wells Fargo X X X
Metropolitan West Total Rln Bond X X X X
Matthews Asian Growth & Income X X X X
Matthews Pacific Tiger Fund X X X X
!shares Russell 1000 Index ETF X X X X
JP Morgan Tax Free Bond Fl.lld X X X X
Vanguard Muni TE Bond lnlermed X X X X
RobertS. Mueller, Ill
Assets and Income
Block A
� 0 g 0 � 0 :il .,; .2. ;; '1
"' b � l5 q "' z ... ..
Vanguard FTSE All World ex-US I X
Vanguard Jnterm Term Invest Grat X
Vanguard L T Tax Exempt Fund
TCW Emerging Mkts Income Func •
Double Una Cere Fixed Inc Fund I
Doubleline Emerging Mkts Fl Bon X
TCW Total Relurn Bor.d Fund I X
Express Scripls Holding Co. X
Monde!ez IMIInc X
Schwab Govt MM X
Schwab Muni Money Fund X
Schwab Treas Ob/lg MMF X
Schedule A
Valuation of Assets
Block 8 Type
X X
X X X
X X X
X X
X X X
X X
X X
X
X
X X
X
X X
X
X
X
X
X
X
X
X
X
X
X
Income (Block C)
Arn011nt
X
Olher Income
5
Dale
Robert S. Mueller, Ill
Assets and Income
Block A
s AOTCORP X
s ACCEilT\JRE PLC-ClA
s •DVAIHAGE GLCa'II.AI.PHA flJ/10
s �lUA.NCE DATA SYS COOP
s A'IAZOU.CCM INC
s AVC:AICANEXPRES.SCOMPANY
s AVERJCAU IUTERUATIONAl. GRCUP LUC
.s A.\'C.IlJPRJSE F1tWK:tA.L lt�C
s A,'.\PHEI'lOL CORP NEW CL A X
S .VtAOARKO PEJROLEUMCCRP
s APACHECORP X
s APPLE �IC
s ASG GLOML '"'-TERIIATriESFUND·Y
S ASO J.'.Alt<\GED fUTURES STRATEGY FlJ!\0
S ATAT II<C
S BAUK OF NAERICA CORPORAT.O.'I
S BEA1.t&.""C
s BEST8UYit,'C
$ BNY 1/EllOII CORPORATE BOliO FUIID
s BNY 1/EUON EMERGING I.VRKETS FU/10
s BNY I.<B.LON FCCUSEO EQUITY OPPCATUNITlES FU
s BUY f.'E\LO� INCot.'E. STOCK FUND
X
X
X
X
X
X
X
X
X
X
X
X
X
SCHEDULE A
Valuallon of As sots lncoma (Block C)
Block B Type Amoonl
Trust Assets and Income l'V1fe is a btneticiaty of frva tnals. The atJ4Jtegata amount of her &hare of lho va'ue and inccme of eac.h asset n the�e trusts is hied be:ow.)
X
X
•
X
X X
X X
X X
X
X
X
X
X
X
X
X
X
X X
X X
X
X X
X
X
X
X
X
X X
X
X
X
X
X
Rober1 S. Mueller, Ill
Assets and Income
Block A
s 8tN ME.UOU lt.fTERNAT':ONAL EQUITY ISCCJ.•E fUNC s BIN tlELLOtl INTERlt\T.Ot"'-L.FV:-.0
s 8.'/Y Mf:UON LAAGE CJoJ' MARKET OPPORT\JNfTY F
s BNYM£LLCIIti.CMULTI-STRATEGYFUNO
s 8."0' MELLO II �ACP..'£V M.\AKE T FU!\0 CL 1-4
S BNY '--'.EllON IMtCIP,\1. OPPORJUNJTJES FUND
s e."U �lfllCIJ NAllONAL INTEAA"'D�TEI.tUifCIPAL
s BNV MfLLCU tlATJOPl.AL SHORT·TE.R.M �'UP-ltClPALB
S BUY "�LLON sr.•ALutW CAP F\JNO
s BlffME.LLOUTAX..SEUSITiVEURGEC�PIIUlTJ....STf' X
8 � � D c 0 z
X
X
X
s CBS CORP.CL.ASS B x
S CAPITAl ONE n•tANC•.At CORPORATION x
s CHUBB CORP
s C!GtlA CORP X
S CISCO SYSTEMS INC X
! COGNIZAIITTECHI<OLOOY SOI.UTlONS CORP CL A
0 CONACRA FOODS INC X
s CONOCOFHUIPS X
s cov:otEu PLC X
s C>1h A<:<oonctBNY 1/EUON, NA .IIEI.'OER FO:C)
S CVSCAAEMAAKCORPORATIO.'J
.s 0 T E E.NERGY CO!.'PANY X
S DMWIER CORP
§ 8 vi Si � '7 8 o_ ':i ;;;
X
X
X
X
X
X
SCHEDULE A 7
ValuaUon of Assets Income (Block C) Block B Type Amount
8 I 8
§ 0 g !
ci o" "' 0 11 � ;; ;; � & 8 0 ci 0 � 5i � l:l :i!
" 0 � �
1 a: � ;; c e
0 ri � X
X
X X X
X X
X
X
X X X X
X X X
X X X
X
X X
X X
X X
X
X X
X
X
X
X
X
X
X
Robert S. Mueller, Ill
Assets and Income
Block A
s OREYAJS O!VffiSJflfO tNTERNA OO:IAL fUUO
.s DREYFUS EJAERG�''O MAAKETS OEBT lOCALCURR
s OOEYFUS GLCBAI. REAL ESTATE SECURITIES FUND
s DREYfUS H!GH YElD FUI·'D
.s DREYFUS L>,jfl.ATJON ADJUSTED SECURITIES fU�O
s DREYFUS I..AAGE C�P EQUllY FUND
s DREYFUS MCCAP L�OEX FUND
s OAEYFUS OPPORTVN STIC SI,'ALJ. CAP FUSO
s CRE.YFVSPIIE'.ISTRATGLBLST-1
s C>REYFVS SELECT �WIAG!'RS SMAll CAP GRO'NTl1
s OflEYFUS SElECT �WlAGERS S'.I,..UL CAP VALUE fl s DREYFUS U_S EQUITY FUND
S DREYFUS!liEWTON INIERJIATION)ol. EOVITY FU�ID
s EfACCORPL'ASS
s EOGRESINC
s EATON CORP PI.C
s EXPRESS SCRPTS HOlOJIGS,INC.
S EXXON r.tOBl. CORP
S FACESOOK INC.
s FEOEXCORP
s fLUOR CORf' tiEW
S FCRD MOTOR CO x
X
X
X
X
X
s GEf\ElW.. ElECTA.;c CCUPAI('( x
s GUCCENPEII.A MANAGED FUll 'RES STRATEGY fUNt X
SCHEDULE A 8
Valuation of Assets Income (Block C) Block B Typo Amounl
1l z
X X X
X X
X
X X
X X
X X
X
X X X
X
" X X " "
X " "
" X
X
X "
" X
X X
X
X
X
X "
X
!rt S. Mueller, Ill
Assets and Income
Block A
X
s HlGH3AA>GE DYJWAC COM\!OOITIES STRATEGY FU X
s �IFORIMTlCACORP X
s �ITERCONTl:IEJITAI..EXCHAUGE INC x
s IUTE.RUAOONAL BUSC.".ZESS P.'ACH :lES CCRP X
s L 'HUIT
s ISH.\11ES CORE SaP 5/.IAI.l·c.\P ETF
s ISHARE:S MSCI EAF£ ElF X
S JSH..\RES MSCI E.UERG!NG /MRKET61NCEX F\!NO
s JOHIIS0/14 JOhiiSOH
s JP MORGA/I CHASE & CO
s JUt, PER NETWORKS L"\C
s ULLHU&CO
s I.VOI10Ell6ASEll. II>.'OUSTRiES IN
s .t.�Cl<ESSml CORPORATlOU
s MfLLONOPn\'.A.liSSTRATEGYFOLLC
$ PJERCK & CO lt�C
s IIATlO)UII. 011.\\EI.I. VAACO �/C,
s NEXTERA Ell!::RGY INC
S UKEit�CClASSBSTOCK
S OCC'DEHTAI.PETROlEUMCORP
s ORACLE CORP
s PVHCORP
s PEPSICO INC
X
X
X
X
X
X
X
X
SCHEDULE A
Valuation ol Assots
Block B Type
X
X
X X
X
X X
X
X
X
X
X
X
X
X
X
X X
X
X X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
lncomo (Block C)
Amount
X
8 g o_
9
Robert S. Mueller, Ill SCHEDULE A 10
Assets and Income Valuation of Assets Income (Block C)
Block A Block B Typo Amount
y
. .2. 0
� s PRZER l�'C X
s PH'UP MORRIS ltiTERllATIONAL �.:c X X
s PIWWRIIo'C ,X
s OUALC0"-.9,, "�C X X X
s s.A.I\Of l X X X
s SCHLVMBERCER lTO X
s S�CRS&P:SOOETFTRUST X X X X
s SPCRS&P MOCAP 4CTl ETF TRUST X X X X
$ ST'RATEG!C INTERNATIONAL STOCK FUND X X
s TRO\\EPRICECROUP�lC X X X
s TARGET CORP X )t )t
s TCVI EMERGING MARKETS UOX:0!.'€fV�O-I
s TERAOATA CORPCR.\TION
X X
s THE A 0 T CORPORATIO�l X
s Tl-E WAJ.. T O$SNEY CCYP,Vt'f X
s TAA�SCANAOA CORP X
s TWENTY·flRST CEIITURY fOX. L'iC.
X
s UMLEVER PLC.SPUSRO�OR t/E\'1 X X X
s V'ACOM ���C-Gl.ASS 8 X
s VISA INC-ClASS A SHRS X
s WI>J.. U.ART STORES l.�C X X X
s 1'/AI.T()jS�EYCO/TliE X
" ..
� �
� "
� � 8 .. " 0
"' .. �
" "
" " )(
)(
)(
'--
'"'"" (01'
41,
001)
�1,001-
$15,
000
Sl5,0
01·$
50,00
0
50,00
1·$1
00,0
00
100,
001.
S250
,000
i$250
,001·
SSOO,OO
O
�SOO,OOI.
SI,OOO,OO
O Ov
er 51
.000
,000
$1,
000,
001-
$5,00
0.00
0
5,00
0,00
1-$2
5,00
0,00
0
S25,
000,
001.
.SSO,
OOO,
OOO
()vcr 550
,000,
000
Exc<!p
ted
lnv.
F...:t
Exce
pted TN
St
�uoliflod T
ruol
Or�
�ic:o
nd
s
Re
nt
an
a R
oyo
loc
s
lntero
st
�pibiGa;n.
N<>nc
(or< S2
01)
$20
1-$1
,000
S1.0
01-$
2,SO
O
2,50
1-$5
,000
5,001-
$15,
000
$15
,001-
$50,
000
50,0
01-S
IOO,
OOO
100,00
1·$1
,000
,000
P,or SI,OO
O,OOO
�1,000,
001-$5,00
0,000
Ov
er
$5,0
00,0
00
Oth
er
Inco
me
Dole
Cl
0
" ""
>
"'
0
n ,.. Cl I
-l
� "' > 3 g a
---
� "' "' iii <» g_ ;:; n 0 3 Q < .. ;: .. 5' ::l 2. � "' .. iii ;:; n 0 3 CD
� 0 n ""
!.! I
i ;:, � :?: c:
.. ;§' .� CJl
() J:
m
0
c
r
m
)>
12 OG!l Fonn 278 (Rev. 12/2011) 5 C.F.R. Part 2634
U.S. Ollice ofGovemmcnt Ethics Do not complete Schedule B If you are a new entrant, nominee, or VIce Presidential or Presidential Candidate
Reponing Individual's Name
Mueller, Roberts., Ill
Part I: Transactions Report any purchase, sale, or exchange by you, your spouse, or dependent chUdren during the reporting period of any real property, stocks, bonds, commodity futures, and other securities when the amount of the transaction exceeded Sl,OOU.
'Include transactions that resulted In a loss.
SCHEDULE B
Do not report a transaction involving property used solely as your personal residence, or a transaction solely between you, your spouse, or dependent child. Check the "CertU1cate of divestiture" block to Indicate sales made pursuant to a certificate of divestiture from OGE.
None O Transaction
Type (x)
&
tuentiflcation of Assets I Examptol Centr.tlAJrllnesCommun X
1 See Attachment 2
3 4
Date (/of a., D.1y, t'r.)
2/1/99
•This category applies only If the underlying asset Is solely that of the filer's spouse or dependent chlldrcn. If the underlying asset Is either held by the filer or jointly held by the filer with the spouse or dependent chlldren, use tl1e other hlgher categories of value, as appropriate.
Part II: Gifts, Reimbursements, and Travel Expenses
Page Numb�r
1?
Amount of Transaction (X)
X
For you, your spouse and dependent children, report the source, a brief description, and the v alue of: (I) gifts (such as tangible items, transportation, lodging, food, or entertainment) received from one source totaling more than $350 and (2) travel-related cash reimbursements received from one source totaling more than $350. For conflicts analysis, it is helpful to· indicate a basis for receipt, such as personal friend, agency approval under 5 U.S.C. § 4111 or other statutory authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the nature of expenses provided. Exclude anything giyen to you by
the U.S. Government; given to your agency in cormection with oft1eial travel; received from relatives; recdvcd by your spouse or dependent child totally independent of their relationship to you; or provided as personal h ospitality at the donor's residence. Also, for purposes of aggregating gifts to determine the total value from one source, exclude items worth $140 or less. Sec instructions for other exclusions.
None � Source (Nama and Address) Brief Descriptlon Value
2
s
Robert S. Mueller, Ill
Part 1 : Transactions
Identification of Assets
Trust No. 1 BNY MELLON CORPORATE BOND FUND BNY MELLON FOCUSED EQUITY OPPORTUNITIES FUND BNY MELLON PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND FUND DREYFUS U.S. EQUITY FUND !SHARES CORE S&P SMALL-CAP ETF !SHARES MSCI EAFE ETF SPDR S&P 500 ETF TRUST SPDR S&P MIDCAP 400 ETF TRUST COMMIT TO PUR MELLON OPTIMA US FND MELLON OPTIMA US STRATEGY FD LLC TWENTY-FIRST CENTURY FOX B - -
Trust No. 2 No Reportable Transactions
Trust No. 3 CISCO SYSTEMS INC INTERNATIONAL BUSINESS MACHINES CORP COMMIT TO PUR MELLON OPTIMA US FND MELLON OPTIMA US STRATEGY FD LLC APPLE INC TWENTY-FIRST CENTURY FOX B
Trust No. 4 No Transactions
Trust No. 5 ADVANTAGE GLOBAL ALPHA FUND �MANAGED FUTURES STRATEGY FUND
--
BNY MELLON CORPORATE BOND FUND BNY MELLON INCOME STOCK FUND BNY MELLON INTERNATIONAL EQUITY INCOME FUND BNY MELLON LARGE CAP MARKET OPPORTUNITY FUND �NY MELLON MIC MUL TI.STRATEGY FUND BNY MELLON NATIONAL INTERMEDIATE MUNICIPAL BOND FUND BNY MELLON NATIONAL SHORT-TERM MUNICIPAL BOND FUND BNY MELLON PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND FUND BNY MELLON SMALUMID CAP FUND BNY MELLON TAX-SENSITIVE LARGE CAP MULTI-STRATEGY FUND DREYFUS DIVERSIFIED INTERNATIONAL FUND DREYFUS EMERGING MARKETS DEBT LOCAL CURRENCY FUND
SCHEDULE B
Transaction Type
5{ "' !l ::> Q.
X X
X
X
1-X
·-
X
1-X -
· -
X X
X X X X X
X
.. 'iii Ul
X
� X X X
.. 0> c "' -fi X w
- --
X
--
X
� X
--
--
�
� X
X X X
- - -
X
1---
0 8 .n �
Date '1 8_ ;;;
1/21201 3 1/2/2013
1/2/2013 1/2/2013 1/212013 X 1/2/2013 112/201 3 112/2013 2/4/2013 X 2/4/2013 X 7/5/2013 X
--
1/23/2013 X 1123/2013 X 214/2013 X 2/4/201 3 X 3/8/2013 X 7/5/201 3 X
1-f--671 2/2013 X
6/12/2013 X 6/12/2013 X 6/12/201 3 X 6/12/2013 X 6/12/201 3 6/12/201 3 X 6/12/2013 -6/1 2/2013 X
6/12/2013 6/1212013 X 6/12/2013 --6/12/201 3 6/12/201 3 X
0 0 . c; § � o 8 8 0 0 0 0 0.. 0 0 0 r.O o· 0 0 O tn � "' "' � � N "' .. .... (I) "' "'
X X --- -X
X
X ... X
X
---1---1----
--1---- ----
Amount of Transaction
' � o 0 0 0 0 o· o· "' 0 N tn en "'
. g b q 0 0 c:i 8 0 . II) � V> U>
--
0 0 0 ci 0 o . � U> � 0
--
1--- ·
1 ---1-----
1--- --
' � o 0 0 0 0 ci ci 0 0 0 0 r "' "' "'
--
1 3
, o � o 0 0 � ci 0 0 0 0 0 • _ ., IO N U> en
-- -
- - - ·-·-
--- --
1------- - -----
-- ----· -
---1--·-1--- --1---- ---1-----1--- -- --
--- -
- -
--- --
---- -- -1 ---1 -X
X 1-1--
X --
--X ---
X
� o 0 0 0 0 0 � 0 0 o_ �
g g 0 � ::> 0 � 0 0 ._ o "" "'
..n o .. - ·.: .. <3 � .. -� � :11 0 0
- -
1---
1--- --
--
-- -- --
----1---- I-
1-----·
--1----1-1----1-----
-- 1-----
;.--I-
-
Robert S. Mueller, I l l SCHEDULE 8
Transaction Type
0 0 0 .n ldentincatlon of Assels I .. Date 0? , o 0 0 "' ' � 0 � 0 0 0 c 0 0 0 g o .. 0 0 co � 0 0 o'" ci .!! Cl_ ui a· a 8 � 0 11') " co ;;; r \0 IJ') � � N n. (/) w V> CJ) V> V> V> V>
DREYFUS GLOBAL REAL ESTATE SECURITIES FUND X 6/12/201 3 X DREYFUS HIGH YIELD FUND X 6/121201 3 X ---DREYFUS LARGE CAP EQUITY FUND X 6/12/201 3 X GUGGENHEIM MANAGED FUTURES STRATEGY FUND 6/121201 � X -X - -HIGHBRIDGE DYNAMIC COMMODITIES STRATEGY FUND - E 6/1212013 X X -- ---TCW EMERGING MARKETS INCOME FUND-I X 6/1212013 X
Amount or Transaction
' � o 0 0 0 0 a· ci lJ') O N lJ') V> V>
---
� g o o_ 0 0 · o o o 0 . lO r V> V>
-
0 0 0 g ' � o o. 0 0 0 0 � "' o· a· 0; 0 0 0 0
6 � ari "' "'
t- ----
-- - --
1--------
1 4
' . o 0 '0 � o � o 8 8 0 � 0 0 0 � o. a· a· a· 0 ::J 0 0 0 0 0 � 0 0 0 0 � � "" q lri � g 'e � IO N 0 � .. 0 "' V> "' (I) (.)
--- -
- 1----
OGE Form 278 (Rev. 12/201 1) 5 C.F.R. Po.r1 263� U S ffi fG E hi . . 0 ICCO O\'CfWlltnt •l cs
Reporting lndlvlduo1's Name
Mueller, Robert S., Ill
Part I : Liabilities Report liabilities over S lO,OOO owed to any one creditor at any time during the reporting period by you, your spouse, or dependent children. Check the highest amount owed during lhe reporting period. Exclude
Creditors (N:une ami Address)
K�t01sll1ct lbnk, Washington, DC Examples hn Jones. Washinglon, DC I
2
3
4
5
SCHEDULE c
a mortgage on your personal residence unless it Is rented out; loans secured by
Noue\ZJ automobiles, household furniture or appliances; and liabilities owed to certain relatives listed In Instructions. See instructions for revolving charge accounts.
Date Interest Term If
Type of Uabillty Incurred Rate applicable
�O..!!!a�0.!!.£"����..!�1''!!! - - - . 1991 _ _!�_ ,.... �� -- -Promissory note. 1999 10% on demand
Page Number
1 t;
Category of Amount or Volu� (x)
b ..:. o ' O ' . o 88 ' ' 88 -§g .-t O ..., a 0 88 o q q 0 -88 g§ 8 8 88 .o
�8 u8 0 0 qo gg �g 8q �� 11)0 0 0 0 0 0 - > ..-1 ....4 1.(1 .. · "' ... ., ., .... ...O N "'"' .,., .... "' N '""" ....... ....... ....... ...... ..... o .... ....... .... .... - f- -,2 _ - - - - -1- - - - -
X
*This category applies only If the liability Is solely that of the [llcr's spouse or dependent chlldrcn. IF the liability Is that of the filer or a joint liability of the filer with the spouse or dependent children, mark the other higher categories, as appropriate.
Part II: Agreements or Arrangements
' ...o O 0 0 0 0 �� 0
8 0 0 0 0 b q u;o �� "' "' ...... - 1- -
Report your agreements or arrangements for: (1) continuing participation in an employee benefit plan (e.g. pension, 401k, deferred compensation); (2) continua·
of absence; and (4) future employment. See Instructions regarding the report-
tion of payment by a former employer (including severance payments); (3) leaves ing of negotiations for any of these arrangements or benefits.
NonetxJ Status and Terms of any Agreement or Arrangement Parties Date
E..amptc -, rursuant to partnership agreement, will receive lump sum pa�ment of c•pllal account (, p:utnershlp share colculatcd on scrvlc• performed through 1/00.
l.loc Jones & Smith, llometown, State 7/85
1
2 -J
�
s
6
OGE Form 278 (Rcv. 12n01 1) 5 C. F. R. Part 2634 U.S. Office ofGovcrruuenl Ethics
Reporting lodlvtdu:tl's Name Page Number Mueller, RobertS., Ill SCHEDULE D 1 6
Part I : Positions Held Outside U . S. Government Report any positions held during the applicable reporting period, \Vhetber compen- organization or educational Institution. Exclude positions witll religious, sated or not. Positions include but are not limited to those of an officer, director, social, fraternal, or poUtical entities and those solely of an honorary trustee, general partner, proprietor, representative, employee, or consultant of nature.
None RJ any corporation, firm, partnership, or other business enterprise or any non-profit OrgJ.IllzaUon (Name :md Address) Type of Orv,anlzatlon Position Held From (Mo., Yr.) To (Mo., Yr.)
. K"t'l Assn. or Rock Collectors, NY, NY E.��ruples - - - - - - - - - - - - - - - - - - - -
oe JoncJ & Smith, Hometown. State ����:_ _ _ _ _ _ _ _ _ Prcstdeot
-- - - - - --- -L.awflmt Panner 6/92 Present
- - - - r- i7oo- -7185 I
2
3
4
s
6
Part II: Compensation in Excess o f $ 5 ,000 Paid by One Source Do not complete this part if you are an Incumbent, Termination Filer, or Vice
Report sources of more than SS,OOO compensation received by you or your business affiliation for services provided directly by you during any one year of the reporting period. This Includes the names of clients and customers of any corporation, firm, partnership, or other business enterprise, or any other
Source (N1me .1nd Address} !A! gal services
non-profit organization when Presidential or Presidential Candidate. . ' ' you directly provided the services generating a fee or payment of more than $5,000. You
None Kj need not report the U.S. Government as a source.
llrlef Description of Dulles
1 �jones & Smith, Hometown, State E.'<.:lmph!1
t';;U�e-;;fty(cl!� ;;f Doe j;;s &s.;;h), M;;;;;vn-:st;; - -- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -Legal services In connection with university corutrucllon
I
2
3
4
5
6
-