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UAC (As of January 1, 2009) Printed: February 4, 2009 Page 1

R13. Administrative Services, Administration.R13-3. Americans with Disabilities Act GrievanceProcedures.R13-3-1. Authority and Purpose.

(1) This rule is made under authority of Section 63A-1-105.5 and Subsection 63G-3-201(3). As required by 28 CFR35.107, the Utah Department of Administrative Services, as apublic entity that employs more than 50 persons, adopts andpublishes the grievance procedures within this rule for theprompt and equitable resolution of complaints alleging anyaction prohibited by Title II of the Americans with DisabilitiesAct of 1990 42 USC 12131 through 12165, and 28 CFR Part 35.

(2) The purpose of this rule is to implement the provisionsof 28 CFR 35 which in turn implements Title II of theAmericans with Disabilities Act of 1990, which provides that noqualified individual with a disability shall, by reason of thisdisability, be excluded from participation in or be denied thebenefits of the services, programs, or activities of a public entity,or be subjected to discrimination by the department.

R13-3-2. Definitions.(1) "ADA Coordinator" means the employee assigned by

the executive director the responsibility for investigating andfacilitating prompt and equitable resolution of complaints filedby qualified persons with disabilities.

(2) "Department" means the department of administrativeservices.

(3) "Director" means the head of the division of thedepartment of administrative services affected by a complaintfiled under this rule.

(4) "Disability" means, with respect to a qualifiedindividual with a disability, a physical or mental impairment thatsubstantially limits one or more of the major life activities ofsuch an individual; a record of such an impairment; or beingregarded as having such an impairment.

(5) "Executive Director" means the executive director ofthe department.

(6) "Major life activities" means functions such as caringfor one's self, performing manual tasks, walking, seeing,hearing, speaking, breathing, learning, and working.

(7) "Qualified Individual with a Disability" means anindividual with a disability, who with or without reasonablemodifications to rules, policies, or practices, the removal ofarchitectural, communication, or transportation barriers, or theprovision of auxiliary aids and services, meets the essentialeligibility requirements for the receipt of services or theparticipation in programs or activities provided by theDepartment of Administrative Services.

R13-3-3. Filing of Complaints.(1) Any qualified individual with a disability may file a

complaint within 60 days of the alleged noncompliance with theprovisions Title II of the Americans with Disabilities Act of1990 or the federal regulations promulgated thereunder.Complaints shall be filed within 60 days to assure prompt,effective assessment and consideration of the facts and to allowtime to pursue other available remedies, if necessary. However,any complaint alleging an act of discrimination occurringbetween January 26, 1992, and the effective date of this rulemay be filed within 60 days of the effective date of this rule.The filing of a complaint or of a subsequent appeal isauthorization by the complainant to allow necessary parties toreview all relevant information, including records classified asprivate or controlled under the Government Records Access andManagement Act (Section 63G-2-101) and informationotherwise protected by statute, rule, regulation, or other law.

(2) The complaint shall be filed with the ADA Coordinatorin writing or in another accessible format suitable to thecomplainant.

(3) Each complaint shall:(a) include the complainant's name and address;(b) include the nature and extent of the individual's

disability;(c) describe the department's alleged discriminatory action

in sufficient detail to inform the department of the nature anddate of the alleged violation;

(d) describe the action and accommodation desired; and(e) be signed by the complainant or by his legal

representative.(3) Complaints filed on behalf of classes or third parties

shall describe or identify by name, if possible, the allegedvictims of discrimination.

(4) If the complaint is not in writing, the ADA coordinatorshall transcribe or otherwise reduce the complaint to writingupon receipt of the complaint.

R13-3-4. Investigation of Complaints.(1) The ADA coordinator shall investigate complaints to

the extent necessary to assure all relevant facts are collected anddocumented. This may include gathering all information listedin Subsection R13-3-3(3) of this rule if it is not made availableby the complainant.

(2) The coordinator may seek assistance from the AttorneyGeneral's staff, and the department's human resource and budgetstaff in determining what action, if any, should be taken on thecomplaint. The ADA coordinator may also consult with thedirector of the affected division in making a recommendation.

(3) Before making any recommendation that would: (a)involve an expenditure of funds beyond what is reasonably ableto be accommodated within the applicable line item so that itwould require a separate appropriation; (b) require facilitymodifications; or (c) require reclassification or reallocation ingrade; the coordinator shall consult with representatives fromother state agencies that could be affected by the decision,including the Office of Planning and Budget, the Department ofHuman Resource Management, the Division of RiskManagement, the Division of Facilities ConstructionManagement, and the Office of the Attorney General.

R13-3-5. Recommendation and Decision.(1) Within 15 working days after receiving the complaint,

the ADA coordinator shall recommend to the director whataction, if any, should be taken on the complaint. Therecommendation shall be in writing or in another accessibleformat suitable to the complainant.

(2) If the coordinator is unable to make a recommendationwithin the 15 working day period, he shall notify thecomplainant in writing or in another accessible format suitableto the complainant stating why the recommendation is delayedand what additional time is needed.

(3) The director may confer with the ADA coordinator andthe complainant and may accept or modify the recommendationto resolve the cause of the complaint. The director shall decidewithin 15 working days. The director shall take all reasonablesteps to implement his decision. The decision shall be inwriting or in another accessible format suitable to thecomplainant.

R13-3-6. Appeals.(1) The complainant may appeal the director's decision to

the executive director within ten working days from the receiptof the decision.

(2) The appeal shall be in writing or in another accessibleformat reasonably suited to the complainant's ability.

(3) The executive director may name a designee to assiston the appeal. The ADA coordinator may not also be theexecutive director's designee for the appeal.

(4) The appeal shall describe in sufficient detail why the


decision does not meet the complainant's needs without unduehardship to the department.

(5) The executive director or designee shall review theADA coordinator's recommendation, the director's decision, andthe points raised on appeal prior to reaching a decision. Theexecutive director may direct additional investigation asnecessary. Before making any decision that would: (a) involvean expenditure of funds beyond what is reasonably able to beaccommodated within the applicable line item so that it wouldrequire a separate appropriation; (b) require facilitymodifications; or (c) require reclassification or reallocation ingrade; the executive director shall consult with representativesfrom other state agencies that would be affected by the decision,including the Office of Planning and Budget, the Department ofHuman Resource Management, the Division of RiskManagement, the Division of Facilities ConstructionManagement, and the Office of the Attorney General.

(6) The executive director shall issue his decision within15 working days after receiving the appeal. The decision shallbe in writing or in another accessible format suitable to thecomplainant.

(7) If the executive director or his designee is unable toreach a decision within the 15 working day period, he shallnotify the individual in writing or by another accessible formatsuitable to the complainant why the decision is being delayedand the additional time needed to reach a decision.

R13-3-7. Record Classification.(1) Records created in administering this rule are classified

as "protected" under Section 63G-2-305.(2) After issuing a decision under Section R13-3-5 or a

decision upon appeal under Section R13-3-6, portions of therecord pertaining to the complainant's medical condition shall beclassified as "private" under Section 63G-2-302 or "controlled"under Section 63G-2-304, at the option of the ADA coordinator.

(a) The written decision of the division director orexecutive director shall be classified as "public," all otherrecords, except controlled records under Subsection R13-3-7(2),classified as "private."

R13-3-8. Relationship to Other Laws.This rule does not prohibit or limit the use of remedies

available to individuals under the State Anti-DiscriminationComplaint Procedures, the Federal ADA Complaint Procedures,or any other Utah State or federal law that provides equal orgreater protection for the rights of individuals with disabilities.

KEY: grievance procedures, disabled persons1993 63A-1-105.5Notice of Continuation December 10, 2007 63G-3-201(3)

28 CFR 35.107


R15. Administrative Services, Administrative Rules.R15-3. Definitional Clarification of Administrative Rule.R15-3-1. Authority, Purpose, and Definitions.

(1) This rule is authorized under Subsection 63G-3-402(1)which requires the division to administer the UtahAdministrative Rulemaking Act, Title 63G, Chapter 3.

(2) This rule clarifies when rulemaking is required, andrequirements for incorporation by reference within rules.

(3) Terms used in this rule are defined in Section 63G-3-102.

R15-3-2. Agency Discretion.(1) A rule may restrict agency discretion to prevent agency

personnel from exceeding their scope of employment, orcommitting arbitrary action or application of standards, or toprovide due process for persons affected by agency actions.

(2) A rule may authorize agency discretion that sets limits,standards, and scope of employment within which a range ofactions may be applied by agency personnel. A rule may alsoestablish criteria for granting exceptions to the standards orprocedures of the rule when, in the judgment of authorizedpersonnel, documented circumstances warrant.

(3) An agency may have written policies which broadlyprescribe goals and guidelines. Policies are not rules unless theymeet the criteria for rules set forth under Section 63G-3-201(2).

(4) Within the limits prescribed by Sections 63G-3-201and 63G-3-602, an agency has full discretion regarding thesubstantive content of its rules. The division has authority overnonsubstantive content under Subsections 63G-3-402(2) and(3), and 63G-3-403(2) and (3), rulemaking procedures, and thephysical format of rules for compilation in the UtahAdministrative Code.

R15-3-3. Use of Incorporation by Reference in Rules.(1) An agency incorporating materials by reference as

permitted under Subsection 63G-3-201(7) shall comply with thefollowing standards:

(a) The rule shall state specifically that the cited materialis "incorporated by reference."

(b) If the material contains options, or is modified in itsapplication, the options selected and modifications made shallbe stated in the rule.

(c) If the incorporated material is substantively changed ata later time, and the agency intends to enforce the revisedmaterial, the agency shall amend its rule through rulemakingprocedures to incorporate by reference any applicable changesas soon as practicable.

(d) In accordance with Subsection 63G-3-201(7)(c), anagency shall describe substantive changes that appear in thematerials incorporated by reference as part of the "summary ofrule or change" in the rule analysis.

(2) An agency shall comply with copyright requirementswhen it provides the division a copy of material incorporated byreference.

R15-3-4. Computer-Prohibited Material.(1) All rules shall be in a format that permits their

compatibility with the division's computer system andcompilation into the Utah Administrative Code.

(2) Rules may not contain maps, charts, graphs, diagrams,illustrations, forms, or similar material.

(3) The division shall issue and provide to agenciesinstructions and standards for formatting rules.

R15-3-5. Statutory Provisions that Require RulemakingPursuant to Subsection 63G-3-301(13).

For the purposes of Subsection 63G-3-301(13), the phrase"statutory provision that requires the rulemaking" means a statestatutory provision that explicitly mandates rulemaking.

KEY: administrative lawApril 30, 2007 63G-3-201Notice of Continuation September 29, 2005 63G-3-301

63G-3-402


R17. Administrative Services, Archives and RecordsService.R17-6. Records Storage and Disposal at the State RecordsCenter.R17-6-1. Authority and Purpose.

In accordance with Subsection 63A-12-104(1), this ruleestablishes a procedure for the storage and disposal of recordsat the State Records Center.

R17-6-2. Records Storage and Disposal -- AgencyResponsibility.

(1) An agency may transfer semi-active records to theRecords Center for storage.

(2) Prior to transfer, the agency must verify that recordshave a State Archives record series number, an approvedretention schedule, and have met all in office retentionrequirements.

(3) Records stored in the State Records Center remain inthe official custody of the agency that transferred them.

(4) In the event that an agency has not transferred recordsto the Records Center, it is the agency's responsibility tomanage, maintain, and destroy records in its custody inaccordance with the records series' approved retention scheduleand to document the records destruction.

R17-6-3. Records Storage and Disposal -- ArchivesResponsibility.

(1) The State Archives stores semi-active records with ascheduled retention of less than 100 years at the State RecordsCenter in accordance with the approved retention schedule. TheState Records Center may accept records for which a proposedretention has been presented to the State Records Committeewith the provision that if the committee does not approve theretention, the records will be returned to the agency.

(2) The State Archives destroys records stored at theRecords Center in accordance with the approved retentionschedule and upon authorization from the creating agency. Ifthe creating agency does not respond to the second request forauthorized destruction within ninety (90) days, the records maybe returned to the agency.

(3) In the event that a record has met its scheduledretention requirements and the Records Center is unable tolocate an authorized agency to provide destruction approval, therecords will become the official custody of the Utah StateArchives and the archivist will determine the disposition of therecords.

KEY: records retention, public information, access toinformationAugust 20, 2008 63A-12-104


R17. Administrative Services, Archives and RecordsService.R17-7. Archival Records Care and Access at the StateArchives.R17-7-1. Authority and Purpose.

In accordance with Subsection 63A-12-104(1), this ruleestablishes a procedure for the care and access of records in thecustody of the State Archives, including classification orreclassification.

R17-7-2. Custody of Records, Care and Access.(1) The State Archives accepts records which are placed in

the official custody of the State Archivist in accordance withSections 63G-2-604, 63A-12-102, 63A-12-103, and 63A-12-105.

(2) Records in the State Archives are available for publicuse in the State Archives insofar as use of the records is notrestricted by law.

(3) Except as otherwise provided by law, records may notbe removed or loaned for research use outside the StateArchives.

R17-7-3. Access to Records.(1) Records are made available for public use in the State

Archives Research Center. Patrons must observe ResearchCenter procedures for the protection and control of the records.

(2) Patrons are required to register to use the ResearchCenter and Research Center staff may require patrons to providephotographic identification.

(3) Patrons shall only use a pencil when making personalnotes, shall not mark public records, and shall maintain theoriginal order of the public records consulted.

(4) Persons may not smoke, drink, or eat in the ResearchCenter.

(5) Patrons may take only paper and research materialsinto the Research Center. Patrons must check brief cases,purses, backpacks, or similar items at the desk before enteringthe research area.

(6) Patrons shall use care in handling fragile materials.Patrons shall not alter, mutilate, or otherwise deface publicrecords.

(7) Patrons may not remove government records from theResearch Center.

R17-7-4. Enforcement.(1) If a patron violates R17-7-3, Research Center staff may

issue a verbal warning.(2) If, after unheeded warning, or if there is risk of

immediate or severe damage to records, staff may request thepatron to leave immediately.

(3) If a patron fails to promptly comply with staff requestto leave, staff may request assistance from building securitypersonnel and from city police.

(4) These enforcement subsections do not limit Archivesfrom performing its duties and enforcing these rules asotherwise allowed by law.

R17-7-5. Classification.(1) Upon receiving a request to classify or reclassify a

record or information within a record that is in the officialcustody of State Archives, State Archives may provide notice toany existing governmental entity that has classified the recordseries or record.

(2) No later than three days after the date of the notice, thegovernmental entity may notify State Archives of any decisionregarding the classification of the record or information withinthe record.

(3) If the governmental agency fails to notify StateArchives of any decision, then State Archives must classify or

reclassify the record or information within the record as requiredby law or may classify or reclassify the record or information asallowed by law.



R17. Administrative Services, Archives and RecordsService.R17-8. Application of Microfilm Standards.R17-8-1. Authority and Purpose.

In accordance with Subsection 63A-12-104(1), this ruleestablishes a procedure for the microfilming standards ofpermanent and long-term records.

R17-8-2. Micrographic Standards.(1) Anyone microfilming Utah state and local government

documents for retention purposes shall microfilm these recordsin conformity with the ANSI/AIIM Imaging Guidelines 2004,which are incorporated by reference.

(2) The State Archives must certify that each roll ofmicrofilm complies with these Imaging Guidelines prior to thedestruction of the original records.

(3) The State Archives is the official custodian of allmaster microfilm of permanent and long-term records.

(4) Access to microfilmed records is permitted inaccordance with the approved retention and classification for therecords series.



R19. Administrative Services, Child Welfare ParentalDefense (Office of).R19-1. Parental Defense Counsel Training.R19-1-1. Authority.

(1) This rule is made under authority of Subsection 63A-11-202(3).

R19-1-2. Purpose.(1) In accordance with Section 63A-11-202, these training

standards are provided for parental defenders acting pursuant toa county contract or a contract with this office.

R19-1-3. Definitions.As per Section 63A-11-102, the following terms are used

for the purpose of this rule.(1) "Child welfare case" means a proceeding under Title

78A, Chapter 6, Juvenile Courts, Parts 3 or 5.(2) "Office" means the Office of Child Welfare Parental

Defense.(3) "Parental Defender" means a defense attorney who has

contracted with the office or local county to provide parentaldefense services pursuant to Section 63A-11-102 et seq.

R19-1-4. Core Training.(1) Parental defenders shall complete the core training

course provided by the Office of Child Welfare Parental Defenseprior to receiving an appointment by a juvenile court judgeunless the Office determines that the defender has equivalenttraining and experience. The core training shall consist of atleast eight hours of training which may include, but is notlimited to the following topics:

(a) Relevant state law, federal law, case law and rules infamily preservation and child welfare;

(b) The "Practice Model" of the Division of Children andFamily Services;

(c) Attorney roles and responsibilities, including ethicalconsiderations

(d) Dynamics of abuse and neglect; and(e) Preserving and protecting parents' rights in juvenile

court.

R19-1-5. Continuing Training.(1) Each calendar year thereafter, a contracted parental

defender shall complete at least eight hours of continuing legaleducation courses. The continuing legal education can consistof, but is not limited to, the core training topics listed in Section4 above or any of these additional topics:

(a) Trial and appellate advocacy;(b) Substance abuse, domestic violence and mental health

issues;(c) Grief and attachment;(d) Custody and parent-time;(e) Resources and services;(f) Child development and communications;(g) Medical issues in child welfare; and(h) District-specific child welfare issues requiring

resolution as identified by the district's judges or other actors inthe child welfare system.

KEY: child welfare, parental defenseMay 13, 2005 63A-11-107


R23. Administrative Services, Facilities Construction andManagement.R23-19. Facility Use Rules.R23-19-1. Purpose.

The purpose of this rule is to regulate the use of statefacilities and grounds as defined below, providing rulesregarding political signs, as well as authorizing written policiesto be created pursuant to this rule.

R23-19-2. Authority and Applicability.(1) This Rule is authorized under Sections 63A-5-103 and

63A-5-204 which authorizes the making of rules regarding theuse and management of state facilities and grounds owned oroccupied by the State for the use of its department and agencies.

(2) This Rule shall apply to all state facilities and groundsexcept as follows:

(a) To the extent not authorized by law or the UtahConstitution, this Rule does not apply to state facilities andgrounds under the jurisdiction of the legislative and judicialbranches of the State of Utah government.

(b) This Rule does not apply to state facilities and groundsunder the jurisdiction of the Utah State Board of Regents.

(c) This Rule does not apply to state facilities and groundsunder the jurisdiction of the Capitol Preservation Board.

(d) This Rule does apply to state facilities and groundsunder a lease to the extent consistent with the lease agreement,as the lease agreement shall control the use of the property underthe lease. Notwithstanding this, the requirements of theconstitutions of the United States and the State of Utah shallsupersede the provisions of any such lease agreement and inparticular, in the exercise of freedom of speech or assemblyrights under such constitutions in any such leased facilities andgrounds, the provisions of this rule regarding time, place andmanner shall apply.

R23-19-3. Definitions.(1) "Agency" means a State of Utah department, division

or agency.(2) "DFCM" means the Division of Facilities Construction

and Management, a division within the Department ofAdministrative Services.

(3) "Event" or "events" are commercial, communityservice, private and state sponsored activities involving one ormore persons. A free speech activity is not an event forpurposes of this rule. The term "activity" or "activities" may besubstituted in this rule for the term "event" or "events."

(4) "Facility Use Application" means a form, if required bythe policies of the Managing Agency, which may requireinformation identifying the event, time, location and purpose fora facility use permit that needs to be completed by a prospectiveuser and submitted to the Managing Agency of the State OfficeBuilding.

(5) "Facility Use Permit" ("Permit") means a writtenpermit issued by the Managing Agency authorizing the use of anarea of state facilities and grounds for an event in accordancewith this rule.

(6) "Freedom of Speech Activity" is as defined in RuleR23-20.

(7) "State Sponsored Activity" means any event sponsoredby the state that is related to state business. This does notinclude extra-curricular activities.

(8) "Private Activity" means an event sponsored by privateindividuals, business or organizations that is not a commercialor community service activity.

(9) "Managing Agency" means the agency responsible forthe management, operations and use of the facility. If DFCM isresponsible for the maintenance of state facilities and grounds,the agreement between DFCM and the occupying agency shallidentify the "Managing Agency."

(10) "State Facilities and Grounds" means State of Utahfacilities and/or grounds where the principal use of the facilityand/or grounds is related to state office or program functions oris under the control of any State of Utah agency; all of which issubject to the exclusions of Rule R23-19-2(2).

(11) "Community Service Activities" means eventssponsored by governmental, quasi-governmental and charitableorganizations, city and county government departments andagencies, public schools, and charitable organizations held tosupport or recognize the public or charitable functions of suchsponsoring group.

(12) "Commercial Activities" means events that sponsoredor conducted for the promotion of commercial products orservices, and include advertising, private parties, privatecompany or organization meetings, and any other non-publicorganization event. Commercial activities do not includeprivate, community service, state sponsored, or free speechactivities.

(13) "Political Sign" means a sign regarding a candidatefor political office or regarding a political issue to be consideredin an election.

(14) "Commercial Solicitation" is as defined in rule R23-19-6.

(15) "State" means the State of Utah and any of itsagencies, departments, divisions, officers, and legislators,members of the judiciary, persons serving on state boards orcommissions, and employees of the above entities and persons.

R23-19-4. State Office Building Use Requirements.(1) The Managing Agency may adopt policies, which

require a Facility Use Permit to be submitted. Such policiesmay provide for a waiver of the policy adopted under this RuleR23-19-4(1) under criteria specified in the policies. Thepolicies may specify the form of the application, including:

(a) The time, place, purpose and scope of the proposedactivity;

(b) Whether the applicant requests a waiver of anyrequirement of this rule or provision of the Facility Use Permit;

(c) A certificate of liability insurance in the amount of$1,000,000 per occurrence, except for Freedom of SpeechActivities where no insurance is required; and

(d) Any required fee subject to the following:(i) Fees may be assessed for the use of state facilities and

grounds through the written policies of the Managing Agency.When any activity is subject to a fee, the Managing Agencyshould consider at a minimum the actual cost to the Stateincluding utilities, janitorial, security and rental cost forequipment. The following applies to specific activities:

(ii) "Freedom of Speech Activities." There are no fees forfreedom of speech activities, but costs for requested use of stateequipment or supplies may be assessed through the uniformlyapplied policies of the Managing Agency.

(ii) "Commercial Activities" or "Private Activities" shallbe assessed a fee, which is reasonably comparable to feescharged for similar activities within the County of the statefacilities and grounds. There shall be no fee waiver allowed forcommercial or private activities.

(iii) "Community Service Activities" shall be assessed afee of 50 percent of the fee for a commercial activity and suchfee may only be waived if requested in a facility use applicationand granted by the approving authority. There shall be nowaiver of the fee related to the costs of requested use of stateequipment and supplies, which is assessed through theuniformly applied policies of the Management Agency.

(iv) "State Sponsored Activities." There are no fees forstate sponsored activities, except that state agencies will berequired to pay the costs and fees identified in the uniformpolicies of the Management Agency when the activity is notrequired for the conducting of state business, such as after-hour


social events, employee recognition events, and holiday parties.(2) The proposed activity shall not interfere with the

operation of governmental business or public access. Nopersons shall unlawfully intimidate or interfere with personsseeking to enter or exit any facility, or use of any state facilitiesand grounds.

(3) The consumption, distribution or open storage ofalcoholic beverages in state facilities and grounds is prohibited.This provision shall not apply to state facilities and groundsunder the jurisdiction of the Department of Alcohol BeverageControl or golf courses under the Division of Parks andRecreation.

(4) Open flames, flammable fluids, candles, burningincense or explosives are prohibited.

(5)(a) The use of a personal space heater is prohibited,except as provided in Subsection (b).

(b) Any person with a medical related condition mayobtain approval by the managing agency to use a personal spaceheater provided the person submits a signed statement by a Utahlicensed physician verifying that the medical related conditionrequires a change in the standard room temperature and the useof the space heater meets the specifications in Subsection (c).

(c) If a space heater is approved by the managing agency,the space heater shall:

(i) not exceed 900 watts at its highest setting;(ii) be equipped with a self-limiting element temperature

setting for the ceramic elements;(iii) have a tip-over safety device;(iv) be equipped with a built-in timer not to exceed eight

hours per setting;(v) be equipped with a programmable thermostat; and(vi) be equipped with an overheat protection feature.(d) Nothwithstanding any other provision of this Rule, if

the space heater is to be placed in a facility leased by the Statethrough the Division, the placement must also be approved bythe Real Estate Section of the Division.

(6) No displays, including but not limited to signs, shall beaffixed to state facilities and grounds.

(7) User shall not sublet any part of the premises ortransfer or assign the premises or change the purpose of thepermitted activity without the written consent of the state.

(8) Alteration and damage to a state facilities and groundsincluding grass, shrubs, trees, paving or concrete, is prohibited.

(9) All costs to repair any damage or replace anydestruction, regardless of the amount or cost of restoration orrefurbishing shall be at the expense of the persons(s) responsiblefor such damage or destruction.

(10) Service animals are permitted, but the presence ofother animals is allowed only with advance written permissionof the Managing Agency. Owners/caretakers are responsible forthe safety to the animal, persons, grounds and facilities.

(11) Littering is prohibited.(12) Decorations.(a) All cords must be taped down with 3M #471 tape or

equivalent as determined by the Managing Agency.(b) There shall be no posting or affixing of placards,

banners, or signs attached to any part of any building or on thegrounds. All signs or placards shall be hand held. Signs orposters may not be on sticks or poles.

(c) No adhesive material, wire, nails, or fasteners of anykind may be used on the buildings or grounds.

(d) Nothing may be used as a decoration, or be used in theprocess of decorating, that marks or damages structure(s).

(e) All decorations and supporting structures shall betemporary.

(f) Any writing or use of ink, paint or sprays applied to anyarea of any building is prohibited.

(g) Users may not decorate the outside of any facility orany portion of the grounds.

(h) Signs, posters, decorations, displays, or other mediashall be in compliance with the state law regardingPornographic and Harmful Materials and Performances, Section76-10-1201 et seq.

(13) Set up/Clean up.(a) All deliveries and loading/unloading of materials shall

be limited to routes and elevators as specified by the ManagingAgency.

(b) All decorations, displays and exhibits shall be takendown by the designated end time of the event in a manner thatis least disruptive to state business.

(c) Users shall leave all state facilities and grounds in itsoriginal condition and appearance.

(14) Parking. There must be compliance with the writtenparking requirements adopted by the Managing Agency.

(15) Compliance with Laws.(a) Users shall conform to all applicable and constitutional

laws and requirements, including health, safety, fire, buildingand other codes and similar requirements. Occupancy limits asposted in or applicable to any public area will dictate, unlessotherwise limited for public safety, the number of persons whocan assemble in the public areas. Under no circumstance willoccupancy limits be exceeded. State security personnel shalluse reasonable efforts to ensure compliance with occupancy,safety, and health requirements.

(b) Safety requirements as used in this rule include safetyand security requirements made known to the Managing Agencyby the Utah Department of Public Safety or the federalgovernment for the safety and security of special events and/orpersons.

(c) "No Smoking" statutes, rules and policies, includingthe Utah Indoor Clean Air Act, Section 26-38 et seq. shall beobserved.

(d) All persons must obey all applicable firearm laws,rules, and regulations.

(16) Security and Supervision at Events.(a) The Managing Agency may adopt written policies

regarding security requirements for events, which must befollowed.

(b) At least one representative of the applicant identifiedin the application and permit shall be present during the entireactivity.

(17) Photography, Portraits and Video/Filming.(a) Any photography, videotaping or filming, shall require

advance notice to, and permission from the Managing Agencyfor scheduling.

(b) This Subsection (16) shall not apply to tourists anddoes not apply to the extent it is the exercise of a free speechactivity.

(18) Commercial, Private and Community ServiceActivities. A Managing Agency may determine through itswritten policies to categorically not allow any commercial,private and/or community service activities. However, ifcommercial or private activities are allowed, then communityservice activities shall be allowed subject to all the requirementsof this rule and a facility use permit.

(19) Liability.(a) The state, Managing Agency and their designees,

employees and agents shall not be deemed in default of anyissued permit, or liable for any damages if the performance ofany or all of their obligations under the permit are delayed orbecome impossible because of any act of God, terrorism, war,riot or civil disobedience, epidemic, strike, lock-out or labordispute, fire, or any other cause beyond their reasonable control.

(b) Except as required by law, the state shall not beresponsible for any property damage or loss, nor any personalinjury sustained during, or as a result of, any use, activity orevent.

(c) Users/applicants shall be responsible for any personal


injury, vandalism, damage, loss, or other destruction of propertycaused by the user or an attendee at the applicant's event.

(20) Indemnification. Individuals and organizations usingany state facilities and grounds do so at their own risk and shallindemnify and hold harmless the state from and against any andall suits, damages, claims or other liabilities due to personalinjury or death, and from damage to or loss of property arisingout of or resulting from the conduct of such use or activities onthe Capitol Hill Complex.

(21) Enforcement of Rules. If any person or group isfound to be in violation of any of the applicable laws and rules,a law enforcement officer or state security officer may issue awarning to cease and desist from any non-complying acts. If thelaw enforcement or security officer observes a non-compliant actafter a warning, the officer may take disciplinary actionincluding citations, fines, cancellations of event or activity, orremoval from the state facility and grounds.

R23-19-5. Facility Use Permit - Denial - Appeal -Cancellation - Revocation - Transfer.

(1) Within ten (10) working days of receipt of a completedapplication, the Managing Agency shall issue a Facility UsePermit or notice of denial of the application.

(2) The Managing Agency may deny an application if:(a) The application does not comply with the applicable

rules;(b) The event would conflict or interfere with a state

sponsored activity, a time or place reserved for freedom ofspeech activities, the operation of state business, or a legislativesession; and/or

(c) The event poses a safety or security risk to persons orproperty.

(3) The Managing Agency may place conditions on theapproval that alleviates such concerns.

(a) If the applicant disagrees with a denial of theapplication or conditions placed on the approval, the applicantmay request a reconsideration of the Managing Agency'sdetermination by delivering the written request forreconsideration and reasons for the disagreement to theManaging Agency within five (5) working days of the issuanceof the notice of denial or approval with conditions.

(b) Within ten (10) days after the Managing Agencyreceives the written request for reconsideration, the ManagingAgency may modify or affirm the determination.

(c) If the matter is still unresolved after the issuance of theManaging Agency's reconsideration determination, the applicantmay appeal the matter, in writing, within ten (10) calendar daysto the Executive Director of the Department of AdministrativeServices who will determine the process of the appeal.

(5) Facility Use Permits are non-transferable. Thepurpose, time, place and other conditions of the Facility UsePermit may not be changed without the advance written consentof the Managing Agency.

(6) An event may be re-scheduled if the Managing Agencydetermines that an event will conflict with a governmentalfunction, free speech activity or state sponsored activity.

(a) The Managing Agency may revoke any issued permitif this rule R23-19, any applicable law, or any provision of thepermit is being violated. The permit may also be revoked if thesafety or health of any person is threatened.

(b) The permittee may cancel the permit and receive arefund of fees, less any incurred costs to the state or managingagency, and any deposits if written notice of cancellation isreceived by the Managing Agency at least 48 hours prior to thescheduled event. Failure to timely cancel the event will resultin the forfeiture of any deposit and fees.

R23-19-6. Commercial Solicitation Policy.(1) In general, commercial solicitation is prohibited.

(2) Nothing in this rule shall be interpreted as to infringeupon anyone's constitutional right of freedom of speech andfreedom of association.

(3) In addition to the definitions in R23-19-3 above, thefollowing definitions shall also apply to this Rule R23-19-6:

(a) "Commercial Solicitation(s)" means any commercialactivity conducted for the purpose of advertising, promoting,fund-raising, buying or selling any product or service,encouraging membership in any group, association ororganization, or the marketing of commercial activities bydistributing handbills, leaflets, circulars, advertising ordispersing printed materials for commercial purposes.

(b) "Commercial Solicitation" for the purpose of this ruledoes not include free speech activities as defined in rule R23-20,Utah Administrative Code.

(c) "Commercial Solicitation" for the purpose of this ruledoes not include filming or photographic activities, but suchactivities shall be subject to rule R23-19 et seq.

(d) "Commercial Solicitation" for the purpose of this ruledoes not include solicitation by the state or federal government;solicitation related to the business of the state, solicitationrelated to the procurement responsibilities of the state,solicitation allowed as a matter of right under applicable federalor state law; or solicitation made pursuant to a contract or leasewith the state.

(4) Commercial Solicitation Allowed under a Facility UsePermit.

(a) Commercial solicitation, not prohibited by R23-19-6(5) below, may be allowed in conjunction with the issuance ofa facility use permit under rule R23-19 and such commercialsolicitation must comply with the facility use rules of R23-19-1et seq.

(b) All materials allowed shall be displayed only onbulletin boards or in areas that have been approved in advanceby the Managing Agency.

(c) The issuance of a facility use permit shall not beconstrued as state endorsement of the solicitor's product,service, charity or event.

(d) Soliciting activities are subject to all littering laws andregulations.

(5) Prohibited Commercial Solicitation. The followingcommercial solicitation activities are prohibited and no facilityuse permit shall be issued for such:

(a) Door-to-door commercial solicitation of items, servicesor donations.

(b) Commercial solicitation to persons in vehicles or byleaving any commercial solicitation materials on vehicles orparking lots.

(c) Any sale of food or beverage products that would be inany violation of any contract entered into by the State or theManaging Agency.

R23-19-7. Waivers.(1) The Managing Agency may waive, in writing, the

requirements of any provision of this Rule R23-19 upon beingpresented with compelling reasons that the waiver willsubstantially benefit the public of the state of Utah and that thefacilities, grounds and persons will be appropriately protected.Conditions may be placed on any approved waiver to assure theappropriate protection of facilities, grounds and person. Anappeal of a denial of a request for such waiver may be filed andprocessed similarly to the denial of a Facility Use Permit asdescribed in R23-19-5.

(2) Costs and fees shall be waived for state sponsoredactivities. However, state agencies will be required to pay thecosts and fees identified in the Schedule of Costs and Fees whenthe activity is not required for the conducting of state business,such as after-hour social events, employee recognition events,and holiday parties. Costs and fees will not be waived for


commercial, private and commercial solicitation activities.(3) Notwithstanding the waiver provisions of this rule, the

following may not be waived by the Managing Agency: R23-19-4(2), (4), (5) (8), (9), (10), (11), (15), (16), (18), (19), (20)and (21) as well as R23-19-6.

R23-19-8. Political Signs.Political signs, except for hand-carried signs during

permitted events under a Facility Use Permit, are prohibited onall State of Utah owned properties except as allowed under aFreedom of Speech Activity or as protected under the State ofUtah or United States Constitutions.

Rule R23-19-8(1) shall not apply to Utah Department ofTransportation right-of-ways, properties of the State andInstitutional Trust Lands Administration or properties of HigherEducation, any of which may have its own laws or rulesapplicable to political signs.

KEY: public buildings, facilities use, space heatersDecember 4, 2008 63A-5-103Notice of Continuation May 24, 2007 63A-5-204


R23. Administrative Services, Facilities Construction andManagement.R23-30. State Facility Energy Efficiency Fund.R23-30-1. Purpose.

This rule is for the purposes of:(1). Conducting the responsibilities assigned to the State

Building Board and the Division of Facilities Construction andManagement in managing the State Facility Energy EfficiencyFund and implementing the associated revolving loan programestablished in Utah Code Section 63A-5-603; and

(2) Establishing requirements for eligibility for loans fromthe State Facility Energy Efficiency Fund, procedures foraccepting, evaluating, and prioritizing applications for loans,and the terms and conditions for loans.

R23-30-2. Authority and Requirements for this Rule.Pursuant to Utah Code Section 63A-5-603, the State

Building Board shall make rules establishing criteria,procedures, priorities, conditions for the award of loans from theState Facility Energy Efficiency Fund and other requirementsfor the rule as specified in Section 63A-5-603.

R23-30-3. Definitions.(1) "Board" means the State Building Board.(2) "Energy cost payback" means the period of time,

generally expressed in years, that is needed for the energy costsavings of an energy efficiency project to equal the cost of theenergy efficiency project. It does not include the time-value ofmoney and is sometimes referred to as simple payback.

(3) "Energy savings" means monies not expended by astate agency as the result of energy efficiency measures.

(4) "Fund" means the State Facility Energy EfficiencyFund under Section 63A-5-603.

(5) "Quarter" means a three month period beginning withone of the following dates: January 1, April 1, July 1, andOctober 1.

(6) "SBEEP" means the State Building Energy EfficiencyProgram, a program within the Division of FacilitiesConstruction and Management, which is required by Section63A-5-603 to serve as staff to the revolving loan programassociated with the State Facilities Energy Efficiency Fund.

(7) "DFCM" means the Division of Facilities Constructionand Management.

(8) "State Agency" means a state agency as defined inSection 63A-5-701.

(9) "SBEEP Manager" means the designee of the DFCMDirector that manages the SBEEP Program.

R23-30-4. Eligibility of Projects for Loans.(1) Eligibility for loans from the Fund is limited to state

agencies.(2) Loans may be used only by state agencies to fully or

partially finance energy efficiency projects within buildingsowned and controlled by the state.

(3) For energy efficiency projects involving renovation,upgrade, or improvement of existing buildings, the followingproject measures may be eligible for loan financing from theFund:

(a) Building envelope improvements;(b) Increase or improvement in building insulation;(c) Lighting upgrades;(d) Lighting delamping;(e) Heating, ventilation, and air conditioning (HVAC)

replacements or upgrades;(f) Improvements to energy control systems;(g) Other energy efficiency projects or programs that a

state agency can demonstrate will result in a significantreduction in the consumption of energy. ; and

(h) Renewable energy projects.

(4) There is no limit to the total number of loans a singlestate agency may receive from the Fund.

(5) An energy efficiency project is eligible for a loan onlyif the loan criteria is met, including an acceptable energy costpayback, all subject to approval by the Board.

R23-30-5. Eligible Costs.(1) This Rule R23-30-5 defines the specific costs incurred

by an energy efficiency project that may be eligible forfinancing from the Fund.

(2) The following direct costs of an energy efficiencyproject may be eligible for financing, subject to the remainingconditions of this section:

(a) Building materials;(b) Doors and windows;(c) Mechanical systems and components including HVAC

and hot water;(d) Electrical systems and components including lighting

and energy management systems;(e) Labor necessary for the construction or installation of

the energy efficiency project;(f) Design and planning of the energy efficiency project;(g) Energy audits that identify measures included in the

energy efficiency project; and(h) Inspections or certifications necessary for

implementing the energy efficiency project.(3) The following costs are not eligible for financing from

the Fund: The costs of a renovation project that are not directlyrelated to energy efficiency measures;

(4) In cases for which the state agency receives a financialincentive or rebate from a utility or other third party forundertaking some or all of the measures in an energy efficiencyproject, such incentives or rebates are to be deducted from thecosts that are eligible for financing from the Fund. No loansmade from the Fund may exceed the final cost incurred by thestate agency for the project after third party financing.

(5) For an energy efficiency project undertaken as part ofthe renovation of an existing building, building components orsystems that are covered by the prescriptive requirements of theUtah Energy Code must exceed the minimum Utah Energy Coderequirements in order for their costs to be eligible for a loanfrom the Fund. In addition, each project must comply with allapplicable DFCM energy design requirements as well as allapplicable codes, laws and regulations.

R23-30-6. Loan Application Process.(1) The Board shall receive and evaluate applications for

loans from the Fund. Notice of due dates for applications willbe made available to state agencies no less than thirty (30) daysin advance of the next scheduled Board meeting at whichapplications will be evaluated.

(2) State agencies interested in applying for a loan shouldfirst contact the SBEEP Manager. The SBEEP Manager willconsult or meet with the state agency to make an initialassessment of the strength or weakness of a proposed project.The SBEEP Manager may also choose to conduct a site visitand inspection of the proposed project location prior to thesubmittal of an application and the state agency shall cooperatewith the SBEEP Manager in making the relevant aspects of siteavailable for such site visit and inspection. The SBEEPManager may assist state agencies in assessing potential projectmeasures and in preparing an application.

(3) Applications for loans will be made using formsdeveloped by the SBEEP Manager. State agencies shall providethe following information on the forms developed by theSBEEP Manager and approved by the Board:

(a) Name and location of the state agency;(b) Name and location of the building or buildings where

the energy efficiency project will take place;


(c) A description of the building or buildings, includingwhat the building is used for, seasonal variations in use, generalconstruction of the building, and square footage;

(d) A description of the current energy usage of thebuilding, including types and quantities of energy consumed,building systems, and the age of the building and the particularsystems and condition;

(e) A description of the energy efficiency project to beundertaken, including specific measures to be undertaken, thecost or incremental cost of each measure, and the equipment orbuilding materials to be installed;

(f) Projected or estimated energy savings that result fromeach measure undertaken as part of the project;

(g) Projected or estimated energy cost savings from eachmeasure undertaken as part of the project;

(h) A description of how energy cost savings will bemeasured and verified as well as describing the commissioningprocedures for the project;

(i) A description of any additional community orenvironmental benefits that may result from the project; and

(j) plans and specifications shall accompany the formwhich describes the proposed energy efficiency measures.

(4) Applications shall be received for the Board by theSBEEP Manager. The SBEEP Manager will conduct an initialreview of each application. This initial review will be for thepurpose of determining the completeness of the application,whether additional information is needed, provide advice on thelikelihood that proposed projects, measures, and costs may beeligible for loan financing, and to assist the state agency inimproving its application.

(5) When the SBEEP Manager has determined that anapplication is complete and that the proposed project complieswith this rule, the application will be forwarded to the Board forits evaluation.

(6) The SBEEP Manager shall make a recommendation tothe Board using the following criteria and scoring:

(a) The feasibility and practicality of the project(maximum 30 points);

(b) The projected energy cost payback period of theproject (maximum 20 points);

(c) The energy cost savings attributable to eligible energyefficiency measures (maximum 30 points);

(d) The financial need of the agency for the loan includingits financial condition (maximum 10 points);

(e) The environmental and other benefits to the state andlocal community attributable to the project (maximum 10points);

(f) The availability of another source of funding may resultin a reduction in the number of overall points in proportion tothe likelihood of such other source of funding and the degree towhich the source of other funding will fund the entire project.If the other source of funding is likely and funds the entireproject, then the SBEEP Manager may recommend to the Boardthat the project is ineligible for funding and the Board may sodetermine;

(g) If there are matching funds from another source that isavailable for the project, the SBEEP Manager may add points tothe overall score to the project in proportion to the likelihoodthat the matching funds will be available and the degree towhich the matching funds applies to the entire project; and

(h) The SBEEP Manager may deduct points from the scoreof the entire project if the state agency has not used fundsproperly in the past, not performed the work properly in thepast, not provided annual reports or access for inspections, anyof which based on the degree of noncompliance.

Based upon the score as determined by the SBEEPManager, the SBEEP Manager will make recommendations tothe Board for the funding of energy efficiency projects. TheSBEEP Manager may have the assistance of others with the

appropriate expertise assist with the review of the application.The SBEEP Manager and any others that assist the SBEEPManager in scoring the application must disclose to the Boardany conflicts of interest that exist in regard to the review of theapplication. For applications that receive an average score ofless than 70 points, the SBEEP Manager shall recommend thatthe Board not provide a loan from the Fund. Applicationsreceiving an average score over 70 will normally berecommended by the SBEEP Manager for funding. However,if the current balance of the fund does not permit for the fundingof all projects with an average score over 70, the SBEEPManager will recommend, beginning with the highest scoringapplication and working downward in score, those applicationsthat may be funded given the current balance of the Fund.

(7) The SBEEP Manager provides advice andrecommendations to the Board. The SBEEP Manager is notvested with the authority to make decisions regarding thepublic's business in connection with the Fund. The Board is thedecision making authority with regard to the award of loansfrom the Fund.

(8) Based upon the SBEEP Manager's scoring, evaluationsand recommendations, SBEEP will prepare a memorandum forthe Board that will:

(a) Provide a brief description of each project reviewed bythe SBEEP Manager;

(b) List the energy savings, energy cost savings, and costpayback for each project as estimated by the applicant;

(c) List the energy savings, energy cost savings, and costpayback for each project as estimated by the SBEEP technicalspecialist for the program;

(d) List the total score and the score for each evaluationcriterion for each application;

(e) Specify projects recommended for funding and thosenot recommended for funding;

(f) Provide a brief explanation of the SBEEP Manager'srationale for each application that is not recommended forfunding.

This memorandum is to be provided to each member of theBoard no less than ten (10) calendar days prior to the nextscheduled Board meeting at which applications will beevaluated.

(9) At its next scheduled meeting after the SBEEPManager has submitted the recommendations to the Board, theBoard will consider pending applications for loans from theFund and will review the SBEEP Manager's recommendationsfor each project. The Board will also provide an opportunity forapplicants and other interested persons to comment regardingthe recommendations and information provided by the SBEEPManager, the Board will then review and made determinationsregarding the applications.

(10) When considering Loan applications, the Board maymodify the dollar amount or project scope for which a loan isawarded if the Board determines that individual measuresincluded in a project do not meet the requirements of this rule,are not cost effective, or that funds could better be used forfunding of other projects.

(11) In reviewing energy efficiency measures for possiblefunding after receiving the report and recommendations of theSBEEP Manager and other testimony and documents providedto the Board, the Board shall:

(a) review the loan application and the plans andspecifications for the energy efficiency measures;

(b) determine whether to grant the loan by applying theloan eligibility criteria; and

(c) if the loan is granted by the Board, prioritize thefunding of the energy efficiency measures by applying theprioritization criteria.

(12) The Board may condition approval of a loanapplication and the availability of funds on assurances from the


state agency that the Board considers necessary to ensure thatthe state agency:

(a) uses the proceeds to pay the cost of the energyefficiency measures; and

(b) implements the energy efficiency measures.

R23-30-7. Loan Terms.(1) The amount of a loan award approved by the Board

represents a maximum approved project cost. The final value ofany loan may vary from the Board-approved amount accordingto the actual incursion of costs by the state agency. In caseswhere costs have exceeded those presented in the initialapplication, a state agency may request that the Board increaseits loan award, by filing a written request with the SBEEPManager. The Board can approve or deny any such requests ifgood cause has been submitted by the state agency for suchincrease.

(2) After approval of a loan application by the Board, astate agency must complete the project in accordance with theconstruction schedule provided in the approved application forthe energy efficiency project. If the state agency is unable tocomplete the project on time, prior to the deadline, the stateagency may request an extension from the Board, by filing awritten request with the SBEEP Manager, if good cause hasbeen submitted by the state agency for such extension.

(3) Loan amounts from the Fund will be disbursed onlyupon documentation of actual costs incurred from the stateagency during construction of the energy efficiency project.

(4) Once a project has been completed as determined bythe SBEEP Manager, the state agency shall provide to theSBEEP Manager, documentation of actual costs incurred, suchas invoices from contractors, as well as information on any thirdparty financial incentives received. SBEEP will use thisinformation to determine the actual cost of the project measuresapproved by the Board.

(5) The final loan amount will be equal to actual costsincurred for the project minus the value of any third partyincentives received unless

(a) This amount exceeds the amount approved by theBoard, in which case the loan amount will be set at the amountoriginally approved by the Board; or

(b) This amount exceeds the amount approved by theBoard and the Board increases the loan award at the request ofthe state agency.

(6) The Board will establish repayment terms and interestrates.

(7) State Agencies that are approved by the Board for aloan award will enter into a contract with the Board thatspecifies all terms applying to the loan, including the termsspecified in this rule and other contract terms deemed necessaryby the Board to carry out the purposes of this rule. The Boardmay authorize the SBEEP Manager to execute the contract onits behalf. The SBEEP Manager shall thereafter provide a copyof the contract to the Board at its next available regular meetingafter complete execution of the contract, in order that the Boardbe kept apprised of all contracts.

R23-30-8. Reporting and Site Visits.(1) In the period between Board approval and project

completion, the state agency shall complete and provide to theSBEEP Manager, a written report at the beginning of eachcalendar quarter. The report shall include information on thestate agency's progress in completing the energy efficiencyproject, its most-current estimate for the time of projectcompletion, and any notable problems or changes in the projectsince Board approval, such as construction delays or costoverruns.

(2) After loan funds have been disbursed, the state agencyshall complete and provide to SBEEP annual reports due at the

beginning of the calendar quarter in which the anniversary ofthe loan disbursement occurs. This report shall include thefollowing:

(a) A description of the performance of the building andof the performance of the measures included in the energyefficiency project;

(b) A description of any notable problems that haveoccurred with the building or the project;

(c) A description of any notable changes to the building orto its operations that would cause a significant change in itsenergy consumption;

(d) Copies of energy bills incurred for the building duringthe prior year such as electric and utility bills or shippinginvoices for fuels such as fuel oil or propane;

(e) Documentation of energy consumed by the building inthe prior year; and

(f) Other information requested by the SBEEP Manager ordeemed important by the state agency.

Annual reports shall be provided for either the first fouryears after project completion or for each year of the repaymentperiod, which is longer.

(3) Approximately one year after project completion, theSBEEP Manager will conduct a site visit to the location of theenergy efficiency project to verify project completion and assessthe success of the project. Additional site visits may also beconducted by the SBEEP Manager during the repayment period.Loan recipients will assist the SBEEP Manager with such sitevisits, including providing access to all components of theenergy efficiency project.

KEY: energy, efficiency, agencies, loansNovember 10, 2008 63A-5-603


R28. Administrative Services, Fleet Operations, SurplusProperty.R28-1. State Surplus Property Disposal.R28-1-1. Purpose.

This rule sets forth policies and procedures which governthe acquisition and disposition of state and federal surplusproperty. It applies to all state and local public agencies andeligible non-profit educational and health institutions whendealing with federal surplus property. It also applies to all stateagencies unless specifically exempted by law and to the generalpublic when dealing with state surplus property.

R28-1-2. Authority.Under the provisions of Title 63A, Chapter 9, Part 8, the

Utah State Agency for Surplus Property (USASP) within theDivision of Fleet Operations, under the Department ofAdministrative Services is responsible for operating both a stateand a federal surplus property program. The standards andprocedures governing the operation of these two programs arefound in two separate State Plans of Operation, one for statesurplus property and a second plan for federal surplus property,the latter being a contract between the state and federalgovernment. The State Plans of Operation may be reviewed atthe USASP.

R28-1-3. Definitions.A. As used in this section "Personal handheld electronic

device":1. means an electronic device that is designed for personal

handheld use and permits the user to store or access information,the primary value of which is specific to the user of the device;and,

2. includes a mobile phone, pocket personal computer,personal digital assistant, wireless, or similar device.

R28-1-4. Procedures.A. State-owned personal property shall not be destroyed,

sold, transferred, traded-in, traded, discarded, donated orotherwise disposed of without first submitting a properlycompleted form SP-1 to and receiving authorization from theUSASP.

This rule applies to and includes any residue that may beremaining from agency cannibalization of property.

B. When a department or agency of state governmentdetermines that state-owned personal property is in excess tocurrent needs, they will make such declaration using Form SP-1.State-owned personal property shall not be processed by theUSASP unless the appropriate form is executed.

C. A standard form SP-3 is required when it is determinedthat state-owned personal property should be abandoned anddestroyed. The SP-3 is generated by the USASP after receivinga form SP-1 and reviewing the property being disposed of by theagency.

D. State-owned information technology equipment may betransferred directly to public institutions, such as schools andlibraries by the owning agency. However, a form SP-1 must stillbe completed and forwarded to the USASP to account for thetransfer of the equipment. In such cases, the USASP will notassess a fee. Similarly, the USASP is authorized to donatecomputer equipment received as surplus property from agenciesto schools that have submitted requests for computer equipmentdirectly to the USASP.

E. Pursuant to the provisions of section 63A-9-808.1,state-owned information technology equipment may betransferred directly to Non-profit entities for distribution to, anduse by, persons with a disability as defined in subsections 62A-5-101(9). However, interagency transfers and sales of surplusproperty to state and local agencies within the 30-day periodunder section 63A-9-808 shall have priority over transfers under

this subsection. The 30-day holding period may be waived ifshown to be in the best interest of the state.

F. Requests for state-owned information technologyequipment from non-profit entities shall be:

1. Submitted, in writing, on the non-profit entity's officialletterhead, to the Department of Human Services, Division ofServices for People with Disabilities (DSPD);

2. Reviewed and approved by DSPD and forwarded to theUSASP manager to properly track and arrange for distribution.

G. State agencies transferring state-owned informationtechnology equipment to non-profit entities for distribution to,and use by persons with a disability as defined in subsections62A-5-101(9), shall provide the USASP with completed SP-1forms in order to account for the transfer of said equipment. Insuch cases, the USASP will not assess a fee to the donatingagency.

H. Pursuant to the provisions of subsection 63A-9-808.1(4), the USASP shall prepare an annual report to DSPDcontaining the names of non-profit entities that received state-owned information technology equipment under subsection63A-9-808.1(2), and the types and amounts of equipmentreceived.

I. Prior to submitting information technology equipmentto Surplus Property, or donating it directly to the publicinstitutions, agencies shall delete all information from allstorage devices. Information shall be deleted in such a manneras to not be retrievable by data recovery technologies.

J. Federal surplus property is not available for sale to thegeneral public, on a day-to-day basis. Donation of federalsurplus property shall be administered in accordance with theprocedures identified in the State Plan of Operation for theFederal Property Assistance Program. Public auctions offederal surplus property are authorized under certaincircumstances and conditions. The USASP Manager shallcoordinate such auctions when deemed necessary orappropriate. Federal surplus property auctions are primarilyconducted online, but are regulated and accomplished by theU.S. General Services Administration.

K. This section sets forth policy and procedure, whichgoverns the sale of personal handheld electronic devices to auser who is provided such a device by an agency, and whosubsequently leaves or changes employment. These personalhandheld electronic devices usually rely on technology that israpidly changing, resulting in the devices becomingcontinuously outdated as more capable devices are offered;therefore, their value depreciates significantly over the period oftheir service. Their usefulness is generally tied to a servicecontract with a service provider.

1. Personal handheld electronic device and relatedaccessories and software may be purchased by the assigned userupon a change in employment status including termination,retirement, or transfer to another agency within stategovernment; provided that the issuing agency is not obligated tocontinue the terms of the service contract.

2. Purchase of a handheld device is exempt from therequirements of related party transactions under R28-1-5.

3. Prior to a purchase of a handheld device, the followingrequirements shall be completed in substantially the followingorder:

a. the agency that assigned or provided the personalhandheld electronic device shall:

i. authorize, in writing to USASP, the sale to the assigneduser in lieu of exchange or surplus;

ii. submit an SP-1 to USASP with a description of theitems to be included in the sale of the personal handheldelectronic device including the make, model, serial number,specifications (if available), list of accessories, software; and

iii. remove, or cause to be removed, from the personalhandheld electronic device any:


(A) software owned or licensed by the agency as requiredby the software license agreement;

(B) information that is classified as protected, private, orcontrolled under the Title 63G, Chapter 2, Government RecordsAccess and Management Act; and

(C) Ensure in writing that the service contract is null andvoid to the issuing agency or transferable to the purchaser.

b. The USASP shall:i. have an established fee that has been approved by the

Department of Administrative Services Rate Committee;ii. receive the SP-1 form, and;iii. generate an invoice for the transaction upon receiving

full payment of the fee from the designated purchaser of thedevice.

c. The designated purchaser of the device shall:i. make full payment of the fee to the USASP for the item,

and;ii. sign the invoice and return the signed invoice to

USASP.d. The agency may be authorized by the division to

transfer ownership of the personal handheld electronic device tothe designated purchaser of the device.

L. The USASP Manager or designee may make anexception to the written authorization requirement identified inparagraph A above. Exceptions must be for good cause andmust consider:

1. The cost to the state;2. The potential liability to the state;3. The overall best interest of the state.

R28-1-5. Related Party Transactions.A. The USASP has a duty to the public to ensure that

State-owned surplus property is disposed of at fair market value,in an independent and ethical manner, and that the property orthe value of the property has not been misrepresented. Aconflict of interest may exist or appear to exist when a relatedparty attempts to purchase surplus property.

B. A related party is defined as someone who may fit intoany of the following categories pertaining to the surplusproperty in question:

1. Has purchasing authority.2. Has maintenance authority.3. Has disposition or signature authority.4. Has authority regarding the disposal price.5. Has access to restricted information.6. Is perceived to be a related party using other criteria

which may prohibit independence.C. Owning state agencies may list any recommended

purchasers on the standard form SP-1 Final decision rests withUSASP as to selling price and buyer.

D. When a prospective purchaser is identified ordetermined to be a related party, the USASP will employ one ofthe following procedures:

1. The USASP may require written justification andauthorization from the Department or Division Head orauthorized agent. Justification may include reference tomaintenance history, purchase price and the absence of conflictsof interest. If the related party is an authorized agent, a higherapproval may be sought.

2. The USASP may choose to hold the property for sale bypublic auction or sealed bid. The prospective buyer may thencompete against other bidders.

3. The USASP may hold the property for a 30-day periodbefore allowing the related party the opportunity to purchase theproperty, thus allowing for purchase of the property inaccordance with the priorities listed below. The 30-day holdingperiod may be waived if shown to be in the best interest of thestate.

R28-1-6. Priorities.A. Public agencies are given priority for the purchase of

state-owned surplus property.B. Property received by the USASP that is determined to

be unique, in short supply or in high demand by public agenciesshall be held for a period of 30 days before being offered forsale to the general public. The 30-day holding period may bewaived if shown to be in the best interest of the state.

C. For this rule, the entities listed below, in priority order,are considered to be public agencies:

1. State Agencies2. State Universities, Colleges, and Community Colleges3. Other tax supported educational agencies or political

subdivisions in the State of Utah including cities, towns,counties and local law enforcement agencies

4. Other tax supported educational entities5. Non-profit health and educational institutionsD. State-owned personal property that is not purchased by

or transferred to public agencies during the 30-day hold periodmay be offered for public sale. The 30-day holding period maybe waived if shown to be in the best interest of the state.

E. The USASP Manager or designee shall make thedetermination as to whether property is subject to the 30-dayhold period. The decision shall consider the following:


R28-1-7. Accounting and Reimbursement.A. The USASP will record and maintain records of all

transactions related to the acquisition and sale of all state andfederal surplus property. A summary of the total yearly sales ofstate surplus by agency or department will be provided to thelegislature following the close of each fiscal year.

B. Reimbursements to state agencies from the sale of theirsurplus property will be made through the Division of Financeon interagency transfers or warrant requests. The SurplusAgency is authorized to deduct operating costs from the sellingprice of all state surplus property. In all cases property will bepriced to sale for fair market value. Items that are notmarketable for whatever reason may be discounted in price ordisposed of by abandonment, donation, or sold as scrap.

C. Deposits from cash sales will be made to the StateTreasurer in accordance with Title 51, Chapter 7.

D. The USASP may maintain a federal working capitalreserve not to exceed one year's operating expenses. In theevent the Surplus Agency accumulates funds in excess of theallowable working capital reserve, they will reduce their serviceand handling charge to under recover operating expenses andreduce the Retained Earnings balance accordingly. The onlyexception is where the USASP is accumulating excess funds inanticipation of the purchase of new facilities or capital items.Prior to the accumulation of excess funds, the USASP mustobtain the written approval of the Executive Director of theDepartment of Administrative Services.

R28-1-8. Payment.A. Payment received from public purchasers may be in the

form of cash and/or certified funds, authorized bank creditcards, and business or personal checks. may not be accepted foramounts exceeding $200. Two-party checks shall not beaccepted.

B. Payment received from state subdivisions shall be in theform of agency or subdivision check or purchasing card.

C. Payment made by public purchasers shall be at the timeof purchase and prior to removal of the property purchased.Payment for purchases by state subdivisions shall be within 60days following the purchase and removal of the property.

D. The USASP Manager or designee may make exceptions


to the payment provisions of this rule for good cause. A goodcause exception requires a weighing of:


R28-1-9. Bad Debt Collection.A. The USASP shall initiate formal collection procedures

in the event that a check from the general public, statesubdivisions, or other agencies is returned to the USASP for"insufficient funds".

B. In the event that a check is returned to the USASP isreturned for "insufficient fund," the USASP may:

1. Prohibit the debtor from making any future purchasesfrom the USASP until the debt is paid in full.

2. Have division accountant send a certified letter to thedebtor stating that:

(a) the debtor has 15 days to pay the full amount owedwith cash or certified funds, including any and all additionalfees associated with the collection process, such as returnedcheck fees; and

(b) If the balance is not paid within the 15 day period, thematter will be referred to the Office of State Debt Collection forformal collection proceedings.

C. Debts for which payments have not been received infull within the 15 day period referred to above, shall be assignedto the Office of State Debt Collection in accordance with statute.

R28-1-10. Public Sales of Surplus Property.A. State-owned surplus property may be purchased at any

time by the general public, subject to any 30-day holding periodthat may be assigned by USASP management. The 30-dayholding period may be waived if shown to be in the best interestof the state.

B. At the discretion of the USASP Manager, any state-owned surplus property may be sold to the general public byauction, sealed bid, or other acceptable method. Property to beauctioned may be consigned out to an auction service. If aconsignment approach is considered, the USASP Manager mustensure that the auction service is contracted by and authorizedby the Division of Purchasing.

C. Federal surplus property auctions to the general publicmay be accomplished on occasions and subject to the limitationsas indicated previously.

D. The frequency of public auctions, for either State-owned or federal surplus property will be regulated by currentlaw as applicable, the volume of items held in inventory at theUSASP, and the profitability of conducting auctions versusother approaches to disposing of surplus property.

KEY: state propertyAugust 2, 2006 63A-9-801Notice of Continuation February 26, 2007 63A-9-808.1


R28. Administrative Services, Fleet Operations, SurplusProperty.R28-3. Utah State Agency for Surplus PropertyAdjudicative Proceedings.R28-3-1. Purpose.

As required by the Utah Administrative Procedures Act,this rule provides the procedures for adjudicating disputesbrought before the Utah State Agency for Surplus Propertyunder the authority granted by Section 63A-9-801 and Section63G-4, et seq.

R28-3-2. Definitions.Terms used are as defined in Section 63G-4-103, except

"USASP" means the Utah State Agency for Surplus Property,and "superior agency" means the Department of AdministrativeServices.

R28-3-3. Proceedings to be Informal.All matters over which the USASP has jurisdiction

including bid validity determination and sales issues, which aresubject to Title 63G, Chapter 4, will be informal in nature forpurposes of adjudication. The Director of the Division of FleetOperations or his designee will be the presiding officer.

R28-3-4. Procedures Governing Informal AdjudicatoryProceedings.

1. No response need be filed to the notice of agency actionor request for agency action.

2. The USASP may hold a hearing at the discretion of thedirector of the Division of Fleet Operations or his designeeunless a hearing is required by statute. A request for hearingmust be made within ten days after receipt of the notice ofagency action or request for agency action.

3. Only the parties named in the notice of agency action orrequest for agency action will be permitted to testify, presentevidence and comment on the issues.

4. A hearing will be held only after timely notice of thehearing has been given.

5. No discovery, either compulsory or voluntary, will bepermitted except that all parties to the action shall have accessto information and materials not restricted by law.

6. No person may intervene in an agency action unlessfederal statute or rule requires the agency to permit intervention.

7. Any hearing held under this rule is open to all parties.8. Within thirty days after the close of any hearing, the

director of the Division of Fleet Operations or his designee shallissue a written decision stating the decision, the reasons for thedecision, time limits for filing an appeal with the director of thesuperior agency, notice of right of judicial review, and the timelimits for filing an appeal to the appropriate district court.

9. The decision rendered by the Director of the Division ofFleet Operations or his designee shall be based on the facts inthe USASP file and if a hearing is held, the facts based onevidence presented at the hearing.

10. The agency shall notify the parties of the agency orderby promptly mailing a copy thereof to each at the addressindicated in the file.

11. Whether a hearing is held or not, an order issued underthe provisions of this rule shall be the final order of the superioragency, and then may be appealed to the appropriate districtcourt.

KEY: surplus property, appellate proceduresFebruary 12, 2004 63A-9-801Notice of Continuation April 4, 2008 63G-4


R58. Agriculture and Food, Animal Industry.R58-18. Elk Farming.R58-18-1. Authority.

Regulations governing elk farming promulgated underauthority of 4-39-106.

R58-18-2. Definitions.In addition to the definitions found in Sections 4-1-8, 4-7-

3, 4-24-2, 4-32-3 and 4-39-102, the following terms are definedfor purposes of this rule:

(1) "Adjacent Herd" means a herd of Cervidae occupyingpremises that border an affected herd, including herds separatedby fences, roads or streams, herds occupying a premise whereCWD was previously diagnosed, and herds that share the samelicense as the affected or source herd, even if separate recordsare maintained and no commingling has taken place.

(2) "Affected herd" means a herd of Cervidae where ananimal has been diagnosed with Chronic Wasting Disease(CWD) caused by protease resistant prion protein (PrP), andconfirmed by means of an approved test, within the previous 5years.

(3) "Approved test" means approved tests for CWDsurveillance shall be those laboratory or diagnostic testsaccepted nationally by USDA and approved by the stateveterinarian.

(4) "Destination Herd" means the intended herd ofresidence, which will be occupied by the animal which isproposed for importation.

(5) "Domestic elk" as used in this chapter, in addition to 4-39-102, means any elk which has been born inside of, and hasspent its entire life within captivity.

(6) "Elk" as used in this chapter means North AmericanWapiti or Cervus Elaphus Canadensis.

(7) "Herd of Origin" means the herd, which an importedanimal has resided in, or does reside in, prior to importation.

(8) "Official slaughter facility" means a place where theslaughter of livestock occurs that is under the authority of thestate or federal government and receive state or federalinspection.

(9) "Quarantine Facility" means a confined area whereselected elk can be secured, contained and isolated from allother elk and livestock.

(10) "Raised" as used in the act means any possession ofdomestic elk for any purpose other than hunting.

(11) "Secure Enclosure" means a perimeter fence or barrierthat is so constructed as to prevent domestic elk from escapinginto the wild or the ingress of native wildlife into the facility.

(12) "Separate location" as used in Subsection 4-39-203(5)means any facility that may be separated by two distinctperimeter fences, not more than 10 miles apart, owned by thesame person.

(13) "Trace Back Herd/Source Herd" means any herd ofCervidae where an animal affected with CWD has resided up to36 months prior to death.

(14) "Trace Forward Herd" means any herd of Cervidaewhich has received animals that originated from a herd whereCWD has been diagnosed, in the previous 36 months prior tothe death of the affected (index) animal.

R58-18-3. Application and Licensing Process.(1) Each applicant for a license shall submit a signed,

complete, accurate and legible application on a departmentissued form.

(2) In addition to the application, a general plot planshould be submitted showing the location of the proposed farmin conjunction with roads, towns, etc. in the immediate area.

(3) A facility number shall be assigned to an elk farm atthe time a completed application is received at the Departmentof Agriculture and Food building.

(4) A c

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