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    Department of Process and Environmental Engineering 28.4.2005

    Mass and Heat Transfer Process LaboratoryJenni Yl-Mella

    480360S Environmental Catalysis (3 cr.)

    RECYCLING OF POLYMERS

    Plastics have become common materials of our everyday lives, and many of their properties, such as

    durability, versatility and light-weight, can be a significant factor in achieving sustainabledevelopment. However, plastic applications also contribute to the growing amounts of solid waste

    generated, as plastic products are often used only once before disposal. The disposal problem is not

    simply technical, but it also has social, economic and even political aspects. This is the reason why

    several different methods have been explored and applied for solving the problems associated with

    polymer waste handling and disposal. (Strong 2000) The alternatives of practical techniques for solid

    waste management are shown in Figure 1.

    Clean

    technology

    redesign

    Waste source

    elimination or

    reduction

    Reprocessing External recycling Disposal

    methods

    Processredesign

    Alternative

    input

    material

    Productredesign

    Reworking Material

    recovery

    Awareness

    training

    monitoring

    Process

    modelling and

    optimization

    Customer

    co-operation

    Least profitableMost profitable

    Landfill

    etc.

    IncinerationTreatment

    IncinerationBy-product

    Recycling /

    Recovery

    Input material

    changes

    Good operating practices,

    maintenance and good

    housekeeping

    WASTE MANAGEMENT TECHNIQUES

    Figure 1 Practical techniques for waste management (Phillips 2000).

    Even though external recycling is not the most profitable technique for the treatment of plastic waste,

    it will have a significant role in the future. In spite of the application of clean technologies and waste

    elimination, it is not expected that the amounts of plastic wastes will decline, thus, new recycling

    methods will have to be developed. From the perspective of catalysis, chemical recycling of plastic

    wastes is the most noteworthy of plastic waste recovery techniques.

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    Energy recovery

    Waste incineration, or controlled burning, is typically considered as a disposal method, because it is

    usually applied as a method of reducing the volume of miscellaneous municipal waste. However,

    incineration of plastics can also be seen as recovery method, as plastics could replace the application

    of other oil based fuels. It can be viewed that the plastic application is the first purpose of oil, and

    energy production is the secondary task. Indeed incineration with energy reclamation is considered asa recovery method and, due to their high energy content, plastic waste is a valuable fuel. The heat

    capacity of plastics and some other materials are shown in the table 1.

    Table 1 Heat capacity of plastics and some other materials (Yl-Mella 2002).

    Material Heat capacity

    [MJ/kg]

    Material Heat capacity

    [MJ/kg]

    PVC

    PE

    PET

    PS

    ABS

    18

    27

    46

    41

    35

    Heavy fuel oil

    Coal

    Natural gas

    Milled peat

    Paper

    41

    26

    36 *

    10

    17

    * Unit MJ/m3 (0 C)

    Mechanical recycling

    Plastics can also be recovered from waste via mechanical recycling. The mechanical recycling process

    involves a number of operational steps: separation of plastics by resin type, washing to remove dirt

    and contaminants, grinding and crushing to reduce the plastics particle size, extrusion by heat and

    reprocessing into new plastic goods. This type of recycling is mainly restricted to thermoplastics

    because thermosets cannot be remoulded by the effect of heat. (Aguado and Serrano 1999)

    Mechanical recycling of plastics is limited by the compatibility between the different types of

    polymers. Presence of a polymer dispersed in a matrix of a second polymer may dramatically change

    the properties and hinder the possibilities to use it in the conventional applications. A good example of

    this is the impacts of polyvinyl chloride (PVC) during polyethylene terephthalate (PET) processing.

    Only a small amount of PVC in the recycled PET strongly reduces the commercial value of the latter.(Aguado and Serrano 1999) Another problem with mechanical recycling is the presence in plastic

    waste of products made of the same resin but with different colour, which usually impart an

    undesirable grey colour to the recycled plastic. (Aguado and Serrano 1999)

    In addition, most polymers suffer certain degradation during their use due to effects of temperature,

    ultraviolet radiation oxygen and ozone. Therefore, recycled polymers exhibit lower properties and

    performance than the virgin polymers, and are useful only for undemanding and lesser value

    applications. Recycling of plastics without prior separation by resin produces a material with

    mechanical properties similar to timber. Hence, it is often used for the replacement of timber in certain

    applications. A higher quality of recycled plastics is achieved when separation by resin is carried out

    prior to the remoulding step. (Aguado and Serrano 1999) Stages and their relations in the mechanical

    recycling of plastics are shown in Figure 2.

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    B Reclamation

    - Grinding

    - Washing

    - Separating

    - Classification

    - Quality control

    C Homogenizing- Storage

    - Mixing

    - Conveying

    - Pelletizing

    - Quality control

    D Compounding- Blending

    - Reinforcing

    - Filling

    - Modifying

    - Stabilizing

    - Quality control

    E Marketing

    - Application development

    - Specification

    - Design

    - Availability

    - Quality constancy- Price

    F Use- Processor

    - System

    manufacturers

    - Sales

    - First user

    - Maintenance/repair

    - Last user

    A Logistics- Transportation

    - Collection

    - Disassembly

    - Sorting

    - Shredding

    - Quality control

    Used

    Product

    Base recyclable

    Shredded

    materialSpecified

    regrind

    Recyclable/

    Virgin material

    Application

    Figure 2 Stages in the mechanical recycling of plastics (Burgdorf et al. 1997).

    Feedstock recycling

    Feedstock recycling of plastics, also referred to as chemical or tertiary recycling is based on the

    decomposition of polymers by means of heat, chemical, or catalytic agent, to yield a variety ofproducts ranging from the chemical monomers to a mixtures of compounds with possible applications

    as a source of chemicals or fuels. (Aguado and Serrano 1999) The chemical recycling processes can be

    classified into three main areas (Janssen and van Santen 1999):

    1. Recycling to fuels (gasoline, liquefied petroleum gas (LPG) and diesel oils)2. Recycling to monomers3. Recycling to industrial chemicals.

    Depending on recyclable plastic types, desired composition and molecule weight of products, many

    different methods of feedstock recycling can be implemented within above areas. (Yl-Mella 2002,

    Janssen and van Santen 1999). For example, Figure 3 illustrates the methods for the feedstock

    recycling of plastics and rubber.

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    Gasification

    Gasification can be considered to be a partial oxidation process of carbonaceous material leading

    predominantly to a mixture of carbon monoxide (CO) and hydrogen (H2). It is also called synthesis

    gas or syngas because of its application in a variety of chemical synthesis. Gasification has been

    initially developed for coal conversion, but it has been further applied also to the processing of heavy

    petroleum fractions and natural gas. (Aguado and Serrano 1999)

    Gasification is an efficient treatment for polymeric waste because of its several advantages: it is not

    necessary to separate the different polymer types, and it is possible to mix plastic wastes with other,

    non-plastic solid waste before gasification. However, the profitability of a gasification process largely

    depends on the value and applications of the synthesis gas. Syngas can be used for the synthesis of

    various chemicals, such as methanol, ammonia or acetic acid, but it can also be burned in combustors.

    However, incineration of synthesis gas cannot be really considered as a feedstock recycling of plastics,

    rather it is considered as a means of energy recovery. (Aguado and Serrano 1999)

    When oxygen or air is used as a gasification agent, the content of agent in the reaction must be kept

    low, in order to avoid complete oxidation into carbon dioxide and water. Gasification can be promotedby metal catalyst, which is typically added in aqueous solutions. (Aguado and Serrano 1999) The basic

    reactions during gasification of carbonaceous material are shown in scheme 1.

    Scheme 1 Basic reactions during the gasification of a carbonaceous material (Aguado and Serrano

    1999).

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    The principles of gasification of pure polymeric wastes are similar to the gasification of carbonaceous

    material. However, certain details have to be taken into account when plastic and rubber wastes are

    processed. For instance, the heterogeneity of the starting materials, the problem of feeding the highly

    viscous melted plastics, and the possible formation of corrosive compounds such as hydrochloric acid

    (HCl) and polyvinyl chloride (PVC), are some examples of details that have to be taken into

    consideration. (Aguado and Serrano 1999)

    Chemical depolymerization

    During the chemical depolymerization process, the polymer is cracked to the original monomer in the

    presence of different reagents. Recycled monomers are identical to those used in the preparation of

    virgin polymers, consequently, plastics prepared from both fresh monomers and depolymerization end

    products have similar characteristics and quality. (Aguado and Serrano 1999)

    Chemical depolymerization is the most established method of plastic feedstock recycling, even though

    it is restricted to the recycling of condensation polymers and there are no applications of

    decomposition of other polymers. The total volume of condensation polymers accounts for less than15 % of all plastic wastes. As examples of common condensation polymers, polyesters, polyamides

    and polyacetals can be mentioned. Condensation polymers are obtained by the random reaction of two

    molecules, which proceeds with the liberation of a small molecule as the chain bonds are formed. In

    the chemical depolymerization, the reverse reaction of polymer formation takes place through the

    reaction of those small molecules with the polymeric chains. Depending on the chemical agent used to

    break down the polymer, different depolymerization routes are envisaged: for instance glycolysis,

    methanolysis, hydrolysis and ammonolysis. (Aguado and Serrano 1999) An example of

    depolymerization of polyethyleneteraphtalate (PET) is shown in Figure 4.

    Figure 4 Depolymerization of PET into monomers by different solvolysis methods. (Janssen and van

    Santen (1999)

    Some promising alternatives of chemolysis have been also found through a combination of different

    treatments. The Ford hydroglycolysis process is a good example of these combined alternatives, as it

    couples hydrolytic and glycolytic reactions to degrade the polyurethane chains. Other combinations of

    chemolysis have also been studied. (Aguado and Serrano 1999)

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    Thermal treatment

    Thermal treatment is a collective term to describe different methods and processes developed for

    breaking down polymeric materials simply by treatment at high temperature in an inert atmosphere.

    They are mainly used for the feedstock recycling of addition polymers, whereas condensation

    polymers are preferably depolymerised by reaction with certain agents. (Aguado and Serrano 1999)

    Thermal decomposition of polymers can be considered as a depolymerization process in only a few

    cases, given that thermal decomposition of most polymers leads to a complex mixture of products,

    containing low monomer concentrations. The types and distribution of products derived form the

    thermal degradation of each polymer depend on a number of factors: the polymer itself, the reaction

    conditions and the type and operation mode of the reactor, for instance. (Aguado and Serrano 1999)

    There is some confusion regarding a thermal treatment of polymers is to be described as

    depolymerization, cracking, thermolysis or pyrolysis. For example, the term pyrolysis refers to the

    thermal decomposition of polymeric material at high temperatures (above 600 C), whereas thermal

    cracking refers to degradation at lower temperatures. However, in some cases, the process is not

    confined to any of the above process characteristics, for instance in the case when the temperature iscontinuously varied. In this situation it is difficult to assign one term to be used to describe the

    process. (Aguado and Serrano 1999)

    Thermal degradation of plastics and rubber proceeds through a radical mechanism, which may involve

    three different decomposition pathways (Aguado and Serrano 1999):

    1. Random scission at any point in the thermal backbone leading to the formation of smallerpolymeric fragments as primary products, which in turn may be subjected to additional

    random cracking reactions.

    2. End-chain scission, where a small molecule and a long-chain polymeric fragment areformed. If the small molecule released is the starting monomer, the thermal degradation

    process can be considered as an actual depolymerization or unzipping process.

    3. Abstraction of functional substituents to form small molecules. In this case, the polymerchain may retain its length or the release of the small molecule may be accompanied by

    cleavage of the polymeric chain.

    In many cases, several of these pathways occur simultaneously. During the thermal degradation of

    many polymers, other reactions may also occur at the same time. For instance during the cracking

    reactions isomerization, cyclization, aromatization and recombination can also take place. Thus, an

    increase in the degree of branching of the polymeric chains is usually observed, as they are reduced in

    length by thermal decomposition. (Aguado and Serrano 1999)

    Catalytic cracking and reforming

    Catalytic cracking and reforming of plastic wastes are based on contact of the polymer with a catalyst

    that promotes its cleavage. In fact, plastic degradation proceeds in most cases by a combination of

    catalytic and thermal effects, which cannot be isolated. Beside catalytic cracking, the use of catalysts

    is usual also in other earlier mentioned processes, such as gasification and partial oxidation of plastics.

    However, there is no chemical agent incorporated to react directly with the polymer during the

    catalytic cracking process and the products derived from the polymer decomposition are not usually

    the starting monomers. (Aguado and Serrano 1999)

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    There are many advantages in catalytic cracking compared to thermal cracking. For example, polymer

    molecules start to break down at lower temperatures. In consequence of the lower temperature, the

    energy requirement is also lower. Further, if the rates of reactions between catalytic and thermal

    cracking are compared, the catalytic process is faster than the thermal process because of lower

    activation energy. Using of catalysts also improves the quality and selectivity of products because the

    product distribution can be varied and controlled by the selected catalysts. (Yl-Mella 2002)

    All these factors illustrate the great potential of catalytic cracking for the conversion of polymeric

    wastes into valuable components. However, this method also suffers from drawbacks and problems,

    which are still not completely solved. For instance with time, the catalysts are deactivated by the

    decomposition of carbonaceous residues, and by poisons present in the raw waste stream such as

    chlorine (Cl) and nitrogen (N) compounds. Moreover, the inorganic compounds contained in the

    plastic wastes tent to remain with the catalysts, hindering their later recovery and re-use. For these

    reasons, catalytic cracking is mainly applied to polyolefinic wastes of relatively high purity, requiring

    a number of pre-treatment steps to remove compounds that may negatively affect the catalysts.

    (Aguado and Serrano 1999)

    Other difficulties arise from the high viscosity of the molten plastic, which hinders its flow throughconventional fixed bed reactors. These problems are largely avoided when the catalytic conversion is

    combined with a simple thermal treatment, aimed at reducing the viscosity of the mixture and enabling

    the separation of unwanted components. (Aguado and Serrano 1999)

    A wide variety of catalysts have been found effective in promoting the decomposition of plastics

    materials: Friedel-Crafts catalysts, acidic and basic solids, bi-functional solids, etc. The most common

    catalysts used in plastics cracking are acidic solids, mainly alumina, amorphous silica-alumina and

    zeolites. These catalysts are typically used in petroleum processing and by petrochemical industries.

    They have very different textural and acidic properties, which directly determine their catalytic

    activity and product selectivity. This is an important factor, because the initiation step of polymer

    catalytic degradation depends on the type of acid sites and leads to different to cracking pathways.

    (Aguado and Serrano 1999)

    Conclusions

    Plastics have become common materials of our everyday lives and many of their properties contribute

    to sustainable development. However, at the end of their useful life, plastics waste may cause a waste

    management challenge. This problem is aggravated by the fact that plastic applications are often used

    only once before disposal.

    Waste incineration, or controlled burning, is typically considered as a disposal method because of its

    application for a mere reduction of the volume of waste. However, incineration with energy recovery

    is considered as a recovery methods, as plastics can replace other oil based fuels.

    The polymers in plastics can be recovered via mechanical recycling. This process involves a number

    of operations including separation of plastics by resin-type, washing to remove dirt and contaminants,

    grinding and crushing to reduce the plastics particle size, extrusion by heat, and reprocessing into new

    plastic goods. This type of recovery is mainly restricted to thermoplastics, because thermosets cannot

    be remoulded by the application of heat.

    The chemical recycling processes can be classified into recycling to fuels, monomers or industrialchemicals. During chemical recycling processes, plastic wastes can be remanufactured into valuable

    chemical feedstock by a large variety of thermal or catalytic processes. Thermal processes are less

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    sensitive than catalytic processes to dirt and critical impurities, such as Cl, S, N and heavy metals,

    however, the end products are mostly of lower quality and of lesser value. In the future, catalysis may

    offer an important contributions to the efficiency of feedstock recycling, provided that the problems of

    catalyst deactivation by contaminants can be overcome in an economic viable way.

    The alternative methods for feedstock recycling of plastic and rubber wastes can be summed up into

    the following classes:

    1. HydrogenationThe polymer is degraded by the combined actions of heat, hydrogen and many cases catalysts.

    2. GasificationPlastic wastes react with oxygen and/or steam to produce synthesis gas (CO and H2).

    3. Chemical depolymerizationPlastic wastes react with certain agents to yield the starting monomers.

    4. Thermal crackingPlastic wastes are decomposed by the effect of heat in an inert atmosphere.

    5. Catalytic cracking and reformingThe polymer chains are broken down by the effect of catalyst, which promotes cleavage

    reactions.

    References:

    Aguado J & Serrano D (1999) Feedstock Recycling of Plastic Wastes. Royal Society of Chemistry,

    Clean Technology Monographs. Cambridge, UK.

    Burgdorf P, Keller B & Orth P (1997) Computer housings in material recycling loop.

    < http://www.plastics.bayer.com/bayer/ > (28.9.2001)

    Janssen FJJG & van Santen RA (1999) Environmental Catalysis. Imperial College Press, Netherlands

    Institute for Catalysis Research. London, UK.

    Phillips PS (2000) Practical techniques for waste management. University of Oulu. Industrial Ecologycourse for the Graduate School in Chemical Engineering. 22

    nd- 26

    thMay 2000.

    Strong AB (2000) Plastics Materials and Processing. Prentice-Hall, New Jersey, USA.

    Yl-Mella J (2002) Recycling of Plastics from the Waste Electrical and Electronic Equipment

    (WEEE). University of Oulu, Department of Process and Environmental Engineering, Finland.