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DTU, Denmark, June 8 - 10, 2011 Young Researchers Seminar 2011 DTU, Denmark, 8 - 10 June, 2011 Reliability of In-Vehicle Warning System for Railway Level Crossings – a User-Oriented Analysis Risto Öörni, M.Sc.(Tech) VTT Technical Research Centre of Finland

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Young Researchers Seminar 2011DTU, Denmark, June 8 - 10, 2011

Young Researchers Seminar 2011DTU, Denmark, 8 - 10 June, 2011

Reliability of In-Vehicle Warning System for RailwayLevel Crossings – a User-Oriented Analysis

Risto Öörni, M.Sc.(Tech)VTT Technical Research Centre of Finland

2

Background• Level crossing accidents are a major safety problem for railways and an existing

traffic safety problem for road users• On average, close to 10 people die and 50 get injured every year in Finland in level

crossing accidents• At least some of the level crossing accidents could be avoided by increasing the

situation-awareness and alertness of the road user• In-vehicle warning system for railway level crossings is currently being tested on a

railway line in Southern Finland• The field test will end in June 2011• Development started in 2006 a small-scale proof-of-concept test

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Objectives• To analyse the reliability of in-vehicle warning system for

railway level crossings from the user point of view• Reliability of the system was analysed from user

perspective mainly for two reasons:To get an overview of the current reliability of the system and factorscontributing to itThe service quality experienced by users has an impact on the potentialthe system has to improve the safety of road

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Functionality of the system• In-vehicle system provides an audible or visual warning when the driver approaches a level

crossing simultaneously with a train• In-vehicle system detects situations in which the car approaches a level crossing• When an approaching situation is detected, the in-vehicle sends a query to the server with the

number of the level crossing, and the server provides the status of the level crossing as a reply tothe in-vehicle system

• The server calculates the status of level crossings on the basis of positioning messages sent bytrains

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Technical architecture

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

AplicomA1 Trax

GPS-receiver GPRS

SemelCL341

GPSreceiver GPRS

SemelMC40

GPSreceiver GPRS

GPS

ADSL

Semel mobile gateway(device management andgateway server for MC40CL341 devices and a web

service interface)

Internet

Level crossing server(VTT)

Windows 2000

MySQL database

Level crossing server application

PHP

In-vehicle system: NokiaNavigator 6710/E52/E75

GPSreceiver GPRS

GPS

Symbian V9.3, Java

Client software

GPRS/3G

GPRS/3G

Internet

Internet

GPRS/3G

Internet

AplicomA1 Trax

GPS-receiver GPRS

AplicomA1 Trax

GPS-receiver GPRS

SemelCL341

GPSreceiver GPRS

SemelCL341

GPSreceiver GPRS

SemelMC40

GPSreceiver GPRS

SemelMC40

GPSreceiver GPRS

GPSGPS

ADSL

Semel mobile gateway(device management andgateway server for MC40CL341 devices and a web

service interface)

InternetInternet

Level crossing server(VTT)

Windows 2000

MySQL database

Level crossing server application

PHP

In-vehicle system: NokiaNavigator 6710/E52/E75

GPSreceiver GPRS

GPSGPS

Symbian V9.3, Java

Client software

GPRS/3GGPRS/3G

GPRS/3GGPRS/3G

InternetInternet

InternetInternet

GPRS/3GGPRS/3G

InternetInternet

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Definition• Reliability: “the probability of a component,

subsystem of complete system to functioncorrectly over a given period of time under agiven set of operating conditions” (Storey 1996)

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Method

• Analysis of the reliability of the system was based on a frameworkdescribed in earlier research on the reliability of advanced drivingassistance systems (Gietelink 2007)

• The alarms provided by the system were compared against trainswhich passed the level crossing during the observation period

• The empirical data needed to analyse the reliability of the systemwas collected with video monitoring performed at two levelcrossings and with automatic data logging features implemented inthe system

• A criteria for a successful alarm was defined• The system was presented as a reliability block diagram to better

understand the factors contributing to the reliability of the systemReliability of In-Vehicle Warning System for Railway Level

Crossings – a User-Oriented Analysis

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Prediction matrix and reliabilitymeasures

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Actual dataNegative (safe) Positive (threat

PredictionNegative (safe) TNN FNN

Positive (threat) FPN TPN

Rate DefinitionReal occurrence rate p TPFNFPTNTPFN NNNNNN /

Accuracy accuracyp TPFNFPTNTPTN NNNNNN /

Precision CPp TPFPTP NNN /

True positive rate TPp TPFNTP NNN /

False negative rate FNp TPFNFN NNN /

True negative rate TNp FPTNTN NNN /

False positive rate FPp FPTNFP NNN /

Reliability relpTPFNTPFPTP NNNNN /2

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Reliability block diagram

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Trainequipment(A1 Trax)

GPRS andpublic

Internet(from

server toIVS)

Levelcrossing

server(VTT)

GPRS andpublic

Internet(from trainto server)

In-vehiclesystem User

Trainequipment(CL341 or

MC40)

Semelmobile

gateway

Publicinternetand webservice

interface

Levelcrossing

server(VTT)

GPRS andpublic

internet(from

server toIVS)

In-vehiclesystem User

GPRS andpublic

Internet(from trainto Semek

mobile gw)

A1 Trax devices installed in Dm12 rail busesand Dv12 diesel engines:

CL341 and MC40 devices installed in Dv12diesel engines

A B C

Trainequipment(A1 Trax)

GPRS andpublic

Internet(from

server toIVS)

Levelcrossing

server(VTT)

GPRS andpublic

Internet(from trainto server)

In-vehiclesystem User

Trainequipment(A1 Trax)

GPRS andpublic

Internet(from

server toIVS)

Levelcrossing

server(VTT)

GPRS andpublic

Internet(from trainto server)

In-vehiclesystem User

Trainequipment(CL341 or

MC40)

Semelmobile

gateway

Publicinternetand webservice

interface

Levelcrossing

server(VTT)

GPRS andpublic

internet(from

server toIVS)

In-vehiclesystem User

GPRS andpublic

Internet(from trainto Semek

mobile gw)

Trainequipment(CL341 or

MC40)

Semelmobile

gateway

Publicinternetand webservice

interface

Levelcrossing

server(VTT)

GPRS andpublic

internet(from

server toIVS)

In-vehiclesystem User

GPRS andpublic

Internet(from trainto Semek

mobile gw)

A1 Trax devices installed in Dm12 rail busesand Dv12 diesel engines:

CL341 and MC40 devices installed in Dv12diesel engines

A B C

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Equipment user to realise thesystem

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Classification of alarm situations

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Early endingof alarm

Late start

t / s

t / s

t / sCorrectalarm

Latest acceptabletime for starting

alarm:T(arrived) – y

Earliest acceptabletime for starting

alarm:T(arrived) – x

Train arrives atthe levelcrossing:T(arrived)

Latestacceptable time

for end ofalarm:

T(passed) + z

Interruptedalarm

Late start +interruption

t / s

t / s

Train haspassed the level

crossing:T(passed)

Correctalarm t / s

Early endingof alarm

Late start

t / s

t / s

t / sCorrectalarm

Latest acceptabletime for starting

alarm:T(arrived) – y

Earliest acceptabletime for starting

alarm:T(arrived) – x

Train arrives atthe levelcrossing:T(arrived)

Latestacceptable time

for end ofalarm:

T(passed) + z

Interruptedalarm

Late start +interruption

t / s

t / s

Train haspassed the level

crossing:T(passed)

Correctalarm t / s

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Experimental setup

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Hard disk driverecorder

Videomultiplexer

Levelcrossing

Camera 2

Navigator phone withlevel crossing warning

application

Digital soundrecorder withmicrophone

Camera 1

Hard disk driverecorder

Hard disk driverecorder

Videomultiplexer

Videomultiplexer

Levelcrossing

Camera 2

Navigator phone withlevel crossing warning

application

Digital soundrecorder withmicrophone

Camera 1• Video monitoring was performed in

two level crossings• Two video cameras were used –

one aimed at the in-vehicle deviceand one at the level crossing

• Video streams from the twocameras were combined into onestream with a video multiplexer

• The video stream was recordedwith a hard disk recorder

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Monitoring equipment• Monitoring equipment was installed

in a metallic box mounted on anelectric pole close to the levelcrossing

• The hard disk and battery had tobe changed every day

• Video data recorded to the harddisk was exported into mpg formatand viewed with Avidemux videoprocessing software

• Relevant events were documentedas a spread sheet

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Test sitesVideo monitoring was carried out in twolevel crossings on a railway linebetween Hanko and Karjaa:1. Lappohjan satama

Shunting activity, rail buses andfreight trainsNo train stop close to the levelcrossing

2. Skogbyn seisakeNo shunting activity, rail buses andfreight trainsLevel crossing located close to atrain stop

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Lappohjan satama level crossing (map from GoogleMaps)

Skogbyn seisake level crossing (map from GoogleMaps)

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Results of video monitoring

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Events observedTrain observed N

Successful alarm 63

Interrupted alarm 18

Late end 13

Late start 6

Early end 5

Late start + interrupted 1

Early start 1

Late end + interrupted 1

Late start + late end 1

Missed alarm 56

No train

False alarm 13

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Calculated results

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Actual dataNo train Train observed

PredictionNegative (safe) not applicable 103Positive (threat) 13 63

Rate Definition ResultReal occurrence rate p TPFNFPTNTPFN NNNNNN / 92.7%

Accuracy accuracyp TPFNFPTNTPTN NNNNNN / 35.2%

Precision CPp TPFPTP NNN / 82.9%

True positive rate TPp TPFNTP NNN / 38.0%

False negative rate FNp TPFNFN NNN / 62.0%

True negative rate TNp FPFNTN NNN / 0% (notapplicable)

False positive rate FPp FPTNFP NNN / 1 (notapplicable)

Reliability relpTPFNTPFPTP NNNNN /2 56,1%

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Causes of unsuccessful alarms

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

Causes of missed alarms (nodetection at all)

Cause N

Unequipped train 12

Handover or other shortdisconnection in the dataconnection between train unitand level crossing server ormobile gateway

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Other 29

total 56

• A preliminary analysis wascarried out to find out thecauses of unsuccessful alarms

• Focus of the analysis was onsituations in which the systemprovided no detection at all (56situations)

• 27 of the 56 missed alarmscould be explained withunequipped trains andhandovers

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Conclusions• 63 trains of 166 were detected successfully which implies a true positive

rate of 38.0%• If also alarms with quality deviations (47 alarms) are classified as

successful, true positive rate improves to 66.3%The expected functionality has been realised but the current reliability level of thesystem doesn’t meet the reliability required from a commercially available ITSservice

• 63 successful and 13 false alarms were observed; 17.1% of all alarms werefalse alarms

The challenge in the further development seems to be the share of falsenegatives rather than false alarms

• A detailed analysis of the causes of false negatives is needed to betterunderstand the factors contributing to the reliability of the system and toestimate the potential for improvements

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

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Recommendations for furtherresearch• Potential to improve the performance of the system and to

overcome the limitations of present GPRS data transmission withchanges to algorithms and communication protocols in differentparts of the data processing chain

• Changes needed to the functionality of the system to create asuccessful ITS service

• Impact of new mobile communication technologies such as 3Gtechnologies and LTE on the reliability of the system

Reliability of In-Vehicle Warning System for Railway LevelCrossings – a User-Oriented Analysis

20Reliability of In-Vehicle Warning System for Railway Level

Crossings – a User-Oriented Analysis

Thanks for your attention!