rights and resources initiative governance meeting · bian government for new guidelines for...
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Rights and Resources Initiative Governance Meeting RRI Program Strategies, Work Plans & Budgets 2016
January 12-15, 2016 The Airlie Center, Virginia, United States
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RIGHTSANDRESOURCES.ORG 3
Contents 1. Report on 2015 Priorities
2. Strategic Priorities for 2016
3. Country and Regional Work Plans
4. Strategic Analysis and Global Engagement Work Plan
5. Coalition and Communications Work Plan
6. Tenure Facility Work Plan
7. Finance and Administration Work Plan
Annex 1: Strategic Response Mechanism Reporting
Annex 2: Budget
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RIGHTS AND RESOURCES INITIATIVE 2016 WORK PLAN
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4 RIGHTS + RESOURCES INITIATIVE
1. REPORT ON 2015 PRIORITIESRRI Strategic Priorities for 2015
Overarching Priorities 2015 Key Outcomes 20151. Overall: Hold the ground won, and
scale-up positive changes in all regions.
Key 2015 focus countries include Nepal, Indonesia, Colombia, Peru, Mali, and the Democratic Republic of the Congo (DRC). Goals include: the new Nepali Constitution includes community forest rights; the new Indone-sian government’s commitments toward recognizing indigenous tenure and implementing the Supreme Court decision are realized; the Colombian govern-ment recognizes the authority of Afro-Descendent Local Councils’ collective rights to their tradi-tional lands on the Caribbean coast; Peruvian government recognition of indigenous territo-ries is scaled up in collaboration with FIP, Norway-German-Peru agreements, and other initia-tives; the Malian peace process incorporates a strong collective tenure framework, with support from the High Council of Territo-rial Collectivities; the Democratic Republic of the Congo’s National Land Commission (CONAREF) and national civil society platform on tenure (CACO) endorse the RRI tenure baseline study analysis so that it can be incorporated into the New Land Law.
1. Largely Achieved: In the face of growing rollback and resistance to tenure reform imple-mentation, the RRI coalition successfully maintained progress and took substantive steps toward scaling up positive change. In addition to the highlighted key outcomes for priority countries, below, other noteworthy advances include the Presidential push to pass the Land Rights Act promoted by civil society in post-Ebola Liberia; the endorsement by the Colom-bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act implementation in India that gained ground in key states and new commitments from key actors in 2015.
1) Nepal:
Partially achieved: While community property rights, including rights over forests, were not explicitly included in the new Constitution enacted in September 2015, the new Constitution does include provisions which provide space for securing Community rights. The establishment of legislation to achieve this has already been initiated.
2) Indonesia:
Partially achieved: Under the new government, political space has open up and CSOs are engaged in various legal and institutional processes. While positive steps have been taken to advance tenure agenda at central (Village Law, Communal Rights, Title Forest, draft Land Law) and local levels (several districts regulations to recognize adat communities and territory under preparation), there are very limited realization in terms of formal recognition of tenure rights for IP and local communities. The draft law on IP Rights is not a priority and the much expected IP taskforce under the Presidency has not yet been set-up.
3) Colombia:
Largely achieved: Afro-Caribbean community councils opened a dialogue with the government of Colombia that positioned them as legitimate interlocutors to advocate in favor of the tenure rights agenda of Afro-descendants in the Caribbean Coast region.
4) Peru
Largely achieved: The advocacy strategy of Indigenous Peoples organizations and CSO’s created new opportunities for their engagement with leading national-level programs and initiatives addressing community land tenure rights, improving their capacity to influence decision-making process.
5) Mali
Largely achieved: Stakeholders in Mali’s peace and reconciliation process have reached a general consensus on the role of tenure insecurity and weak natural resources management in conflicts and the need to address tenure issues to ensure lasting peace and stability. In this context, RRI Collaborator the Women’s Network on Law and Citizenship (GPDCF) developed an advocacy strategy and action plan for the inclusion of local communities, women, pastoralists, and other marginalized communities in this process. The Minister of Land Affairs exhibited
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RIGHTSANDRESOURCES.ORG 5
RRI Strategic Priorities for 2015 Overarching Priorities 2015 Key Outcomes 2015
strong support for linking tenure with the peace and reconciliation process, stating that “tenure will be the key to the stability or instability of the country.
6) DRC
Largely achieved: Initiated in 2012, the RRI Tenure Baseline Study (TBS) in the DRC has been finalized and validated during a national multi-stakeholder workshop. Over 150 participants attended the workshop, which convened representatives from CACO/civil society, government agencies, the National Land Commission (CONAREF), and the media, as well as traditional chiefs and technical and financial partners. Plans and recommendations for using the TBS results to inform strategic advocacy efforts around the land reform and other processes have been discussed with CACO and are being finalized.
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6 RIGHTS + RESOURCES INITIATIVE
2. Achieve strategic outcomes in the international arena, including: 1) Key climate donors/REDD+ and international organizations implement support committed for scaling up indigenous and commu-nity land rights in their priorities; 2) 3-4 influential companies and investors adopt guidelines for compliance of their operations and due diligence with the land rights of Indigenous Peoples and local communities; 3) WB Carbon Fund adjusts approach to incor-porate safeguards respecting land and resource rights of Indigenous Peoples and local communities; 4) RRI contributes to the evalua-tion of the EU FLEGT Action Plan, strengthening relevance to the SDGs and support for community land rights and enterprise; 5) RRI Global Baseline on recognition of community land rights adopted by the Call to Action and used to develop indicators for the SDGs, 6) International NGOs and orga-nizations, organized in Working Groups, collaborate more effec-tively and efficiently to scale up recognition of community land rights.
2. Largely achieved
1) RRI’s analysis and engagement on the climate benefits of Indigenous Peoples and local communities’ forests played a key role in the climate community’s adoption of Indigenous Peoples’ rights as an essential climate strategy. The Oslo high level meeting in March brought together key donors, multilateral institutions and other relevant actors on the importance of respecting and increasing recognition of the land and resource rights of indigenous and local communities. During the 17th RRI Dialogue on “Forest Tenure, Restoration and Green Growth”, participants distilled key messages to inform relevant policy discussions including the UNFCCC Conference of Parties meeting in Paris, the various REDD+ initiatives and the Green Climate Fund.
2) RRI put forth a suite of new tools and analyses to help guide and facilitate efforts by companies and their investors to respect community land rights. The Interlaken Group actively promoted their first collaborative product, the Land and Forest Rights Guide for companies, produced as both a hard copy and web-based version. The Guide was co-presented with Rabobank at the Global Reporting Initiative’s (GRI) Expert Corner webinar series viewed by a network of more than 600 companies and organizations committed to sustainability. RRI and TMP Systems developed beta versions of risk analysis and due diligence tools for land-based investors. Adoption and piloting of these innovative tools began, including field-testing of the VGGT Guide by Nestlé with its major palm oil suppliers in Indonesia.
3) The World Bank’s FCPF Carbon Fund was briefed on the importance of safeguards respecting land and resource rights of Indigenous Peoples and local communi-ties. In addition to receiving copies of the draft stocktaking analysis of the FCPF Carbon Fund, representatives of the FCPF engaged in the RRI Dialogue series which ensured an ongoing focus on these issues in the development of the FCPF’s Carbon Fund.
4) RRI informed the 2015 evaluation of the EU FLEGT process with targeted recom-mendations, drawing from the experience of the broader Coalition, on ways in which the FLEGT Action Plan could better mitigate negative impacts on the ability of Indigenous Peoples and local communities to realize their tenure rights to forest lands and resources and maximize their participation in forest product markets.
5) The report “Who Owns the Worlds Land? A Global Baseline of Indigenous and Community Land Rights” became adopted by leading land rights NGOs and initia-tives as the point of reference. It quantified the amount of land that Indigenous Peoples and local communities own or manage in the rural, forest, and dryland areas where they live, and how much of this land governments claim as their own. The study covered over 80% of the world’s land and identifies the land area in 64 countries that is formally recognized under national level statutes as owned or controlled by Indigenous Peoples and local communities. The report was well received, and follow on regional briefs generated positive and extensive media coverage in their respective regions.
6) Key strategic networks were established and structured including the Interlaken Group, the Mapping working group, the Conservation working group and theGender working group. The groups were officially formed during the International Conference on “Scaling-up Strategies to Secure Community Land and Resources Rights” in September 2013. They reconvened this year in September at a follow-up conference in Bern, where a number of the groups released collaborative prod-ucts including the Interlaken Group’s VGGT Guide for companies and the mapping group’s LandMark platform.
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3. The RRI Coalition: 1) Adopts a new Memorandum of Under-standing that establishes the foundation for the next five years of RRI’s work and collaboration, 2) Increases communication and learning amongst Partner orga-nizations and between Partner organizations and RRG in an effort to better leverage capacities and take advantage of synergies within the coalition, 3) Strengthen its existing RRI-supported networks while expanding its reach through engagement of new networks, international organizations, and constituencies, primarily those representing Indigenous Peoples and community organizations, 4) Amplifies, expands and deep-ens the impact of RRI activities through strategically targeted communications activities and strategic support to local actors.
3. Partially Achieved:
1) The RRI Coalition adopted a new MoU in June 2015 with only one Partner organi-zation declining to sign the revised MoU. While the signing of the 2015 MoU was a good first step in terms of strengthening the coalition, there was limited Partner engagement in planning and collaboration which indicates that the coalition can further strengthen to expand its impact. The core of communications with Partners during the year focused on revisions to the text and agreement of the MoU, the Bern conference and the Governance meeting with limited engagement on other fronts.
2) Fostering learning among coalition members was not undertaken during 2015.
3) The 2015 MoU incorporates a new category of Affiliated Networks aimed at increasing the reach of the coalition in terms of constituencies and regions. RRG is currently in discussions with one network from the Asia region as the first Affiliated Network.
4) The communications support provided to the numerous activities undertaken by RRG and its partners enabled them to amplify the visibility and impact of RRI issues and messages. These efforts generated 432 media hits in in seven languages, in outlets across 26 countries in Africa, Asia, Latin America and Europe
4. RRG: 1) Financial, administrative, and business systems procured and designed to reduce trans-action costs and improve infor-mation-sharing and efficiencies across the coalition; 2) Forecasted revenue targets for RRI’s Frame-work Program II and the ILFTF are achieved, 3) Systems to better quantify key results are estab-lished and functioning; 4) Senior management more effectively leading and supporting RRG team.
4. Partially Achieved:
1) Completed IT Assessment/Audit that will be used to implement new systems in 2016, simplified transaction costs for implementing organizations.
2) Forecasted revenue targets for FPII and ILFTF for 2016 were partially achieved.
3) Delayed due to delay in IT Assessment.
4) Began implementation of a new matrix organizational structure at end of year, though it is not yet fully established.
5. The International Land and Forest Tenure Facility (ILFTF): 1) Insti-tutional design, including gover-nance, staffing, and accountability mechanisms is completed; 2) location is identified; 3) Consul-tation processes with Indigenous Peoples, community groups, governments and private investors that inform the operational design of the Facility are completed; 4) Advisory Group is fully effective and synergizes with other relevant institutions; 5) four pilot projects are launched.
5. Largely Achieved
1) ILFTF operations have been tested and adjusted to changing circumstances as the pilot phase progressed. An operations manual and other required policy guidance is being prepared. ILFTF M&E mechanisms are being developed and a draft M&E framework will be presented to Board and AG in March 2016.
2) A decision on ILFTF Secretariat location has been postponed to 2016, pending input from additional donors.
3) ILFTF grantees have actively provided key feedback to adjust the design and opera-tions over the year.
4) ILFTF Advisory Group comprised of individuals from relevant institutions reviewed pilot proposals and gave guidance on other key issues in March and October 2015.
5) Six pilot projects are underway in Panama, Peru, Cameroon, Liberia, Mali and Indonesia, enabling ILFTF and its clients to test and learn from activity of ILFTF in different scenarios with different kinds of clients.
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8 RIGHTS + RESOURCES INITIATIVE
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
1. Carry out country-level research and analysis, advocacy, and convening to generate new legis-lation, regulations or improved implementation by governments to estab-lish forest tenure rights.
2. Build regulatory capacity and standards within the private sector engaged in agribusiness, forest sector, FLEGT, REDD+ as well as promote mech-anisms for responsible international investments in priority countries.
3. Country and Regional programs will engage government, policymak-ers and private sector drawing on strategic actors from the NGO and social/policy research sectors to share emerg-ing reform lessons, build voice and capacity and smooth ongoing tran-sitions to pro-poor and gender justice outcomes.
Africa
LiberiaKey Outcomes: The main RRI Collaborators in Liberia redefine their advocacy strategy on forest and land tenure rights to avoid rollback in communities, as well as their re-engagement strategy with government institutions and corporates around industrial-scale palm oil development in the aftermath of the Ebola virus outbreak.
• RRI Collaborators in Liberia participated in public hearings on the Land Rights Act (LRA), which received widespread support from many stakeholders, including members of Liberia’s Land Commission. The President of the Land Commission even stated public-ly that the LRA would pass by September 29, 2015. However, opposition from several cabinet members, who spoke out against the LRA during a September hearing on the Land Authority Act, was a major factor in postponing the passage of the landmark legislation. RRI Collaborators also raised awareness on the Community Rights Law (CRL) and on the steps to acquiring community forests. Communities holding provisional Memorandums of Understanding (MOUs) with palm-oil developers have advanced negotiations for more permanent social agreements. In addition to building community knowledge of instru-ments such as free, prior and informed consent (FPIC), RRI Collaborators facilitated the establishment of an NGO network to engage with GVL and local authorities through regu-lar meetings that have so far enabled productive dialogue.
CameroonKey Outcomes: The RRI coalition in Cameroon agrees on a single, harmonized, and integra-ted proposal to influence the land reform process. A draft forest law inclusive of civil society proposals and in favor of local communities’, women’s, and Indigenous Peoples’ tenure rights is adopted by the National Assembly. An RRI Cameroon coalition monitoring system/observatory allows for better monitoring of the various reform processes underway.
• The RRI Coalition in Cameroon produced and validated an inclusive position document on the land reform process that takes into account the rights of women and Indigenous Peoples. The position was presented to offices of the President, Prime Minister, and vari-ous other ministries, who committed to consider the Coalition’s proposals in the ongoing land reform process. In January 2015, the Prime Minister issued a decree establishing an ad-hoc committee to evaluate the proposals of traditional chiefs, including members of the National Council of Traditional Chiefs of Cameroon (NCTCC, an RRI Collaborator), on the draft forest law. However, ever since the draft forest law was submitted to the government for review, the forest reform has been stalled. The Coalition established a system to moni-tor reform processes in Cameroon; this mechanism will provide civil society organizations with valuable information to facilitate impactful advocacy efforts and timely interventions.
DRCKey Outcomes: The national civil society platform on tenure (CACO) influences ongoing land reform processes through better representation and participation in the national land commis-sion (CONAREF) and its decentralized bodies. A draft Decree for the application of article 389 of the 1973 Land Law on customary land tenure rights is produced by CACO and submitted to CONAREF for adoption. The DRC Parliament adopts the Law on the Basic Principles of Indige-nous Peoples/ Pygmies’ (PAP) Rights. Decree 14/019 of 02 August 2014 on environmental and social impact assessment studies’ procedures is appealed, discussed, and validated by civil society organizations to include environmental and social protection indicators.
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Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
• Shifting institutional leadership and an instable policy environment characterized the political context of the DRC in 2015. A new land minister, who has since resigned, issued a unilateral decree that converted CONAREF from a multi-stakeholder platform with civil society representation to an administrative body composed of ministry officials. This shift in the nature of CONAREF introduced delays in the land reform process and challenged the ability of RRI Collaborators to sustain advocacy efforts. With the lead of CODELT, CACO produced a draft decree on customary land rights based on Article 389 of the 1973 land law. Civil society organizations from Kinshasa and from the provinces are discussing the draft decree, with some contention over its content and its viability, as a means to address customary land rights. There is a broad consensus that a new land policy and land law, rather than a decree, is the solution. Submitted to Parliament in July 2014, the Law on the Basic Principles of Indigenous Peoples/ Pygmies’ Rights has been the subject of consi- derable advocacy by Indigenous Peoples’ networks, including RRI Collaborators, whose efforts ensured a place for the law on the parliamentary agenda. With the lead of CODELT, CACO introduced the first appeal of Decree 14/019 on procedures for environmental and social impact assessments in the Constitutional Court. Stakeholders from civil society and the government have discussed the decree but have not yet validated it.
Burkina FasoKey Outcomes: Experiences of integrating gender and climate change in Regional Development Plans (PRDs) and Communal Development Plans (PCDs) are documented, showcased, and put at the disposal of decentralized institutions such as Communes. The drafting process and deve- lopment of local land charters are documented and showcased as options for securing land at the local level. Women’s groups achieve legal ownership of collective land tenure rights through local land certificates. Local communities’ land and forest tenure rights are included in TENFOR-EST and the national civil society platform on REDD+’s strategy.
• RRI Collaborator and national civil society platform TENFOREST produced a guide on best practices in drafting local development plans and in implementing local land charters with the goal of informing climate change adaptation and mitigation strategies and addressing land and natural resource conflicts. Twenty-four (24) local development plans and six (6) local land charters were analyzed in 18 communities. Twenty-five (25) women’s groups achieved legal ownership of collective land tenure rights through local land certificates; 400 community members, including customary and religious authorities, in 17 villages were trained to reinforce the capacity of women to obtain collectively these local land certificates. RRI Collaborators produced a roadmap for REDD+ and FIP in Burkina Faso to guide the contributions of civil society to these processes. Over 30 civil society and nongovernmental actors were trained to be effective participants in the creation of a REDD+ strategy that prioritizes the recognition of local communities’ land and forest rights, as well as the rights of women.
MaliKey Outcomes: The decree is passed for the transfer of competencies and resources to Territo-rial Collectivities, the Agricultural Land Policy (ALP), the Agricultural Land Law (ALL), the Policy on Agropoles and a law on Local Conventions are all adopted by the National Assembly and include land security provisions for local communities, small producers and women. The main stakeholders in Mali’s national peace building and reconciliation process recognize and inte-grate local community’s tenure rights in the national peacebuilding strategy.
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10 RIGHTS + RESOURCES INITIATIVE
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
• In Mali, most of the land, forest, agricultural, and decentralization draft laws and policies are with the government for review but have not yet reached parliament. Drafts of the Law on Local Conventions and the Decree on the Transfer of Competencies and Resources to Territorial Collectivities have been produced and are being circulated within relevant mi- nistries for validation. The draft Agricultural Land Law, validated in July 2014, contained 107 articles and was met with consensus by many stakeholders, including civil society. However, in October 2015, the Ministers’ Council validated a version of the draft Agricul-tural Land Law with only 54 articles, omitting many of the provisions securing customary land rights. The National Council of Peasants’ Organizations (CNOP) is engaging with parliamentarians to encourage the passage of a pro-poor, pro-rights law. Stakeholders in Mali’s peace and reconciliation have reached a general consensus on the role of tenure insecu–issues to ensure lasting peace and stability. In this context, the Women’s Network on Law and Citizenship (GPDCF), an RRI Collaborator, developed an advocacy strategy and action plan for the inclusion of local communities, women, pastoralists, and other margin-alized communities in this process. The Minister of Land Affairs exhibited strong support for linking tenure with the peace and reconciliation process, stating that “tenure will be the key to the stability or instability of the country.”
SenegalKey Outcomes: A single harmonized civil society proposal to influence the land reform process is drafted. Parliamentarians, journalists, religious leaders, and women and youth groups are aware of the importance of local community’ rights in the land reform process. The Project for Inclusive and Sustainable Development of Agribusiness in Senegal (PDIDAS) land tenure scheme respects local rights and serves as a model for land reform.
• RRI Collaborators developed and validated a harmonized civil society proposal on the land reform process.
Information sessions on customary collective rights of local communities increased the awareness of over one hundred (100) parliamentarians, religious leaders, women, and youth on the importance of these rights to the land reform process. RRI Collaborators led a study in nine (9) communes hosting the Project for Inclusive and Sustainable Develop-ment of Agribusiness (PDIDAS) and produced a draft position on the consideration of local communities’ rights in the implementation of PDIDAS.
GhanaKey Outcomes: Secured and strengthened forest communities’ land tenure rights in Ghana’s policy and legal reforms.
•RRI Partner Civic Response conducted comprehensive field work in nine (9) regions across the country in 17 communities. Civic Response led an intensive validation process of their findings, holding restitution workshops with key experts on their conclusions and organizing three (3) focus groups, each attended by at least ten (10) traditional chiefs. Expert meetings with national and international organizations held in Accra contributed to the development and finalization of policy and legal briefs with proposals for the tenure reform process.
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RIGHTSANDRESOURCES.ORG 11
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
RegionalKey Outcomes: The Africa Community Rights Network (ACRN) member organizations jointly act to develop guiding principles and an Index based on a set of criteria that will be used to analyze the state of community land rights in African countries. A synthesis report of lessons learned from past legislative reforms is prepared and informs land reform processes in Africa. Progress on land and forest tenure reforms in West and Central Africa is tracked and used to inform the strategy in the region. Members of the national land commission in Senegal (CNRF) and the Ministry of land affairs in Cameroon (MINDCAF) are better informed and incorporate DRC’s decentralized and participatory land reform best practices into national policy and law.
• Member organizations of the Africa Community Rights Network (ACRN) developed a frame-work document of an Africa Land Rights Index that defines community land rights and provides indicators for their assessment across various national contexts. The Land Rights Index has been used to inform policy debates and land reform processes in five (5) ACRN pilot countries, including Liberia, Ghana, Cameroon, Gabon, and the DRC. Lessons learned from past legisla-tive reforms were synthesized from RRI’s report “Legal Options to Secure Community Property Rights” and were presented during the International Land Coalition’s Global Land Forum in Dakar, Senegal, as a resource for countries currently undertaking reforms in Africa. Cameroon, the DRC, and Senegal are three of the African Francophone countries currently undertaking significant reforms. Although Senegal’s land reform has been progressing, the land reform process in Cameroon has been neither transparent nor participatory. DRC has historically exhib-ited a decentralized and participatory approach to reforms and served as a point of reference for other countries undergoing reforms. However, the stalled land reform and subsequent political context in the DRC precluded opportunities for Cameroon’s Ministry of Land Affairs and Senegal’s National Land Commission to integrate DRC’s former reform practices into their own national policies.
SRMs
Cameroon: Secure the remaining 25,000ha of Ngoyla‐Mintom forests for local communities and Indigenous Peoples in the final phase of government classification against investment demands
Outcome: The Cameroon Agroforestry Cooperative (CAFT) collaborated with OKANI, an Indigenous Peoples’ organization, and the African Women’s Network for Community Management of Forests (REFACOF) to produce 21 participatory maps of local communities’ customary forests. Two (2) appli-cations for the creation of a hunting and gathering zone that will cover an area of 326,954ha have been submitted to the Ministry of Forestry and Wildlife (MINFOF). Nineteen (19) applications are being finalized for the creation of community forests covering an area of 73,815ha.
DRC: CACO/CODELT Advocacy project for the revision of the Decree on the Environmental and Social Impact Studies (ESIS) in DRC
Outcome: Under the lead of CODELT, CACO conducted a review of Decree n˚14/019 of August 2, 2014, on procedures for conducting and approving Environmental and Social Impact Studies (ESIS), and proposed guidelines to ensure that safeguards on land allocation projects are properly addressed in the decree. CODELT successfully submitted a constitutional appeal (R. Const. 341/TSR), effectively suspending the application of the contested decree pending further review. The Prime Minister acknowledged the appeal, which is now with the Constitutional Court pending a ruling.
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12 RIGHTS + RESOURCES INITIATIVE
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
Liberia: Rethinking Liberia’s Forests: International Conference in Monrovia, Liberia, October 6‐7, 2015
Outcome: RRI partnered with Liberia’s Forestry Development Authority (FDA), Global Witness, and the Liberia NGO Coalition to organize a conference convening over 200 participants, includ-ing diverse stakeholders from local communities and experts from over 10 countries. The event featured valuable lessons in the sustainable use and management of forest resources and garnered political buy-in for a shared vision for Liberia’s forests. Closing remarks delivered by the Minister of State for Presidential Affairs, who represented President Ellen Johnson Sirleaf, highlighted the government’s commitment to rights-based forest resource management, with a particular emphasis on the government’s ambitious land reform, in which the draft Land Rights Act is a key instrument.
Liberia: Technical and Legal support for communities to negotiate fair, legally binding, and robust agreements for plantation developments in South Eastern Liberia
Outcome: RRI Partner Forest Peoples Programme (FPP) collaborated with the Social Entrepre-neurs for Sustainable Development (SESDev) and provided over 1,400 people with informa-tion about the impacts of palm oil development and strategies to protect customary land and resources. FPP and SESDev reviewed 10 MOUs between Golden Veroleum Liberia (GVL) and local communities. Six (6) workshops provided 190 community members with legal advice on MOU negotiations. SESDev also supported communities in establishing committees to liaise with GVL.
Kenya: Enabling forest‐dependent communities to utilize legal and policy opportunities at a pivot‐al moment in Kenya
Outcome: RRI Partner Forest Peoples Programme (FPP), the Katiba Institute, and the Forest Indig-enous Peoples Network participated in consultations and provided inputs on three key bills : the Historical Land Injustices Bill (HLB), the Community Land Bill (CLB), and the Forest Conservation and Management Bill (FCMB): to advocate for the recognition of forest-dependent communities’ customary rights. FPP and collaborators have experienced uneven success in halting evictions and harassment of the Sengwer. The input of forest-dependent communities was included in the finalized Action Plan that was drafted at the World Bank Colloquium in Eldoret. Comprehensive guidelines on the forthcoming CLB have been developed for communities to use as a framework for ordering and securing forest lands as registerable community lands.
Asia
ChinaKey Outcomes: Operational guidelines for responsible investment by forest-based companies; information about Chinese Companies’ business practices abroad as related to LSLAs and land based investments is shared and disseminated; and greater awareness by SFA leadership regard-ing ethnic minority rights in public forest areas and options for reforms.
• Operational guidelines for responsible investment by forest-based companies were drafted by Landesa with participation and inputs from leading international paper and pulp compa-nies operating in China and the SFA through the convening of an informal forum to discuss responsible land acquisition.
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RIGHTSANDRESOURCES.ORG 13
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
IndonesiaKey Outcomes: Recognition of Land rights of adat communities and community governance of land use decisions advanced at national levels; Analysis of legality and criminalization of forest dependent people leveraged to push government to set up timely and accessible grievance redressal mechanisms; and Facilitate moratorium on commercial concessions on adat lands and creation of precedents for cancellation/review of existing abusive or illegal concession licenses.
• Recognition of Adat (customary) Forests in accordance with the Constitutional Court order MK35: There seems to be little likelihood of a national law on recognition and protection of adat communities’ rights; and the process of rights recognition has become a complex one involving the local provincial and district Governments as well as the Central Govern-ment. Limited progress has been made in this complex process.
• Customary forest recognition: Given the difficult legal realities of recognizing customary rights, RRI Partners and Collaborators have focused on the processes available for the same, creating precedence and examples of rights recognition. Preparatory processes for rights recognition was completed for 13 indigenous forests in 10 provinces which can potentially be recognized as adat forests. Three of these adat forests are expected to be recognized. In the beginning of 2016 RRI directly provided support for community forest recognition in 3 districts (out of 13). IP rights have been recognized at the local level (on 17th November) in South Sulawesi where the regional parliament issued a regulation recognizing Ammatoa Kajang community and its adat territory. This sets an important precedence in a situation where no national level legislation has yet been created for recognition of adat rights.
• IP Task Force: With inputs from AMAN, a legal basis was drafted for the Presidential IP Task Force.
• Community governance: A dialogue was initiated in North Kalimantan on conservation authority and Indigenous People joint management of conservation areas.
• Conflict resolution: RRI Partners and Collaborators are members of the taskforce set-up under the Ministry of Environment and Forestry (MoEF) to address tenure conflict-relat-ed complaints. In about 70 districts in 7 provinces, teams have been established by the government to do claims inventory in forest areas, covering approximately 12 million hectares. Following selected documented conflict cases that were submitted to the MoEF complaint mechanism, MoEF is sending investigation teams to the areas to initiate conflict resolution process. Cases were also addressed through the “National Movement to Save Natural Resources” facilitated by the Anti-Corruption Commission. There are on-going advocacy efforts for an agrarian conflict resolution unit under the President’s office.
• Criminalization: As a result of growing attention, criminalization and violence against IP has reduced in researched conflict areas (part of National Inquiry process).
• The moratorium on commercial concessions on adat lands is part of the recommendations of Komnas HAM (Indonesian Human Rights Commission) conveyed in a policy brief follow-ing the National Inquiry on discrimination suffered by adat communities.
• Abusive or illegal concessions: Cooperation was initiatied with key corporates on business and Human Rights with training on Human Rights and Business aspects conducted for one pulp and paper corporate middle management (to operational level) in Riau, and negoti-ations for due diligence assessment. Training on Human Rights and Business investigation was carried out in Batam for 20 people from local communities and CSOs.
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14 RIGHTS + RESOURCES INITIATIVE
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
NepalKey Outcomes: Advocacy and mobilization ensure withdrawal/modification of Chure Environ-mental Conservation Area declaration; Community Property Rights (CPR) is included in the new Constitution; Incorporation and recognition of international conventions in forthcoming Consti-tution and other relevant laws/policies is facilitated; Legal, regulatory and institutional barriers for community forest enterprises are rationalized.
• Massive mobilization and advocacy campaigns led the government to reconsider the Chure Environmental Conservation Area declaration and stalled the effective implementation of the Chure Environmental Conservation Area declaration.
• While CPR were not explicitly included in the new Constitution that was completed in September 2015, the Constitution provides a framework to secure CPR in subsequent laws. The Constitution also creates space for the creation of an Indigenous People’s Commission and creates a framework for subsequent laws to incorporate Nepal’s international obliga-tions as they pertain to IPs.
• Certain gains were made in loosening barriers related to community timber production and resource-based livelihoods; however legal barriers still persist with the government not convinced that local communities can successfully run businesses.
IndiaKey Outcomes: Legislation, policies, practices, and capacities that protect rights relating to the forest and enhance environmental protection are defended and enhanced at the national and state levels; the FRA’s potential for large-scale transfers of forests to forest dwellers through recognition of community forest rights is realized, and; Mapping and community-based forestry governance capacities are enhanced among communities and state actors and institutions.
• Analyses were published on potential of community rights under FRA, tenure linked land conflicts and implications of tenure linked conflicts for investors and financial sector. The Land Conflict map prepared by RRI has received significant media attention. All the above analyses addressed the centrality of rights agenda for addressing major structural constraints and have been used to build discourses which protect community rights on land and forests.
• Despite widespread institutional resistance towards the full and effective implementation of the FRA, advances were made through the publication of an RRI report which used state data to show that at least 40 million ha. of forest land is eligible for rights recogni-tion, benefitting more than 150 million forest-dwellers. The figures represented in the report have been widely cited through the media. Barely 5% of this potential has been achieved to date. Even though implementation of the FRA remains tardy in absence of political support and state institutional capacity, the RRI coalition’s long term engage-ment with state and communities in Odisha finally led to the recognition of community forest resource rights for 53 villages over 28000 ha. of forest land inside the Simlipal Tiger Reserve. The rights recognition process has also been institutionalized in one district of Odisha and is ready for scaling up to other districts and states.
• Mapping capacities were enhanced through the development of a field-based method-ology and a new GIS application that were piloted and shared with government and civil society institutions across the country. Trainings were held across the country to scale up FRA implementation. A pilot on community-based forestry governance has been initiated in 43 villages inside the Simlipal Tiger Reserve.
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RIGHTSANDRESOURCES.ORG 15
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
LaosKey Outcomes: Civil society actors convene and explore potential opportunities to influence important policies related to land and forest tenure at the national and/or sub-regional level.
• Despite continued consultations and submission of several contributions by the LIWG to the parliament, the adoption of the land policy has repeatedly been postponed.
Regional
Key Outcomes: Increased cross-border learning, co-operation and action on agribusiness impact on human and resource rights for resource-dependent communities.
• A regional network of Asian human rights commissions and supportive NGOs coming from Bangladesh, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, the Philippines and Thai-land met in the Philippines for the 5th South East Asian Regional Conference on Human Rights and Agribusiness to discuss ways of ensuring State and non-State actors respect, protect and remedy human rights in the agribusiness sector. A joint field investigation on indigenous peoples impacted by palm oil companies revealed pattern of forced and fraudu-lent land sales on indigenous peoples’ territories, and led to a strong statement being issued supporting calls for a moratorium on palm oil expansion in the Philippines southern island of Palawan.
SRMs
Regional: Pre‐World Forestry Congress Regional Meeting on People and Forests and Partici-pation of smallholders, Indigenous Peoples, and community forestry members in the World Forestry Congress 2015Outcome: Advocate for community and IP land and forest tenure rights, reform, and awareness in the Asia region at the World Forestry Congress
1. Awareness was raised among participants on new knowledge and innovative practices in community forestry and in Asia and the Pacific
2. Practical recommendations generated from participants to bring to the WFC
3. Support was provided to key stakeholders – smallholders, IPs and CF members – to develop and disseminate clear key messages and presentations – for presentation on the global level in plenary sessions and side events at the WFC
Two other SRMs are currently ongoing but results have not yet been reported.
• Support to Indonesian Government Conflict Resolution Mechanisms through Provisions of Quality Information on Selected Cases
• Securing the rights to lands, resources, and self-determination of non-Moro Indigenous
Peoples (Lumad) within the Bangsamoro Autonomous Region in the Philippines
Latin America
Peru Key Outcomes: Key new regulations and projects to protect community land rights are imple-
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16 RIGHTS + RESOURCES INITIATIVE
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
mented in collaboration with FIP, Norway-German-Peru agreements and other initiatives; Indig-enous Peoples and civil society monitor the implementation of new laws, programs, and agree-ments (Norway-German agreement, Law 30230, PTRT3, FIP) to ensure community land rights are respected; information on pending land recognition along with guidelines for land titling is validated; and, assessment of opportunities for engagement with private sector is developed.
• RRI supported Civil Society and IP organizations to develop different levels of advocacy to advance governmental commitments of community tenure recognition. The IDB was influ-enced to increase the number of communities to be titled under the PTRT3 from 190 to 403 native communities. RRI´s Collaborator AIDESEP, in conjunction with CONAP, reached an agreement with the WB for the implementation of USD$ 5.5 million of the Dedicated Grant Mechanism (DGM) allocated to cover 19 titling projects for native communities. Additionally, AIDESEP subscribed agreements with the regional governments of Loreto, Ucayali, Amazonas and San Martin for the implementation of the DGM and other land titling programs. AIDESEP initiated negotiations with the WB-IDB to establish a mecha-nism for the implementation of the FIP 14.5 million allocated to resolve native community tenure rights and requested for DGM to be the coordinating entity. AIDESEP, MINAGRI, and the new director of the Norway-Peru initiative have committed to monitoring the implementation of the agreement and establishing a Coordinating Committee among in IP (AIDESEP-CONAP), CSO´s and the private sector.
• The RRI coalition closely monitored, produced analysis and alerted on the potential threats of “paquetazos”, (a series on 5 sets of laws aimed to accelerate private concession processes). This joint effort enabled CSOs to expose the unconstitutionality of the laws and appeal the First Paquetazo before the Court of Justice, delaying its implementation. Moreover, RRI Collaborators produced a thorough legal analysis of Law 30230 (Second Paquetazo), Strategies of Dispossession, a solid advocacy tool for communities to compel the Peruvian government to commit to preventing any negative impact on indigenous land tenure rights.
RRI´s analysis of agricultural firms with investments in the Peruvian Amazon has iden-tified the main national and international companies engaged in palm oil, cocoa and coffee production in Peru. Given the rapid growth of palm oil industry in the country, the study examines the main oil operations in three provinces of the Amazon region: Lore-to, Ucayali and San Martin as well as the firm dominating the national market: “Grupo Palmas” (Grupo Romero/Alicorp). It also identified the political, legal, social and ecological concerns around agricultural supply chains and their links to environmental degradation.
ColombiaKey Outcomes: The national government and entities responsible for land titling validate civil society recommendations to resolve pending land recognition for Afro-Descendent communi-ties in the Caribbean region; and, the government issues a decree for the implementation of Law 70 for Afro-Descendent communities.
• As a result of RRI Collaborators’ advocacy strategy, Caribbean community councils in alli-ance with Pontifical University Javeriana established an agenda with the Ministry of Agri-culture (INCODER), the Ministry of Post-Conflict and the Constitutional Court to provide a prompt and well informed response to the current territorial demands of Afro communi-ties in the Colombian Caribbean (170 Afro descendant communities pending land titling - about 2 million hectares).
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RIGHTSANDRESOURCES.ORG 17
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
• In October of 2015, the Ministry of the Interior announced the creation a National Consen-sus Body for Prior Consultation with Afro descendant communities. The National Consen-sus Body will secure the right of Afro-Colombians to directly dialogue and coordinate with the National Government on all legislative and administrative measures that could potentially affect their collective land and resources. The next step towards the realization of these consultation rights is the adoption of a Protocol of Prior Consultation, which will be jointly drafted by Afro-Colombians and the national government. The Protocol will open up new opportunities for the approval of the proposed regulation of Chapters 4 to 7 of Law 70 of 1993 as these pertained to the management of natural resources, mining and community development.
GuatemalaKey Outcomes: Political party platforms for national and local elections include the recognition of indigenous communities’ rights to land and resources; and, the government commits to the process of land restitution for indigenous peoples.
• RRI´s Collaborators Utz’ Che’ and ACOFOP’s advocacy strategy to include the recognition of indigenous communities and collective land and forest rights in forest governance policies was successful as the recently approved Pro-Forests Law (September 25, 2015) will now promote development initiatives that are more harmonious with the environment and forest dependent communities. The Pro-Forest Law will provide land owners, communities and cooperatives - including Indigenous Peoples - with technical and financial assistance to manage their resources. Additionally, it contains provisions on the protection of water sources and rivers, biodiversity, and land areas with a history of religious or cultural signifi-cance for communities.
• A well-documented proposal for the evaluation of Community Forestry Concessions has been submitted to CONAP for supporting requests to extend community conces-sion contracts. Inventory and assessment of prospective forest areas to be expanded for community concessions were submitted to CONAP, which is evaluating three of the areas assessed. The newly elected President (Jimmy Morales) publicly committed to working with organizations that promote the community forest management and concession models in Guatemala. At the local level, mayors who recently took office in areas with forest concessions publicly committed to include in their work plan activities to develop community forest models by integrating sustainable management of natural resources.
BoliviaKey Outcomes: The Confederation of Indigenous Peoples of Bolivia (CIDOB) and the lowland indigenous movement agree on a common agenda, and strengthen their political capacity and advocacy.
• Due to difficult political conditions for CSO and Indigenous Peoples in the country, RRI decided to cancel activities in Bolivia in 2015.
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18 RIGHTS + RESOURCES INITIATIVE
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
Regional
Key Outcomes: Regional women’s organizations agree on an advocacy strategy to gain access to decision-making on public policy at national and international levels; and, indigenous and Afro-Descendent communities are better equipped to strategically use Constitutional and Inter-national courts to defend their rights and prevent rollback.
• In Colombia, RRI ´Collaborators Federation of Peasant Women of Cundinamarca (FEDE-MUCC) and Pontifical University Javeriana organized the Fourth International Gender Workshop that produced recommendations for the Colombian government on women´s participation in decision making in land tenure and resources rights, sustainable develop-ment and climate change. Representatives from entities of the Colombian government dealing with land restitution processes, women´s rights; and regional UN bodies like CEPAL received a set of guidelines proposed by women leaders from more than 10 countries. The event made possible the public commitments from the official entities to promote, elevate and monitor compliance with the recommendations at the national and international levels.
• FEDEMUCC´s advocacy strategy allowed for the inclusion of new provisions defining mech-anisms to advance and implement women’s rights to effective access land in the Colom-bian National Development Plan 2014-2018 (NDP). FEDEMUCC, along with other peasant, indigenous and afro-Colombian women´s organizations, drafted a comprehensive National Public Policy for Rural Women, including the guidelines for the creation of a General Office for Rural Women that were submitted to the Presidential Advisory on Women´s equity for the effective formulation of this policy.
• Indigenous, Afro-descendant, and CSOs are better equipped with technical and legal tools, as well as best practices to make use of national and International courts to help them prevent community rights rollbacks associated with the current shifts in public policy Latin America. This is the result of their active participation in the Regional Workshops “Chal-lenges in the Implementation of Collective Land Tenure Rights and Access to Resources in Latin America”, held in Colombia, and the Strategic Use of Courts to defend the Collective tenure rights held in Guatemala. The former was a convening to present the analysis of recent trends of rollbacks in tenure rights in the region and where RRI re-launched Global Baseline data on Latin America. The results resonated across the region, attracting national and regional newspapers from 10 countries, who utilized this data to inform on the prog-ress on tenure rights in Latin America. The Mapuche indigenous organizations used the data on Chile to raise awareness of the incipient state of their land rights and recognition in their country. Both events fostered cross-regional dialogue where governmental repre-sentatives, CSOs, and indigenous and afro descendant organizations from Mesoamerica and South America identified ways to continually share lessons learned in response to the ongoing changes in public policy.
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RIGHTSANDRESOURCES.ORG 19
Country and Regional Program (CRP)Priority Objectives Identified
in 2014 for 2015Key Outcomes Identified in 2014 for 2015, And Related Results
SRMs
Brazil: Affirming the Rights of the Indigenous Peoples of Raposa (Brazil) and Preventing Rollback of Constitutional Rights
Outcome: To secure a final merit report from the Inter-American Commission on Human Rights (IACHR) affirming the rights of the indigenous peoples of Raposa to own, control and manage their resources, lands, and territories and to be free from violence and racial attacks in the exercise of these rights
The hearing was granted and took place on October 20, 2015, and was successful in present-ing a convincing case. The Commission closed the hearing with a formal request for the Government to clarify that its domestic law complies with its duties and obligations under the international law. This prompted the government of Brazil to issue an offer to settle the case through “friendly settlement.” It is very likely that the Commission will release the report on the merits of the case before the Inter-American Court.
Colombia: Expansion and Safeguards for Indigenous Territories of the Resguardo Arhuaco and Kogui under Threat of Third Party Appropriation.
Outcome: To secure territorial expansion and application of urgent safeguards measures to at least 100,000 hectares of the Arhuaco and Kogui indigenous reserves in La Sierra Nevada de Santa Marta
After completing the socio-economic and legal studies to successfully support their claims for territorial expansion, an unexpected legal victory took place at the Constitutional Court (CC) in relation to a previous case regarding the violation of prior consultation rights of IP in the SNSM. This ruling allowed the Arhuaco Indigenous Peoples to increase the reach of the SRM regarding safeguards measures for indigenous territories inside the Linea Negra (going from 100,000 to 380,000 ha). Rather than implementing specific environmental assessments for prior consultation processes of each individual project overlapping with indigenous terri-tories inside the Linea Negra (mining, hydrocarbon, etc.), the SRM is being applied to more than 400 mining projects taking place in the area.
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20 RIGHTS + RESOURCES INITIATIVE
Global Programs Priority Outcomes for 2015 Related Outputs
• Key investors and companies adopt operational guidelines and methodologies to respect community land rights.
Primary thematic focus: ATEMs
• A two-pronged strategy is developed and put in motion for RRI’s engagement with private companies with a land or natural resource footprint and their investors to facilitate imple-mentation of private sector commitments to best practice with respect to community rights, consisting of: 1) development of credible analytical work quantifying investment risks in areas of insecure tenure; and 2) provision of credible options for mitigating such risk.
• Risk Analysis:
o Beta version of IAN: Risk (with TMP Systems) provides investors at the portfolio, company and project levels a draft tool for identifying and approximating tenure risk by means of an open-source, geospatial database featuring data from 25 publicly available ESG datasets.
o An analysis with TMP Systems of 262 case studies of conflict around concessions in 30 countries showed clear and consistent material impacts of unclear land rights on assets including dams, farms, mills, mines, orchards, and timberland and informed IAN:Risk.
o Analysis and draft brief describes the main companies, investors, and sectors in terms of their likely exposure to insecure community land rights in Myanmar and provides advocates with messages and levers to push for stronger community tenure vis-à-vis the private sector.
• Credible options:
o Beta version of IAN: Diligence (with TMP Systems) provides investors at the company and project levels draft due diligence manuals for agriculture, forestry and hydropow-er with step-by-step and sector-specific guidance on how to negotiate tenure risk throughout the project lifecycle.
o A draft report (with Yirri Global) identified cases from the literature of viable business models that prioritize local land tenure and rural livelihoods and provided recommen-dations to RRI on strategies for facilitating uptake of lessons by companies and inves-tors.
o Influential companies and investors including Nestlé, Unilever, Stora Enso, Olam, IFC, Rabobank, EIB and CDC convene around the issue of land rights in two face to face meetings (Shoreditch, UK - March 2015 and Bern, Switzerland -September 2015), enabling the development and sharing of tools to support private sector commitment to community land rights.
o The Land and Forest Rights Guide is developed, promoted and adopted by Interlaken Group members as a tool to support senior-level and operational teams at leading companies to respect community tenure rights with step-by-step guidance on aligning operations with the UN’s Voluntary Guidelines for Governance of Tenure (VGGT).
• Report with consulting firm Seventy Three PTE analyzed the expansion of large-scale palm oil production in Liberia and drew upon examples from Southeast Asia to argue that alter-native models of commodity production that are inclusive of and prioritize the tenure of local peoples provide more robust, long term development benefits than industrial, capital intensive alternatives.
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RIGHTSANDRESOURCES.ORG 21
Global Programs Priority Outcomes for 2015 Related Outputs
• Key investors and companies adopt operational guidelines and methodologies to respect community land rights.
Primary thematic focus: ATEMs
• RRI contributed to the 2015 review of the EU FLEGT process with targeted recommendations on how the FLEGT Action Plan can better mitigate negative impacts on the ability of Indige-nous Peoples and local communities to realize their tenure rights to forest lands and resourc-es and maximize their participation in forest product markets going forward.
• Climate/REDD+ donor initiatives and poli-cymakers adopt and implement provisions and concrete measures to support recognition of community tenure and community forest management.
Primary thematic focus: Rights and Climate
• The Oslo High Level meeting on “Securing Collective Land Rights, Forest Protection, and Climate Mitigation at Scale” brought together 70 representatives from governments, multilateral institutions, indigenous peoples, NGOs and scientists for a two day, high-level meeting on the links between tenure rights, forest protection and climate. Participants provided forward looking recommendations regarding priorities for future investments and the upcoming UNFCCC COP 21 in Paris to ensure community land rights are respected.
• Comments to the UN-REDD Secretariat on the revised draft of the 2016-2020 UN-REDD Stra-tegic Framework document were well received, building off prior consultations conducted in 2014, including RRI’s participation in the July 2014 policy board meeting.
• The 17th RRI Dialogue, co-hosted with IUCN, raised awareness of and identified policy recom-mendations to advance indigenous and community land rights as a central facet of forest restoration and green growth initiatives. The event highlighted challenges and opportunities associated with forest landscape restoration commitments, including those under the Bonn Challenge and New York Declaration on Forests.
• The 18th RRI Dialogue explored the implications of key 2015 developments in climate change policy and financing for the rights of Indigenous Peoples and local communities and identi-fied priority steps forward to ensure that these rights are enhanced and safeguarded.
• A draft report of a study assessing the FCPF’s Carbon Fund framework as well as the country proposals that have been selected into the Carbon Fund pipeline in terms of their potential impact on the tenure rights and livelihoods of forest communities in those countries.
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22 RIGHTS + RESOURCES INITIATIVE
• Evidence base and advocacy case for securing indigenous and community land rights consolidated and reflected in key global policy discussions and campaigns, including the Call to Action, SDGs and/or conservation.
Primary thematic focus: Realizing Rights
• A March technical brief proposed two key land rights indicators in the post-2015 SDGs, one on the percentage of women, men, indigenous peoples and local communities with secure tenure and a second complementary indicator on the area of common land secured.
• Report on “Who Owns the Worlds Land?” quantified the amount of land that Indigenous Peoples and local communities own or manage in rural, forest and dryland areas, across 64 countries, which comprise 82% of the world’s land area.
• Forthcoming update of RRI’s forest tenure data will allow RRI to report on its 2015 organi-zational targets, with preliminary results being presented in the 2015 annual review, with initial information on the statutory recognition of Indigenous and local communities’ rights to forest lands for 38 LMICs.
• Launch of the LandMark platform provided the first online, interactive global platform to map lands collectively held and used by Indigenous Peoples and local communities. The Conservation working group met to update the group’s shared understanding of effective strategies, opportunities and challenges to strengthening indigenous and community land rights as a conservation priority.
• RRI global analysis and convening strengthen capacity of national advocates in key coun-tries to influence rights and tenure reforms.
Primary thematic focus: Realizing Rights & Tenure Tracking
• Follow up brief developed by Lawyers for Community Tenure on the World Bank Safeguards and community tenure found that despite some advances, the revised draft remained problematic in its treatment of land tenure rights of Indigenous Peoples and local communi-ties, and fell short of international standards and developments that recognize the rights of Indigenous Peoples and others in long occupied ancestral areas.
• Forthcoming Joint Opinion developed by Layers for Community Tenure on the Post-2015 SDGs will highlight several goals and associated targets and will make the case that they hinge on secure land tenure for Indigenous Peoples and local communities.
• Forthcoming preliminary analysis developed by Layers for Community Tenure of the upcom-ing climate agreement will highlight several submissions from countries that impact commu-nity land tenure.
• A series of briefs provided regional context to the findings of the Global Baseline study to inform ongoing country level advocacy around reform processes.
• A draft policy brief has been prepared to synthesize findings from a research report on the extent to which different types of forest tenure regimes protect Indigenous Peoples’ and local communities’ land rights, depending on whether they were enacted to (1) recog-nize customary land rights, (2) support conservation objectives, or (3) regulate resource extraction or exploitation.
• A draft advocacy paper with case studies and an associated policy brief have been prepared based on a longer research paper to help advocates make the case for community-based tenure over individual tenure.
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RIGHTSANDRESOURCES.ORG 23
• Women’s/gender justice networks equipped with analyt-ical foundations to promote progress in the recognition of women’s rights within collective tenure systems and national policies affecting forest areas.
Primary thematic focus: Gender Justice
• An analysis with CIEL on Using International Law to Advance Women’s Rights in REDD+ established a typology of key internationally-recognized human rights that are relevant to women’s tenure rights and their articulation in international law advocacy tool to push for greater attention to women’s tenure rights and participation in national REDD+ strategies and frameworks.
• A draft policy brief synthesized findings of a scoping study of 6 countries’ laws recognizing community based tenure for the recognition they afford to women and proposed crite-ria that policy makers, advocates and researchers can use to evaluate the extent to which women’s rights are being considered in regulations and statutes that establish communi-ty-based tenure rights.
• A methodology was finalized for RRI’s inclusion of a gender dimension in its signature track-ing of forest tenure legislation in 29 countries and data collection was completed for the first 13 countries.
• The Gender working group convened to build consensus on a focus for the collaboration, a strategy for engagement with the other working groups and co-chairs going forward (ILC and Oxfam).
• Strengthened coali-tion, momentum and renewed commitment via a new Memoran-dum of Understanding, improved planning and reporting tools, and the inclusion of new Partner Organizations, Board Members and Affiliated Networks.
Output 1: The 2015 Memorandum of Understanding was reviewed, approved and signed by all Partners, with the exception of one Partner Organization.
Output 2: The Affiliated Networks category was endorsed by Partners and the Board of Directors, and has been included in the IBA.
Output 3: The Mid-Term Evaluation of RRI was successfully carried out, in lieu of the Independent Monitoring.
Output 4: The revised Planning guidance note was endorsed, with no changes to the concept notes and reporting templates that guide the development of work plans, monitor progress and capture impact made.
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24 RIGHTS + RESOURCES INITIATIVE
• Communications that mobilize and generate greater global aware-ness of RRI’s issues
Output 1: Production and dissemination of analytical products and reports in a manner that facil-itates the use of RRI research by coalition members and other key stakeholders (i.e. power point presentation slides, infographics; key message summaries, data visualization) and helps promote RRI messaging;
• Produced and disseminated 15 global and regional analyses, reports, policy briefs and fact-sheets in five languages, including the RRI annual review, the global baseline report, a global protected areas analysis, a guide and brochure for international companies on respecting land and forest rights, and regional analyses for constituents in Africa, Asia and Latin Ameri-ca.
Output 2: Expanded audience via leveraged Partner and Collaborator networks to publicize and share new RRI research and messages;
• Promoted the global call for action led by RRI’s partners and collaborators on social media, through media/web communications support at the Bern Conference, and a video highlight-ing the Bern conference and the call for action network.
• Promoted the Interlaken Group’s first guide for companies on respecting land and forest rights, through media support and a new interactive tool and website.
• Opinion piece by Chris Anderson placed, reaching out to Private Sector crowd.
Output 3: Print and web material that is consistent on RRI priorities messaging and overall brand-ing; Increased media hits and placements, web and social media traffic and original content for the RRI website, such as blog posts, interviews, and impact stories;
• Promoted RRI’s analyses through 2 videos (1 animated), 8 press releases, 9 media advisories, 8 media messaging factsheets, and hundreds of social media posts and infographics, raising RRI’s traditional and social media profile globally.
• Generated 432 media hits in in seven languages, in outlets across 26 countries in Africa, Asia, Latin America and Europe. Led successful global media campaigns promoting: the annu-al review 2014-2015, the global baseline report, messages from the Bern Conference on community land rights, and the Interlaken Group guide on respecting land and forest rights
• Produced interactive tool for companies based on the Interlaken Group’s guide for compa-nies.
• Launched interactive Tenure Data Tool to visualize RRI’s findings on global state of tenure.
• Developed three new websites for RRI-facilitated networks/organizations (Interlaken Group, The Tenure Facility, and the conference series on community land rights.
• RRI website traffic (unique users) increased over 65% and website views per day up 22% over 2014 average.
• Social media engagement led to a 31% increase in RRI core constituency.
Output 4: National campaigns elevated to regional and/or global media via targeted messaging and media engagement support;
Output 4: National campaigns elevated to regional and/or global media via targeted messaging and media engagement support;
• Led five regional media campaigns to promote two new analyses featuring forest land rights reform in India, a national dialogue on investment and land rights in India, a conference on strengthening forest community rights in Liberia, and a dialogue to promote indigenous women’s land rights in Latin America.
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RIGHTSANDRESOURCES.ORG 25
• Engagement with a broader set of organi-zations and strategic networks, namely those of Indigenous Peoples, local commu-nities and women, and expanded collabora-tions with additional organizations to enable greater reach and impact
Output 5: Communications support to staff, coalition members and local actors around strategic campaigns and messaging as the need arises.
• Promoted indigenous rights across the world by providing communications support to the UN Special Rapporteur on the Rights of Indigenous Peoples, Vicki Tauli-Corpuz. Strength-ened the Rapporteur’s media profile and generated over 1,000 media hits across the globe
• Implemented trainings for 12 members of the staff in media communications and RRI messaging around key analyses.
Output 1: Three activities of the MegaFlorestais network (the meeting of top leaders, the next generation of leaders’ seminar, and the rethinking regulations workshop) successfully promoted discussion and exchanges on forest governance issues between senior officials from 12 of the most forested countries. Forest agency heads also raised broader awareness on driving change in forest governance during MegaFlorestais side events at the UN Forum on Forests and the World
Forestry Congress. MegaFlorestais leaders celebrated the network’s 10th anniversary and agreed to develop a strategic plan and a financing strategy to continue the MegaFlorestais. RRI signaled
appreciation of 10th year.
Output 2: A scoping of networks involved in forest tenure issues was conducted and shared with Partners and Board.
Output 3: Within the framework of the new Affiliated Networks category, several networks were identified and approached. A Memorandum of Understanding is currently being developed with the Asia Indigenous Peoples Pact.
Output 4: The Steering Group of the Global Call to Action was created and met twice. The campaign report is being finalized and the Call to Action will be launched in early 2016.
Output 5: Most working groups continued their collaboration throughout the year: the conser-vation group published a joint report on protected areas; the mapping group collaborated on an online mapping platform on collective land and natural resource rights; and the private sector group published a new tool to guide companies seeking to respect land and forest rights. All work-ing groups shared their progress and identified next steps during the Bern Conference.
Output 6: The Bern Conference gathered 230 participants from 51 countries who are involved in securing community land and resource rights and identified actions that can be taken immediately to increase legal land rights for Indigenous Peoples and local communities. AW: What outcomes? –Consolidated Alliance for CLRGC(?) – Achieved broad adoption of baseline for GCTA (among participants and donors)
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26 RIGHTS + RESOURCES INITIATIVE
Finance and Administration ProgramPriority Outcomes for 2015 Related Outputs
•Provide staff and field personnel with necessary tools to improve productivity.
Output 1: Conducted RFP and selected consultant that completed a comprehensive IT Audit to assess technical, operational and cultural environment and needs of RRG that will be used to guide research, selection, and implementation of new and updated Human Capital Manage-ment, Business Intelligence, Financial Accounting, Cloud-based Services.
• Increase level of service for new and existing donors. Strengthen relationships between RRG and Donor staff.
Output 1: Create client service guidelines to proactively familiarize and engage with all donor personnel. Not achieved.
Output 2: Improve reporting standards guidelines. Not achieved.
Output 3: Improve donor reporting tracking tools through the automation of a deliverables dashboard. Not achieved.
Output 4: Consistently track donor staff; and proactively engage to ensure donor satisfaction throughout the year. Not achieved.
• Improve exploratory prac-tices to identify and address potential funding targets.
Output 1: Plan and capture one to three new sources of funding with an overall increase in annual revenues of 10%-20%. Not achieved.
Output 2: Expand relationships with future potential donors (ex. Denmark, Netherlands, Private Sector Donors). Not achieved.
• Establish and administer procedural practices, through operational project planning, to ensure all RRG reporting is completed on-time and is accurately reported.
Output 1: Strengthened procedures for key institutional controls associated with time and expense reporting.
Output 2: No delays and greater accuracy reporting on all 2015 RRG Audits, Donor Reports, Narratives Proposals, Forecasting, Financial, and US Federal Regulatory Requirements. Not achieved.
Output 3: Re-instituted quarterly financial statements for management and board.
•Advance Human Capital infrastructure through added staff, practices, and systems to accommodate increasing organizational demands.
Output 1: Comprehensive review and updating of all RRG Human Resource practices. Provide staff training and guidance. In progress.
Output 2: Primary personnel needs were substantiated and fulfilled.
Output 3: Implement business systems to alleviate current burdensome practices by staff; and consequently, cut overhead costs. Not achieved.
Output 4: Implemented new matrix organizational structure to preserve culture, integrate program areas, and improve responsiveness to RRG stakeholders/constituents.
• Implement and update procedures to promote RRG internal operations efficiency.
Output 1: Conducted review of all RRG Internal Controls in conjunction with donor due diligence activities. Compiled current accounting and financial policies and procedures into a consolidated manual.
Output 2: Conducted internal audit focused on key internal controls. Implemented changes in policies and procedures in response to auditor recommendations.
•Provide organization-wide improvements in facilities.
Output 1: Implementation of cost-effective technology upgrades. Specifically, communication and audio visual capabilities (both infrastructure and hardware). In progress.
Output 2: Conducted search for new office space in conjunction with end of current lease. Selected (signed lease) for new office space that will provide better work environment for employees while still providing value for money.
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RIGHTSANDRESOURCES.ORG 27
Finance and Administration ProgramPriority Outcomes for 2015 Related Outputs
•Provide staff and field personnel with necessary tools to improve productivity.
Output 1: Conducted RFP and selected consultant that completed a comprehensive IT Audit to assess technical, operational and cultural environment and needs of RRG that will be used to guide research, selection, and implementation of new and updated Human Capital Manage-ment, Business Intelligence, Financial Accounting, Cloud-based Services.
• Increase level of service for new and existing donors. Strengthen relationships between RRG and Donor staff.
Output 1: Create client service guidelines to proactively familiarize and engage with all donor personnel. Not achieved.
Output 2: Improve reporting standards guidelines. Not achieved.
Output 3: Improve donor reporting tracking tools through the automation of a deliverables dashboard. Not achieved.
Output 4: Consistently track donor staff; and proactively engage to ensure donor satisfaction throughout the year. Not achieved.
• Improve exploratory prac-tices to identify and address potential funding targets.
Output 1: Plan and capture one to three new sources of funding with an overall increase in annual revenues of 10%-20%. Not achieved.
Output 2: Expand relationships with future potential donors (ex. Denmark, Netherlands, Private Sector Donors). Not achieved.
• Establish and administer procedural practices, through operational project planning, to ensure all RRG reporting is completed on-time and is accurately reported.
Output 1: Strengthened procedures for key institutional controls associated with time and expense reporting.
Output 2: No delays and greater accuracy reporting on all 2015 RRG Audits, Donor Reports, Narratives Proposals, Forecasting, Financial, and US Federal Regulatory Requirements. Not achieved.
Output 3: Re-instituted quarterly financial statements for management and board.
•Advance Human Capital infrastructure through added staff, practices, and systems to accommodate increasing organizational demands.
Output 1: Comprehensive review and updating of all RRG Human Resource practices. Provide staff training and guidance. In progress.
Output 2: Primary personnel needs were substantiated and fulfilled.
Output 3: Implement business systems to alleviate current burdensome practices by staff; and consequently, cut overhead costs. Not achieved.
Output 4: Implemented new matrix organizational structure to preserve culture, integrate program areas, and improve responsiveness to RRG stakeholders/constituents.
• Implement and update procedures to promote RRG internal operations efficiency.
Output 1: Conducted review of all RRG Internal Controls in conjunction with donor due diligence activities. Compiled current accounting and financial policies and procedures into a consolidated manual.
Output 2: Conducted internal audit focused on key internal controls. Implemented changes in policies and procedures in response to auditor recommendations.
•Provide organization-wide improvements in facilities.
Output 1: Implementation of cost-effective technology upgrades. Specifically, communication and audio visual capabilities (both infrastructure and hardware). In progress.
Output 2: Conducted search for new office space in conjunction with end of current lease. Selected (signed lease) for new office space that will provide better work environment for employees while still providing value for money.
International Land and Forest Tenure Facility Priority Outcomes for 2015 Related Outputs
• Complete the Inception Phase of the International Land and Forest Tenure Facility (ILFTF) through consultation process-es with Indigenous Peoples, community groups, govern-ments and private investors that inform the operational design of the Facility.
Output 1: ILFTF staff and Advisory Group are providing operational capacity and guidance. ILFTF Advisory Group reviewed pilot proposals and other key questions in March and October 2015.
Output 2: Six pilot projects are underway in Panama, Peru, Cameroon, Liberia, Mali and Indonesia, enabling ILFTF and its clients to test and learn from activity of ILFTF in different scenarios with different kinds of clients.
Output 3: ILFTF operations have been tested and adjusted to changing circumstances as the pilot phase progressed. An operations manual and other required policy guidance is being prepared.
Output 4: ILFTF grantees have actively provided key feedback to adjust the design and operations over the year.
Output 5: ILFTF M&E mechanisms are being developed and a draft M&E framework will be presented to Board and AG in March 2016.
Output 6: A decision on ILFTF Secretariat location has been postponed to 2016, pending input from additional donors.
• Complete the detailed organi-zational design of the Interna-tional Land and Forest Tenure Facility (ILFTF), including governance, staffing, stan-dards, accountability mech-anisms, financial processes, an Advisory Group with links to other relevant institutions, and the launch of four pilot projects.
Output 1: ILFTF Board of Directors is being formed and will be in place by early 2016. ILFTF is relying on RRI staff until the location of Secretariat is chosen.
Output 2: ILFTF has developed a draft communications strategy and launched an indepen-dent website.
Output 3: ILFTF distinct brand been created by the independent website, and ILFTF repre-sentation in multiple venues and offices of key stakeholders, including FAO, COP21, World Bank, FCPF, and others.
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28 RIGHTS + RESOURCES INITIATIVE
RRG Overarching Priority
RRI’s interventions better position Partners and Collaborators to collectively overcome major nation-al-level constraints and catalyze strategies to scale-up the implementation of policies, laws, and programs designed to recognize forest and land rights and governance in India, Peru, Colombia, Liberia and Indonesia; mobilize new momentum for reforms in Nepal, Kenya, and the DRC; and seize critical regional opportunities to build awareness and support for Indigenous Peoples, women’s and community forest rights, and enterprises.
RRG Supporting Priorities
1. Strategic Analysis and Global Engagement
• Raise awareness of INDC, Green Climate Fund and REDD strategy opportunities and weaknesses in regards to recognition of rights as a key part of their climate strategies; strengthen FCPF and UN-REDD implementation of safeguards and tenure programs; and advance tenure reforms within the FLEGT initiative along with collaborators in VPA countries.
• Ensure implementation of commitments to respect local land rights by selected globally strategic companies and investors, signaling credible private sector solution pathways to tenure risk.
• Effectively launch the Global Call to Action (GCTA) and mobilize global support for community land rights and gender justice within community-based tenure reform processes.
• Consolidate and link the strategic networks and initiatives supported by RRI (e.g. GCTA, Interlaken Group, LandMark, Tenure Facility, Gender Justice).
2. Coalition
• Expand and re-energize the RRI coalition with new ambition and commitment to collaboratively promote and achieve RRI’s target for 2030; and expand the coalition to include two new Partners and Affiliated Networks to broaden influence in new geographies and constituencies.
• Expand support for community-community exchanges, learning, and mobilization at regional and international levels.
• Develop a compelling strategy and proposal for the third Framework Program (FP3 2017-2020), and earn majority support for FP3.
3. RRG
• Consolidate and enhance effectiveness of new management team and matrix organization, and coordinate and link thematic programs with country and regional and relevant Partner and Collabo-rator programs.
• Implement new financial and business management systems, facilitating administration of contracts and quantification of results; and simplify and make the monitoring and evaluation systems more useful for the coalition.
• Renew Communications team to support RRI, Tenure Facility and the Global Call to Action, and increase reach and influence of communications efforts to strategic constituencies.
4. Tenure Facility
• Effectively implement six pilot projects, establish effective monitoring and learning mechanisms, and adjust operations according to lessons learned from pilot projects.
• At least double funding committed to the Facility to enable a second round of up to six full scale projects and establish a solid financial foundation for the next five years.
• Establish the interim Executive Board and strengthened Advisory Group; and agree on strategy and schedule for the post-incubation phase.
2. STRATEGIC PRIORITIES FOR 2016
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RIGHTSANDRESOURCES.ORG 29
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30 RIGHTS + RESOURCES INITIATIVE
Asia Work Plan
Regional
Rationale for Engagement and Strategic Opportunities
Across Asia, strategic cross-cutting opportunities arise with efforts to protect and secure local communities and Indigenous Peoples (IPs) rights in the face of land grabs, ensure that companies and investors respect local communities and IPs’ land and human rights, and share important lessons learned from land and forest tenure reforms within the region. In many countries in Asia, the large scale transfer of land for agribusiness, logging, mineral concessions and other investment and infrastructure projects, continues to pose threats to the recognition of customary and community rights. Often these transfers of land lead to conflicts and the continued violations of local peoples’ human and resource rights. The increasing trade and investment integration in the region has meant that there are additional opportunities to focus energies at a regional level to influence governments, private sector actors and leading civil society organization to address these issues. The main opportunities in the region arise from the 1) Increasing willingness of some states and corporate actors to engage with communities and IPs in the region to address land and forest tenure issues and related conflicts 2) Civil society actors have started engaging with diverse stakeholders on the issue of land and forests rights and investments at a regional level 3) The willingness of National Human Rights Commissions in the region to engage with issue of human rights violation through agribusiness.
Desired Medium‐Term Regional‐Level Outcome
RRI’s medium term goal is to ensure effective exchange and co-ordination between civil society, governments and private sector actors at the regional level to respect, recognize and protect community and IP land and forest rights.
Strategy to Achieve Desired Outcome
RRI’s 2016 regional strategy will include 1)supporting a regional conference on human rights and agribusiness with various NRHCs across the region,2) supporting CSO engagement with regional investors and financial institutions on responsible investment practices and 3) supporting regional sharing of country-level experiences related to land and forest tenure reforms in Asia.
3. COUNTRY AND REGIONAL WORK PLANS
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RIGHTSANDRESOURCES.ORG 31
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget
(USD)
Business and Rights
Increased regional learning, cooperation, and action on agribusi-ness corporate practice, and investment as it relates to human and community resource rights
Activity 1: Support to Regional Conference on Human Rights and Agribusi-ness, 2016
Convening Region-al Conference on Human Rights and Agribusiness with participation of NHRCs, civil society, and private sector.
FPP $40,000
Activity 2: Engaging with Financial Organizations on Social Safeguards for respon-sible investments
Meetings with investors; Report
RECOFTC $20,000
Activity 3: Collaborate with Philippines Human Rights Commission to review how tenure laws and human rights/ IP rights obligations can be made binding on agribusinesses
Review Report on how to make tenure laws and human rights/IP rights legally binding on Agribusi-nesses
FPP, Tebtebba, Samdhana
$25,000
Sharing Forest Tenure Reforms Lessons in the Asia Pacific Region
Increased sharing of lessons learned from positive land and forest tenure reforms between regional government and civil society actors
Activity 4: Panel discussions on land and forest tenure reforms at Asia Pacific Forestry Week, 2016
Convening two panel discussions on land and forest tenure reforms at Asia Pacific Forestry Week, 2016 with participation of government officials and civil society
RRI $20,000
TOTAL $105,000
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32 RIGHTS + RESOURCES INITIATIVE
Indonesia
Rationale for Engagement and Strategic Opportunities
The Constitutional Court’s decision no 35/PIU/2012 (MK 35) which ruled that customary (adat) forests should no longer be considered state forests has opened doors for legal recognition of vast areas of Indonesia’s forests claimed as customary forests by IPs and local communities. The Jokowi Government has also declared its support for the recognition of Indige-nous Peoples’ and local community land rights and has taken keen interest in setting up mechanisms to resolve long-stand-ing land conflicts. Indonesian civil society, the main driver of the land and forest tenure reforms, has successfully engaged the government to develop scalable models for adat rights recognition. At the same time, a comprehensive law for Indi-genous Peoples’ land rights remains stalled and efforts to create an Indigenous Task Force remain unsuccessful to date. In the absence of legal tenure rights recognition, customary lands and forests continue to be at risk from concessions and large infrastructures projects, while land conflicts persist.
The strategic conditions for major progress in 2016 include: 1) the government’s target of 12.7 million hectares land for social forestry and 9 million hectares for redistribution by 2019 which creates a strong impetus for customary tenure rights recognition; 2) the availability of adat rights recognition models facilitated by civil society which can be scaled up; 3) institutional mechanisms being developed by various Ministries for the resolution of land tenure related conflicts; 4) willingness of corporate sector actors to engage with civil society on developing lasting solutions to land-related conflicts and rights violations. 5) Increasing importance of links between community rights, REDD+ and reduction of climate vulnerability.
Desired Medium‐Term National‐Level Outcome
RRI’s medium term target is to ensure that the government’s targets of 9 million ha land to be redistributed and 12.7 mil-lion ha land for social forestry (including adat forest recognition) by 2019 are achieved. A second medium term goal is to facilitate effective conflict resolution mechanisms, and demonstrate effective community rights based sustainable develop-ment.
Strategy to Achieve Desired Outcome
The RRI coalition will work towards the realization of Indigenous Peoples and local communities’ land and forest tenure rights by:1. Building on existing government initiatives and engaging with district, provincial and federal level agencies on adat
rights recognition, agrarian reforms, and climate mitigation and adaptation;2. Engaging with the legislative process to draft a new land bill that includes progressive provisions recognizing commu-
nity land (tanah ulayat) rights; 3. Working closely with government to create effective mechanisms to resolve land conflicts and address criminalization
of communities; 4. Engaging the private sector on responsible business practices that respect human and resource rights; 5. Facilitating and documenting examples of community rights based economic development and ecological restoration;6. Leveraging government development funds and REDD+ to support community rights based development and ecologi-
cal restoration;7. Leveraging the mutual synergies of community and IP rights with biodiversity conservation to facilitate community
based conservation.
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RIGHTSANDRESOURCES.ORG 33
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
Recognition of tenure rights of local and adat commu-nities
Outcome 1: Facil-itate community land and forest rights recognition
Activity 1: Support reali-zation and protection of rights in collective mas-yarakat adat and social forestry areas (Peta Ind-ikatif Arahan Perhutanan Sosial/PIAPS)
1. Local regulations recog-nizing adat communities and territory issued in two districts 2. One event for capacity building and sensitization of district authorities on rights recognition is organized (follow-up of Mataram Declaration)
Lead: Epistema
HuMa
AKAR
$75,000
Activity 2: Advocate for recognition of adat terri-tories and community management in conserva-tion areas
1. Production of map with number and type of ICCAs in Indonesia 2. Recommendations for shared governance mecha-nisms that secure the role of IPs and local communi-ties in the management of NPs
Lead: BRWA
WG-ICCAs Indonesia (WGII)
$40,000
Activity 3: Regaining tenure rights, for reha-bilitation and restoration of ecosystems, and social and ecological resilience in ex-burned forest/agri-cultural land
Communities are granted rights to restore one burnt area
Lead: Epistema $25,000
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34 RIGHTS + RESOURCES INITIATIVE
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
Effective conflict resolution mechanism is accessible and risks for people claiming their rights are addressed
Outcome 2: Facilitate effective mechanisms for resolution of land and forest rights conflicts
Activity 4: High Level Workshop on Addressing Land and Forest Rights Conflict
1. Workshop with participa-tion of high level govern-ment officials and CSOs
2. Recommendations for a common strategy for conflict resolution process shared with concerned Ministries
Lead: SAINS
GN-SDA
$15,000
Activity 5: Monitor and support Government Agrarian Reform Program for Redistribution of Land
1. Monitoring report and data analysis on govern-ment land redistribution program implementation 2. Meetings and Consulta-tions with National Secre-tariat for conflict resolution 3. Training for paralegal and CBOs for local advocacy
Lead: KPA
ILC, KNPA,
Epistema (for PerBer)
$50,000
Outcome 3: Create public pressure against criminal-ization of adat and other forest depen-dent communities and provide assis-tance to victims of criminalization
Activity 6: Pro-community rights and anti-criminal-ization campaign and Support fund for victims of criminalization
1. Infographic poster, pub-lic debate, press briefing, training for journalists, guide for media on commu-nity rights reform and land conflicts2. Definition of the objec-tives, scope and institu-tional form of anti-crimi-nalization fund; sources of funding; mechanisms for supporting victims. Pilot support activities to crim-inalization victims to test the fund initiated. 3. Guide on legal argumen-tations prepared for de-fense of victims of wrongful criminalization.
Lead: KNPA represented by
KPA
Sains, HuMa, Pusaka (for Papua), Walhi, Jatam, KontraS, Desantara, AMAN,
$60,000
Outcome 4: Strengthening Of Corporate and Human Rights Prac-tice For Securing Community Tenure Rights in Indonesia
Activity 7: Develop toolkit and design training modules on Human Rights and Business and train investigators
Toolkit and training modules
Lead: AsM $15,000
Outcome 5: Better understanding of human rights and resource rights issues amongst security agencies/police in context of conflicts over land and forest rights
Activity 8: Sensitize police on human rights and resource rights issues in land and forest conflicts
In collaboration with central police authorities initiate development of a Standard Operating Procedure (SOP) for police/ security agencies engagement in land and forest conflicts.
Lead: AsM
HAK
$25,000
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RIGHTSANDRESOURCES.ORG 35
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
Strengthened land gover-nance on community forest areas contributing to local economic development
Outcome 6: Support strate-gic production and marketing in community and adat forests to demonstrate devel-opment potential of community rights
Activity 9: Policy reform on Reforestation Funds and REDD+ to benefit communities
1. Revised regulations on Reforestation Funds
2. Communities in Bengkulu and Lebak initiate planning for sustainable use of their community/adat lands and seek BLU and REDD+ funds for the same
Lead: Safir $60,000
Activity 10: Indige-nous knowledge-based sustainable planning and management of natu-ral resources, including carbon sequestration
1. Mapping of local economic potential
2. Development plans in three locations
3. Revenue generating activities developed (coffee, organic agriculture, vegeta-bles, carbon sequestration)
Lead: SAINS
Local community organizations in three locations
$45,000
Community Based Enterprise
Piloting of alter-native community rights based enter-prise models
Activity 11: Support model of sustainable community based timber harvesting, processing and marketing in adat forest in Papua
One adat community in Papua successfully manag-es its adat forests for sustainable production and marketing of timber and carbon sequestration.
Lead: Samdhana
Local organiza-tions in Papua
$40,000
TOTAL $450,000
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36 RIGHTS + RESOURCES INITIATIVE
India
Rationale for Engagement and Strategic Opportunities
Full implementation of the Forest Rights Act of 2006 (FRA) would recognize rights for around 150 million tribal and for-est-dwelling peoples over 40 million hectares of forest land. The transformative power of forest rights recognition for development and poverty alleviation is evident from data emerging from districts such as Gadachirolli (Maharashtra) and Narmada (Gujarat) where forest communities have effectively leveraged community rights to earn large incomes from bamboo and other forest products. Formal community control over customary lands and forests, along with the principle of Free, Prior and Informed Consent (FPIC), can also help to diminish land conflicts that have stalled a large number of investment and infrastructure projects. However, implementation of the FRA and other laws providing community con-trol over natural resources has been abysmal due to entrenched institutional resistance, the lack of capacity of state and local governments, and a lack of awareness by local communities. To date, barely 5% of the potential of the FRA has been achieved.
The convergence of strategic opportunities provides the space to dramatically scale-up the recognition of community land rights by capitalizing on: 1) The existence of a powerful legal framework for rights recognition through the FRA; 2) The high priority placed on the implementation of FRA by the current national government; 3) the availability of tested and scalable models for forest rights recognition; 4) Willingness of the National Resource Center ( Ministry of Tribal Affairs) to collaborate with the RRI coalition to build the capacity of government officials for effective FRA implementation; and 5) the increasing realization amongst corporate sector actors of the financial cost of insecure land tenure could gain their support for customary land and forest rights recognition.
Desired Medium‐Term National‐Level Outcomes
RRI’s medium term goal is to facilitate substantive and secure community rights recognition under the FRA, including the right to govern and use, over at least 10 million hectares of forest lands by local tribal and other forest-dwelling commu-nities in India by 2020. The figure of 10 million hectares is indicative and represents a critical mass of recognition which can then be propelled by its own political momentum to complete the full implementation of the FRA of up to 40 million hectares.
Strategy to Achieve Desired Outcome
1. Creating scalable participatory rights mapping and recognition models and protocols using user-friendly technologies to ensure rights recognition for a critical mass of communities in strategic states across India. The RRI coalition has already developed models and tested them in the field, and these models are now being scaled up on the ground;
2. Ensuring that technologies and protocols for forest rights recognition are disseminated and adopted by other CSOs and state governments across India;
3. Support the National Resource Center so that they can provide training to build capacity of government officials responsible for implementing the FRA in various states across India;
4. Capacity building and networking with NGOs and other non-state actors collaborating with communities and state governments for forest rights recognition under the FRA;
5. Conduct evidence-based analyses on rights related issues and ensure that these analyses provide effective inputs for legal interventions, policy making and political action towards supporting the realization of local communities’ land and forest rights;
6. Quantifying the financial risks of insecure land tenure to private companies and investors and strategically engaging these private sector actors to generate support for customary land and forest tenure recognition; ;
7. Engage with media and other opinion leaders with analyses, convening and other events to generate support for com-munity rights over forests and commons.
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RIGHTSANDRESOURCES.ORG 37
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
Legal Analysis and Strategy
Outcome 1: Relevant court rulings on land, forests, and natural resources are available to advocates and support is provided to advocates utilizing legal strategies for the recognition and protection of commu-nities’ land, forest, and resource rights.
Activity 1: Monitor ongoing high-level court cases related to land, forests, and natural resources and provide support for grassroots legal advocates.
Compilation of Supreme Court and High Court rulings on cases related to land, forests, and natural resources.
Lead: India Advisory Group, Consultants, RRI
$30,000
Scaling up FRA Implementation
Outcome 2: Local forest communities across India receive recognition and titles for their customary lands and forests under India’s Forest Rights Act of 2006.
Activity 2: Scaling up participatory communi-ty mapping in districts in Odisha through collaboration with Tribal Department and support FRA implemen-tation in other states.
At least 2000 claims for Community Forest Resources filed
Lead: Vasundhara
$130,000
Activity 3: Support to grassroots organizations advocating for FRA implementation
Effective rights recognition under FRA processes initi-ated in other states in India
Lead: TBD $80,000
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38 RIGHTS + RESOURCES INITIATIVE
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
Creating and Shar-ing Evidence-based Analyses Promoting Land, Forest, and Resource Rights
Outcome 3: Evidence highlighting the impor-tance of recognizing community land, forest, and resource rights is shared with key poli-cy-makers.
Activity 4: Compilation and analysis of land conflict data across India and to carry out risk analysis for inves-tors
1. Database of land conflicts across India
2. Updated map of land conflicts across India
3. Risk analysis for insecure tenure for investors
Lead: TBD, India Advisory Group, Consultants
$20,000
Activity 5: Further Strategic Analyses of Potential of FRA Data
Analytical Reports on Potential of FRA to become incor-porated in official policies at national and state level
Lead: TBD, India Advisory Group, Consultants
$15,000
Activity 6: Study on India’s Afforestation/Reforestation Plans, Climate Change Strate-gy, and INDC Commit-ments
Study Report Lead: TBD, India Advisory Group, Consultants
$25,000
Activity 7: Release of Land Conflict Data and Map
1. Land Conflict Map Release Event
2. Media coverage
Lead: TBD, India Advisory Group, Consultants
$10,000
Activity 8: Release of Study on India’s Affor-estation/Reforestation Plans, Climate Change Strategy, and INDC Commitment
Report Release Event and media coverage
Lead: TBD, India Advisory Group, Consultants
$20,000
Conservation Outcome 4: Government and conservation agen-cies rethink actions and strategies that view local communities as incom-patible with conserva-tion.
Activity 9: Compilation and Analysis of Cases and Dialogue of Viola-tions of FRA in Protect-ed Areas
1. Compilation of Cases
2. Study Report shared with policy makers, conserva-tion agencies and civil society orga-nization to effect policy changes
Lead: TBD, India Advisory Group, Consultants
$25,000
Advisory Group Consultations
Outcome 5: Advisory Group provides strategic guidance for effective implementation of RRI’s 2016 India Strategy towards the realization of land, forest, and resource rights.
Activity 10: Meetings with India Advisory Group
Proceedings and Recommendations from Advisory Group Meetings
Lead: TBD, India Advisory Group
$15,000
TOTAL $370,000
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RIGHTSANDRESOURCES.ORG 39
Nepal
Rationale for Engagement and Strategic Opportunities
In September 2015 a new Constitution, which provides space for local communities, Indigenous Peoples’ land, and forest rights, was enacted. The new Nepali government is in the process of re-aligning existing laws with the Constitution and passing new laws as deemed necessary. Despite a rich community forestry network that has actively fought for forest rights and governance for local communities, existing forest laws provide limited jurisdiction and powers over forests to community forest groups, IPs, women and Dalits. There is a strong need to have a new forest law in line with the new Con-stitution that provides clear and effective land and forest tenure rights, including rights over forest carbon, to local com-munities and IPs. The current government is sympathetic to local communities and IPs’ demands, and community forestry groups, IPs, Dalits and women have enough political capacity to push the government to enact a new forest rights law that would recognize their respective tenure rights. However, the political situation in Nepal remains volatile with the ongoing agitation in the Terai area, and the continuation of the current government remains uncertain.
The current situation following the promulgation of a new Constitution offers a major opportunity for transformation in the forest tenure regime in Nepal through 1) the space available in the new Constitution for local communities and IPs’ rights over natural resources and the legal requirement for laws to be in line with the new constitution; 2) A new common alliance of community forestry, Indigenous People, Dalits and Women’s groups to campaign for substantive pro-rights forest tenure reforms through the enactment of a new forest rights law which meets the common demand of all these constituencies; 3) the experience of large scale mobilization as well as legal and political advocacy amongst community forestry, IP, Dalit and women’s groups; and 4) The presence of the government which is broadly pro-community and pro-IPs and can be pushed to bring about substantial land and forest tenure reforms.
Desired Medium‐Term National‐Level Outcome
The medium term goal for Nepal is to obtain a new Forest rights law that recognizes the forest rights (including carbon rights) of Indigenous Peoples, local communities, Dalits, and women and creates spaces for pro-poor community led gov-ernance of forest resources for development, poverty alleviation and ecological security of the local communities.
Strategy to Achieve Desired Outcome
To achieve the above state goals in 2016, the RRI coalition in Nepal will:1. Support a broad based coalition of IP organizations, community forestry groups, and Dalit organizations to create a
common political platform for forest rights recognition;2. Facilitate drafting of a forest rights law that meet the diverse demands of these groups;3. Support political mobilization and advocacy towards the enactment of a new forest rights law; 4. Ensure that the Chure Environmental Conservation Declaration that was declared last year does not alienate local
peoples from their lands and forests.
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40 RIGHTS + RESOURCES INITIATIVE
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
New Forest Rights Laws and Policies
Outcome 1: Substan-tive progress towards enactment of a new Forest Rights Law that recognizes community land, forest, and resource rights of Indige-nous Peoples, local communities, Dalits, and women.
Activity 1: Create platform for common understanding between community forestry, Indigenous Peoples, Dalit, and women’s movements and organi-zations to advocate for new Forest Rights Law.
Memorandum of Understanding estab-lishing common plat-form for advocacy towards new Forest Rights Law
TBD $10,000
Activity 2: Conduct consultations with grassroots constituen-cies towards endorse-ment of common understanding and movement towards new Forest Rights Law
Consultations with constituencies in districts across Nepal
TBD $20,000
Activity 3: Creation of draft Forest Rights Law
Technical draft law TBD $30,000
Activity 4: Launch of draft Forest Rights Law
Launch event of draft law
TBD $10,000
Activity 5: Advocacy to secure support and commitment for new Forest Rights Law
1. Meetings and Consultations with leading policymakers
2. Relevant media coverage
TBD $80,000
TOTAL $150,000
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RIGHTSANDRESOURCES.ORG 41
Africa Work Plan
Regional
Rationale for Engagement and Strategic Opportunity
A large share—one study estimates more than 60 percent or approximately 1.4 billion hectares (Alden Wily, 2007)—of national land area in Sub-Saharan Africa is held under customary or traditional forms of land ownership in practice. Yet, while a number of countries have national statutes that recognize the rights of communities to own or control more than half of the country’s land area (RRI, 2015), many national governments do not formally recognize communities’ rights to much of their land. In fact, a recent Rights and Resources Initiative (RRI) study revealed that, in eight of the 19 Sub-Saha-ran African countries surveyed, communities have legally recognized rights to own or control less than 1 percent of the country’s land area, including both agricultural and forested lands (RRI, 2015). The study also found that 84% of forested land in Sub-Saharan Africa was administered or owned by the government, 3% was designated for use by local communi-ties and Indigenous Peoples and 13% was administered or owned by individuals or companies (RRI, 2015).
These figures draw a very clear picture of the state of community rights in Africa: they speak of contested lands where lack of formal recognition and actual practice openly collide. What these figures do not convey, however, are the multiple reform processes that are currently taking place on the African continent. While the largest wave of land reforms swept through Africa in the early 1990s, a number of countries have just recently initiated an ambitious set of reforms, for the most part anchored in the land provisions of their new constitutions. While in countries that have already enacted reforms (including Tanzania and Malawi), the focus is now on the effective implementation of land laws, in countries newly initiat-ing reforms (including Kenya and Liberia), the spotlight is firmly on crafting and passing of land legislation. As such, there is a unique opportunity to foster the exchange of good practices between countries and highlight how progressive juris-diction on community lands can inspire change and inform legislation in countries that are still at the onset of the reform process. In addition, given the continued encroachment of extractives and agri-business throughout the African continent, there is also an opportunity to inject considerations of investment risks and insecure community tenure rights in current land reform debates.
The 2016 regional activities for Africa will focus on Kenya, one country currently undertaking the largest reform of the land sector since the promulgation of its 2010 Constitution. The scope of the reform is impressive, with three key bills under the 2010 Constitution– the Historical Land Injustices Bill, the Community Land Bill, and the Forest Conservation and Management Bill – currently with Parliament for review. The Community Land Bill alone can change the rights landscape in Kenya. With current estimates placing the number of community lands between 50 to 67 per cent of the country’s total land area (Alden Wily, 2015), the Community Land Bill has the potential to facilitate the recognition of community land rights at scale. The August 2016 deadline, the ongoing debates on the content of the Bill, and the strong mobilization of CSOs that surrounds it, represent favorable conditions for promoting the community land rights and ensuring that the Community Land Bill adequately responds to the rights and aspirations of local communities.
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42 RIGHTS + RESOURCES INITIATIVE
Desired Medium‐Term Outcome
By 2020, Kenya has land laws that recognize the tenure rights of local communities, that are reflective of the land provi-sions under the 2010 Constitution, and that have begun to be implemented across the country.
Strategy to Achieve Desire Outcome
RRI’s 2016 regional strategy will concentrate on ensuring that the collective tenure rights of local communities are recog-nized in the set bills under the 2010 Constitution by:
1. organizing a regional conference to share country-level experiences related to land and forest tenure reforms and investment risk;
2. supporting CSO engagement in the bills consultation processes and providing CSOs and communities with analytical tools to support their advocacy efforts;
3. scoping of key organizations that can help move the community tenure rights agenda forward.
Priority Outcome Associated Activities Outputs Implementers Budget (USD)
The Community Land Bill is passed and enables communities to secure their rights to their land.
Activity 1: Organize a region-al conference on community tenure rights, land reform and investment risk.
1: A set of recommen-dations as input into the Community Land Bill review process
2: Analysis on private sector investment in Kenya.
Lead: TBD $162, 525
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RIGHTSANDRESOURCES.ORG 43
Liberia
Rationale for Engagement and Strategic Opportunity
Liberia is poised to become the leader in West Africa in the recognition of customary land rights in 2016. The country’s Community Rights Law (CRL), adopted in 2009, effectively provides communities with the means to secure their collec-tive rights over forests. These rights were expanded through the progressive provisions of the Land Rights Policy, which was approved by the government in 2015. The intent and provisions of both would be firmly established in law with the passage of the Land Rights Act (LRA) in early 2016, as intended by President Ellen Johnson Sirleaf. With an LRA that preserves the content of the Land Rights Policy and the existing CRL, communities would thus have formal recognition of their rights to both land and forests. While a legal framework for land awaits finalization, communities continue to face threats to their land rights on the ground. Historically, the government’s approach to economic development has privi-leged large-scale land acquisitions for timber and palm oil concessions, a method that has exacerbated tensions between communities over land rights and sparked conflicts, sometimes violent, between local communities and major mining and palm oil companies. Recent years, though, have seen a shift toward a vision for Liberia’s forests that emphasizes communi-ty-centered forest management and a zero-deforestation approach. Multiple initiatives from the donor community, such as the Letter of Intent (LoI) with Norway, reflect a promising agenda for the recognition of land and forest rights in Liberia. The passage of the LRA is an urgent priority; a law that is consistent with the LRP would place Liberia on a trajectory to become a nation of legal landowners. RRI is recognized as a credible convener of national-level dialogues and processes, as well as a supplier of credible analysis and supporter of strategic initiatives. RRI Collaborators in Liberia have become the leading civil society organizations working on forest and land rights in the country.
Desired Medium‐Term National‐Level Outcome
By 2020, the Land Rights Act has been passed and is widely implemented; a critical mass of local communities has obtained legal recognition for their land rights and is effectively managing their forests and community forest enterpris-es. Social and environmental safeguards including free, prior, and informed consent (FPIC) and participatory mapping are institutionalized in the operations of major development projects.
Strategy to Achieve Desired Outcome
With a growing number of initiatives favoring community rights, the current moment in Liberia presents the opportunity to sustain the shift in the forest sector toward community-based resource management and to equip communities with support for securing their land rights. The RRI Coalition will:
1) advocate for the passage and accelerated implementation of the Land Rights Act, and the subsequent develop-ment of regulations;
2) contribute to the promotion and protection of the rights of local communities, including land and human rights defenders;
3) support communities to establish effective governance structures for community forestry and viable models of community forest enterprises;
4) support communities to negotiate fair agreements with companies and promote the advantages of these agree-ments; and
5) develop and disseminate strategic analyses of the financial costs to companies and investors of conventional busi-ness models, and of the benefits of more progressive, pro-community models.
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44 RIGHTS + RESOURCES INITIATIVE
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget
(USD)
Large-Scale Land Acquisitions and Concessions
Outcome 1: Pilot communities are equipped with legal, technical, and capacity support to reinforce their land rights and protect customary land areas from investors and local elites.
Activity 1: Establish and test the pilot Early Warning System (EWS) for threats to community land rights in targeted communities
1. Template for the establishment of the EWS
2. Database on use of EWS
2. Training manual on methodology
Lead: SDI
FPP, SESDev, RRF
$40,000
Activity 2: Provide technical support to communities to map their customary land areas
1. Maps of customary land areas of pilot communities
2. Guide for commu-nity mapping
Lead: SDI
FPP, SESDev
$30,000
Outcome 2: There is increased awareness with regard to the situa-tion of land and human rights defenders, and a strategy is developed to address the criminaliza-tion of land and human rights defenders.
Activity 3: Produce tools and awareness materials for land and human rights defenders, and document lessons learned from land and human rights advoca-cy for the development of a road map to prevent the criminalization of rights defenders
1. Awareness materi-als and tool kits
2. Report on lessons and experiences from land and human rights advocacy
3. Road map to establish a response mechanism for the criminalization of land and human rights defenders
Lead: GA
ARD, NRWP
$30,000
Outcome 3: Communi-ty members, including women and youth, engage in consultations with the government and the private sector on concessions, large-scale land acquisitions, and investment in Liberia.
Activity 4: Organize awareness-raising sessions, public dialogues, and human rights train-ings for communities on large-scale land acquisi-tions and concessions
1. Reports from community and national consulta-tions
2. Commitments from companies
Lead: FCI
FPP, SESDev$40,000
Activity 5: Organize a multi-stakeholder dialogue on large-scale land acquisitions (LSLAs) and large-scale land investment (LSLI)
1. Dialogue agenda, minutes, and recom-mendations
2. Report on the outcomes of the dialogue
3. Media products
4. Communiqué signed by all stake-holders
Lead: RRF
RRI Coalition$40,000
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RIGHTSANDRESOURCES.ORG 45
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget
(USD)
Community Forestry
Outcome 4: Community forestry members have increased participation and representation in national consultative processes, and local communities are more aware of existing options for community forestry.
Activity 6: Develop an action plan for the partic-ipation of Community Forestry Management Bodies (CFMBs) in the VPA National Multi-Stake-holders Monitoring Committee (NMSMC) and establish a networking platform for CFMBs
1. Minutes from consultative meetings
2. Action plan for NMSMC participation and CFMB platform
3. Documentation of the establishment of a CFMB network
Lead: SDI
FCI, GA, RRF
$30,000
Outcome 5: Commu-nity forestry models are piloted to provide alternatives for commu-nities seeking methods of sustainable forest management.
Activity 7: Provide legal and technical support to pilot the development of alternative community forestry models, including small-scale forest enter-prises
1. Training manual on alternative forestry models for commu-nities
2. Stocktaking and lessons learned reports
3. Memorandum of Understanding (MOU) on the estab-lishment of a network for small-scale forest enterprises
Lead: GA
SDI
$40,000
TOTAL $250,000
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46 RIGHTS + RESOURCES INITIATIVE
DRC
Rationale for Engagement and Strategic Opportunity
With the world’s second largest forest and fourth largest carbon reservoir, the Democratic Republic of the Congo (DRC) has increasingly attracted the attention of international actors piloting processes such as REDD+, FIP, and EU-FLEGT VPA. DRC has simultaneously undertaken various reforms over the past five years, notably in the land and land use plan-ning sectors. Though central to the land rights of communities, the land and land use planning reforms are perceived as peripheral to the agendas of international initiatives and are allocated minimal, if any, resources. As a result, these reforms remain stalled, while the REDD+ process in DRC has entered the implementation phase with extensive invest-ment projects under FIP. In the absence of a legal framework for land, the government’s recent large-scale land acquisi-tions to pilot agro-industrial parks have emerged as a growing threat to the rights of local communities and Indigenous Peoples. New leadership in the Ministry of Land Affairs, though, has restored political will for the land reform, and the role of DRC’s National Land Commission (CONAREF) as a model for a participatory and inclusive approach to the reform process bodes well for the future. The sheer size and cultural diversity of DRC, however, pose a challenge to conduct-ing a decentralized and participatory land reform. CACO, the national civil society platform on land tenure in DRC, has garnered widespread recognition for its convening power for representatives from the provinces and for other key stakeholders. Cognizant of the country’s complex local realities, CACO will deepen engagement at the provincial level in 2016 to develop community-centered solutions to the challenges posed by international initiatives and large-scale investment projects. Additionally, RRI is supplementing CACO’s initiatives with critical analyses on the potential costs of conventional business models and on the RRI Tenure Baseline Study in DRC, the first and only comprehensive report on tenure rights in DRC, as an advocacy tool in the land reform.
Desired Medium‐Term National‐Level Outcome
By 2020, DRC has a land policy and land law that recognize the rights of local communities, Indigenous Peoples, and women, and that have begun to be implemented across the country. Social and environmental safeguards including free, prior, and informed consent (FPIC) and participatory mapping are institutionalized in the operations of major development projects.
Strategy to Achieve Desired Outcome
In light of increasing threats to the rights of local communities and the country’s stalled reform processes, CACO will concentrate on accelerating the land reform and on securing the collective tenure rights of local communities in the context of the implementation of REDD+/FIP projects, the establishment of Protected Areas, and large-scale land acqui-sitions for agro-industrial parks. RRI Collaborators will:
1) advocate for relaunching the land reform, with an emphasis on the specificities of women and Indigenous Peoples, while preventing rollback of achievements under the existing land reform road map;
2) engage at the provincial level to secure communities’ land rights during the implementation phase of REDD+ in FIP project areas;
3) emphasize the institutionalization of social and environmental safeguards in the approach of the public and private sectors to investment projects; and
4) utilize the RRI DRC Tenure Baseline Study, finalized and validated in 2015, as an advocacy tool for the land reform.
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RIGHTSANDRESOURCES.ORG 47
Area of Intervention Priority Outcome Associated Activities Outputs Implementers
Land Reform: Participation and Representation of Civil Society, including women and Indigenous Peoples
Outcome 1: The participation and representation of civil society in the land reform process is reinforced.
Activity 1: Evaluate the land reform to develop concrete actions to cata-lyze the stalled process and hold consultations with multiple stakeholders to monitor progress and build consensus around the reform
1. Report on the status of the land reform
2. Report from multi-stakeholder dialogue and list of actions for relaunching the land reform
3. Reports from interviews with stake-holders and deci-sion-makers in the land reform process
Lead: CODELT
CACO Coordina-tion
$40,000
Outcome 2: The draft Law on the Basic Prin-ciples of Indigenous Peoples/ Pygmies’ (PAP) Rights is adopt-ed by parliament, and Indigenous Peoples participate in the land reform process.
Activity 2: Organize a dialogue with parliamen-tarians on the land rights of Indigenous Peoples and produce an analysis on the legal instruments that offer protection of the rights of Indigenous Peoples
1. Agenda, minutes and recommendations from the dialogue
2. Analysis of legal instruments
Lead: LINAPYCO
REPALEF, DGPA, CACO Coordina-tion
$60,000
Outcome 3: Advocacy efforts for the recog-nition of women’s tenure rights in land and forest laws are strengthened, and policymaking process-es have greater consideration for women’s tenure rights
Activity 3: Conduct a literature review and anal-ysis on women’s land and forest tenure rights in DRC and organize a multi-stake-holder validation work-shop of the findings
1. Report on women’s land and forest tenure rights
2. Agenda and recom-mendations from validation workshop
3. Advocacy document for the consideration of women’s tenure rights in the land reform
Lead: CFLEDD
REFFADD, Consultants, CACO Coordina-tion
$45,000
Budget (USD)
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48 RIGHTS + RESOURCES INITIATIVE
Area of Intervention Priority Outcome Associated Activities Outputs Implementers
Private Sector Engagement
Outcome 4: Local communities vulner-able to potential impacts of the Bukan-ga-Lonzo agro-indus-trial park are provided with maps that define their rights to land and natural resources.
Activity 4: Conduct mapping of the land and natural resource rights of the local populations in the area surrounding the Bukanga-Lonzo agro-indus-trial park
1. Reports from meet-ings with park repre-sentatives
2. Report from vali-dation workshop for maps
3. Maps of the rights and resources of local communities
Lead: RRN
Consultants, CACO
$60,000
Outcome 5: The space for negotiation and dialogue between different stakeholders on investments, social and environmental responsibilities, and the tenure rights of local communities is reinforced and expanded.
Activity 5: Organize a national dialogue conven-ing the private sector, public sector, civil society, and local communities on the social and environ-mental responsibilities of companies and the tenure rights of local communi-ties.
1. Agenda, minutes, and recommendations from the dialogue
2. Commitments of public and/or private sector actors to social and environmental safeguards
Lead: CONAPAC
GTF, CACO
$40,000
REDD+ and FIP
Outcome 6: Local actors in the three project areas (bassins d’approvisionne‐ment) of the Forest Investment Program (FIP) have a common understanding of ongoing issues and challenges.
Activity 6: Organize three information sessions for local actors in the three FIP basins (Mbuji-May /Kananga, Kisangani, and Bandundu-Kongo Central) on the issues and challeng-es for tenure related to FIP projects.
1. Agendas and reports from information sessions in the prov-inces
2. Media products
Lead: RRN
OCEAN, LACOME, CACO
$55,000
TOTAL $300,000
Budget (USD)
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RIGHTSANDRESOURCES.ORG 49
Latin America Work Plan
Regional
Rationale for Engagement and Strategic Opportunity
In Latin America, women still face many challenges achieving recognition of their land rights. These include inadequate land tenure policies, which traditionally disregard the importance of women’s access to land, and the lack of a mechanism for women´s inclusion in land tenure decision-making at all levels. Over the last four years, RRI has actively supported Central and South America cross regional learning and coordination among Indigenous, Afro descendant and peasant women’s organizations to better advance their rights in national policy reform, regional policy dialogue, and national cli-mate change strategies. RRI 2015 regional workshop on women’s participation in public policy decision-making increased the momentum for advocating for women’s land rights as the event influenced national and international policy makers prompted public commitments to promoting women’s access to land. The United Nations General Assembly declared the years 2015-2024 as the International Decade for People of African Descent, a major step towards the international recog-nition and promotion of the human rights of Afro descendant peoples. The proclamation of the International Decade for People of African Descent will contribute to leverage ongoing efforts at the regional level for progress on the rights of Afro descendant women. ECLAC’s office on gender issues is leading the development of a regional guidelines proposal to pro-mote Afro-descendant women’s rights. As RRI is recognized for its established knowledge stemming from previous gender workshops, tenure rights and gender justice analyses as well as work alongside Afro descendant communities, ECLAC has requested RRI´s support in defining public policy guidelines.
Desired Medium‐Term Outcome
During the next two years, RRI will contribute to build momentum to promote Afro-descendant women’s rights to land and their inclusion in national and international legal frameworks. This would be possible through the elaboration and implementation of the Decade Action Plan aimed at strengthening the international and national legal frameworks on Afro descendant rights.
Strategy to Achieve Desired Outcome
In order to take advantage of this historic conjuncture, in 2016, RRI will utilize its convening power in the region to devel-op a regional workshop with Afro-descendant women leaders, governments, UN representatives and NGOs to ensure the definition of a regional agenda on the rights of Afro-descendant women to land and resources.
Area of Intervention Priority Outcome Associated
Activities Outputs Implementers Budget (USD)
Gender Justice
Outcome 1. Contri-butions from Latin America Afro-de-scendant women on women’s access to land are included in the regional agenda for on gender equity and climate change/REDD+
Activity 1: Regional gender workshop to propose concrete measures for the inclusion in public policy of Afro-descendant women´s access to land.
Output 1: A set of recommendations for the inclusion of Afro-descendant women´s access to land on public policy proposals.
Lead:
CIFOR
ECLAC
ANAFRO
$65,300
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50 RIGHTS + RESOURCES INITIATIVE
Colombia
Rationale for Engagement and Strategic Opportunity
Colombia has 61 million hectares of forest, of which 31.7 million hectares are located within community lands. Indige-nous Peoples and Afro-Colombian communities hold titles over 3.7 million hectares. For Afro-Colombians land recognition has unevenly advanced; in the Pacific region, the government has recognized titles over 5.2 million hectares, but in the Caribbean region, only 3,000 hectares of the 2 million claimed by Afro-Colombians have been formally recognized. In the coming years, major policy changes will create both opportunities and challenges for advancing community-based tenure rights. After 50 year of internal conflict, the government is culminating peace agreements with the FARC guerrilla move-ment and preparing for the 2016-2020 post-conflict reconstruction process. The peace agreements have a focus on agrari-an development, targeting 20 Million has for land distribution to peasant communities, but indigenous and Afro-Colombian communities are concerned because of the lack of clarity of the geographical location of these lands. Secondly, the imple-mentation of the National Development Plan (NDP) 2014-2018 has prompted changes in the Institute of Rural Develop-ment (INCODER), replacing it with three new institutions, including a National Land Tenure Agency. In 2015, rural women´s organizations influenced the government to include in the NDP provisions for the creation of a comprehensive public policy on rural women, and women’s access to land. Moreover, new opportunities will arise for Afro-Colombians as the govern-ment has committed to promoting the respect of their human rights under the UN framework, “2015-2024 International Decade for People of African Descent.” Constitutional Court rulings ratified prior consultation rights of Afro-Colombians and Indigenous Peoples. UN REDD+ started to plan for implementation. RRI is recognized nationwide as a reliable actor to convene stakeholders, and provide spaces of dialogue and negotiation for the advancement of community land rights.
Desired Medium‐Term National‐Level Outcome
By 2018, Afro-Colombians in the Caribbean have made progress on the legal recognition of their community lands; Indige-nous Peoples have consolidated environmental and cultural safeguards, including the implementation of prior consultation protocols to protect their ancestral lands. The National Public Policy for Rural Women includes provisions on rural women access to land.
Strategy to Achieve Desired Outcome
RRI’s coalition will catalyze progress in the implementation of pending land rights recognition of Afro-Colombians and protection Indigenous collective land, and assisting women to advocate for the inclusion of women’s rights to land in the National Public Policy for Rural Women.
RRI will:
1) focus its advocacy efforts on a specific gap in Afro-Colombian collective tenure rights identified by the coalition, specifically starting the process of pending recognition in the Caribbean region;
2) capitalize on the recently created Consensus Body for Prior Consultation for Afro-Colombian communities to secure land rights protection;
3) build upon the current efforts for territorial expansion by Indigenous Peoples of the SNSM to consolidate legal, cultural, and environmental safeguards to protect ancestral land;
4) foster coordination among women’s networks to integrate Afro-descendant, indigenous and peasant women´s land tenure needs in the proposal for the national policy on rural women.
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RIGHTSANDRESOURCES.ORG 51
Area of Intervention Priority Outcome Associated Activities Outputs Implementers Budget (USD)
Afro-Colombians Collective Tenure Rights
Outcome 1: A social-le-gal analysis informs the government and triggers the process of recognition and land titling of 2 million hectares of community lands claimed by Afro-Co-lombians in the Caribbean region.
Activity 1: Technical visits to consolidate the first six requests of land demarcation for collective land titling of Afro-Colombians.
Official land demar-cation for recognition of Afro-Colombians´ tenure rights in the Caribbean starts.
6 Community Councils of Valledupar/PUJ/ANAFRO
$20,000
Activity 2: Analyze the customary collective tenure rights of Afro-Co-lombian communities in the Caribbean region.
Socio-Legal analysis of customary tenure rights of Afro-Colom-bians in the Caribbe-an region.
Consultant/Observatorio de territorios étnicos de PUJ/Caribbean Network of Community Councils/ CIFOR
$20,000
Prior Consultation Rights for Afro-Co-lombians
Outcome 2: Legal frame-work that recognizes and protects collective tenure rights of Afro-Colombians implemented based on a road map agreed on between the government and Afro-Colombian authorities.
Activity 3: Assess and update the existing proposal of a protocol on prior consultation for Afro-Colombian communities.
The government and Afro-Colombian authorities agree upon a protocol on prior consultation.
Lead: TBD
PCN -ANAFRO
Caribbean Community Councils
$15,000
Activity 4: Engage with the national, regional and local authorities to advocate for the adoption of the revised protocol on prior consultation.
A roadmap for the implementation of the protocol on prior consultation.
PCN /ANAFRO
Caribbean Community Councils
$12,000
Prior Consultation Rights for Indige-nous Peoples
Outcome 3: A prior consultation protocol for Indigenous Peoples containing cultural and environmental safeguards is agreed upon and imple-mented.
Activity 5: Secure the approval of the prior consultation protocol that includes cultural and environmental safeguard as a first step to secure the ancestral territory of the indig-enous groups of the Sierra Nevada de Santa Marta.
Document on prior consultation protocol containing cultural and environmental safeguards.
Pueblo Arhuaco de la Sierra Neva-da de Santa Marta/Consejo Territorial de Cabildos
$35,000
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52 RIGHTS + RESOURCES INITIATIVE
National Prior Consultation Rights
Outcome 4: Policy makers are aware of the impor-tance of the recognition of IP and Afro-Colombian Collective tenure rights for climate change/REDD+ and development programs
Activity 6: Organize an event to raise aware-ness on the imple-mentation of the legal framework of indige-nous and Afro-Colombi-an communities’ tenure rights.
Recommendations for the government, REDD+-related institutions and the private sector and to secure and respect community land rights.
Pontificia Universidad Javeriana/CIFOR
AAS/High Commissioner for Peace.
$60,000
Public Policy on Women´s Tenure Rights
Outcome 5: Provisions on Afro-Colombian, indigenous and peasant women´s rights to land are included in the national public policy on Rural Women.
Activity 7: Strengthen coordination among Afro-Colombian, indigenous and peasant women´s organizations in the development of a joint strategy to advo-cate for the inclusion of women´s tenure rights in the national policy for Rural Women.
Recommendations for shaping the draft on rural women public policy that includes access to land for Afro-Colom-bian, indigenous and peasant women.
Lead: TBD
FEDEMUCC
ANAFRO
Indigenous Women´s Organizations, CIFOR
$25,000
TOTAL $187,000
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RIGHTSANDRESOURCES.ORG 53
Peru
Rationale for Engagement and Strategic Opportunity
Peru continues to present a significant opportunity for advancing Indigenous Peoples land tenure rights. The country has the second largest forest area in South America and Indigenous Peoples and local communities owned or controlled 35% of the total country area (approximately 44.5 million hectares). In the Amazon region alone, Indigenous Peoples claim legal recognition of 20 million hectares, but illegal logging and expansion of large-scale agriculture and extractive industries pose a growing threat to these communities and the environment. Due to a slowdown in economic growth, the govern-ment recently issued five sets of laws, known as paquetazos, to accelerate concession, streamline social and environmental requirements to facilitate transfer of lands to private investors.
Peru has established five cooperation agreements with international donors targeting climate change/REDD+ adaptation and mitigation initiatives to lower deforestation rates and vulnerability to climate change. These agreements, Cuatro Cuen‐cas, Strategic Climate Fund (SCF), Dedicated Grant Mechanism for IPs and local communities (DGM), Forest Investment Program (FIP), and the Peru-Norway/German agreement, devote funds specifically to helping solve Indigenous Peoples’ land recognition and titling. Moreover, German Cooperation/GIZ has committed additional funds to support the implementation of the Cadaster, Titling and Registration of Rural Land Program, PTRT3. The Ministry of Agriculture (MINAGRI), the Ministry of Environment (MINAM) and the Presidential Council of Ministries (PCM) are in charge of implementing the agreements; however, the lack of centralized leadership to agree on a common agenda presents a major constraint to the advancement of tenure rights recognition. This gap results in intergovernmental competition, inflexibility and poor harmonization among project initiatives. Through its well-respected global and regional work, credible analysis on collective tenure rights and in depth understanding of forest and land tenure and policy reforms, RRI is positioned as an international convening power to bring to the discussion table key stakeholders associated with community land tenure rights.
Desired Medium‐Term National‐Level Outcome
In 2016, RRI will use its convening power to bring together the government entities and CSOs organizations to foster coordi-nation among programs, and together, build a coherent strategy so that by 2020 government and IP targets for recognition and titling of Indigenous Peoples and local communities lands have made considerable progress.
Strategy to Achieve Desired Outcome
1) Align of the different programs and cooperation agreements through evidence-based analysis and CSO´s IPs ‘strategic advocacy to influence national policy makers and international donors to take action for effective coordi-nation.
2) Engage with the national, regional and local governments to promote the adoption of guidelines proposals for peasant and native community land tilting procedures.
3) Monitor new policy changes through communication strategies to alert constituencies on changes affecting community tenure security.
4) Utilize the RRI DRC Tenure Baseline Study, finalized and validated in 2015, as an advocacy tool for the land reform.
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54 RIGHTS + RESOURCES INITIATIVE
Areas of Intervention Priority Outcomes Associated Activities Outputs Implementers Budget (USD)
Coordination community land titling programs
Outcome 1: A consen-sus is formed between the government, IPs and CSO´s on the benefits of aligning coordination and monitoring implemen-tation of the six REDD+ initiatives containing land-titling compo-nents (MDE, FIP, GIZ, Norway agreement PTRT3, Cuatro Cuen-cas) is agreed upon.
Activity 1: Conduct an assessment on the commonalities and potential areas for synergy among the six REDD+ initiatives that contain land titling components.
Report containing recommendations for the effective coordination of the six projects initiatives contain-ing land titling components.
International Consultant (TBD)/
CIFOR
HELVETAS
$15,000
Activity 2: A work-shop with Indigenous Peoples for the valida-tion of the assessment results.
A strategic plan based on the findings of the assessment and workshop to advo-cate for the effec-tive coordination of the projects.
Lead: TBD
ONAMIAP
AIDESEP
CNA
CONAP
Pacto de Unidad
$25,000
Activity 3: Organize an international event convening project-re-lated government officials, financial enti-ties and international donors for REDD+ initiatives to present a proposal on mecha-nisms for coordination of the implementation of the initiatives.
A proposal for effective coordi-nation amongst different projects is validated.
Lead:
CIFOR HELVETAS –
$60,000
Guidelines for Community land titling
Outcome 2: MINAGRI adopts guidelines proposals for peasant and native communi-ties land tiling proce-dures and mechanisms to access information on collective tenure are established.
Activity 4: Update and socialize the proce-dures manual to title Native and peasant communities and monitor its adoption and implementation by MINAGRI (Ministry of Agriculture)
1. Updated proce-dures manual and engagement with the government and communities towards its adop-tion.
2. Monitoring plan of the dissemina-tion and imple-mentation of the procedures manual for titling native communities.
3. Mechanisms to access information on collective land tenure.
Lead: TBD
SPDA/IBC /CEPES/ AIDESEP/
Colectivo Territorios Seguros
$27,000
Rollback prevention
Outcome 3: Commu-nication strategies for early alerts on new policy changes affecting communi-ty tenure security are strengthened to reach a broader set of constituencies.
Activity 5: Monitor new policy changes to provide early alerts and raise awareness on potential opportu-nities and setbacks for territorial security.
Reports on new changes and imple-mentation of policy instruments repre-senting opportuni-ties and setbacks for territorial security.
IBC – Colectivo Territorios Seguros.
$10,000
TOTAL $137,000
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Rollback prevention
Outcome 3: Commu-nication strategies for early alerts on new policy changes affecting communi-ty tenure security are strengthened to reach a broader set of constituencies.
Activity 5: Monitor new policy changes to provide early alerts and raise awareness on potential opportu-nities and setbacks for territorial security.
Reports on new changes and imple-mentation of policy instruments repre-senting opportuni-ties and setbacks for territorial security.
IBC – Colectivo Territorios Seguros.
$10,000
TOTAL $137,000
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RIGHTSANDRESOURCES.ORG 57
Theme Work Plan: Realizing Rights
In the face of slowing tenure reforms and rollback, more evidence-based strategic advocacy is urgently needed. In 2016 the Realizing Rights theme will marshal evidence related to discriminatory regulations favoring companies over communities. The IUCN World Conservation Congress, held every four years, offers a key opportunity in 2016 to present new evidence about indigenous communities´ roles in conservation. The LandMark platform of Indigenous Peoples and Community Lands was successfully launched in late 2015 under the guidance of a multi-organization Steering Group to provide easy access to information about collective land rights around the world. In 2016, additional support is necessary for LandMark to consol-idate its governance and provide key evidence for global and national advocacy. The RRI-initiated Lawyers for Community Tenure Network, established with RRI support, will be consolidated to achieve its potential for assisting communities to realize their rights.
Priority Outcome Associated Activities Outputs Budget (USD)1. Effective advocacy for national tenure reform and implementation and resis-tance to rollback of rights
Activity 1: Develop phase II of the Land-Mark Platform of Indigenous Peoples’ and Community Lands, initiated by the Inter-laken Group Mapping Working Group.
1. Final version of the LandMark Global Map of Indigenous Peoples and Community Lands platform developed, and governance proto-cols adopted
2. LandMark Working Group consolidated and linked with other IG working groups – Private Sector, GCA Gender, Lawyers for Community Tenure
$50,000
Activity 2: Analyze and compare titling and concessions procedures and practices for communities vs companies
1. Case studies
2. Analytical report
3. Policy briefs and advocacy tools
$70,000
Activity 3: Document the contribution of Indigenous Peoples to conservation outcomes
Report for UN Special Rapporteur on Human Rights to deliver to the World Congress on Conservation
$25,000
2. A community of legal experts is mobilized to more effectively advise indige-nous community groups on how to achieve greater tenure security by pursu-ing legislative reform and litigation
Activity 4: Consolidate the Lawyers for Community Tenure network
LCT Working Group consolidated and linked with other IG working groups – Private Sector, GCA Gender, LandMark
$15,000
TOTAL $160,000
4. STRATEGIC ANALYSIS AND GLOBAL ENGAGEMENT WORK PLAN
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58 RIGHTS + RESOURCES INITIATIVE
Theme Work Plan: Rights and Climate
In recent years leading up to COP 21 in Paris in 2015, governments, donors, and numerous large companies made com-mitments to substantially limit carbon emissions and increase carbon storage, by reducing de-forestation and restoring forests through, notably, COP 21 itself; the Forest Carbon Partnership Facility; and the New York Declaration on Forests. In 2015 the Green Climate Fund began funding country climate projects, and is expected to rapidly increase funding in 2016 and beyond. Attention in general will shift in 2016 from planning to implementation, as governments, donors, and private companies operationalize their respective commitments.
Tenure security is necessary to effectively reduce emissions from deforestation and forest degradation, improve sus-tainable forest management, and conserve and enhance forest carbon stocks. When appropriately supported, tenure security can likewise help to restore forests and strengthen community resilience and adaptation to climate change. Yet, as shown in RRI’s Tenure Tracking database and ongoing reviews of the FCPF’s early Emissions Reduction Project Idea Notes and the COP 21 Intended Nationally Determined Contributions, gaps in the legal recognition of collective land and forest rights and in the acceptance of the importance of tenure security remain pervasive. In 2016 the Rights and Climate theme will work with key stakeholders to enhance capacity and to address implementation issues, particularly recogniz-ing tenure rights and ensuring tenure security as a pre-condition to success.
Priority Outcome Associated Activities Outputs Budget (USD)1. GCF and participating member states acknowl-edge the centrality of community-based forest tenure security to climate change mitiga-tion
Activity 1: Convene a side event to a GCF board meeting to engage the Fund on recognising and supporting communi-ty-based tenure rights
Side Event: Tenure security in the context of the GCF
$30,000
Activity 2: Develop a long-term engage-ment strategy with the GCF to work toward: IP/LC participation in policy deliberations of the GCF National Designated Authorities; GCF safeguards on the legal and customary rights of IPs/LCs; a GCF grievance mecha-nism to redress infringements on custom-ary rights; and GCF financing for tenure reform
1. White papers on key issues
2. Stakeholder consultations
3. Workshops on mechanism design
$25,000
2. The international community and key developing countries acknowledge the centrality of communi-ty-based forest tenure security to climate change mitigation and adaptation
Activity 3: Evaluate recent attempts to quantify IP and LC contributions to climate change mitigation, and review methodolog-ical challenges to identifying the carbon storage capacity of community-based forests
Scoping study of contributions of community-based forests to carbon storage
$20,000
Activity 4: Review commitments in COP 21 INDCs to tenure reform and communi-ty-based natural resource management
Policy brief: The status of community forest rights in INDC commitments.
$10,000
Activity 5: Review the FCPF methodological framework and country ER-PINs for treat-ment of IP and LC tenure rights
1. Analytical report
2. Policy briefs intended for the REDD+ community
$20,000
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Priority Outcome Associated Activities Outputs Budget (USD)3. Key REDD+ countries and implementing bodies move to adopt safeguards and deliv-ery mechanisms for recognizing and ensur-ing community-based forest tenure security as central to climate success
Activity 6: Develop and execute a strategy to engage key REDD+ implementing bodies (UN-REDD, FCPC/CF, FIP) on adopting safe-guards recognizing IP/LC forest and carbon rights and ensuring equitable benefit sharing
Media campaign and outreach strat-egy to promote REDD+ safeguards on forest community tenure rights and benefit sharing
$20,000
TOTAL $125,000
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60 RIGHTS + RESOURCES INITIATIVE
Theme Work Plan: Alternative Tenure and Enterprise Models Progressive companies and investors have begun to make public pledges to respect community land rights. In 2015 RRI began developing a suite of new tenure tools to facilitate and operationalize these pledges. These include the Respecting Land and Forest Rights Guide (“VGGT Guide”), the LandMark Platform of Indigenous Peoples’ and Community Lands, and the Land Risk Analysis and Land Tenure Diligence instruments. In 2016, we will continue to develop tenure risk manage-ment tools and focus on encouraging companies and investors to pilot and implement them in core operations and busi-ness models.
Priority Outcome Associated Activities Outputs Budget(USD)1. Leading companies and investors commit to and comply with international standards (e.g. VGGT)
Activity 1: Consolidate the Interlaken Private Sector Work-ing Group and ensure continued productivity
1. 2 to 3 meetings and engagement of a Facilitator
2. Private Sector Working Group consolidated and linked with other IG working groups – LandMark, GCA Gender, Lawyers for Community Tenure
$185,000
Activity 2: Develop materials and tools to facilitate implementation of private sector commitments to respect community land rights
1. Marketing kit and promotional activity for the VGGT Guide and other land tenure tools
2. Updated VGGT Guide as a living document as companies gain experience with implementation
3. Guides and protocols for companies and inves-tors treating key issues for corporates in respecting community tenure rights, such as legacy issues and governance gaps
4. Identification and sharing of successful cases of business practices where communities are engaged as counterparties
5. Identification and facilitation of networks of subject matter experts in resolving land tenure issues for companies and investors
$150,000
Activity 3: Assess potential for creating an RRI industrial conces-sions database
Feasibility study identifies and characterizes avail-able data sets, and provides recommendations for development of full integrated database
$25,000
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RIGHTSANDRESOURCES.ORG 61
Priority Outcome Associated Activities Outputs Budget(USD)2. Companies, investors, and other stakeholders in strategic sectors and regions incorporate and pilot new systems to respect community rights and share benefits within their operations, supply chains, or investments by disclosing relevant information, providing access to operations sites and engaging in inclusive dialogues with national/local CSOs and CBOs in their business operations areas.
Activity 4: Develop and dissem-inate Tenure Risk Management Tools for investors
1. Completion of TMP Systems’ Risk Analysis Tool
2. Completion of five sector-specific Land Diligence Tools (agriculture, mining, infrastructure, energy and forestry)
3. Marketing and promotion of these Tools
$315,000
Activity 5: Identify economic contributions and best practic-es associated with communi-ty-based forestry
1. Analytical report provides compelling estimates of the formal and informal economic contributions of the forest sector to economies
2. Plans initiated for a conference on role and potential of community forest enterprises in 2017
$40,000
Activity 6: Identify and provide access to materials documenting community rights obligations and responsibilities of companies and governments when establishing or allocating concessions
1. Policy briefs
2. Scoring mechanism measuring government or company responsiveness to obligations
3. Tool kit for communities engaging with compa-nies and governments
$30,000
TOTAL $745,000
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62 RIGHTS + RESOURCES INITIATIVE
Theme Work Plan: Gender Justice
The importance of gender justice within collective tenure systems remains underappreciated and ineffectively addressed in national and global policies, laws, and programs discourses on tenure or women’s rights, as well as in climate strategies. 2016 is a year of building the evidence needed to render more visible the gender dimensions of collective tenure systems, and the viable strategies to overcome injustices. RRI will be in a stronger position in 2016 and beyond to deploy its anal-yses and advocacy tools as opportunities to engage and influence arise. In many countries, such as Nepal, Liberia and Colombia, ongoing policy reforms are underway, but data on women’s rights within collective tenure systems remains very weak, making RRI’s Gender Justice portfolio relevant and potentially very influential.
Priority Outcome Associated Activities Outputs Budget (USD)1. RRI’s analyses inform local and global legal and policy processes and frameworks toward stronger inclu-sion of women’s rights in collective tenure systems, by highlighting the essential role of women’s tenure rights in collective tenure systems
Activity 1: Expand RRI’s Tenure Tracking system to include data on the status of women’s tenure rights within land and forests laws recog-nizing collective rights – See Tenure Tracking Theme
1. Report featuring new women’s depth of rights analysis
2. Related factsheets or short policy briefs as advocacy tools
3. Findings presented at key events (local and global)
$100,000
Activity 2: Analyze the impacts of large-scale land acquisitions on local women’s land and forest tenure rights within collective tenure systems
1. Review of existing work on gender-differentiated impacts of LSLAs and analysis of the findings, including gaps and biases in the literature
2. Policy brief on the risks LSLAs pose to women’s land and forest rights in community tenure arrangements and effective strat-egies to mitigate them
3. Comparative case study anal-ysis in priority countries on the gender impacts of LSLAs
$70,000
Activity 3: Analyze cases of success-ful ongoing reform, led by women, securing women’s land and forest rights within community-based tenure systems
1. Scoping paper and method-ological design
2. Series of case studies
3. Analytical report
4. Policy brief as advocacy tool
$40,000
Activity 4: Incorporate a gender analysis in REDD and GCF related processes that aim to strengthen the engagement of IPs and LCs advocating for tenure recognition in Readiness Programs - See Rights and Climate
1. Gender component added in review of IP/LC rights in the context of the REDD+ engage-ment strategy (see Rights and Climate theme work plan)
2. Gender component added to the GCF Engagement Work plan (see Rights and Climate theme work plan)
$10,000
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RIGHTSANDRESOURCES.ORG 63
2. Selected women’s networks exchange with each other and advo-cate more effectively to mainstream Gender Justice within related global and national processes
Activity 5: Mainstream gender analysis within the Global Call to Action (GCA)
1. Participation in gender sub-group and related actions of the GCA
2. RRI gender report findings included in GCA analyses and stakeholder engagement
$10,000
Activity 6: Support RRI’s Gender Justice Advisory Group to inform influential actors from civil society, Indigenous Peoples’ organizations, governments, and the private sector on issues of Gender Justice
1. Re-convened and re-engaged RRI Gender Justice Advisory Group to inform RRI’s Gender Justice thematic activities
2. Side event at a national or glob-al meeting to network and engage stakeholders and policy makers
$20,000
Activity 7: Promote engagement of IP women representatives with the Green Climate Fund
Sponsorship for IP women’s repre-sentatives to attend a side event at a GCF board meeting, including advocacy for strong gender sensi-tive E&S safeguards (see Rights and Climate theme work plan)
$25,000
Activity 8: Raise awareness of and strengthen advocacy for women’s tenure rights within communi-ty-based tenure systems to national and global women’s networks
1. Policy briefs and advocacy tools disseminated and promoted through women’s networks (ex: Coalition des Femmes Leaders du DRC) at key national or regional events to strengthen their advo-cacy for women’s tenure rights within REDD+ projects
2. Presentation of RRI women’s rights analyses in panel discussion or at other events organized by established women’s networks, such as CSW in March 2016, IUCN World Conservation Congress in September 2016, or TBD WEDO event
$10,000
TOTAL $285,000
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64 RIGHTS + RESOURCES INITIATIVE
Program Work Plan: Tenure Tracking
In 2016, the Tenure Tracking program will focus on gender-differentiated community-based tenure rights and climate-change and community-based tenure rights. RRG will extend its gender tenure rights database to present new analyses on how countries are mainstreaming women’s rights into systems of community-based tenure. RRG will also expand its forest tenure data to include more countries that are participating in climate change initiatives such as REDD+ with an eye towards analyzing how they are performing in terms recognizing the crucial contribution of indigenous and community forest land rights to climate change mitigation and adaptation. Finally, we will assess the extent to which the world has succeeded in reaching our 2015 tenure rights recognition targets for areas under customary use.
Priority Outcome Associated Activities Outputs Budget (USD)1.Greater recognition of the centrality of tenure rights in climate initiatives
Activity 1: Collection of RRI forest tenure data for 10 addi-tional countries participating in REDD+, NYDF, and other climate change-related initiatives
1. Forest tenure data collected for countries participating in REDD+, NYDF, and other climate change-related initiatives
2. Preliminary analysis of forest tenure rights recognition in countries participating in climate initiatives
$40,000
Activity 2: Targeted analytical reports and briefs based on tenure rights database, focusing on gender and climate issues
Series of analytical policy briefs and data factsheets
$10,000
2.Enhanced awareness of progress in recognizing community-based rights accelerates tenure reform
Activity 3: Expanded RRI Forest Tenure core database
1. Addition of five countries with significant forest cover to the depth of rights database, bringing coverage to 32 countries
2. Maintenance of RRI’s core forest tenure database
3. Documentation of RRI’s forest tenure data methodology
$25,000
3. Increased awareness of and moti-vation for need to accelerate tenure rights recognition
Activity 4: Assessment of world’s success in reaching RRI 2015 area targets for recognizing forest tenure rights
Chapter in 2015-16 Annual Review to be launched February 2016
…
TOTAL $75,000
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RIGHTSANDRESOURCES.ORG 65
Program Work Plan: Global Call to Action
Priority Outcome Associated Activities Outputs Budget (USD)1.GCA is launched and managed as a bold and ambitious initiative that is compelling to strategic donors and companies and receives strong media attention
Activity 1: Provide policy and campaign guidance to GCA members and RRI Partners for successful media launch that gathers attention from major media outlets in US, Europe and other key countries, and gets support from 1-3 key influencers in donor and private sector community
1. Updated joint roadmap
2. Updated strategy
3. Refined analyses
4. Tailored Policy Asks and campaign strategy
5. Updated Action plans
$25,000
Activity 2: Co-organize and participate in weekly or bi-weekly meetings and consul-tations with co-conveners, GCA Steering Group, and other stakeholders on the main policy and campaign documents in prepara-tion of the launch in March 2016
1. Coordinated preparation of key products needed to advanced CGA objective
2. Meeting minutes
3. Updated GCA strategy plan
4. Final campaign report
5. Communications/media plans
Activity 3: Liaise with RRI Partners for continued feedback and support on GCA
1. Dissemination of draft reports and publications
2. Consultations on strategy, activities, and outreach to external actors
3. Report of RRI positions to Co-conve-ners and SG
Activity 4: Support the Working Groups and their contribution to advancing the recog-nition of community land rights, building inclusive communities of practice and enabling their participation in the GCA
Organize and participate in bi-monthly meetings of Working Group members to assess progress toward GCA goal
2.Greater global awareness of the importance of formal recognition of collective tenure rights, including women’s tenure rights for sustainable development, climate change adaption and mitigation, in land and forest laws
Activity 5: Co-organize 1-3 meetings with strategic donors and companies to endorse the goal of securing all collective land rights
Meetings minutes, press releases and media events
$45,000
Activity 6: Participate in and contribute to women’s rights sub-group of the GCA, in an effort to strengthen gender mainstreaming within the GCA
Inclusion of Gender in GCA plans, activities, publications, and advocacy documents at national and global levels
Activity 7: Production and dissemination of GCA reports and related events, to build and maintain attention on momentum for recognition of collective tenure rights of IPs and LCs
Communications strategy, plans and events
TOTAL $70,000
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66 RIGHTS + RESOURCES INITIATIVE
Areas of Intervention
Priority Outcome Associated Activities Outputs Budget (USD)
Networking Support
Strategic partnerships and networks created to support increased action on forest and
tenure rights.
Outcome 1: The RRI Coalition is strengthened with renewed repre-sentation of key constituencies and regions
Activity 1: In accordance with the MoU and IBA, operational-ize the new Affiliated Networks category
Signed MoUs with 1-2 Affili-ated Networks
$10,000
Activity 2: In accordance with the MoU and IBA, lead the process of scoping and onboard-ing of new Partner Organiza-tions.
New Partner Organizations sign on to the RRI MoU
Outcome 2: A greater under-
standing of forest governance
issues is fostered through peer-to-peer learning and
exchange
Activity 3: To organize the Annu-al meeting of MegaFlorestais in collaboration with the State Forestry Administration of China in April 2016
Meeting of MegaFlorestais and follow-up documented follow-up;
$95,000
Activity 4: To hold a meeting to define and approve the five-year strategic plan for MegaFlorestais
Five-year strategic plan for Megaflorestais
$15,000
Activity 5: To carry out a feasi-bility study for the establish-ment of international centers of community excellence on sustainable forest management and community forestry;
Feasibility study for the establishment of internation-al centers of community.
$40,000
TOTAL $160,000
5. COALITION AND COMMUNICATIONS WORK PLAN
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RIGHTSANDRESOURCES.ORG 67
Areas of Intervention
Priority Outcome Associated Activities Outputs Budget (USD)
Networking Support
Strategic partnerships and networks created to support increased action on forest and
tenure rights.
Outcome 1: The RRI Coalition is strengthened with renewed repre-sentation of key constituencies and regions
Activity 1: In accordance with the MoU and IBA, operational-ize the new Affiliated Networks category
Signed MoUs with 1-2 Affili-ated Networks
$10,000
Activity 2: In accordance with the MoU and IBA, lead the process of scoping and onboard-ing of new Partner Organiza-tions.
New Partner Organizations sign on to the RRI MoU
Outcome 2: A greater under-
standing of forest governance
issues is fostered through peer-to-peer learning and
exchange
Activity 3: To organize the Annu-al meeting of MegaFlorestais in collaboration with the State Forestry Administration of China in April 2016
Meeting of MegaFlorestais and follow-up documented follow-up;
$95,000
Activity 4: To hold a meeting to define and approve the five-year strategic plan for MegaFlorestais
Five-year strategic plan for Megaflorestais
$15,000
Activity 5: To carry out a feasi-bility study for the establish-ment of international centers of community excellence on sustainable forest management and community forestry;
Feasibility study for the establishment of internation-al centers of community.
$40,000
TOTAL $160,000
Strategic Communications
Strategic communi-cations to support increased action
on forest and tenure rights.
Outcome 1: RRI’s analyses, data and
messages are lever-aged to support RRI’s mission at
the national in RRI priority countries
and global dialogue on climate change
and IP rights
Activity 1: To develop an RRI messag-ing repository in the form of a shared document that will provide quick access to RRI talking points, data, messages and position statements to all coalition members
Repository of key messages, impact stories, talking points, and data points.
$10,000
Activity 2: To break down RRI tenure data and analysis to facilitate its use by coalition members and other key stakeholders
1. RRI data broken down to the country level for RRI priority countries, as well regional overviews using countries in RRI tenure data sets;
2. Interactive RRI Tenure Data available in English, French, and Spanish on RRI website;
3. Social media fodder for shar-ing and posting.
$20,000
Activity 3: Increased communications support to RRI staff and relevant coalition members on messaging, public speaking/presenting, and engaging with the media, especially in advance of international and RRI priority country events.
1. Individual and group messag-ing trainings;
2. Relevant media materi-als needed to raise national campaigns to the attention of global media.
$45,000
Outcome 2: RRI brand is recognized and consistent in all outreach materials and activities.
Activity 4: To streamline the RRI brand across all communications platforms, including websites, print and digital materials.
1. RRI analyses
2. RRI promotional/outreach materials (data visualization, blogs, presentations, Tenure Trends, Impact Stories, Quar-terly Newsletters, and Monthly Updates);
3. RRI websites and social media channels, including rightsan-dresources.org, communitylan-drights.org, interlakengroup.org, megaflroestais.org, Facebook, LinkedIn, Twitter
$170,000
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68 RIGHTS + RESOURCES INITIATIVE
Outcome 3: Increased awareness of both RRI’s and the International Land and Forest Tenure Facility’s role in promoting forest and community tenure rights (beyond existing niche audi-ence).
Activity 5: To facilitate proactive engagement professional media in order to promote messages and analyses
1. Media advisories
2. Press releases
3. Opinion pieces
4. Monthly media monitoring report
$75,000
Activity 6: To provide information to a wide range of audiences through all digital media channels
1. Updated original content for blogs, newsletters, and social media platforms;
2. Updated content on RRI managed webpages;
3. Facebook, Twitter and Linke-dIn pages;
4. RSS News Feed;
5. Quarterly social media moni-toring report.
6. New RRI 10th Anniversary Brochure
$39,500
Activity 7: Engage with Communi-cations Focal Points from Partner Organizations and other organi-zations working on land to share information, cross-promote; and implement joint activities, such as The Tenure Facility, LandMark, and the Global Call to Action
1. Minutes and next steps of the CFP meeting
2. Minutes and next steps of the co-conveners of the Global Call to Action;
3.Global Call to Action commu-nications work plan;
4. Media advisory, press release for the launch of the Global Call to Action;
5. Press release(s), success stories relating to work of The Tenure Facility
6. Shared data for press inter-action, social media fodder for cross-promoting.
TOTAL $359,500
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RIGHTSANDRESOURCES.ORG 69
Coalition Coordination
Coalition Governance
Outcome 1: Planning, monitoring and report-ing systems that enable to track progress made on RRI outcomes and impact
Activity 1: To organize and imple-ment the governance meeting
Governance meeting $65,000
Activity 2: To lead the production of the RRI work plan for 2017, ensur-ing consistency in and coordination across programs
Work plan for 2017 $5,000
Activity 3: To update the planning, monitoring and reporting systems to better capture and communicate results and impacts
1. Revised Planning guidance guidelines
2. Monitoring templates and framework
3. Reporting templates and framework
$80,000
Outcome 2: Governance body that is effective in
guiding the coalition
Activity 4: To lead the training of staff on results chain and terminology
Training workshops $20,000
Activity 5: To implement Board meetings and follow-up on recom-mendations in a timely and effective manner
Board minutes $45,000
TOTAL $215,000
TOTAL – Coalition and Communications Program
$769,500
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70 RIGHTS + RESOURCES INITIATIVE
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RIGHTSANDRESOURCES.ORG 71
The International Land and Forest Tenure Facility (the Facility) is a mechanism for cost-effective deployment of funds to advance land and forest tenure security, and the rights and livelihoods of Indigenous Peoples and local communities. The International Land and Forest Tenure Facility (the Tenure Facility) is being established over a three year period (2014-2017). The development of the Tenure Facility has been structured around five and overlapping phases: Initial Consultation and Design, Inception, Pilot Projects, Final Design and Independent Operations. Initial consultation and design has been completed. As part of the inception phase, legal analyses have been completed, Advisory Group roles and expectations were defined, and technical advisors were selected. During the Pilot Project Phase, country demand studies were complet-ed; six pilot projects are underway in Indonesia, Panama, Liberia, Cameroon, Mali, Panama and Peru; lessons learned are being documented and fed back into final design; and a communications strategy, including an independent website, is in place.
During 2016, lessons from the six pilot projects will be incorporated into the final design; up to six full projects will be initi-ated; institutional policies will be incorporated into an operational manual; and the Final Design phase will be completed, including the establishment of a Secretariat and interim Board with clear governance structure to which fiduciary respon-sibility will be transferred. Independent operations are scheduled to begin in late 2016 with an independent governance body, secretariat, and pipeline of strategic projects.
Priority Outcome Associated Activities Outputs Implementers Budget (USD)Outcome 1: Effective Gover-nance Structure and Manage-ment in place for operations of the ILFTF
Activity 1: Recruit ILFTF Manage-ment and Staff
Select ILFTF Director & Ad-ministrator
RRGILFTFConsultants
$288,650
Activity 2: Define Roles and Service of the ILFTF
Operations Manual
Activity 3: Development Stan-dards of Accountability, including Environmental and Social Impact Standards, Conflict Sensitivity Policies and M&E mechanisms
1. Institutional Policies and Internal Controls in place2. M&E Frame-work in place
Activity 4: Setup Board and Secretariat
1. Board Estab-lished2. Legal Entity Formed3. Corporate Filings and Regis-trations Com-pleted4. ILFTF Director Recruited and Hired
6. TENURE FACILITY WORK PLAN
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72 RIGHTS + RESOURCES INITIATIVE
Outcome 2: Lessons are learned from the pilot phase to refine the design and procedures of the ILFTF.
Activity 5: Complete Pilot Projects
1. Final Reports for All Pilot Proj-ects received and reviewed2. Report of Lessons Learned from Pilot Phase
RRGProject partnersConsultants
$2,233,016
Outcome 3: IFLTF supports scaled up efforts to achieve ten-ure reforms and implementation of laws and policies.
Activity 6: Initiate Full Sized Projects.
Five to Six Projects are approved and initiated.
RRG/ILFTFAdvisory GroupProject partnersConsultants
$5,300,000
Outcome 4: ILFTF operations are managed by RRG in preparation for handover to ILFTF Secretariat
Activity 7: Management, Administration and Technical Advisory Support are supplied by RRG to support the operations of the ILFTF until the new legal entity is established.
ILFTF is effectively managed during incubation.
RRG
ILFTF Board
ILFTF Secretariat
$2,175,971
Activity 8: Advisory Group Meetings are conducted.
Two AG meetings are convened.
Activity 9: RRG provides office space and other administration services in support of ILFTF operations
ILFTF is housed and administered.
Outcome 5: ILFTF applies M&E framework to learn from the Full Sized Projects
Activity 10: Apply M&E Frame-work to full project cycle
Adaptive management of ILFTF and proj-ects in response to M&E.
RRG/ILFTF
Consultants
$75,000
ILFTF Total 2016 Budget $10,072,637
Secure Funding2015 Carry Forward $ 934,7822016 SIDA Contribution $3,267,401Total Secure Funding $4,202,182
2016 Funding Target $5,870,454
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RIGHTSANDRESOURCES.ORG 73
Priority Outcome Associated Activities OutputsOutcome 1: Operational efficien-cy of organization is strength-ened through improved use of technology that meets coalition and organizational needs
Activity 1: Based on recommendations of 2015 Technology Audit, conduct RFPs, select and implement new business systems.
New systems (accounting, HR, Time and Expense reporting, CRM, work flow and project management)
Outcome 2: Work environment and value for money related to office space is improved to meet the needs of RRG staff
Activity 2: Complete architectural design, build-out and move to new office space.
New office space.
Outcome 3: Organizational control environment is improved to strengthen accountability and efficiency of controls
Activity 3: Conduct annual audit and internal audit on schedule.
Clean Audit/990
Activity 4: Generate Quarterly Financial Statements.
Quarterly Financial Statements on Director’s Desk.
Activity 5: Prepare Monthly Budget vs Actual Statements for RRG management on a timely basis.
Monthly Budget vs Actual Statements for Project Managers.
Activity 6: Develop proposal for imple-mentation of Risk-based Due Diligence to improve controls associated with Collaborative Agreements.
Recommendations for implementation of Risk-Based Due Diligence for Collaborative Agreements.
Activity 7: Develop Financial Key Perfor-mance Indicators
Key Performance Indicators
Outcome 4: Financial services are strengthened to bolster organizational cost effectiveness and value for money
Activity 8: Conduct comprehensive review of all financial services (banking, line of credit, corporate credit cards, and foreign currency exchange) to reduce transactions fees and improve respon-siveness to organizational and coalition needs.
1. Expanded Line of Credit.
2. Reduced interest charges and expanded credit for corporate credit cards.
3. Establish accounts with Foreign Currency Provider(s) to reduce fees and improve currency conversion rates.
Outcome 5: Organizational funding sources are diversified to ensure funding sustainability to support mission
Activity 9: Develop comprehensive fundraising strategy. Target new funding sources.
Fundraising strategy
Activity 10: Complete comprehensive view of HR Policies and Procedures.
Updated HR Policies and Procedures
Outcome 6: Management and staff skills are strengthened to better deliver organizational and coalition mandate
Activity 11: Implement training and development activities in support of the new matrix organizational structure
Training workshops and other capacity building activ-ities
7. FINANCE AND ADMINISTRATION WORK PLAN
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74 RIGHTS + RESOURCES INITIATIVE
Function Proposed BudgetAccounting, Auditing, & Financial Compliance* $213,296
Collaborative Agreement & Contract Management* $22,272
Donor Engagement & Compliance* $61,432
Fundraising* $44,989
Facilities* † $274,389
Existing Fixed Asset Depreciation $55,998
General Operations & Miscellaneous Expenses* $97,577
Human Resources Management & Compliance* $112,258
IT, Systems, & Telecommunications* † $100,215
New Systems Development and Implementation † $322,815
Institutional Management $41,285
Staff Development & Capacity Building* $87,266
TOTALS $1,433,798
* Shared functional category with ILFTF (Facility). ILFTF will be charged amounts additional to these here to cover the functions provided to the ILFTF. See ILFTF budget ‐ Administrative expenses.
† Includes new fixed‐asset purchases, but only estimated recognizable depreciation for these items during 2016. This depreciation is not included in line “Existing Fixed Asset Depreciation”.
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RIGHTSANDRESOURCES.ORG 75
The Strategic Response Mechanism (SRM) is designed to enable flexible, rapid response to unforeseen but strategic opportunities. It complements the annual planning process by providing funding (up to $100,000) that rapidly responds to specific situations, allowing RRI to be effective in shifting political landscapes. SRM proposals are evaluated and approved through a simple, accelerated process. In order for an activity/project to qualify as an SRM, the activity must meet all five criteria: exploits a political window of opportunity, supports a critical moment in a social mobilization process, exploits higher risk opportunities and could expand RRI relationships, is new or newly expanded activity, and outcomes are depen-dent on incremental funding/connectivity at the right strategic moment.
In 2015, the Board authorized a budget of $ 567,460 for SRM, and RRI supported eleven SRM activities (including one that was contracted in 2014 and extended into 2015).
The following Table provides a summary of each 2015 SRM activity and the results that have been reported.
ANNEX 1: STRATEGIC RESPONSE MECHANISM (SRM) Program Report, 14 December 2015
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76 RIGHTS + RESOURCES INITIATIVE
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RIGHTSANDRESOURCES.ORG 77
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sal:
The
Rapo
sa IP
s ha
ve fa
ced
incr
easi
ng v
iole
nce,
land
gra
bs, a
nd h
uman
rig
hts
viol
ation
s si
nce
the
issu
ance
of t
wo
unfa
vora
ble
deci
sion
s by
the
Braz
ilian
Sup
rem
e Co
urt.
Leg
isla
tion
base
d on
the
Cour
t’s d
ecis
ions
is n
ow p
endi
ng in
the
Braz
ilian
Con
gres
s to
furt
her c
urta
il IP
s’ ri
ghts
by
shift
ing
deci
sion
s on
indi
geno
us la
nd is
sues
to th
e ag
ro-in
-du
stria
l foc
used
Con
gres
s. T
his
SRM
will
em
pow
er th
e Ra
posa
IPs
to d
ocum
ent a
nd
pres
ent e
vide
nce
of th
ese
viol
ation
s to
the
Inte
r-Am
eric
an C
omm
issi
on o
f Hum
an R
ight
s (IA
CHR)
; to
seek
justi
ce fo
r the
urg
ent h
uman
righ
ts v
iola
tions
that
they
face
and
adv
ocat
e fo
r a la
ndm
ark
inte
rnati
onal
dec
isio
n be
nefitti
ng a
ll of
the
indi
geno
us p
eopl
es o
f Bra
zil.
In
addi
tion,
this
acti
vity
pro
vide
s a
stra
tegi
c op
port
unity
for R
RI to
pro
mot
e th
e re
cogn
ition
of
Indi
geno
us P
eopl
es’ r
ight
s at
a c
ritica
l mom
ent i
n a
coun
try
outs
ide
its c
urre
nt s
cope
of
prog
ram
mati
c co
untr
ies
in L
atin
Amer
ica.
Proj
ect r
esul
ts: T
he C
omm
issi
on c
lose
d th
e he
arin
g w
ith a
form
al re
ques
t for
the
Gov
ern-
men
t to
clar
ify th
at it
s do
mes
tic la
w c
ompl
ies
with
its
dutie
s an
d ob
ligati
ons
unde
r int
er-
natio
nal l
aw. T
his
prom
pted
the
gove
rnm
ent o
f Bra
zil t
o is
sue
an o
ffer t
o se
ttle
the
case
th
roug
h “f
riend
ly s
ettle
men
t.” It
is v
ery
likel
y th
at th
e Co
mm
issi
on w
ill re
leas
e th
e re
port
on
the
mer
its o
f the
cas
e be
fore
the
Inte
r-Am
eric
an C
ourt
. The
full
hear
ing
was
reco
rded
an
d ca
n be
hea
rd b
y ac
cess
ing
the
follo
win
g lin
k: h
ttp:
//w
ww
.oas
.org
/es/
cidh
/mul
timed
ia/
sesio
nes/
156/
defa
ult.a
sp.
Phot
os o
f the
hea
ring
are
furt
her p
oste
d at
: htt
ps:/
/ww
w.fl
ickr
.com
/pho
tos/
cidh
/al
bum
s/72
1576
5969
5781
510
BBC
also
cov
ered
the
hear
ing,
see
new
s ar
ticle
at.
http:
//w
ww
.bbc
.com
/por
tugu
ese/
noti‐
cias
/201
5/10
/151
020_
bras
il_vi
olen
cia_
indi
os_j
f_cc
Com
plet
ed$3
2,06
3
![Page 78: Rights and Resources Initiative Governance Meeting · bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act](https://reader035.vdocuments.us/reader035/viewer/2022070718/5ede684aad6a402d6669bb19/html5/thumbnails/78.jpg)
78 RIGHTS + RESOURCES INITIATIVE
CAFT
Cam
eroo
n Ag
rofo
rest
ry C
oop-
erati
ve, i
n co
llabo
ra-
tion
with
OKA
NI a
nd
REFA
COF-
Cam
eroo
n.
Cam
eroo
nSe
cure
the
Rem
aini
ng 2
5,00
0ha
of N
goyl
a‐M
into
m F
ores
ts fo
r Loc
al C
omm
uniti
es a
nd
Indi
geno
us P
eopl
es in
the
Fina
l Pha
se o
f Gov
ernm
ent C
lass
ifica
tion
Agai
nst I
nves
tmen
t De
man
ds
Proj
ect p
ropo
sal:
Dur
ing
the
gove
rnm
ent-
led
clas
sific
ation
that
will
be
final
ized
by
the
end
of 2
015,
a g
row
ing
num
ber o
f agr
o-in
dust
rial i
nves
tors
are
sub
mitti
ng a
pplic
ation
s fo
r po
tenti
al p
roje
cts.
At a
ny m
omen
t, th
ese
fore
sts
coul
d be
gra
nted
to th
e hi
ghes
t ind
ustr
ial
bidd
er a
t the
exp
ense
of l
ocal
com
mun
ities
’ and
IPs’
righ
ts u
nles
s th
ere
is s
wift
and
effe
c-tiv
e m
obili
zatio
n fo
r the
lega
l rec
ogni
tion
of c
usto
mar
y fo
rest
righ
ts in
Ngo
yla-
Min
tom
. Thi
s SR
M w
ill e
nabl
e th
e aff
ecte
d lo
cal c
omm
uniti
es a
nd IP
s to
sec
ure
lega
l rec
ogni
tion
over
th
eir c
usto
mar
y rig
hts
over
thes
e fo
rest
s. R
RI fu
ndin
g w
ill a
llow
Col
labo
rato
rs to
mob
ilize
co
mm
uniti
es in
the
rem
aini
ng 2
5,00
0ha
to m
ap th
eir f
ores
ts o
ver a
5-m
onth
per
iod.
The
se
parti
cipa
tory
, GPS
-sup
port
ed m
aps
will
be
a cr
ucia
l sou
rce
in v
alid
ating
loca
l com
mun
ities
’ an
d IP
s’ a
pplic
ation
s to
cla
ssify
thes
e 25
,000
ha a
s co
mm
unity
fore
sts
and/
or h
untin
g an
d ga
ther
ing
zone
s.
Proj
ect r
esul
ts: T
he C
amer
oon
Agro
fore
stry
Coo
pera
tive
(CAF
T) c
olla
bora
ted
with
OKA
NI,
an In
dige
nous
Peo
ples
’ org
aniz
ation
, and
the
Afric
an W
omen
’s N
etw
ork
for C
omm
unity
M
anag
emen
t of F
ores
ts (R
EFAC
OF)
to p
rodu
ce 2
1 pa
rtici
pato
ry m
aps
of lo
cal c
omm
uni-
ties’
cus
tom
ary
fore
sts
in N
goyl
a-M
into
m. I
nitia
lly ta
rgeti
ng 2
5,00
0ha
of fo
rest
s, C
AFT
was
ab
le to
sig
nific
antly
exp
and
the
fore
st a
rea
secu
red
for c
omm
uniti
es. T
wo
(2) a
pplic
ation
s fo
r the
cre
ation
of a
hun
ting
and
gath
erin
g zo
ne th
at w
ill c
over
an
area
of 3
26,9
54ha
hav
e be
en s
ubm
itted
to th
e M
inis
try
of F
ores
try
and
Wild
life
(MIN
FOF)
. Nin
etee
n (1
9) a
pplic
a-tio
ns a
re b
eing
fina
lized
for t
he c
reati
on o
f com
mun
ity fo
rest
s co
verin
g an
are
a of
73,
815
hect
ares
.
Pend
ing
final
re
port
due
12
/15/
15
$48,
000
![Page 79: Rights and Resources Initiative Governance Meeting · bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act](https://reader035.vdocuments.us/reader035/viewer/2022070718/5ede684aad6a402d6669bb19/html5/thumbnails/79.jpg)
RIGHTSANDRESOURCES.ORG 79
Indi
geno
us R
eser
ve
(Res
guar
do) A
rhua
co o
f Si
erra
Nev
ada
de S
anta
M
arta
in C
olla
bora
-tio
n w
ith G
onaw
indu
a Ta
yron
a or
gani
zatio
n.
Colo
mbi
aEx
pans
ion
and
Safe
guar
ding
of I
ndig
enou
s Ter
ritor
ies o
f the
Arh
uaco
and
Kog
ui U
nder
Th
reat
of T
hird
Par
ty A
ppro
pria
tion
Proj
ect p
ropo
sal:
The
prop
osed
acti
vity
inte
nds
to c
apita
lize
on a
uni
que
and
urge
nt
oppo
rtun
ity d
eriv
ed fr
om tw
o em
ergi
ng fa
ctor
s: th
e ac
cept
ance
of t
he C
olom
bian
Insti
tute
fo
r Rur
al D
evel
opm
ent (
INCO
DER
) to
final
ly re
view
the
requ
est f
or te
rrito
rial e
xpan
sion
of
the
Arhu
aco
and
Kogi
rese
rves
(pen
ding
sin
ce 1
994)
; and
the
appr
oach
ing
impl
emen
ta-
tion
of th
e N
DP
in th
e se
cond
hal
f of 2
015.
The
NPD
has
a s
tron
g fo
cus
on e
xpan
ding
the
extr
activ
e in
dust
ry a
nd w
ill a
ppro
ve a
nd e
xped
ite p
endi
ng m
inin
g in
itiati
ves
thro
ugho
ut
the
coun
try,
whi
ch w
ill a
llow
for l
ands
cur
rent
ly d
efine
d as
“ba
ldio
s” (s
tate
pro
pert
y la
nds)
to
be
allo
cate
d fo
r dev
elop
men
t. I
mm
inen
t thr
eats
aris
e fr
om th
is a
lloca
tion
proc
ess
as
man
y of
the
land
s cu
rren
tly d
efine
d as
“ba
ldio
s” a
re in
fact
anc
estr
al la
nds
occu
pied
by
indi
geno
us c
omm
uniti
es. I
n ad
ditio
n to
fina
lizin
g th
e re
ques
t with
INCO
DER
, the
indi
g-en
ous
Ahru
aco
and
Kogu
i will
take
adm
inis
trati
ve a
nd le
gal m
easu
res
to s
afeg
uard
the
land
s re
ques
ted
until
the
area
for e
xten
sion
is re
solv
ed a
nd o
ffici
ally
reco
gniz
ed. T
hese
sa
fegu
ardi
ng m
easu
res
will
pre
vent
the
Gov
ernm
ent f
rom
gra
nting
of c
once
ssio
ns in
the
area
requ
este
d by
indi
geno
us p
eopl
es in
the
com
ing
mon
ths;
and
pro
tect
the
area
unti
l the
re
cogn
ition
pro
cess
is c
ompl
eted
Proj
ect r
esul
ts: A
n un
antic
ipat
ed le
gal v
icto
ry to
ok p
lace
at t
he C
onsti
tutio
nal C
ourt
as
it re
late
d to
a p
revi
ous
case
on
the
viol
ation
of p
rior c
onsu
ltatio
n rig
hts
of IP
in th
e SN
SM.
This
vic
tory
exp
ande
d th
e pr
otec
tion
of te
rrito
ries
from
100
,000
to 3
80,0
00 h
ecta
res
that
w
ill b
enefi
t the
Arh
uaco
, Kog
ui, a
nd th
e fo
ur IP
gro
ups
inha
bitin
g th
e re
gion
. Add
ition
ally
, th
e le
gal d
ecis
ion
is n
ow a
pplic
able
to m
ore
than
400
min
ing
proj
ects
taki
ng p
lace
in th
e ar
ea. I
n re
spon
se to
the
cour
t rul
ing,
the
Arhu
acos
are
dev
elop
ing
an in
tegr
al S
trat
egic
En
viro
nmen
tal A
sses
smen
t to
dete
rmin
e th
e cu
mul
ative
effe
cts
of a
ll pr
ojec
ts th
at h
ave
oper
ated
in th
e re
gion
sin
ce 1
991.
Thi
s as
sess
men
t will
pro
vide
the
com
mun
ities
with
the
scie
ntific
and
tech
nica
l too
ls n
eces
sary
to n
egoti
ate
with
the
gove
rnm
ent f
or c
ultu
ral a
nd
envi
ronm
enta
l man
agem
ent i
n th
e SN
SM.
Pend
ing
final
re
port
due
1/
30/1
6
$69,
930
![Page 80: Rights and Resources Initiative Governance Meeting · bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act](https://reader035.vdocuments.us/reader035/viewer/2022070718/5ede684aad6a402d6669bb19/html5/thumbnails/80.jpg)
80 RIGHTS + RESOURCES INITIATIVE
CACO
/CO
DELT
DRC
CACO
/CO
DELT
Adv
ocac
y Pr
ojec
t for
the
Revi
sion
of t
he D
ecre
e on
the
Envi
ronm
enta
l and
So
cial
Impa
ct S
tudi
es (E
SIS)
in D
RC (
2014
Ext
ende
d)
Proj
ect p
ropo
sal:
Und
er th
e le
ad o
f CO
DEL
T, C
ACO
, the
RRI
-sup
port
ed p
latf
orm
on
land
te
nure
in D
RC, d
eter
min
ed th
at w
eakn
esse
s in
Dec
ree
n˚14
/019
of A
ugus
t 2, 2
014,
on
proc
edur
es fo
r con
ducti
ng a
nd a
ppro
ving
Env
ironm
enta
l and
Soc
ial I
mpa
ct S
tudi
es (E
SIS)
je
opar
dize
d en
viro
nmen
tal s
usta
inab
ility
and
soc
ial p
rote
ction
s fo
r loc
al c
omm
uniti
es a
nd
requ
este
d su
ppor
t for
con
ducti
ng a
revi
ew o
f the
dec
ree.
Proj
ect r
esul
ts: C
ACO
util
ized
the
six-
mon
th a
ppea
l per
iod
to c
ondu
ct a
revi
ew o
f the
de
cree
and
pro
pose
gui
delin
es to
ens
ure
that
the
nece
ssar
y sa
fegu
ards
on
land
allo
catio
n pr
ojec
ts a
re p
rope
rly a
ddre
ssed
. CO
DEL
T su
cces
sful
ly s
ubm
itted
a c
onsti
tutio
nal a
ppea
l (R.
Co
nst.
341
/TSR
) by
the
auth
oriz
ed d
eadl
ine
of F
ebru
ary
13, 2
015,
effe
ctive
ly s
uspe
ndin
g th
e ap
plic
ation
of t
he c
onte
sted
dec
ree
pend
ing
furt
her r
evie
w. T
he P
rime
Min
iste
r who
is
sued
Dec
ree
n˚14
/019
ack
now
ledg
ed th
e ap
peal
, whi
ch is
now
with
the
Cons
tituti
onal
Co
urt p
endi
ng a
rulin
g.
Pend
ing
subm
issi
on
of re
port
12
/31/
15
$21,
090*
Sajo
gyo
Insti
tute
(S
AIN
S), i
n co
llabo
ra-
tion
with
Hum
a
Indo
nesi
aSu
ppor
t to
Indo
nesi
an G
over
nmen
t Con
flict
Res
oluti
on M
echa
nism
s thr
ough
Pro
visi
on
of Q
ualit
y In
form
ation
on
Sele
cted
Cas
es
Proj
ect p
ropo
sal:
This
pro
ject
will
take
adv
anta
ge o
f sev
eral
imm
edia
te, s
hort
-ter
m o
pen-
ings
to c
reat
e a
refe
renc
e po
int o
f sol
ution
s th
at w
ill g
uide
the
insti
tutio
naliz
ation
of f
utur
e co
nflic
t res
oluti
on p
roce
sses
and
cus
tom
ary
right
s re
cogn
ition
. In
orde
r to
set s
ucce
ssfu
l pr
eced
ents
prio
r to
elec
tions
in O
ctob
er 2
015,
CSO
s w
ill e
xplo
it co
oper
ation
with
the
curr
ent d
istr
ict a
nd p
rovi
ncia
l hea
ds th
at a
re s
ympa
theti
c to
tenu
re ri
ghts
reco
gniti
on a
nd
land
con
flict
reso
lutio
n.
At th
e na
tiona
l lev
el, t
his
activ
ity in
clud
es c
olla
bora
tion
with
the
Agra
rian
Min
istr
y an
d w
ith th
e M
inis
try
of E
nviro
nmen
t and
For
estr
y (K
LHK)
’s ne
w C
onfli
ct
Reso
lutio
n Ta
skfo
rce
on C
onfli
ct R
esol
ution
aut
horiz
ed fo
r a li
mite
d tim
e pe
riod.
Proj
ect r
esul
ts: T
o da
te, fi
eld
data
col
lecti
on is
ong
oing
. Rec
omm
enda
tions
from
the
data
co
llecti
on p
roce
ss o
n cu
stom
ary
tenu
re ri
ghts
and
con
flict
reso
lutio
n m
echa
nism
s ha
ve
been
ste
adily
dra
fted
as
an o
utpu
t fro
m th
is p
roce
ss. A
wor
ksho
p w
as h
eld
to re
view
the
elem
ents
of t
he re
cogn
ition
of i
ndig
enou
s fo
rest
in th
e in
dige
nous
fore
st re
sear
ch in
Griy
a Pa
tria
, on
April
1, 2
015
whi
ch re
sulte
d in
inpu
t for
the
draft
of a
sses
smen
t of 1
5 in
dige
nous
fo
rest
loca
tion
and
guid
elin
es fo
r up-
datin
g th
e da
ta fo
r the
impr
ovem
ent o
f the
ass
ess-
men
t rep
ort.
The
inpu
t for
the
asse
ssm
ent w
as re
late
d to
the
com
plet
enes
s an
d de
pth
of
data
abo
ut th
e el
emen
ts o
f the
reco
gniti
on o
f ind
igen
ous
peop
les,
whi
ch c
over
ed in
dige
-no
us te
rrito
ries,
trad
ition
al in
stitu
tions
, cus
tom
ary
law
s, a
nd c
usto
mar
y sy
stem
of g
over
-na
nce.
Pend
ing
subm
issi
on
of re
port
12
/31/
15
$60,
000
![Page 81: Rights and Resources Initiative Governance Meeting · bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act](https://reader035.vdocuments.us/reader035/viewer/2022070718/5ede684aad6a402d6669bb19/html5/thumbnails/81.jpg)
RIGHTSANDRESOURCES.ORG 81
CACO
/CO
DELT
DRC
CACO
/CO
DELT
Adv
ocac
y Pr
ojec
t for
the
Revi
sion
of t
he D
ecre
e on
the
Envi
ronm
enta
l and
So
cial
Impa
ct S
tudi
es (E
SIS)
in D
RC (
2014
Ext
ende
d)
Proj
ect p
ropo
sal:
Und
er th
e le
ad o
f CO
DEL
T, C
ACO
, the
RRI
-sup
port
ed p
latf
orm
on
land
te
nure
in D
RC, d
eter
min
ed th
at w
eakn
esse
s in
Dec
ree
n˚14
/019
of A
ugus
t 2, 2
014,
on
proc
edur
es fo
r con
ducti
ng a
nd a
ppro
ving
Env
ironm
enta
l and
Soc
ial I
mpa
ct S
tudi
es (E
SIS)
je
opar
dize
d en
viro
nmen
tal s
usta
inab
ility
and
soc
ial p
rote
ction
s fo
r loc
al c
omm
uniti
es a
nd
requ
este
d su
ppor
t for
con
ducti
ng a
revi
ew o
f the
dec
ree.
Proj
ect r
esul
ts: C
ACO
util
ized
the
six-
mon
th a
ppea
l per
iod
to c
ondu
ct a
revi
ew o
f the
de
cree
and
pro
pose
gui
delin
es to
ens
ure
that
the
nece
ssar
y sa
fegu
ards
on
land
allo
catio
n pr
ojec
ts a
re p
rope
rly a
ddre
ssed
. CO
DEL
T su
cces
sful
ly s
ubm
itted
a c
onsti
tutio
nal a
ppea
l (R.
Co
nst.
341
/TSR
) by
the
auth
oriz
ed d
eadl
ine
of F
ebru
ary
13, 2
015,
effe
ctive
ly s
uspe
ndin
g th
e ap
plic
ation
of t
he c
onte
sted
dec
ree
pend
ing
furt
her r
evie
w. T
he P
rime
Min
iste
r who
is
sued
Dec
ree
n˚14
/019
ack
now
ledg
ed th
e ap
peal
, whi
ch is
now
with
the
Cons
tituti
onal
Co
urt p
endi
ng a
rulin
g.
Pend
ing
subm
issi
on
of re
port
12
/31/
15
$21,
090*
Sajo
gyo
Insti
tute
(S
AIN
S), i
n co
llabo
ra-
tion
with
Hum
a
Indo
nesi
aSu
ppor
t to
Indo
nesi
an G
over
nmen
t Con
flict
Res
oluti
on M
echa
nism
s thr
ough
Pro
visi
on
of Q
ualit
y In
form
ation
on
Sele
cted
Cas
es
Proj
ect p
ropo
sal:
This
pro
ject
will
take
adv
anta
ge o
f sev
eral
imm
edia
te, s
hort
-ter
m o
pen-
ings
to c
reat
e a
refe
renc
e po
int o
f sol
ution
s th
at w
ill g
uide
the
insti
tutio
naliz
ation
of f
utur
e co
nflic
t res
oluti
on p
roce
sses
and
cus
tom
ary
right
s re
cogn
ition
. In
orde
r to
set s
ucce
ssfu
l pr
eced
ents
prio
r to
elec
tions
in O
ctob
er 2
015,
CSO
s w
ill e
xplo
it co
oper
ation
with
the
curr
ent d
istr
ict a
nd p
rovi
ncia
l hea
ds th
at a
re s
ympa
theti
c to
tenu
re ri
ghts
reco
gniti
on a
nd
land
con
flict
reso
lutio
n.
At th
e na
tiona
l lev
el, t
his
activ
ity in
clud
es c
olla
bora
tion
with
the
Agra
rian
Min
istr
y an
d w
ith th
e M
inis
try
of E
nviro
nmen
t and
For
estr
y (K
LHK)
’s ne
w C
onfli
ct
Reso
lutio
n Ta
skfo
rce
on C
onfli
ct R
esol
ution
aut
horiz
ed fo
r a li
mite
d tim
e pe
riod.
Proj
ect r
esul
ts: T
o da
te, fi
eld
data
col
lecti
on is
ong
oing
. Rec
omm
enda
tions
from
the
data
co
llecti
on p
roce
ss o
n cu
stom
ary
tenu
re ri
ghts
and
con
flict
reso
lutio
n m
echa
nism
s ha
ve
been
ste
adily
dra
fted
as
an o
utpu
t fro
m th
is p
roce
ss. A
wor
ksho
p w
as h
eld
to re
view
the
elem
ents
of t
he re
cogn
ition
of i
ndig
enou
s fo
rest
in th
e in
dige
nous
fore
st re
sear
ch in
Griy
a Pa
tria
, on
April
1, 2
015
whi
ch re
sulte
d in
inpu
t for
the
draft
of a
sses
smen
t of 1
5 in
dige
nous
fo
rest
loca
tion
and
guid
elin
es fo
r up-
datin
g th
e da
ta fo
r the
impr
ovem
ent o
f the
ass
ess-
men
t rep
ort.
The
inpu
t for
the
asse
ssm
ent w
as re
late
d to
the
com
plet
enes
s an
d de
pth
of
data
abo
ut th
e el
emen
ts o
f the
reco
gniti
on o
f ind
igen
ous
peop
les,
whi
ch c
over
ed in
dige
-no
us te
rrito
ries,
trad
ition
al in
stitu
tions
, cus
tom
ary
law
s, a
nd c
usto
mar
y sy
stem
of g
over
-na
nce.
Pend
ing
subm
issi
on
of re
port
12
/31/
15
$60,
000
Epis
tem
a In
stitu
teIn
done
sia
Adva
ncin
g La
nd T
enur
e Re
form
in In
done
sian
Lan
d Bi
ll
Proj
ect p
ropo
sal:
This
pro
ject
will
pro
vide
pol
icy
inpu
ts th
roug
h te
chni
cal b
riefs
and
m
eetin
gs w
ith In
done
sian
Par
liam
ent M
embe
rs a
nd C
omm
issi
ons
to e
nsur
e th
at th
e ne
w
land
bill
incl
udes
civ
il so
ciet
y re
com
men
datio
ns o
n m
ajor
lega
l are
as, i
nclu
ding
Indi
geno
us
Peop
les’
land
righ
ts, t
radi
tiona
l lan
d cl
aim
s, s
tatu
s of
fore
st la
nd, a
grar
ian
refo
rm, a
nd
land
con
flict
reso
lutio
n m
echa
nism
s. T
his
initi
ative
will
pre
pare
and
pro
vide
six
lega
l brie
fs
(thr
ee s
uppo
rted
by
this
SRM
) to
the
parli
amen
tary
dra
ftin
g co
mm
ittee
and
mem
bers
of
Parli
amen
t on
six
criti
cal i
ssue
s: re
cogn
ition
and
lega
l reg
istr
ation
of c
omm
on la
nds
of
cust
omar
y co
mm
uniti
es; l
egal
regi
stra
tion
of a
ll st
ate
land
incl
udin
g st
ate
fore
sts;
sin
gle
land
adm
inis
trati
on in
fore
st a
nd n
on-fo
rest
are
as w
ith s
tatu
tory
sup
port
for l
and
title
s an
d co
mm
unity
land
righ
ts; a
grar
ian
refo
rm; l
and
confl
ict r
esol
ution
mec
hani
sms;
and
land
rig
hts
for l
andl
ess
farm
ers
and
com
mon
land
righ
ts fo
r vill
ages
. The
acti
vity
will
als
o fa
cili-
tate
a s
erie
s of
thirt
een
mee
tings
and
wor
ksho
ps (e
ight
sup
port
ed b
y th
is S
RM) t
o be
hel
d w
ith le
gal d
raft
ers,
mem
bers
of P
arlia
men
t, a
nd P
arlia
men
t Com
mis
sion
s to
pro
vide
lega
l in
puts
for i
nclu
sion
of t
he a
fore
men
tione
d cr
itica
l iss
ues
in th
e dr
aft b
ill.
Proj
ect r
esul
ts: A
ctivi
ties
still
ongo
ing.
Pend
ing
subm
issi
on
of re
port
12
/31
$23,
000
FPP
in c
olla
bora
tion
with
the
Fore
st In
dige
-no
us P
eopl
es N
etw
ork
(FIP
N) a
nd th
e Ka
tiba
Insti
tute
,
Keny
a En
ablin
g Fo
rest
‐Dep
ende
nt C
omm
uniti
es to
Util
ize
Lega
l and
Pol
icy
Opp
ortu
nitie
s at a
Pi
vota
l Mom
ent i
n Ke
nya
Proj
ect p
ropo
sal:
This
SRM
see
ks to
ens
ure
that
3 k
ey b
ills
(the
His
toric
al L
and
Inju
stice
s Bi
ll, th
e Co
mm
unity
Lan
d Bi
ll, a
nd th
e Fo
rest
Con
serv
ation
and
Man
agem
ent B
ill) r
ecog
nize
th
e rig
hts o
f for
est-
depe
nden
t com
mun
ities
as
thes
e bi
lls p
ass
thro
ugh
Parli
amen
t and
m
ove
tow
ard
thei
r req
uire
d da
te o
f ena
ctm
ent,
Aug
ust 2
7, 2
015.
Lin
ked
to th
is le
gisl
ative
fr
amew
ork
is th
e N
ation
al F
ores
t Pol
icy
bein
g de
velo
ped
this
yea
r by
the
Min
istr
y of
Env
i-ro
nmen
t, w
hich
will
gui
de K
enya
’s fo
rest
sec
tor f
or th
e ne
xt 3
0 ye
ars.
A s
econ
d ob
jecti
ve o
f th
e SR
M is
the
effec
tive
enga
gem
ent o
f for
est-
depe
nden
t com
mun
ities
as
activ
e pa
rtici
-pa
nts
in th
e de
velo
pmen
t of t
his
polic
y an
d to
ens
ure
the
clea
r del
iver
y of
thei
r pos
ition
in
thes
e in
fluen
tial p
olic
ymak
ing
mom
ents
.
Proj
ect r
esul
ts: T
he d
eadl
ine
for t
he 2
010
Keny
a Co
nstit
ution
requ
ired
pass
age
of th
ree
key
bills
– th
e H
isto
rical
Lan
d In
justi
ces
Bill
(HLB
), th
e Co
mm
unity
Lan
d Bi
ll (C
LB),
and
the
Fore
st C
onse
rvati
on a
nd M
anag
emen
t Bill
(FCM
B) –
was
ext
ende
d to
Aug
ust 2
016.
FPP
an
d co
llabo
rato
rs e
xper
ienc
ed u
neve
n su
cces
s in
hal
ting
evic
tions
of t
he S
engw
er. T
he
Actio
n Pl
an d
raft
ed a
t the
Wor
ld B
ank
Collo
quiu
m in
Eld
oret
was
fina
lized
with
the
inpu
t of
fore
st-d
epen
dent
com
mun
ities
. Com
preh
ensi
ve g
uide
lines
on
the
fort
hcom
ing
CLB
wer
e de
velo
ped
for c
omm
uniti
es to
use
as
a fr
amew
ork
for o
rder
ing
and
secu
ring
fore
st la
nds
as
regi
ster
able
com
mun
ity la
nds.
Com
plet
ed$7
7,65
0
![Page 82: Rights and Resources Initiative Governance Meeting · bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act](https://reader035.vdocuments.us/reader035/viewer/2022070718/5ede684aad6a402d6669bb19/html5/thumbnails/82.jpg)
82 RIGHTS + RESOURCES INITIATIVE
SDI i
n co
llabo
ratio
n w
ith th
e Fo
rest
ry
Deve
lopm
ent A
utho
rity
(FDA
); G
loba
l Witn
ess
and
Libe
ria’s
NG
O
Coal
ition
Libe
riaRe
thin
king
Lib
eria
’s Fo
rest
s: In
tern
ation
al C
onfe
renc
e in
Mon
rovi
a, L
iber
ia, O
ctob
er 6
‐7
2015
Proj
ect p
ropo
sal:
Hav
ing
been
dec
lare
d Eb
ola-
free
by
the
WH
O o
n 23
May
, 201
5, p
oliti
cal
proc
esse
s ar
e ex
pect
ed to
resu
me
rapi
dly,
incl
udin
g th
e an
ticip
ated
pas
sage
of t
he L
and
Righ
ts A
ct, w
hich
will
tran
slat
e th
e pr
ogre
ssiv
e La
nd R
ight
s Po
licy
into
law
. In
the
post
-Eb-
ola
cont
ext,
it is
cru
cial
to m
aint
ain
mom
entu
m in
the
reco
gniti
on o
f cus
tom
ary
land
and
fo
rest
righ
ts a
nd to
avo
id a
ny ro
llbac
k, a
s pr
ioriti
es o
f the
Lib
eria
n go
vern
men
t may
hav
e sh
ifted
tow
ards
eco
nom
ic re
cove
ry.
In p
aral
lel,
the
sign
atur
e of
the
Lett
er o
f Int
ent (
LoI)
agre
emen
t bet
wee
n Li
beria
and
Nor
way
dur
ing
the
UN
Clim
ate
Sum
mit
in S
epte
mbe
r 201
4 is
an
impo
rtan
t mile
ston
e in
sto
ppin
g de
fore
stati
on a
nd fo
r the
impl
emen
tatio
n of
RED
D+
in L
iber
ia. F
urth
erm
ore,
Lib
eria
is n
ow re
-eng
agin
g in
the
FLEG
T an
d VP
A pr
oces
ses
– an
d up
datin
g th
eir p
lans
and
str
ateg
ies
rega
rdin
g th
e pr
oduc
tion
and
expo
rt o
f leg
al ti
mbe
r.
For t
hese
reas
ons
the
FDA’
S sh
ift in
dis
cour
se, t
owar
ds a
zer
o de
fore
stati
on p
olic
y an
d in
fa
vor o
f com
mun
ity fo
rest
ent
erpr
ises
as
an a
ltern
ative
to la
rge-
scal
e in
dust
rial l
oggi
ng
conc
essi
ons,
set
s th
e st
age
for a
par
adig
m s
hift
in L
iber
ia’s
fore
st s
ecto
r. T
his
conf
eren
ce
is th
eref
ore
an id
eal o
ppor
tuni
ty to
get
inte
rnati
onal
exp
erts
and
Lib
eria
sta
keho
lder
s to
geth
er to
thin
k ab
out w
hat a
com
mun
ity-c
ente
red
fore
stry
mod
el in
Lib
eria
mig
ht lo
ok
like,
to d
evel
op in
tern
ation
al c
onta
cts,
and
to g
ener
ate
an e
ager
ness
to le
arn
and
to b
reak
fr
om th
e pa
st.
Proj
ect r
esul
ts: T
he c
onfe
renc
e co
nven
ed o
ver 2
00 p
artic
ipan
ts, i
nclu
ding
div
erse
sta
ke-
hold
ers
(loca
l com
mun
ity m
embe
rs, p
olic
ymak
ers,
rese
arch
ers,
and
civ
il so
ciet
y) fr
om th
e lo
cal,
natio
nal,
and
inte
rnati
onal
leve
ls.
Ove
r tw
enty
spe
aker
s, fr
om m
ore
than
ten
coun
-tr
ies,
sha
red
valu
able
less
ons
in th
e su
stai
nabl
e us
e an
d m
anag
emen
t of f
ores
t res
ourc
es
and
garn
ered
pol
itica
l buy
-in fo
r a s
hare
d vi
sion
for L
iber
ia’s
fore
sts.
Dr.
Edw
ard
McC
lain
, th
e M
inis
ter o
f Sta
te fo
r Pre
side
ntial
Affa
irs, r
epre
sent
ed th
e Pr
esid
ent o
f the
Rep
ublic
of
Libe
ria, H
er E
xcel
lenc
y Pr
esid
ent E
llen
John
son
Sirle
af, a
nd d
eliv
ered
clo
sing
rem
arks
at t
he
conf
eren
ce o
n he
r beh
alf.
The
Pres
iden
t’s s
peec
h hi
ghlig
hted
the
gove
rnm
ent’s
com
mit-
men
t to
right
s-ba
sed
fore
st re
sour
ce m
anag
emen
t, w
ith a
par
ticul
ar e
mph
asis
on
the
gove
rnm
ent’s
am
bitio
us la
nd re
form
, in
whi
ch th
e dr
aft L
and
Righ
ts A
ct is
a k
ey in
stru
men
t.
Com
plet
ed$7
1,21
4
![Page 83: Rights and Resources Initiative Governance Meeting · bian government for new guidelines for respecting women’s land rights; and the expanding support for the Forest Rights Act](https://reader035.vdocuments.us/reader035/viewer/2022070718/5ede684aad6a402d6669bb19/html5/thumbnails/83.jpg)
RIGHTSANDRESOURCES.ORG 83
SDI i
n co
llabo
ratio
n w
ith th
e Fo
rest
ry
Deve
lopm
ent A
utho
rity
(FDA
); G
loba
l Witn
ess
and
Libe
ria’s
NG
O
Coal
ition
Libe
riaRe
thin
king
Lib
eria
’s Fo
rest
s: In
tern
ation
al C
onfe
renc
e in
Mon
rovi
a, L
iber
ia, O
ctob
er 6
‐7
2015
Proj
ect p
ropo
sal:
Hav
ing
been
dec
lare
d Eb
ola-
free
by
the
WH
O o
n 23
May
, 201
5, p
oliti
cal
proc
esse
s ar
e ex
pect
ed to
resu
me
rapi
dly,
incl
udin
g th
e an
ticip
ated
pas
sage
of t
he L
and
Righ
ts A
ct, w
hich
will
tran
slat
e th
e pr
ogre
ssiv
e La
nd R
ight
s Po
licy
into
law
. In
the
post
-Eb-
ola
cont
ext,
it is
cru
cial
to m
aint
ain
mom
entu
m in
the
reco
gniti
on o
f cus
tom
ary
land
and
fo
rest
righ
ts a
nd to
avo
id a
ny ro
llbac
k, a
s pr
ioriti
es o
f the
Lib
eria
n go
vern
men
t may
hav
e sh
ifted
tow
ards
eco
nom
ic re
cove
ry.
In p
aral
lel,
the
sign
atur
e of
the
Lett
er o
f Int
ent (
LoI)
agre
emen
t bet
wee
n Li
beria
and
Nor
way
dur
ing
the
UN
Clim
ate
Sum
mit
in S
epte
mbe
r 201
4 is
an
impo
rtan
t mile
ston
e in
sto
ppin
g de
fore
stati
on a
nd fo
r the
impl
emen
tatio
n of
RED
D+
in L
iber
ia. F
urth
erm
ore,
Lib
eria
is n
ow re
-eng
agin
g in
the
FLEG
T an
d VP
A pr
oces
ses
– an
d up
datin
g th
eir p
lans
and
str
ateg
ies
rega
rdin
g th
e pr
oduc
tion
and
expo
rt o
f leg
al ti
mbe
r.
For t
hese
reas
ons
the
FDA’
S sh
ift in
dis
cour
se, t
owar
ds a
zer
o de
fore
stati
on p
olic
y an
d in
fa
vor o
f com
mun
ity fo
rest
ent
erpr
ises
as
an a
ltern
ative
to la
rge-
scal
e in
dust
rial l
oggi
ng
conc
essi
ons,
set
s th
e st
age
for a
par
adig
m s
hift
in L
iber
ia’s
fore
st s
ecto
r. T
his
conf
eren
ce
is th
eref
ore
an id
eal o
ppor
tuni
ty to
get
inte
rnati
onal
exp
erts
and
Lib
eria
sta
keho
lder
s to
geth
er to
thin
k ab
out w
hat a
com
mun
ity-c
ente
red
fore
stry
mod
el in
Lib
eria
mig
ht lo
ok
like,
to d
evel
op in
tern
ation
al c
onta
cts,
and
to g
ener
ate
an e
ager
ness
to le
arn
and
to b
reak
fr
om th
e pa
st.
Proj
ect r
esul
ts: T
he c
onfe
renc
e co
nven
ed o
ver 2
00 p
artic
ipan
ts, i
nclu
ding
div
erse
sta
ke-
hold
ers
(loca
l com
mun
ity m
embe
rs, p
olic
ymak
ers,
rese
arch
ers,
and
civ
il so
ciet
y) fr
om th
e lo
cal,
natio
nal,
and
inte
rnati
onal
leve
ls.
Ove
r tw
enty
spe
aker
s, fr
om m
ore
than
ten
coun
-tr
ies,
sha
red
valu
able
less
ons
in th
e su
stai
nabl
e us
e an
d m
anag
emen
t of f
ores
t res
ourc
es
and
garn
ered
pol
itica
l buy
-in fo
r a s
hare
d vi
sion
for L
iber
ia’s
fore
sts.
Dr.
Edw
ard
McC
lain
, th
e M
inis
ter o
f Sta
te fo
r Pre
side
ntial
Affa
irs, r
epre
sent
ed th
e Pr
esid
ent o
f the
Rep
ublic
of
Libe
ria, H
er E
xcel
lenc
y Pr
esid
ent E
llen
John
son
Sirle
af, a
nd d
eliv
ered
clo
sing
rem
arks
at t
he
conf
eren
ce o
n he
r beh
alf.
The
Pres
iden
t’s s
peec
h hi
ghlig
hted
the
gove
rnm
ent’s
com
mit-
men
t to
right
s-ba
sed
fore
st re
sour
ce m
anag
emen
t, w
ith a
par
ticul
ar e
mph
asis
on
the
gove
rnm
ent’s
am
bitio
us la
nd re
form
, in
whi
ch th
e dr
aft L
and
Righ
ts A
ct is
a k
ey in
stru
men
t.
Com
plet
ed$7
1,21
4
FPP
(in c
olla
bora
tion
with
the
Sust
aina
ble
Deve
lopm
ent I
nstit
ute
(SDI
) and
Soc
ial E
ntre
-pr
eneu
rs fo
r Sus
tain
-ab
le D
evel
opm
ent
(SES
dev)
)
Libe
riaTe
chni
cal a
nd L
egal
Sup
port
for C
omm
uniti
es to
Neg
otiat
e Fa
ir, L
egal
ly b
indi
ng a
nd
Robu
st A
gree
men
ts fo
r Pla
ntati
on D
evel
opm
ents
in S
outh
Eas
tern
Lib
eria
Proj
ect p
ropo
sal:
In 2
010
the
Gov
ernm
ent o
f Lib
eria
(GoL
) sig
ned
an e
xten
dabl
e 65
yea
r co
nces
sion
agr
eem
ent w
ith G
olde
n Ve
role
um L
iber
ia (G
VL),
allo
catin
g 22
0,00
0 he
ctar
es o
f la
nd fo
r pal
m o
il de
velo
pmen
t, d
espi
te th
e co
nces
sion
’s ov
erla
p w
ith la
nds
alre
ady
used
, ow
ned
and
occu
pied
by
com
mun
ities
. In
light
of L
iber
ia’s
unpr
eced
ente
d Eb
ola
outb
reak
du
ring
2014
, whi
ch re
sulte
d in
am
ong
man
y ot
her c
alam
ities
, sta
lling
pro
gres
s w
ith th
e fin
aliz
ation
of t
he L
and
Law
and
in th
e ce
ssati
on o
f man
y N
GO
acti
vitie
s pr
ovid
ing
supp
ort
to c
omm
uniti
es to
def
end
thei
r cus
tom
ary
land
righ
ts a
nd e
nsur
e fa
ir ne
gotia
tions
; GVL
is
at t
he th
resh
old
of ra
pidl
y ac
quiri
ng la
rge
area
s of
land
in p
oorly
str
uctu
red
land
dea
ls
parti
cula
rly in
Sin
oe a
nd G
rand
Kru
cou
nties
. The
dan
ger i
n no
t ful
ly e
xplo
iting
this
win
dow
of
opp
ortu
nity
for f
ast m
obili
zatio
n is
that
larg
e ar
eas
of c
omm
unity
land
s m
ay b
e al
iena
ted
befo
re th
e N
ew L
and
Law
has
bee
n en
acte
d, u
nder
min
ing
the
posi
tive
bene
fits
that
this
po
tenti
ally
gro
und-
brea
king
lega
l dev
elop
men
t cou
ld h
ave.
Proj
ect r
esul
ts: O
ver 1
400
peop
le re
ceiv
ed in
form
ation
abo
ut th
e im
pact
s of
oil
palm
de
velo
pmen
t and
str
ateg
ies
to p
rote
ct th
eir c
usto
mar
y la
nd ri
ghts
. FPP
and
SES
Dev
re
view
ed 1
0 M
emor
andu
ms
of U
nder
stan
ding
(MO
Us)
bet
wee
n G
VL a
nd lo
cal c
omm
uni-
ties
in S
inoe
and
Gra
nd K
ru c
ounti
es a
nd d
evel
oped
an
anno
tate
d te
mpl
ate
that
com
mu-
nitie
s ca
n re
fere
nce
whe
n ne
gotia
ting
MO
Us
in th
e fu
ture
. Six
(6) w
orks
hops
(att
ende
d by
ov
er 1
90 lo
cal c
omm
unity
mem
bers
) pro
vide
d in
form
ation
on
the
impo
rtan
ce o
f see
king
le
gal a
dvic
e w
hile
neg
otiati
ng fo
r MO
Us.
SES
Dev
sup
port
ed c
omm
uniti
es in
est
ablis
hing
lia
ison
com
mitt
ees
to e
ngag
e w
ith G
VL a
nd b
uilt
the
capa
city
of t
hese
com
mun
ity s
truc
-tu
res
to e
nabl
e st
rong
er c
omm
unity
repr
esen
tatio
n in
inte
racti
ons
with
cor
pora
tions
.
Com
plet
ed$4
0,00
0
Tebt
ebba
Phili
ppin
esSe
curin
g th
e Ri
ghts
to L
ands
and
Res
ourc
es a
nd to
Sel
f‐Det
erm
inati
on o
f the
Lum
ad
(Non
‐Mor
o In
dige
nous
Peo
ples
) in
the
Bang
sam
oro
Auto
nom
ous R
egio
n
Proj
ect p
ropo
sal:
This
pro
posa
l cov
ers
urge
nt a
ctivi
ties
as th
e dr
aft B
angs
amor
o Ba
sic
Law
is
now
bei
ng d
elib
erat
ed in
the
Phili
ppin
e Co
ngre
ss. A
s th
e dr
aft la
w d
iscr
imin
ates
aga
inst
th
e rig
hts
of n
on-M
oro
indi
geno
us p
eopl
es (c
olle
ctive
ly k
now
n as
the
Lum
ad),
it w
as
deem
ed im
port
ant t
o co
ntrib
ute
to th
e eff
orts
to in
tegr
ate
thei
r rig
hts
into
the
law
. The
SR
M w
ill a
lso
supp
ort t
heir
effor
ts to
map
and
del
inea
te th
eir a
nces
tral
dom
ain,
bec
ause
if
this
is n
ot d
one,
the
risk
that
they
will
lose
thes
e la
nds
is v
ery
high
.
Proj
ect r
esul
ts: A
ctivi
ties
still
ongo
ing
Pend
ing
subm
issi
on
of re
port
12
/31
$94,
700
TOTA
L$5
65,4
41*
* Th
is is
a 2
014
SRM
that
was
ext
ende
d in
to 2
015.
The
bud
get f
or th
is S
RM ($
21,0
90) i
s no
t inc
lude
d in
the
tota
l bud
get o
f thi
s re
port
.
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84 RIGHTS + RESOURCES INITIATIVE
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RIGHTSANDRESOURCES.ORG 85
ANNEX 2: BUDGET
2016 BUDGETS
Table 1: Revenue Sheet for 2015
Table 2: Projected Revenue for 2016
Table 3: 2016 Budget by Components
Growth of RRI Charts
Table 4: 2016 Budget by Activity – Summary
Table 5: 2016 Budget by Activity – Detail
Table 6: Framework 2 Funding 2013 – 2017
86
87
88
89
92
94
107
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86 RIGHTS + RESOURCES INITIATIVE
Tabl
e 1
Proj
ecte
d R
even
ue fo
r 201
5 A
ctiv
ities
Bas
ed o
n ac
tual
rece
ipts
and
term
s of
agr
eem
ents
for r
emai
ning
pay
men
ts
2015
(USD
)
hedg
e:5%
10%
Not
es
Cur
rent
Allo
catio
ns2
Effe
ctiv
e 20
15
Allo
catio
n3A
ctua
lre
ceip
tsC
urre
nt V
alue
fu
ture
pay
men
tsFu
ture
Pay
men
ts
Hed
ged
4
Fram
ewor
k G
rant
s
DFI
D F
GM
C1 (2
014
- 201
5 al
loca
tion)
UK
£ 2,
000,
000
UK
£ 66
5,33
81,
014,
640
-
-
-
1,
014,
640
actua
ls
DFI
D F
GM
C1 (A
pr -
Sep
t 201
5 al
loca
tion)
UK
£ 1,
065,
174
UK
£ 1,
065,
174
1,23
5,25
2
-
-
-
1,23
5,25
2
ac
tuals
DFI
D F
GM
C-2
1 (201
5 - 2
016
allo
catio
n)U
K£
1,17
9,55
3U
K£
393,
184
585,
845
55
6,55
3
-
55
6,55
3
pror
ated r
emain
ing al
locati
on (t
hru M
ar 20
16)
SID
A FP
21
SE
K 1
0 00
0 00
0S
EK
10
000
000
1,15
9,84
0
-
-
-
1,15
9,84
0
(a
lloca
tion p
eriod
Jan -
Dec
)N
OR
AD
ING
O F
P2
1N
OK
3 0
00 0
00N
OK
3 0
00 0
0035
5,41
2
-
-
-
35
5,41
2
(allo
catio
n per
iod Ja
n - D
ec)
Ford
(201
4 - 2
015
gran
t)U
S$
1,00
0,00
0U
S$
166,
667
166,
667
--
-
16
6,66
7pr
o-ra
ted 2
of 12
mon
ths (a
lloca
tion p
eriod
Mar
- Fe
b)Fo
rd(2
015
- 201
6 gr
ant)
US
$ 1,
000,
000
US
$ 83
3,33
383
3,33
3-
-
-
833,
333
pro-
rated
10 of
12 m
onths
(allo
catio
n per
iod M
ar -
Feb)
SD
C F
P2
1C
HF
1,15
0,00
0C
HF
316,
666
265,
293
50
,613
48,0
82
-
313,
375
(a
lloca
tion p
eriod
Dec
- No
v), ex
tende
d to J
an 20
16O
mid
yar
US
$ 1,
125,
000
US
$ 12
5,00
012
5,00
0-
-
-
125,
000
actua
ls
Subt
otal
5,15
5,43
763
6,45
760
4,63
4
-
5,
760,
072
Oth
er G
rant
s &
Con
trib
utio
ns
Nor
ad N
ICFI
FP
21
NO
K 7
,600
,000
NO
K 7
,600
,000
873,
528
-
-
-
873,
528
(a
lloca
tion p
eriod
Jan -
Dec
), ex
tende
d to J
une 2
016
Finl
and
MFA
1 FP
2E
U€
1,00
0,00
0E
U€
1,00
0,00
01,
101,
800
-
-
1,10
1,80
0
(a
lloca
tion p
eriod
Jan -
Dec
) D
FID
LEG
EN
D1
(201
4 - 2
015)
UK£
541,
441
UK£
324,
865
487,
458
-
-
-
487,
458
(a
lloca
tion p
eriod
Nov
- Ma
r), R
estric
ted, m
ostly
paid
in ar
rear
sD
FID
LEG
EN
D1
(201
5 - 2
016)
UK£
987,
219
UK£
740,
414
374,
051
71
5,01
9
679,
268
-
1,05
3,31
9
(a
lloca
tion p
eriod
Apr
- Ma
r), R
estric
ted, p
aid in
arre
ars
Ano
nym
ous
- Gen
der J
ustic
eU
S$
200,
000
US
$ 20
0,00
020
0,00
0-
-
-
200,
000
(allo
catio
n per
iod Ja
n - D
ec),
Restr
icted
IFC
- V
olun
tary
Gui
delin
esU
S $
20,0
00U
S$
20,0
0020
,000
--
-
20
,000
contr
ibutio
n, re
strict
edA
caci
a C
onse
rvat
ion
Fund
est.
US
$ 50
0,00
0es
t. U
S$
500,
000
500,
000
--
-
50
0,00
0*
Optio
n to a
lloca
te a p
ortio
n to I
LFTF
A
lexa
nder
Fou
ndat
ion
est.
US
$ 10
0,00
0es
t. U
S$
100,
000
100,
000
-
100,
000
* Op
tion t
o allo
cate
a por
tion t
o ILF
TF
Subt
otal
3,55
6,83
771
5,01
967
9,26
8
-
4,
336,
105
Con
trac
ts &
Oth
er In
com
eA
dmin
istra
tion
US
DU
SD
--
-
-
-
Subt
otal
--
-
-
-
Tota
l Sec
ure
& P
rosp
ectiv
e R
even
ue8,
712,
274
1,35
1,47
61,
283,
902
-
10
,096
,176
curr
ent v
alue
, hed
ge67
,574
-
Add
ition
s to
Res
erve
s(2
00,0
00)
2014
Car
ry O
ver
2,13
0,07
5
Proj
ecte
d R
even
ue 2
015
12,0
26,2
51
Not
es
Cur
rent
Allo
catio
ns2
Effe
ctiv
e 20
15
Allo
catio
n3A
ctua
lre
ceip
tsC
urre
nt V
alue
fu
ture
pay
men
tsFu
ture
Pay
men
ts
Hed
ged
4* O
ption
to al
locate
a po
rtion o
f Aca
cia C
onse
rvatio
n Fun
d and
/or A
lexan
der
Foun
datio
n to I
LFTF
Sid
aIL
FTF
1S
EK
25,
000,
000
SE
K 2
5,00
0,00
02,
912,
710
-
-
-
2,
912,
710
(allo
catio
n Jan
- De
c)
Tota
l Sec
ure
& P
rosp
ectiv
e IL
FTF
Rev
enue
2,91
2,71
0
-
-
-
2,91
2,71
0
curr
ent v
alue
, hed
ge-
-
20
14 C
arry
Ove
r68
8,52
4
Proj
ecte
d R
even
ue 2
015
3,60
1,23
4
Tota
l Pro
ject
ed
Rev
enue
201
5
1 Rev
enue
for t
hese
gran
ts is
contr
actua
lly in
a cu
rrenc
y othe
r tha
n US
Dolla
rs. A
moun
t indic
ated h
ere i
n US
Dolla
rs is
estim
ated b
ased
on re
cent
exch
ange
rates
for a
nticip
ated p
ayme
nts,
and
for a
ctual
exch
ange
rates
used
for p
ayme
nts al
read
y rec
eived
. Sho
uld ex
chan
ge ra
tes flu
ctuate
, the a
moun
t ava
ilable
in U
S Do
llars
may d
iffer f
rom
that in
dicate
d her
e.2
Curre
nt Al
locati
on m
ay be
for a
perio
d diffe
rent
than t
he ca
lenda
r yea
r. 3
"Effe
ctive
2015
Allo
catio
n" is
amou
nt of
alloc
ation
avail
able
for 20
15 bu
dget
after
pro-
ratin
g and
prior
-year
spen
ding.
4Fu
ture n
on-U
SD pa
ymen
ts he
dged
at 5%
ILFT
F - F
acili
tySe
cure
Rev
enue
201
5Pr
ospe
ctiv
e R
even
ue 2
015
(hed
ged
4 )
Mon
day,
Jan
uary
04,
201
6
RR
ISe
cure
Rev
enue
201
5Pr
ospe
ctiv
e R
even
ue 2
015
(hed
ged
4)
Tota
l Pro
ject
ed
Rev
enue
201
5
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RIGHTSANDRESOURCES.ORG 87
Tabl
e 2
Proj
ecte
d R
even
ue fo
r 201
6 A
ctiv
ities
Bas
ed o
n ac
tual
rece
ipts
, ter
ms
of a
gree
men
ts, a
nd p
rosp
ectiv
e ne
w fu
ndin
g
2016
(USD
)
hedg
e:10
%10
%
Not
es
Cur
rent
Allo
catio
ns2
Effe
ctiv
e 20
16
Allo
catio
n3A
ctua
lre
ceip
tsC
urre
nt V
alue
fu
ture
pay
men
tsFu
ture
Pay
men
ts
Hed
ged
4
Fram
ewor
k G
rant
s
DFI
D F
GM
C1 (2
015
- 201
6 al
loca
tion)
UK
£ 1,
179,
553
UK
£ 78
6,36
91,
171,
690
1,05
4,52
1
-
1,05
4,52
1
re
maind
er al
locati
on (a
lloca
tion A
pr -
Mar),
paid
in ar
rear
s
DFI
D F
GM
C1 (2
016
- 201
7 al
loca
tion)
UK
£ 1,
500,
000
UK
£ 1,
125,
000
1,67
6,25
0
1,
508,
625
-
1,
508,
625
pro-
rated
9 of
12 m
onths
alloc
ation
(allo
catio
n Apr
- Ma
r), pa
id in
arre
ars
SID
A1 (2
013-
2017
)S
EK
10
000
000
SE
K 1
0 00
0 00
01,
176,
690
1,05
9,02
1
-
1,05
9,02
1
(a
lloca
tion J
an -
Dec)
Ford
(201
5 - 2
016
gran
t)U
S$
1,00
0,00
0U
S$
166,
667
166,
667
--
-
16
6,66
7pr
o-ra
ted 2
of 12
mon
ths (a
lloca
tion M
ar -
Feb)
Ford
(201
6 - 2
017
gran
t)U
S$
1,00
0,00
0U
S$
833,
333
--
833,
333
83
3,33
3pr
o-ra
ted 10
of 12
mon
ths (a
lloca
tion M
ar -
Feb)
SD
C1 (2
012-
2015
, ext
ende
d)C
HF
1,15
0,00
0ca
rry
over
-
-
-
-
rema
inder
of 20
12-2
015 a
lloca
tion,
exten
ded t
o Jan
2016
Subt
otal
166,
667
4,02
4,63
03,
622,
167
833,
333
4,
622,
167
Oth
er G
rant
s &
Con
trib
utio
ns
Nor
ad N
ICFI
1(2
012-
2015
, ext
ende
d)N
OK
7,6
00,0
00ca
rry
over
-
-
-
-
rema
inder
of 20
12-2
015 a
lloca
tion,
exten
ded t
o Jun
e 201
6N
orad
NIC
FI -2
1(2
016-
2020
)N
OK
6,0
00,0
00N
OK
6,0
00,0
0069
5,40
0
625,
860
-
625,
860
(a
lloca
tion J
an -
Dec)
Finl
and
MFA
1 FP
2E
U€
1,00
0,00
0E
U€
1,00
0,00
01,
090,
000
-
-
1,09
0,00
0
(a
lloca
tion J
an -
Dec)
DFI
DLE
GE
ND
1(2
015
- 201
6)U
K£
987,
219
UK
£ 24
6,80
536
7,73
9
330,
965
-
330,
965
(a
lloca
tion N
ov -
Mar),
Res
tricted
, mos
tly pa
id in
arre
ars
DFI
DLE
GE
ND
1(2
016
- 201
7)U
K£
471,
340
UK
£ 35
3,50
552
6,72
2
474,
050
-
474,
050
(a
lloca
tion A
pr -
Mar),
Res
tricted
, paid
in ar
rear
sA
nony
mou
s - G
ende
r Jus
tice
US
$ 20
0,00
0U
S$
200,
000
200,
000
--
-
20
0,00
0(a
lloca
tion J
an -
Dec),
Res
tricted
Ale
xand
er F
ound
atio
n/A
caci
a C
onse
rvat
ion
FU
S$
1,00
0,00
0U
S$
1,00
0,00
01,
000,
000
--
-
1,
000,
000
Contr
ibutio
n at d
iscre
tion o
f foun
datio
nD
avid
& C
arla
Cra
ne P
hila
nthr
opic
Fun
dU
S$
50,0
00U
S$
50,0
0050
,000
--
-
50
,000
Contr
ibutio
n at d
iscre
tion o
f fund
; res
tricted
by in
tent
Subt
otal
2,29
0,00
01,
589,
862
1,43
0,87
5
-
3,77
0,87
5
Con
trac
ts &
Oth
er In
com
eA
dmin
istra
tion
US
DU
SD
--
-
-
-
Subt
otal
--
-
-
-
Tota
l Sec
ure
& P
rosp
ectiv
e R
even
ue2,
456,
667
5,61
4,49
15,
053,
042
833,
333
8,
393,
042
curr
ent v
alue
, hed
ge56
1,44
9
-
Add
ition
s to
Res
erve
s-
2015
Car
ry O
ver (
estim
ated
)2,
200,
000
Proj
ecte
d R
even
ue 2
016
10,5
93,0
42
Not
es
Cur
rent
Allo
catio
ns2
Effe
ctiv
e 20
16
Allo
catio
n3A
ctua
lre
ceip
tsC
urre
nt V
alue
fu
ture
pay
men
tsFu
ture
Pay
men
ts
Hed
ged
4* O
ption
to al
locate
a po
rtion o
f Aca
cia C
onse
rvatio
n Fun
d and
/or A
lexan
der
Foun
datio
n to I
LFTF
Sid
aIL
FTF
1S
EK
30,
500,
000
SE
K 3
0,50
0,00
03,
588,
905
3,23
0,01
4
-
3,23
0,01
4
(a
lloca
tion J
an -
Dec)
Tota
l Sec
ure
& P
rosp
ectiv
e IL
FTF
Rev
enue
-
3,
588,
905
3,23
0,01
4
-
3,23
0,01
4
curr
ent v
alue
, hed
ge35
8,89
0
-
20
15 C
arry
Ove
r (es
timat
ed)
934,
782
Proj
ecte
d R
even
ue 2
016
4,16
4,79
6
RR
ISe
cure
Rev
enue
201
6Pr
ospe
ctiv
e R
even
ue 2
016
(hed
ged
4)
Tota
l Pro
ject
ed
Rev
enue
201
6
1 Rev
enue
for t
hese
gran
ts is
contr
actua
lly in
a cu
rrenc
y othe
r tha
n US
Dolla
rs. A
moun
t indic
ated h
ere i
n US
Dolla
rs is
estim
ated b
ased
on re
cent
exch
ange
rates
for a
nticip
ated p
ayme
nts,
and
for a
ctual
exch
ange
rates
used
for p
ayme
nts al
read
y rec
eived
. Sho
uld ex
chan
ge ra
tes flu
ctuate
, the a
moun
t ava
ilable
in U
S Do
llars
may d
iffer f
rom
that in
dicate
d her
e.2
Curre
nt Al
locati
on m
ay be
for a
perio
d diffe
rent
than t
he ca
lenda
r yea
r. 3
"Effe
ctive
2016
Allo
catio
n" is
amou
nt of
alloc
ation
avail
able
for 20
16 bu
dget
after
pro-
ratin
g and
prior
-year
spen
ding.
4Fu
ture n
on-U
SD pa
ymen
ts he
dged
at 10
%
Mon
day,
Jan
uary
04,
201
6
ILFT
F - F
acili
tySe
cure
Rev
enue
201
6Pr
ospe
ctiv
e R
even
ue 2
016
(hed
ged
4 )
Tota
l Pro
ject
ed
Rev
enue
201
6
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88 RIGHTS + RESOURCES INITIATIVE
Table 3Rights and Resources Initiative
2016 Budget by Component
RRI
Component
Proposed Budget
(Funded)
RRG Employee Salaries & Benefits 2,290,508 Employee Travel 234,000 Workshops and Conferences 355,613 Publications, Media, and other Communications 469,000 Office Costs, Accounting, and Other Costs 879,492
Sub‐total 4,228,612 45%
Partners & Collaborative Agreements with Partners and Collaborators 2,028,300 Collaborators Strategic Response Mechanism Agreements 1,254,000
Collaborating Program Consultants 1,733,075 Participant Travel Expenses 156,013
Sub‐total 5,171,388 54%
Contingency 100,000 1%
Total 9,500,000 100%
Tenure Facility
Component
Proposed Budget
(Funded)
International Land and Forest Tenure Facility
Employee Salaries & Benefits 1,223,891 Employee Travel 108,000 Grants and Project Implementation Agreements 7,139,691 Program Consultants, Technical Advisors 721,975 Participant Travel Expenses 47,000 Workshops and Conferences 33,000 Publications, Media, and other Communications 152,500 Office Costs, Administrative Consultants, and Other Costs 646,580
Sub‐total 10,072,637
TotalTotal Budget RRI and ILFTF 19,572,637
Rights and Resources Initiative, Framework Program 9,500,000
International Land and Forest Tenure Facility 10,072,637
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RIGHTSANDRESOURCES.ORG 89
RRI G
overnance Meetin
gJanu
ary 20
16
Notes and
assum
ptions:
∙ 200
8 ‐ 2
014 are expe
nditu
res p
er aud
ited fin
ancial statem
ents.
∙ 201
5 expe
nditu
res a
re estim
ated
pre‐FY closing
∙ 201
6 expe
nditu
res a
re extrapo
lated from
propo
sed bu
dget
∙ Employees/Po
sitions cou
nts a
re fu
ll‐tim
e em
ployees a
t the
end
of
each year, includ
ing tempo
rary vacancies (2
016 based on
position
s bu
dgeted
)∙ Include
s both RR
I Framew
ork and Tenu
re Facility
3.1
4.0
6.1
7.6
8.1
9.8
10.4
13.7
19.6
1416
16
2022
26
32
37
34
1020304050
‐ 2 4 6 8 10
12
14
16
18
20
22
24
2008
2009
2010
2011
2012
2013
2014
2015
2016
ExpenditureMillions
Baselin
e = 20
0820
15 estim
ated
pre‐FY closing an
d 20
16 estim
ated
based
on fund
ed bud
get
RRI Expen
ditures &
RRG
Employees
Expe
nditu
res
Employees/
Positions
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90 RIGHTS + RESOURCES INITIATIVE
RRI G
overnance Meetin
gJanu
ary 20
16
Notes and
assum
ptions:
∙ Num
ber o
f agreemen
ts/con
tracts includ
es all collabo
rativ
e agreem
ents and
agreemen
ts with
program
con
sulta
nts.
∙ Num
ber o
f agreemen
ts/con
tracts only includ
es new
agreemen
ts
issue
d each year. It doe
s not capture agreemen
ts th
an have carried
over from
the previous year. Thu
s, a m
ulti‐year agreemen
t is
captured
only on
ce.
∙ A to
tal of 3
13 agreemen
ts were managed
in 201
5.∙ Employees/Po
sitions cou
nts a
re fu
ll‐tim
e em
ployees a
t the
end
of
each year, includ
ing tempo
rary vacancies (2
016 based on
position
s bu
dgeted
)∙ Include
s both RR
I Framew
ork and Tenu
re Facility
1416
16
2022
26
32
37
34
7085
156
181
157
168
244
270
239
0255075100
125
150
175
200
225
250
275
300
2008
2009
2010
2011
2012
2013
2014
2015
2016
01020304050
Number of Agreements
Baselin
e = 20
08*201
5 ‐T
otal of 3
13 agreemen
ts man
aged
, including
prio
r‐year agreemen
ts**20
16 agree
men
t total estim
ated
from
propo
sed bu
dget
RRG Employees / Positions
Agreem
ents Issued
& RRG
Employees
Employees/
Positions
New
Agreements/
Contracts
*
**
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RIGHTSANDRESOURCES.ORG 91
RRI G
overnance Meetin
gJanu
ary 20
16
Notes and
assum
ptions:
∙ 200
8 ‐ 2
014 are expe
nditu
res p
er aud
ited fin
ancial statem
ents.
∙ 201
5 expe
nditu
res a
re estim
ated
pre‐FY closing
∙ 201
6 expe
nditu
res a
re extrapo
lated from
propo
sed bu
dget
∙ Partners &
Collabo
rators includ
e all collabo
rativ
e agreem
ents,
program con
sulta
nts, and
participant travel/lod
ging
paid or
reim
bursed
by RR
G.
∙ RRG
‐Implem
ented Activities includ
es only activities im
plem
ented
directly by RR
G∙ R
RI Coo
rdination, Program
Sup
port & Adm
inistratio
n includ
es all
RRG employee
salarie
s & ben
efits and
all op
erations costs.
∙ In cases o
f ambiguity
, expen
ses are includ
ed in
RRG
Program
Supp
ort &
Adm
inistratio
n∙ Include
s both RR
I Framew
ork and Tenu
re Facility
1.3
2.0
3.6
4.4
4.8
5.5
5.2
5.5
5.2
0.2
0.6
0.9
0.7
1.1
1.2
1.4
1.8
1.2
1.6
1.4
1.9
2.1
2.3
3.4
3.7
3.7
3.2
0.4
2.7
10.1
‐ 1 2 3 4 5 6 7 8 9 10
11
2008
2009
2010
2011
2012
2013
2014
2015
2016
ExpendituresMillions
2015
estim
ated
expen
diture and
2016 estim
ated
based
on bu
dget
Division
of E
xpen
ditures
RRG & RRI Partners/Co
llabo
rators
Partne
r & Collabo
rator
Implem
ented Activ
ities
RRG‐Im
plem
ented
Activities (Strategic
Analysis, Networks,
Commun
ications, Strategic
Initiatives)
RRI Coo
rdination, Program
Supp
ort &
Adm
inistratio
n
ILFTF (Ten
ure Facility)
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92 RIGHTS + RESOURCES INITIATIVE
Table 4Rights and Resources Initiative
2016 Budget by ActivitySummary
RRI Proposed Budget
Total RRI 9,500,000
Regional Programs 3,332,985
Asia 1,427,165
Asia Regional 105,000 Indonesia 450,000 India 370,000 Nepal 150,000 Asia Facilitation 100,000 Asia Planning 34,675 RRG Asia Coordination & TA 217,490
Africa 1,194,843
Africa Regional 162,525 Liberia 250,000 DRC 300,000 Africa Facilitation 180,000 Africa Planning 35,000 RRG Africa Coordination & TA 267,318
Latin America 710,977
Latin America Regional 65,300 Colombia 187,000 Peru 137,000 Latin America Facilitation 130,000 Latin America Planning 15,000 RRG Latin America Coordination & TA 176,677
Strategic Analysis and Global Engagement 2,185,119
Realizing Rights 160,000 Rights and Climate 125,000 ATEMs/Private Sector 745,000 Gender Justice 285,000 Tenure Tracking 75,000 Global Call To Action 70,000 RRG SAGE Coordination & TA 725,119
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RIGHTSANDRESOURCES.ORG 93
2016 Budget by ActivitySummary
Coalition and Communication Program 1,176,719
Networking Support 282,173
Networking Support 160,000 RRG Networking Support Coordination & TA 122,173
Strategic Communications 585,887
Strategic Communications 359,500 RRG Communications & Outreach Coordination & TA 226,387
Coalition Coordination 308,659
Coalition Coordination 215,000 RRG Coalition Coordination Program Coordination & TA 93,659
Strategic Response Mechanism 1,271,379
SRM Agreements 1,254,000 RRG SRM Coordination & TA 17,379
Finance and Administration 1,433,798
Contingency 100,000
International Land and Forest Tenure Facility 10,072,637
Governance Structure & Management in Place 288,650 Pilot Phase Projects 2,233,016 Full‐Size Projects 5,300,000 Tenure Facility Operations 2,175,971 Monitoring & Evaluation 75,000
Total Budget RRI and ILFTF 19,572,637
Rights and Resources Initiative, Framework Program 9,500,000
International Land and Forest Tenure Facility 10,072,637
Tenure Facility
Total
RRI (continued) Proposed Budget
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94 RIGHTS + RESOURCES INITIATIVE
Table 5
Rights and
Resou
rces In
itiative
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
RSR0
1Supp
ort to Re
gion
al Con
ference on
Hum
an Rights a
nd Agribusiness, 201
6 FPP
40,00
0
216
RSR0
2Engaging
with
Financial Organiza
tions on Social Safeguards for re
spon
sible investmen
ts
RECO
FTC
20,00
0
316
RSR0
3Co
llabo
rate with
Philippine
s Hum
an Rights C
ommission to re
view
how
tenu
re laws a
nd hum
an rights/ IP rig
hts
obligations can
be made bind
ing on
agribusinesses
FPP, Teb
tebb
a, Sam
dhana
25,00
0
4
Increased sharing of lesson
s learned
from
po
sitive land
and
forest te
nure re
form
s be
tween region
al governm
ent a
nd civil
society actors
16RSR0
4Pane
l disc
ussio
ns on land
and
forest te
nure re
form
s at A
sia Pacific Forestry W
eek, 201
6RR
I 20,00
0
10
5,00
0
116
RSID01
Supp
ort realization and protectio
n of rights in
collective masyarakat a
dat a
nd so
cial fo
restry areas (Peta Indikatif
Arah
an Perhu
tana
n Sosia
l/PIAP
S)Epistem
a, HuM
a, AKA
R 75,00
0
216
RSID02
Advocate fo
r recognitio
n of adat territories and commun
ity m
anagem
ent in conservatio
n areas
BRWA, W
GII
40,00
0
316
RSID03
Regaining tenu
re rights, for re
habilitation and restoration of ecosystem
s, and
social and
ecological resilien
ce in
ex‐
burned
forest/agricultural land
Epistem
a 25,00
0
416
RSID04
High
Level W
orksho
p on
Add
ressing Land
and
Forest R
ights C
onflict
SAINS, GN‐SD
15,00
0
516
RSID05
Mon
itor a
nd su
pport G
overnm
ent A
grarian Re
form
Program
for R
edistrib
ution of Land
KPA, ILC, KNPA
, Epistem
a/Pe
rBer
50,00
0
6
Create pub
lic pressure against
crim
inaliza
tion of adat a
nd other fo
rest
depe
nden
t com
mun
ities and
provide
assistance to victim
s of crim
inaliza
tion
16RSID06
Pro‐commun
ity rights and
anti‐crim
inaliza
tion campaign and Supp
ort fun
d for v
ictim
s of crim
inaliza
tion
KNPA
/KPA
Sains, HuM
a, Pusaka , W
alhi,
Jatam, Kon
traS, D
esantara,
AMAN
60,00
0
7Strengthen
ing Of C
orpo
rate and
Hum
an
Rights Practice For S
ecuring Co
mmun
ity
Tenu
re Rights in Indo
nesia
16RSID07
Develop toolkit a
nd design training
mod
ules on Hu
man
Rights a
nd Business a
nd train investigators
AsM
15,00
0
8
Better und
erstanding
of h
uman
rights and
resource rights issues amon
gst security
agen
cies/police in con
text of con
flicts o
ver
land
and
forest rights
16RSID08
Sensitize police on
hum
an rights and
resource rights issues in
land
and
forest con
flicts
AsM
25,00
0
Asia
Effective conflict resolution mecha
nism
is accessib
le and
risks for people claiming their rights a
re add
ressed
Recogn
ition
of tenure rig
hts o
f local and
ada
t com
mun
ities
Sharing Forest Tenure Re
form
s Lessons in th
e Asia Pacific Re
gion
Busin
ess a
nd Rights
Increased region
al learning, coo
peratio
n,
and actio
n on
agribusiness c
orpo
rate
practice, and
investmen
t as it relates to
hu
man
and
com
mun
ity re
source rights
Facilitate commun
ity land
and
forest
rights recognitio
n
Facilitate effective mechanism
s for
resolutio
n of land
and
forest rights
conflicts
RRI
Asia Regiona
l Program
Asia Regiona
l
Total A
sia Re
gion
al:
Indo
nesia
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RIGHTSANDRESOURCES.ORG 95
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
916
RSID09
Policy reform
on Re
forestation Fund
s and
RED
D+ to
ben
efit commun
ities
Safir
60,00
0
1016
RSID10
Indigeno
us kno
wledge‐based sustainable planning
and
managem
ent o
f natural re
sources, includ
ing carbon
sequ
estration
SAINS
Local com
mun
ity organiz‐
ations in
3 locatio
ns 45,00
0
11Pilotin
g of alte
rnative commun
ity rights
based en
terprise mod
els
16RSID11
Supp
ort m
odel of sustainable com
mun
ity based
timbe
r harvesting, processing and marketin
g of timbe
r and
carbo
n sequ
estration in adat forest in Papu
a Samdh
ana
Local organiza
tions in
Papua
40,00
0
45
0,00
0
1
Relevant cou
rt ru
lings on land
, forests,
and natural resou
rces are available to
advocates a
nd su
pport is p
rovide
d to
advocates u
tilizing
legal strategies for th
e recognition
and
protection of
commun
ities’ land, fo
rest, and
resource
rights
16RSIN01
Mon
itor o
ngoing
high‐level cou
rt cases re
lated to land
, forests, and
natural re
sources a
nd provide
supp
ort for grassroots
legal advocates
India Ad
visory Group
, Co
nsultants, RRI
30,00
0
216
RSIN02
Scaling up
participatory commun
ity m
apping
in districts in
Odisha through collabo
ratio
n with
Trib
al Dep
artm
ent a
nd
supp
ort F
RA im
plem
entatio
n in other states
Vasund
hara
13
0,00
0
316
RSIN03
Supp
ort to grassroo
ts organiza
tions advocating for F
RA im
plem
entatio
nTB
D 80,00
0
416
RSIN04
Compilatio
n and analysis of land
con
flict data across Ind
ia and
to carry out risk analysis
for investors
TBD, Ind
ia Adviso
ry Group
, Co
nsultants
20,00
0
516
RSIN05
Furthe
r Strategic Analyses o
f Poten
tial of FRA
Data
TBD, Ind
ia Adviso
ry Group
, Co
nsultants
15,00
0
616
RSIN06
Stud
y on
India’s A
fforestation/Re
forestation Plans, Clim
ate Ch
ange Strategy, and
INDC
Com
mitm
ents
TBD, Ind
ia Adviso
ry Group
, Co
nsultants
25,00
0
716
RSIN07
Release of Land Co
nflict D
ata and Map
TBD, Ind
ia Adviso
ry Group
, Co
nsultants
10,00
0
816
RSIN08
Release of Study
on India’s A
fforestation/Re
forestation Plans, Clim
ate Ch
ange Strategy, and
INDC
Com
mitm
ents
TBD, Ind
ia Adviso
ry Group
, Co
nsultants
20,00
0
9
Governm
ent a
nd con
servation agen
cies
rethink actio
ns and
strategies th
at view
local com
mun
ities as incom
patib
le with
conservatio
n
16RSIN09
Compilatio
n and An
alysis of Cases and
Dialogue of Violatio
ns of FRA
in Protected
Areas
TBD, Ind
ia Adviso
ry Group
, Co
nsultants
25,00
0
10
Advisory Group
provide
s strategic
guidance fo
r effe
ctive im
plem
entatio
n of
RRI’s 201
6 India Strategy to
wards th
e realiza
tion of land
, forest, and resource
rights
16RSIN10
Meetin
gs with
India Ad
visory Group
TBD, Ind
ia Adviso
ry Group
15,00
0
37
0,00
0
Asia
Commun
ity Based
Enterprise
Streng
thened
land
governa
nce on
com
mun
ity fo
rest areas con
tributing to local econo
mic develop
ment
Indo
nesia
continue
d
Local forest com
mun
ities across Ind
ia
receive recognition
and
title
s for th
eir
custom
ary land
s and
forests u
nder India’s
Forest Rights A
ct of 2
006
Eviden
ce highlighting the im
portance of
recognizing
com
mun
ity land
, forest, and
resource rights is sh
ared
with
key policy‐
makers
Supp
ort strategic produ
ction and
marketin
g in com
mun
ity and
adat forests
to dem
onstrate develop
men
t poten
tial of
commun
ity rights
Advisory Group
Con
sulta
tions
Conservatio
n
Creatin
g an
d Sharing Evidence‐based
Ana
lyses P
romoting Land
, Forest, an
d Re
source Rights
Scaling up
FRA
Implem
entatio
n
Lega
l Ana
lysis
and
Strategy
India
Total Ind
onesia:
Total Ind
ia:
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96 RIGHTS + RESOURCES INITIATIVE
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
RSNP0
1Create platform fo
r com
mon
und
erstanding
between commun
ity fo
restry, Ind
igen
ous P
eoples, D
alit, and
wom
en’s
movem
ents and
organiza
tions to
advocate for n
ew Forest R
ights L
awTB
D 10,00
0
216
RSNP0
2Co
nduct con
sulta
tions with
grassroots c
onstitu
encies to
wards end
orsemen
t of com
mon
und
erstanding
and
movem
ent
towards new
Forest R
ights L
awTB
D 20,00
0
316
RSNP0
3Creatio
n of draft Forest R
ights L
awTB
D 30,00
0 4
16RSNP0
4Laun
ch of d
raft Forest R
ights L
awTB
D 10,00
0 5
16RSNP0
5Ad
vocacy to
secure su
pport a
nd com
mitm
ent for new
Forest R
ights L
awTB
D 80,00
0
15
0,00
0
F16
RSF
RRI A
sia Regional Facilitatio
n 10
0,00
0 P
16RSP
RRI A
sia Regional Plann
ing
34,67
5 T
16RST
RRG Asia
Program
Coo
rdination and Technical A
ssistance
21
7,49
0
1,42
7,16
5
Asia
Substantive progress to
wards enactmen
t of a new
Forest R
ights L
aw th
at re
cognize
s commun
ity land
, forest, and resource
rights o
f Ind
igen
ous P
eoples, local
commun
ities, D
alits, and
wom
en
Facilitation, Program
Coo
rdination, and
Techn
ical Assistan
ce
New
Forest R
ights L
aws a
nd Policies
Nep
al
Total N
epal:
Total A
sia:
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RIGHTSANDRESOURCES.ORG 97
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
1Ke
nya Co
mmun
ity Land Bill is passed
and
en
ables c
ommun
ities to
secure th
eir rights
to th
eir land
16RFR0
1Organize
a re
gion
al con
ference on
com
mun
ity te
nure rights, land reform
and
investmen
t risk
TBD
16
2,52
5
16
2,52
5
116
RFLR01
Establish
and
test th
e pilot E
arly W
arning
System (E
WS) fo
r threats to
com
mun
ity land
rights in
targeted
com
mun
ities
SDI
FPP, SESDe
v, RRF
40
,000
216
RFLR02
Provide technical sup
port to
com
mun
ities to
map
their customary land
areas
SDI
FPP, SESDe
v30
,000
3
Increased aw
aren
ess w
ith re
gard to
the
situatio
n of land
and
hum
an rights
defend
ers, and
a strategy is develop
ed to
address the
crim
inaliza
tion of land
and
hu
man
rights defen
ders
16RFLR03
Prod
uce tools a
nd awaren
ess m
aterials for land and hu
man
rights defen
ders, and
docum
ent lessons learne
d from
land
and hu
man
rights advocacy for the
develop
men
t of a
road
map
to prevent th
e crim
inaliza
tion of rights defen
ders
GA
ARD, NRW
P30
,000
416
RFLR04
Organize
awaren
ess‐raising
sessions, pub
lic dialogues, and
hum
an rights trainings for com
mun
ities on large‐scale land
acqu
isitio
ns and
con
cessions
FCI
FPP, SESDe
v40
,000
516
RFLR05
Organize
a m
ulti‐stakeh
olde
r dialogue on
large‐scale land
acquisitions (LSLAs) and
large‐scale land
investmen
t (LSLI)
RRF
RRI Coalition
40,000
6
Commun
ity fo
restry m
embe
rs have
increased participation and represen
tatio
n in national con
sulta
tive processes, and
local com
mun
ities are m
ore aw
are of
existing op
tions fo
r com
mun
ity fo
restry
16RFLR06
Develop an
action plan
for the
participation of Com
mun
ity Forestry Managem
ent B
odies (CFMBs) in the VP
A National
Multi‐Stakeh
olde
rs M
onito
ring Co
mmittee
(NMSM
C) and
establish a ne
tworking
platform fo
r CFM
Bs
SDI
FCI, GA, RRF
30,000
7
Commun
ity fo
restry m
odels a
re piloted to
provide alternatives fo
r com
mun
ities
seeking metho
ds of sustainable fo
rest
managem
ent
16RFLR07
Provide legal and
technical sup
port to
pilot the
develop
men
t of alte
rnative commun
ity fo
restry m
odels, includ
ing sm
all‐
scale forest enterprise
sGA
SDI
40,000
25
0,00
0
Africa
Pilot com
mun
ities are equ
ippe
d with
legal,
technical, and capacity su
pport to
reinforce their land rig
hts a
nd protect
custom
ary land
areas from
investors a
nd
local elites
Commun
ity m
embe
rs, including
wom
en
and youth, engage in con
sulta
tions with
the governmen
t and
the private sector on
concessio
ns, large‐scale land
acquisitions,
and investmen
t in Libe
ria
Commun
ity Forestry
Large‐Scale Land
Acquisitions and
Con
cessions
Afric
a Re
gion
al Program
Afric
a Re
gion
al
Libe
ria
Total A
frica Re
gion
al:
Total Liberia:
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98 RIGHTS + RESOURCES INITIATIVE
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
1Participation and represen
tatio
n of civil
society in th
e land
reform
process is
reinforced
16RFCD
01Evaluate th
e land
reform
to develop
con
crete actio
ns to
catalyze the stalled process a
nd hold consultatio
ns with
multip
le stakeh
olde
rs to
mon
itor p
rogress a
nd build con
sensus aroun
d the reform
CO
DELT
CACO
Coo
rdination
40,000
2
Draft Law
on the Ba
sic Prin
ciples of
Indigeno
us Peo
ples/ P
ygmies’ (P
AP) R
ights
is adop
ted by
parliamen
t, and Indigeno
us
Peop
les p
articipate in th
e land
reform
process
16RFCD
02Organize
a dialogue with
parliamen
taria
ns on the land
rights of Ind
igen
ous P
eoples and
produ
ce an analysis on
the legal
instrumen
ts th
at offe
r protection of th
e rig
hts o
f Ind
igen
ous P
eoples
LINAP
YCO
REPA
LEF, DGPA
, CAC
O
Coordinatio
n60
,000
3
Advocacy effo
rts for th
e recognition
of
wom
en’s te
nure rights in
land
and
forest
laws a
re strengthen
ed, and
policym
aking
processes h
ave greater con
sideration for
wom
en’s te
nure rights
16RFCD
03Co
nduct a
literature re
view
and
analysis
on wom
en’s land
and
forest te
nure rights in
DRC
and
organize
a m
ulti‐
stakeh
olde
r validation worksho
p of th
e fin
dings
CFLEDD
REFFAD
D, Con
sulta
nts,
CACO
Coo
rdina
45,000
4
Local com
mun
ities vulne
rable to poten
tial
impacts o
f the
Bukanga‐Lon
zo agro‐
indu
stria
l park are provided
with
maps
that define their rights to land
and
natural
resources
16RFCD
04Co
nduct m
apping
of the
land
and
natural re
source rights of the
local pop
ulations in
the area su
rrou
nding the Bu
kanga‐
Lonzo agro‐in
dustria
l park
RRN
Consultants, CAC
O60
,000
5
Space for n
egotiatio
n and dialogue
be
tween diffe
rent stakeh
olde
rs on
investmen
ts, social and
enviro
nmen
tal
respon
sibilitie
s, and
the tenu
re rights of
local com
mun
ities is re
inforced
and
expand
ed
16RFCD
05Organize
a national dialogue conven
ing the private sector, pub
lic se
ctor, civil society, and
local com
mun
ities on the
social and
enviro
nmen
tal respo
nsibilitie
s of com
panies and
the tenu
re rights of local com
mun
ities
CONAP
ACGTF, CAC
O40
,000
6
Local actors in the three project a
reas
(bassin
s d’app
rovisio
nnem
ent) of the
Forest Investmen
t Program
(FIP) h
ave a
common
und
erstanding
of o
ngoing
issues
and challenges
16RFCD
06Organize
three inform
ation sessions fo
r local actors in the three FIP basin
s (Mbu
ji‐May /K
ananga, Kisa
ngani, and
Band
undu
‐Kon
go Cen
tral) o
n the issue
s and
challenges fo
r ten
ure related to FIP projects
RRN
OCE
AN, LAC
OME, CAC
O
55,000
30
0,00
0
F16
RFF
RRI A
frica Re
gion
al Facilitatio
n 18
0,00
0 P
16RFP
RRI A
frica Re
gion
al Plann
ing
35,00
0 T
16RFT
RRG Africa Program Coo
rdination and Technical A
ssistance
26
7,31
8
1,19
4,84
3
Africa
Facilitation, Program
Coo
rdination, and
Techn
ical Assistan
ce
REDD
+ an
d FIP
Private Sector Eng
agem
ent
Land
Reform: Participation an
d Re
presentatio
n of Civil Society, includ
ing wom
en and
Indigeno
us Peoples
DRC
Total A
frica:
Total D
RC:
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RIGHTSANDRESOURCES.ORG 99
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
1
Contrib
utions from
Latin America Afro
descen
dant wom
en on wom
en’s access to
land
are includ
ed in
the region
al agend
a for o
n gend
er equ
ity and
clim
ate
change/RED
D+
16RLR0
1Re
gion
al gen
der w
orksho
p to propo
se con
crete measures for th
e inclusion in pub
lic policy of Afro‐de
scen
dant wom
en´s
access to
land
CIFO
REC
LAC
ANAF
RO 65,30
0
65,30
0
116
RLCO
01Technical visits to
con
solidate the first six requ
ests of land de
marcatio
n for collective land
titling
of A
fro‐Co
lombians
6 Co
mmun
ity Cou
ncils of
Valledu
par/PU
J/AN
AFRO
20,00
0
216
RLCO
02An
alyze the custom
ary collective tenu
re rights of A
fro‐Co
lombian
com
mun
ities in
the Carib
bean
region
Consultant/O
bservatorio
de
territo
rios é
tnicos de
PUJ/Carib
bean
Network of
Commun
ity Cou
ncils/ C
IFOR
20,00
0
316
RLCO
03Assess and
upd
ate the existing prop
osal of a
protocol on prior con
sulta
tion for A
fro‐Co
lombian
com
mun
ities
PCN ‐A
NAF
ROCarib
bean
Com
mun
ity
Coun
cils
15,00
0
416
RLCO
04Engage with
the natio
nal, region
al and
local autho
rities to advocate fo
r the
ado
ption of th
e revised protocol on prior
consultatio
n
PCN ‐A
NAF
ROCarib
bean
Com
mun
ity
Coun
cils
12,00
0
5
Prior con
sulta
tion protocol fo
r Ind
igen
ous
Peop
les c
ontaining cultu
ral and
en
vironm
ental safeguards is a
greed up
on
and im
plem
ented
16RLCO
05Secure th
e approval of the
prio
r con
sulta
tion protocol th
at includ
es cultural and
enviro
nmen
tal safeguard as a
first step
to se
cure th
e ancestral territory of th
e indigeno
us group
s of the
Sierra Nevada de
Santa M
arta
Pueb
lo Arhuaco de la Sierra
Nevada de
Santa
Marta/Con
sejo Territorial de
Cabildos
35,00
0
6
Policy makers a
re aware of th
e im
portance of the
recognition
of IP and
Afro‐Colom
bian
Collective tenu
re rights
for clim
ate change/RED
D+ and
de
velopm
ent p
rogram
s
16RLCO
06Organize
an even
t to raise
awaren
ess o
n the im
plem
entatio
n of th
e legal framew
ork of indigeno
us and
Afro‐Co
lombian
commun
ities’ ten
ure rig
hts
Pontificia Universidad
Javeria
na/CIFOR
AAS/High
Com
missione
r for
Peace
60,00
0
7
Provision
s on Afro‐Colom
bian, ind
igen
ous
and pe
asant w
omen
´s rights to
land
are
includ
ed in
the natio
nal pub
lic policy on
Ru
ral W
omen
16RLCO
07Strengthen
coo
rdination am
ong Afro‐Colom
bian, ind
igen
ous a
nd peasant wom
en´s organiza
tions in
the de
velopm
ent o
f a joint strategy to advocate for the
inclusion of wom
en´s te
nure rights in
the natio
nal policy for R
ural W
omen
FEDE
MUCC
, ANAF
RO,
Indigeno
us W
omen
´s
Organiza
tions, CIFOR
25,00
0
18
7,00
0
Latin America
Afro‐Colom
bian
s' Co
llective Tenu
re Rights
Gender Justice
Latin
America Re
gion
al
Social‐le
gal analysis
inform
s the
governmen
t and
triggers th
e process o
f recognition
and
land
titling
of 2
million
hectares of com
mun
ity land
s claim
ed by
Afro‐Colom
bians in the Carib
bean
region
Prior C
onsulta
tion Righ
ts fo
r Ind
igenou
s Peoples
Nationa
l Prio
r Con
sulta
tion Righ
ts
Public Policy on
Wom
en´s Tenure Righ
ts
Legal framew
ork that re
cognize
s and
protects collective tenu
re rights of A
fro‐
Colombians implem
ented based on
a ro
ad
map
agreed on
between the governmen
t and Afro‐Colom
bian
autho
rities
Prior C
onsulta
tion Righ
ts fo
r Afro‐Co
lombian
s
Colombia
Latin
America Re
gion
al Program
Total Latin America Re
gion
al:
Total Colom
bia:
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100 RIGHTS + RESOURCES INITIATIVE
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
RLPE01
Cond
uct a
n assessmen
t on the common
alities and
poten
tial areas fo
r synergy amon
g the six
RED
D+ initiatives th
at
contain land
titling
com
pone
nts
Consultant
CIFO
R, HELVE
TAS
15,00
0
216
RLPE02
Worksho
p with
Indigeno
us Peo
ples fo
r the
validation of th
e assessmen
t results
ONAM
IAP, AIDESEP, CNA,
CONAP
, Pacto de Unidad
25,00
0
316
RLPE03
Organize
an international event con
vening
project‐related
governm
ent o
fficials, financial entities and
international
dono
rs fo
r RED
D+ initiatives to
present a propo
sal on mechanism
s for coo
rdination of th
e im
plem
entatio
n of th
e initiatives
CIFO
R, HELVE
TAS
60,00
0
4
MINAG
RI ado
pts g
uide
lines propo
sals for
peasant a
nd native commun
ities land
tiling proced
ures and
mechanism
s to
access inform
ation on
collective tenu
re
are establish
ed
16RLPE04
Upd
ate and socialize
the proced
ures m
anual to title Native and pe
asant com
mun
ities and
mon
itor its ado
ption and
implem
entatio
n by
MINAG
RI (M
inistry of A
griculture)
SPDA
, IBC
, CEPES, A
IDESEP,
Colectivo Territo
rios S
eguros
27,00
0
5
Commun
ication strategies fo
r early alerts
on new
policy changes a
ffecting
commun
ity te
nure se
curity are
strengthen
ed to
reach a broade
r set of
constitue
ncies
16RLPE05
Mon
itor n
ew policy changes to provide early
alerts a
nd ra
ise awaren
ess o
n po
tential opp
ortunitie
s and
setbacks fo
r territo
rial security
IBC, Colectiv
o Territo
rios
Seguros
10,00
0
13
7,00
0
F16
RLF
RRI Latin America Re
gion
al Facilitatio
n 13
0,00
0 P
16RLP
RRI Latin America Re
gion
al Plann
ing
15,00
0 T
16RLT
RRG Latin America Program Coo
rdination and Technical A
ssistance
17
6,67
7
71
0,97
7
Latin America
Consen
sus is formed
between the
governmen
t, IPs a
nd CSO
´s on the be
nefits
of aligning
coo
rdination and mon
itorin
g im
plem
entatio
n of th
e six
RED
D+
initiatives con
taining land
‐titling
compo
nents (MDE
, FIP, G
IZ, N
orway
agreem
ent P
TRT3, Cuatro Cu
encas) is
a greed
upo
n
Total Latin America:
Peru
Total Peru:
Facilitation, Program
Coo
rdination, and
Techn
ical Assistan
ce
Coordina
tion of com
mun
ity land
titling
program
s
Guidelines fo
r Com
mun
ity land
titling
Rollback preventio
n
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RIGHTSANDRESOURCES.ORG 101
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
TR01
Develop ph
ase II of th
e Land
Mark Platform
of Ind
igen
ous P
eoples’ and
Com
mun
ity Lands, initia
ted by
the Interla
ken
Group
Mapping
Working
Group
50,00
0
216
TR02
Analyze and compare titling
and
con
cessions procedu
res a
nd practices fo
r com
mun
ities vs c
ompanies
70,00
0 3
16TR
03Do
cumen
t the
con
tribution of Indigeno
us Peo
ples to
con
servation ou
tcom
es 25,00
0
4
A commun
ity of legal experts is m
obilized
to m
ore effectively advise indigeno
us
commun
ity group
s on ho
w to
achieve
greater ten
ure security by
pursuing
legisla
tive reform
and
litig
ation
16TR
04Co
nsolidate the Lawyers fo
r Com
mun
ity Ten
ure ne
twork
15,00
0
T16
TRT
RRG Realizing Rights Program
Coo
rdination and Technical A
ssistance
49,87
3
20
9,87
3
116
TC01
Conven
e a sid
e even
t to a GCF
board m
eetin
g to engage the Fund
on recognising
and
supp
ortin
g commun
ity‐based
tenu
re rights
30,00
0
216
TC02
Develop a long
‐term engagem
ent strategy with
the GCF
to work toward: IP/LC participation in policy de
liberations of
the GCF
National D
esignated Au
thorities; G
CF sa
feguards on the legal and
customary rig
hts o
f IPs/LCs; a GCF
grie
vance
mechanism
to re
dress infrin
gemen
ts on custom
ary rig
hts; and
GCF
financing for ten
ure reform
25,00
0
316
TC03
Evaluate re
cent attem
pts to qu
antify IP and
LC contrib
utions to
clim
ate change mitigatio
n, and
review
metho
dological
challenges to
iden
tifying
the carbon
storage capacity of com
mun
ity‐based
forests
20,00
0
416
TC04
Review
com
mitm
ents in
COP 21
INDC
s to tenu
re re
form
and
com
mun
ity‐based
natural re
source m
anagem
ent
10,00
0
516
TC05
Review
the FCPF
metho
dological framew
ork and coun
try ER
‐PINs for treatm
ent o
f IP and LC te
nure rights
20,00
0
6
Key RE
DD+ coun
tries a
nd im
plem
entin
g bo
dies m
ove to ado
pt sa
feguards and
de
livery mechanism
s for re
cognizing
and
en
surin
g commun
ity‐based
forest te
nure
security as cen
tral to
clim
ate success
16TC
06De
velop and execute a strategy to
engage key RE
DD+ im
plem
entin
g bo
dies (U
N‐RED
D, FCP
C/CF, FIP) o
n adop
ting
safeguards re
cognizing
IP/LC forest and
carbo
n rig
hts a
nd ensuring eq
uitable be
nefit sh
aring
20,00
0
T16
TCT
RRG Rights a
nd Clim
ate Program Coo
rdination and Technical A
ssistance
15
8,56
2
28
3,56
2
Strategic Analysis & Global Engagement
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Total R
ealizing Rights:
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Realizing Rights
Rights and
Clim
ate
Total R
ights a
nd Clim
ate:
Effective advocacy fo
r national ten
ure
reform
and
implem
entatio
n and
resistance to ro
llback of rights
GCF
and
participating mem
ber states
acknow
ledge the centrality of com
mun
ity‐
based forest te
nure se
curity to clim
ate
change m
itigatio
n
The international com
mun
ity and
key
developing
cou
ntrie
s ackno
wledge the
centrality of com
mun
ity‐based
forest
tenu
re se
curity to clim
ate change
mitigatio
n and adaptatio
n
Strategic An
alysis and
Globa
l Engagem
ent
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102 RIGHTS + RESOURCES INITIATIVE
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
TA01
Consolidate the Interla
ken Private Sector W
orking
Group
and
ensure continue
d prod
uctiv
ity 18
5,00
0
216
TA02
Develop materials and tools to facilitate im
plem
entatio
n of priv
ate sector com
mitm
ents to
respect com
mun
ity land
rig
hts
15
0,00
0
316
TA03
Assess poten
tial for creating an
RRI indu
stria
l con
cessions database
25,00
0
416
TA04
Develop and dissem
inate Tenu
re Risk
Managem
ent T
ools for investors
31
5,00
0
516
TA05
Iden
tify econ
omic con
tributions and
best p
ractices associated with
com
mun
ity‐based
forestry
40,00
0
616
TA06
Iden
tify and provide access to
materials do
cumen
ting commun
ity rights obligations and
respon
sibilitie
s of com
panies
and governmen
ts whe
n establish
ing or allocatin
g concessio
ns 30,00
0
T16
TAT
RRG ATEMs P
rogram
Coo
rdination and Technical A
ssistance
24
3,83
2
98
8,83
2
116
TG01
Expand
RRI’s Ten
ure Tracking
system
to includ
e data on the status of w
omen
’s te
nure rights with
in land
and
forests
laws recognizin
g collective rig
hts –
See
Ten
ure Tracking
The
me
10
0,00
0
216
TG02
Analyze the im
pacts o
f large‐scale land
acquisitions on local w
omen
’s land
and
forest te
nure rights with
in collective
tenu
re sy
stem
s 70,00
0
316
TG03
Analyze cases o
f successful ongoing
reform
, led
by wom
en, securing wom
en’s land
and
forest rights with
in com
mun
ity‐
based tenu
re sy
stem
s 40,00
0
416
TG04
Incorporate a gend
er analysis
in RED
D and GCF
related processes that a
im to
strengthen
the en
gagemen
t of IPs and
LCs
advocatin
g for ten
ure recognition
in Readine
ss Program
s ‐ See
Rights a
nd Clim
ate
10,00
0
516
TG05
Mainstream gen
der a
nalysis
with
in th
e Global Call to Actio
n (GCA
) 10,00
0
616
TG06
Supp
ort R
RI’s Gen
der Justice Ad
visory Group
to inform
influ
entia
l actors from civil society, Indigeno
us Peo
ples’
organizatio
ns, governm
ents, and
the private sector on issue
s of G
ende
r Justice
20,00
0
716
TG07
Prom
ote en
gagemen
t of IP wom
en re
presen
tativ
es with
the Green
Clim
ate Fund
25,00
0
816
TG08
Raise
awaren
ess o
f and
stren
gthe
n advocacy fo
r wom
en’s te
nure rights with
in com
mun
ity‐based
tenu
re sy
stem
s to
natio
nal and
global w
omen
’s networks
10,00
0
T16
TGT
RRG Gen
der Justice Program Coo
rdination and Technical A
ssistance
71,29
2
35
6,29
2
Strategic Analysis & Global Engagement
ATEM
s/Private Sector
Total G
ende
r Justice:
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Total A
TEMs/Private Sector:
Gend
er Ju
stice
RRI’s analyses inform local and
global legal
and po
licy processes a
nd fram
eworks
toward stronger inclusion of wom
en’s
rights in collective tenu
re sy
stem
s, by
highlighting the essential role of wom
en’s
tenu
re rights in
collective tenu
re sy
stem
s
Selected
wom
en’s networks exchange
with
each othe
r and
advocate more
effectively to m
ainstream Gen
der Justice
with
in re
lated glob
al and
national
processes
Leading companies and
investors c
ommit
to and
com
ply with
international
standards (e.g. VGGT)
Companies, investors, and
other
stakeh
olde
rs in
strategic sectors a
nd
region
s incorpo
rate and
pilot n
ew sy
stem
s to re
spect com
mun
ity rights and
share
bene
fits w
ithin th
eir o
peratio
ns, sup
ply
chains, or investm
ents by disclosin
g relevant inform
ation, providing
access to
operations sites a
nd engaging in inclusive
dialogue
s with
national/local CSO
s and
CB
Os in their b
usiness o
peratio
ns areas
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RIGHTSANDRESOURCES.ORG 103
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
TX01
Collection of RRI fo
rest te
nure data for 1
0 additio
nal cou
ntrie
s participating in RED
D+, N
YDF, and
other clim
ate change‐
related initiatives
40,00
0
216
TX02
Targeted
analytical re
ports a
nd brie
fs based
on tenu
re rights database, fo
cusin
g on
gen
der a
nd clim
ate issue
s 10,00
0
3Enhanced
awaren
ess o
f progress in
recognizing
com
mun
ity‐based
rights
accelerates ten
ure reform
16TX03
Expand
ed RRI Forest T
enure core database
25,00
0
4Increased aw
aren
ess o
f and
motivation for
need
to accelerate tenu
re rights
recognition
16TX04
Assessmen
t of w
orld’s su
ccess in reaching
RRI 201
5 area ta
rgets for re
cognizing
forest te
nure rights
‐
T16
TXT
RRG Ten
ure Tracking
Program
Coo
rdination and Technical A
ssistance
13
1,82
3
20
6,82
3
1
Provide po
licy and campaign guidance to
GCA
mem
bers and
RRI Partners for su
ccessful m
edia laun
ch th
at gathe
rs
attention from
major m
edia outlets in
US, Europ
e and othe
r key cou
ntrie
s, and
gets sup
port from
1‐3 key influ
encers in
do
nor a
nd priv
ate sector com
mun
ity
2Co
‐organize
and
participate in weekly or bi‐w
eekly meetin
gs and
con
sulta
tions with
co‐conven
ers, GCA
Steering Group
, and othe
r stakeho
lders o
n the main po
licy and campaign do
cumen
ts in
preparatio
n of th
e laun
ch in
March 201
6
3Liaise with
RRI Partners for con
tinue
d feed
back and
supp
ort o
n GCA
4Supp
ort the
Working
Group
s and
their con
tribution to advancing
the recognition
of com
mun
ity land
rights, building
inclusive commun
ities of p
ractice and en
abling their p
articipation in th
e GCA
5Co
‐organize
1‐3 m
eetin
gs with
strategic do
nors and
com
panies to
end
orse th
e goal of securing all collective land
rights
6Participate in and
con
tribute to wom
en’s rights su
b‐grou
p of th
e GCA
, in an
effo
rt to
strengthen
gen
der m
ainstreaming
with
in th
e GCA
7Prod
uctio
n and dissem
ination of GCA
repo
rts a
nd re
lated even
ts, to bu
ild and
maintain attention on
mom
entum fo
r recognition
of collective tenu
re rights of IPs and
LCs
T16
TBT
RRG Global Call to Actio
n Co
ordinatio
n and Technical A
ssistance
69,73
7
13
9,73
7
2,18
5,11
9
Strategic Analysis & Global Engagement
25,00
0
45,00
0
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
16TB
01
16TB
02
GCA
is laun
ched
and
managed
as a
bold
and am
bitio
us initiative that is com
pelling
to strategic do
nors and
com
panies and
receives strong
med
ia atten
tion
Greater global awaren
ess o
f the
im
portance of formal re
cognition
of
collective tenu
re rights, including
wom
en’s
tenu
re rights fo
r sustainable develop
men
t, clim
ate change adaption and mitigatio
n, in
land
and
forest laws
Total Ten
ure Tracking:
Glob
al Call to Ac
tion
Total G
loba
l Call to Ac
tion Ac
tivities:
Total Strategic Ana
lysis a
nd Globa
l Engagem
ent:
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Greater re
cognition
of the
cen
trality
of
tenu
re rights in
clim
ate initiatives
Tenu
re Tracking
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104 RIGHTS + RESOURCES INITIATIVE
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
NA
Ope
ratio
nalize the ne
w Affiliated Networks category, in
accordance with
the MoU
and
IBA
10,00
0
216
NP
Lead
the process o
f scoping
and
onb
oarding of new
Partner Organiza
tions, in accordance with
the MoU
and
IBA
‐
316
NM
Organize
the An
nual m
eetin
g of M
egaFlorestais in collabo
ratio
n with
the State Forestry Adm
inistratio
n of China
in April
2016
95,00
0
416
NMP
Hold a m
eetin
g to define and approve the five‐year strategic plan
for M
egaFlorestais
15,00
0
516
NS
Carry ou
t a fe
asibility stud
y for the
establishm
ent o
f internatio
nal cen
ters of com
mun
ity excellence on
sustainable
forest m
anagem
ent a
nd com
mun
ity fo
restry
40,00
0
T16
NT
RRG Networks Program
Coo
rdination and Technical A
ssistance
12
2,17
3
28
2,17
3
116
X01
Develop an
RRI m
essaging
repo
sitory in th
e form
of a
shared
docum
ent that w
ill provide
quick access to RR
I talking
po
ints, data, m
essages a
nd position
statem
ents to
all coalition
mem
bers
10,000
216
X02
Break do
wn RR
I ten
ure data and
analysis
to facilitate its use by coalition
mem
bers and
other key stakeh
olde
rs
20,000
316
X03
Increased commun
ications su
pport to RR
I staff and relevant coalition mem
bers on messaging, pub
lic
speaking/presenting, and
engaging with
the med
ia, especially in
advance of internatio
nal and
RRI prio
rity coun
try
even
ts45
,000
4RR
I brand
is re
cognize
d and consisten
t in
all outreach materials and activ
ities
16X0
4Stream
line the RR
I brand
across a
ll commun
ications platforms, includ
ing web
sites, prin
t and
digita
l materials
170,00
0
516
X05
Facilitate proactive en
gagemen
t professional m
edia in
order to
promote messages a
nd analyses
75,000
616
X06
Provide inform
ation to a wide range of aud
iences th
rough all digita
l med
ia chann
els
39,500
716
X07
Engage with
Com
mun
ications Focal Points from Partner Organiza
tions and
other organiza
tions working
on land
to sh
are
inform
ation, cross‐promote; and
implem
ent joint activities, such as The
Ten
ure Facility, LandM
ark, and
the Global Call
to Action
‐
T16
XTRR
G Com
mun
ications Program
Coo
rdination and Technical A
ssistance
22
6,38
7
58
5,88
7
Coalition & Communications
Networking
Sup
port
Strategic pa
rtnerships and
networks created
to su
pport increased
action on
forest and
tenu
re righ
ts
Strategic commun
ications to
supp
ort increased
action on
forest and
tenu
re righ
ts
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
RRI Coalition is strengthen
ed with
rene
wed
represen
tatio
n of key
constitue
ncies a
nd re
gion
s
Greater und
erstanding
of forest
governance issues is fo
stered
through
peer‐to‐pe
er learning
and
exchange
RRI’s analyses, data and messages a
re
leveraged to su
pport R
RI’s m
ission at th
e natio
nal in RR
I prio
rity coun
tries a
nd
glob
al dialogue on
clim
ate change and
IP
rights
Increased aw
aren
ess o
f both RR
I’s and
the
International Land and Forest Ten
ure
Facility’s role in promoting forest and
commun
ity te
nure rights (b
eyon
d existing
niche audien
ce)
Total Strategic Com
mun
ications:
Strategic Co
mmun
ications
Total N
etworking
Sup
port:
Coalition
and
Com
mun
ications Program
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RIGHTSANDRESOURCES.ORG 105
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
116
QGV
Organize
and
implem
ent the
governance meetin
g 65,00
0
216
QGW
Lead
the prod
uctio
n of th
e RR
I work plan
for 2
017, ensuring consisten
cy in
and
coo
rdination across program
s 5,000
316
QMS
Upd
ate the planning, m
onito
ring and repo
rting system
s to be
tter capture and
com
mun
icate results and
impacts
80,00
0
416
QS
Lead
the training
of staff on
results chain and
term
inology
20,00
0
516
QB
Implem
ent B
oard m
eetin
gs and
follow‐up on
recommen
datio
ns in
a timely and effective manne
r 45,00
0
T16
Q__T
RRG Coalition Co
ordinatio
n and Technical A
ssistance
93,65
9
30
8,65
9
1,17
6,71
9
1 ( 16
Z )
SRM Agreemen
tsTB
D1,25
4,00
0
T16
ZTSRM Program
Coo
rdination and Technical A
ssistance
RRG
17,37
9
1,27
1,37
9
116
OA
Accoun
ting, Aud
iting, &
Financial Com
pliance*
213,29
6
216
OC
Collabo
rativ
e Ag
reem
ent &
Con
tract M
anagem
ent*
22,272
316
OE
Dono
r Engagem
ent &
Com
pliance*
61,432
416
OF
Fund
raising*
44,989
516
OO
Facilities* †
274,38
9
616
OD
Existing Fixed Asset D
epreciation
55,998
716
OG
Gen
eral Ope
ratio
ns & M
iscellane
ous E
xpen
ses*
97,577
816
OH
Human
Resou
rces M
anagem
ent &
Com
pliance*
112,25
8
916
OT
IT, Systems, & Telecom
mun
ications* †
100,21
5
1016
OTS
New
Systems D
evelop
men
t and
Implem
entatio
n †
322,81
5
1116
OI
Institu
tional M
anagem
ent
41,285
1216
OS
Staff D
evelop
men
t & Capacity
Building*
87,266
* Shared
functio
nal category with
ILFTF (Facility). ILFTF will be charged am
ounts a
ddition
al to
these here to
cover th
e functio
ns provided to th
e ILFTF. See ILFTF bu
dget ‐ Ad
ministrative expenses.
† Includ
es new
fixed‐asset p
urchases, but only estim
ated
recogn
izable depreciatio
n for these item
s during 20
16. This
depreciatio
n is no
t included in line
"Existing Fixed Asset D
epreciation".
1,43
3,79
8
|
100,00
0
Finance & AdministrationSRMCoalition & Communications
Coalition
governa
nce
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Prog
ram Coo
rdination an
d Technical A
ssistan
ce
Total Coa
lition an
d Co
mmun
ications Program
:
See Fina
nce an
d Ad
ministratio
n20
16 W
orkplan for P
riority Outcomes
Planning, m
onito
ring and repo
rting
system
s that e
nable to track progress
made on
RRI outcomes and
impact
Governance bo
dy th
at is effe
ctive in
guiding the coalition
Strategic Re
spon
se M
echa
nism
Fina
nce an
d Ad
ministration
Coalition
Coo
rdination
Total Coa
lition Co
ordina
tion:
Total SRM
:
Total Finan
ce and
Adm
inistration:
RRG, V
endo
rs,
Administrativ
e Co
nsultants,
othe
r Service Provide
rs
Contingency
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106 RIGHTS + RESOURCES INITIATIVE
Table 5
Internationa
l Lan
d an
d Forest Ten
ure Facility
2016
Bud
get b
y Ac
tivity
‐ De
tail
Priority ou
tcom
esAc
tivities to
achieve
prio
rity ou
tcom
esIm
plem
enters
Prop
osed
Bud
get
1FN
05Re
cruit ILFTF M
anagem
ent a
nd Staff
2FN
07De
fine Ro
les a
nd Service of the
ILFTF
3FN
07b
Developm
ent S
tand
ards of A
ccou
ntability, including
Enviro
nmen
tal and
Social Impact Stand
ards, Con
flict Sen
sitivity
Po
licies a
nd M
&E mechanism
s
4FN
08Setup Bo
ard and Secretariat
5Lesson
s are learne
d from
the pilot p
hase
to re
fine the de
sign and proced
ures of the
ILFTF
FN10
Complete Pilot P
rojects
RRG, Project partners,
Consultants
2,23
3,01
6
6IFLTF supp
orts sc
aled
up efforts to achieve
tenu
re re
form
s and
implem
entatio
n of
laws a
nd policies
FM01
1Initiate Full Sized Projects
RRG/ILFTF Adviso
ry Group
, Project p
artners,
Consultants
5,30
0,00
0
7FM
012b
Managem
ent, Ad
ministratio
n and Technical A
dviso
ry Sup
port are su
pplied by
RRG
to su
pport the
ope
ratio
ns of the
ILFTF un
til th
e ne
w legal entity
is establishe
d
8FM
012c
Advisory Group
Meetin
gs are con
ducted
9FM
012d
RRG provide
s office sp
ace and othe
r adm
inistratio
n services in
supp
ort o
f ILFTF ope
ratio
ns
10ILFTF applies M
&E fram
ework to learn
from
the Full Sized Projects
FM01
3Ap
ply M&E Fram
ework to fu
ll project cycle
RRG/ILFTF,
Consultants
75,00
0
10,07
2,63
7 To
tal Ten
ure Facility:
ILFTF op
erations are m
anaged
by RR
G in
prep
aration for h
ando
ver to ILFTF
Secretariat
Effective Governance Structure and
Managem
ent in place for o
peratio
ns of
the ILFTF
RRG, ILFTF,
Consultants
RRG, ILFTF Board,
ILFTF Secretariat
28
8,65
0
2,17
5,97
1
Tenu
re Facility
Internationa
l Lan
d an
d Forest Ten
ure Facility
Tenure Facility
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RIGHTSANDRESOURCES.ORG 107
Table 6
Rights and
Resou
rces In
itiative
Fram
ework 2 Fund
ing 20
13 ‐ 20
17
Dono
rStart
End
Approx. U
S$Co
mmitted
Acacia / Alexand
erAcacia Con
servation Fund
Alexan
der F
ound
ation
1/1/20
1312
/31/20
162,25
0,00
0
BMZ / GIZ
German
Society fo
r Interna
tiona
l Coo
peratio
n12
/1/201
212
/31/20
1351
4,58
0
DFID FGM
CUK De
partment for Internationa
l Develop
ment
Forest Governa
nce, M
arkets and
Clim
ate
7/1/20
123/31
/201
816
,772
,681
DFID L E
GEND
UK De
partment for Internationa
l Develop
ment
Land
‐ Enha
ncing Governa
nce for E
cono
mic Develop
ment
11/1/201
43/31
/201
73,00
2,71
0
Finlan
d MFA
Ministry fo
r Foreign
Affa
irs of Finland
1/1/20
1412
/31/20
174,62
2,60
0
Ford Fou
ndation
Core Sup
port, plus C
limate/CLUA, W
omen
& RED
D in Africa gran
ts6/1/20
122/28
/201
64,11
3,00
0
Norad
INGO
Norwegian Ag
ency fo
r Develop
ment C
ooperatio
nsupp
ort w
indo
w fo
r Interna
tiona
l NGOs
1/1/20
1312
/31/20
151,27
6,86
5
Norad
NICFI
Norwegian Ag
ency fo
r Develop
ment C
ooperatio
nClim
ate & Forests Initiative
6/16
/201
312
/31/20
173,96
8,94
7
Omidyar N
etwork
Core operatio
ns su
pport a
nd priv
ate sector su
pport
1/1/20
1412
/31/20
151,17
5,00
0
SDC
Swiss
Agency for D
evelop
ment C
ooperatio
n12
/1/201
211
/30/20
151,18
2,56
9
Sida
Sw
edish
Internationa
l Develop
ment a
nd Coo
peratio
n Ag
ency
1/1/20
1312
/31/20
176,52
6,27
0
Anon
ymou
sGender justice‐related activities
11/1/201
412
/31/20
1640
0,00
0
othe
rWWF, Forest T
rend
s, OxFam
, IIE, FPA
C, Nestlé
, IFC, Crane
Ph
ilanthrop
ic, ind
ividua
l con
tributions, others
vario
usvario
us18
0,78
9
Total Sup
port, Com
mitted
45,986
,012
Total B
udget, FP2
60,000
,000
Unfun
ded Need
14,013
,988
* NICFI fu
nding continue
s to 12
/31/20
20, and
will con
tribute to FP3
. Am
ount after 201
7 no
t include
d in th
e total abo
ve.
Fram
ework 2 Fund
ing Ag
reem
ents
2013
– 201
7
Mon
day,
Jan
uary
04,
201
6
2012
2013
2014
2015
2016
2017
2018
2019
2020
Norad
NICFI
DFID FGMC
Sida
Finland MFA
DFID LEG
END
Anon
ymou
s
Acacia/Alexand
er
Other
Ford
SDC
Norad
INGO
Omidyar
BMZ/GIZTimeline of Com
mitted
Sup
port to
RRI
FP1
FP2
FP3
( Jan
uary 1 )
Table do
es not includ
e renewals or propo
sals th
at are still und
er develop
ment.
‐ 10
20
30
40
50
60
FP1
FP2
Millions
Committed
Sup
port to
RRI
Unfun
ded
BMZ/GIZ
Other
Acacia/Alexand
erFord
SDC
Omidyar
Norad
NICFI
Norad
INGO
DFID FGMC
Anon
ymou
sDF
ID LEG
END
Finland MFA
Sida
Table do
es not includ
e renewals or propo
sals that
are still und
er develop
ment.
02468101214
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
Millions
Years 2008
‐2014
are actua
l aud
ited expend
itures
Year 2015 is estim
ated
expenditures
Year 2016‐2017
are based
on total FP2
target of inflatio
n‐ad
justed
average
of $
12M/year
Committed
Sup
port:
Expe
cted
and
Unfun
ded
Unfun
ded
FP2
FP1
Budget
*
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