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Page 1: Resume compliance officer position

Hieu VoCitizenship : Canada ▪ Date of birth : 10 October 1978

Contact

Cellular: 604-322-7544E-mail: [email protected]

Address406 West 29th Street, New York, New York, 10001Profile Objective I am seeking to apply for Compliance Officer position, within the finance & regulatory industry, possibly with an international perspective.

Availability December 18. 2014Key SkillsProficient with a vast array of office programs, compliance, accounting, & finance, concepts, including:

Microsoft Office, SAS, SAP ERP,

ABAP & R/3, Simply

Accounting & QuickBooks

Knowledge with KYC, SOX,

FINRA, SEC, AML, PIPEDA & BMO & CIBC code of conduct

Calculate TVM, PVA, EPS,

GAAP, M&A, A/P, A/R, DDM,

dividend yield, P/E ratio, WACC, EBIT & DCF, LBO

Bonds, Mutual Funds, Hedge Funds, Bear

Funds, GIC’s, Currency Derivatives, Derivatives,

Forwards, Futures, Options, Swaps &

Special Purpose Entity

Financial leverage, WACC, EBIT &

DCF, LBO, growth & value investing, M&A, NAV, stock market theory &

practice

Set appointments, validate health cards,

Coordinate consultations &

diagnostic tests, start client charts & manage physician’s schedule

Education201320032001

Canadian Airport Security Awareness Program (CASP), Program ID # 736-1183985Financial Service Compliance Administrator-Graduates Certificate, Seneca College, Toronto, CanadaArts & Science-Certificate Program, Langara College, Vancouver, Canada

Work Experience JW Research, Vancouver, British Columbia Full-time employment BMO MasterCard Sales Associate June to October 2013

Sell BMO MasterCard, provide csr, answer to customer inquiry and assist customers complete form; Ensure all procedures and documents comply with KYC & PIPEDA;

Party Bonanza, Vancouver, British Columbia Full-time employment Inventory Control Clerk September 2012

Receive, inspect, fix and stock inventory; Implement new inventory control system and Recycle duties;

MBNA MasterCard, Toronto, Ontario Full-time employmentMasterCard Marketing Representative August to September 2010

Market MBNA MasterCard & Review ID’s & applications to ensure information have been accounted for; Market & ensure all marketing schemes & conducts complied to PIPEDA, FINRA, SEC & SOX;

Dr. B. T. Dang, Toronto, Ontario Full-time employmentMedical Assistant/Administrator April to August 2008

Designed, implemented and tested scheduling software; Medical administration duties-Monitor patient’s pulse rate, blood pressure and the pupil dilation; -Test blood, bile, urine & saliva samples, review x-rays & monitor patients;

John Vartan, Toronto, Ontario Part-time employmentDay Trader February to March 2008

Monitor the movements of stocks & ensure all procedures comply with SEC, SOX, KYC & PIPEDA; Applied techniques to calculate a stocks beta, ROE, ROI, ROA and ROR;

Hai Au Music and Video Center, Vancouver, British Columbia Full-time employmentStore Manager March 2006 to May 2007

Manage the business, provide csr & Promote and market new release CD’s, Video’s and Concerts; Balance cash, handle cash transactions, make daily bank deposits and bank reconciliation duties;

Penny Auto body, Vancouver, British Columbia Part-time employment Body Shop Assistant June to September 2004

Fax, file, print and mail documents and provide customer service; Maintain shop organization and assist mechanics;

123 Church, Vancouver, British Columbia Part-time employment Grade 4 Communications Teacher June to August 2000

Teach Grade 4 Students Communication skills & relay progress back to parents; Work in collaboration with other Teachers & hold parent teacher interview’s;

Tom Harris GM Dealership, Nanaimo, British Columbia Part-time employment Office Clerk May to June 1999

Schedule appointments, greet guest & fax, file, mail, photocopy, and print documents; Maintain and update customer data profile in the company database;

Activities and InterestsInternet Investopedia (www.investopedia.com)

Study Finance firms JP Morgan Chase, Goldman Sachs & Co, Merrill Lynch, CIBCLanguages

Vietnamese (native) English (fluent, TOEIC 900)