relevance discourse analysis to education research (risa triassanti 2012)
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Risa TriassantiTRANSCRIPT
RELEVANCE OF DISCOURSE ANALYSIS TO LANGUAGE EDUCATION
RESEARCH
Introduction
The linguistic turn of the later twentieth century has led to a widespread and
growing interest in discourse, both in organization studies and in the social sciences
more generally. Since the late 1970s, organization scholars have begun to move
beyond a conception of language as a functional, instrumental conduit of information,
and drew attention to its symbolic and metaphorical aspects as constructive of
social and organizational reality (Dandridge, Mitroff and Joyce, 1980: Manning,
1979. Discourse analysis, in the broad sense of utilizing textual data in order to gain
insights to particular phenomena, has had a rich and varied heritage in the social
sciences, spanning the fields of sociology, anthropology, psychology, political science
and history (OConnor, 1995) (2006:17).
The word discourse refers to more than just talk—it encompasses any
meaningful use of language as well as communicative gestures. By looking closely at
discourse, we can gain information regarding two of the primary functions of
language are to support the performance of social activities and social identities and to
support human affiliation within cultures, social groups, and institutions. In other
words, Discourse Analysis in education is inextricably linked to the enactment of
social activities (e.g., classroom lessons), the formation and maintenance of social
identities (e.g., students as capable learners), the interactions of social groups (e.g.,
classroom communities), and the establishment of social institutions (e.g., schools).
In the final decade of the 20th century, the quality of classroom discourse has
become a prominent focus in discussions of school reform. There are several reasons
for this increased attention. According to two economists of education (Murnane &
Levy, 1996), the “new basic skills” required for high-wage jobs include “the ability to
communicate effectively, both orally and in writing” and “the ability to work in
groups with persons of various backgrounds” (p. 32). Demographic and technological
changes in society have meant that these same skills are necessary for effective
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participation in and maintenance of a democratic and just society. As a result, schools
are now charged with creating not only individual human capital for a healthy
economy, but also social capital for healthy communities. At the same time, what
counts as knowledge has shifted away from inert information passively received from
books and teachers toward dynamic understanding that is collaboratively constructed
in discussion among students.
Classroom discourse analysis has been a major theme in much research
linguistic, applied linguistic and educational — for some years now. Sinclair and
Coulthard (1975: 15) suggested that an interest in classroom language studies
dated from the 1940s. Since the 1960s and early 1970s on, a great deal of
research into many areas of discourse, including classroom discourse, has been
undertaken in the English-speaking world. This development paralleled the upsurge
of scholarly interest in linguistics and applied linguistics in the same period, while
the invention of the tape recorder, later augmented by the emergence of cheap video
recording facilities, rendered much more accessible than hitherto the whole
enterprise of recording talk and analysing it. Very various are the models of
classroom discourse that have emerged, some drawing on one or more of
several traditions of linguistics, others on ethnographic approaches, others on
various psychological approaches.
Thus this paper is focusing to describe the significances of discourse analysis
in education and its relevancy with education research that mainly concern on
classroom discourse analysis.
Defining Discourse
Since its introduction to modern science the term 'discourse' has taken various,
sometimes very broad, meanings. Originally the word 'discourse' comes from Latin
'discursus' which denoted 'conversation, speech'. Thus understood, however, discourse
refers to too wide an area of human life, discourse from the vantage point of
linguistics and also applied linguistics.
There is no agreement among linguists as to the use of the term discourse in
that some use it in reference to texts, while others claim it denotes speech which is for
instance illustrated by the following definition: "Discourse: a continuous stretch of
(especially spoken) language larger than a sentence, often constituting a coherent unit
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such as a sermon, argument, joke, or narrative" (Crystal 1992:25). On the other hand
Dakowska, being aware of differences between kinds of discourses indicates the unity
of communicative intentions as a vital element of each of them. Consequently she
suggests using terms 'text' and 'discourse' almost interchangeably betokening the
former refers to the linguistic product, while the latter implies the entire dynamics of
the processes (Dakowska 2001:81). According to Cook (1990:7) novels, as well as
short conversations or groans might be equally rightfully named discourses.
Seven criteria which have to be fulfilled to qualify either a written or a spoken
text as a discourse have been suggested by Beaugrande (1981). These include:
Cohesion - grammatical relationship between parts of a sentence essential for
its interpretation;
Coherence - the order of statements relates one another by sense.
Intentionality - the message has to be conveyed deliberately and consciously;
Acceptability - indicates that the communicative product needs to be
satisfactory in that the audience approves it;
Informativeness - some new information has to be included in the discourse;
Situationality - circumstances in which the remark is made are important;
Intertextuality - reference to the world outside the text or the interpreters'
schemata;
Nowadays, however, not all of the above mentioned criteria are perceived as
equally important in discourse studies, therefore some of them are valid only in
certain methods of the research (Beaugrande 1981, cited in Renkema 2004:49).
Starting point of discourse analysis
The first modern linguist who commenced the study of relation of sentences
and coined the name 'discourse analysis', which afterwards denoted a branch of
applied linguistics, was Zellig Harris (Cook 1990:13). Originally, however, it was not
to be treated as a separate branch of study - Harris proposed extension of grammatical
examination which reminded syntactic investigations.
The emergence of this study is a result of not only linguistic research, but also
of researchers engaged in other fields of inquiry, particularly sociology, psychology,
anthropology and psychotherapy (Trappes-Lomax 2004:133). In 1960s and 1970s
other scholars, that is philosophers of language or those dealing with pragmatics
enormously influenced the development of this study as well. Among other 3
contributors to this field the Prague School of Linguists, whose focusing on
organization of information in communicative products indicated the connection of
grammar and discourse, along with text grammarians are worth mentioning
(McCarthy 1991:6).
A significant contribution to the evolution of discourse analysis has been made by
British and American scholars. In Britain the examination of discourse turned towards
the study of the social functions of language. Research conveyed at the University of
Birmingham fruited in creating a thorough account of communication in various
situations such as debates, interviews, doctor-patient relations, paying close attention
to the intonation of people participating in talks as well as manners particular to
circumstances. Analysis of the factors essential for succession of decently made
communication products on the grounds of structural-linguistic criteria was another
concern of British scholars. Americans, on the other hand, focused on examining
small communities of people and their discourse in genuine circumstances. Apart
from that, they concentrated on conversation analysis inspecting narratives in addition
to talks and the behavior of speakers as well as patterns repeating in given situations.
Division and specification of types of discourse along with social limitations of
politeness and thorough description of face saving acts in speech is also American
scholars' contribution (McCarthy 1991:6).
The world of politics and features of its peculiar communicative products are
also of concern to discourse analysts. Having carefully investigated that area of
human activity scholars depicted it as characterized by frequent occurrence of face
saving acts and euphemisms. One other sphere of life of particular interest to applied
linguists is the judicature and its language which is incomprehensible to most
common citizens, especially due to pages-long sentences, as well as peculiar
terminology. Moreover, educational institutions, classroom language and the language
that ought to be taught to enable learners to successfully comprehend both oral and
written texts, as well as participate in real life conversations and produce native-like
communicative products is the domain of discourse analysis. Last but not least,
influence of gender on language production and perception is also examined
(Renkema 2004, Trappes-Lomax 2004).
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The Significance of Discourse Analysis in Language Teaching and Learning
To attain a good command of a foreign language, learners should either be
exposed to it in genuine circumstances and with natural frequency, or painstakingly
study lexis and syntax assuming that students have some contact with natural input.
Classroom discourse seems to be the best way of systematizing the linguistic code
that learners are to acquire. The greatest opportunity to store, develop and use the
knowledge about the target language is arisen by exposure to authentic discourse in
the target language provided by the teacher (Dakowska 2001:86).
Language is not only the aim of education as it is in the case of teaching
English to Polish students, but also the means of schooling by the use of mother
tongue. Having realized that discourse analysts attempted to describe the role and
importance of language in both contexts simultaneously paying much attention to
possible improvement to be made in these fields.
It has also been settled that what is essential to be successful in language
learning is interaction, in both written and spoken form. In addition, students' failures
in communication which result in negotiation of meaning, requests for explanation or
reorganization of message contribute to language acquisition. One of the major
concerns of discourse analysts has been the manner in which students ought to be
involved in the learning process, how to control turn-taking, provide feedback as well
as how to teach different skills most effectively on the grounds of discourse analysis'
offerings (Trappes-Lomax 2004:153).
Application of discourse analysis to teaching grammar
There are a number of questions posed by discourse analysts with reference to
grammar and grammar teaching. In particular, they are interested in its significance
for producing comprehensible communicative products, realization of grammar items
in different languages, their frequency of occurrence in speech and writing which is to
enable teaching more natural usage of the target language, as well as learners' native
tongue (McCarthy 1991:47).
While it is possible to use a foreign language being unaware or vaguely aware
of its grammatical system, educated speakers cannot allow themselves to make even
honest mistakes, and the more sophisticated the linguistic output is to be the more
thorough knowledge of grammar gains importance. Moreover, it is essential not only
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for producing discourse, but also for their perception and comprehension, as many
texts take advantage of cohesive devices which contribute to the unity of texts, but
might disturb their understanding by a speaker who is not aware of their occurrence.
Anaphoric reference, which is frequent in many oral and written texts,
deserves attention due to problems that it may cause to learners at various levels. It is
especially important at an early stage of learning a foreign language when learners fail
to follow overall meaning turning much attention to decoding information in a given
clause or sentence. Discourse analysts have analyzed schematically occurring items of
texts and how learners from different backgrounds acquire them and later on produce.
Thus, it is said that Japanese students fail to distinguish the difference between he and
she, while Spanish pupils have problems with using his and your. Teachers, being
aware of possible difficulties in teaching some aspects of grammar, should pay
particular attention to them during the introduction of the new material to prevent
making mistakes and errors (McCarthy 1991:36).
The most prominent role in producing sophisticated discourse, and therefore
one that requires much attention on the part of teachers and learners is that of words
and phrases which signal internal relation of sections of discourse, namely
conjunctions. McCarthy (1991) claims that there are more than forty conjunctive
words and phrases, which might be difficult to teach. Moreover, when it comes to the
spoken form of language, where and, but, so, then are most frequent, they may take
more than one meaning, which is particularly true for and. Additionally, they not only
contribute to the cohesion of the text, but are also used when a participant of a
conversation takes his turn to speak to link his utterance to what has been said before
(McCarthy 1991:48).
The foregoing notions that words crucial for proper understanding of
discourse, apart from their lexical meaning, are also significant for producing natural
discourse in many situations support the belief that they should be pondered on by
both teachers and students. Furthermore, it is advisable to provide learners with
contexts which would exemplify how native users of language take advantage of
anaphoric references, ellipses, articles and other grammar related elements of
language which, if not crucial, are at least particularly useful for proficient
communication (McCarthy 1991:62).
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Application of discourse analysis to teaching vocabulary
What is probably most striking to learners of a foreign language is the quantity
of vocabulary used daily and the amount of time that they will have to spend
memorizing lexical items. Lexis may frequently cause major problems to students,
because unlike grammar it is an open-ended system to which new items are
continuously added. That is why it requires close attention and, frequently,
explanation on the part of the teacher, as well as patience on the part of the student.
Scholars have conducted in-depth research into techniques employed by
foreign language learners concerning vocabulary memorization to make it easier for
students to improve their management of lexis. The conclusion was drawn that it is
most profitable to teach new terminology paying close attention to context and co-text
that new vocabulary appears in which is especially helpful in teaching and learning
aspects such as formality and register. Discourse analysts describe co-text as the
phrases that surround a given word, whereas, context is understood as the place in
which the communicative product was formed (McCarthy 1991:64).
From studies conducted by discourse analysts emerged an important idea of
lexical chains present in all consistent texts. Such a chain is thought to be a series of
related words which, referring to the same thing, contribute to the unity of a
communicative product and make its perception relatively easy. Additionally, they
provide a semantic context which is useful for understanding, or inferring the
meaning of words, notions and sentences. Links of a chain are not usually limited to
one sentence, as they may connect pairs of words that are next to one another, as well
as stretch to several sentences or a whole text. The relation of words in a given
sequence might be that of reiteration or collocation, however, analyst are reluctant to
denote collocation as a fully reliable element of lexical cohesion as it refers only to
the likelihood of occurrence of some lexical items. Nevertheless, it is undeniably
helpful to know collocations as they might assist in understanding of communicative
products and producing native-like discourse (McCarthy 1991:65).
Since lexical chains are present in every type of discourse it is advisable to
familiarize learners with the way they function in, not merely because they are there,
but to improve students' perception and production of expressive discourse.
Reiteration is simply a repetition of a word later in the text, or the use of synonymy,
but what might require paying particularly close attention in classroom situation is
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hyponymy. While synonymy is relatively easy to master simply by learning new
vocabulary dividing new words into groups with similar meaning, or using thesauri,
hyponymy and superordination are more abstract and it appears that they require
tutelage. Hyponym is a particular case of a more general word, in other words a
hyponym belongs to a subcategory of a superordinate with narrower meaning, which
is best illustrated by an example: Brazil, with her two-crop economy, was even more
severely hit by the Depression than other Latin American states and the country was
on the verge of complete collapse (Salkie 1995:15). In this sentence the word Brazil is
a hyponym of the word country - its superordinate. Thus, it should not be difficult to
observe the difference between synonymy and hyponymy: while Poland, Germany
and France are all hyponyms of the word country, they are not synonymous.
Discourse analysts imply that authors of communicative products deliberately vary
discursive devices of this type in order to bring the most important ideas to the fore,
which in case of English with its wide array of vocabulary is a very frequent
phenomenon (McCarthy 1991, Salkie 1995).
One other significant contribution made by discourse analysts for the use of
vocabulary is noticing the omnipresence and miscellaneous manners of expressing
modality. Contrary to popular belief that it is conveyed mainly by use of modal verbs
it has been proved that in natural discourse it is even more frequently communicated
by words and phrases which may not be included in the category of modal verbs, yet,
carry modal meaning. Lexical items of modality inform the participant of discourse
not only about the attitude of the author to the subject matter in question (phrases such
as I believe, think, assume), but they also give information about commitment,
assertion, tentativeness (McCarthy 1991:85).
Discourse analysts maintain that knowledge of vocabulary-connected
discourse devices supports language learning in diverse manners. Firstly, it ought to
bring students to organize new items of vocabulary into groups with common context
of use to make them realize how the meaning of a certain word might change with
circumstances of its user or co-text. Moreover, it should also improve learners'
abilities to choose the appropriate synonym, collocation or hyponym (McCarthy
1991:71).
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Application of discourse analysis to teaching text interpretation
Interpretation of a written text in discourse studies might be defined as the act
of grasping the meaning that the communicative product is to convey. It is important
to emphasize that clear understanding of writing is reliant on not only what the author
put in it, but also on what a reader brings to this process. McCarthy (1991) points out
that reading is an exacting action which involves recipient's knowledge of the world,
experience, ability to infer possible aims of discourse and evaluate the reception of the
text.
Careful research into schemata theory made it apparent that mere knowledge
of the world is not always sufficient for successful discourse processing.
Consequently, scholars dealing with text analysis redefined the concept of schemata
dividing it into two: content and formal schemata. Content, as it refers to shared
knowledge of the subject matter, and formal, because it denotes the knowledge of the
structure and organization of a text. In order to aid students to develop necessary
reading and comprehension skills attention has to be paid to aspects concerning the
whole system of a text, as well as crucial grammar structures and lexical items. What
is more, processing written discourse ought to occur on global and local scale at
simultaneously, however, it has been demonstrated that readers employ different
strategies of reading depending on what they focus on (McCarthy 1991:168).
Discourse Analysis and Second Language Learning
Language learners face the monumental task of acquiring not only new
vocabulary, syntactic patterns, and phonology, but also discourse competence,
sociolinguistic competence, strategic competence, and interactional competence. They
need opportunities to investigate the systematicity of language at all linguistic levels,
especially at the highest level (Riggenbach, 1999; Young and He, 1998). Without
knowledge of and experience with the discourse and sociocultural patterns of the
target language, second language learners are likely to rely on the strategies and
expectations acquired as part of their first language development, which may be
inappropriate for the second language setting and may lead to communication
difficulties and misunderstandings.
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One problem for second language learners is limited experience with a variety
of interactive practices in the target language. Therefore, one of the goals of second
language teaching is to expose learners to different discourse patterns in different
texts and interactions. One way that teachers can include the study of discourse in the
second language classroom is to allow the students themselves to study language, that
is, to make them discourse analysts (see Celce-Murcia & Olshtain, 2000; McCarthy &
Carter, 1994; Riggenbach, 1999). By exploring natural language use in authentic
environments, learners gain a greater appreciation and understanding of the discourse
patterns associated with a given genre or speech event as well as the sociolinguistic
factors that contribute to linguistic variation across settings and contexts. For
example, students can study speech acts in a service encounter, turn-taking patterns in
a conversation between friends, opening and closings of answering machine
messages, or other aspects of speech events. Riggenbach (1999) suggests a wide
variety of activities that can easily be adapted to suit a range of second language
learning contexts.
Discourse Analysis in Language Education Research
Discourse analysis in education has been employed in many different ways
in Applied Linguistics. It has been employed to investigate classroom
interaction and to develop areas such as teacher training, testing and materials
design. It has helped to develop our understanding of how constructs such as
learning and competence are realised in interaction. This interaction is mainly
taken place between teacher- students and among students in the classroom. Therefore
discourse in the classroom has become the focus of discourse in education.
Classroom discourse analysis refers essentially to the analysis of texts in classroom
contexts, and especially to analysis of classroom talk. However, as Martin-Jones et al.
(2008: xiii), point out that in current literature, classroom discourse refers both to
‘talk-ininteraction’ in classrooms, and to the critical poststructural view of discourse
as ‘ways of understanding and constituting the social world’
Classrooms are complex places where teachers and students create and re-
create, adopt and adapt, and engage in a full range of human interactions. Teachers
and students are viewed as active agents. Although teachers and students must act
within the events, contexts, and settings in which they find themselves, and although
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they must react to the actions of others and the social institutions of which they are a
part, they nonetheless act on the worlds in which they live.
At the center of what happens in classrooms is language. The language used
by teachers and students, the language of texts and textbooks, the language of school
and school district policies, the language of parents and children as they interact with
each other and with educators, and myriad other uses of language. Language is both
the object of classroom lessons (e.g., learning to read, write, and use academic
discourse) as well as the means of learning (e.g., through classroom discussions and
lectures, reading, and writing). Thus, language not only is the object of study in
research on classroom language and literacy events but it is also the means through
which the research occurs. It is through language that researchers conduct interviews
and develop coding and other means of analyzing observations, videotapes, and other
data, and it is through language that researchers conceptualize, write up, and report
their research.
What people do in interaction with each other is complex, ambiguous, and
indeterminate, and it often involves issues of social identity, power relations, and
broad social and cultural processes. At the same time, every event provides
opportunities for people to create new meanings, new social relationships, and new
futures that eschew the reproductive tendencies of what is and what was. By focusing
attention on actual people acting and reacting to each other, creating and re-
creating the worlds in which they live.
Cazden (1988) Share the assumption that what goes on in classrooms is so
constituted by language (Cazden 1988), that analysis of language (and of other
semiotic systems) is central to understanding ways in which knowledge is constructed
in classrooms, ways in which learning occurs (or not), and ways in which
interpersonal relations are constructed and enacted in classrooms. As Christie (2002:
2) argues: unless we are willing to engage seriously with the discourse patterns
particular to the institution of schooling, then we fail genuinely to understand it. It is
in language after all that the business of schooling is primarily accomplished. A
further shared assumption, as Christie (2002: 3) notes, is that classroom work consists
of structured activity that is shaped by rules, routines and patterns of interactions
between teachers and students. Although such shared assumptions characterize the
work of those who engage in classroom discourse analysis, there are important 11
differences in how these assumptions are realized. In addressing these differences, it
is useful to note, very briefly, some of the major historical developments in the
field.
Classroom discourse analysis has a relatively short history that can be traced
from around the 1960s (Christie 2002). Although there were a number of studies at
the time that promoted analysis of classrooms through the use of observation
schedules, only approaches that have focused, in various ways, on analysis of actual
classroom talk can properly be described as involving classroom discourse analysis.
There two main approaches that have been developed so far. They are linguistic
oriented analysis and critical analysis.
Linguistic Oriented of Classroom discourse.
Research within linguistic analysis of classroom discourse (‘turns,
sequences, and meanings’ ) has been shaped, especially in the American tradition, by
the theoretical perspectives of Conversation Analysis, ethnography, and
ethnomethodology. Such work has sought insights into ‘classroom aims and
events’ through the detailed account of patterns of interaction within those
classrooms. The purposes of such work are emphasizing the socio-cultural nature of
teaching and learning processes, incorporate participants’ perspectives on their own
behaviour, and offering holistic analyses sensitive to levels of context in which
interactions and classrooms are situated.
There is a long and very rich tradition of ethnographic research into classroom
interaction, which has also focused on the nature and implications of classroom
discourse. Researchers within this tradition who draw on ethnomethodology have
typically undertaken closer and more detailed analyses of specific features of
classroom talk. They often contrast features of classroom discourse with those of
everyday conversations in order to highlight the distinctive nature of classroom talk
(e.g. Baker 1991). Thus, common features of classroom interaction, such as initiating
topics; turn taking; asking and responding to questions, are highlighted in order to
focus on the specific roles of teacher and students. A feature of such research is the
detailed account of recurring patterns or phenomena within the classroom. While
large quantities of data may be used in ethnomethodological studies to explore the 12
nature of recurring patterns, the focus is typically on a detailed account of specific
discourse features, rather than on any attempt to provide a comprehensive overview.
More recent developments within the tradition of ‘turns, sequences, and
meanings’ have included microethnography and critical ethnography . Such
developments interconnect with the critical analysis.
Analysis with Linguistic Orientation Research that takes a more linguistic
orientation to classroom discourse analysis can be traced back to Sinclair and
Coulthard’s (1975). As part of their more general goal of developing a systematic
analysis of discourse, Sinclair and Coulthard focused on language interaction
within classrooms. Drawing on Halliday’s (1961) ‘scale and category’ grammar, they
developed a system of analysis that included categories of lesson, transaction,
exchange, move and act. Their analysis thus included larger and smaller units of
language in ways that provided a systematic overview of an entire lesson, while
at the same time enabling the study of finer detail of specific utterances and
exchanges between participants.
Research incorporating a linguistic orientation to classroom discourse analysis
has largely been tied to developments in systemic functional linguistics (e.g. Halliday
1978, 1994). Such developments have continued to be influential within the British
tradition, and also in Australia. The development from ‘scale and category grammar’
to the more comprehensive systemic functional social semiotic theory of language has
provided access to a wide range of analytic resources. Importantly, for classroom
discourse analysts, these resources offer the possibility of dealing systematically with
large quantities of classroom discourse, and also of undertaking layers of analysis at
varying levels of detail.
An example that illustrates research within the linguistic tradition can be seen
in the work of Frances Christie (e.g. 1997, 2002). Perhaps the most influential
Australian researcher in the field of classroom discourse analysis, Christie’s
work is explicitly located in relation to systemic functional theory and it draws
on discourse analytic resources available from that theory. Key notions in Christie’s
work are those of curriculum macrogenre (a curriculum unit where educational goals
are realized typically through cycles of several related lessons) and curriculum
genres (specific teaching/learning activities within lessons with linguistically
identifiable beginning, middle and end stages). Thus a curriculum macrogenre 13
consists of sequences of curriculum genres. In developing these notions, Christie
has drawn on genre theory within systemic functional linguistics (Christie and Martin
1997; Martin 1999).
While reflecting different traditions, the ‘turns, sequences, and meanings’ and
linguistically oriented approaches to discourse analysis can both be seen as part of the
broad ‘social turn’ that has been evident across disciplines such as sociology,
anthropology, history and linguistics in recent years. A further major impact on
classroom discourse analysis, and on discourse analysis more generally, has resulted
from the ‘critical turn’. As indicated, Martin-Jones et al. (2008: xiii) describe the
resulting critical poststructural view of discourse as ‘ways of understanding and
constituting the social world’.
Example: Conversation analysis (CA) in the second language classroom context
Conversation analysis (CA) – the study of talk-in-interaction – is a
theoretically and methodologically distinctive approach to understanding social
life. It is now an interdisciplinary field – spanning, in particular, sociology,
psychology, linguistics and communication studies. It was first developed within
sociology in the United States in the late 1960s and early 1970s by Harvey Sacks and
his collaborators, Emanuel Schegloff and Gail Jefferson (e.g. Sacks et al. 1974).CA
offers technical specifications of six key structural features of talk-in interaction:
turn-taking, action formation, sequence organization, repair, word selection and the
overall structural organization of talk. We will sketch out each of these in
relation to a single brief data extract, and then focus in more detail on just one of
them: the turn-taking system.
Extract 1 comes from a phone conversation between a married couple (Edna and
Bud), on their wedding anniversary. Edna is already at the couple’s vacation home at
the beach and it is apparent from what she says earlier in the call that she had
expected Bud to join her there the previous day, in time for their anniversary. The call
begins with exchanges of ‘Happy Anniversary’, later reiterated by Edna, who tells her
husband ‘I miss you’. As this extract opens, Edna is asking Bud about his travel plans
for the following day, and is clearly hoping he will be joining her soon. As it turns
out, her hopes are to be frustrated:
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Extract 1
01 Edn: You comin’ down ea:rly?
02 (.)
03 Bud: We:ll I got a lot of things to do before
04 I get cleared up tomorrow. >I dunno.<
05 I w- I probably won’t be too early.
Below, we examine this short extract in relation to the talk-in-interaction.
Turn-taking
We can notice that this data extract consists of two turns at talk from different
speakers. They speak one at a time, and there is a brief silence between speakers.
Their turns are different lengths: the first is a single unit of talk; the second is three
distinct units. The classic paper by Sacks, Schegloff and Jefferson (1974) presents a
model of turn-taking which accounts for such observations (and more). A recipient of
a turn at talk, awaiting their turn to talk next, listens to the talk-in-progress in part to
project (or predict) when the unit of talk will be done, in order that they can talk next
with no gap and no overlap. Transitions from one turn to a next without gaps or
overlaps make up the vast majority of transitions in conversation and when this
happens the turn-taking system is working normally. Variations on this normal
transition are often interactionally consequential. We have already seen the
previous extract that a gap of silence between one turn and the next can be used to
foreshadow a ‘dispreferred’ response (i.e. disappointing a hopeful expectation).
Speakers of initiating actions hear delays in responsive turns as dispreference-
implicative, and show their understanding by, for example, attempting to deal with
possible obstacles to acceptance.
Action Formation
Action formation refers to the ways in which speakers fashion turns to be
recognizable to their recipients as doing a particular action (e.g. complaining,
inviting, declining, and so on). One way of characterizing the two turns in
Continuum Companion to Discourse Analysis Extract 1 is to say that Edna asks a
question and Bud answers it. We can notice, for example, how Edna uses prosody –
rather than grammar – as a resource to frame up her action as a question: the rising
15
intonation on early, indicated by the question mark, is a way of ‘doing questioning’
(where a falling intonation might have led it to be heard as a command). Bud shows
that he is answering his wife’s question in part by repeating elements of it: for
example, the word early.
Sequence Organization
It is common to find, as in Extract 1, that a question is followed by an answer
– or that an invitation is followed by an acceptance/declination, a news announcement
by a news receipt, and so on. Actions are organized into sequences, the most basic
type of which is the ‘adjacency pair’: two turns at talk by different speakers, the first
constituting an initiating action, and the second an action responsive to it. Most
initiating actions (also called ‘first pair parts’ or FPPs) can be followed by a range of
appropriately ‘fitted’ next actions (‘second pair parts’, or SPPs). Some SPPs further
the action of the prior FPP (e.g. accepting an invitation) and are termed preferred
responses, others do not (e.g. rejecting an invitation) and are termed dispreferred. In
Extract 1, Edna’s FPP ‘prefers’ the answer ‘yes’ (i.e. confirmation that Bud will be
coming down early) – and you will notice that this is not the answer it gets. In effect,
Bud is saying that he will not be coming down early (a dispreferred response) –
and his SPP has many of the features that CA has found are characteristic of
dispreferred SPPs. Whereas preferred responses tend to occur without delay, and to be
short and to the point, dispreferred responses are likely to be delayed and elaborated –
as here, where Bud’s dispreferred response is delayed first by a short silence, and
then by a turn-initial marker (well), a hedge (I dunno) and an account (I got a lot of
things to do . . . ) before he actually answers the question.
Repair
It is quite common for speakers to treat what they are saying as problematic in
some way and to stop what they are saying in order to fix the problem. So in Extract
1, Bud cuts off his talk at a point where it cannot be possibly complete (after I w-, line
5), in order to go back and add something (the word probably) into his turn-in-
progress – technically, an insertion repair (Wilkinson and Weatherall in press).
Insertion repair (like other repair practices) can be used Conversation Analysis to
accomplish a variety of actions: here Bud seems to be softening the blow of
responding to his wife’s hopeful enquiry with a dispreferred SPP (i.e. telling Edna
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that he won’t be at their beach home as early as she would like). Other ways in which
speakers repair their own talk include, for example, replacement (replacing one word
or phrase with another), deletion (removing a word from a turn-in-progress), and
reformatting (Schegloff et al. 1977). Recipients of a turn can also initiate repair on it
if they find it problematic in some way (e.g. pardon? or huh? may be used to claim a
problem of hearing): the classic reference on other-initiated repair is Schegloff
(2000a).
Word Selection
Turns at talk are composed of lexical items selected from amongst
alternatives. For example, we have seen that Bud selects the word early – first used by
Edna – as one way of showing that he is answering her question. We can also notice
that he selects the formulation a lot of things to do – suggesting time-consuming
activity – in accounting for why he won’t be coming down early. CA explores how
word selection is done as part of turn design and how it informs and shapes the
understanding achieved by the turn’s recipient. It has focused particularly on
category-based ways of referring to non-present persons: for example, law
enforcement officers can be referred to as ‘police’ or as ‘cops’, and speakers’
selection of one or the other may be responsive to whether the speaker is appearing in
court (Jefferson 1974) or talking with adolescent peers (Sacks 1995).
Overall Structural Organization
Talk-in-interaction is organized into phases: most obviously, openings
and closings (Schegloff and Sacks 1973). Extract 1 comes from a call launched (by
Edna) with a ‘Happy Anniversary’ sequence – and the beginning of a call is the
proper place to exchange best wishes for anniversaries, birthdays etc., or to register
other ‘noticeables’ (Schegloff 2007: 86–7). Invocations of future interaction – such as
see you Thursday or I’ll be in touch then – are common at the end of calls. In
institutional interactions there are often component phases or activities which
characteristically emerge in a particular order.
Critical Oriented Approach
In the context of developments in critical, postmodern and poststructural
theory, previous approaches to discourse analysis were criticized on the grounds that
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they took insufficient account of the broader social and political context within which
discourse was located, and in particular paid insufficient attention to the workings of
power in discourse (Kumaravadivelu 1999). The impact of such criticisms in the
field of discourse analysis has been extensive and has led to a proliferation of
research and publications that are generally categorized as Critical Discourse
Analysis (CDA) .
The role of classroom discourse in education, which as Kumaravadivelu
(1999: 472) argues ‘like all other discourses, is socially constructed, politically
motivated and historically determined’. Kumaravadivelu (1999: 476) writes
‘conducting CCDA (Critical Classroom Discourse Analysis), however, requires a
research tool that can penetrate hidden meanings and underlying connections’. He
goes on to propose combining CCDA with critical ethnography, where
researchers ‘seek to deconstruct dominant discourses as well as counter-discourses
by posing questions at the boundaries of ideology, power, knowledge, class, race
and gender’
Sample studies: Discourse Analysis of Power Relations in Classroom
Language.
In the analysis of power relations, we are again faced with the complex task
of revealing them on multiple levels. At a surface level, we could examine the
differential distribution of cultural, linguistic, economic, and symbolic capital. Stated
otherwise, we could examine whose cultural knowledge was valued in the classroom,
whose language and ways of talking were valued, who had the economic resources to
afford educational privileges (e.g.,computers, special books, educational trips, etc.),
what the social hierarchy was, and who filled which positions in that hierarchy.
Power is often discussed in studies of classroom language and literacy events
either directly or by reference to related topics such as equity, democracy, freedom,
justice, racism, classism, homophobia, sexism, and so forth. This study shows
multiple ways to approach the microethnographic analysis of power relations by
focusing on "how power is” and argue for a reflective stance in the
microethnographic analysis of power relations in classroom language and literacy
events.
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Power is viewed as Product . When power is defined as a product, it is viewed
as a commodity, an object; a measurable thing that one person has over another or
more of than another. Money, physical strength, and weapons, are prototypical
examples as having larger quantities of these commodities may place a person or
a group in a position to press others. If power is viewed as a commodity, then it can
be given, received, transferred, traded, and taken away. For example, teachers may
relinquish the "power" they have to control the topic of discussion or determine the
correctness of an answer, insist that each child be viewed as a poet and author on a
level plane, and resist hierarchical assessments.
Another model of power is the process model, which takes the view that
power varies among and between contexts rather than being a static product. Power
can be viewed as a set of relations among people and among social institutions that
may shift from one situation to another. In addition, power is not something
accumulated (like money or weapons) as much as it is a structuration of interpersonal
relations, events, institutions, and ideologies (cf. Giddens, 1979, 1984; van Dijk,
1996). The locus of power, therefore, is not an individual or group per se but the
processes that structure relationships among people. For example, classrooms in
which reading achievement is evaluated by students demonstrating achievement on a
predetermined set of hierarchically ordered skills. From a power-as-product model, a
student who is progressing through the various skills may be viewed as gaining
"power"—skills that are transformed into social status (through report card grades,
awards, etc.) and economic access (through admission to educational opportunities
that lead to higher paying jobs).
Power model of caring relation is viewed as having the potential to bring
people together for mutual benefit, both with regard to social relationships and with
regard to other accomplishments. A classroom community requires a set of caring
relations (a) between teacher and students and (b) among students. For example
Rather than asking questions solely about what reading skills the students are gaining
or how much they comprehend, from the perspective of power as caring relations
questions might be asked about how the organization of the discussion has helped
students gain a better understanding of themselves, of others, and of their families
and communities. Questions are asked about how or whether the class's engagement
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with the book created bonds of affinity and care among the students in the class and
between the students in the class and people outside the class.
The following example of classroom interaction describe power relations in
the lesson are established, changed, maintained, or transformed across the phases of
the lesson (and across lessons). The setting is the 7th-grade language arts
classroom. There were 25 students in the class. The teacher and most of the students
were African American. Most, but not all of the students, spoke African American
language at home, in the community, and often in the classroom (including some of
the white students). Most of the students came from the local area, a working-class
section of a major city in the southern United States. An analysis of the students' turn-
taking behavior in one segment from one lesson (lines 1-32 in Transcript 4.1) is
presented in Table 4.1. The analysis examines who had how many turns at talk, who
determined turn-taking protocols, who initiated the topics of discussion, who
interrupted whom, who revoked whose comments, and so on By conducting an
analysis such as that shown in Table 4.1, we would be implying that the distribution
of turns, topic initiations, interruptions, and so on, could be readily interpreted—in
other words, that the interpretation is given in the analysis. That is, there is an
unstated implication that the person or group with the largest number of turns, and so
on, is the person or group with the most power. Furthermore, there is a "given" moral
interpretation that the unequal distribution of turns (and the unequal distribution of
valued cultural, linguistic, economic, and symbolic capital) reveals an inequity and a
lack of social justice. In brief, we would find that the teacher dominates by
controlling the floor (line 01,02,04,06), interrupting students (line 09,10,19,29),
revoicing certain student comments (line 22), determining the topics of conversation,
and so on. The teacher is powerful; the students are not. On two occasions in
transcript a student attempts to interrupt the teacher. The first time (line 09), the
student is verbally rebuffed (line 10) and acknowledges the denial of a turn at talk
(lines 11 and 12). The second time (line 29), the student is rebuffed by being
ignored.
Transcript: 7th-Grade Language Arts Lesson
01 Ms. Wilson: We're talkin' about 1865.
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02 And we're talkin' about a period of time when slavery was still instituted
03 SS: Yes.
04 Ms. Wilson: Was slavery still instituted
05 SS: Yes.
06 Ms. Wilson: Were blacks allowed the same type of education as whitest
07 SS: No
08 Theresa: XXXXXXXX no
09 That's why...
10 Ms. Wilson: [Holds up hand] I'm still making my point
11 Theresa: OK go ahead
12 Just go ahead
13 Ms. Wilson: OK
14 So if we know that slavery was still instituted
15 If we know that African Americans were not afforded the
same education as other people
16 Is it a matter that they don't *quote unquote* know any
better
17 Or they never had the opportunity to get an education
18 Camika: They never had an opportunity
19 Ms. Wilson: I'm not asking you [Directed to students calling out responses]
20 I'm asking the person who made comment [Theresa (T) had
earlier made the comment Ms. Wilson was referring to, that
black people talked "that way" in 1865 "because they did not
know any better"]
21 Theresa: They didn't have the opportunity
22 Ms. Wilson They did not have the opportunity
23 Ms. Wilson: Now.
24 Over a period of time
25 1865 all the way to 1997
26 There are still people who use terms and phrases21
27 *De, fo', folks*
28 That are similar to what we read in the poem
29 Theresa: Yea but..
30 Ms. Wilson: Is that by choice
31 Theresa: Choice
32 Ms. Wilson: Or is that because *quote unquote* a lack of knowledge
Conclusion
Discourse analysis is not only as a research method for investigating teaching
practices but also as a tool for studying interactions among language learners.
Learners can benefit from using discourse analysis to explore what language is and
how it is used to achieve communicative goals in different contexts. Thus discourse
analysis can help to create a second language learning environment that more
accurately reflects how language is used and encourages learners toward their goal of
proficiency in another language.
References
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Clancy, P., Thompson, S., Suzuki, R., & Tao, H. 1996 The conversational use of reactive tokens in English, Japanese, and Mandarin. Journal of Pragmatics, 26, 355-387.
Christie, F. 2002, Classroom Discourse Analysis: A Functional Perspective. London: Continuum.
Edwards, A. D. and Westgate, D. P. G. 1994, Investigating Classroom Talk (revised edn). London and Washington, DC: Falmer Press.
Hatch, E. 1992. Discourse and language education. New York: Cambridge University Press.
Johnson, K. 1995. Understanding communication in second language classrooms. New York: Cambridge University Press.
Kumaravadivelu, B. 1999, ‘Critical classroom discourse analysis’, TESOL Quarterly, 33(3), 453–84.Martin-Jones, M., De Mejia, A. M. and Hornberger, N. (eds) (2008), Encyclopedia of Language and Education, vol. 3: Discourse and Education (2nd edn). New York: Springer Science + Business Media LLC.
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McCabe, A., O’Donnell, M. and Whittaker, R. (eds) (2007), Advances in Language and Education. London: Continuum.
McCarthy, M. 1992. Discourse analysis for language teachers. New York: Cambridge University Press.
McCarthy, M., & Carter, R. 1994. Language as discourse: Perspectives for language teachers. New York: Longman.
Riggenbach, H. 1999. Discourse analysis in the language classroom: Volume 1. The spoken language. Ann Arbor, MI: University of Michigan Press.
Schiffrin, D. 1994. Approaches to discourse. Oxford: Blackwell
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