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Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest / UMI

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Page 1: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Retrospective Digitization of Theses and Dissertations: Case Studies of Selection

Criteria and Funding Sources

Scott Eldredge, BYUAustin McLean, ProQuest / UMI

Page 2: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Agenda

Why digitize retrospective dissertations? How to digitize retrospective dissertations? What selection criteria should be used? Case study in selection criteria: BYU

Page 3: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Why Digitize?

Create easier access for institution and world-wide audience Showcases institutional history for a discipline Faster dissemination of research

Digital preservation component Reduces ILL expense for library

Page 4: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

How to Digitize Library / Institution

Incorporate dissertations/theses into existing digitization workflow

Service Provider ProQuest / UMI offers digitization / microfilming

services 80 institutions worldwide in last 5 years have

contracted with ProQuest / UMI Digital and microfilm can be created Titles can be included in Dissertations Abstracts /

PQDT as well as distributed OA by institution in repository

Page 5: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Selection Criteria

Variety of criteria can be used including ILL Requests (University of Texas – Austin) Subject (University of Tulsa – Civil Rights Content) Department (Washington State - Education) Distance Learners (Union Institute and University) Year (Popular with Reference)

Ascending (Yale, University of Virginia) Descending (Stephen F. Austin State University)

Format (University of Oklahoma) Space / Preservation (Rice University) Funding Source (Purdue University)

Page 6: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

BYU Case Study

Page 7: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Retrospective Conversion of Masters Theses at Brigham Young University:

Two Models

Page 8: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

The Projects

Mormon ThesesMormon Theses Benson Institute ThesesBenson Institute Theses

Page 9: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Mormon Theses

Page 10: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Selection

Limited by topicLimited by topic Importance to institutionImportance to institution User demandUser demand

Page 11: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Rights Management

Permission formsPermission forms

Page 12: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 13: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Outsourcing

Vendor SelectionVendor Selection RFIRFI RFPRFP Proposal ReviewProposal Review

Page 14: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 15: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 16: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 17: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Outsourcing

Vendor SelectionVendor Selection RFIRFI RFPRFP Proposal ReviewProposal Review

Page 18: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 19: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 20: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 21: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Outsourcing

Vendor SelectionVendor Selection RFIRFI RFPRFP Proposal ReviewProposal Review

Page 22: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 23: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Document Prep PullingPulling CheckoutCheckout Review – PNTReview – PNT DisbindingDisbinding PackagingPackaging ShippingShipping

Page 24: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest
Page 25: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Document Prep PullingPulling CheckoutCheckout Review – PNTReview – PNT DisbindingDisbinding PackagingPackaging ShippingShipping

Page 26: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Document Deprep

ReceivingReceiving ReviewReview Reprinting (Optional)Reprinting (Optional) RebindingRebinding Re-tag (bar-code, etc.)Re-tag (bar-code, etc.) Check inCheck in ReshelvingReshelving

Page 27: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Billing

Review and approve invoices Track Budgets

Page 28: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Conversion

Receipt of filesReceipt of files FTPFTP CDCD

Page 29: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Quality control

Image filesImage files Text filesText files Mark upMark up

Page 30: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Access Decisions driven by capabilities Decisions driven by capabilities DatabasesDatabases

HyperionHyperion CONTENTdm CONTENTdm Convert to HTMLConvert to HTML

OPAC recordsOPAC records 856 field856 field Separate record?Separate record? Harvested by NDLTD/OCLCHarvested by NDLTD/OCLC

Return to Stacks?Return to Stacks?

Page 31: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Benson Institute

Page 32: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Selection

Decisions made by Institute Focus on developing countries

Page 33: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Rights Management

Secured at time of submission International copyright laws apply

Page 34: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Document Prep

PullingPulling Transcription (abstract)Transcription (abstract) Translations (abstract)Translations (abstract) ReviewReview DisbindingDisbinding

Page 35: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Scanning

In houseIn house

Page 36: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Quality Control

Post-scan reviewPost-scan review

Page 37: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Document Deprep

Rebinding Return to Institute No copies in library

Page 38: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Post Scan processing

Despeckle/Deskew Create PDFs

Page 39: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Metadata

MARC record in OPAC URL in MARC record (856 field) Metadata for CONTENTdm from MARC

record Harvested by NDLTD/OCLC

Page 40: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Load into Digital Library

CONTENTdm

Page 41: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Major Issues

Selection Rights Management In house vs. outsource Standards

Text Conversion Mark-up Scanning Metadata

Access Digital Library Products or Databases Bandwidth considerations Costs

Page 42: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

Future Directions

Decision not to digitize all theses

Resources

Quality concerns

Rights issues

“Best of the Rest”

Identified by college faculty

Page 43: Retrospective Digitization of Theses and Dissertations: Case Studies of Selection Criteria and Funding Sources Scott Eldredge, BYU Austin McLean, ProQuest

URL

http://lib.byu.edu/online