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Page 1: Riskpro Brief Introduction

1

Risk Management Advisory & Consulting

Riskpro, India

Page 2: Riskpro Brief Introduction

2

Page 3: Riskpro Brief Introduction

3

Riskpro’s Network Presence

New Delhi

Mumbai

Bangalore

Ahmedabad

Pune

Agra

Salem

Kolkata

Hyderabad

Page 4: Riskpro Brief Introduction

4

Who is Riskpro… Why us?

ABOUT US

Riskpro is an organisation of member firms around India devoted to client service excellence. Member firms offer wide range of services in the field of risk management.

Currently it has offices in three major cities Mumbai, Delhi and Bangalore and alliances in other cities.

Managed by experienced professionals with experiences spanning various industries.

MISSION

Provide integrated risk management

consulting services to mid-large sized corporate /financial institutions in India

Be the preferred service provider for complete Governance, Risk and Compliance (GRC) solutions.

VALUE PROPOSITION

You get quality advisory, normally delivered by large consulting firms, at fee levels charged by independent & small firms

High quality deliverables

Multi-skilled & multi-disciplined organisation.

Timely completion of any task

Affordable alternative to large firms

DIFFERENTIATORS

Risk Management is our main focus

Over 200 years of cumulative experience

Hybrid Delivery model

Ability to take on large and complex projects due to delivery capabilities

We Hold hands, not shake hands.

Page 5: Riskpro Brief Introduction

5

Governance, Risk and Compliance (GRC)– Need of today

• Increasing complexity in the regulatory and compliance requirements

• Global reach of companies and related compliance issues

• HITECH- Health industry, Solvency II-Insurance

Global regulatory Driven

• All Listed companies required to comply with SEBI

• Regulatory intervention in role of Independent Directors

• Investors expectations and protection

Compliance

Eg. Clause 49

• Stepping stone to Enterprise Risk Management

• Competitive Pressures

• Manage internal scams and external frauds

• Quality conscious

Best Practices

Page 6: Riskpro Brief Introduction

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Risk Management Advisory Services

Training Recruitment

Basel II/III Advisory Market Risk

Credit Risk

Operational Risk

ICAAP

Corporate Risks Enterprise Risk Assessment

Fraud Risk

Risk based Internal Audit

Operations Risk

Forensic services

IT Risk Advisory IS Audit

IT Service Management

IT Assurance

IT Governance

Operational Risk Process reviews

Policy/ Process Review

Process Improvement

Compliance Risk

Insurance Risk

Governance Corporate Governance

Business Strategic risk

Fraud Risk

Forensic Accounting

Other Risks Business/Strategic Risk

Reputation Risk

Outsourcing Risk

Contractual Risk

Banking – E Learning

Corporate Training

Regular Risk Management Training

Online Training material

Workshops / Events

AML-KYC/ ISO standards- 31000

Independent Directors for Corporates

Virtual Risk Managers

Full Time Risk Professionals

Part time Risk Professionals

Risk Managers on call – free

S E

R V

I C

E S

Page 7: Riskpro Brief Introduction

7

Financial Risk

Operational Risk

Regulatory / Compliance

Risk

Legal Risk

Fraud Risk

Security Risk Acquisition

Risk

Reputation Risk

People Risk

Environmental Risk

Energy Risk

Business

Risk

Solutions

Business Risk Solutions

Page 8: Riskpro Brief Introduction

8

India Entry Consulting : Methodology and Approach

Operational growth after setup

Reputation Risk Management

Business expansion strategies

Monitoring Investment

Risk Mitigation in India

Statutory Compliance

Due Diligence Legal Aspects Risk Management

India Entry Strategy and Organization Design

Entry options and Organization Design

Tax Implications Financing and

Investment Options Strategy

Implementation

Page 9: Riskpro Brief Introduction

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Risk Management Training – Three Channels

Corporate Training

Riskpro has strengths in providing resources for Institutional and Corporate Training.

All our Trainers and Faculty are industry professionals who have knowledge of Risk

Management.

Suitable for companies with specific needs

Online Web based trainings – Live interactive training

Low cost training at regular, fixed dates. A unique delivery model of training over the web

Sessions are live and interactive, but using online platforms

Training can be delivered to a larger audience across multiple cities

Risk Management E Learning

Pre-defined Web based E Learning modules plus practice questions and end of course

assessment

Delivered by Riskpro in partnership with Kesdee, World’s largest Financial E learning company

Self paced learning spanning over a few months

TRAINING

Page 10: Riskpro Brief Introduction

10

Our Recruitment services

Full Time Staffing

Riskpro is constantly building its network of Risk Professionals across India

Today, we can help you hire risk professionals at all levels of experience

We differentiate from other recruitment firms, because, as Risk Managers ourselves, we

are able to better match your requirements and candidate experience

Our charge out rates are competitive

Slab rates. As we do more business with you, the rates come down.

Temporary Staffing - The Project Team

Pool of highly qualified staff with deep risk expertise

Available for your short to medium term needs

Varying levels of professionals available. Experience starting from 4 years to 20 years. All will have CA, ICWA or equivalent qualification.

The Project employees pool will be available as per your needs and the employees on site can start/stop projects as per your master project plan.

RECRUITMENT

Page 11: Riskpro Brief Introduction

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Human Capital Management Service

Talent Acquisition

Technical Training

Talent Retention

Behavioral and

Cultural Training

Riskpro

Service Offerings

1. Permanent Hiring

2. Contractual Hiring

3. Mass Hiring

1. Pre-joining

2. On-going refreshers

3. Latest technical

developments

1. Compensation

research –

benchmark

2. Employee

Satisfaction Survey

3. Hierarchy Structure

1. Team Building

2. Leadership

3. Time Management

4. Organizational skills

5. Effective

Communication

Page 12: Riskpro Brief Introduction

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Insurance Risk Management

Value Proposition

•Risk

Inspection

•Risk Reporting •Industry

Benchmarking

•Insurance

Manuals

•Training services-

Processes/ Claims

handling

•Due Diligence –

Current

Insurances

•Risk

Evaluation

•Risk Audits-

Coverage/Exclusions/

covenants

•Indemnity

Advisory and

Renewals

•Valuation of

Capital

Assets for

loss coverage

•Claims Management as

per T&C valuation/ liaison

with surveyors for quicker

disbursement

•Insurance

Market trends/

Regulatory

compliances-

IRDA, ICDR,

SEBI.

‘We at Riskpro help cover

entire spectrum of

insurance risk management

solutions for your

organization’ !

Riskpro

Service Offerings

Page 13: Riskpro Brief Introduction

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Risk Based Internal Audit How we Do

Transaction

Audit

Control

Reviews

Process

Reviews

Risk

Assessment

Fraud

Mitigation

Enterprise Risk

Assessment

Increasing Enterprise Risk Focus

Need

of

Org

an

izati

on

s

Internal Auditing helps an organization

accomplish its objectives by bringing a

systematic, disciplined approach to evaluate

and improve the effectiveness of risk

management, control and governance

processes. Source: The Institute of Internal Auditors 1999 (IIA)

Benefits of Risk based Audit

• Traditional audit view value added

techniques

•Risk profile of Businesses

•Internal Controls & Ops Risk reviews

•Cost reductions recommendations

•Review of Fraud Risk Controls

Page 14: Riskpro Brief Introduction

14

Our Solution for Fraud Investigation

Based on our understanding of your requirements, we have customized a package of our solution offerings to meet your needs.

To detect and prevent fraud

and evaluate Code Of

Conduct Compliance on

following parameters :

Fraud Detection

Fraudulent Vendor

Recruiting new dealers, suppliers, franchisees or distributors

Anti-Fraud Measures

Monitoring Compliance and Authorization

Workplace Practice

Background check for employees

Background check for customers

Prevent default of high value bills

Our Solution For you

Analyze

Investigate

Resolve

Understanding Your Supply

Chain

To Monitor Your Process

Evaluating your need

Source Root cause of Problem

Obtaining And securing Evidence

Confidential Interviews

with vendors

Prioritize solutions and

remedial measures

Quantify Loss and Suggest

possible Actions

Solve Compliances

Issues

Benefits To You

Protects you from any

Monetary or Reputation

damage

Code of conduct

establishment

Enables you to identify

risks / control gaps

Helps you identify any

undisclosed production

Risk Mitigation

Page 15: Riskpro Brief Introduction

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Enterprise Risk Management (ERM) - Methodology

1 Foundation 2 RISK IDENTIFICATION

•ERM vision

•Goals and objectives

•Policies

•Organization structure

•Alignment to strategies

•Risk Assessment

•Gap Analysis

•Risk Mapping

3 BASIC ERM

Foundation

•FOUNDATION TASKS

•RISK ASSESSMENT TASKS

•Risk Mgmt for 2-3 critical risks

•Evaluate existing RM structures

•Enhanced management reports

•Dashboards

•Monitoring tools

•Risk based Communication

4 ENHANCED ERM

Foundation

•Foundation Tasks

•RISK Identification •Enhanced Framework

Risk Identification Risk Identification

You select the level and size

of ERM efforts to suit your

needs and budget.

How we Do

Page 16: Riskpro Brief Introduction

16

Legal Risk Management Services Overview

Understanding Legal Risks ~ Non Compliances - Business Impact

Expertise of Indian

laws and Regulation

Legal Structuring &

Advisory

Government Approvals

& Liaisoning

Negotiation &

Documentation

Compliance Areas

Risks of Non-Compliance

Direct Tax Compliance • Imposition of penalty

• Prosecution of directors

Indirect Tax Compliance • Cancellation of licenses

• Withdrawal of tax benefits

• Stoppage of operations

Labour law Compliance • Imposition of penalty

• Prosecution of directors/occupier

• Employee dissatisfaction

Environment, Health & Safety laws • Stoppage of operations

• Imposition of penalty

Corporate Law Compliance • Imposition of penalty

• Vacation /Prosecution of directors/senior management

Page 17: Riskpro Brief Introduction

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Understanding Legal

Landscape

Diagnostic of existing

compliance management

system

Assistance in setting up of

statutory compliance framework

Detailed compliance

reviews including review for

sector specific laws

Mapping Compliance

Responsibility

Compliance Management Services Our Services

Page 18: Riskpro Brief Introduction

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Legal Risk - Prologue

Legal risk refers to risk from uncertainty due to legal actions or uncertainty in the applicability or interpretation of contracts, laws or regulations.

Legal risk can be a particular problem for institutions who transact business across borders with exposure to uncertainty relating to the laws of multiple jurisdictions, but also ambiguity as to which jurisdiction will have authority over any particular legal issue (as applicable).

Legal risk in a common-law system might arise out of almost any aspect of international or national public, private or formal law. The source of the legal risk could be any aspect of the law applicable to a institution.

Its the risk associated with the impact of a defect in the documentation on cash flow or debt service within financial services rendered.

Legal risk is a form of enterprise risk in which a organization is exposed to legal action where the offence can be either civil i.e. compliance defaults, breach of contract etc or criminal i.e. cheating, breach of trust, deceit etc.

Page 19: Riskpro Brief Introduction

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Legal Risk Advisory Services How we do

Legal Advisory and Opinion

Structuring:

Determine the tax efficient & legal

compliant structure for grants and funds

Market Entry Strategy

Instruments for the implementation of the agreed terms

Due Diligence:

Investor’s Perspective

Risk Assessment

Legal& commercial affairs of the

company

Documentation:

Term Sheet

Agreements

Completion:

Board & Shareholder Resolutions

Statutory filings

Monitoring Compliance with

Agreements

Page 20: Riskpro Brief Introduction

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IT Risk Advisory Service

Information Technology

Service Management

Information Security

Management

Information Security

Audit

Information Technology Assurance

Information Technology Governance

How We Do

Page 21: Riskpro Brief Introduction

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SAP Risk Advisory

Best-fit solution

ERP Product selection

ERP Implementation partner

selection

Project risk management

Business Blueprint Review

Identify and suggest controls as

part of BBP

Benchmark TO-BE process to

Leading practices

Pre Go-Live Readiness

Assessment

A quick check of the status of

critical master data, organizational

elements, configurable controls,

process integrations, system and

user security before Go-Live

Verify if suggested controls are

designed and implemented

Quick Scan Review

A quick check to identify and fix

‘High Risk’ issues

SAP Business Controls

Review

A detailed review of key business

processes having financial

implication

SAP Security Controls

Review

A detailed review of Basis

security, access to critical

transactions and Segregation of

duties (SoD)

Audit Work Program

Documentation

Preparation of detailed work

program that will enable the

Internal Audit team to conduct

rigorous audit of the SAP system

SAP Core team training

Preparing the SAP Core team for

supporting the SAP ECC system

SAP End-user training

Preparing the SAP End-user team

for working on the SAP ECC

system

Auditing an ERP system

training

Preparing the Internal audit team

for sustainable audit of the SAP

ECC system

Fundamentals of ERP

system training

Preparing the organization for an

upcoming implementation of the

SAP ECC system

Before Go-live After Go-Live Corporate Training

How We Do

Page 22: Riskpro Brief Introduction

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Vendor Risk Management Framework

Planning/Risk Assessment

Cost Benefit Analysis

Business case of outsourcing with Risk Assessment

Regulatory & Process Compliance

Vendor Due Diligence

Pre-Contract

3rd Party experience

Referrals, qualifications

Data security and member confidentiality

Business resumption or contingency planning

Risk Measurement and Control

Network & Desktop Security

Personnel Control Security

Client Confidentiality Agreement and/or Privacy

Policy

HR Policies - Background Checks, Employee

Confidentiality

Info Security Policies - Physical Security,

Environmental Controls

How We Do

Page 23: Riskpro Brief Introduction

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Venture Capital Risk Advisory - Investment Process

Receipt of the proposals for investment either directly or through financial intermediaries by VC fund

Upon prospective deal evinces interest of VC funds, the Management Team is requested to present the Business model, unique aspects , future prospects & investment proposal of the company

VC fund assesses the quality & competence of Management team with a view to get perspective on overall business prospects of investment proposal

Detailed due diligence of project is carried out to examine Business, financial and legal aspects of proposed investment. During the process of due diligence, Assessment of requirement of funds, stages & quantum of investment and related milestones for investment

VC funds take up the venture for detailed due-diligence after getting final concurrence of Entrepreneurs on terms of proposed investment negotiated with them. The detailed due diligence of project is carried out by VC funds themselves or assigned to independent Advisors

Once VC investor finds the deal as investible proposition, a document containing terms of proposed investment known as term sheet, is devised and negotiated with promoters for their concurrence

Completion of due diligence, internal approvals for investment, VC funds may modify or stipulate such other conditions as are considered appropriate by them for investment in the company and accordingly negotiate changes/ modifications in the term sheet with the Entrepreneurs (also called Promoters)

VC funds issue Letter of Intent for investment and require investee companies to complete formalities for availing investment. which includes execution of legal agreements by Promoters/ Investee companies, passing of requisite Board/ Company's resolution, obtaining approval of Govt. & other statutory approvals for facilitating investment

On request by companies for release the investment, VC funds, subject to compliance of pre-disbursement conditions and achievement of milestones stipulated for same, undertake investment in the company

VC funds regularly monitor functioning of Investee companies, give inputs on strategic plans and guide companies for optimizing their performance. VC funds also pursue the Investee companies to orient their business plans & achieve performance targets to qualify for bringing out Initial Public offers (IPOs) and get listed on stock exchanges for providing exit from investment to VC funds

Start

End

RISK CRITICAL PHASES

- Preliminary discussions with promoters

- Submission of business plan by promoters

- Due-diligence/ Investment appraisal

- Investment decision/ Further direction

How We Do

Page 24: Riskpro Brief Introduction

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IT Governance Offerings How we Do

IT ASSURANCE

• Business Continuity Planning

• Computer Crime Investigations

• Training in IT

• Compliance with IS Policies &

Procedures

INFORMATION SECURITY

• Penetration Testing

• Application Systems - Security review

• Review of IS Controls

• BS 7799 / (ISO 27001) Implémentation

• Formation of IS Security Policy

• Compliance with IS Policies & Procedures

IT GOVERNANCE

• COBIT

• Val IT

• Balanced Scorecard

• IT & Business Maturity Models

IS AUDIT • Operating Systems Audit

• Database Audit

• Networking Audit

• Firewall Audit

• IDS Audit

• Web Application, Data Center Audit

• Internet Banking, Core Banking Audit

• Performance & Forensic Auditing

• Application Systems - Functional review

• Compliance with IS Policies & Procedures

Page 25: Riskpro Brief Introduction

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Offerings for ITES / KPO / BPO Industry

Process Formulation

Risk Assessment

Training and Workshop

Process Improvement

Process Review, Formulation and

Implementation

Fraud prevention and detection

Code of ethics and whistleblower policy

IT governance

Corporate governance

Security and IT property protection

Network security

Physical security

Personnel security

Business continuity plan

Review of internal controls

Design of regulatory checklist

IT audit and control assessments

Independent audits

Page 26: Riskpro Brief Introduction

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Offerings for ITES / KPO / BPO Industry…

Risk Assessment

Fraud risk

•Security risk

•Network security

•Physical security

•Personnel security

•Business continuity planning and

disaster recovery (BCP/BCM)

People risk

Financial risk

Governance and compliance risk

•IT governance risk

•Corporate governance risk

•Security and IT property protection

compliance risk

•Fraud risk management compliance risk

Process Formulation

Risk Assessment

Training and Workshop

Process Improvement

Page 27: Riskpro Brief Introduction

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Offerings for ITES / KPO / BPO Industry…

Training and Workshop

Trainings for entry level employees

Continuous training programs for employees

Inspirational leadership training programs for

mid level and senior level management

Workshops for increasing motivation of

employees

Trainings for hedging techniques

Fraud awareness training

Business continuity and disaster recovery

awareness training

Process Formulation

Risk Assessment

Training and Workshop

Process Improvement

Web based training

In-class training

Training Needs Analysis

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Offerings for ITES / KPO / BPO Industry…

Process Improvement

Process review

Cost planning

Efficiency improvement

•Streamlining existing processes

•Improving capacity utilization

•Improving seat utilization

•Business process reengineering

Internal Control

Investment in technology

•Automation

•New IT systems

•Cloud computing

Knowledge management program

Process Formulation

Risk Assessment

Training and Workshop

Process Improvement

Knowledge Management Program

Page 29: Riskpro Brief Introduction

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Our Commitment

Value

One stop boutique where assignments carried out at a fraction of the cost of

clients staff

Reduce client staff management time and overhead costs, and increase

clients profitability

Enable clients staff to concentrate on more interesting and value-added work

Service

Robust management and procedures to ensure delivery on time and on

budget

Dedicated one-to-one communication with client, to ensure every project is

right first time

Full service delivery is achieved by synergies of subject matter expertise of

our experts

Quality

We are equipped with required professional setup of Qualified, Experienced

and Knowledgeable members, who are intimately familiar with the business

environment and know the merging risks & opportunities of their industries

and practice groups.

Page 30: Riskpro Brief Introduction

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Our Core Strengths

Dedicated team of professionals with strong exposure and knowledge of their expertise area, complemented by experts from other fields of across various industry sectors.

Proactive and structured approach

Well defined processes

Well defined Project methodology tailored to suit the needs of clients for service delivery

Talented team with experience of working with some of the largest companies in India

Experience & proven capabilities to handle Diversified Multi-national Clients i.e. BFS, Information Technology, Energy, Manufacturing, Consultancy, Oil & Gas Sector, Retail Trading, Hospitality, Restaurant and related sectors.

Competitive advantage of costing by virtue of expertise and experienced resources.

Page 31: Riskpro Brief Introduction

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Riskpro Clients

Our Clients

*Any trademarks or logos used throughout this presentation are the property of their respective owners

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Team Experiences Our Experiences

*Any trademarks or logos used throughout this presentation are the property of their respective owners

Our team members have worked at world class Companies

Page 33: Riskpro Brief Introduction

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RESUMES – Our team

Co-Founder - Riskpro

CA, CPA, MBA-Finance (USA), FRM (GARP)

Over 10 years international experience – 6 years in Bahrain and 4 years USA

15 years exp in risk management consulting and internal audits, Specialization in Operational Risk, Basel II, Sox and Control design

Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain), Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India)

Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company)

Ma

no

j Ja

in

Co- Founder - Riskpro

CA (India), MBA (Netherlands), CIA (USA)

Over 15 years of extensive internal and external audit experience in India and abroad.

Worked with KPMG United Arab Emirates, PKF South Africa, Ernst and Young Kuwait, Deloitte Netherlands and KPMG India.

Worked with clients in a wide variety of industries and countries including trading, retail and consumer goods, NGO, manufacturing and banking and finance. Major clients include banks, investment companies, manufacturing organizations, aviation etc.

Ra

hu

l B

ha

n

Credentials

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RESUMES - Our team

Co-Founder - Riskpro

PGD (Electrical & Electronics & Computer Programming)

30 years of experience in Information & Communications Technology (ICT) Solutions for Retail, Garments, Manufacturing, Services Industries.

Has created Companies, Divisions, Products, Brands, Teams & Markets.

Consulting in Business, Technology, Marketing & Sales & Strategic Planning.

Advisory, Training, Workshops & Implementation in Systems Thinking, Systems Modeling & Balanced Scorecard

Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA,

Ca

sp

er A

bra

ha

m

Credentials

Sr Vice President – Risk Management

MBA, PDFM,NSE-NCFM, PMP, CSSGB,ISO 9001:2000 I.A,GARP-FBR, ITILV3,CPP-BPM

Professional with 17 years of rich experience into diverse Consumer finance/ Lending operations ,Risk Management,BPMS, Consumer Banking, NBFC, Management Consulting & Housing finance in BFSI industry having successfully led key business strategic engagements across multi-product environment in APAC, Australia and US regions.

Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank

Highly skilled and expert Trainer in Risk areas across Credit, Fraud, Operational, Corporate Risk management.

Specializes in Fraud Control, AML/KYC Compliance ,QA ,ERM and Regulatory governance.

He

ma

nt S

eig

ell

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RESUMES - Our team

Head - Insurance Risk Advisory services

B.sc, Associate of Indian Institute of Insurance

Licensed Category A Insurance surveyor

26 years of experience in Insurance advisory services, Loss adjusting for large corporates,Claims management.

Has assessed more than 4500 high value insurance claims across various industry sectors.

Risk management inspection

Valuations of fixed assets for insurance purpose.

R. G

up

ta

Credentials

Head - Human Capital Management

Chartered Accountant, Lead Assessor ISO 9000, Six Sigma Trained, Trained on Situational

Leadership, Trained on interviewing skills and Whole Message Model.

Over two decades of international, multi-cultural experience in finance and human resources viz. internal audit, accounting operations, accounting process review & re-designing, risk management, business solutioning, six sigma projects, talent acquisition, talent retention, organization design/redesigning, compensation and appraisal processing, employee and customer satisfaction surveys, knowledge management and finance services.

Worked with Citicorp/MGF, India Glycol, Delphi, American Express India, American Express USA, Fidelity International and Macquarie Global Finance Services India.

Nile

sh

Bh

atia

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RESUMES - Our team

Head – Taxation Risk Advisory

B.Com, FCA

Senior Partner with 48 year old Delhi based Chartered Accountant firm, Mehrotra and Mehrotra

Over 19 years of experience in the field of Audit, Taxation, Company law matters.

Major clients served are NTPC, BHEL, Bank of India, PNB, Airport Authority of India etc.

Ra

jesh

Jh

ala

ni

Credentials

President – Banking & Financial Services

A senior researcher in Applied Mathematics leading to Ph.D after MSc (Mathematics), CWA, CAIIB

Combined experience of 25+ years in corporate banking, risk management, international trade finance, development of risk rating models, project finance, credit monitoring and NPA management

Since 2006 conducting open / in-house training on the above domains to all Top public/ new and old private sector banks, top MNC banks (India and abroad), leading NBFCs and corporates in manufacturing and financial services space; Worked on IFC (World Bank) funded projects for MSMEs in India and abroad

Worked for Bank of Baroda and ICICI Bank – bestowed Top Performer Award continuously two years during his tenure; widely travelled abroad for business relations, seminars, offering training, investor meetings, NYSE listing and for processes involving establishment of representative Office in USA

Siv

ara

ma

krish

na

n

Page 37: Riskpro Brief Introduction

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Executive Vice President – Risk Management ( Banking & Financial Services)

A hands-on banking professional {BSc (Mathematics), CAIIB} with considerable domestic and international experience

An aggregate experience of 24+ years across industry, mainly BFSI in several functional areas including Retail and Commercial Banking, Corporate Lending, team member of the Business Process Re-Engineering project (BPR); conceptualizing and setting up shared services centres for centralized operations for the Bank in India.

Management through ERM framework overseeing all key areas of the business through various Operational Risk tools like KRI / RCSA matrices. Managing of major project implementation of Basel II and Compliance risk framework

Directing, reviewing and advising Board of Directors on various compliance issues and representing the bank to the Central Bank regulatory offices.

Worked for ANZ Grindlays Bank, Standard Chartered, Bahraini Saudi Bank and Dubai Holdings ( subsidiary)

Ka

sh

i B

an

erj

ee

RESUMES - Our team Credentials

Consultant – Information Security & IT Governance

LLB, CA, CISA, CWA, CS, CFE and others

Over 15 years of experience in the field of Audit, Taxation, Investigations.

Specializing in the field of Systems Audit, Cybrex Audit, Computer Crime Investigations, IS Forensics

International Committee Member of Governmental and Regulatory Agencies Board and Academic Relations Committee of ISACA, USA

An

jay A

ga

rwa

l

Page 38: Riskpro Brief Introduction

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Executive Vice President – Risk Management ( Banking & Financial Services)

Professional Risk Manager with considerable domestic and international experience

An aggregate experience of 30 + years across industry, mainly Banking in several functional areas including Wholesale Credit Risk, Operational Risk, Trade Finance , Retail Banking and Islamic Financial Services.

Track record of setting up of excellence in the set-up, and management of credit and operational risk, compliance and credit administration functions in retail, commercial , Islamic Banking and offshore banking entities in the Middle East.

Key strength includes Corporate Credits, Risk Management in IT, implementation of Risk Management module in core banking Bank’s Policies, procedures, Country Risk. Played an active role in 3 core banking software implementations

Worked for a Private Sector Bank in India, ABN AMRO Bank, Bahrain, Bank Muscat Bahrain and BMI Bank Bahrain as AGM Risk Management.

Vija

ya

n G

ovin

da

raja

n

RESUMES - Our team Credentials

Specialist Risk Consultant – ERP & IT Compliance

SAP Certified, MBA (Finance), SAP Security trained (from SAP India), SAP GRC Access Controls trained (from SAP India)

Over 7 years of experience working in the area of ERP/IT Risk advisory, primarily focusing on SAP, for ‘Fortune 500’ clients in around 8 countries including US, UK, UAE, Hong Kong, etc

Specializes in SAP Risk & Controls Advisory, SAP Business Process Controls Audit, SAP Security & Segregation of Duties Control Audit, ERP Trainings,

Strong Industry experiences ranging from Beverages, Insurance, Energy, FMCG, Pharmaceutical, Retail, Telecommunication to IT Services

Worked for risk advisory teams of reputed organizations like Ernst & Young, EXL Services

Go

ura

v L

ad

ha

Page 39: Riskpro Brief Introduction

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RESUMES - Our team Credentials

Vice President & Head – IT Risk Advisory

Over 14+ Years of Experience in Information Security and Risk Management & CISM certified

Headed the Global Information Security team of Daimler (Mercedes-Benz) Worldwide at Bangalore for 9 years, previously worked at organization like Wipro, Bangalore Labs

Multi-sector experience including Banking, Insurance, Finance, Energy, Manufacturing, Retail, Hi-Tech & Telecom, and Automobile

Well known Ethical hacker: Was featured in BusinessWorld Magazine in an article about leading ethical hackers in India and published several articles in Print and Online Media

Rich experience in Information Security Audits across Corporations, 3rd Party Suppliers, Joint Ventures across several countries in the world including US, UK, China, Germany

Aa

sh

ish

Sh

riva

sta

v

Ra

vik

ira

n B

ha

nd

ari

Vice President – Legal Risk Advisory

B.B.A. LL.B. (Hons.)

About half a decade experience in legal services to client’s with respect to Contract and Commercial Laws, Joint Ventures, Inbound & Outbound Investments, Private Equity Investment Transactions, Real Estate & Infrastructure, Energy and General Corporate.

Have advised various social enterprises and start ups in setting up business in India.

Worked for the leading law firms of India such as FoxMandal Little.

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RESUMES - Our team Credentials P

ha

nin

dra

Pra

ka

sh

Vice President – Riskpro India

FCA [India], ACMA [India], CFE [USA], CertIFRS [UK]

Over 16 years of extensive consulting experience which includes financial & systems audit, process transformation, implementation of internal controls, SOX compliance, fraud audits & due diligence, US-India taxation

Engaged in consulting roles as trusted advisor to finance, internal audit and information technology executives of multiple Fortune 1000 companies with project sites in US, Canada, Europe & Asia

Worked with E&Y and Deloitte Consulting in USA

Some of the major clients served internationally are GE Capital, UBS, McKesson, Eaton, Imation, Albertsons,

Page 41: Riskpro Brief Introduction

41

Specialist Risk Consultant – Business Continuity

Founder and 15-year Chairman of Survive, the first international user group for Business Continuity professionals

Founding director and first Fellow of the Business Continuity Institute

Over 25 years international consulting expertise in Risk, Crisis, Emergency, Incident, and Business Continuity and ICT Disaster Recovery Management

Multi-sector experience including Banking, Insurance, Finance, Oil, Gas, Energy, Manufacturing, Retail, Hi-Tech & Telecom

Western Press Award for services to business, 1994; BCI/CIR nomination for lifetime achievement in BC, 1999, London; inducted into BC Hall of Fame by CPM magazine, 2004, Washington DC.

Andre

w H

iles

RESUMES - PARTNERSHIPS

Specialist Risk Consultant – Enterprise Risk Management

Highly skilled risk and insurance professional with 25 years of experience designing, developing and implementing large, global corporate risk management programs for Fortune 500 firms.

Principal Consultant and Founder - Excellence in Risk Management, LLC. (Texas, USA) Co-founder and EVP, Professional Services, rPM3 Solutions, LLC (Maryland, USA).

Past experiences include Head of Global Risk Management for USAA, PepsiCo/Tricon Global and American National Red Cross

Additional risk and insurance experience at Verizon Corp,. Marsh USA and Liberty Mutual Insurance Co.

2004 Risk Manager of the Year – 2007 recipient of the Alexander Hamilton Award for “Excellence in ERM” (at USAA) – former President, Risk and Insurance Management Society, Inc.

Chris E

. M

andel

Page 42: Riskpro Brief Introduction

42

RESUMES - Advisors

Founder partner of Mehrotra and Mehrotra, a 48 year old CA firm in India

B.Com, FCA, LLB

Over 48 years of experience in audits, taxation, legal matters, loan syndication etc.

Trustee of Cochin Port Trust, Member of Task Force for MOUs, Ministry of Heavy

Industries & Public Enterprises, Govt. of India, Ex- Member of Central Board of

Trustees, Employees’ Provident Fund Organisation (EPFO), Ministry of Labour,

Govt. of India, New Delhi.

Ex - Director, Canara Bank Mr.

MP

Me

hro

rta

Practicing chartered accountant in Delhi

CA, ICWA

Over 35 years of professional experience.

Trustee, Kargil Shaheed Smarak Samiti

Hon. Treasurer, World Academy of Spiritual Sciences (WASS).

Panel Arbitrator, International Centre for Alternative Dispute Resolution

Arbitrator, Cement Corporation of India

Arbitrator, Bombay Stock Exchange Limited

Arbitrator, Central Depository Services (India) Limited

Arbitrator’s Panel of Indian Council of Arbitration

Mr.

PK

Gu

pta

Credentials

Page 43: Riskpro Brief Introduction

43

Key Contacts

Corporate Mumbai Delhi Bangalore

Riskpro India

Ventures (P) Limited

[email protected]

www.riskpro.in

C 561, Defence colony

New Delhi 110024

Manoj Jain Director

M- 98337 67114

[email protected]

Sivaramakrishnan President – Banking & FS

M- 98690 19311

[email protected]

Rahul Bhan Director

M- 99680 05042

[email protected]

Hemant Seigell SVP – Risk Management

M- 99536 97905

[email protected]

Casper Abraham Director

M- 98450 61870

[email protected]

Vijayan Govindarajan EVP – Risk Management

M- 99166 63652 [email protected]

Ahmedabad Pune Kolkata Gurgaon

Maulik Manakiwala Associate Firm

M – 98256 40046

Gourav Ladha Sap Risk Advisory

M- 97129 52955

M.L. Jain Principal – Strategy Risk

M- 98220 11987

[email protected]

Kashi Banerjee EVP – Risk Management

M- 98304 75375

[email protected]

Nilesh Bhatia Head – Human Capital Mgt.

M- 98182 93434

[email protected]

Salem Ghaziabad Agra Hyderabad

Chandrasekeran Recruitment franchisee

M – 94435 99132

R Gupta Head – Insurance Risk

M- 98101 07387

Alok Kumar Agarwal Associate Firm

M- 99971 65253

Phanindra Prakash Member Firm

M- 95500 61616

Copyright- © 2012 Riskpro ,India .All rights reserved.

Page 44: Riskpro Brief Introduction

44

Key Contacts (Continued)

Corporate Bangalore

Riskpro India

Ventures (P) Limited

[email protected]

www.riskpro.in

C 561, Defence colony

New Delhi 110024

Ravikiran Bhandari VP – IT Risk Advisory

M- 99001 69562

[email protected]

Copyright- © 2012 Riskpro ,India .All rights reserved.