RECEIVEDr-Ets I 2 2013

Appointrnents

fNote: This form should be completed and signed by the appointee no later than the l4rh day after

the date the public off,rcial is appointed confirmed by the Senate, if nominated during a

legislative

J. I,rIlnston Krause

(Print

Lott y Commlssloner(Board Appointment)

The Public Information Act allows employees, public officials and former employees and

officials to elect whether to keep certain information about them confidential. Unless you

choose to keep it confidential, the following information about you may be subject to public

release if requested under the Texas Public Information Act. Therefore, please indicatewhether you wish to allow public release of the following information.

Putllic Access?

OFFICE OF THB GOVERNORGOVERNOR RTCK PBRRY

STATE APPOINTMENT DISCLOSURE FORM

2-8-13(Date)

Pleqse returnform to:Governor's Appointments Offi ce

P.O. Box 12428Austin, Texas 787I I

Home Address: No Yes_

Home Telephone Number: No Yes

Social Security Number: No Yes

Information that reveals whether you have family members: N Yes-

ame)

s .lrdrr

GOVERNOR RICK PERRY

OFFICE OF THE GOVERNORAPPOINTMENT APPLICATION

RECEIVED

3 ?rJft

trnentsl. Personal lnformation

3.E nt lnformation

4. Education/Trainin

Full Legaf Name James Winston Krausc

Preferred Name Winston Krause

Spouse's Name

Physical Home Address

City, State Zip

Mailing Address

City, State Zip

CountyTravis

Work Telephone512-477^6707

Home Telephone

Home Faxnla-

Work Fax512-477-6708 Kirk Watson

E-MailAddress State RepresentatíveDonna Howard

Present Job TitlePrincipalProfessionLawyer

EmployerK¡ause & Associates

Employer's Address504 West l3ù StreetAustin, TX 78701

Present Job DescriptionTax, Estate, and Corporate Lawyer

Type of School Name and Location of School YëarGraduated

Degree andField of Study

High School Lamar High School, Houston, TX t913

Undergraduate University of Texas at Austin t977 BBA - Accounting

Graduate

Other SMU Schoolof Law, Dallas,TX t982 Law

Revised 06/09

Name J. Winston Krause

5.Employer Position Dates Location

Princioal 1993 - Present Austin. TXKrause & Associates LPBuford & Krause Principal 1990-t993 Austin, TXWeeks & Buford Associate 1986 - 1990 Austin, TX

6. M¡ Service _lYes XNoAre u or have been a Forces of the United States:

Branch Dates of Service Type of Discharse

7 lnformation This Section Not icableSpouse's Employer Job Title/Position

Does your spouse conduct any business with or before theTexas Legislature or any other state entity? Yes tlo

lf yes, please list agencies:

8. Professional MembershCurrenUFormerOrganization TitlelPosition

Member CurrentState Bar of TexasCurrentState Board of Accountancy CPA

Member CumentAustin Bar AssociationCurrentAmerican Bar Association Committee Member

9. Volunteer

10. References

Title/Position Gu¡renUFormerOrganizationCurrentTarrytown United Methodist Church Member

Member and former President CurrentCapitol Area Council, BSACurrentVolunteer Lesal Services Volunteer Attorney

Revised 06/09

Emplover C¡tv Telephone RelationshipNames12-926-6363John Yates Boy Scouts, CAC Austin

Henna Chevrolet Austin s 12-832-1888Louis Hennas12-306-0500Tim Timmerman SelÊEmployed Austin

2

Name J. Winston Krause

11. Miscellaneous lnformation

Note: 'Material [nteresf is defined as a fen (10) percent or greater ownership or seruing on the governing boardof directors. j'hrs does not apply to mutualfunds in which you do not exercise authority in investment decísions.

Have you filed federal income tax returns for the past five (5) years? lf no, give detaifs. ffi Yes L_l No

Have you ever defaulted on a personal, business or student loan? lf yes, give details. L,lYes X NoType of Loan Date Detalls

Are you, your spouse, or any company in which you have a material interest currentlydelinquent in any local, state or federaltaxes? lf yes, qive detaÍls.

I Yes X trto

Have vou ever been definquent in child support pavments? lf ves, qive details. LIX

Yes Ll NoNot

Applicable

Have you, your spouse, or any company in which you have a material interest or of whichyou have been an officer or prineipal been involved in any bankruptcy proceeding? lf yes,give details includins dates.

ll Yes X No

Do you or your spouse have any material interest in, or are either of you employed by, anycompâny that does business with or receives funds from the State of Texas?lf yes, gíve full name and details:

!Yes XNo

Name of Gompanv Details

Have you, your spouse, or any company ín which you or your spouse have a materialinterest been partv to litioation? lf ves, qive details.

X Yes LI ¡lo

[. Suing owner of an adjoining lot on Lake Austin for damaging a retaining wall. 2. Tax court case disputing IRSadjustments. 3. Partnership in which is a managing partner is suing & tenant over a lease in Cameron County

3Revised 06/09

SelfAre you or your spouse an officer, director, employee or paidconsultant of a trade association? [ Yes X ruo

lf yes, please list association and position: Spouse

Name J. Winston Krause

11. Miscellaneous Information (Gontinued)

Yes NoAre you or your spouse related to a locaf, state, or federal public official?Name of Official and Title Relationshio

Have you or your spouse ever been registered as a lobbyist or received compensation toreprèsènt someone before a local, state, or federal qovernment?

[J Yes X No

Self orSpouse

Entity Represented Entity Lobbied Dates

4

Do you currently serve, or have you ever served, on any focaf, state or federal governmentboard, commission or committee or in anv elected or appointed office?

I Yes Ll ltto

Entity Position Dates Gompensated{Y/N)

Reimbursedff/Nl

Texas Lottery Commission Commissioner 2009 -20t3 N YH uston-Tillotson Universitv Board of Trustee 2010 -2016 NState Board of Accountancv CommitteeMember 1994 - 1998 N

ln the last five years, have you, or any company in whích you have a material interest, beenlicensed by a Texas state agency? lf ves, give details,

ffi Yes LJ No

Aqencv Type of License License # ExpirationState Bar of Texas Larv License l 1714s50 AnnualState Board of Accountancy CPA License 02t7t0 AnnualDepartment of Public S afetv Driver's License

To the best of your knowledge, has any federal, state or local law enforcement or regulatoryagency (on behalf of itself or any other person or entity) filed or investigated any grievance orcomplaint against you, your spouse, or an entity in which you have a material interest? lfyes, give details and disposition (investigated, dismissed, reprimanded)

Ll Yes X No

Agency Date Details and Dlsposition

Revised 06/09

Name J. Winston Krause

11. Miscellaneous lnformation (Continued)

To the best of your knowledge, have you, your spouse, or any company in which you have amaterial interest been investigated, reprimanded, fined or suspended from doing businesswith any state or federal agency? lf yes, give details and disposition (investigated,reprimanded, fined, suspended)

!Yes KNo

Agencv Date Details and Disposition

Have you ever been convicted in a criminal proceeding (excluding traffic violations), placedon probation, required to perform community service, or had a criminal proceeding disposedof by pre-trial díversion, deferred prosecution, deferred adjudication, or some simifarproceeding?

lf yes, list the chaçe, the date of the offense, the city and/or county and state in which itallegedly occurred, and the dísposit¡on thereof.

E Yes X tlo

12. State Board(s), Commiseion(s), or Task Force(s) of lnterest to You:

The list of all entities to which the Govemor makes appointments may be found at:hft p : //www. g ov e m or. st ate. tx. u sla p poi nt m e nt s/posrÏÍons

Texas Lottery Commission

5R6visecf 06/09

Full Legal Name James Winston Krause

Date of Bírth 7 I t8/r9ss Driver License or DPS lD#

Are you a U.S. Citizen? X Yes [J No

ntc nal) White African American

H ntc Asian American Native American Other

13. Gertificatlon

Appointment to a Board or Gommission may require the annual filingof a Pensonal Financial Statement (PFS) Form with the Texas EthicsCommission.

A resume must be attached in order for this application to beconsidered complete.

Notes

a

¿

o

¡

Judicial candidates must also complete a Judicial Questionnairc.

Any information provided on the application or attached may besubject to the Texas Public lnformation Act. This means that anindividual requesting copfes of the information in your file may beprovided access to that information.

CËRTIFICATION OF APPLIGANT

I hereby certify that the foregoing and any attached statements are true,accurate and complete. I agree that any misstatement, misrepresentation,or omission of a fact may result in my dlsqualification for appointment. I

assign and hereby give the Office of the Governor full authority to conductbackground investigations pertinent to this application. I specificallyauthorize the Texas Department of Public Safety to conduct a backgroundinvestigation and to disclose the resultsGovernor or his authorized representative,

Submitto: Appointments StaffOfflce of Governor Rick PerryPO Box 12429Austln, Texas 78711

of that

July 11,

ation to the

Date

(sr2) 463-1828(5121476-2â76 fax

www.governor.state.tx.us

6Revised 06/09

t{{^^, MwC LITol 01 i

GTVÐRNTR. R CK PE,RR.Y

OFFIÇE OF ThËË GOVËRNORAPPOINTMENT APP[.ÍCATION

2. Photc råL Personal lnformation

3. Em o ment lnformation

4. Guhernatorial A ointmen s of lnterest to You: I

I

I

5. Ëducation/Trainin

J. Winston KrauseName

Spou se's Na

Home

Citv, S

CountyTravis

State Senatorirk lrlatson

StateDonn

Representativea Howard

ephHome Tel or'ìe Home Faxn/a

Ceilular

Work Telephone572-477:6707 Work Fax

51,?. .-477 -6708E-MailAddress

Present Job TitlePrÌncìpa'l

Empfoyer

Krause & Assocjttes, Lp 504 West 13th St.Austin, IX 7BT0I

Address

Plofessio_ntax, Lstate and- Corporate LawVerPresent Description

Type of School Locatiqn of Schoolme and YeaÍGraduated

Field of StudyHígh School mar OU(- o o t 197 3

raduate Un verdi ïexas at A n, TXsto 197 7 BBA-AccountiGraduateOther SMU School of Law Dallas TX 1982 Lar¡t

R6vised 11/02

n9

Name J, Winston Krause

6, Milir Service

7.S use lnformation This Section Not licable

8, Êrn t_to ent Hls

9, ProféssÍonal Mernbershi

10. Volunteer Partie i ation

1 1. References

12, Misceflaneous lnformation

Àc NoAre or have u ever been a member of the Armed Forces of the United States:Branch Ðates of Servlce

Job Title/PositionSpouse's Ëmployer

Does your spouse conduct any business with or before theTexas Legislature or any other state entìiy? Yes No

yes, please

Posltion Dates LocationÉmployer1993-Presen Arrsti nt(rause & Associ ates LP Principal

Prìncinal 1qq0-'r qg3 Austinluford & KrauseAssociate 1986-r9q0 Austin,leeks & Buford

Title/Posltlon Orqanization Title/PositionOrganlzationn Commi tteeState Bar of Texas Membe r Ameri can Bar Ass oc'iatí:r

ancy CPA Mernbe rState Board of AccounAust'ln Bar Associatio Memb e r

Orqanization Title/PositionOrqanization Title/PositionTa rrvtown Un i f,pci Volunteer Legal Servjcr rs Vol unteer

Att0rneyMethodist Church TrusteeHnJ ruuLudI I Itu(J5Ler u uÞ vr emDerCapi tol Area Iounci' SA Pre5irient.

l{ame Ëmplover Cìtv Telephone Relationship517 4? 6 -6363 )C0LJt Lxec -J,T' Dabbs lAC, Bo.y Scouts Austi n

), Austi n 5\2 -7 02--2210 Cl i entBíll Horabin :t'¡ployer, AsistaCTjm Timmerman Sel f-empl oyed Austin 512 €06--0500 Cl i ent

Austin 572 542 -8400 CoileaoueNi Fox Vinson Elkins

Yes ¡loAre you or your spouse related to a local, state, or federal public official?Name of Official and Title Relatlonship

2Revìsed 1 1/02

Name J. [^li nston Krause

12. Miscellaneous Information Continued

SelfAre you or your spouse an officer, director, employee or paidconsultant of a trade association? Ü Yes E No

lf yes, please list associatÍon and position: Spouse

Have you been convicted in a criminal proceeding or been named subject of any pendingcriminal proceedinq (excludinq trafficviolations)? lf ves, qive details.

L-J Yes X-.J No

3

Do you or your spouse have any material interest in, or are eith.er of you employed by, anycompany that does business with or receives funds from the State of Texas?lf yes, qive full name and details;

LlYes lJ No

Name of Company Details

Describe any litigation in which you or your spouse has been party or any litigation involvinga conipany in which Vou or your sDouse has a material interest,

n NotApplicable

Kra u s eCo " own ed bylot on Lake Austin

and blinston, is sujngdamaging a retaÍning wal

the owner of an adjoi nj ngIfor

Do you currently serve, or have you ever serued, on any local, state orfederal governmentboard, cornmission or committee or in anv elected or appointed office?

U Yes l_l No

Entity Position Dates Compensated ReimbursedState Boa rd o f tseh avo ri a lAccountanc.y En ïo rceme n t

L0mmt tree

LJ Yes lIl NoHave you or your spouse ever been registered as a lobbyìst or received compensation torepresent someone before a iocal, state, or federal government?Self orSpouse

Entity Represented Ëntity Lobbied Dates

Have e arrested? [f ive details, Yes No

filed federal income tax returns for theHave ast five 5 rs? lf no ive details Yes No

Revised 1 1/02

Name J. |^linston Krause

12. Miscellaneous lnformàtion Contin

Have you, your spouser or any company in which you have a material interest or of whichyou have been an olficer or principal been involved in any bankruptcy proceeding? lf yes,

details

IVes U No

YesHave ever defaulted on a onal business or student loan? lf 5 details NoTvpe of Loan Date DetaÌls

ln the last five years, have you, or any company in which you have a material interest, beenlicensed by a Texas state agency? lf yes, qive details,

E Yes LJ No

Aqencv Type of License License # Expiration5tateilBar of Texas Law Li cense 11714550 07 / 200qïexas State Board of Accountancv CPA I inonçp n21 7 1fi I t ¡'troDepartment of Publ i c Safety )ri ver

4

Are you, your spouse, or any company in which you have a material interest currentlyde[inquent in any local, state or federal taxes? lf yes, sìve details,

Ll Yes ðJ No

To the best of your knowledge, has any federal, state or local law enforcemen t or regulatoryagency (on behalf of itself or any other person or entity) filed or investigated any grievance orcomplaint against you¡ your spouse, or an entity in which you have a material interest? lfyrs, give details and disposition (investigated, dismissed, reprimanded)

rtj Yes D ¡to

\qencv Date Details and Dis sition

To the best ofyour knowledge, have you, your smaterial interest been investigated, reprimandedwith any state or federal agency? lf yes, give de

pouse, or any company in which you have a, fined or suspended from doing businesstails and disposilion (investigated,

reprimanded, fined, suspended)

LJ Yes LIJ No

Agency Date Details and Disposition

Have ever been deli uent in child su ?ft ive details. No

A licable

YesNot

driver license ever been sHas nded? lf detaíls Yes No

Revised 1ll02

Notes:0

o

Submit to:

Section 13. Gertification

¡\ resume must be attached in order for this application to beeonsidered complete.

Judiclal candidates must also eomplete a Judicial euestionnaire.

Any information provided on this application or on an attachmentmay be subject to the Texas public lnformation Act.

Appoíntrnent to a Board or commission may require the annual filingof a Personal Finaneial statement (pFS) Fonn wíth the Texas EthicsGon'lmisslon.

ø

e

CERT¡F¡CATIOI{ OF APPTIGANT

I hereby certify that the foregoing and any attached sta tements are true,accurate and complete. I agree that any misstatement, misrepresentatíon,or ornission of a fact may result in my disqualifícafion for appointment, IassÍgn and hereby g ive the Offiee of the Governor full autho ríty to conductbackground investígations pertinent to this appllcatlon. I specificallyauthorize the Texas Depa ¡tment of Public Safety to conduct a backgroundinvestigation and to dis close the results of that investigation to theGovernor or his autho rized ropresentative.

App

IZo oa

Appointments Div¡sionOffice of Governor Rick perryPO Box 12428Austín, Texas 78711

(512) 463-1828(512) 47s-2576 fax

wwìrl/, g overn o r. state. tx. u s

5

Full Legal Name,lames I^linston Krause

Date of Birth 7 llg i19s5 Drive r License or DPS I

Are you a U.S. Citizen? Yes No

rican

Other

White

Asianic

Optional)Ëthnicity:

His

African-Ame

Native American

Rev¡sed I 1i02

Date