question 1: what is the relationship between individual

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ABSTRACT Who Infected Whom? Creating a Database of Transmission Trees for Comparative Outbreak Analysis DATABASE CONSTRUCTION TREE ANALYSIS Juliana Taube 1 , Paige B. Miller 2 , and John M. Drake 2 1 Bowdoin College, Brunswick, ME; 2 Odum School of Ecology, University of Georgia, Athens, GA Transmission trees contain valuable details about who infected whom in infectious disease outbreaks. Here, we created a database with 81 published, standardized transmission trees consisting of 12 directly-transmitted pathogens (mostly viruses). We also demonstrated how the database could be used to help answer research questions in infectious disease epidemiology. First, we analyzed overall and pathogen-specific patterns between tree parameters (R 0 and variation in secondary infections). We found that outbreak size is nonlinearly associated with R 0 and the dispersion parameter, but emphasize that pathogen-specific patterns and intervention efforts may alter theoretical relationships between these variables. Second, we examined how superspreader contribution to onward transmission, either directly or through their tree descendants, varies across pathogens. Superspreaders were responsible for most cases via their descendants and the number of superspreaders varied across pathogens. Additional database exploration matched theory 6 about how the proportion of superspreaders increases at intermediate levels of dispersion, an idea that should be further explored. We hope that our database will assist both theoretical and applied infectious disease epidemiology research. Search Terms: transmission contact tracing Include trees if: 2+ people Epidemiologically or probabilistically reconstructed Single infector per infected individual Manually enter trees: yaml data.tree 3 igraph outbreak investigation Google Scholar Google Images Scopus PubMed Exclude trees if: Reconstructed genetically All transmission events aren’t identified at individual level Possible attributes: age, sex, transmission context, occupation, symptom onset, location, hospital Average individual reproductive number (R 0 ): average number of secondary infections across all individuals in the tree Initial R 0 : average number of secondary infections in the first two generations of the outbreak, the second generation may have zero individuals Secondary infections were assumed to follow a negative binomial distribution ( = = +−1 + (1 − ) . ) and dispersion parameters were estimated using maximum likelihood methods (MASS package, fitdistr, no initial values given) Superspreaders 6 : cases who transmitted to more individuals than the 99 th percentile of a Poisson(R 0 ) ( = = / 0 1 23 +! ) Cases caused directly by superspreaders were defined as the individuals personally infected by the superspreader. Overall cases were defined as all individuals for whom their common infection “ancestor” was the superspreader. They were infected as a result of the superspreader infecting others, even if several generations later. DATABASE SUMMARY ACKNOWLEDGEMENTS Population Biology of Infectious Diseases REU Site (NIH U54 GM111274) provided funding and the Drake Lab provided helpful comments and assistance. REFERENCES 1. Cauchemez et al. (2011) PNAS, 108(7). 2. Faye et al. (2015) Lancet ID, 15(3). 3. Glur (2018) https://cran.r- project.org/web/packages/data.tree/vignettes/data.tree.html . 4. Hens et al. (2012) American J Epi , 176(3). 5. Jombart et al. (2014) PLoS Comp Bio, 10(1). 6. Lloyd-Smith et al. (2005) Nature, 438(7066). 7. Meyers et al. (2005) J Theor Biol , 232(1). 8. Stein (2011) Int J ID, 15(8). 9. Tildesley et al. (2009) J Theor Biol , 258(4). 10. Tree Sources: https://bit.ly/2GdLLUq Question 1: What is the relationship between individual variation in number of secondary infections, R 0 , and total outbreak size? Question 2: What is the quantitative contribution of superspreading to outbreak size? INTRODUCTION When an infectious disease outbreak occurs, epidemiologists undergo time and money-intensive investigations to determine how the outbreak started and the patterns of disease transmission. They often store this information in a transmission tree, where individuals are represented by nodes, and disease transmission by branches. From these trees, one can calculate key statistics like R 0 , the dispersion parameter (variation in R 0 ), pathogen mutation rate, and intervention efficacy, though greater standardization in tree format would make the trees and statistics more comparable. Additionally, a better understanding of predictors of outbreak size 7,9 and the importance of superspreaders to onward transmission across different pathogens 6,8 would help researchers developing transmission tree reconstruction methods 4,5 and inform public health intervention efforts. This project is a first attempt at standardizing and compiling transmission trees into an open-access database that can be a resource for future research. EXAMPLE QUESTIONS Figure 2. Outbreak size varies with initial R 0 and dispersion parameter, though initial R 0 was a better predictor. Initial R 0 and dispersion parameter showed little correlation. The dispersion parameter is displayed on a natural log scale. Correlation calculated using Spearman’s method. Figure 3. Superspreaders were rare but epidemiologically important. Nipah virus and Ebola virus outbreaks had the highest proportion of cases considered superspreaders, while the absolute number of superspreaders was higher in other, larger trees, such as those caused by SARS and MERS. Inset: Superspreaders often directly caused only 10 to 20% of infections, but descendants of superspreaders often accounted for more than 90% of cases overall. Figure 4. Agreement between tree database and theoretical prediction about intermediate levels of dispersion leading to a higher proportion of superspreading events. Intermediate dispersion parameters and low initial R 0 s led to the greatest proportion of cases considered superspreaders. Curve represents a LOESS regression. The same maximum likelihood methods were used to determine the dispersion parameters in both figures. Trees with dispersion parameter > 10 excluded. Inset: Figure 3b from Lloyd-Smith et al. (2015). Figure 1. Outbreak size distribution ranged from 2 to 286 and was skewed towards smaller trees. Three trees had more than 100 cases: outbreaks of SARS, MERS, and influenza. Inset: Outbreak size is correlated with R 0 (r = 0.838, Spearman). H1N1 1 Legend: Superspreader Non-superspreader Pathogen Number of Trees Pathogen Number of Trees Ebola 22 Norovirus 8 Influenza 5 Plague 2 Hepatitis A 9 Pertussis 1 Measles 5 Rubella 2 MERS 4 SARS 4 Nipah 16 Smallpox 3 Total Pathogens Total Trees 12 81 Question 3: What determines the frequency of superspreading events? Ebola 2 CONCLUSIONS Transmission trees contain valuable information about specific pathogen outbreaks, which is costly to collect. Our database standardizes tree format, allowing for greater comparative analyses. Understanding factors associated with increased outbreak size may help predict the extent of outbreaks in the future and lead to more effective preventative measures. The impact of superspreading was quantified using a new statistic which we called overall effect, which suggested that superspreaders are perhaps more important than previously realized. This database provides the information to test theoretical hypotheses about disease transmission and inspire new ideas, such as: - How sensitive is outbreak size and length to superspreader introduction timing? - Does knowing the transmission tree of a disease allow us to predict the mode of transmission or type of pathogen (bacterial or viral)? tree chain network 0 10 20 30 40 0 100 200 300 Outbreak Size Number of Outbreaks Pathogen Ebola Influenza Hepatitis A Measles MERS Nipah Norovirus Plague Pertussis Rubella SARS Smallpox 0 100 200 300 2.5 5.0 7.5 Initial R0 Outbreak Size 0 10 20 30 40 0.00 0.05 0.10 0.15 0.20 Proportion of Cases Considered Superspreaders Number of Trees Pathogen Ebola Influenza Hepatitis A Measles MERS Nipah Norovirus Plague Pertussis Rubella SARS Smallpox Direct Overall 0 0.25 0.5 0.75 1 0 0.25 0.5 0.75 1 0 10 20 30 40 50 0 5 10 15 20 25 Proportion of Cases Caused by Superspreaders Number of Trees 0.00 0.05 0.10 0.15 0.20 0.01 0.10 1.00 10.00 Dispersion Parameter Proportion of Cases Considered Superspreaders 1 3 5 Initial R0 0.01 0.1 1 10 100 0 0.05 0.10 0.15 0.20 0.25 Dispersion parameter, k Proportion of cases causing SSEs, Ψ R,k R = 0.15 0.4 1.3 2.3 3.5 20.3 10.3 6.1 Corr: -0.294 Corr: 0.838 Corr: -0.499 Initial R0 Dispersion Parameter Outbreak Size Initial R0 Dispersion Parameter Outbreak Size 2.5 5.0 7.5 -5.0 -2.5 0.0 2.5 5.0 0 100 200 300 0.0 0.2 0.4 0.6 -5.0 -2.5 0.0 2.5 5.0 0 100 200 300

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ABSTRACTWho Infected Whom? Creating a Database of Transmission Trees for Comparative Outbreak Analysis

DATABASE CONSTRUCTION

TREE ANALYSIS

Juliana Taube1, Paige B. Miller2, and John M. Drake2

1 Bowdoin College, Brunswick, ME; 2 Odum School of Ecology, University of Georgia, Athens, GA

Transmission trees contain valuable details about who infected whom in infectious disease outbreaks.Here, we created a database with 81 published, standardized transmission trees consisting of 12directly-transmitted pathogens (mostly viruses). We also demonstrated how the database could beused to help answer research questions in infectious disease epidemiology. First, we analyzed overalland pathogen-specific patterns between tree parameters (R0 and variation in secondary infections). Wefound that outbreak size is nonlinearly associated with R0 and the dispersion parameter, butemphasize that pathogen-specific patterns and intervention efforts may alter theoretical relationshipsbetween these variables. Second, we examined how superspreader contribution to onwardtransmission, either directly or through their tree descendants, varies across pathogens. Superspreaderswere responsible for most cases via their descendants and the number of superspreaders varied acrosspathogens. Additional database exploration matched theory6 about how the proportion ofsuperspreaders increases at intermediate levels of dispersion, an idea that should be further explored.We hope that our database will assist both theoretical and applied infectious disease epidemiologyresearch.

investigation

Search Terms:transmission

contact tracing

Include trees if:• 2+ people• Epidemiologically

or probabilistically reconstructed

• Single infector per infected individual

Manually enter trees:yaml

data.tree3

igraph

outbreak investigation

Google ScholarGoogle Images

Scopus PubMed

Exclude trees if:• Reconstructed genetically• All transmission events aren’t

identified at individual level

Possible attributes:age, sex, transmission context, occupation,

symptom onset, location, hospital

• Average individual reproductive number (R0): average number of secondary infections across all individuals in the tree

• Initial R0: average number of secondary infections in the first two generations of the outbreak, the second generation may have zero individuals

• Secondary infections were assumed to follow a negative binomial distribution

(ℙ 𝑋 = 𝑘 = 𝑘 + 𝑟 − 1𝑘 𝑝+(1 − 𝑝).) and dispersion parameters were estimated using maximum likelihood methods (MASS package, fitdistr, no initial values given)

• Superspreaders6: cases who transmitted to more individuals than the 99th percentile of a

Poisson(R0) (ℙ 𝑋 = 𝑘 = /0123

+!)

• Cases caused directly by superspreaders were defined as the individuals personally infected by the superspreader. Overall cases were defined as all individuals for whom their common infection “ancestor” was the superspreader. They were infected as a result of the superspreader infecting others, even if several generations later.

DATABASE SUMMARY

ACKNOWLEDGEMENTSPopulation Biology of Infectious Diseases REU Site (NIH U54 GM111274) provided funding and the Drake Lab provided helpfulcomments and assistance.

REFERENCES1. Cauchemez et al. (2011) PNAS, 108(7). 2. Faye et al. (2015) Lancet ID, 15(3). 3. Glur (2018) https://cran.r-project.org/web/packages/data.tree/vignettes/data.tree.html. 4. Hens et al. (2012) American J Epi, 176(3). 5. Jombart et al. (2014) PLoS Comp Bio, 10(1). 6. Lloyd-Smith et al. (2005) Nature, 438(7066). 7. Meyers et al. (2005) J Theor Biol, 232(1). 8. Stein (2011) Int J ID, 15(8). 9. Tildesley et al. (2009) J Theor Biol, 258(4). 10. Tree Sources: https://bit.ly/2GdLLUq

Question 1: What is the relationship between individual variation in number of secondary infections, R0, and total outbreak size?

Question 2: What is the quantitative contribution of superspreading to outbreak size?

INTRODUCTIONWhen an infectious disease outbreak occurs, epidemiologists undergo time and money-intensiveinvestigations to determine how the outbreak started and the patterns of disease transmission. Theyoften store this information in a transmission tree, where individuals are represented by nodes, anddisease transmission by branches. From these trees, one can calculate key statistics like R0, thedispersion parameter (variation in R0), pathogen mutation rate, and intervention efficacy, thoughgreater standardization in tree format would make the trees and statistics more comparable.Additionally, a better understanding of predictors of outbreak size7,9 and the importance ofsuperspreaders to onward transmission across different pathogens6,8 would help researchersdeveloping transmission tree reconstruction methods4,5 and inform public health intervention efforts.This project is a first attempt at standardizing and compiling transmission trees into an open-accessdatabase that can be a resource for future research.

EXAMPLE QUESTIONS

Figure 2. Outbreak size varies with initial R0 and dispersion parameter, though initial R0was a better predictor. Initial R0 and dispersion parameter showed little correlation. The dispersion parameter is displayed on a natural log scale. Correlation calculated using Spearman’s method.

Figure 3. Superspreaders were rare but epidemiologically important. Nipah virus and Ebola virus outbreaks had the highest proportion of cases considered superspreaders, while the absolute number of superspreaders was higher in other, larger trees, such as those caused by SARS and MERS. Inset: Superspreaders often directly caused only 10 to 20% of infections, but descendants of superspreaders often accounted for more than 90% of cases overall.

Figure 4. Agreement between tree database and theoretical prediction about intermediate levels of dispersion leading to a higher proportion of superspreading events. Intermediate dispersion parameters and low initial R0s led to the greatest proportion of cases considered superspreaders. Curve represents a LOESS regression. The same maximum likelihood methods were used to determine the dispersion parameters in both figures. Trees with dispersion parameter > 10 excluded. Inset: Figure 3b from Lloyd-Smith et al. (2015).

Figure 1. Outbreak size distribution ranged from 2 to 286 and was skewed towards smaller trees. Three trees had more than 100 cases: outbreaks of SARS, MERS, and influenza. Inset: Outbreak size is correlated with R0 (r = 0.838, Spearman).

H1N11

Legend:SuperspreaderNon-superspreader

Pathogen Number of Trees Pathogen Number

of Trees

Ebola 22 Norovirus 8

Influenza 5 Plague 2

Hepatitis A 9 Pertussis 1

Measles 5 Rubella 2

MERS 4 SARS 4

Nipah 16 Smallpox 3

Total Pathogens Total Trees12 81

Question 3: What determines the frequency of superspreading events?

Ebola2

CONCLUSIONS• Transmission trees contain valuable information about specific pathogen outbreaks, which is costly

to collect. Our database standardizes tree format, allowing for greater comparative analyses. • Understanding factors associated with increased outbreak size may help predict the extent of

outbreaks in the future and lead to more effective preventative measures.• The impact of superspreading was quantified using a new statistic which we called overall effect,

which suggested that superspreaders are perhaps more important than previously realized.• This database provides the information to test theoretical hypotheses about disease transmission

and inspire new ideas, such as:- How sensitive is outbreak size and length to superspreader introduction timing?- Does knowing the transmission tree of a disease allow us to predict the mode of transmission or type of pathogen (bacterial or viral)?

tree chain network

0

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0 100 200 300Outbreak Size

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PathogenEbolaInfluenzaHepatitis AMeaslesMERSNipahNorovirusPlaguePertussisRubellaSARSSmallpox

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Supplementary Figures

From: Superspreading and the impact of individual variation on disease emergence

J.O. Lloyd-Smith, S.J. Schreiber, P.E. Kopp, W.M. Getz

0.01 0.1 1 10 100 0

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Supplementary Fig 1. Prediction of SSE frequency. The expected proportion of infectious cases causing 99th-percentile SSEs (ΨR,k) for outbreaks with Z~NegB(R,k), plotted versus k. Each curve shows the relationship for a particular value of the effective reproductive number, R. The values of R plotted were selected such that Pr(Z≤Z(99)|Z~Poisson(R))=0.01. See Supplementary Notes for details of the calculation.

Corr:-0.294

Corr:0.838

Corr:-0.499

Initial R0 Dispersion Parameter Outbreak Size

Initial R0

Dispersion Param

eterO

utbreak Size

2.5 5.0 7.5 -5.0 -2.5 0.0 2.5 5.0 0 100 200 300

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