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Risk Assessment Introduction to Risk Assessment Introduction to Risk Assessment Children's Health and the Children's Health and the Environment Environment CHEST Training Package for the Health CHEST Training Package for the Health Sector Sector TRAINING FOR THE HEALTH SECTOR TRAINING FOR THE HEALTH SECTOR

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Page 1: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Introduction to Risk AssessmentIntroduction to Risk Assessment

Children's Health and the EnvironmentChildren's Health and the Environment

CHEST Training Package for the Health SectorCHEST Training Package for the Health Sector

TRAINING FOR THE HEALTH SECTORTRAINING FOR THE HEALTH SECTOR

Page 2: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Definition of risk assessment

Risk = Undesirable consequence of a

particular activity in relation to the

likelihood that it may occur

Page 3: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

HazardHazard Capability of substance to cause an Capability of substance to cause an adverse effectadverse effect

RiskRisk Probability that the hazard will occur Probability that the hazard will occur under specific exposure conditionsunder specific exposure conditions

Risk AssessmentRisk Assessment The process by which hazards, The process by which hazards, exposure, and risk are determinedexposure, and risk are determined

Risk Risk ManagementManagement

The process of weighing policy The process of weighing policy altenatives and selecting the most altenatives and selecting the most appropriate regulatory action based appropriate regulatory action based on the results of risk assessment and on the results of risk assessment and social, economic, and policitical social, economic, and policitical concernsconcerns

Page 4: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

A risk is the chance that an adverse A risk is the chance that an adverse event will happen, multiplied by event will happen, multiplied by the extent of the effectthe extent of the effect

R = F x E R = F x E

Risk is Frequency x EffectRisk is Frequency x Effect

Page 5: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Expression of risks

Non-threshold substancesNon-threshold substancesprobability of additional cases per unit of timein a specified population

e.g. 1.10-6 lifetime cancer risk

Threshold substancesThreshold substancesExposure/no-effect level ratio for a specified

population or ecosystem;

Page 6: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Page 7: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Risk Assessment – 4 phasesRisk Assessment – 4 phases

Hazard identificationHazard identification – requires insight – requires insight and understanding of the system in questionand understanding of the system in question

Dose-Response assessmentDose-Response assessment – costs time – costs time and money for hard science – positive and money for hard science – positive findings require actionfindings require action

Exposure assessmentExposure assessment – can be very – can be very expensive and, for human exposure, expensive and, for human exposure, complexcomplex

Risk characterisation -Risk characterisation - depends totally on depends totally on the 1 the 1stst three steps three steps

Page 8: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

The hazard identification process determines whether exposure to a chemical can increase the incidence of a particular adverse health effect and determines the likelihood of occurrence in humans.

Hazard IdentificationHazard Identification

Page 9: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Human epidemiology data

Animal bioassay data

Supporting data

Hazard Identification dataHazard Identification data

Page 10: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Structure-activity relationship (SAR)

Prediction of Hazard Prediction of Hazard

Page 11: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

The dose-response assessment describes the relationship between the magnitude of exposure and the appearance and duration of adverse effects.

Dose-Response AssessmentDose-Response Assessment

Page 12: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Cancer risk AssessmentCancer risk Assessment

Qualitative evaluation

Quantitate the risk

Cancer classification schemes

- EPA

- IARC

Page 13: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Cancer risk AssessmentCancer risk Assessment

Sufficient human evidence

Limited evidence in humans

Inadequate evidence in humans

Page 14: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Human or Probable Human CarcinogenHuman or Probable Human Carcinogen

Quantitative risk assessment

Cancer slope factor

Mathematical models

Page 15: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Mathematical models

One hit modelOne hit model A conservative model. It assumes that there is A conservative model. It assumes that there is a single stage for cancer and that one a single stage for cancer and that one molecular event induces a cell transformation.molecular event induces a cell transformation.

Multi hit modelMulti hit model One of the least conservative models. It One of the least conservative models. It assumes several interactions are needed assumes several interactions are needed before a cell can be transformed.before a cell can be transformed.

Probit modelProbit model This model assumes log normal distribution This model assumes log normal distribution (Probit) for tolerances of exposed population. (Probit) for tolerances of exposed population. While sometimes used, it is generally While sometimes used, it is generally considered inappropriate for the assessment considered inappropriate for the assessment of cancer risk.of cancer risk.

Physiologically Based Physiologically Based Pharmacokinetic Pharmacokinetic Models (PB-PK models)Models (PB-PK models)

This model incorporates pharmacokinetic and This model incorporates pharmacokinetic and mechanistic data into the extrapolation mechanistic data into the extrapolation process. It requires extensive data and is process. It requires extensive data and is becoming commonly used.becoming commonly used.

Page 16: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Non-carcinogenic Risk AssessmentNon-carcinogenic Risk Assessment

• Acceptable Daily Intake• Reference Dose• Minimal Risk Levels

Page 17: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Non-carcinogenic Risk AssessmentNon-carcinogenic Risk Assessment

• Minimal Risk Levels

Page 18: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Dose (concentration) - response (effect) Dose (concentration) - response (effect) assessmentassessment

The estimation of the relationship between The estimation of the relationship between dose, or level of exposure to the substance dose, or level of exposure to the substance and the incidence of the severity of the and the incidence of the severity of the effecteffect

NOAEL - No observed adverse health effectNOAEL - No observed adverse health effect LOAEL - Lowest observed adverse health effectLOAEL - Lowest observed adverse health effect

LOAEL to be set, if NOAEL is not possibleLOAEL to be set, if NOAEL is not possible

Page 19: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Dose-response curveDose-response curve

Page 20: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Safety factorsSafety factors

Page 21: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Human parameters Age and weight of little child or a grown-up?Age and weight of little child or a grown-up? How much drinking water per day?How much drinking water per day? How much soil intake / playing day by a How much soil intake / playing day by a

child?child? Vegetable intake?Vegetable intake? Child food intake compared to grown-up?Child food intake compared to grown-up? Cubic meters inhalation per day? Cubic meters inhalation per day?

Child/Grown-up?Child/Grown-up? Intake is not uptake, % uptake?Intake is not uptake, % uptake? How many outdoor playing days per year for How many outdoor playing days per year for

a child?a child?

Page 22: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Adult, 70 kg, 20 m3/day Intake media: air, drinking water, root/ leaf crops, fish, meat, dairy products Entire food basket sourced from vicinity of local point source or region Highest country-average intake rate per food product Concentrations/ intakes constant in time No further spatial differentiation

Scenario for exposure via the environment

Page 23: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Exposure AssessmentExposure Assessment

exposed populations (general public or selected groups)

types of substances (pharmaceuticals, occupational chemicals, or environmental pollutants)

single substance or mixture of substances

duration of exposure (brief, intermittent, or protracted)

pathways and media (ingestion, inhalation, and dermal exposure)

Page 24: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Exposure AssessmentExposure Assessment

Page 25: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Exposure pathways of manExposure pathways of man

Consumerproducts Occupatio

nal

environment

Environment

air water food soil

oral

dermal

inhalation

Page 26: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Exposure via the environmentExposure via the environmentWhat’s the challenge?What’s the challenge?

Predicting exposure of Predicting exposure of humans via direct and indirect humans via direct and indirect routesroutes

Problems:Problems: many different subpopulations many different scenarios human behaviour and food sources

are highly variable

Page 27: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Review toxicity and exposureassessment output Quantify risks Combine risks across all pathways Assess and present uncertainties Consider site-specific human studies, if available Summarize and present baseline riskassessment characterization results

Risk CharacterizationRisk Characterization

Page 28: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Causality chain: Risk characterisationCausality chain: Risk characterisation

Emission

Environmentaldistribution

Exposure

EffectsRiskcharacterisation

Riskcharacterisation

Page 29: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Complex SystemsComplex Systems

Risk assessment is now being applied to Risk assessment is now being applied to very complex systems - such as very complex systems - such as ecosystemsecosystems

It is impossible to have comprehensive It is impossible to have comprehensive hazard data for such systemshazard data for such systems

Missing data is often provided by ‘data Missing data is often provided by ‘data models’, but these can be subjectivemodels’, but these can be subjective

Sometimes the whole risk assessment can Sometimes the whole risk assessment can be based solely upon data modelsbe based solely upon data models

Page 30: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Difficult issues Difficult issues

How would you sort out the incidence of How would you sort out the incidence of disease related to toxicant exposure versus disease related to toxicant exposure versus the background incidence?the background incidence?

Should people who have both personal and Should people who have both personal and occupational exposure to the same occupational exposure to the same toxicants have different standards than toxicants have different standards than those who don’t? (e.g., should smokers those who don’t? (e.g., should smokers have lower occupational formaldehyde have lower occupational formaldehyde exposure limits?)exposure limits?)

Page 31: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Page 32: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

If you ask the wrong question – you get the If you ask the wrong question – you get the wrong answerwrong answer

Page 33: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

How long are the reassurances offered in a risk How long are the reassurances offered in a risk assessment good for?assessment good for?

A low probabilityA low probability

Given enough timeGiven enough time

Becomes a racing certaintyBecomes a racing certainty

Page 34: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Standard format for risk assessments?Standard format for risk assessments?

Pro-forma listings of:Pro-forma listings of: All hazards identified Those hazards identified but not

assessed Those hazards not assessed but

modelled Areas of uncertainty identified Levels of confidence in the results Time scale over which the risk

assessment can be considered to be valid

Page 35: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Simple What kind of pollution? (number of Chemical(s))What kind of pollution? (number of Chemical(s)) Pollution concentration in air, soil, water, food? (C)Pollution concentration in air, soil, water, food? (C) Exposure routes: direct and indirectExposure routes: direct and indirect Exposure data (a lot of defaults) (Intake, I)Exposure data (a lot of defaults) (Intake, I) Intake and absorption? (Total is Intake and absorption? (Total is (C x I)) (C x I)) In case of air-polution compare to TCL or otherIn case of air-polution compare to TCL or other Adverse effects? Compare Adverse effects? Compare with ADI or other with ADI or other Is medical examination necessary? Possible?Is medical examination necessary? Possible?

Page 36: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Variability and uncertaintyVariability and uncertainty

Measurement errorsMeasurement errors Sampling errorsSampling errors Variability in natural systemsVariability in natural systems Variability in human behaviourVariability in human behaviour Limitations in model descriptionLimitations in model description Limitations in dataLimitations in data Limitations in professional judgementLimitations in professional judgement

Page 37: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

CorrelationsCorrelations

data uncertainty complexity costs

Page 38: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Warning!Warning!

Always remember that the model is Always remember that the model is as good as what you put into itas good as what you put into it

No model compares with realityNo model compares with reality

Don’t just fill in the model but Don’t just fill in the model but always use your brains (too)!always use your brains (too)!

Page 39: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Combinations

1. Different compounds, same effect 1. Different compounds, same effect compound A compound A compound Bcompound B human humancompound Ccompound C

2. One compound in more compartments2. One compound in more compartmentscompound A Aircompound A Aircompound A Soilcompound A Soil human humancompound A Watercompound A Water

Page 40: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Risk Groups

1. 1. Higher exposureHigher exposure- living near industry, living under flight - living near industry, living under flight routeroute- child eating soil, - child eating soil, - running the marathon- running the marathon

2. More vulnerable2. More vulnerable- children, pregnant woman, elderly, - children, pregnant woman, elderly, COPD-COPD-patientspatients

Page 41: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Stages Stages

Data evaluation

Exposure assessment

Effects assessment

Risk characterisation

Risk assessment

Risk management

Risk classification

Risk benefit analysis

Risk reduction

Monitoring

Risk evaluation

Regulation

Page 42: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Features of risk assessmentFeatures of risk assessment

Data requirementsData requirements Assessment stagesAssessment stages Data availability Data availability Data quality and selectionData quality and selection Protection goalsProtection goals UncertaintyUncertainty Time scalesTime scales Spatial scalesSpatial scales

Page 43: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Assessment stages (OECD)Assessment stages (OECD)

Assessment stageAssessment stage

Initial (screening) stageInitial (screening) stage

Intermediate (refined) Intermediate (refined) stagestage

Comprehensive stageComprehensive stage

Effects dataEffects data

Acute toxicityAcute toxicity

Chronic toxicityChronic toxicity

Field toxicity/ Field toxicity/ epidemiologyepidemiology

Page 44: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Risk assessment to managementRisk assessment to management

FEEDBACKFEEDBACK

Page 45: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Risk managementRisk management

Hazard evaluation(toxicity)

Exposure evaluation

Risk assessment

Risk management

Cost-benefit analysis Risk perception

Page 46: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Methodological IssuesMethodological Issues

Preventive policy: no “body counts”Preventive policy: no “body counts” No human experimentationNo human experimentation Ethical treatment of animalsEthical treatment of animals Short-term tests Short-term tests ((problemproblem: reductionism): reductionism) Bioassays Bioassays ((problemproblem: interspecies etc. extrapolation): interspecies etc. extrapolation)

choice of test animals routes of exposure dose-response issues

Epidemiology Epidemiology ((problemproblem: confounding factors): confounding factors)

Page 47: Risk Assessment Introduction to Risk Assessment Children's Health and the Environment CHEST Training Package for the Health Sector TRAINING FOR THE HEALTH

Risk Assessment

Risk Management StrategiesRisk Management Strategies

Zero risk (no animal carcinogens in food)Zero risk (no animal carcinogens in food) De minimisDe minimis risk (<10 risk (<10-6 -6 lifetimelifetime cancercancer risk)risk) Safety (no observable effect level or NOEL)Safety (no observable effect level or NOEL) Acceptable risk (regulatory standard)Acceptable risk (regulatory standard) Risk tradeoffsRisk tradeoffs

risks vs. benefits (disease vs. income, choice) risks vs. risks (epidemic vs. drug reaction)