robert r beezer financial disclosure report for 2009

8/3/2019 Robert R Beezer Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/robert-r-beezer-financial-disclosure-report-for-2009 1/9

Re~..1/201o[ F OR C A LEN D A R Y EA R 2009 0 U . s .c . a p p . § § I 0 1 - t l l)

1 . P a t t o n Repor t ing ( l as t nam e, f i r s t , middle in i t i a l} 2. Cour t o r O r g a n | z a ti n n 3. Da te of R e p o r t

B e e z e r , R o be r t R . U, S . Co ur t o f Ap p e a l s - 9 th Ci r . 0 5 / 7 1 20 1 0

4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r ’ s e n i o r s t a t u s ; So. Repor t Type ( check appropr i a te t ype) 6. R e p o r t i n g P e r i o dmagistrate judges indicate f lai l- or parbtime)

[] Nomination, D a t e 0 1 / 0 1 / 20 0 9S e n i o r U . S . C i r c u i t J u d g e [] lnilial

[] Annual[] Final to

1213112009

5 b . [] A m e n d e d R e p o ~ x

7 . C h a m b e r s o r O f f ic e A d d e r s 8 . O n t h e b a s i s o f th e I n f l a r m a l lo n c o n t a i n e d I n t h i s R e p o r t a n d a n ymod i f i ca tions per t a in ing thereto, i t i s , in my opinion, In compliance

1010 F i f t h A v en u e , S u i t e 8 02 wi t h ap p l i c ab l e l aws an d r eg u l a t i o n s .

S ea t t l e , WA 9 8 104

R e v i e w i ng O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be fallowea[ Complete all parts,checking the NONE box for each part where you have no reportable informatlo~ Sign on last page.

D N O N E ( N o reportable positions.)

~ P O S I T I O N NAME OF ORGANIZATION/ENTITY

1. Tr u s t ee T rus t #1 S e e Pa r t V II I A

~" "’I . A G R E E M E N T S . (Reporting individual on~; seepp. 14-16 offiling instructions,)

[~] N O N E ( N o reportable agreements.)l - r - t

D A T E . PARTIgS AND TERMS

I.



F I N A N C I A L D I S C L O SU R E R E P O R T I o f 9

[ B e e s , R o b e r t R .

05/7/2010

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R e p o ~ n ~ individual and spouse; seep, ix 17-24 of filing instructlon~.)

A. Filer’s Non-Investment Income

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE I ]qCOME(yours, not spouse’s)

1.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reportlng year, compleCe this section.

(Dollar amount not required except for honoraria.)

[~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V. R E I MBU R S E ME N TS -(lnclude~ those to spouse and dependent children; see pp. 2~-2 7 of f!fing inst~ctions.)

N O~ ~o reportable reimbursements.)

SQ~CE DATES L O C A T I O N PU~OSE ITEMS PA~ OR PROVIDED

I.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT , Name o[ Person Reporting Date ol’Report

P a g e 3 o f " 9 Be e z e r , R o b e r t R . 0 5 / 7 / 2 0 1 0

[7"] N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

[~ NO NE ( No reportable liabilities.)

(~REDITOR D E S ( ~ R I P T I O N VALUE CODE

I.

2.

3.

5.



N a m e o f P er s o n R e p o r t i n g D ate o f Re por ~FINANC IAL DISCLOSURE REPORT [ Beezer, Robert R.

0 5 / 7 / 2 0 1 0 of 9

V I I . I N V E S T M E N T S an d T R U S T S - ~o,~, ~t~. transactions (Includes those of sp ..... d dependent children; ste rp. 34-60 of fillng Instract~ons,)

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t i o n o f A s s e t ~ 7 . a c o m e d u r i n g G r o ~ v a l u e a t e n d T r a n s a c t l o v . s d u r i n g r e p o r t i n g p c r l o d( i n c l u d i n g t r u s t a s s e t s ) r epor t i ng p¢"r iod o f r e p o r t i n g p e r i o d

(t) (2) (D (2 ) 0) (2) I ~3) (4) (5)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Ty~ (g., V a l u e V a l u e T y p e ( e . g . , DateI. Value Gain Identity of

e x ~, m p t f r o m p r i o r d i s d o s u r ~ C o d e 1 d i v . , r e n t , C o d e 2 M e tho d bu y , s e l l , m n d d d / y y ] C o d e 2 C o d e I b u y e r / s e l l e r

( A - H ) orint.) (J-P) C o d e 3 r e d e m p t i o n )I (J’P)

(A-H) ( i f l y r i v a t e

( Q - W )I

t r a n s a c t i o n )

I. C o c a C o l a , C o m m o n D Dividend N T

2. V e f iz o n C o m m u n i c a t io n s , C o m m o n C Dividend L T

3. AT&T, Inc. Com mon D Dividend M T

4. Fortune Brands, Common B Dividend L T

5. Exxon, Common E Dividend O T

6. Ford Motor, Common None J T

7. U.S. Treasury Bond ! 1-1/4 2015 D Interest L T

8. Proe. & Gamble, Common D Dividend M T

9. U n i o n B a n k o f C a l i f . , S e a t t l e , A Interest M T

1 0 . U.S.’Treasury Bond 10-5/8 (2015) D Interest M T

I I. Bank 0fAmerica, Common A Dividend L T

12 Puget Energy, Common A Dividend Sold 03/25/09 K D

13 . Edison International, Common B Dividend K T

1 4. Aegon, Common None J T

15 . Ft. Dearborn, Common A Dividend J T

16 . TriContinental, Common A Dividend J T See Part VII! B.I

1 7 . General Electric, Common C Dividend L T

1 . I n ~ o m , ~ G a i n C o d , ~ s : A - $ 1 , 0 ~ 0 o r | e ~ s B -$1,~ I - $2 ,500 C ~$2 , 501 - $5 , ~ D =$5 . ~ 1 - $15 , ~ E ~$15 ,~ I - $50 . ~

(See Colu:~ BI ,~ ~) F-$50.~1 - $1~,~ G -$1 ~.~ I - $1,~.0~ I t I -$1,000.001 -$5.0~.~0 H 2 ~ M ~ e ~ n $ 5 . ~ . 0 0 0

P3 ~25,~,~1 - 150.~0.0~ P4 =More than

{~e Colu~ ~) U "~k Value V -~er W =~a~



N a m e o f P e r so n R e p o r t in g D a t e o f R e p o r t

PageFINANCIAL5 of 9 DI SCLOSURE REPORT B e e z e r , t ~ o b e r t R .

N O N E ~ o reportable income, asse~, or transactions.)

A. B, C. D.

De s ~t lo n o f As ~t s I n , m e d u ~ n g Gross va]~ at end T ~n ~ct io n s d ur in g ~o n in g( i n c l u d ~ g ~ t ~ = t s ) ~ing p~ o f r~o Ain g

(t ) (2 ) (l) ~2) (t ) (2) (3) (4)

Pla~ "(~" a~ ~ch ~t A m o ~ t T ~ ( e . g . , V a l ue V a ] u = T ~ ( e . g . , D a t e Vt~ Gain Id e n t iW

o f

e x = m p t ~ o m ~ o r ~ ]o s ~ e C o d e I d i v . , r ¢ n t , C~* 2 Me~ b~, ~II. m~d~ C~2 C ~e I b u y s /s e l l e r( A - H ) o r i n L ) 0-P) C~ 3 ~¢ m p~i on ) ( J - P ) ( A - I I ) (if private

( Q - W ) u~action)

1 8 . D o w C h e m i c a l , C o m m o n A D i ~ d * n d J T

i 9 . C l o r o x, C o m m o n B Divided K T

20 . I n t . P a p e r , C a r e e n A D i v i d e n d J T

21 . IBM. Co--on B D i v i d e n d M T

22 . T . R o w e ~ c = , N * w E ~ C D i v i d e n d N T S e e P a ~ V I I I B . I

23 . T . R o w e P r ic e , N e w H o ~ o ~ A D i v i d e n d M T S~ Pa~ VIII B.I

24 . N L I n d ~ t fi e s , C o m m o n A D i v i d e n d J T

25 . B a n k o f A m e r i c a , Sa v i n g s B In te~ s t K T

26 . U.S. Tm~ Bond 9% (2018) C In,rest L T

27 . Grit Nonh*~ Iron OreT~t Ce~ificate B D i v i d e n d J T

28 . Treas~ Di~ct ~o. I) D Intent O T Se¢ P a~ V III B. 2

29 . Tre~u~ Direct ~o. 2) D Int¢res t PI T S~P~ VI I I B .2

30 . P i o n = ¢ r N a ~ a l R e s o u r c e , C o m m o n N o n e J T

3 ! . S t a rb u c ~, C o m m o n No n ¢ L T

32 . U S B ~ k , S ~ a u I c A In terest L T

33 . K e y B a n k , S e a t t l e A I n t r u s t L T

34 . C h a s e , f o ~ r ly W a s h i n ~ o n M u t u a l A In terest L T

(S~ C~lu~ ~ l and ~) F -$50.~ 1 - $1 ~,~ G

( 5 C o ]~ C I a n d D3) N = $2 5 0 ,~1 * $ 5 ~,~ O

3. Value Mc~ ~ Q ~Ap~isa l

(~ Colu~ C23 U = B ~ k V a l u e V



F I N A N C I A L D I S C L O S UR E R E P O R T [ N .... r r e ~ . n R e p o . ~ n ~ D a t e o f R e p o r t

of 9I[ Beezer, Robert IL

05/712010

V I I . I N V E S T M E N T S an d T R U S T S - ~.co,.., ..t°e, ,,~o~.. a.~t.d~ t~o ~. o/,~o~, o . d , o p o ~ o ~ , ~ a . . .;

1 - " - - ] N O N E ( ’ N o reportable incom e, asse ts, or t ransact ions.)

A, B. C. D

Desc rip tio n o f Asse ts In co m e d urin g G r o S s , ., a l u m a t e n d T r a n s a c t i o n s d u r i n g r C l ~ m n i n g p ~ o d

(including m~st assets) r e p o r t i n g p e r i o d of rrponing prrlod

(I) (2 ) U) (2) O) (2 )

P l a c e " ( X ) " a t ~ . e r e a c h a s s e t Amou n t T y p e ( e . g . , V a l u e V a l u e T y p e ( e . g . , D a ~ e V a l u e G a i n Idemi ty o f

e x e m p t fr o m p r io r d i s c l o s u r e Code ] d i v . , re n ~ , C o d e 2 Me~o~ b u y, ~1 |, m m/dd/yy C o d e 2 Code I b u y e r / s e l l e r

(A -H ) o r i u t - ) (J-r ) C o d e 3 r e d o m p U o n ) ( J - P ) (A -H ) ( if private

( Q - W ) t r a n s a c t i o r 0

35 . W ~I ] s Fa rgo Ba t ik , Sea t t le A Interest L T

36 . V o d a fo n c , C o m m o n B Div idend K T

37 . C y t e e , C o m m o n A Di v i den d J T

38 . T e s o r o, C o m m o n B Div idend K T

39 . U.S . Treasury Bond ~% (2021) C Interest L T

4 0. A Ic~ te l Lu cent N one J T

4 I. N C R C o r p . , C o ~ m o n No n e J T

42 . Q w e s t , C o m m o n A D i v i d e n d J T

43 . C i t ig r o u p , C o m m o n A D i v i d e n d J T

44 . H a l li b n r to n , C o m m o n A D i v i d e n d J T

45 . U. S . T re a s ury B o n d 6 % (20 26 ) D Interes t M T

46 . Vi s t eo n C o r p o r t ~ ti o n , C o m m o n N o n e J T 12/17/09 S e e Pa r t V II I B .5

47 . H o m e S t r ee t B an k . S ea t t l e A Interes t C l o s e d 06/18/09 L S e e P a ~ V I l l B . 3

48 . Wa s hin g to n Fe d e ra l S & L, S e a t t l e B Interes t L T

49 . Th e Tr av e l e r s A D i v i d e n d J T

50 . C o m c a s t , C l a s s A , C o m m o n A D i v i d e n d K T

51 . Tr easu r y D i r ec t No . 3 D Interes t P1 T See P ar t V III B. 2

I . In co me Ga in C o d e s : A =$1.000 or les~ B = $1,0 01 - $2.500 C ~$2.501 - $5 ,000 D ~$5,001 - $15,000 E ~$15,D01 - $50.000

(~e Columas B I a n d I M ) F -$50,001 - $I00.000 G -$100,001 - $1 ,000. 000 H 1 -$ ] . 00 0 ,0 0 1 - $ 5, 00 0 ,0 0 0 H 2 - Mo te ~a n $ 5, 01 30 .0 0 0

2. Value Code~ J = I15 .000 or L~ K =$15,001 - $50,000 L ~$50,001 - $]00,~0 M =$1~,001 - $250,000

( Se e C ol u, tr m s C ’I an ~ D J} N ~$2 50 ,0 01 - $ 50 0, 00 0 O -$500,001 - $1,01~0,000 PI -$I,000.00! - $5,000,000 / ’ 2 = $ 5 , 0 0 0 , 0 0 1 o $ 2 5 . 0 1 3 0 , 0 0 0

P3 -$25,000,001 . [50,000,000 P 4 -More than $50 ,000 ,000

3. Va lue Metho d C o d es Q -Ap p n tlsa l R ~ C o s t (Re a l Es ta te On ly) S - A s s e s s m e n t T ~-~ash Market

( S e e CoIurnn C 2 ) U -Book Value V ,-Other W = E ~ t i t’ n a t e d



F I N A N C I A L D I S C L O S UR E R E P O R T N ~ m e o f P a d , o n a e p o r t | . g D a t e o r a e p o a

of 9 Beezer, Robert R. 05/7/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i.co~t, ~t~ ,~.s.~r~ a.ct~t~ ,host oy~o~t..d ~tro.~o., ~hi~,t.; ~ot rr. ~-~o o/~ ~,~o~

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.

D e s c r ip t io n o f A s s e ts In c o m e d u r in g Gro s s v a lu e a t e n d T r a m ; a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

O) (2) (t) (2 ) O) (2) (3) (4)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . . V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e Gain Identity of

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e tho d bu y , se ll , m m / d d / y y C o d e 2 C o d e I b w ]e r /s e l le r( A - H ) o r in t.) ( J-P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) ~ a n s a c t i o n )

52 . K r o n o s W o r l d w id e N o n e J T

53. A c e o B r a n d s N o n e J T

5 4 . L S I, C o m m o n None J T

55 . J .M. Smucker A Dividend J T

56. ldearc N o n e J T

57. Iberdrola A Dividend J T

58. T e r a d a t a None J T

59 . Fa i rpo in t Comm on None J T 1 0 / 2 6 1 0 9 ! See Part VIII B.4

I. In c o m e Gn in C o d es : A = $1,000 o r less B -$1.001 - $2.500 C -$2.50 1 - $5 .1)00 D = $5,001 - $15,000[s ee C ol um ns B 1 a ad E M) F = $5 0, 00 1 - $1 00 ,0 00 G -$100,001 - $1 ,000,000 It I -$1,000,O0l - $5,000,000 H2 =More than

2. Value Codes J = 115,000 o t le ~s K = $15,001 - $50.000 L -$5 0,001 - $10 0,00 0 M = $ 1 0 O . 0 0 l - I2 5 0 , 1 3 0 0(See C o l u m n s C I a~ D3) N =$250.001 - $50 0,00 0 O = $500,001 - $ 1 ,000 ,000 Pl ~$ I,0 00 ,0 01 - $5 ,000 ,0 00 P2 =$5,000,001 -

P~ =$25,000,001 - $50,00~000 P4 =Mot© t2mn $50,000,0903. Value M e,or C odes Q -A ppra isa l R = C o s t {Re a l Es ta te On ly) S = A s s e s s m e n t "r ~Ce.sb Market

(S e e C o lu mn C 2 ) U ~ B o o k V a lu e V "C ’th c t W - E s t i m a t e d



F I N A N C I A L D I S C L O S UR E R E P O R T [ N a m e e l P e r so n R e p o r t in gD a t e o f R e p o r t

o f 9

I Beezer, Robert R.

05FI/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. an~ic,,,vo,,o/~opo,t)

A. Exp la n a t io n fo r Pa r t I : Po s i t i o n s . Al s o , Pa r t VII: In v e s tme n t s a n d T ru s t s

R o b e r t R . B e e z e r i s n a m e d a s t r u s t e e u n d e r t h e t e r m s e r a l a s t w i l l a n d t e s t a m e n t e s t a b l i sh i n g T r u s t # 1 . D u r i n g 2 0 0 9 , t he t r u s t r e c e i v e d i n c o m e i n a n a m o u n t o fI n c o m e C o d e D .

As o f D~ce m be r 3 l , 20 0 9, T rus t # l he ld a s s e t s a s fo l l o w s :

Item V a l u e C o d eS h a r e s o f G e n e r a l E l e c tr i c , C o m m o n J

U . S . T r e a s u r y B o n d s 1 0 - 5 / 8 d u e 2 0 1 5 M

S h a r e s o f A T & T , I n c . C o m m o n KChe ckin g a cco un t , Un io n B a n k o f Ca l l fo rn i a , S e a t t l e , WA K

Ro b er t R . B eex er h as n o i n t e r es t , p r esen t o r f u t u r e , i n t h e i n c o m e o r a s s e t s o f Tr u s t # 1

B . Exp la n a t io n fo r Pa r t VII : In v e s tme n t s a n d T rus t s

I . Div id e n d rz in v e s tme n t s r e s u l t e d i n the r e ce ip t o f a d d i t i o n a l s ha re s f ro m th : fo l l o w in g f i rms d ur in g ca l e n d a r y~a r 20 0 9 a s fo l l o w s :

Tr i C o n t i n en t a l C o r p o r a t i o nT . R o w e P r i c e , N e w E r a F u n dT . R o w e P r ic e , N e w H o d z o n

2 . A l l t re a s u r y b i l ls w e r e m a i n t a i n e d i n L e g a c y T r e a s u r y D i re c t , f o r m e r l y k n o w n a s " T r e a s u r y D i r e c t, " a c c o u n t s a n d a r e r e p o r t e d i n 2 0 0 9 a s a s i n g l e e n t r y .D u r i n g 2 0 0 9 , p ri n c i p a l d e p o s i t s w e r e m a d e t o t h e s e a c c o u n t s i n t h e f o l l o w i n g a m o u n t s :

Ac c ount No. 1 V a l u e Co d e JA c c o u n t N o . 2 V a l u e Co d e JAc c ount No. 3 V a l u e C o d e J

3 . A c c o u n t c l o s e d a s o f y e a r - e n d .

4. F a i r p o i n t d ec l a r ed b an k n ~ p t c y o n 10 /2 6109 an d h as n o y ea r - en d v a l u e .

5 . V i s te o n d e c l a r e d b a n k r u p t c y o n 1 2 / I 7 / 0 9 a n d h a s n o y e a r - e n d v a l u e.



Ja m e o f Pe r s on R e por t ing Date of Repor t

P a g e F I N A N C I A L 9 o f 9 D I S C L O S U R E R E P O R T [ B e e z e r , Rober t R. 0 5 / - / / 2 0 1 0

IX. CERTIFICATION.

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) isa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u re .

I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h th e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . se q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF I E S O R F A L L S T OA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

Commitlee on Financial DisclosureA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

robert r beezer financial disclosure report for 2009

Documents