resume compliance officer position
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Hieu VoCitizenship : Canada ▪ Date of birth : 10 October 1978
Contact
Cellular: 604-322-7544E-mail: [email protected]
Address406 West 29th Street, New York, New York, 10001Profile Objective I am seeking to apply for Compliance Officer position, within the finance & regulatory industry, possibly with an international perspective.
Availability December 18. 2014Key SkillsProficient with a vast array of office programs, compliance, accounting, & finance, concepts, including:
Microsoft Office, SAS, SAP ERP,
ABAP & R/3, Simply
Accounting & QuickBooks
Knowledge with KYC, SOX,
FINRA, SEC, AML, PIPEDA & BMO & CIBC code of conduct
Calculate TVM, PVA, EPS,
GAAP, M&A, A/P, A/R, DDM,
dividend yield, P/E ratio, WACC, EBIT & DCF, LBO
Bonds, Mutual Funds, Hedge Funds, Bear
Funds, GIC’s, Currency Derivatives, Derivatives,
Forwards, Futures, Options, Swaps &
Special Purpose Entity
Financial leverage, WACC, EBIT &
DCF, LBO, growth & value investing, M&A, NAV, stock market theory &
practice
Set appointments, validate health cards,
Coordinate consultations &
diagnostic tests, start client charts & manage physician’s schedule
Education201320032001
Canadian Airport Security Awareness Program (CASP), Program ID # 736-1183985Financial Service Compliance Administrator-Graduates Certificate, Seneca College, Toronto, CanadaArts & Science-Certificate Program, Langara College, Vancouver, Canada
Work Experience JW Research, Vancouver, British Columbia Full-time employment BMO MasterCard Sales Associate June to October 2013
Sell BMO MasterCard, provide csr, answer to customer inquiry and assist customers complete form; Ensure all procedures and documents comply with KYC & PIPEDA;
Party Bonanza, Vancouver, British Columbia Full-time employment Inventory Control Clerk September 2012
Receive, inspect, fix and stock inventory; Implement new inventory control system and Recycle duties;
MBNA MasterCard, Toronto, Ontario Full-time employmentMasterCard Marketing Representative August to September 2010
Market MBNA MasterCard & Review ID’s & applications to ensure information have been accounted for; Market & ensure all marketing schemes & conducts complied to PIPEDA, FINRA, SEC & SOX;
Dr. B. T. Dang, Toronto, Ontario Full-time employmentMedical Assistant/Administrator April to August 2008
Designed, implemented and tested scheduling software; Medical administration duties-Monitor patient’s pulse rate, blood pressure and the pupil dilation; -Test blood, bile, urine & saliva samples, review x-rays & monitor patients;
John Vartan, Toronto, Ontario Part-time employmentDay Trader February to March 2008
Monitor the movements of stocks & ensure all procedures comply with SEC, SOX, KYC & PIPEDA; Applied techniques to calculate a stocks beta, ROE, ROI, ROA and ROR;
Hai Au Music and Video Center, Vancouver, British Columbia Full-time employmentStore Manager March 2006 to May 2007
Manage the business, provide csr & Promote and market new release CD’s, Video’s and Concerts; Balance cash, handle cash transactions, make daily bank deposits and bank reconciliation duties;
Penny Auto body, Vancouver, British Columbia Part-time employment Body Shop Assistant June to September 2004
Fax, file, print and mail documents and provide customer service; Maintain shop organization and assist mechanics;
123 Church, Vancouver, British Columbia Part-time employment Grade 4 Communications Teacher June to August 2000
Teach Grade 4 Students Communication skills & relay progress back to parents; Work in collaboration with other Teachers & hold parent teacher interview’s;
Tom Harris GM Dealership, Nanaimo, British Columbia Part-time employment Office Clerk May to June 1999
Schedule appointments, greet guest & fax, file, mail, photocopy, and print documents; Maintain and update customer data profile in the company database;
Activities and InterestsInternet Investopedia (www.investopedia.com)
Study Finance firms JP Morgan Chase, Goldman Sachs & Co, Merrill Lynch, CIBCLanguages
Vietnamese (native) English (fluent, TOEIC 900)