referral and evaluation07d0901f-86b6-4cd... · 10/16/2012 the bdi and eligibility - mythbusters...
TRANSCRIPT
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Quality Services
Referral and Evaluation
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Learning Objectives
Participants will be able to:
• Identify the varied purposes of evaluation
• Make connections between referral, evaluation and comprehensive needs assessment
• Identify standards of care for evaluation documentation
• Apply evaluation information in documenting need for ECI services (medical necessity)
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Demonstrating Quality
• Documenting Medical Necessity
• Appropriate evaluation teams
• Appropriate evaluation and needs assessment
• Connecting the Dots . . . . . . . . . . . . . . .
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Evaluation and Assessment
• Are conducted by the interdisciplinary team
• Are distinct processes that each serve a different purposes, but
• Functionally overlap
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Three Purposes of Evaluation in ECI
1. Determination of eligibility by an interdisciplinary team
2. Provides information to help with assessing need
3. Necessary (but not sufficient) for establishing need for ECI services for children with developmental delays
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Gathering of information for Evaluation starts with Referral:
5 points to consider
1. Who is taking the information?
a. Who can have a conversation with
the family about the child
and the concerns?
a. Is there a script?
b. Face to face, or on the telephone?
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Gathering of information for Evaluation starts with Referral:
5 points to consider
2. What information is collected?
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Gathering of information for Evaluation starts with Referral:
5 points to consider
3. The information gathered informs correct team assignment
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10/16/2012 The BDI and Eligibility - Mythbusters Edition
Appropriate Teams
• Why is the right team so important?
– Decrease stress on family by providing needed information from the beginning
– ECI Needs Analysis Project
Appropriate teams identify subtle needs across developmental domains, and plan appropriate services.
http://www.dars.state.tx.us/ecis/evaluation/ServiceAnalysis.shtml
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10/16/2012 The BDI and Eligibility - Mythbusters Edition
• Appropriate Teams ensure efficiency and staff utilization – Initial visit, evaluation and IFSP can be done in one visit.
– Don’t have to wait for a therapist to schedule an additional evaluation
– Prevents the need to revise IFSP within a few weeks
– To meet requirements in rule: • < 3 months - doesn’t qualify on BDI, a therapist is required
• > 3 months – team must have expertise to pick up subtle indicators of eligibility and need, and possibly completed Qualitative Determination of delay
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08/21/2012 Young Infant Series - Evaluation and Needs Assessment
Appropriate Teams • What is an appropriate team for evaluation and
assessment of a very young infant? – Expertise and experience regarding concerns at
referral – Concerns expressed by referral source – Information in medical records – Good knowledge base re: early infant development – Experience re: prematurity – This usually is a therapist (PT, OT, or SLP) but other
individuals may have the needed skills and knowledge
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Gathering of information for Evaluation starts with Referral:
5 points to consider
4. Ensure a complete evaluation
– Make sure entire team is aware of details of referral concern
– Example from our review of children who were evaluated and not enrolled
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Example: No connection from referral to IFSP
• At referral, the parent described head banging, no interest in toys, "just stares“ etc
• BDI administered, child qualified in cognitive area;
• General “language development” outcome was written
• No documentation that team discussed these specific concerns with family
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Gathering of information for Evaluation starts with Referral:
5 points to consider
5. Informs billing for evaluation • In most cases, an International Classification of
Diseases (ICD) Code is required
• The chosen code should relate to the concerns at referral
• The documentation by the billing therapist should relate specifically to the condition described in the code
• ECI Reimbursement Guide Chapter 5.1
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BDI-2
BDI is a tool to:
1. Determine eligibility
2. Provide information about potential service needs
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Other points about the BDI-2
• Not required for qualifying medical diagnosis
• Does not in isolation prove medical necessity
• Documented need for services is determined in Comprehensive Needs Assessment
• Interview portion of IFSP
• Another assessment tool
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Clinical Judgment & the LPHA in evaluation
• Ensure subtle needs are identified
• Qualitative determination if appropriate
• Texas Administrative Code and Federal Regulations
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State Regulations
Texas Administrative Code, Title 40 (40 TAC), Part 2, Chapter 108, Subchapter I identifies the minimum standards for ECI evaluations: • determine developmental delay and conditions that interfere
with the child’s ability to function in the child’s environment as determined by clinical opinion (§108.903(b)),
• each developmental area must be evaluated as defined in 34 CFR 303.321 (§108.903(c)),
• must be based on informed clinical opinion (§108.903(d)), • use other evaluations and assessments (§108.903(e)), • review of the child’s hearing and auditory status (§108.905),
and • review of the child’s vision status (§108.907).
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Federal Regulations
• Code of Federal Regulations, Title 34 (34 CFR), Part 303, Subpart D, §303.321(a)(3)(ii) states that qualified personnel must use informed clinical opinion when conducting an evaluation. The federal regulations go on to identify the required elements of the evaluation:
• administration of the evaluation instrument, • taking child’s history, • identifying the child’s level of functioning, • gathering information from other sources, and • reviewing medical and educational records (34 CFR
§303.321(b)).
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Federal Regulations
• Code of Federal Regulations, Title 34 (34 CFR), Part 303, Subpart D, §303.321
the evaluation and assessment requirements in
§ 303.321, apply to a child who is referred to the
State part C program but is determined not to be eligible
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Clinical Judgment & the LPHA in evaluation
• Administration of the BDI-2 can sometimes require the application of clinical judgment at the item level.
– Examples may be found in the Eligibility Determination and the BDI-2 webinar from August 22, 2011
– the child record should document the application of clinical judgment
• Report or progress note by a LPHA who participated
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Clinical Judgment & the LPHA in evaluation
• A list of the results of the BDI-2 alone does not
fully document the participation of the LPHA in the evaluation.
• The PT or OT documentation of participation in the evaluation:
Looks Like Doesn’t Look Like
His tone and range of motion appear to be WNL. He crawls on all fours all over the house, and pulls to stand, but struggles to do so.
Moves 3 or more feet by crawling. He pulls himself to standing position while holding on to a solid object.
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Clinical Judgment & the LPHA in evaluation
Documentation: • Results of the BDI-2 • Description of professional, discipline specific clinical expertise as
applied to the child • Elements required in TAC and CFR • History will include the concerns and reason for referral to ECI
• This information could be in a progress note or as an accompanying report to the progress note
• Whether eligible or not
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Standards of Care
• Application of clinical expertise in conducting evaluations
• Evaluation be conducted prior to providing services
• Failure to document the clinician’s application of professional expertise => legal and financial risk to individual and agency.
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Standards of Care
Occupational Therapy • Texas Administrative Code, Title 40 (40 TAC), Part 12, Chapter 372 • The American Occupational Therapy Association
Physical Therapy • 20 TAC, Part 16, Chapter 322 • 20 TAC, Part 16, Chapter 346, §346.3(e) • The American Physical Therapy Association Speech Therapy • 22 TAC, Part 32, Chapter 741, Subchapter D • The American-Language-Hearing Association
Requirement to abide by the formats, and standards established by their practice setting, federal and state law, other regulatory and payer requirements.
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Documentation of Evaluation
Progress note (or report referenced in the progress note) will contain:
• Presenting problem or reason for referral – provides the basis for assignment of a diagnostic code
• Relevant history and current observations of the child
• Clinical assessment of the child’s functional abilities
• Reporting of and Interpretation of test scores
• Review of other records (if applicable)
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Example : documentation of evaluation does not meet minimum requirements.
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Some limited history
Was BDI-2 administered?
Little information about functional abilities
Need for PT?
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Clear HX and reason for referral (but no developmental concerns)
Tool and scores
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examples of application of clinical knowledge and observations
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May not provide enough space to ensure complete documentation
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May not provide enough space to ensure complete documentation
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Every intervention in ECI is “home program” § 303.13
How do these long and short term goals relate to the IFSP? Federal Regulations § 303.340
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LPHA Billing
EVERY Evaluation requires:
1. Evaluation conducted per standards of care
2. Documentation per standards of care
Billing will require: 3. Appropriate Current Procedural Terminology
(CPT) code 4. Diagnosis Code
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Assignment of the CPT code
• The LPHA’s provider number and license are filed with the claim. LPHA must determine that:
1. the standards of care have been met
2. the event is billable as an evaluation
3. the appropriate CPT code is used
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Diagnosis Code
• Reason for conducting the evaluation/presenting problem/reason for referral
• Condition confirmed/ruled out by the evaluation
• Doctor’s referral diagnosis
• Authority limited to specific licenses
• Limited to scope of practice
• Document justification
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Medical Necessity Reasonable and medically necessary means the service is: 1. Safe and effective 2. Consistent with the symptoms and/or diagnosis of
the condition under treatment 3. Consistent with generally accepted professional
medical standards 4. Furnished at the most appropriate level of care 5. Not furnished primarily for convenience
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Pulling it all together QA & Supervision Tools
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Stay Tuned
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