risk-based analysis of needs for transportation corridor protection
DESCRIPTION
Risk-Based Analysis of Needs for Transportation Corridor Protection. presented at SRA 2007 Annual Meeting presented by Alexander S. Linthicum Dr. James H. Lambert Center for Risk Management of Engineering Systems website http://www.virginia.edu/crmes/corridorprotection December 12, 2007 - PowerPoint PPT PresentationTRANSCRIPT
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presented at
SRA 2007 Annual Meeting
presented by
Alexander S. LinthicumDr. James H. LambertCenter for Risk Management of Engineering Systems
website
http://www.virginia.edu/crmes/corridorprotection
December 12, 2007San Antonio, TX
Risk-Based Analysis of Needs forTransportation Corridor Protection
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Overview
• Introduction
• Background
• Methodology
• Case Study
• Conclusions
Likelihood ofLand Development
Very Low
Low
Med
High
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Introduction
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Motivation
• Over 9000 miles of interstate and primary roads in VA
• Increasing vulnerability to development activity
• Escalating land values affects right of way acquisition
• Desire to avoid unnecessary congestion and costly retrofits
• VDOT must anticipate future development in corridors and take timely action: Corridor Protection– Pre-purchase right-of-way– Obtain easements, developer proffers– Access management
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Problem Statement
Develop a repeatable, data-driven, GIS-based methodology to identify and
prioritize countywide corridors in need of corridor protection.
Test the methodology in
Fauquier County, VA.
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Project Steering Committee
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Background
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Corridor Protection
• Potential fiscal and social benefits• Many stakeholders• Methods
– Access management– ROW acquisition
• Legal issues
Sources: (Williams and Frey, 2003; Armour, Rose, Butler, and Waters, 2002; Corridor Capacity Preservation Program, 2002; Stokes, Russell, and Vellanki, 1994; Perfater, 1989; Kamprath and Miller, 2004)
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Access Management
• Safety• Congestion• Network design• Effects on businesses• HB 2228
Sources: (Plazak and Preston, 2005; Fifth National Conference on Access Management, 2005; NCHRP Synthesis 289, 2000; Bowman and Rushing, 1998; ODOT Access Management, 2004; Williams and Seggerman, 2004; NCHRP Synthesis 337, 2004)
ODOT Access Management Manual
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Right of Way Acquisition
• Pressure to complete ROW
estimations• Lengthy acquisition process• Uncertainties with damages
and court costs• Uneconomic remnants• Common pitfalls
Sources: (Corridor Capacity Preservation Program, 2002; Barnes and Watters, 2002; Heiner and Kockelman, 2005; Williams, Zhou, and Hagan, 2004;)
http://www.ci.sandy.or.us
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Risk Assessment and Management
• Risk Assessment (Kaplan and Garrick, 1981)– What can go wrong?– What are the likelihoods?– What are the consequences?
• Risk Management (Haimes, 2004)– What are the trade-offs?– What can be done?– What are the impacts of current decisions on future
options?
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VAGovernor’s
PreparednessTeam
Methodology
Metrics
Quantitative RiskAnalysis
ComplexityInterconnect-edness
SurvivabilitySystems
Inter- & Intra-dependency
RiskIdentification
CommonDefinition
National Ground
IntelligenceCenter
FBI VDOT
JointProgram
Office
PCCIP
NationalScience
Foundation
DefenseThreat
Reduction Agency
Dept of Homeland
Security
US Army Corp. of
Engineers
US Army
I3P
NASA
Risk Assessment and Risk Management (cont.)
CRMES, 1987-Present
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Risk Assessment and Risk Management (cont.)
Sources: Lambert and Turley (2005), Lambert et al. (2003), Lambert et al. (2006), Leung et al. (2004), Tsang et al. (2002)
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Methodology
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Overview of Methodology (cont.)
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Overview of Methodology
CONSTRAINT FACTORS
Public land
Wetlands
Conservationeasements
Ag and forestalDistricts
INDICATORFACTORS
Population &employment
Centers
Vacant &undervalued
land
Transportation
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Overview of Methodology (cont.)
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Overview of Methodology (cont.)• UPLAN: A Versatile Urban Growth Model for Transportation
Planning (Johnston and Shabazian, 2002)
• Characterizing urban land capacity (Landis, 2001)
• Smart Land-Use Analysis: The LUCIS Model (Zwick and Carr, 2007)
• An approach for greenway suitability analysis (Miller et al., 1998)
• Forecasting exurban development to evaluate the influence of land use policies on wildland and farmland conservation (Merenlender et al., 2005)
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Overview of Methodology (cont.)
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Overview of Methodology
CONSTRAINT FACTORS
Public land
Wetlands
Conservationeasements
Ag and forestalDistricts
INDICATORFACTORS
Population &employment
Centers
Vacant &undervalued
land
Transportation
MANAGEMENTFACTORS
Access pointdensity
Landassessment
Utilities
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Case Study
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Fauquier County
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Front Royal
Manassass Park
Manassass
Warrenton
Culpeper
Fredericksburg
Fauquier
Loudoun
Culpeper
Stafford
Warren
Clarke
Prince WilliamRappahannock
US
-17
US-17
-55
-55
I-66
I-66
US-28U
S-2
9U
S-2
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Fauquier County (cont.)
• Beyond D.C. suburbs• Rural character• Service Districts• Six major corridors
Corridor MilesUS-17 53.8PR-55 18.0I-66 Ramps 5.6I-66 43.8US-211 7.0US-28 13.7US-29 22.2Total 164.1
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Fauquier County (cont.)
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Fauquier County (cont.)
• 32,000 Parcels
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Data Collection – Fauquier County
• Agricultural and Forestal Districts• National Heritage Resources• Urban Clusters• Parcels• Service District Boundaries• Parks and Schools
– Community Centers– Schools– Sports Complexes– State Parks– County Parks– Natural Areas
• Zoning Districts• Real Estate Assessments
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Data Collection – Fauquier County
• Water and Sewer Coverage• 5’ Topographic Contours• Flood Areas• Easements
– BoS Commitments & Openspace– Historic Resources– Land Trust of Virginia (LTV)– Marsh Resources, Inc.– The Nature Conservancy– Purchase of Development Rights– Piedmont Environmental Council– VOF Easements & Owned Land
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Data Collection – VDOT
• Employment locations• USFS National Forests• USPS National Parks• USFWS National Wildlife Refuges• USFWS National Wetlands Inventory• DCR State Natural Area Preserves and Parks• DCR State Forests• DGIF State Wildlife Management Areas• Local Conservation Lands• The Nature Conservancy Preserves• Private conservation lands• Private conservation easements• Environmental concerns / Superfund sites
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Data Collection – VDOT
• Virginia Six-Year Improvement Program• Scenic Rivers• Scenic Roads• Smoothed Urban Clusters• Smoothed Urbanized Areas• MPO Areas• DoD Military Installations• NPS Scenic Easements• NPS Holding• VOF Openspace Easements• VOF Property• State Public Fishing Lakes• State Scenic Holdings• USFS Scenic Easements
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Constraint:Protected Parcels
2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Constraint: Protected Parcels
ConservationEasements
Parks andSchools
Agricultural andForestal Districts
Source: Fauquier County Department of Community Development; VDOT TPMD
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Indicator:Parcels Near
Major Corridors
2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Indicator: Parcels Near Major Corridors
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Indicator: Parcels Near Major Corridors
1 mile
.25 mile0.25 miles
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Indicator: Parcels Near Major Corridors
1 mile
.25 mile
1 mile
0.25 miles
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Indicator:Parcels Near Intersections
2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Indicator: Parcels Near Intersections
Number of IntersectingCorridors
1
2
3
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Indicator:Parcels Near Population
Centers
2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Indicator: Parcels Near Population Centers
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Indicator: Parcels Near Population Centers
Source: 2000 US Census
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Indicator: Parcels Near Population Centers
Persons / sq mi
0 - 300
301 - 867
868 - 1,834
1,835 - 3,145
3,146 - 5,141
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Indicator: Parcels Near Population Centers
Persons / sq mi
0 - 300
> 300
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Winchester
Indicator: Parcels Near Population Centers
Network Distance (miles)
5
10
25
40
Culpeper
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0.011 0.002
0.020 0.348 0.051
0.022
0.002
0.003
0.055
0.047
1.0000.179
0.155
0.005 0.038 0.003
0.013
0.002
Indicator: Parcels Near Population Centers
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Indicator:Parcels Near Employment
Centers
2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Indicator: Parcels Near Employment Centers
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Indicator: Parcels Near Employment Centers
Source: Virginia Employment Commission, 2006
2,375
17,500
150
30
5
Employees
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Indicator: Parcels Near Employment Centers
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Winchester
Culpeper
Indicator: Parcels Near Employment Centers
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Indicator: Parcels Near Employment Centers
0.053
0.007
0.038
0.023
0.691
0.015
0.034
0.088
0.024
0.009
0.448
0.137
1.000
0.123
0.093
0.072
0.385
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Constraint:Economically
UnsuitableParcels
2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Constraint: Economically Unsuitable Parcels
Improvement-to-land ratio
> 0.90 Not suitable
<= 0.90 Suitable
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Scale Factors: Distance
Priority forCorridor Protection
5 Within 1 mile
10 Within 0.25 mile
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Scale Factors: Intersections
3 One corridor
6 Two corridors
10 Three corridors
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Scale Factors: Population Centers
1
2
3
4
5
6
7
8
9
10
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Scale Factors: Employment Centers
1
2
3
4
5
6
7
8
9
10
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Scale Factors: Parcels under Restriction
0 Restricted
1 Not Restricted
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Scale Factors: Economically Unsuitable
0 Economically Unsuitable
1 Economically Suitable
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Combine Factors
5 Within 1 mile
10 Within 1/4 mile
+ + + x x
3 One corridor
6 Two corridors
10 Three corridors
1
2
3
4
5
6
7
8
9
10
1
2
3
4
5
6
7
8
9
10
0 Restricted
1 Not Restricted
0 Economically Unsuitable
1 Economically Suitable
INDICATOR FACTORS
CONSTRAINT FACTORS
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Combine Factors
Likelihood ofLand Development
Very Low
Low
Med
High
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Six Fauquier Corridors
PR 55
US 17 US 28
I 66 R US 211
US 29
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Six Fauquier Corridors
I 66 Ramps - 5.6 miles US 211 - 7.0 miles
ParcelsAcres
(K)Acres
(%)Land Val
($M)Avg Val per Parcel ($K)
Avg Val per Acre ($K) Parcels
Acres (K)
Acres (%)
Land Val ($M)
Avg Val per Parcel ($K)
Avg Val per Acre ($K)
Very Low 536 5.9 30 103 193 17 Very Low 2,649 5.7 50 510 193 89Low 30 1.9 10 16 521 8 Low 70 1.9 16 25 354 13Med 153 4.7 24 65 428 14 Med 167 2.5 22 54 326 22High 667 7.1 36 218 326 31 High 1,196 1.2 11 308 258 250
1,386 19.6 100 402 290 20 4,082 11.3 100 897 220 79
PR 55 - 18.0 miles US 28 - 13.7 miles
ParcelsAcres
(K)Acres
(%)Land Val
($M)Avg Val per Parcel ($K)
Avg Val per Acre ($K) Parcels
Acres (K)
Acres (%)
Land Val ($M)
Avg Val per Parcel ($K)
Avg Val per Acre ($K)
Very Low 783 12.0 39 167 213 14 Very Low 1,670 4.1 19 225 135 55Low 239 6.8 22 79 332 12 Low 9 0.5 2 6 669 11Med 463 5.5 18 125 271 23 Med 737 10.1 46 128 174 13High 653 6.4 21 209 320 33 High 539 7.2 33 131 244 18
2,138 30.8 100 580 271 19 2,955 22.0 100 491 166 22
US 17 - 53.8 miles US 29 - 22.2 miles
ParcelsAcres
(K)Acres
(%)Land Val
($M)Avg Val per Parcel ($K)
Avg Val per Acre ($K) Parcels
Acres (K)
Acres (%)
Land Val ($M)
Avg Val per Parcel ($K)
Avg Val per Acre ($K)
Very Low 6,725 27.0 38 1,226 182 45 Very Low 5,515 9.7 32 893 162 92Low 379 11.1 16 126 332 11 Low 371 2.5 8 42 112 16Med 1,182 21.5 30 348 294 16 Med 1,088 11.9 39 266 244 22High 2,218 11.0 16 663 299 60 High 1,323 6.2 20 432 326 70
10,504 70.6 100 2,362 225 33 8,297 30.4 100 1,632 197 54
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Distribution of Corridor Priorities by AcreParcels within 1 mile of corridor centerline
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Distribution of Corridor Priorities, Acres per Centerline MileParcels within 1 mile of corridor centerline A.
B.
A.
B.
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
Management:Access Point
Density
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Management Factor: Access Points
I- 66I- 66
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US 211
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US 50
US
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PR 28
PR 55
PR 245
PR
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PR 55
US-17
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Considerable uncertainty
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Management Factor: Access Points (cont.)
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Management Factor: Access Points, US 28
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Management Factor: Access Points, US 28
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
Management:Land
Assessment Value
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Management Factor: Value per Acre, US 28
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
Management:Utilities
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Management Factor: Utility Service Areas
Water Sewer
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2. Collect Data
3. Identify Factors
4. Derive Factors
6. Combine Factors
7. Screen Results
8. Analyze Sections
9. Evaluate Alternatives
5. Scale Factors
1. Define Problem
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Evaluate Alternatives
• Field visits• Context sensitive corridor protection strategies
– ROW Acquisition– Land use controls / concessions– Network design
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Evaluate Alternatives (cont.)
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Discussion
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Systems Design Process
• Disciplined methodology to approach emerging problems under conditions of uncertainty
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Risk Assessment and Management• Recognized cross-disciplinary
framework
• Encourages strict problem definition– Risk of unforeseen development– “the transportation and land use
problem”
• Toolbox of risk modeling, assessment, and management techniques
• This thesis applied a conceptual risk framework
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Suitability Analysis
• Applied to wide variety of problems and scales
• Relevant to predicting land development
• Use of GIS, data availability increasing
• Visual method intuitive, clearly communicates results
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Challenges
• Suitability analysis model is not yet calibrated
• Scaling and weighting of factors– Roughly right or precisely wrong?
• Likelihood scores are relative and without units
But…
• Demonstrating a process and identifying factors are important research contributions
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Contributions
• Approached identification of corridor protection needs systemically, including multiple perspectives
• Developed an approach using risk assessment and management and suitability analysis
• Collected and inventoried 80 Virginia datasets
• Identified and derived meaningful constraint, indicator, and management factor
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Recommendations
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Recommendation 1
• Results can effectively be communicated to County Board of Supervisors and Planning Commission
– Reinforce critical need to implement VDOT Safety Improvement Plan for crossovers along US 15/29
– Identify where land use management controls should restrict future access
Source: Rick Carr, Fauquier County, 10/18/2007
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Recommendation 2
• Identification of what corridor sections should be protected must be followed with how corridor sections will be protected
– Several existing options• Access management• Land use controls• Police powers
– Enabling laws differ from state to state
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Recommendation 3
• Methodology can assist counties and towns in complying with legislative acts
• HB 3202– Identifying suitability of urban development areas– Identifying Traffic Impact Fee Service Area
• HB2228/SB1312– Developing statewide access management standards
Source: Rick Carr, Fauquier County, 10/18/2007
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Recommendation 4
• Rappahannock-Rapidan Regional Commission (RRRC) and other PDCs can apply the methodology at the regional level
– Insure more coordinated transportation/land use approach among member jurisdictions
– Provide GIS-based analysis to member jurisdictions that lack staffing capabilities to develop independent studies
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Recommendation 5
• Methodology is flexible and can accommodate a variety of datasets
• Future efforts may include– Land use and zoning– Functional classification of corridors– Green infrastructure (VDCR)– Transportation infrastructure of additional modes such as
bike and pedestrian, rail, bus, and air– Out-of-county property owners
Source: Project Steering Committee, 10/18/2007; VDOT District Planners, 11/28/2007
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Next Steps
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Next Steps, Academic
• Refine scaling and weighting– Hierarchical Holographic Modeling (HHM)– Analytic Hierarchy/Network Processes (AHP/ANP)
• Expand risk management activities– Management indicators– Costs and benefits– Trade-offs– Visualization techniques
• Calibrate model– Building permits– Zoning amendments
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Next Steps, Practical
• Repeat method at a regional scale, additional counties
• Refine training materials for new users
• Incorporate additional indicators– Zoning– Non-resident property owners– Building permits
• Explore web delivery options
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Conclusion
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Conclusion
This effort developed
a framework of
risk assessment and management
coupled with suitability analysis
as a method for identifying
protection needs in transportation corridors
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Overview
• Introduction
• Literature Review
• Methodology
• Case Study
• Discussion
• Recommendations
• Next Steps
Likelihood ofLand Development
Very Low
Low
Med
High
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Acknowledgements
Chad Tucker – VDOT, Transportation and Mobility Planning DivisionRobin Grier – VDOT, Transportation and Mobility Planning DivisionMarsha Fiol – VDOT, Transportation and Mobility Planning DivisionKim Spence – VDOT, Transportation and Mobility Planning DivisionKatherine Graham – VDOT, Transportation and Mobility Planning DivisionJohn Giometti – VDOT, Culpeper District Planning ManagerPaul Grasewicz – VDOT, Asset Management DivisionMelissa Barlow – VDOT, Asset Management DivisionMary Lynn Tischer – Office of Intermodal Planning and Investment, DirectorWayne Ferguson – Virginia Transportation Research CouncilRick Carr – Fauquier Planning Dept of Community Planning, Director Kimberley Fogle – Fauquier Planning Dept of Community PlanningTalmage Reeves – Fauquier County Dept of Economic DevelopmentKaren Henderson – Fauquier Chamber of CommerceMary Davis – Virginia Economic Development PartnershipJeff Walker – Rappahanock Rapidan PDC, Executive Director
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Acknowledgements
Ben Mannell, VDOT, Transportation and Mobility Planning DivisionAllison Juarez, Fauquier County GIS DepartmentDan Stell, Fauquier County GIS DepartmentKristen Slawter, Fauquier County Dept of Community PlanningElizabeth Cook, Fauquier County Dept of Community PlanningRick Tambellini, VDOT, Transportation and Mobility Planning DivisionBryan Kelley, VDOT, Transportation and Mobility Planning DivisionIvan Rucker, FHWAChris Gist, UVA Digital Scholars LabYacov Haimes, Center for Risk Management of Engineering SystemsJoost Santos, Center for Risk Management of Engineering SystemsErika Evans, Center for Risk Management of Engineering SystemsKathy Tejano, Center for Risk Management of Engineering SystemsMembers of the Rappahannock Rapidan Regional Commission
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Thank You!
James H. Lambert, Associate Director, CRMES
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Raster Algebra
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Raster
What is a raster?
Vector
0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 00 0 0 0 0 0
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Raster Algebra
3 0 0
0 3 0
0 3
00
0
03
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0
+3
3
0
0
6
0
=
3
3 3
33
3
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Raster Algebra
3 0 0
0 3 0
0 3
00
30
03 3
0
0
+
0
20
2 3
0
1
1
1
=
x 1/3 x 2/3
3
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Raster Algebra
3 0 0
0 3 0
0 33
3 2
0 1
12
11
21 2
2
1
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University of Virginia Project Team
Jim Lambert
Alex Linthicum
Nilesh Joshi
Elmer Kim
Luke Kincaid
Stephanie Rash
Gavin Schmidt
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Meetings, Presentations, Data Collection• 02/06/2007 – 1st Steering Committee Meeting, Project Kickoff (Culpeper)
• 03/12/2007 – Fauquier County Dept of Community Planning (Warrenton)
• 03/28/2007 – VDOT Transportation and Mobility Planning Department (Richmond)
• 04/25/2007 – Fauquier County Department of Community Planning (UVA)
• 05/07/2007 – Windshield Survey (Fauquier County)
• 05/17/2007 – 2nd Steering Committee Meeting (Charlottesville)
• 05/24/2007 – VTRC Transportation Planning Research Advisory Committee (Suffolk)
• 08/27/2007 – Fauquier County Dept of Community Planning (UVA)
• 08/30/2007 – VDOT Transportation and Mobility Planning Department (UVA)
• 09/12/2007 – VDOT Transportation and Mobility Planning Department (UVA)
• 10/18/2007 – 3rd Steering Committee Meeting (Culpeper)
• 11/15/2007 – Virginia’s Rural Transportation Planning Program Fall 2007 Workshop
• 11/28/2007 – Joint Planning Managers’ Meeting
• 12/12/2007 – Society for Risk Analysis Annual Meeting (San Antonio)
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Alternative Scenarios
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Considering Economic Suitability
Priority forCorridor Protection
Very Low
Low
Med
High
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Ignoring Economic Suitability
Priority forCorridor Protection
Very Low
Low
Med
High