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Quarterly Equity Research Transparency ReportFor the quarter ended September 30, 2007 December 20, 2007
This report is required under the Global Research Analyst Settlement and provides certain information regarding JPMorgan's equity research coverage of U.S.companies and non-U.S. companies for which a U.S. market is the principal equity trading market. The information in the report is updated quarterly.
Explanation of Ratings: JPMorgan uses the following rating system: Overweight [Over the next six to twelve months, we expect this stock will outperform theaverage total return of the stocks in the analyst's (or the analyst's team's) coverage universe.] Neutral [Over the next six to twelve months, we expect this stock willperform in line with the average total return of the stocks in the analyst's (or the analyst's team's) coverage universe.] Underweight [Over the next six to twelvemonths, we expect this stock will underperform the average total return of the stocks in the analyst's (or the analyst's team's) coverage universe.]
Explanation of Price Target: JPMSI maintains price targets for Focus List stocks and selected Latin stocks. For non-JPMSI covered stocks, price targets arerequired for regional Focus List stocks and may be set for other stocks at the analysts' discretion. Where there is no price target on the covered company, asingle asterisk will appear on the report in its stead.
Earnings and price targets have been adjusted for all subsequent share splits and stock dividends.
For some companies (primarily REITs), funds from operations (FFO) is shown in lieu of EPS numbers. These situations are denoted by a double asterisk next tothe FFO numbers in the report.
General: JPMorgan is the marketing name used on global equity research issued by JPMSI and/or affiliates worldwide.JPMSI is a member of NYSE, NASD andSIPC. Information has been obtained from sources believed to be reliable but JPMorgan Chase & Co. or its affiliates and/or subsidiaries (collectively JPMorgan) donot warrant its completeness or accuracy except with respect to any disclosures relative to JPMSI and/or its affiliates and the analyst's involvement with the issuer.Opinions and estimates constitute our judgment as of the date of this material and are subject to change without notice. Past performance is not indicative of futureresults. This material is not intended as an offer or solicitation for the purchase or sale of any financial instrument. Securities, financial instruments or strategiesmentioned herein may not be suitable for all investors. The opinions and recommendations herein do not take into account individual client circumstances,objectives or needs and are not intended as recommendations of particular securities, financial instruments or strategies to particular clients. The recipient of thisreport must make its own independent decisions regarding any securities or financial instruments mentioned herein. JPMSI distributes in the U.S. researchpublished by non-U.S. affiliates and accepts responsibility for its contents. Clients should contact analysts and execute transactions through a JPMorgansubsidiary or affiliate in their home jurisdiction unless governing law permits otherwise.
Copyright 2007 JPMorgan Chase & Co. All rights reserved. Additional information available upon request.
3M Company MMM26-Jul-07 C. Stephen
Tusa Jr.3M : Follow-Up to the ConferenceCall - ALERT
OVERWEIGHT 1.2000 Q2-07 1.2400 Q3-07 4.8800 FY07 USD * NA NA
Abbott Laboratories ABT18-Sep-07 Michael N.
WeinsteinAbbott Laboratories : Xience Update- Regulatory Timing Coming IntoFocus
OVERWEIGHT 0.6900 Q2-07 0.6500 Q3-07 2.8000 FY07 USD * NA NA
11-Sep-07 Michael N.Weinstein
Abbott Laboratories : AbbottConfirms Panel for Xience, OnTrack for 1H08 Approval
OVERWEIGHT 0.6900 Q2-07 0.6500 Q3-07 2.8000 FY07 USD * NA NA
19-Jul-07 Michael N.Weinstein
Abbott Laboratories : Key GrowthDrivers Intact; Reiterate Overweight
OVERWEIGHT 0.6900 Q2-07 0.6800 Q3-07 2.8000 FY07 USD * NA NA
18-Jul-07 Michael N.Weinstein
Abbott Laboratories : Early Read on2Q Results
OVERWEIGHT 0.6800 Q2-07 0.6800 Q3-07 2.8000 FY07 USD * NA NA
16-Jul-07 Michael N.Weinstein
Abbott Laboratories : Humira SalesAccelerating Post-Crohn's Launch;Raising Estimates
OVERWEIGHT 0.6700 Q2-07 0.6600 Q3-07 2.8000 FY07 USD * NA NA
12-Jul-07 Michael N.Weinstein
Abbott Laboratories : Collapse ofGE Deal a Setback, But BroaderThesis Very Much Intact; Buy onWeakness
OVERWEIGHT 0.6700 Q2-07 0.6600 Q3-07 2.8000 FY07 USD * NA NA
Abercrombie & Fitch Co. ANF23-Aug-07 Brian J.
TunickAbercrombie & Fitch : ConsistentExecution Continues to Impress;Tweaking EPS Est.
OVERWEIGHT 0.8800 Q2-08 1.2900 Q3-08 5.2200 FY07 USD * NA NA
10-Aug-07 Brian J.Tunick
Abercrombie & Fitch : Favorite Ideain Tough Environment; Raising EPSEstimates
OVERWEIGHT 0.8200 Q2-08 1.2900 Q3-08 5.1600 FY07 USD * NA NA
ACA Capital Holdings, Inc. ACA2-Aug-07 Andrew
WesselACA Capital : ACA Appears WellCapitalized to Continue Operatingits Insurance Units - Reiterate OWRating
OVERWEIGHT -0.3600 Q2-07 0.4700 Q3-07 1.8500 FY07 USD * NA NA
11-Jul-07 AndrewWessel
ACA Capital : Bear Case Estimate:ACA Trades at 63% of YE08 BookValue, Would Put Money to Work atThis Level
OVERWEIGHT 0.4400 Q2-07 0.4700 Q3-07 1.8500 FY07 USD * NA NA
Acadia Realty Trust AKR24-Aug-07 Michael Acadia Realty Trust : Model NEUTRAL 0.0900 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 2 of 225
Mueller Adjustment26-Jul-07 Michael
MuellerAcadia Realty Trust : Q2 miss /Lower guidance driven by noise;Business on track
NEUTRAL 0.0900 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Accenture Ltd. ACN28-Sep-07 Tien-Tsin
HuangAccenture Ltd. : F4Q07 Better thanExpected; Raising FY08 Ests.
OVERWEIGHT 0.5300 Q4-08 0.5900 Q1-09 2.2100 FY07 USD * NA NA
25-Sep-07 Tien-TsinHuang
Accenture Ltd. : F4Q07 Preview:Expecting Good Results, GoodEnough Outlook
OVERWEIGHT 0.4600 Q4-07 0.5400 Q1-08 1.9600 FY07 USD * NA NA
Accuray Incorporated ARAY17-Aug-07 Tycho
PetersonAccuray : Strong Finish to the Year -2008 Guidance Provided - Adj Ests
NEUTRAL 0.2300 Q4-08 NA Q1-09 0.6100 FY07 USD * NA NA
19-Jul-07 TychoPeterson
Accuray : Take-Aways fromManagement Meetings
NEUTRAL 0.0400 Q4-07 0.0800 Q1-08 -0.0800 FY07 USD * NA NA
Acme Packet, Inc. APKT2-Aug-07 Ehud A.
Gelblum PhD
Acme Packet : Q2 Wrap: GuidanceLooks Overly Cautious, ReiterateOverweight
OVERWEIGHT 0.0900 Q2-07 0.0900 Q3-07 0.3400 FY07 USD * NA NA
ActivIdentity Corp. ACTI1-Aug-07 P. Sterling
Auty IIActivIdentity : Good Q3, InlineOutlook, Updating Estimates
UNDERWEIGHT-0.0600 Q3-07 -0.0500 Q4-07 -0.2500 FY07 USD * NA NA
Activision, Inc. ATVI3-Aug-07 Dean
GianoukosActivision : Solid Q1, OutlookUnchanged
NEUTRAL 0.1100 Q1-08 -0.0100 Q2-08 0.7300 FY07 USD * NA NA
11-Jul-07 DeanGianoukos
Activision : Downgrading To NeutralFrom Overweight
NEUTRAL 0.0900 Q1-08 NA Q2-08 0.7300 FY07 USD * NA NA
10-Jul-07 DeanGianoukos
Activision : Positively PreannouncesF1Q08
OVERWEIGHT 0.0900 Q1-08 NA Q2-08 0.6500 FY07 USD * NA NA
Actuant Corporation ATU27-Sep-07 Curtis
WoodworthActuant : F4Q Upside Driven ByOrganic Growth & Continued MarginRamp; FY08 Guidance Raised
OVERWEIGHT NA Q4-08 NA Q1-09 3.9000 FY07 USD * NA NA
26-Sep-07 CurtisWoodworth
Actuant : EPS Above Forecast &Guidance; FY08 Guidance Raised
OVERWEIGHT 0.9500 Q4-07 NA Q1-08 3.4300 FY07 USD * NA NA
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 3 of 225
Owing to Acquisition Upside -ALERT
ADC Telecommunications ADCT.OQ6-Sep-07 Steven
O'BrienADC Telecommunications : Q3Wrap: Strong Results but Q4Revenue and Margin GuidanceLooks Tepid, Adj. Ests.
NEUTRAL 0.3700 Q3-07 0.2200 Q4-07 0.9700 FY07 USD * NA NA
Adobe Systems Incorporated ADBE18-Sep-07 Adam Holt Adobe Systems : ADBE Sails Over
High Q3 Bar, Q4 Guidance EquallyImpressive
NEUTRAL 0.4500 Q3-07 NA Q4-07 NA FY07 USD * NA NA
17-Sep-07 Adam Holt Adobe Systems : Quick Q3Take--CS Drives ExceptionalQuarter - ALERT
NEUTRAL 0.4000 Q3-07 NA Q4-07 NA FY07 USD * NA NA
13-Sep-07 Adam Holt Adobe Systems : Creative Suite toAgain Pace Adobe's Quarter andSet an Upbeat Tone for Q4
NEUTRAL 0.4000 Q3-07 0.4300 Q4-07 1.5000 FY07 USD * NA NA
ADTRAN, Inc. ADTN24-Sep-07 Ehud A.
Gelblum PhD
ADTRAN, Inc : Preannounces Q3Results - Growing OPTI Revs NotEnough to Offset Depressed CarrierSpending
NEUTRAL 0.2800 Q2-07 0.3400 Q3-07 1.2000 FY07 USD * NA NA
18-Jul-07 Ehud A.Gelblum PhD
ADTRAN, Inc : Q2 Wrap: ShruggingOff a Lackluster Quarter as LongerTerm Outlook Solidifies, Adj. Ests.
NEUTRAL 0.2800 Q2-07 0.3500 Q3-07 1.2600 FY07 USD * NA NA
17-Jul-07 Ehud A.Gelblum PhD
ADTRAN, Inc : Q2 Quick Take:Revs and EPS Fall Below OurAbove Consensus Ests. - ALERT
NEUTRAL 0.2800 Q2-07 0.3500 Q3-07 1.2600 FY07 USD * NA NA
Advance Auto Parts, Inc. ARP.N9-Aug-07 Nancy Hoch Advance Auto Parts, Inc. : Sell-Off
Seems Overdone; Stock at TroughValuation
NEUTRAL 0.6400 Q2-07 0.6400 Q3-07 2.4100 FY07 USD * NA NA
8-Aug-07 Nancy Hoch Advance Auto Parts, Inc. : 2Q FirstTake - We See the Glass Half Full;Top Line Soft, But Margins Impress- ALERT
NEUTRAL 0.6600 Q2-07 0.6400 Q3-07 2.4100 FY07 USD * NA NA
Advanced Energy Industries, Inc. AEIS31-Aug-07 Jay Deahna Advanced Energy : AEIS Negatively NEUTRAL 0.2500 Q2-07 0.1300 Q3-07 0.9200 FY07 USD * NA NA
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 4 of 225
Pre-announces; Adj Ests26-Jul-07 Jay Deahna Advanced Energy : C2Q Results -
Solid Story But A Momentum HiccupWith A High P/E, Lowering EPSEst's.
NEUTRAL 0.2500 Q2-07 0.2100 Q3-07 1.0500 FY07 USD * NA NA
Advanced Micro Devices, Inc. AMD17-Sep-07 Christopher
DanelyAdvanced Micro Devices :Barcelona Helps Fight Back AgainstIntel; Upgrade from Underweight toNeutral
NEUTRAL -0.9500 Q2-07 -0.7000 Q3-07 -2.9200 FY07 USD * NA NA
27-Jul-07 ChristopherDanely
Advanced Micro Devices : Not MuchNew Served Up from AMD,Reiterate Underweight
UNDERWEIGHT-0.9200 Q2-07 -0.7000 Q3-07 -2.9200 FY07 USD * NA NA
Aetna Inc. AET26-Jul-07 William
GeorgesAetna : 2QEPS of $0.83 Ahead ofEstimates; Raises 2007 EPSGuidance - ALERT
NEUTRAL 0.7900 Q2-07 0.8500 Q3-07 3.3500 FY07 USD * NA NA
23-Jul-07 WilliamGeorges
Aetna : Second Quarter Preview:Expect Positive Momentum toContinue
NEUTRAL 0.7900 Q2-07 0.8500 Q3-07 3.3500 FY07 USD * NA NA
Affiliated Computer Services, Inc. ACS22-Aug-07 Tien-Tsin
HuangAffiliated Computer Services :F4Q07 Results: Strong FCF, NotMuch Else
NEUTRAL 0.8900 Q4-08 0.8900 Q1-09 3.4300 FY07 USD * NA NA
AFLAC Incorporated AFL25-Jul-07 Jimmy
BhullarAFLAC : Strong 2Q; Japan Turningthe Corner, U.S. Steady
NEUTRAL 0.8200 Q2-07 0.8300 Q3-07 3.3100 FY07 USD * NA NA
AGCO Corporation AG31-Jul-07 Stephen
VolkmannCFA
AGCO Corp. : International MarketsDrive 2Q Beat - ALERT
OVERWEIGHT 0.5500 Q2-07 0.3600 Q3-07 1.7000 FY07 USD * NA NA
Agilent Technologies Inc. A14-Sep-07 Mark
MoskowitzAgilent Technologies : BAM InvestorConference Highlights StrongDefense Against PossiblyWeakening Consumer
NEUTRAL 0.4100 Q3-07 0.4600 Q4-07 1.5000 FY07 USD * NA NA
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 5 of 225
13-Sep-07 MarkMoskowitz
Agilent Technologies : BAM InvestorConference Highlights StrongDefense Against PossiblyWeakening Macro - ALERT
NEUTRAL 0.4100 Q3-07 0.4600 Q4-07 1.5000 FY07 USD * NA NA
15-Aug-07 MarkMoskowitz
Agilent Technologies : Japan-basedElectronic Measurement WeaknessTrumps Bio-Analytical Strength; Adj.Ests.
NEUTRAL 0.4100 Q3-07 0.5200 Q4-07 1.6000 FY07 USD * NA NA
13-Aug-07 MarkMoskowitz
Agilent Technologies : Add to theRadar: Strong Results Expected,Driven by Bio-Analytical andImproving Electronic Test
NEUTRAL 0.4400 Q3-07 0.5200 Q4-07 1.6000 FY07 USD * NA NA
AGL Resources Inc. ATG6-Aug-07 Glenn B.
MullinAGL Resources : Good Quarter,Reaffirms Guidance
NEUTRAL 0.4000 Q2-07 NA Q3-07 2.7500 FY07 USD * NA NA
30-Jul-07 Glenn B.Mullin
AGL Resources : Potential NegativeImplication for Retail Energy -ALERT
NEUTRAL 0.3500 Q2-07 NA Q3-07 2.7500 FY07 USD * NA NA
Agrium Inc. AGU9-Aug-07 David Silver Agrium : Fundamental Strength: We
Raise EstimatesNEUTRAL 1.7000 Q2-07 0.4000 Q3-07 2.3500 FY07 USD * NA NA
Air Products & Chemicals, Inc. APD25-Sep-07 Jeffrey J.
ZekauskasAir Products and Chemicals :July/August Business Trends Solid
OVERWEIGHT 1.1600 Q3-07 1.1600 Q4-07 4.3600 FY07 USD * NA NA
20-Aug-07 Jeffrey J.Zekauskas
Air Products and Chemicals :F4Q:07 Begins Well
OVERWEIGHT 1.1600 Q3-07 1.1600 Q4-07 4.3600 FY07 USD * NA NA
26-Jul-07 Jeffrey J.Zekauskas
Air Products and Chemicals : WeIncrease Our EPS Estimates
OVERWEIGHT 1.1600 Q3-07 1.1100 Q4-07 4.2000 FY07 USD * NA NA
Alabama National BanCorporation ALAB6-Sep-07 John Pancari Alabama National Bancorp :
Acquisition of Alabama National byRBC Centura; Implications for OtherNames - ALERT
OVERWEIGHT 1.0100 Q2-07 1.0500 Q3-07 4.0600 FY07 USD * NA NA
26-Jul-07 John Pancari Alabama National Bancorp : CreditConcerns a N/T Overhang, But L/TFavorable Outlook Intact; ReiterateOverweight
OVERWEIGHT 1.0100 Q2-07 1.0600 Q3-07 4.1000 FY07 USD * NA NA
Alaska Communications Systems Group, Inc ALSK
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 6 of 225
27-Jul-07 JonathanChaplin
Alaska Communications SystemsGroup, Inc : Solid Financial Results;Interesting Options on Fiber
OVERWEIGHT 0.1600 Q2-07 0.2000 Q3-07 0.7100 FY07 USD * NA NA
25-Jul-07 JonathanChaplin
Alaska Communications SystemsGroup, Inc : Second-Quarter 2007Preview - ALERT
OVERWEIGHT 0.1600 Q2-07 0.2000 Q3-07 0.7100 FY07 USD * NA NA
24-Jul-07 JonathanChaplin
Alaska Communications SystemsGroup, Inc : Clarifying the FiberMarket Opportunity
OVERWEIGHT 0.1600 Q2-07 0.2000 Q3-07 0.7100 FY07 USD * NA NA
Albemarle Corporation ALB26-Jul-07 Jeffrey J.
ZekauskasAlbemarle Corporation : We RaiseOur EPS Estimates
NEUTRAL 0.5900 Q2-07 0.6100 Q3-07 2.3500 FY07 USD * NA NA
Alberto-Culver Company ACV13-Aug-07 Dara W.
MohsenianAlberto-Culver : More Detail BehindOur Upgrade to Overweight
OVERWEIGHT 0.2400 Q3-07 0.3700 Q4-07 1.0600 FY07 USD * NA NA
10-Aug-07 Dara W.Mohsenian
Alberto-Culver : Upgrading to anOverweight
OVERWEIGHT 0.2400 Q3-07 0.3700 Q4-07 1.0600 FY07 USD * NA NA
31-Jul-07 Dara W.Mohsenian
Alberto-Culver : Solid Q3 EPS, butValuation Reflects StrongFundamentals
NEUTRAL 0.2400 Q3-07 0.3700 Q4-07 1.0400 FY07 USD * NA NA
Alcoa Inc. AA12-Sep-07 Michael
GambardellaAlcoa : Proposed Chalco divestiturepositive for Alcoa - ALERT
OVERWEIGHT 0.8100 Q2-07 0.6500 Q3-07 2.9300 FY07 USD * NA NA
11-Sep-07 MichaelGambardella
Alcoa : Reducing EPS on lowerprices
OVERWEIGHT 0.8100 Q2-07 0.6500 Q3-07 2.9300 FY07 USD * NA NA
13-Jul-07 MichaelGambardella
Alcoa : "You gotta know when to fold'em" - Raising EPS
OVERWEIGHT 0.8100 Q2-07 0.7900 Q3-07 3.1500 FY07 USD * NA NA
Alcon, Inc. ACL31-Jul-07 Michael N.
WeinsteinAlcon, Inc : Travatan Approved inJapan; Ahead of Expectations
OVERWEIGHT 1.4800 Q2-07 1.3300 Q3-07 5.3000 FY07 USD * NA NA
26-Jul-07 Michael N.Weinstein
Alcon, Inc : Early Read on 2QResults; Raising Estimates
OVERWEIGHT 1.4800 Q2-07 1.3200 Q3-07 5.2600 FY07 USD * NA NA
18-Jul-07 Michael N.Weinstein
Alcon, Inc : Anecortave Acetate inGlaucoma; Phase II Data Presentedin Singapore
OVERWEIGHT 1.4500 Q2-07 1.3200 Q3-07 5.2600 FY07 USD * NA NA
9-Jul-07 Michael N.Weinstein
Alcon, Inc : Catalyst Watch:Anecortave Acetate in Glaucoma -Phase II Data Expected July 18 inSingapore
OVERWEIGHT 1.4500 Q2-07 1.3200 Q3-07 5.2600 FY07 USD * NA NA
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 7 of 225
Alexander & Baldwin, Inc. ALEX26-Sep-07 Jonathan
ChappellAlexander & Baldwin, Inc. : KeyTakeaways from Strategic Call,Mgmt. Meeting
NEUTRAL 0.7300 Q2-07 1.0000 Q3-07 3.1500 FY07 USD * NA NA
27-Jul-07 JonathanChappell
Alexander & Baldwin, Inc. : Raising'07 EPS Est. after in-line 2Q Results
NEUTRAL 0.7300 Q2-07 0.8900 Q3-07 3.0500 FY07 USD * NA NA
Alexandria Real Estate Equities, Inc. ARE28-Sep-07 Anthony
PaoloneAlexandria Real Estate Equities :Model Adjustment
OVERWEIGHT 0.6500 Q2-07 0.6700 Q3-07 2.6800 FY07 USD * NA NA
10-Aug-07 AnthonyPaolone
Alexandria Real Estate Equities :Model Adjustment
OVERWEIGHT 0.6500 Q2-07 0.6500 Q3-07 2.5200 FY07 USD * NA NA
3-Aug-07 AnthonyPaolone
Alexandria Real Estate Equities : 2Qwas business as usual; still find thestock compelling
OVERWEIGHT 0.6500 Q2-07 0.6500 Q3-07 2.5200 FY07 USD * NA NA
30-Jul-07 AnthonyPaolone
Alexandria Real Estate Equities :Focal Points For This Week'sEarnings
OVERWEIGHT 0.6000 Q2-07 0.6500 Q3-07 2.5200 FY07 USD * NA NA
Align Technology, Inc. ALGN27-Aug-07 Taylor Harris Align Technology : Straightening out
the Facts on Ormco; Reit. OWOVERWEIGHT 0.1900 Q2-07 0.0800 Q3-07 0.4700 FY07 USD * NA NA
Allegheny Technologies Incorporated ATI18-Sep-07 Michael
GambardellaAllegheny Technologies : TheNickel, Stainless and ATI "ShortSqueeze"
OVERWEIGHT 2.0000 Q2-07 2.0700 Q3-07 8.1200 FY07 USD * NA NA
27-Jul-07 MichaelGambardella
Allegheny Technologies : Flat RolledProducts transformation delivers -Outlook remains solid - CorrectedNote supersedes any previousversions
OVERWEIGHT 2.0000 Q2-07 2.0700 Q3-07 8.1200 FY07 USD * NA NA
Alliance Data Systems Corporation ADS17-Sep-07 Tien-Tsin
HuangAlliance Data : August Master TrustData; Consistent w/ Expectations -ALERT
NEUTRAL 0.8600 Q2-07 0.8900 Q3-07 3.6200 FY07 USD * NA NA
16-Aug-07 Tien-TsinHuang
Alliance Data : July Master TrustData; Consistent w/ Expectations -ALERT
NEUTRAL 0.8600 Q2-07 0.8900 Q3-07 3.6200 FY07 USD * NA NA
19-Jul-07 Tien-TsinHuang
Alliance Data : Raising Ests onBeat, Deal Appears on Track
NEUTRAL 0.8600 Q2-07 0.8700 Q3-07 3.5700 FY07 USD * NA NA
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 8 of 225
Allied World Assurance Holdings, Ltd. AWH9-Aug-07 Matthew
HeimermannAllied World Assurance CompanyHoldings, Ltd. : Reinsurance Neutralto EPS/Adjusting for 2Q
NEUTRAL 1.9600 Q2-07 1.3000 Q3-07 6.9200 FY07 USD * NA NA
7-Aug-07 MatthewHeimermann
Allied World Assurance CompanyHoldings, Ltd. : 2Q In Line With OurEstimates, But Better ThanConsensus
NEUTRAL 1.9600 Q2-07 1.3000 Q3-07 6.9200 FY07 USD * NA NA
Allscripts Healthcare Solutions, Inc. MDRX5-Sep-07 Atif Abdul
RahimAllscripts Healthcare Solutions :Largest Contract to Date Sets theTone for '08 - ALERT
OVERWEIGHT 0.1300 Q2-07 0.1500 Q3-07 0.5600 FY07 USD * NA NA
8-Aug-07 Atif AbdulRahim
Allscripts Healthcare Solutions :Bookings Provide a Silver LiningAmid 2Q EPS Miss
OVERWEIGHT 0.1300 Q2-07 0.1600 Q3-07 0.6000 FY07 USD * NA NA
Alon USA Energy, Inc. ALJ8-Aug-07 Daniel Vetter Alon USA Energy : Not ruling out
more acquisitions; adj estNEUTRAL 2.0100 Q2-07 1.3400 Q3-07 4.6200 FY07 USD * NA NA
Altera Corporation ALTR6-Sep-07 Christopher
DanelyAltera : Maintains 3Q07 Guidanceand Increases RepurchaseProgram, Reiterate Neutral on Riskto Margins
NEUTRAL 0.2200 Q2-07 0.1900 Q3-07 0.8200 FY07 USD * NA NA
24-Jul-07 ChristopherDanely
Altera : Revenue Better ThanExpected But Margins Continue toDecline, Reiterate Neutral
NEUTRAL 0.2200 Q2-07 0.2100 Q3-07 0.8300 FY07 USD * NA NA
Altria Group, Inc. MO30-Aug-07 Erik
BloomquistAltria Group : PMI Spin OffAnnounced - ALERT
OVERWEIGHT 1.1500 Q2-07 NA Q3-07 4.3200 FY07 USD 83.00 20-Apr-07 Jan-08
22-Aug-07 ErikBloomquist
Altria Group : PMI Spin-offAnnouncement Likely at 29 AugustAltria Board Meeting
OVERWEIGHT 1.1500 Q2-07 NA Q3-07 4.3200 FY07 USD 83.00 20-Apr-07 Jan-08
19-Jul-07 ErikBloomquist
Altria Group : PMI Strength DrivesFull Year Estimates
OVERWEIGHT 1.1500 Q2-07 NA Q3-07 4.3200 FY07 USD 83.00 20-Apr-07 Jan-08
18-Jul-07 ErikBloomquist
Altria Group : Adj EPS GrowthBetter Than Expected - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 4.3200 FY07 USD 83.00 20-Apr-07 Jan-08
Amazon.com, Inc. AMZN
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 9 of 225
25-Jul-07 Imran Khan Amazon.com : Reports Solid 2Q,Raising to Neutral
NEUTRAL 0.1900 Q2-07 0.1300 Q3-07 0.9000 FY07 USD * NA NA
AMB Property Corporation AMB19-Sep-07 Michael
MuellerAMB Property Corporation : InvestorDay Takeaways Support Our Stance
OVERWEIGHT 1.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
19-Jul-07 MichaelMueller
AMB Property Corporation :Incremental Takeaways From TheCall; Increasing Estimates
OVERWEIGHT 1.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
18-Jul-07 MichaelMueller
AMB Property Corporation : $0.07ahead of us on private capital &other; Occupancy gainsmaterializing
OVERWEIGHT 1.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Ambac Financial Group, Inc. ABK25-Jul-07 Andrew
WesselAmbac Financial Group : 2QEarnings Call
NEUTRAL 2.0100 Q2-07 2.0300 Q3-07 8.1000 FY07 USD * NA NA
Amdocs Limited DOX4-Sep-07 P. Sterling
Auty IIAmdocs : Sit Down With New CFO -ALERT
NEUTRAL 0.5400 Q3-07 0.5300 Q4-07 2.1100 FY07 USD * NA NA
9-Aug-07 P. SterlingAuty II
Amdocs : Authorizes $400M ShareRepurchase Plan - ALERT
NEUTRAL 0.5400 Q3-07 0.5300 Q4-07 2.1100 FY07 USD * NA NA
18-Jul-07 P. SterlingAuty II
Amdocs : EPS Beat on LightRevenue; CFO Leaving - ALERT
NEUTRAL 0.5400 Q3-07 0.5300 Q4-07 2.0700 FY07 USD * NA NA
America Movil S.A.B de C.V. (ADR) AMX24-Aug-07 Jean-Charles
A.Lemardeley
America Movil SA : Expanding in theCaribbean - ALERT
OVERWEIGHT 0.7800 Q2-07 NA Q3-07 3.6100 FY07 USD * NA NA
American Axle & Manufact. Holdings, Inc. AXL30-Jul-07 Himanshu
PatelAmerican Axle & ManufacturingHoldings, Inc. : Tough Message toUAW; Adj. EPS - Corrected Notesupersedes any previous versions
OVERWEIGHT 0.7300 Q2-07 0.2700 Q3-07 1.6800 FY07 USD * NA NA
27-Jul-07 HimanshuPatel
American Axle & ManufacturingHoldings, Inc. : 2Q Strong; Add'lBacklog Announced; Positive -ALERT
OVERWEIGHT 0.5400 Q2-07 0.2700 Q3-07 1.6800 FY07 USD * NA NA
American Campus Communities, Inc. ACC
Quarterly Equity Research Transparency Report
Publish Certifying Headline Rating EPS Estimates, where available Currency Price Target Price Target PeriodDate Analyst Current Quarter Next Quarter Current Year Begin Date End Date
EPS EPS EPS
Page 10 of 225
31-Jul-07 AnthonyPaolone
American Campus Communities :2Q beats on lower comp charge;core results very strong as well
NEUTRAL -0.0300 Q2-07 -0.0600 Q3-07 -0.1100 FY07 USD * NA NA
American Capital Strategies, Ltd. ACAS27-Jul-07 George A.
SaccoAmerican Capital : Strong AssetGrowth, Seasonally Higher FeesLikely in 2Q, but Cutting Ests forExpenses and Margin
NEUTRAL NA Q2-07 NA Q3-07 3.4500 FY07 USD * NA NA
American Electric Power AEP31-Jul-07 Andrew
SmithAmerican Electric Power : 2Q07Results Above Consensus onStrong Utility Performance - ALERT
OVERWEIGHT 0.6000 Q4-07 NA Q4-07 2.9000 FY07 USD * NA NA
American Greetings Corporation AM24-Sep-07 Dara W.
MohsenianAmerican Greetings : Raising FYAfter A Better Than Expected Q2 -Fundamentals are Improving
NEUTRAL 0.1600 Q2-08 0.6200 Q3-08 1.4500 FY07 USD * NA NA
American International Group, Inc. AIG9-Aug-07 Jimmy
BhullarAmerican International Group :Strong 2Q; Fundamentals MeritHigher Valuation
OVERWEIGHT 1.7700 Q2-07 1.4600 Q3-07 6.3600 FY07 USD * NA NA
American Railcar Industries, Inc. ARII14-Aug-07 Brannon
CookAmerican Railcar : 2Q RevenuesIn-Line but Margins Disappoint;Lowering Estimates
NEUTRAL 0.5200 Q2-07 0.5300 Q3-07 2.3500 FY07 USD * NA NA
American Reprographics Company ARP11-Sep-07 Michael J.
FoxAmerican Reprographics Company :September 2007: NonresEnvironment Remains Solid
OVERWEIGHT 0.4300 Q2-07 0.4000 Q3-07 1.5900 FY07 USD * NA NA
13-Aug-07 Michael J.Fox
American Reprographics Company :Removing From Focus List,Maintaining Overweight
OVERWEIGHT 0.4300 Q2-07 0.4000 Q3-07 1.5900 FY07 USD * NA NA
9-Aug-07 Michael J.Fox
American Reprographics Company :2Q07 : In-Line Results, MgtRe-Affirms Forecast
OVERWEIGHT 0.4300 Q2-07 0.4600 Q3-07 1.6600 FY07 USD 36.00 27-Nov-06 Dec-07
1-Aug-07 Michael J.Fox
American Reprographics Company :August 2007: Nonres Environment
OVERWEIGHT 0.4300 Q2-07 0.4600 Q3-07 1.6600 FY07 USD 36.00 27-Nov-06 Dec-07
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Page 11 of 225
Remains Strong2-Jul-07 Michael J.
FoxAmerican Reprographics Company :July 2007: Nonres EnvironmentRemains Strong
OVERWEIGHT 0.4300 Q2-07 0.4600 Q3-07 1.6600 FY07 USD 36.00 27-Nov-06 Dec-07
American Tower Corporation AMT2-Aug-07 Thomas J.
LeeAmerican Tower : In-line 2Q. RaisesBottom of 2007 Guidance. - ALERT
OVERWEIGHT 0.0900 Q2-07 0.1200 Q3-07 0.4100 FY07 USD * NA NA
AMERIGROUP Corporation AGP24-Sep-07 William
GeorgesAmeriGroup : Key Takeaways fromInvestor Day: Growth OpportunitiesAbound
NEUTRAL 0.6100 Q2-07 0.4900 Q3-07 2.0300 FY07 USD * NA NA
26-Jul-07 WilliamGeorges
AmeriGroup : 2Q EPS of $0.61 WellAhead of Estimates
NEUTRAL 0.6100 Q2-07 0.4800 Q3-07 1.8800 FY07 USD * NA NA
26-Jul-07 WilliamGeorges
AmeriGroup : Solid 2Q Result onLower MLR; Raising Estimates
NEUTRAL 0.6100 Q2-07 0.4900 Q3-07 2.0300 FY07 USD * NA NA
10-Jul-07 WilliamGeorges
AmeriGroup : Raising Estimates onExpectations for Modestly BetterMLR
NEUTRAL 0.4100 Q2-07 0.4800 Q3-07 1.8500 FY07 USD * NA NA
9-Jul-07 WilliamGeorges
AmeriGroup : CEO McWaters toRetire; Expect Smooth Transition toCOO Carlson - ALERT
NEUTRAL 0.4100 Q2-07 0.4800 Q3-07 1.8500 FY07 USD * NA NA
AmerisourceBergen Corp. ABC.N2-Aug-07 Lisa Gill AmerisourceBergen : Raising Ests
to Reflect Accelerated ShareBuyback
NEUTRAL 0.6000 Q3-07 0.6400 Q4-07 2.4800 FY07 USD * NA NA
26-Jul-07 Lisa Gill AmerisourceBergen : Quick Take on3Q Results - ALERT
NEUTRAL 0.6600 Q3-07 0.6900 Q4-07 2.6700 FY07 USD * NA NA
26-Jul-07 Lisa Gill AmerisourceBergen : Lowering EstsAfter 3Q Results; Maintain Neutral
NEUTRAL 0.6000 Q3-07 0.6400 Q4-07 2.5700 FY07 USD * NA NA
Ameristar Casinos, Inc. ASCA2-Aug-07 Harry C.
CurtisAmeristar Casinos : 2Q LargelyInline; Guidance Could beConservative. Adj. Ests.
NEUTRAL 0.3400 Q2-07 0.3800 Q3-07 1.4800 FY07 USD * NA NA
Amgen, Inc. AMGN28-Sep-07 Geoffrey
MeachamAmgen Inc : New Joint Resolution toChallenge NCD - ALERT
NEUTRAL 1.1200 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
27-Sep-07 Geoffrey Amgen Inc : EU ESA Proposal in NEUTRAL 1.1200 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
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Page 12 of 225
Meacham Line with Forecasts - ALERT25-Sep-07 Geoffrey
MeachamAmgen Inc : DAHANCA Data NotNew But Highlight Label Risk
NEUTRAL 1.1200 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
20-Sep-07 GeoffreyMeacham
Amgen Inc : Aranesp Not out of theWoods Yet: Conf Call at 11am ETon Robust Oncology Survey
NEUTRAL 1.1200 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
19-Sep-07 GeoffreyMeacham
Amgen Inc : ESA Oncology Survey:Conf Call Thurs 9/20 11am - ALERT
NEUTRAL 1.1200 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
12-Sep-07 GeoffreyMeacham
Amgen Inc : CardioRenal PanelBeats Low Expectations; ESA LabelChange Imminent
NEUTRAL 1.1200 Q2-07 1.0700 Q3-07 4.2300 FY07 USD * NA NA
11-Sep-07 GeoffreyMeacham
Amgen Inc : Morning Update onCRDAC Proceedings - ALERT
NEUTRAL 1.1200 Q2-07 1.0700 Q3-07 4.2300 FY07 USD * NA NA
6-Sep-07 GeoffreyMeacham
Amgen Inc : UnattractiveRisk-Reward Ahead of CRDAC
NEUTRAL 1.1200 Q2-07 1.0700 Q3-07 4.2300 FY07 USD * NA NA
5-Sep-07 GeoffreyMeacham
Amgen Inc : Senate Resolution onReversal of the Oncology NCD, APositive Surprise - ALERT
NEUTRAL 1.1200 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
29-Aug-07 GeoffreyMeacham
Amgen Inc : Investor Meeting WithAmgen; CERA Infringes
NEUTRAL 1.1200 Q2-07 1.0700 Q3-07 4.2300 FY07 USD * NA NA
16-Aug-07 GeoffreyMeacham
Amgen Inc : Restructuring, LowerGuidance Expected; Adj Ests
NEUTRAL 1.1200 Q2-07 1.0900 Q3-07 4.3200 FY07 USD * NA NA
1-Aug-07 GeoffreyMeacham
Amgen Inc : Assessing the Impact ofa Restrictive CMS Policy
NEUTRAL 1.1200 Q2-07 1.0900 Q3-07 4.3200 FY07 USD * NA NA
31-Jul-07 GeoffreyMeacham
Amgen Inc : An Upside CMSDecision But Still Restrictive versusClinical Practice; Ests Unchanged,Maintain Neutral
NEUTRAL 1.1200 Q2-07 1.0900 Q3-07 4.3200 FY07 USD * NA NA
20-Jul-07 GeoffreyMeacham
Amgen Inc : Amended EpoMonitoring Policy LargelyUnchanged, A Positive - ALERT
NEUTRAL 1.1000 Q2-07 1.1000 Q3-07 4.3500 FY07 USD * NA NA
17-Jul-07 GeoffreyMeacham
Amgen Inc : Blue Shield ProcritPreference a Negative Surprise
NEUTRAL 1.0800 Q2-07 1.0500 Q3-07 4.2400 FY07 USD * NA NA
Amicus Therapeutics, Inc. FOLD8-Aug-07 Geoffrey
MeachamAmicus Therapeutics : 2Q Results inLine: All Eyes on 2H
OVERWEIGHT -1.1700 Q2-07 -0.4200 Q3-07 -1.8300 FY07 USD * NA NA
Amkor Technology, Inc. AMKR28-Aug-07 Christopher
BlansettAmkor Technology : Tight Back-EndCapacity and Holiday GameConsole Sales Are Likely to DriveUpside Surprise
OVERWEIGHT 0.2400 Q2-07 0.2600 Q3-07 1.0700 FY07 USD * NA NA
1-Aug-07 Christopher Amkor Technology : C2Q07 OVERWEIGHT 0.2400 Q2-07 0.3500 Q3-07 1.2000 FY07 USD * NA NA
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Page 13 of 225
Blansett Earnings - Top Line Disappoints,But Strong GM Beat
AMN Healthcare Services, Inc. AHS8-Aug-07 Andreas
DirnaglAMN Healthcare Services, Inc. :Tough Growth Environment;Lowering Ests; Neutral
NEUTRAL 0.2600 Q2-07 0.3200 Q3-07 1.1000 FY07 USD * NA NA
7-Aug-07 AndreasDirnagl
AMN Healthcare Services, Inc. :Solid 2Q07; But '07 GuidanceRevised Down 7-9% - ALERT
NEUTRAL 0.2500 Q2-07 0.3200 Q3-07 1.1000 FY07 USD * NA NA
Amphenol Corporation APH18-Jul-07 Thomas
DingesAmphenol Corp : Strength indiversity; Adjusting Estimates
OVERWEIGHT 0.4400 Q2-07 0.4300 Q3-07 1.7800 FY07 USD * NA NA
AMR Corporation AMR24-Sep-07 Jamie Baker AMR Corp. : Estimates Reduced,
Back To Where We StartedOVERWEIGHT 1.0800 Q2-07 1.0100 Q3-07 2.5500 FY07 USD * NA NA
18-Jul-07 Jamie Baker AMR Corp. : 60 Second Update -2Q Miss, Though Not Unexpected
OVERWEIGHT 1.1200 Q2-07 0.7900 Q3-07 1.9000 FY07 USD * NA NA
AmSurg Corp. AMSG25-Sep-07 Andreas
DirnaglAmSurg Corp : AMSG Hires NewCEO - ALERT
NEUTRAL 0.3500 Q2-07 0.3500 Q3-07 1.4200 FY07 USD * NA NA
25-Jul-07 AndreasDirnagl
AmSurg Corp : 2Q07 in Line; NewFacilities Remain Key to Growth
NEUTRAL 0.3500 Q2-07 0.3400 Q3-07 1.4000 FY07 USD * NA NA
18-Jul-07 AndreasDirnagl
AmSurg Corp : Raising Estimatesfor Impact of Medicare ASC Rule
NEUTRAL 0.3600 Q2-07 0.3400 Q3-07 1.4000 FY07 USD * NA NA
Anadys Pharmaceuticals, Inc. ANDS2-Aug-07 Richard
SmithAnadys Pharmaceuticals : R&DFocus Narrowed Going Forward;Adj. Est.
NEUTRAL -0.2400 Q2-07 -0.3000 Q3-07 -1.1700 FY07 USD * NA NA
27-Jul-07 RichardSmith
Anadys Pharmaceuticals : ANA975Development Dropped - Not aSurprise - ALERT
NEUTRAL -0.2800 Q2-07 -0.3000 Q3-07 -1.1700 FY07 USD * NA NA
Analog Devices, Inc. ADI11-Sep-07 Christopher
DanelyAnalog Devices : Sells WirelessChipset Business. We Like it ButValuation and Little Upside KeepsNeutral Rating
NEUTRAL 0.3800 Q3-07 0.3800 Q4-07 1.4900 FY07 USD * NA NA
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Page 14 of 225
22-Aug-07 ChristopherDanely
Analog Devices : Raising EstimatesSlightly On Higher Revenue, StillConcerned On Cyclical Margins
NEUTRAL 0.3800 Q3-07 0.3800 Q4-07 1.4700 FY07 USD * NA NA
Andrew Corporation ANDW31-Jul-07 Kimberly
WatkinsAndrew Corporation : FQ307 Wrap:Rev Shortfall Drives $0.06 EPSMiss; Little Risk to Stock due toPending CTV Tie-Up. Adj. Ests.
NEUTRAL 0.1700 Q3-07 0.2400 Q4-07 0.5700 FY07 USD * NA NA
AngloGold Ashanti Limited ANGJ.J31-Jul-07 Allan J.
CookeAngloGold Ashanti Limited : Junequarter result below ourexpectations; CEO Bobby Godsell isretiring - ALERT
UNDERWEIGHT NA Q2-07 NA Q3-07 777.0000 FY07 SAR 308.00 17-Jul-07 Jul-08
Anheuser-Busch Companies, Inc. BUD6-Sep-07 John
FaucherAnheuser-Busch : Glass AppearsHalf Full - ALERT
NEUTRAL 0.8700 Q2-07 0.9400 Q3-07 2.8300 FY07 USD * NA NA
4-Sep-07 JohnFaucher
Anheuser-Busch : Maybe It's HalfFull
NEUTRAL 0.8700 Q2-07 0.9400 Q3-07 2.8300 FY07 USD * NA NA
26-Jul-07 JohnFaucher
Anheuser-Busch : Good Enough ForNow
NEUTRAL 0.8700 Q2-07 0.9400 Q3-07 2.8300 FY07 USD * NA NA
25-Jul-07 JohnFaucher
Anheuser-Busch : Reading ThePrint: What To Look For In BUD'sQ2
NEUTRAL 0.8700 Q2-07 0.9400 Q3-07 2.8300 FY07 USD * NA NA
25-Jul-07 JohnFaucher
Anheuser-Busch : Good Enough ForNow - ALERT
NEUTRAL 0.8700 Q2-07 0.9400 Q3-07 2.8300 FY07 USD * NA NA
23-Jul-07 JohnFaucher
Anheuser-Busch : Back To TheBasics Of Moving Boxes
NEUTRAL 0.8700 Q2-07 0.9400 Q3-07 2.8300 FY07 USD * NA NA
Animal Health International, Inc. AHII18-Sep-07 Lisa Gill Animal Health International, Inc. :
4Q Results and '08 GuidanceDisappoint, But Sell-Off Overdone
OVERWEIGHT 0.1300 Q4-07 0.1400 Q1-08 0.5200 FY07 USD * NA NA
Annaly Capital Management, Inc. NLY31-Jul-07 Andrew
WesselAnnaly Capital Management : ExtraStrength Aspirin For The HousingHangover - Reiterate OW Rating -ALERT
OVERWEIGHT 0.3000 Q2-07 0.3300 Q3-07 1.2600 FY07 USD * NA NA
31-Jul-07 Andrew Annaly Capital Management : A OVERWEIGHT 0.3000 Q2-07 0.3300 Q3-07 1.2600 FY07 USD * NA NA
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Page 15 of 225
Wessel Stable Value in a Very TurbulentMarket - Reiterate OW Rating,Adjusting Estimates
Aon Corporation AOC1-Aug-07 Matthew
HeimermannAon Corporation : Growth Trendsand A&H Spin Likely Aid Valuation
NEUTRAL 0.7400 Q2-07 0.5600 Q3-07 2.6900 FY07 USD * NA NA
1-Aug-07 MatthewHeimermann
Aon Corporation : RaisingEPS/Updated CICA Pro Forma Data
NEUTRAL 0.7400 Q2-07 0.5500 Q3-07 2.7800 FY07 USD * NA NA
Apartment Investment and Management Co. AIV3-Aug-07 Anthony
PaoloneAIMCO : No major 2Q surprises;lower core guidance/higher otherincome; like the buyback
NEUTRAL 0.0300 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Apex Silver Mines Limited SIL21-Sep-07 John Bridges Apex Silver : Adjusting Earnings NEUTRAL 0.3700 Q2-07 0.2900 Q3-07 1.6600 FY07 USD * NA NA
Apollo Group, Inc. APOL16-Jul-07 Edward
YrumaApollo Group, Inc : Looking for aNew Arrow; Initiate at Neutral
NEUTRAL 0.6200 Q4-07 0.7800 Q1-08 2.4800 FY07 USD * NA NA
Apple Inc. AAPL18-Sep-07 Bill C. Shope
CFAApple Inc. : Apple Begins itsEuropean iPhone Push - ALERT
NEUTRAL 0.9200 Q3-07 0.7600 Q4-07 3.6800 FY07 USD * NA NA
10-Sep-07 Bill C. ShopeCFA
Apple Inc. : Quick Take: Apple Hits1 Million iPhone Mark - ALERT
NEUTRAL 0.9200 Q3-07 0.7600 Q4-07 3.6800 FY07 USD * NA NA
6-Sep-07 Bill C. ShopeCFA
Apple Inc. : New iPods Impressive,But iPhone Woes Spoil the Party
NEUTRAL 0.9200 Q3-07 0.7900 Q4-07 3.7100 FY07 USD * NA NA
5-Sep-07 Bill C. ShopeCFA
Apple Inc. : Impressive New iPodsLargely Expected, Dramatic iPhonePrice Cut Surprising - ALERT
NEUTRAL 0.9200 Q3-07 0.7900 Q4-07 3.7100 FY07 USD * NA NA
7-Aug-07 Bill C. ShopeCFA
Apple Inc. : Mac Refresh Largely AsExpected
NEUTRAL 0.9200 Q3-07 0.7900 Q4-07 3.7100 FY07 USD * NA NA
25-Jul-07 Bill C. ShopeCFA
Apple Inc. : Quick Take on Q3:FY07Results - ALERT
NEUTRAL 0.9200 Q3-07 0.7200 Q4-07 3.4600 FY07 USD * NA NA
20-Jul-07 Bill C. ShopeCFA
Apple Inc. : Solid Quarter Expected;All Eyes on iPhone Shipments andComponent Price Trends
NEUTRAL 0.7400 Q3-07 0.7200 Q4-07 3.4600 FY07 USD * NA NA
10-Jul-07 Bill C. ShopeCFA
Apple Inc. : Our Take on the "NanoPhone" Call from Asia
NEUTRAL 0.7400 Q3-07 0.7200 Q4-07 3.4600 FY07 USD * NA NA
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Applebee's International, Inc. APPB5-Sep-07 John Ivankoe Applebee's International : APPB
Comps Remain Negative, But NoWorse, Pending IHP Acquisition
UNDERWEIGHT0.3500 Q2-07 0.2600 Q3-07 1.2200 FY07 USD * NA NA
2-Aug-07 John Ivankoe Applebee's International : 2QEarnings Beat; July Trends Stable
UNDERWEIGHT0.3500 Q2-07 0.2700 Q3-07 1.2000 FY07 USD * NA NA
16-Jul-07 John Ivankoe Applebee's International : APPBCapitulates and Agrees to Sell Itselffor $25.50 to IHP. New Stock PriceFloor Likely Set.
UNDERWEIGHT0.3000 Q2-07 0.2700 Q3-07 1.2000 FY07 USD * NA NA
Applied Biosystems Group ABI9-Aug-07 Tycho
PetersonApplied Biosystems Group : Lookingto Unlock Value?
NEUTRAL 0.4200 Q4-08 NA Q1-09 1.5500 FY07 USD * NA NA
25-Jul-07 TychoPeterson
Applied Biosystems Group : F4QResults In Line, 2008 GuidanceComes As Expected - ThoughtsAhead of the Call - ALERT
NEUTRAL 0.3700 Q4-07 NA Q1-08 1.4000 FY07 USD * NA NA
25-Jul-07 TychoPeterson
Applied Biosystems Group : SolidF4Q Results, Guidance LeavesRoom for Upside
NEUTRAL 0.4200 Q4-08 NA Q1-09 1.5500 FY07 USD * NA NA
24-Jul-07 TychoPeterson
Applied Biosystems Group : Sum ofParts Highlights Long-term Potential
NEUTRAL 0.3700 Q4-07 NA Q1-08 1.4000 FY07 USD * NA NA
24-Jul-07 TychoPeterson
Applied Biosystems Group : Sum ofParts Highlights Long-term Potential- Corrected Note supersedes anyprevious versions
NEUTRAL 0.3700 Q4-07 NA Q1-08 1.4000 FY07 USD * NA NA
Applied Materials, Inc. AMAT15-Aug-07 Jay Deahna Applied Materials, Inc. : F3Q07
Earnings Beat; Guidance Flat ButWe See Potential For ModestUpside; Adj Est
NEUTRAL 0.3400 Q3-07 0.3400 Q4-07 1.2700 FY07 USD * NA NA
AptarGroup, Inc. ATR18-Jul-07 Claudia K.
ShankAptarGroup : Pre Call Note: 2Q07Results and 3Q07 Guidance In-Line
NEUTRAL 0.5200 Q2-07 0.4400 Q3-07 1.7700 FY07 USD * NA NA
aQuantive, Inc. AQNT9-Aug-07 Imran Khan aQuantive : 2Q'07 Results Slightly
Ahead of EstimatesNEUTRAL 0.1700 Q2-07 0.1900 Q3-07 0.7500 FY07 USD * NA NA
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Page 17 of 225
Arbitron Inc. ARB20-Jul-07 Barton
CrockettArbitron Inc. : Adjusting EstimatesAfter 2Q07 Report
OVERWEIGHT 0.1300 Q2-07 0.5800 Q3-07 1.4200 FY07 USD * NA NA
19-Jul-07 BartonCrockett
Arbitron Inc. : 2Q07 React: EarlyPPM Rollout Costs Drive ModestEPS Miss - ALERT
OVERWEIGHT 0.1400 Q2-07 0.5800 Q3-07 1.4300 FY07 USD * NA NA
17-Jul-07 BartonCrockett
Arbitron Inc. : 2Q07 Preview: ExpectOK Earnings, Repo Talk
OVERWEIGHT 0.1400 Q2-07 0.5800 Q3-07 1.4300 FY07 USD * NA NA
2-Jul-07 BartonCrockett
Arbitron Inc. : 8-K Suggests CCUPaying Close to 65% Rate Hike
OVERWEIGHT 0.1400 Q2-07 0.5800 Q3-07 1.4300 FY07 USD * NA NA
Arch Capital Group Ltd. ACGL26-Jul-07 Matthew
HeimermannArch Capital Group, Ltd. : 2Q EPSHigher; Helped By Buybacks +Taxes
NEUTRAL 2.7800 Q2-07 1.9000 Q3-07 9.1000 FY07 USD * NA NA
26-Jul-07 MatthewHeimermann
Arch Capital Group, Ltd. : RaisingEPS Estimates to Reflect 2Q Trends& Buybacks
NEUTRAL 2.7800 Q2-07 1.9000 Q3-07 9.3800 FY07 USD * NA NA
Arch Coal, Inc. ACI23-Jul-07 John Bridges Arch Coal : Quick Q2'07: Guiding
down estimates for 2007; negative -ALERT - Corrected Alertsupersedes any previous versions
NEUTRAL 0.3700 Q2-07 0.3300 Q3-07 1.3400 FY07 USD * NA NA
Archer Daniels Midland Company ADM4-Sep-07 Pablo E.
ZuanicArcher-Daniels-Midland : SnippetsFrom Farm Progress Show &Meeting with Mgmt
OVERWEIGHT 0.5900 Q4-08 0.6600 Q1-09 2.5400 FY07 USD * NA NA
31-Jul-07 Pablo E.Zuanic
Archer-Daniels-Midland : An Updateon Divisional Trends
OVERWEIGHT 0.7500 Q4-08 NA Q1-09 2.6900 FY07 USD * NA NA
30-Jul-07 Pablo E.Zuanic
Archer-Daniels-Midland : 4QResults; Quick Take - ALERT
OVERWEIGHT 0.6100 Q4-07 0.6300 Q1-08 2.4100 FY07 USD * NA NA
27-Jul-07 Pablo E.Zuanic
Archer-Daniels-Midland : EthanolConcerns Overdone; AttractiveValuation
OVERWEIGHT 0.6100 Q4-07 0.6300 Q1-08 2.4100 FY07 USD * NA NA
9-Jul-07 Pablo E.Zuanic
Archer-Daniels-Midland : UpdatingEstimates
OVERWEIGHT 0.6500 Q4-07 0.6200 Q1-08 2.5500 FY07 USD * NA NA
Archstone-Smith Trust ASN10-Sep-07 Anthony
PaoloneArchstone-Smith : Model Adjustment NEUTRAL 0.1200 Q2-07 0.2100 Q3-07 0.7500 FY07 USD * NA NA
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30-Aug-07 AnthonyPaolone
Archstone-Smith : Files withEuropean Commission - part ofprocess to close
NEUTRAL 0.1200 Q2-07 0.2100 Q3-07 0.7500 FY07 USD * NA NA
15-Aug-07 AnthonyPaolone
Archstone-Smith : ASN Investors:Put FDC On Your Screen
NEUTRAL 0.3000 Q2-07 0.2100 Q3-07 0.7500 FY07 USD * NA NA
6-Aug-07 AnthonyPaolone
Archstone-Smith : Amendsagreement, pushes timing back amonth, but reiterates $60.75/shareconsideration
NEUTRAL 0.2200 Q2-07 0.2100 Q3-07 0.7500 FY07 USD * NA NA
2-Aug-07 AnthonyPaolone
Archstone-Smith : Likelihood of dealclosing is better than the 50/50 stocksuggests; we would be buyers
NEUTRAL 0.2200 Q2-07 0.2100 Q3-07 0.7500 FY07 USD * NA NA
Ariad Pharmaceuticals, Inc. ARIA24-Sep-07 Richard
SmithAriad Pharmaceuticals : Phase IIISarcoma Trial Initiated; Timing asExpected - ALERT
OVERWEIGHT -0.2500 Q2-07 -0.2500 Q3-07 -0.9900 FY07 USD * NA NA
6-Aug-07 RichardSmith
Ariad Pharmaceuticals : In line 2Q07Results; Sarcoma Ph3 Begins Sep;Adj Est.
OVERWEIGHT -0.2500 Q2-07 -0.2600 Q3-07 -1.0300 FY07 USD * NA NA
12-Jul-07 RichardSmith
Ariad Pharmaceuticals : Impressive'573 Deal, but Near Term Data FlowLimited; Adj. Est.
OVERWEIGHT -0.2500 Q2-07 -0.2600 Q3-07 -1.0300 FY07 USD * NA NA
Ariba, Inc. ARBA21-Sep-07 P. Sterling
Auty IIAriba, Inc : Acquires Procuri to moveinto SMB
UNDERWEIGHT0.0800 Q3-07 0.0700 Q4-07 0.3700 FY07 USD * NA NA
26-Jul-07 P. SterlingAuty II
Ariba, Inc : Banking On TheSubscription Transition, AdjustingEstimates
UNDERWEIGHT0.0800 Q3-07 0.0900 Q4-07 0.4100 FY07 USD * NA NA
Arkansas Best Corporation ABFS26-Jul-07 Thomas R.
WadewitzArkansas Best : Solid Cost Controlin Upside 2Q But Pricing CloudRemains Dark
NEUTRAL 0.7800 Q2-07 0.8600 Q3-07 2.4000 FY07 USD * NA NA
25-Jul-07 Thomas R.Wadewitz
Arkansas Best : Upside 2Q on CostControl; LTL Market RemainsChallenging - ALERT
NEUTRAL 0.6800 Q2-07 0.8600 Q3-07 2.4000 FY07 USD * NA NA
16-Jul-07 Thomas R.Wadewitz
Arkansas Best : LTL Market RiskOffsets Pension Opportunity;Assuming Coverage and Upgradingto Neutral
NEUTRAL 0.7000 Q2-07 0.9700 Q3-07 2.6800 FY07 USD * NA NA
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Arlington Tankers Limited ATB25-Jul-07 Jonathan
ChappellArlington Tankers, Ltd. : LoweringEst. Modestly After In-Line 2QResults
NEUTRAL 0.3300 Q2-07 0.3600 Q3-07 1.3800 FY07 USD * NA NA
Array BioPharma Inc. ARRY24-Sep-07 Richard
SmithArray BioPharma : CelgenePartnership Attests to Array'sProductivity - ALERT
OVERWEIGHT -0.4800 Q4-08 NA Q1-09 -1.8600 FY07 USD * NA NA
7-Aug-07 RichardSmith
Array BioPharma : FinancialGuidance for FY08 provided;Partnership on Track for 2007; Adj.Est.
OVERWEIGHT -0.4200 Q4-08 NA Q1-09 -1.5600 FY07 USD * NA NA
6-Aug-07 RichardSmith
Array BioPharma : Fiscal 4Q07Results in Line; Pipeline Continuesto Advance - ALERT
OVERWEIGHT -0.4200 Q4-08 NA Q1-09 -1.5600 FY07 USD * NA NA
Arris Group, Inc. ARRS24-Sep-07 Ehud A.
Gelblum PhD
ARRIS Group : To Acquire C-CORin Consolidation of Cable Pureplays;First Take at Least Earnings Neutral
NEUTRAL 0.2200 Q2-07 0.2200 Q3-07 0.8700 FY07 USD * NA NA
24-Sep-07 Ehud A.Gelblum PhD
ARRIS Group : Downgrading toNeutral on Muted Near-Term Trendsand Acquisition Uncertainty
NEUTRAL 0.2200 Q2-07 0.2200 Q3-07 0.8700 FY07 USD * NA NA
26-Jul-07 Ehud A.Gelblum PhD
ARRIS Group : Q207 Wrap: Firingon All Cylinders But Shifting MixDampens Margin Appreciation,Raising Ests.
OVERWEIGHT 0.2200 Q2-07 0.2200 Q3-07 0.8700 FY07 USD * NA NA
Arrow Electronics, Inc. ARW25-Jul-07 Thomas
DingesArrow Electronics : No big surpriseshere
OVERWEIGHT 0.8100 Q2-07 0.7900 Q3-07 3.3100 FY07 USD * NA NA
Aruba Networks, Inc. ARUN5-Sep-07 Ehud A.
Gelblum PhD
Aruba Networks : Notes fromMeeting with Management; ReitNeutral
NEUTRAL 0.0800 Q4-08 0.0900 Q1-09 0.2100 FY07 USD * NA NA
29-Aug-07 Ehud A.Gelblum PhD
Aruba Networks : Q4 Wrap: SlightBeat and Inline Guidance LeaveStock Still Fully Valued; ReiterateNeutral
NEUTRAL 0.0800 Q4-08 0.0800 Q1-09 0.2000 FY07 USD * NA NA
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Page 20 of 225
Asbury Automotive Group, Inc. ABG27-Jul-07 Edward
YrumaAsbury Automotive Group, Inc. : 2Q:Earnings Engine Stalling
UNDERWEIGHT0.6600 Q2-07 0.6500 Q3-07 2.2600 FY07 USD * NA NA
Ashland Inc. ASH26-Sep-07 Jeffrey J.
ZekauskasAshland Inc. : We Reduce Estimates NEUTRAL 1.1100 Q3-07 1.0800 Q4-07 3.8500 FY07 USD * NA NA
22-Aug-07 Jeffrey J.Zekauskas
Ashland Inc. : July Business Trends:Valvoline Performs
NEUTRAL 1.1100 Q3-07 1.0800 Q4-07 3.8500 FY07 USD * NA NA
26-Jul-07 Jeffrey J.Zekauskas
Ashland Inc. : We Raise Our EPSEstimates
NEUTRAL 1.1100 Q3-07 1.1400 Q4-07 3.6500 FY07 USD * NA NA
Assurant, Inc. AIZ2-Aug-07 Jimmy
BhullarAssurant, Inc. : Preliminary Analysisof 2Q07 Results
NEUTRAL 1.2400 Q2-07 1.1800 Q3-07 5.1200 FY07 USD * NA NA
2-Aug-07 JimmyBhullar
Assurant, Inc. : Specialty PropertyDrove EPS Upside; Strong Sales
NEUTRAL 1.2400 Q2-07 1.1800 Q3-07 5.1200 FY07 USD * NA NA
Assured Guaranty Ltd. AGO15-Aug-07 Andrew
WesselAssured Guaranty Ltd. : 2Q ResultBeats the Estimate due to Releaseof a Loss Reserve - AdjustingEstimates
UNDERWEIGHT0.6800 Q2-07 0.6100 Q3-07 2.4900 FY07 USD * NA NA
9-Aug-07 AndrewWessel
Assured Guaranty Ltd. : 2QEarnings In-Line ex ReserveRelease - ALERT
UNDERWEIGHT0.6800 Q2-07 0.6100 Q3-07 2.4900 FY07 USD * NA NA
Asyst Technologies, Inc. ASYT3-Aug-07 Jay Deahna ASYST Technologies Inc : F1Q08
Earnings Beat On GM But BookingsWere Down; Guidance Flat; Adj Est
UNDERWEIGHT0.0600 Q1-08 0.1300 Q2-08 0.5300 FY07 USD * NA NA
AT&T Inc. T25-Jul-07 Jonathan
ChaplinAT&T Inc. : Strong Results inWireless and Enterprise
OVERWEIGHT 0.7000 Q2-07 0.6900 Q3-07 2.7000 FY07 USD * NA NA
24-Jul-07 JonathanChaplin
AT&T Inc. : 2Q07 Quick Take -ALERT
OVERWEIGHT 0.6700 Q2-07 0.6900 Q3-07 2.7000 FY07 USD * NA NA
23-Jul-07 JonathanChaplin
AT&T Inc. : Second-Quarter 2007Preview - ALERT
OVERWEIGHT 0.6700 Q2-07 0.6900 Q3-07 2.7000 FY07 USD * NA NA
AtheroGenics, Inc. AGIX
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Page 21 of 225
5-Sep-07 RichardSmith
AtheroGenics : Additional AGI-1067Data from ARISE are Incremental -ALERT
NEUTRAL -0.1600 Q2-07 -0.4300 Q3-07 -1.6100 FY07 USD * NA NA
27-Jul-07 RichardSmith
AtheroGenics : 2Q07 Results:ANDES to Start Shortly; Adj. Est.
NEUTRAL 0.0900 Q2-07 -0.4300 Q3-07 -1.6100 FY07 USD * NA NA
ATMI, Inc. ATMI25-Jul-07 Christopher
BlansettATMI Inc : C2Q07 Earnings - SDS3Product Sales Drive StrongRevenue Growth; Adj Ests.
NEUTRAL 0.2600 Q2-07 0.2900 Q3-07 1.1100 FY07 USD * NA NA
Atmos Energy Corporation ATO9-Aug-07 Glenn B.
MullinAtmos Energy : F2007 Low End ofGuidance Expected
NEUTRAL -0.1300 Q3-07 NA Q4-07 1.9000 FY07 USD * NA NA
8-Aug-07 Glenn B.Mullin
Atmos Energy : F3Q07 UnderPerformance: Negative Outlook -ALERT
NEUTRAL -0.1300 Q3-07 NA Q4-07 1.9000 FY07 USD * NA NA
Audible, Inc. ADBL3-Aug-07 Barton
CrockettAudible, Inc. : 2Q07 Wrap: EarningsUpside, Sub Metrics Weak. Adj.Ests.
UNDERWEIGHT-0.0100 Q2-07 -0.0100 Q3-07 -0.0900 FY07 USD * NA NA
Autodesk, Inc. ADSK17-Aug-07 P. Sterling
Auty IIAutodesk : Inline Q2, Better Outlookfor 2H; Adjusting Est.
NEUTRAL 0.4400 Q2-08 0.4500 Q3-08 1.8800 FY07 USD * NA NA
Autoliv Inc. ALV27-Jul-07 Himanshu
PatelAutoliv : Full-yr. Margin GuidanceAchievable
OVERWEIGHT 0.8900 Q2-07 0.7200 Q3-07 3.8000 FY07 USD * NA NA
26-Jul-07 HimanshuPatel
Autoliv : Q2 Upside on Margin; Q3Guidance Soft vs. Consensus -ALERT
OVERWEIGHT 0.8900 Q2-07 0.7200 Q3-07 3.8000 FY07 USD * NA NA
Automatic Data Processing ADP21-Sep-07 Tien-Tsin
HuangAutomatic Data Processing :Updating '08 Estimates, Publishing'09
OVERWEIGHT NA Q4-08 NA Q1-09 NA FY07 USD * NA NA
31-Jul-07 Tien-TsinHuang
Automatic Data Processing : F4QFirst Look: FY08 Outlook Better thanExpected - ALERT
OVERWEIGHT 0.3700 Q4-07 0.4400 Q1-08 1.8400 FY07 USD * NA NA
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Page 22 of 225
AutoNation, Inc. AN27-Jul-07 Edward
YrumaAutoNation : 2Q: Buckle YourSeatbelts
NEUTRAL 0.3800 Q2-07 0.4000 Q3-07 1.6000 FY07 USD * NA NA
AvalonBay Communities, Inc. AVB9-Aug-07 Anthony
PaoloneAvalonBay Communities : ModelAdjustment
OVERWEIGHT 0.6100 Q2-07 NA Q3-07 NA FY07 USD * NA NA
1-Aug-07 AnthonyPaolone
AvalonBay Communities : 2Q beats;core was strong but guidancesuggests potential 2H drop-off
OVERWEIGHT 0.6100 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Aventine Renewable Energy Holdings, Inc. AVR1-Aug-07 David Silver Aventine Renewable Energy
Holdings Inc. : AVR ReportsAbove-Consensus 2Q:07 EPS -Positive - ALERT
OVERWEIGHT 0.3800 Q2-07 0.4500 Q3-07 1.5000 FY07 USD * NA NA
Avery Dennison Corporation AVY14-Sep-07 Jeffrey J.
ZekauskasAvery Dennison : Saving Grace OVERWEIGHT 1.0200 Q2-07 0.8800 Q3-07 3.7500 FY07 USD 72.00 24-Aug-07 Aug-08
11-Sep-07 Jeffrey J.Zekauskas
Avery Dennison : It Gets Sticky: WeLower Estimates
OVERWEIGHT 1.0200 Q2-07 0.9800 Q3-07 3.9000 FY07 USD 72.00 24-Aug-07 Aug-08
24-Aug-07 Jeffrey J.Zekauskas
Avery Dennison : We Add Avery tothe Focus List: Set a $72 Target
OVERWEIGHT 1.0200 Q2-07 0.9800 Q3-07 3.9000 FY07 USD 72.00 24-Aug-07 Aug-08
25-Jul-07 Jeffrey J.Zekauskas
Avery Dennison : We Upgrade AVYto Overweight from Neutral
OVERWEIGHT 1.0200 Q2-07 1.0900 Q3-07 4.1000 FY07 USD * NA NA
Avid Technology, Inc. AVID27-Jul-07 Paul Coster Avid Technology : 2Q Results: A
Skeptical View; Adj EstsUNDERWEIGHT0.2000 Q2-07 0.3800 Q3-07 1.4100 FY07 USD * NA NA
25-Jul-07 Paul Coster Avid Technology : 2Q07 Preview;Adjusting Ests. Skeptical.
UNDERWEIGHT0.1300 Q2-07 0.3800 Q3-07 1.3800 FY07 USD * NA NA
Avista Corporation AVA2-Aug-07 Nikki
EdgecombeAvista Corp : Earnings StabilityAhead; Revising 2007 and 2008Estimates
NEUTRAL 0.2600 Q2-07 NA Q3-07 1.4500 FY07 USD * NA NA
1-Aug-07 NikkiEdgecombe
Avista Corp : Cuts 2007 Outlook onWeak Marketing & Trading Results -ALERT
NEUTRAL 0.3000 Q2-07 NA Q3-07 1.4500 FY07 USD * NA NA
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Page 23 of 225
Avnet, Inc. AVT8-Aug-07 Thomas
DingesAvnet, Inc : Growth stock (ValuePriced); Adjusting Estimates
OVERWEIGHT 0.7400 Q4-07 0.7200 Q1-08 2.7000 FY07 USD * NA NA
19-Jul-07 ThomasDinges
Avnet, Inc : Another one found asthe consolidation spree continues
OVERWEIGHT 0.7400 Q4-07 0.7200 Q1-08 2.7000 FY07 USD * NA NA
Avocent Corporation AVCT19-Jul-07 Aaron M.
SchwartzAvocent : Inline Q2 Should Providea Relief; Core Business Still Faces aHeadwind
UNDERWEIGHT0.4100 Q2-07 0.5000 Q3-07 1.7600 FY07 USD * NA NA
16-Jul-07 Aaron M.Schwartz
Avocent : We Expect an Inline Q2and Will Look for Signs ofStabilization
UNDERWEIGHT0.4100 Q2-07 0.5000 Q3-07 1.7600 FY07 USD * NA NA
AVX Corporation AVX25-Sep-07 Thomas
DingesAVX Corporation : Deal's done UNDERWEIGHT0.2300 Q1-08 0.2300 Q2-08 0.9100 FY07 USD * NA NA
26-Jul-07 ThomasDinges
AVX Corporation : Made it to theFinish line, but barely
UNDERWEIGHT0.2300 Q1-08 0.2300 Q2-08 0.9100 FY07 USD * NA NA
Axis Capital Holdings Limited AXS8-Aug-07 Matthew
HeimermannAxis Capital Holdings, Ltd. :Increasing EPS For 2Q Results
NEUTRAL 1.5400 Q2-07 1.2500 Q3-07 5.5000 FY07 USD * NA NA
7-Aug-07 MatthewHeimermann
Axis Capital Holdings, Ltd. : 2QHelped By Development, OffsettingFloods and NII
NEUTRAL 1.4500 Q2-07 1.2500 Q3-07 5.5000 FY07 USD * NA NA
Baker Hughes Incorporated BHI30-Jul-07 Michael K.
LaMotteBaker Hughes, Inc. : The WaitingGame
OVERWEIGHT 1.1200 Q2-07 1.2400 Q3-07 4.8500 FY07 USD * NA NA
13-Jul-07 Michael K.LaMotte
Baker Hughes, Inc. : BHIpre-announces miss (~$0.10) onCanadian weakness, tax rate -ALERT
OVERWEIGHT 1.2200 Q2-07 1.3300 Q3-07 5.1500 FY07 USD * NA NA
Ball Corporation BLL26-Jul-07 Claudia K.
ShankBall Corp. : Solid Q2; MaintainingEstimates
OVERWEIGHT 1.0300 Q2-07 1.0400 Q3-07 3.5000 FY07 USD * NA NA
Bally Technologies Inc. BYI22-Aug-07 Harry C. Bally Technologies, Inc. : UNDERWEIGHT0.1600 Q4-07 NA Q1-08 0.4000 FY07 USD * NA NA
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Page 24 of 225
Curtis Turnaround Progressing Well, FY:08Guidance Well Above Expectations
Banco Latinoamericano de Exportaciones BLX18-Jul-07 JUAN
PARTIDABLADEX : 2Q07 Preview: OperatingPerformance Should Improve
UNDERWEIGHT NA Q2-07 NA Q3-07 1.4900 FY07 USD * NA NA
Bank of America Corporation BAC23-Aug-07 Vivek Juneja Bank of America : CFC Stake
Financial Investment Near Term,Long Term Option?
OVERWEIGHT 1.3000 Q2-07 NA Q3-07 4.8600 FY07 USD * NA NA
20-Jul-07 Vivek Juneja Bank of America : 2Q: ConsumerWeak But Strong Cap Mkts, GWM -Corrected Note supersedes anyprevious versions
OVERWEIGHT 1.3000 Q2-07 1.1800 Q3-07 4.8000 FY07 USD * NA NA
5-Jul-07 Vivek Juneja Bank of America : TrimmingEstimates
OVERWEIGHT NA Q2-07 NA Q3-07 4.8700 FY07 USD * NA NA
BankUnited Financial Corporation BKUNA27-Jul-07 John Pancari BankUnited Financial Corp. : FY3Q
Call Follow-Up: Remain Confident inUpside Potential
OVERWEIGHT 0.6200 Q3-07 0.6700 Q4-07 2.6400 FY07 USD * NA NA
13-Jul-07 John Pancari BankUnited Financial Corp. :Preannounced Lower Loan SaleGains & Higher NPAs, But LowNCOs Support Overweight
OVERWEIGHT 0.6700 Q3-07 0.6900 Q4-07 2.7100 FY07 USD * NA NA
Barnes & Noble, Inc. BKS23-Aug-07 Nancy Hoch Barnes & Noble, Inc : Solid 2Q;
Fundamentals Better in 2H; RaisingEsts
OVERWEIGHT 0.1300 Q2-08 -0.1600 Q3-08 1.9000 FY07 USD * NA NA
Barr Pharmaceuticals, Inc. BRL8-Aug-07 Adam
GreeneBarr Pharmaceuticals : InstillingConfidence With Strong 2Q Results
OVERWEIGHT 0.7900 Q2-07 0.6900 Q3-07 3.0900 FY07 USD * NA NA
Basic Energy Services, Inc BAS9-Aug-07 Kevin Pollard Basic Energy Services, Inc. :
Attractive Valuation, but No Catalystin Sight; Lowering Estimates
NEUTRAL 0.5200 Q2-07 0.6000 Q3-07 2.3000 FY07 USD * NA NA
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Page 25 of 225
Baxter International Inc. BAX20-Jul-07 Michael N.
WeinsteinBaxter Intl : 2Q in Review; RaisingNumbers
OVERWEIGHT 0.7200 Q2-07 0.6600 Q3-07 2.6700 FY07 USD * NA NA
19-Jul-07 Michael N.Weinstein
Baxter Intl : Early Read on 2QResults
OVERWEIGHT 0.6700 Q2-07 0.6600 Q3-07 2.6300 FY07 USD * NA NA
BB&T Corporation BBT19-Jul-07 Steven
AlexopoulosBB&T Corporation : 2Q07 Post CallComments; 2Q a Mixed Bag;Maintain Neutral
NEUTRAL 0.8400 Q2-07 0.8500 Q3-07 3.3500 FY07 USD * NA NA
BEA Systems, Inc. BEAS12-Sep-07 Adam Holt BEA Systems : Leverage in Model
Apparent, License Growth Story StillDistant
NEUTRAL 0.1400 Q2-07 0.1300 Q3-07 0.5300 FY07 USD * NA NA
9-Aug-07 Adam Holt BEA Systems : Q2 May Be Tough;Valuation Protects Downside
NEUTRAL 0.1400 Q2-07 0.1300 Q3-07 0.5300 FY07 USD * NA NA
Beacon Roofing Supply BECN8-Aug-07 Michael
RehautBeacon Roofing Supply : 3QReported Below Our and theStreet's Estimate, Driven by LowerMargins; Lowering Estimates
NEUTRAL 0.3400 Q3-07 0.2500 Q4-07 0.6500 FY07 USD * NA NA
BearingPoint, Inc. BE10-Sep-07 Tien-Tsin
HuangBearingPoint : 1Q07 10Q: Mixed asExpected but Lack of 2/3QCommentary May Cause Concern
NEUTRAL 0.1000 Q2-07 0.1000 Q3-07 0.3900 FY07 USD * NA NA
Beckman Coulter, Inc. BEC1-Aug-07 Tycho
PetersonBeckman Coulter : Strong Sales, butProduct Mix and HematologyCompetition Pressure Margins -ALERT
NEUTRAL 0.7600 Q2-07 0.7700 Q3-07 3.2100 FY07 USD * NA NA
1-Aug-07 TychoPeterson
Beckman Coulter : Gross MarginsConcerns Appear Short Term
NEUTRAL 0.7500 Q2-07 0.7700 Q3-07 3.1900 FY07 USD * NA NA
Becton, Dickinson and Co. BDX8-Aug-07 Michael N.
WeinsteinBecton, Dickinson & Co : GoodNews for GeneOhm; LitigationOverhang Removed
NEUTRAL 0.9800 Q3-07 0.9700 Q4-07 3.8300 FY07 USD * NA NA
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27-Jul-07 Michael N.Weinstein
Becton, Dickinson & Co : SolidF3Q07; Raising Estimates
NEUTRAL 0.9800 Q3-07 0.9700 Q4-07 3.7900 FY07 USD * NA NA
Bed Bath & Beyond Inc. BBBY17-Jul-07 Stephen
ChickBed Bath & Beyond : ChristmasTree Shops Update - Underweight
UNDERWEIGHT0.5400 Q2-08 0.5300 Q3-08 2.2000 FY07 USD * NA NA
Bemis Company, Inc. BMS31-Jul-07 Claudia K.
ShankBemis Co. : 2Q Miss and FY07Guidance Lowered - Pre Call Note -ALERT
UNDERWEIGHT0.5100 Q2-07 0.5800 Q3-07 2.0400 FY07 USD * NA NA
31-Jul-07 Claudia K.Shank
Bemis Co. : Working to "Bring Homethe Bacon" in 2008; Adj Ests.
UNDERWEIGHT0.5100 Q2-07 0.5800 Q3-07 2.0400 FY07 USD * NA NA
Best Buy Co., Inc. BBY18-Sep-07 Stephen
ChickBest Buy : Q207 Review; Adj Ests UNDERWEIGHT0.4600 Q2-08 0.3500 Q3-08 2.9000 FY07 USD * NA NA
16-Jul-07 StephenChick
Best Buy : Adj Ests - Underweight UNDERWEIGHT0.4800 Q2-08 0.3200 Q3-08 2.7500 FY07 USD * NA NA
Big 5 Sporting Goods Corporation BGFV16-Jul-07 Nancy Hoch Big 5 Sporting Goods Corporation :
Adjusting EstimatesNEUTRAL 0.3300 Q2-07 0.3900 Q3-07 1.5400 FY07 USD * NA NA
Big Lots, Inc. BIG29-Aug-07 Charles
GromBig Lots, Inc. : Impressive 2Q ButConcerns Remain, Neutral
NEUTRAL 0.1300 Q2-08 0.1200 Q3-08 1.3300 FY07 USD * NA NA
24-Aug-07 CharlesGrom
Big Lots, Inc. : 2Q Look - BigOrange Squeeze On Tap?
NEUTRAL 0.1000 Q2-08 0.1200 Q3-08 1.2900 FY07 USD * NA NA
BioFuel Energy Corp. BIOF14-Aug-07 David Silver BioFuel Energy Corp. : NEUTRAL -
BIOF Reports Second QuarterResults - ALERT
OVERWEIGHT--0.0600 Q2-07 -0.1000 Q3-07 -0.3000 FY07 USD * NA NA
25-Jul-07 David Silver BioFuel Energy Corp. : We SeeRoom for Valuation to Grow; Initiateat Overweight
OVERWEIGHT -0.0600 Q2-07 -0.1000 Q3-07 -0.3000 FY07 USD * NA NA
Biogen Idec Inc. BIIB14-Sep-07 Geoffrey
MeachamBiogen Idec : PML SpeculationCreates Buying Opportunity -
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
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Page 27 of 225
ALERT12-Sep-07 Geoffrey
MeachamBiogen Idec : OW Thesis Intact AfterMgmt Mtg; Still a Top Pick
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
6-Sep-07 GeoffreyMeacham
Biogen Idec : OW Thesis Intact:Bullish 2007-10 Guidance WellAbove the Street
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
22-Aug-07 GeoffreyMeacham
Biogen Idec : Avonex Price IncreaseSuggests Upside 07 Sales Potential- ALERT
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
1-Aug-07 GeoffreyMeacham
Biogen Idec : Crohn's Panel VotesYes For Tysabri
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
30-Jul-07 GeoffreyMeacham
Biogen Idec : Liver Injury Slides Nota Concern; Rather A BuyingOpportunity - ALERT
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
26-Jul-07 GeoffreyMeacham
Biogen Idec : Tysabri Crohn's Panel:Impact Limited Either Way
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
25-Jul-07 GeoffreyMeacham
Biogen Idec : 2Q07 ShowsContinued MS Franchise Growth;Expect Upside Going Forward
OVERWEIGHT 0.7000 Q2-07 0.6200 Q3-07 2.7000 FY07 USD * NA NA
3-Jul-07 GeoffreyMeacham
Biogen Idec : A NICE HolidaySurprise for Tysabri
OVERWEIGHT 0.6300 Q2-07 0.7500 Q3-07 2.6600 FY07 USD * NA NA
BJ Services Company BJS13-Sep-07 Kevin Pollard BJ Services Company : Still Too
Early; Assuming Coverage MaintainUW Rating
UNDERWEIGHT0.5700 Q3-07 NA Q4-07 2.4000 FY07 USD * NA NA
25-Jul-07 Michael K.LaMotte
BJ Services Company : Still TooEarly to Call the Turn in Pumping.Adj. Ests.
UNDERWEIGHT0.5700 Q3-07 NA Q4-07 2.1200 FY07 USD * NA NA
24-Jul-07 Michael K.LaMotte
BJ Services Company : Any ReliefRally (Short Covering) Should Fadewith Gas Below $6/Mcf - ALERT
UNDERWEIGHT NA Q3-07 NA Q4-07 2.1300 FY07 USD * NA NA
BJ's Wholesale Club, Inc. BJ17-Sep-07 Charles
GromBJ's Wholesale Club : Update,Catalysts, Turnaround, Overweight
OVERWEIGHT 0.4600 Q2-08 0.3100 Q3-08 1.7100 FY07 USD * NA NA
22-Aug-07 CharlesGrom
BJ's Wholesale Club : 2Q >Expectations, Staying Power,Overweight
OVERWEIGHT 0.4600 Q2-08 0.3100 Q3-08 1.6800 FY07 USD * NA NA
21-Aug-07 CharlesGrom
BJ's Wholesale Club : Impressive2Q, Clean Beat With Margin Upside,OW
OVERWEIGHT 0.4100 Q2-08 0.3100 Q3-08 1.6600 FY07 USD * NA NA
20-Aug-07 CharlesGrom
BJ's Wholesale Club : 2Q Look:Solid Core Comp = Clean Q,Overweight
OVERWEIGHT 0.4100 Q2-08 0.3100 Q3-08 1.6600 FY07 USD * NA NA
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Page 28 of 225
17-Aug-07 CharlesGrom
BJ's Wholesale Club : More ThanJust A Good LBO Prospect,Overweight
OVERWEIGHT 0.4100 Q2-08 0.3100 Q3-08 1.6600 FY07 USD * NA NA
17-Jul-07 CharlesGrom
BJ's Wholesale Club : Baby Steps,Raising 2Q EPS Est's, Overweight
OVERWEIGHT 0.4000 Q2-08 0.3100 Q3-08 1.6500 FY07 USD * NA NA
11-Jul-07 CharlesGrom
BJ's Wholesale Club : Round #3 -Under the Boss's Watchful Eye
OVERWEIGHT 0.4000 Q2-08 0.3100 Q3-08 1.6500 FY07 USD * NA NA
Blackbaud, Inc. BLKB7-Aug-07 Adam Holt Blackbaud Inc : Strong Q2; BLKB
Pulls In eTapestry for SaaS SolutionOVERWEIGHT NA Q2-07 NA Q3-07 0.8200 FY07 USD * NA NA
12-Jul-07 Adam Holt Blackbaud Inc : Another StrongQuarter Sets Stage for Second Half
OVERWEIGHT NA Q2-07 NA Q3-07 0.8200 FY07 USD * NA NA
Blockbuster Inc. BBI.N25-Sep-07 Barton
CrockettBlockbuster Inc. : MOVI StoreClosures: More To Come? - ALERT
OVERWEIGHT -0.6000 Q2-07 -0.0500 Q3-07 -0.2800 FY07 USD * NA NA
28-Aug-07 BartonCrockett
Blockbuster Inc. : MOVI LendersExtend Forbearance Agreement -ALERT
OVERWEIGHT -0.6000 Q2-07 -0.0500 Q3-07 -0.2800 FY07 USD * NA NA
17-Aug-07 BartonCrockett
Blockbuster Inc. : Rent, Possibly toOwn, Upgrade to OW, Adj. Ests.
OVERWEIGHT -0.6000 Q2-07 -0.0500 Q3-07 -0.2500 FY07 USD * NA NA
9-Aug-07 BartonCrockett
Blockbuster Inc. : Movielink DealCounters Netflix Feature - ALERT
NEUTRAL -0.6000 Q2-07 -0.0500 Q3-07 -0.2500 FY07 USD * NA NA
27-Jul-07 BartonCrockett
Blockbuster Inc. : 2Q07 Wrap: TotalAccess Modified, Adj Ests
NEUTRAL -0.6000 Q2-07 -0.0100 Q3-07 -0.5700 FY07 USD * NA NA
26-Jul-07 BartonCrockett
Blockbuster Inc. : 2Q07 React: NotPretty, Could Have Been Worse -ALERT
NEUTRAL -0.4900 Q2-07 -0.0100 Q3-07 -0.5700 FY07 USD * NA NA
25-Jul-07 BartonCrockett
Blockbuster Inc. : 2Q07 Preview:Could be Ugly, Mitigated by LowExpectations
NEUTRAL -0.4900 Q2-07 -0.0100 Q3-07 -0.5700 FY07 USD * NA NA
Blount International, Inc. BLT3-Aug-07 Curtis
WoodworthBlount International : Solid 2Q BeatDriven By International Sales andImprovement at IPEG; RaisingEstimates
OVERWEIGHT 0.2300 Q2-07 0.1700 Q3-07 0.6300 FY07 USD * NA NA
2-Aug-07 CurtisWoodworth
Blount International : Solid Beat of$0.06 On Low Expectations in2Q07; Very Positive For Stock -ALERT
OVERWEIGHT 0.1500 Q2-07 0.1700 Q3-07 0.6300 FY07 USD * NA NA
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Blue Nile, Inc. NILE7-Aug-07 Imran Khan Blue Nile : 2Q Gross Profit Growth
Accelerates, Adjusting EstimatesNEUTRAL 0.2300 Q2-07 0.1300 Q3-07 0.8900 FY07 USD * NA NA
BorgWarner Inc. BWA30-Jul-07 Himanshu
PatelBorg Warner Inc. : Decent 2Q, Adj.EPS
OVERWEIGHT 1.2900 Q2-07 0.9500 Q3-07 4.8500 FY07 USD * NA NA
Borland Software Corporation BORL14-Aug-07 P. Sterling
Auty IIBorland Software Corp : InsiderBuying Good to See at TheseLevels - ALERT
OVERWEIGHT -0.1100 Q2-07 -0.0800 Q3-07 -0.2300 FY07 USD * NA NA
10-Aug-07 P. SterlingAuty II
Borland Software Corp : CostRestructuring Ahead of Plan;Revenue Needs More Work.
OVERWEIGHT -0.1100 Q2-07 -0.0200 Q3-07 -0.1100 FY07 USD * NA NA
9-Aug-07 P. SterlingAuty II
Borland Software Corp : Q207Preview: Sort Through DetailsBefore Reacting - ALERT
OVERWEIGHT -0.0800 Q2-07 -0.0200 Q3-07 -0.1100 FY07 USD * NA NA
Boston Private Financial Holdings Inc BPFH27-Jul-07 John Pancari Boston Private Financial Holdings,
Inc. : 2Q Call Follow-Up: LimitedUpside Catalysts DespiteEncouraging Trends
NEUTRAL 0.3800 Q2-07 0.4200 Q3-07 1.5700 FY07 USD * NA NA
26-Jul-07 John Pancari Boston Private Financial Holdings,Inc. : Mixed 2Q: Credit and FundingPressure Overshadows Loan andFee Strength - ALERT
NEUTRAL 0.3800 Q2-07 0.4200 Q3-07 1.5700 FY07 USD * NA NA
23-Jul-07 John Pancari Boston Private Financial Holdings,Inc. : Appointment of New CFO -ALERT
NEUTRAL 0.3700 Q2-07 0.4200 Q3-07 1.5700 FY07 USD * NA NA
Boston Properties, Inc. BXP28-Sep-07 Anthony
PaoloneBoston Properties : ModelAdjustment
NEUTRAL 0.7400 Q2-07 NA Q3-07 NA FY07 USD * NA NA
25-Jul-07 AnthonyPaolone
Boston Properties : 2Q FFO beatson interest/other; solid coreperformance
NEUTRAL 0.7400 Q2-07 0.6800 Q3-07 NA FY07 USD * NA NA
25-Jul-07 AnthonyPaolone
Boston Properties : ModelAdjustment
NEUTRAL 0.7400 Q2-07 0.6800 Q3-07 NA FY07 USD * NA NA
Boston Scientific Corp. BSX
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Page 30 of 225
17-Aug-07 Michael N.Weinstein
Boston Scientific : Divestiture TrendContinues: BSX Pruning Portfolio toPay Down Debt
OVERWEIGHT 0.1800 Q2-07 0.1400 Q3-07 0.6400 FY07 USD * NA NA
10-Aug-07 Michael N.Weinstein
Boston Scientific : SettlementRemoves Overhang, But at a SteepPrice
OVERWEIGHT 0.1800 Q2-07 0.1400 Q3-07 0.6400 FY07 USD * NA NA
Bowater Incorporated BOW25-Jul-07 Claudia K.
ShankBowater : Estimates Move Lower(Again); Maintain Underweight
UNDERWEIGHT-0.7200 Q2-07 -0.7300 Q3-07 -2.8200 FY07 USD * NA NA
Boyd Gaming Corporation BYD2-Aug-07 Harry C.
CurtisBoyd Gaming Group : Little EPSGrowth Through '08. RemainNeutral
NEUTRAL 0.4500 Q2-07 0.4600 Q3-07 1.8800 FY07 USD * NA NA
1-Aug-07 Harry C.Curtis
Boyd Gaming Group : $0.02Earnings Miss Due to Borgata
NEUTRAL 0.4700 Q2-07 0.4600 Q3-07 1.8800 FY07 USD * NA NA
Brandywine Realty Trust BDN11-Sep-07 Anthony
PaoloneBrandywine Realty Trust :Publishing 2009 FFO Estimate
NEUTRAL 0.0200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
31-Aug-07 AnthonyPaolone
Brandywine Realty Trust :Announced developments add over$600M to pipeline; should helpFFO/NAV
NEUTRAL 0.0200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
15-Aug-07 AnthonyPaolone
Brandywine Realty Trust : ModelAdjustment
NEUTRAL 0.0200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
26-Jul-07 AnthonyPaolone
Brandywine Realty Trust : 2Q FFObeat by $0.01, but includes $0.04 ofgains
NEUTRAL NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Brigham Exploration Company BEXP9-Aug-07 Joseph D.
AllmanBrigham Exploration Company :Recent Results Mixed But ValuationLooks Cheap
UNDERWEIGHT0.1100 Q2-07 0.1200 Q3-07 0.4300 FY07 USD * NA NA
7-Aug-07 Joseph D.Allman
Brigham Exploration Company : Q2Beat But Operations Mixed - ALERT
UNDERWEIGHT0.1000 Q2-07 0.1200 Q3-07 0.4300 FY07 USD * NA NA
Brinker International, Inc. EAT12-Sep-07 John Ivankoe Brinker International : Post Analyst
Day, EAT Remains an OW PickOVERWEIGHT 0.5400 Q4-08 0.4300 Q1-09 1.8600 FY07 USD * NA NA
10-Aug-07 John Ivankoe Brinker International : Seeing NEUTRAL 0.5000 Q4-08 NA Q1-09 1.7500 FY07 USD * NA NA
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Page 31 of 225
Positives in Slower UnitDevelopment and Potential Mac GrillSale. Upgrading to OW.
Bristol Myers Squibb Co. BMY24-Sep-07 Roberto
CucaBristol-Myers Squibb Company :Acquisition of Research PartnerAdnexus Adds to Pipeline and R&DTechnology
NEUTRAL 0.3700 Q2-07 0.3600 Q3-07 1.4500 FY07 USD * NA NA
27-Jul-07 RobertoCuca
Bristol-Myers Squibb Company :Bristol Thinking Longer Term
NEUTRAL 0.3700 Q2-07 0.3600 Q3-07 1.4400 FY07 USD * NA NA
26-Jul-07 RobertoCuca
Bristol-Myers Squibb Company :Early Read on 2Q07 Results
NEUTRAL 0.3600 Q2-07 0.3600 Q3-07 1.4400 FY07 USD * NA NA
Broadcom Corporation BRCM26-Sep-07 Shawn
WebsterBroadcom Corporation : Q3 Update,Improving Fundamentals ShouldDrive Outperformance; ReiterateOverweight
OVERWEIGHT 0.0800 Q2-07 0.0700 Q3-07 0.3500 FY07 USD * NA NA
8-Aug-07 ShawnWebster
Broadcom Corporation : Good NewsFor BRCM, NOK Win OffersSignificant Earnings Power In C09And Beyond
OVERWEIGHT 0.0800 Q2-07 0.0700 Q3-07 0.3500 FY07 USD * NA NA
12-Jul-07 ShawnWebster
Broadcom Corporation : MOT RiskKnown, Still Positive On 2H07Improvement
OVERWEIGHT 0.0600 Q2-07 0.0800 Q3-07 0.3700 FY07 USD * NA NA
10-Jul-07 ShawnWebster
Broadcom Corporation : Q2Preview...Past The Trough,Expecting Revenue Acceleration In2H07
OVERWEIGHT 0.0600 Q2-07 0.0800 Q3-07 0.3700 FY07 USD * NA NA
Broadridge Financial Solutions, Inc. BR17-Aug-07 Tien-Tsin
HuangBroadridge : 4Q Preview: ExpectIn-Line Quarter, Focus on FY08Guidance
OVERWEIGHT 0.7200 Q4-07 0.1600 Q1-08 1.4300 FY07 USD * NA NA
19-Jul-07 Tien-TsinHuang
Broadridge : BR Signs Piper Jaffrayfor Securities Processing: Positive -ALERT
OVERWEIGHT 0.7200 Q4-07 0.1600 Q1-08 1.4300 FY07 USD * NA NA
Brocade Communications Systems, Inc. BRCD.OQ21-Sep-07 Mark
MoskowitzBrocade Communications : AnalystMeeting Recap: LT ModelFramework Lifted on Duopoly and
OVERWEIGHT 0.1200 Q3-07 0.1300 Q4-07 0.5400 FY07 USD * NA NA
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Page 32 of 225
8Gb Prospects; Standing Firm onMarket Position; Adj. Ests.
13-Sep-07 MarkMoskowitz
Brocade Communications : CFOMeeting Supports Our View thatOverall Story Should OvercomeStock's Recent Weakness
OVERWEIGHT 0.1200 Q3-07 0.1300 Q4-07 0.5400 FY07 USD * NA NA
31-Aug-07 MarkMoskowitz
Brocade Communications :Removing from Focus List owing toStop-out Rules; Retain Overweightwith Conviction
OVERWEIGHT 0.1200 Q3-07 0.1300 Q4-07 0.4500 FY07 USD * NA NA
8-Aug-07 MarkMoskowitz
Brocade Communications : BRCDPre-announcement Counters RisingFears of Implosion; ReiterateOverweight - ALERT
OVERWEIGHT 0.1100 Q3-07 0.1400 Q4-07 0.5400 FY07 USD 13.00 15-May-07 May-08
3-Aug-07 MarkMoskowitz
Brocade Communications : NetAppSlap on BRCD Is Overdone;Broader Storage Not FollowingSimilar Course
OVERWEIGHT 0.1100 Q3-07 0.1400 Q4-07 0.5400 FY07 USD 13.00 15-May-07 May-08
Brooks Automation, Inc.(USA) BRKS10-Aug-07 Jay Deahna Brooks-Automation : C2Q07
Earnings - Slight Miss, C3Q07Looks to Be the Trough; Adj. Ests.
NEUTRAL 0.2800 Q3-07 0.1100 Q4-07 0.9800 FY07 USD * NA NA
17-Jul-07 Jay Deahna Brooks-Automation : JPMSemiconWest Presentation - NewUpside Margin Story
NEUTRAL 0.3200 Q3-07 0.3200 Q4-07 1.2200 FY07 USD * NA NA
Brown & Brown, Inc. BRO24-Jul-07 Matthew
HeimermannBrown & Brown, Inc : UnderlyingEPS In-Line With Estimates;Negative Organic In Q
NEUTRAL 0.3700 Q2-07 0.2900 Q3-07 1.3500 FY07 USD * NA NA
24-Jul-07 MatthewHeimermann
Brown & Brown, Inc : Raising 2007EPS Estimates For Rock-Tenn Sale
NEUTRAL 0.3700 Q2-07 0.2900 Q3-07 1.3500 FY07 USD * NA NA
Brown-Forman Corporation BFb31-Aug-07 Dara W.
MohsenianBrown-Forman Corp : Weaker ThanExpected Q1 EPS, But UnderlyingFundamentals Still Healthy
OVERWEIGHT 0.7700 Q1-08 1.0000 Q2-08 3.4200 FY07 USD * NA NA
17-Jul-07 Dara W.Mohsenian
Brown-Forman Corp : MutedNielsen Spirits Results Continue inJune
OVERWEIGHT 0.7900 Q1-08 1.0000 Q2-08 3.4200 FY07 USD * NA NA
Brunswick Corporation BC
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31-Jul-07 DeanGianoukos
Brunswick Corporation : ShortInterest Up In July
OVERWEIGHT 0.6500 Q2-07 NA Q3-07 1.2000 FY07 USD * NA NA
20-Jul-07 DeanGianoukos
Brunswick Corporation : Cuts FY07Guidance
OVERWEIGHT 0.5500 Q2-07 NA Q3-07 1.6500 FY07 USD * NA NA
20-Jul-07 DeanGianoukos
Brunswick Corporation : ToughMarine Environment, LoweringEstimates
OVERWEIGHT 0.5500 Q2-07 NA Q3-07 1.6500 FY07 USD * NA NA
Build-A-Bear Workshop, Inc BBW3-Aug-07 Brian J.
TunickBuild A Bear Workshop : PotentialDeal Not Priced In; Lowering Est.
NEUTRAL 0.0700 Q2-07 0.2000 Q3-07 1.4200 FY07 USD * NA NA
Builders FirstSource, Inc. BLDR27-Jul-07 Michael
RehautBuilders FirstSource : 2Q Below St.Ex-Tax Benefit but Share GainsRemain Solid; Lowering Ests., butMaintain OW
OVERWEIGHT 0.2300 Q2-07 0.1500 Q3-07 0.3000 FY07 USD * NA NA
Bunge Limited BG18-Sep-07 Pablo E.
ZuanicBunge Limited : BG Buys SugarEthanol Facility in Brazil - ALERT
NEUTRAL 1.3500 Q2-07 1.8200 Q3-07 4.7700 FY07 USD * NA NA
26-Jul-07 Pablo E.Zuanic
Bunge Limited : Beats Street by 45c,But Would Not Chase Rally
NEUTRAL 0.8800 Q2-07 1.6000 Q3-07 4.0900 FY07 USD * NA NA
25-Jul-07 Pablo E.Zuanic
Bunge Limited : What May DriveSentiment Tomorrow (2Q Out)
NEUTRAL 0.8800 Q2-07 1.6000 Q3-07 4.0900 FY07 USD * NA NA
Burger King Holdings, Inc. BKC27-Aug-07 John Ivankoe Burger King : Solid 4Q but Higher
Tax Rate and Capex Constrain 08Net Income Growth. L-T intact, KeepOW.
OVERWEIGHT NA Q4-08 NA Q1-09 1.2200 FY07 USD * NA NA
24-Aug-07 John Ivankoe Burger King : Strong U.S OutweighsLower Net Openings and Int'lMargins - ALERT
OVERWEIGHT 0.2600 Q4-07 NA Q1-08 1.0800 FY07 USD * NA NA
10-Aug-07 John Ivankoe Burger King : Solid Comps fromLargest Franchisee Bode Well forBKC
OVERWEIGHT 0.2600 Q4-07 NA Q1-08 1.0800 FY07 USD * NA NA
Burlington Northern Santa Fe Corporation BNI25-Jul-07 Thomas R.
WadewitzBurlington Northern Santa Fe : Soft2Q and Guidance Reflect BNISensitivity to Volume Growth
NEUTRAL 1.2000 Q2-07 1.5600 Q3-07 5.4600 FY07 USD * NA NA
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Bway Holding Company BWY14-Aug-07 Claudia K.
ShankBWAY : Q3 Miss from MetalPackaging; Strong Results inPlastics
OVERWEIGHT 0.2700 Q3-07 0.2400 Q4-07 0.8600 FY07 USD * NA NA
C.H. Robinson Worldwide, Inc. CHRW17-Aug-07 Thomas R.
WadewitzC.H. Robinson Worldwide : LTGrowth Outlook Remains Strong---Highlights from Meetings withManagement
OVERWEIGHT 0.4700 Q2-07 0.4900 Q3-07 1.8700 FY07 USD * NA NA
25-Jul-07 Thomas R.Wadewitz
C.H. Robinson Worldwide : GrowthRemains Strong as Drivers Evolve
OVERWEIGHT 0.4700 Q2-07 0.4900 Q3-07 1.8700 FY07 USD * NA NA
Cabela's Incorporated CAB3-Aug-07 Nancy Hoch Cabela's Inc. : Rally Seems A Bit
Overdone, Remain NeutralNEUTRAL 0.1700 Q2-07 0.2600 Q3-07 1.5000 FY07 USD * NA NA
Cabot Corporation CBT13-Aug-07 Jeffrey J.
ZekauskasCabot Corporation : We LowerEstimates
NEUTRAL 0.3500 Q3-07 0.4500 Q4-07 2.2000 FY07 USD * NA NA
27-Jul-07 Jeffrey J.Zekauskas
Cabot Corporation : Tired Out NEUTRAL 0.3500 Q3-07 0.4900 Q4-07 2.1500 FY07 USD * NA NA
26-Jul-07 Jeffrey J.Zekauskas
Cabot Corporation : F3Q EPS BelowStreet Estimates: Outlook Cautious -ALERT
NEUTRAL 0.3500 Q3-07 0.4900 Q4-07 2.1500 FY07 USD * NA NA
Cabot Microelectronics Corporation BDK12-Sep-07 Michael
RehautBlack & Decker Corp. : Analyst DayTakeaways: Despite Cont'dExecution, Given WorseningBackdrop, We Lower Our FY08E
NEUTRAL 1.7500 Q2-07 1.4200 Q3-07 6.4000 FY07 USD * NA NA
26-Jul-07 MichaelRehaut
Black & Decker Corp. : 2Q ReportedIn-Line With Our Est.; 3Q GuidanceDisappoints, While High End ofFY07 Lowered - ALERT
NEUTRAL 1.7500 Q2-07 1.6000 Q3-07 6.5000 FY07 USD * NA NA
Cabot Oil & Gas Corporation COG27-Jul-07 Rodney
ClaytonCabot Oil & Gas : ChangingEstimates Following ConferenceCall
NEUTRAL 0.4000 Q2-07 NA Q3-07 1.9500 FY07 USD * NA NA
26-Jul-07 RodneyClayton
Cabot Oil & Gas : Q2 First Take -Slight Negative - ALERT
NEUTRAL 0.4000 Q2-07 NA Q3-07 1.9500 FY07 USD * NA NA
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Page 35 of 225
Cache, Inc. CACH7-Sep-07 Christopher
KimSpecialty Retailing : EstimateRevisions: ANN, CACH, CHS
NEUTRAL 0.0800 Q4-07 -0.0300 Q4-07 0.4400 FY07 USD * NA NA
26-Jul-07 ChristopherKim
Cache, Inc. : Making SomeProgress But Environment StillUncertain
NEUTRAL 0.0800 Q2-07 -0.0600 Q3-07 0.4000 FY07 USD * NA NA
6-Jul-07 ChristopherKim
Cache, Inc. : Interesting GrowthProspects, But Execution HurdlesHigh; Initiate with Neutral Rating
NEUTRAL 0.0800 Q2-07 -0.0600 Q3-07 0.4000 FY07 USD * NA NA
CACI International Inc CAI24-Sep-07 Christine
PezinoCACI International Inc : Acquisitionof Athena to Bolster IntelligenceCapabilities - ALERT
OVERWEIGHT 0.8000 Q4-08 0.7100 Q1-09 2.7600 FY07 USD * NA NA
17-Aug-07 ChristinePezino
CACI International Inc : Seeking aRelative Safe Haven; Upgrade toOW
OVERWEIGHT 0.8000 Q4-08 0.7100 Q1-09 2.7800 FY07 USD * NA NA
Cal Dive International, Inc. DVR3-Aug-07 David C.
SmithCal Dive International, Inc. : Still SeeUpside on Horizon
OVERWEIGHT 0.2700 Q2-07 0.4200 Q3-07 1.4600 FY07 USD * NA NA
1-Aug-07 David C.Smith
Cal Dive International, Inc. : We SeeLittle Risk to Merger on HOFFResults - ALERT
OVERWEIGHT 0.3000 Q2-07 0.4200 Q3-07 1.4600 FY07 USD * NA NA
11-Jul-07 David C.Smith
Cal Dive International, Inc. : Growthin the Pipeline; Adj. Est.
OVERWEIGHT 0.3600 Q2-07 NA Q3-07 1.5500 FY07 USD * NA NA
Cambrex Corporation CBM8-Aug-07 Jeffrey J.
ZekauskasCambrex Corporation : GettingAhead of Itself
NEUTRAL 0.1200 Q2-07 0.1000 Q3-07 0.4500 FY07 USD * NA NA
Camden Property Trust CPT28-Sep-07 Anthony
PaoloneCamden Property Trust : Investormeeting notes: initiatives helpinggrowth while markets moderate
NEUTRAL 0.1900 Q2-07 NA Q3-07 NA FY07 USD * NA NA
14-Aug-07 AnthonyPaolone
Camden Property Trust : ModelAdjustment
NEUTRAL 0.1900 Q2-07 NA Q3-07 NA FY07 USD * NA NA
3-Aug-07 AnthonyPaolone
Camden Property Trust : $0.01 FFObeat in 2Q; was overall in-line;another top end of guidance drop
NEUTRAL 0.1900 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Cameron International Corporation CAM
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1-Aug-07 Michael K.LaMotte
Cameron International Corp :Raising Estimates on StrongerOrders, Margins
OVERWEIGHT 1.0200 Q2-07 1.0300 Q3-07 3.9600 FY07 USD * NA NA
31-Jul-07 Michael K.LaMotte
Cameron International Corp : Nice2Q Beat as Compression MarginsExpand - ALERT
OVERWEIGHT 0.9600 Q2-07 1.0300 Q3-07 3.9600 FY07 USD * NA NA
Campbell Soup Company CPB6-Sep-07 Pablo E.
ZuanicCampbell Soup : Quick Take on4Q07
OVERWEIGHT 0.2200 Q4-07 0.7600 Q1-08 2.0200 FY07 USD 46.00 10-Jul-07 Jul-08
6-Sep-07 Pablo E.Zuanic
Campbell Soup : UpdatingEstimates Based on LatestGuidance
OVERWEIGHT 0.2200 Q4-07 0.7600 Q1-08 2.0200 FY07 USD 46.00 10-Jul-07 Jul-08
5-Sep-07 Pablo E.Zuanic
Campbell Soup : Potential TradingUpside From 4Q07 Results (OutThursday.)
OVERWEIGHT 0.2200 Q4-07 0.7300 Q1-08 2.0100 FY07 USD 46.00 10-Jul-07 Jul-08
9-Aug-07 Pablo E.Zuanic
Campbell Soup : Potential Accretionfrom Godiva Sale - ALERT
OVERWEIGHT 0.2200 Q4-07 0.7300 Q1-08 2.0100 FY07 USD 46.00 10-Jul-07 Jul-08
6-Jul-07 Pablo E.Zuanic
Campbell Soup : Further Color onEM Strategy May Imply Upside
NEUTRAL 0.2200 Q4-07 0.7300 Q1-08 2.0100 FY07 USD * NA NA
Canadian National Railway (USA) CNI26-Sep-07 Thomas R.
WadewitzCanadian National Railway :Acquisition of EJ&E Railroad Is aStrategic Positive - ALERT
NEUTRAL 0.9500 Q2-07 0.9560 Q3-07 3.2896 FY07 CAD * NA NA
Cardinal Health, Inc. CAH20-Sep-07 Lisa Gill Cardinal Health : Highlights from
CAH's Investor MeetingOVERWEIGHT 1.1100 Q4-08 1.0200 Q1-09 4.1000 FY07 USD * NA NA
14-Sep-07 Lisa Gill Cardinal Health : Slowing Rx TrendShifts Emphasis to Higher MarginBusinesses--Maintain Ests. - ALERT
OVERWEIGHT 1.1100 Q4-08 1.0100 Q1-09 4.1000 FY07 USD * NA NA
31-Aug-07 Lisa Gill Cardinal Health : Highlights fromMeetings with CAH Management
OVERWEIGHT 1.1100 Q4-08 1.0100 Q1-09 4.1000 FY07 USD * NA NA
29-Aug-07 Lisa Gill Cardinal Health : A Deeper Look atCAH's Businesses, Sum of the PartsAnalysis; Reit OW
OVERWEIGHT 1.1100 Q4-08 1.0100 Q1-09 4.1000 FY07 USD * NA NA
9-Aug-07 Lisa Gill Cardinal Health : Quick take on 4QResults - ALERT
OVERWEIGHT 0.8700 Q4-07 0.8700 Q1-08 3.4000 FY07 USD * NA NA
9-Aug-07 Lisa Gill Cardinal Health : Good 4Q, Sets thePace for a Solid FY08; Buy onWeakness
OVERWEIGHT 1.1100 Q4-08 1.0200 Q1-09 4.1000 FY07 USD * NA NA
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Career Education Corp. CECO10-Aug-07 Edward
YrumaCareer Education Corp : 2Q: SomeProgress, But Homework Remains
NEUTRAL 0.2200 Q2-07 0.2400 Q3-07 1.2000 FY07 USD * NA NA
16-Jul-07 EdwardYruma
Career Education Corp : Waiting forthe Bell to Ring; Initiate at Neutral
NEUTRAL 0.2600 Q2-07 0.2500 Q3-07 1.2500 FY07 USD * NA NA
Carnival Corporation CCL28-Sep-07 Dean
GianoukosCarnival Corporation : 10-Q ShowsNo Change In Fuel Guidance
OVERWEIGHT 1.6700 Q3-07 0.4100 Q4-07 2.9100 FY07 USD * NA NA
20-Sep-07 DeanGianoukos
Carnival Corporation : First Glance:Above-Consensus Quarter
OVERWEIGHT 1.6200 Q3-07 NA Q4-07 2.9500 FY07 USD * NA NA
20-Sep-07 DeanGianoukos
Carnival Corporation : GoodQuarter, Outlook Positive
OVERWEIGHT 1.6200 Q3-07 NA Q4-07 2.9500 FY07 USD * NA NA
Carolina Group CG30-Jul-07 Erik
BloomquistCarolina Group : Q2 EPS BeatsEstimates on Strong Quality Results- ALERT
NEUTRAL 1.3100 Q2-07 NA Q3-07 5.0800 FY07 USD 75.00 19-Jan-07 Jan-08
Cascade Microtech, Inc. CSCD23-Aug-07 Christopher
BlansettCascade Microtech : 2007 AnalystDay
OVERWEIGHT 0.0000 Q2-07 0.0900 Q3-07 0.3800 FY07 USD * NA NA
17-Aug-07 ChristopherBlansett
Cascade Microtech : Searching ForA New CEO
OVERWEIGHT 0.0000 Q2-07 0.0900 Q3-07 0.3800 FY07 USD * NA NA
25-Jul-07 ChristopherBlansett
Cascade Microtech : C2Q07Earnings - Resetting Expectationsfor Near Term Probe Card RevenueGrowth, Reducing Ests.
OVERWEIGHT 0.0000 Q2-07 0.1500 Q3-07 0.5000 FY07 USD * NA NA
Casella Waste Systems Inc. CWST5-Sep-07 Scott Levine Casella Waste Systems Inc. : FQ1
EBITDA Beats on SG&A Savings,Apparent Strength at FCR - ALERT
NEUTRAL 0.0700 Q1-08 0.0900 Q2-08 -0.1700 FY07 USD * NA NA
Casual Male Retail Group, Inc. CMRG9-Aug-07 Evren
KopelmanCasual Male Retail Group, Inc. :Downgrading to N from OW; EvenRisk/Reward
NEUTRAL 0.1000 Q2-08 0.0400 Q3-08 0.5000 FY07 USD * NA NA
Catalina Marketing Corporation POS21-Sep-07 Fred W. Catalina Marketing : Downgrading to NEUTRAL 0.2900 Q2-07 0.4000 Q3-07 1.4600 FY07 USD * NA NA
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Searby Neutral
Catapult Communications Corporation CATT12-Sep-07 Paul Coster Catapult Communications : CATT
Positively Pre-Announces F4Q07NEUTRAL -0.1700 Q3-07 -0.2200 Q4-07 -0.4200 FY07 USD * NA NA
27-Jul-07 Paul Coster Catapult Communications : TestingTimes: Adj Ests on Weak F3Q07 &Guidance
NEUTRAL -0.1700 Q3-07 0.0100 Q4-07 0.0100 FY07 USD * NA NA
25-Jul-07 Paul Coster Catapult Communications : F3Q07Preview: We are Sidelined
NEUTRAL -0.0600 Q3-07 0.0100 Q4-07 0.0100 FY07 USD * NA NA
Caterpillar Inc. CAT21-Sep-07 Stephen
VolkmannCFA
Caterpillar Inc. : August MachinerySales Improve, Engine Still Down
UNDERWEIGHT1.2400 Q2-07 1.3200 Q3-07 5.2000 FY07 USD * NA NA
20-Jul-07 StephenVolkmannCFA
Caterpillar Inc. : 2Q Miss Driven byHigher Core Operating Costs -ALERT
UNDERWEIGHT1.5000 Q2-07 1.3000 Q3-07 5.4000 FY07 USD * NA NA
20-Jul-07 StephenVolkmannCFA
Caterpillar Inc. : Lowering OurBelow Consensus Ests on 2Q Miss
UNDERWEIGHT1.5000 Q2-07 1.3000 Q3-07 5.4000 FY07 USD * NA NA
CB Richard Ellis Group, Inc. CMG.N10-Aug-07 Michael J.
FoxCB Richard Ellis Group, Inc. : 2Q0710Q Review
OVERWEIGHT 0.6600 Q2-07 0.5400 Q3-07 2.3500 FY07 USD 46.00 28-Mar-06 Jan-08
31-Jul-07 Michael J.Fox
CB Richard Ellis Group, Inc. :Excellent 2Q Results, Mgt Raises 07Guidance
OVERWEIGHT 0.6600 Q2-07 0.5300 Q3-07 2.1200 FY07 USD 46.00 28-Mar-06 Jan-08
26-Jul-07 Michael J.Fox
CB Richard Ellis Group, Inc. : WeExpect Strong Second QuarterResults
OVERWEIGHT 0.4500 Q2-07 0.5300 Q3-07 2.1200 FY07 USD 46.00 28-Mar-06 Jan-08
Cbeyond, Inc. LSI.N3-Aug-07 Jonathan
ChaplinCbeyond, Inc. : Results andGuidance Increase Positive
OVERWEIGHT 0.1000 Q2-07 0.1000 Q3-07 0.3900 FY07 USD * NA NA
1-Aug-07 JonathanChaplin
Cbeyond, Inc. : Second-Quarter2007 Preview - ALERT
OVERWEIGHT 0.0900 Q2-07 0.1000 Q3-07 0.3900 FY07 USD * NA NA
CBL & Associates Properties, Inc. CBL16-Aug-07 Michael
MuellerCBL & Associates Properties :Upgrading to OW; Big valuationdisconnect and Street
OVERWEIGHT0.7400** Q2-07 0.8000** Q3-07 3.4400** FY07 USD * NA NA
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underestimating 08 growth10-Aug-07 Michael
MuellerCBL & Associates Properties : NewJV effectively $1 billion acquisition
NEUTRAL 0.7400** Q2-07 0.8000** Q3-07 3.4400** FY07 USD * NA NA
3-Aug-07 MichaelMueller
CBL & Associates Properties : 2Qhits our number but likely $0.02-0.03below Street; Guidance will be afocal point
NEUTRAL 0.7400** Q2-07 0.8100** Q3-07 3.4500** FY07 USD * NA NA
3-Aug-07 MichaelMueller
CBL & Associates Properties : Postcall follow up/model adjustment
NEUTRAL 0.7400** Q2-07 0.8000** Q3-07 3.4400** FY07 USD * NA NA
19-Jul-07 MichaelMueller
CBL & Associates Properties :Model Adjustment
NEUTRAL 0.7400** Q2-07 0.8100** Q3-07 3.4500** FY07 USD * NA NA
CBRL Group, Inc. CBRL18-Sep-07 Steven Rees CBRL Group Inc : F4Q EPS & F08
Outlook Above Expectations -ALERT
NEUTRAL 1.0000 Q4-07 0.7100 Q1-08 2.4800 FY07 USD * NA NA
5-Sep-07 Steven Rees CBRL Group Inc : AugustRestaurant Comps Show ImprovingTraffic
NEUTRAL 1.0000 Q4-07 0.7100 Q1-08 2.4800 FY07 USD * NA NA
7-Aug-07 Steven Rees CBRL Group Inc : July Comps ShowSigns of Stabilization
NEUTRAL 1.0000 Q4-07 0.7100 Q1-08 2.4800 FY07 USD * NA NA
CBS Corporation CBS6-Sep-07 John
BlackledgeCBS Corp. : Out-of-Home AdvertiserSignStorey Acquired for $71.5m -ALERT
OVERWEIGHT 0.5400 Q2-07 0.4400 Q3-07 1.8500 FY07 USD * NA NA
4-Sep-07 JohnBlackledge
CBS Corp. : New $1.6B Buybackand a Bump Up in Dividend; RaisingEstimates
OVERWEIGHT 0.5400 Q2-07 0.4300 Q3-07 1.8200 FY07 USD * NA NA
31-Jul-07 JohnBlackledge
CBS Corp. : 2Q07 Review: TaxesOffset Lower EBITDA to Drive EPSUpside
OVERWEIGHT 0.5400 Q2-07 0.4300 Q3-07 1.8200 FY07 USD * NA NA
12-Jul-07 JohnBlackledge
CBS Corp. : 2Q07 Preview: ModestExpectations; Potential FurtherAsset Sales and Dividend/ShareBuyback Activity
OVERWEIGHT 0.5300 Q2-07 0.4400 Q3-07 1.8100 FY07 USD * NA NA
Cedar Fair, L.P. FUN1-Aug-07 Dean
GianoukosCedar Fair, L.P. : Above ConsensusQuarter
NEUTRAL 0.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Celestica Inc. CLS27-Jul-07 Thomas Celestica : The push and the pull; UNDERWEIGHT0.0200 Q2-07 0.0500 Q3-07 0.0700 FY07 USD * NA NA
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Page 40 of 225
Dinges Adjusting Estimates
Celgene Corporation CELG17-Sep-07 Geoffrey
MeachamCelgene : Updated Revlimid CLLData Incrementally Better - ALERT
OVERWEIGHT 0.2600 Q2-07 0.2800 Q3-07 1.0600 FY07 USD * NA NA
26-Jul-07 GeoffreyMeacham
Celgene : 2Q EPS, Revlimid andThalomid Beat Expectations -ALERT
OVERWEIGHT 0.2300 Q2-07 0.2600 Q3-07 1.0000 FY07 USD * NA NA
26-Jul-07 GeoffreyMeacham
Celgene : Raising Estimates onStrong 2Q Results
OVERWEIGHT 0.2300 Q2-07 0.2600 Q3-07 1.0000 FY07 USD * NA NA
Cell Genesys, Inc. CEGE8-Aug-07 Richard
SmithCell Genesys Inc. : VITAL Programson Track; 2Q07 Uneventful; Adj. Est.
NEUTRAL -0.4000 Q2-07 -0.4200 Q3-07 -1.3400 FY07 USD * NA NA
10-Jul-07 RichardSmith
Cell Genesys Inc. : Enrollment ofVITAL-1 Complete; Interim Analysisin 1H08 - ALERT
NEUTRAL -0.5100 Q2-07 -0.5100 Q3-07 -1.9900 FY07 USD * NA NA
Cemex S.A. B de C.V. (ADR) CX17-Sep-07 Mike Betts Cemex : Q3 worse than expected,
but encouraging news on potentialdisposals - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 3.0500 FY07 USD 42.00 17-Sep-07 Jun-08
17-Sep-07 Mike Betts Cemex : Reducing EBITDAestimates by 4-6%. Cutting pricetarget by $1 to $42 but retainingOverweight rating
OVERWEIGHT NA Q2-07 NA Q3-07 3.0500 FY07 USD 42.00 17-Sep-07 Jun-08
Centene Corporation CNC24-Jul-07 William
GeorgesCentene : 2QEPS of $0.27 In Linewith Estimates; MLR Improves -ALERT
NEUTRAL 0.2600 Q2-07 0.4200 Q3-07 1.4300 FY07 USD * NA NA
24-Jul-07 WilliamGeorges
Centene : In-line Quarter Beats LowExpectations; MLR Stability KeyGoing Forward
NEUTRAL 0.2600 Q2-07 0.4200 Q3-07 1.4300 FY07 USD * NA NA
Central Garden & Pet Co. CENT17-Sep-07 Dara W.
MohsenianCentral Garden and Pet Company :Maintain Neutral After CENTWithdraws Q4 Guidance AndPostpones Offering
NEUTRAL 0.2200 Q3-07 0.1400 Q4-07 0.6200 FY07 USD * NA NA
13-Aug-07 Dara W.Mohsenian
Central Garden and Pet Company :Adjusting EPS Estimates
NEUTRAL 0.2200 Q3-07 0.1700 Q4-07 0.6400 FY07 USD * NA NA
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9-Aug-07 Dara W.Mohsenian
Central Garden and Pet Company :Lowering EPS After Another WeakQuarter
NEUTRAL 0.2200 Q3-07 0.2000 Q4-07 0.7600 FY07 USD * NA NA
Century Aluminum Company CENX27-Sep-07 Michael
GambardellaCentury Aluminum Company :Investor Trip to Iceland HighlightsGrowth Prospects and StrategicAppeal
OVERWEIGHT 1.8200 Q2-07 1.3700 Q3-07 6.2400 FY07 USD * NA NA
11-Sep-07 MichaelGambardella
Century Aluminum Company :Reducing EPS for Lower AluminumPrices
OVERWEIGHT 1.8200 Q2-07 1.3700 Q3-07 6.2400 FY07 USD * NA NA
25-Jul-07 MichaelGambardella
Century Aluminum Company : The"nimble" aluminum producer -Adjusting EPS
OVERWEIGHT 1.8200 Q2-07 1.4600 Q3-07 6.3300 FY07 USD * NA NA
CenturyTel, Inc. CTL.N2-Aug-07 Jonathan
ChaplinCenturyTel, Inc. : 2Q07 Quick Take- ALERT
UNDERWEIGHT0.6900 Q2-07 0.7900 Q3-07 2.9600 FY07 USD * NA NA
2-Aug-07 JonathanChaplin
CenturyTel, Inc. : Results in Line;Guidance Somewhat Disappointing
UNDERWEIGHT0.7000 Q2-07 0.9000 Q3-07 2.9600 FY07 USD * NA NA
1-Aug-07 JonathanChaplin
CenturyTel, Inc. : Second-Quarter2007 Preview - ALERT
UNDERWEIGHT0.6900 Q2-07 0.7900 Q3-07 2.9600 FY07 USD * NA NA
Cephalon, Inc. CEPH23-Aug-07 Adam
GreeneCephalon, Inc. : Feel Good AboutAmrix Deal
OVERWEIGHT 0.9300 Q2-07 0.8100 Q3-07 3.8200 FY07 USD * NA NA
1-Aug-07 AdamGreene
Cephalon, Inc. : Pain FranchiseDrives Revenue Upside
OVERWEIGHT 0.9300 Q2-07 0.8500 Q3-07 3.8400 FY07 USD * NA NA
Ceridian Corporation CEN27-Jul-07 Tien-Tsin
HuangCeridian Corp : Adjusting Estimatesfor 2Q Results; ST Trade LooksInteresting
NEUTRAL 0.3000 Q2-07 0.3100 Q3-07 1.3600 FY07 USD * NA NA
26-Jul-07 Tien-TsinHuang
Ceridian Corp : 2Q07 First Look:Good Enough Given Pending Sale -ALERT
NEUTRAL 0.3200 Q2-07 0.3100 Q3-07 1.3600 FY07 USD * NA NA
Cerner Corporation CERN25-Jul-07 Lisa Gill Cerner Corp : In-Line 2Q; Hardware
Sales Pressure MarginNEUTRAL 0.3700 Q2-07 0.4000 Q3-07 1.5700 FY07 USD * NA NA
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CF Industries Holdings, Inc. CF1-Aug-07 David Silver CF Industries Holdings, Inc. : Rising
DAP, Raising EstimatesNEUTRAL 2.0600 Q2-07 0.7000 Q3-07 4.1000 FY07 USD * NA NA
Charles River Laboratories CRL8-Aug-07 Tycho
PetersonCharles River Laboratories :Favorable Outsourcing TrendsContinue
NEUTRAL 0.6400 Q2-07 0.6100 Q3-07 2.4900 FY07 USD * NA NA
Charlotte Russe Holding CHIC9-Jul-07 Anna A.
AndreevaCharlotte Russe : DisconnectBetween Valuation andFundamentals; Reiterate OW
OVERWEIGHT 0.4400 Q3-07 0.4900 Q4-07 1.6300 FY07 USD * NA NA
Charming Shoppes, Inc. CHRS31-Aug-07 Christopher
KimCharming Shoppes : Thoughts fromthe Road with Management
NEUTRAL 0.1400 Q2-08 0.1300 Q3-08 0.6200 FY07 USD * NA NA
23-Aug-07 ChristopherKim
Charming Shoppes :Product/Catalog Launches Pivotal to2H EPS
NEUTRAL 0.1400 Q2-08 0.1400 Q3-08 0.6000 FY07 USD * NA NA
Chattem Inc. CHTT11-Jul-07 Dara W.
MohsenianChattem, Inc. : Maintaining Full-YearEPS Despite Q2 Upside
NEUTRAL 0.8100 Q3-07 0.6100 Q4-07 2.9300 FY07 USD * NA NA
Check Point Software Technologies Ltd. CHKP.OQ10-Sep-07 P. Sterling
Auty IICheck Point Software : Federal ITSecurity Spending Looks Good -ALERT
OVERWEIGHT 0.3800 Q2-07 0.3800 Q3-07 1.5300 FY07 USD * NA NA
24-Jul-07 P. SterlingAuty II
Check Point Software : PositionedFor Further Improvements
OVERWEIGHT 0.3500 Q2-07 0.3600 Q3-07 1.4800 FY07 USD * NA NA
17-Jul-07 P. SterlingAuty II
Check Point Software : PointSecApproved for Large DoDOpportunity - ALERT
OVERWEIGHT 0.3500 Q2-07 0.3600 Q3-07 1.4800 FY07 USD * NA NA
CheckFree Corporation CKFR30-Jul-07 Tien-Tsin
HuangCheckFree : Correcting Estimates OVERWEIGHT 0.4600 Q4-07 0.4900 Q1-08 1.8200 FY07 USD * NA NA
19-Jul-07 Tien-TsinHuang
CheckFree : BofA Bill Pay DataLooks Okay - ALERT
OVERWEIGHT 0.4600 Q4-07 0.4900 Q1-08 1.8200 FY07 USD * NA NA
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Chemed Corporation CHE3-Aug-07 Dawn Brock Chemed Corporation : Market
Creates Great Buying OpportunityOVERWEIGHT 0.7700 Q2-07 0.7900 Q3-07 3.2000 FY07 USD * NA NA
2-Aug-07 Dawn Brock Chemed Corporation : AnotherStrong Quarter: $0.07 Beat;Reiterate OW
OVERWEIGHT 0.7900 Q2-07 0.7900 Q3-07 3.2000 FY07 USD * NA NA
24-Jul-07 Dawn Brock Chemed Corporation : A "Lifeline" inHospice; Great Cash Flow inPlumbing; Initiating with anOverweight Rating
OVERWEIGHT 0.7300 Q2-07 0.7700 Q3-07 3.1200 FY07 USD * NA NA
Chesapeake Energy Corporation CHK23-Aug-07 Joseph D.
AllmanChesapeake Energy : UpdatingModel For 2Q Results
OVERWEIGHT 0.7100 Q2-07 NA Q3-07 3.0900 FY07 USD * NA NA
Chevron Corporation CVX27-Jul-07 KATHERINE
LUCASChevron Corp : 2Q07 results in line,upstream solid - ALERT
NEUTRAL 2.2700 Q2-07 2.1900 Q3-07 8.1800 FY07 USD * NA NA
11-Jul-07 KATHERINELUCAS
Chevron Corp : 2Q07 interim updatehints at solid upstream performance- ALERT
NEUTRAL 2.1200 Q2-07 2.2100 Q3-07 8.0800 FY07 USD * NA NA
Chicago Bridge & Iron Company N.V. CBI28-Aug-07 Scott Levine Chicago Bridge & Iron Co. NV :
Lummus Deal CompellingStrategically, Financially
OVERWEIGHT 0.2700 Q2-07 0.4500 Q3-07 1.6000 FY07 USD * NA NA
2-Aug-07 Scott Levine Chicago Bridge & Iron Co. NV :Outlook Intact Despite Q2 Charges;Adjusting Ests.
OVERWEIGHT 0.2700 Q2-07 0.4300 Q3-07 1.6500 FY07 USD * NA NA
1-Aug-07 Scott Levine Chicago Bridge & Iron Co. NV : Q2Misses on Labor Cost Escalation;Guidance Raise Affirms StrongEnd-Markets - ALERT
OVERWEIGHT 0.3900 Q2-07 0.4300 Q3-07 1.6500 FY07 USD * NA NA
Chico's FAS, Inc. CHS.N10-Aug-07 Brian J.
TunickSpecialty Retailing : EPS RevisionsPost Retail Sales; ANN, BEBE, CHS
NEUTRAL 0.3000 Q2-08 0.2700 Q3-08 1.0400 FY07 USD * NA NA
Children's Place Retail Stores, Inc. PLCE24-Aug-07 Brian J.
TunickThe Children's Place : MoreNegative Surprises; CuttingEstimates Again
NEUTRAL -0.9300 Q2-08 1.2200 Q3-08 2.5200 FY07 USD * NA NA
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10-Jul-07 Brian J.Tunick
The Children's Place : Trend is NotYour Friend; Slashing EPS Est.
NEUTRAL -0.5800 Q2-08 1.4300 Q3-08 3.3800 FY07 USD * NA NA
China Finance Online Co. (ADR) JRJC25-Sep-07 Dick Wei China Finance Online : Raises 3Q07
revenue guidance; issues '08guidance - ALERT
OVERWEIGHT 0.0800 Q2-07 0.1100 Q3-07 0.3500 FY07 USD 29.00 21-Sep-07 Dec-08
Chipotle Mexican Grill, Inc. CMG1-Aug-07 Steven Rees Chipotle Mexican Grill, Inc. : Strong
2Q Sales, Lower Costs DriveEarnings Beat; Raising Estimates
NEUTRAL 0.6000 Q2-07 0.4700 Q3-07 1.7700 FY07 USD * NA NA
Choice Hotels International, Inc. CHH19-Sep-07 Harry C.
CurtisChoice Hotels International :Stepping-Up The Share RepurchasePace In 3Q
NEUTRAL 0.4300 Q2-07 0.5400 Q3-07 1.6500 FY07 USD * NA NA
26-Jul-07 Harry C.Curtis
Choice Hotels International : 2HConsistent With Peers.
NEUTRAL 0.4300 Q2-07 0.5600 Q3-07 1.6400 FY07 USD * NA NA
25-Jul-07 Harry C.Curtis
Choice Hotels International : Strong2Q Results; 2H Lowered By $0.01.
NEUTRAL 0.4300 Q2-07 0.5600 Q3-07 1.6400 FY07 USD * NA NA
ChoicePoint Inc. CPS26-Jul-07 Fred W.
SearbyChoicePoint Inc. : Steady Progressto Strengthen Business
OVERWEIGHT 0.4400 Q2-07 0.4700 Q3-07 1.8500 FY07 USD * NA NA
Christopher & Banks Corporation CBK28-Sep-07 Christopher
KimChristopher & Banks Corp. :Running a Tighter Ship; TrendsEncouraging
OVERWEIGHT 0.0900 Q2-08 0.2200 Q3-08 0.7500 FY07 USD * NA NA
Chunghwa Telecom 2412.TW10-Sep-07 Jimmy
CheongChunghwa Telecom Co., Ltd :August sales up 2% y/y - ALERT
NEUTRAL 1.1727 Q2-07 NA Q3-07 4.5700 FY07 TWD 59.00 10-Sep-07 Jun-08
30-Aug-07 JimmyCheong
Chunghwa Telecom Co., Ltd : Solid1H07 result driven by good costcontrol
NEUTRAL 1.1727 Q2-07 NA Q3-07 3.9636 FY07 TWD 64.00 1-Feb-07 Jun-08
Ciena Corporation CIEN31-Aug-07 Ehud A.
Gelblum PhCIENA Corp : FQ307 Wrap: StrongQuarter, Solid Guidance - Next Stop
OVERWEIGHT 0.4100 Q3-07 0.3300 Q4-07 1.1200 FY07 USD * NA NA
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D 15% Op Margins; Raising Ests30-Aug-07 Ehud A.
Gelblum PhD
CIENA Corp : FQ307 Quick Take:Very Strong Gross Margin DrivesHefty EPS Beat; Reit OW - ALERT
OVERWEIGHT 0.3200 Q3-07 0.3300 Q4-07 1.1200 FY07 USD * NA NA
CIGNA Corporation CI2-Aug-07 William
GeorgesCigna : Strong 2Q Results Cloudedby Broader Market Concerns;Raising Estimates
NEUTRAL 0.9600 Q2-07 0.8900 Q3-07 3.5600 FY07 USD * NA NA
30-Jul-07 WilliamGeorges
Cigna : Second Quarter Preview:Expect Solid 2Q Results
NEUTRAL 0.8600 Q2-07 0.8900 Q3-07 3.5600 FY07 USD * NA NA
Cincinnati Bell Inc. CBB.N18-Sep-07 Jonathan
ChaplinCincinnati Bell, Inc. : Comments atGoldman Conference Support OurThesis - ALERT
OVERWEIGHT 0.0800 Q2-07 0.0800 Q3-07 0.3200 FY07 USD 6.00 13-Sep-07 Mar-08
13-Sep-07 JonathanChaplin
Cincinnati Bell, Inc. : Taking UpEstimates Following MgmtMeetings; Adding to JPM Focus Listwith $6 March 08 Price Target
OVERWEIGHT 0.0800 Q2-07 0.0800 Q3-07 0.3100 FY07 USD 6.00 13-Sep-07 Mar-08
3-Aug-07 JonathanChaplin
Cincinnati Bell, Inc. : 2Q07 ResultsUnderscore Positive InvestmentThesis
OVERWEIGHT 0.0800 Q2-07 0.0800 Q3-07 0.3100 FY07 USD * NA NA
2-Aug-07 JonathanChaplin
Cincinnati Bell, Inc. : 2Q07 QuickTake - ALERT
OVERWEIGHT 0.0900 Q2-07 0.0800 Q3-07 0.3200 FY07 USD * NA NA
1-Aug-07 JonathanChaplin
Cincinnati Bell, Inc. :Second-Quarter 2007 Preview -ALERT
OVERWEIGHT 0.0900 Q2-07 0.0800 Q3-07 0.3200 FY07 USD * NA NA
Cinemark Holdings, Inc. CNK20-Sep-07 Barton
CrockettCinemark, Inc. : Under-AppreciatedMargin and Dividend Story; Initiateat Overweight
OVERWEIGHT 0.1500 Q2-07 0.0000 Q3-07 1.6200 FY07 USD * NA NA
Cintas Corporation CTAS1-Aug-07 Michael J.
FoxCintas Corp. : FY2007 10K Review OVERWEIGHT 0.6200 Q4-08 NA Q1-09 2.2400 FY07 USD * NA NA
19-Jul-07 Michael J.Fox
Cintas Corp. : F4Q07 EPS AboveExpectations, Solid Results
OVERWEIGHT NA Q4-08 NA Q1-09 2.3100 FY07 USD * NA NA
Circuit City Stores, Inc. CC21-Sep-07 Stephen Circuit City Stores : Batteries Still OVERWEIGHT -0.3800 Q2-08 0.1400 Q3-08 0.4400 FY07 USD * NA NA
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Chick Required: High Risk/High Return;Overweight - Q208 Review
Cisco Systems, Inc. CSCO6-Sep-07 Ehud A.
Gelblum PhD
Cisco Systems : It's All AboutCollaboration and Video; Reit OW
OVERWEIGHT 0.4300 Q4-08 0.4300 Q1-09 1.5600 FY07 USD * NA NA
8-Aug-07 Ehud A.Gelblum PhD
Cisco Systems : FQ407 Wrap:Penny Beat Trumped by New12-17% LT Annual Revenue GrowthGuidance; Reit OW
OVERWEIGHT 0.4200 Q4-08 0.4300 Q1-09 1.5600 FY07 USD * NA NA
8-Aug-07 Ehud A.Gelblum PhD
Cisco Systems : FQ407 Wrap:Penny Beat Trumped by New12-17% LT Annual Revenue GrowthGuidance; Reit OW
OVERWEIGHT 0.4200 Q4-08 0.4300 Q1-09 1.5600 FY07 USD * NA NA
6-Aug-07 Ehud A.Gelblum PhD
Cisco Systems : FQ407 Preview:Expecting a Strong Quarter, andRevenue Growth Guidance of 15%+for FY08
OVERWEIGHT 0.3500 Q4-07 0.3700 Q1-08 1.3300 FY07 USD * NA NA
CIT Group Inc. CIT16-Jul-07 George A.
SaccoCIT Group : Adjusting EPS Ests. forPortfolio Purchases and Higher FeeIncome; Credit Quality Likely toWeaken
NEUTRAL NA Q2-07 NA Q3-07 5.2500 FY07 USD * NA NA
Citi Trends, Inc. CTRN28-Sep-07 Evren
KopelmanCiti Trends, Inc. : Highlights FromMeetings With Management
NEUTRAL 0.0700 Q2-08 0.1900 Q3-08 1.3500 FY07 USD * NA NA
9-Aug-07 EvrenKopelman
Citi Trends, Inc. : Off Price GonnaBe on Sale; Slashing Estimates
NEUTRAL 0.1500 Q2-08 0.2700 Q3-08 1.6000 FY07 USD * NA NA
Citigroup Inc. C11-Sep-07 Vivek Juneja Citigroup Inc. : CP Mkt Slight Ebb,
Growing B/S, Subprime FalloutOVERWEIGHT 1.1800 Q2-07 NA Q3-07 4.5900 FY07 USD * NA NA
4-Sep-07 Vivek Juneja Citigroup Inc. : Subprime OptionExercised - Opportunistic Purchaseof Ameriquest Assets - ALERT
OVERWEIGHT 1.1800 Q2-07 NA Q3-07 4.5900 FY07 USD * NA NA
9-Aug-07 Vivek Juneja Citigroup Inc. : Further Home EqWeakness in 3Q - 10Q
OVERWEIGHT 1.1800 Q2-07 NA Q3-07 4.5900 FY07 USD * NA NA
23-Jul-07 Vivek Juneja Citigroup Inc. : 2Q: Intl Mkts, CreditQuality Key, Consumer Weak
OVERWEIGHT 1.1800 Q2-07 1.1400 Q3-07 4.4900 FY07 USD * NA NA
19-Jul-07 Vivek Juneja Citigroup Inc. : 10% Chile Bank OVERWEIGHT 1.1400 Q2-07 1.1500 Q3-07 4.4900 FY07 USD * NA NA
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Stake, Complex Struc, Mgmt Ctrl?5-Jul-07 Vivek Juneja Citigroup Inc. : Raising Estimates for
Better Growth in GWM, Inv. BkgGlobally
OVERWEIGHT NA Q2-07 NA Q3-07 4.4700 FY07 USD * NA NA
Citizens Communications CZN.N1-Aug-07 Jonathan
ChaplinCitizens Communications : 2Q07Quick Take - ALERT
NEUTRAL 0.1800 Q2-07 0.1800 Q3-07 0.6800 FY07 USD * NA NA
Citrix Systems, Inc. CTXS11-Sep-07 Adam Holt Citrix Systems, Inc. : Citrix Gets
Back on File, Publishing RestatedModel
OVERWEIGHT 0.4000 Q2-07 0.3800 Q3-07 1.5600 FY07 USD * NA NA
15-Aug-07 Adam Holt Citrix Systems, Inc. : Citrix DoublesDown on Virtualization
OVERWEIGHT 0.3700 Q2-07 0.3800 Q3-07 1.5600 FY07 USD * NA NA
19-Jul-07 Adam Holt Citrix Systems, Inc. : ApplicationVirtualization Breaks Out in StrongQ2
OVERWEIGHT 0.3700 Q2-07 0.3800 Q3-07 1.5700 FY07 USD * NA NA
18-Jul-07 Adam Holt Citrix Systems, Inc. : SurprisinglyStrong Q2 Sets Stage for SecondHalf - ALERT
OVERWEIGHT 0.3700 Q2-07 0.3800 Q3-07 1.5700 FY07 USD * NA NA
10-Jul-07 Adam Holt Citrix Systems, Inc. : Transitional Q2- Last Hurdle to Second Half Story
OVERWEIGHT 0.3700 Q2-07 0.3800 Q3-07 1.5700 FY07 USD * NA NA
2-Jul-07 Adam Holt Citrix Systems, Inc. : Preliminary Q2Channel Work Points to PotentialNetScaler Weakness
OVERWEIGHT 0.3700 Q2-07 0.3800 Q3-07 1.5700 FY07 USD * NA NA
CKE Restaurants, Inc. CKR22-Aug-07 Steven Rees CKE Restaurants : Better Hardee's
Comps, Offset By Lower Carl's Jr.;Lowering Est's Based on CostPressures
NEUTRAL 0.2400 Q2-08 0.2000 Q3-08 0.8600 FY07 USD * NA NA
24-Jul-07 Steven Rees CKE Restaurants : P6 Sales In LineWith Expectations: Carl's SlightlyAbove, Hardee's Slightly Below;Operating Cost Pressures Persist
NEUTRAL 0.2400 Q2-08 0.2000 Q3-08 0.8600 FY07 USD * NA NA
23-Jul-07 Steven Rees CKE Restaurants : Significant L-TPotential, But N-T Margin ConcernsWarrant Neutral Rating
NEUTRAL 0.2400 Q2-08 0.2000 Q3-08 0.8600 FY07 USD * NA NA
Clear Channel Communications, Inc. CCU25-Sep-07 John
BlackledgeClear Channel Communications :Shareholders Approve Takeover
NEUTRAL 0.4200 Q2-07 0.3800 Q3-07 1.4100 FY07 USD * NA NA
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Deal at $39.20 - ALERT27-Jul-07 John
BlackledgeClear Channel Communications :2Q07 First Glance: Radio andDomestic Outdoor Drive ResultsAhead of Expectations - ALERT
NEUTRAL 0.4200 Q2-07 0.3700 Q3-07 1.4100 FY07 USD * NA NA
27-Jul-07 JohnBlackledge
Clear Channel Outdoor : StrongDomestic Growth Offset in Part byDecline in Int'l Margins Drives 2QUpside
NEUTRAL 0.1900 Q4-07 0.1300 Q4-07 0.5500 FY07 USD * NA NA
Clearwire Corporation CLWR7-Aug-07 Thomas J.
LeeClearwire : Strong 2Q. Core marketsdemonstrating impressive scale.
OVERWEIGHT -0.6300 Q2-07 -0.4000 Q3-07 -1.8800 FY07 USD * NA NA
7-Aug-07 Thomas J.Lee
Clearwire : Weakness franklyconfounding. Needless worrypost-2Q. Buy on weakness. -ALERT
OVERWEIGHT -0.6300 Q2-07 -0.4000 Q3-07 -1.8800 FY07 USD * NA NA
6-Aug-07 Thomas J.Lee
Clearwire : No reason for the stockto be pummeled in front of 2Q. BuyBuy Buy - ALERT
OVERWEIGHT -0.3200 Q2-07 -0.4000 Q3-07 -1.8800 FY07 USD * NA NA
6-Aug-07 Thomas J.Lee
Clearwire : 2Q07 1st take: Strongnet adds. 14 mkts EBITDA positive.Positive - ALERT
OVERWEIGHT -0.3200 Q2-07 -0.4000 Q3-07 -1.8800 FY07 USD * NA NA
2-Jul-07 Thomas J.Lee
Clearwire : Mgmt meetings affirmstronger visibility. Upside of VOIP,Laptop Cards, Dish/DIRECTV.
OVERWEIGHT -0.3200 Q2-07 -0.4000 Q3-07 -1.8800 FY07 USD * NA NA
CME Group Inc. CETV2-Aug-07 Cesar Tiron CME : Strong Quarter, Strong
Outlook for 2007 - ALERTOVERWEIGHT NA Q2-07 NA Q3-07 2.0200 FY07 USD * NA NA
CMS Energy Corporation CMS20-Sep-07 Andrew
SmithCMS Energy Corp : Analyst DayIllustrates Growth Opportunities andFinancial Flexibility
OVERWEIGHT 0.0800 Q2-07 NA Q3-07 0.8500 FY07 USD 23.00 3-May-07 May-08
18-Sep-07 AndrewSmith
CMS Energy Corp : StaffRecommends No Partial InterimRate Relief; Limited Bearing onFinal Outcome - Neutral - ALERT -Corrected Alert supersedes anyprevious - ALERT
OVERWEIGHT 0.0800 Q2-07 NA Q3-07 0.8500 FY07 USD 23.00 3-May-07 May-08
24-Aug-07 AndrewSmith
CMS Energy Corp : ContinuedUnderperformance of SharesUnwarranted - Reiterating
OVERWEIGHT 0.0800 Q2-07 NA Q3-07 0.8500 FY07 USD 23.00 3-May-07 May-08
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Page 49 of 225
Investment Case7-Aug-07 Andrew
SmithCMS Energy Corp : ProposedSettlement in Gas Rate CaseRemoves Uncertainty - Positive -ALERT
OVERWEIGHT 0.0800 Q2-07 NA Q3-07 0.8500 FY07 USD 23.00 3-May-07 May-08
20-Jul-07 AndrewSmith
CMS Energy Corp : Staff TestimonySets a Likely Floor in Gas RateCase; Positive for Stock; Reit OW -ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 0.8500 FY07 USD 23.00 3-May-07 May-08
CNET Networks, Inc. CNET27-Jul-07 Imran Khan CNET Networks : 2Q US Growth
Disappoints, Adjusting Est.NEUTRAL -0.0100 Q2-07 0.0300 Q3-07 1.3600 FY07 USD * NA NA
CNH Global N.V. (ADR) CNH23-Jul-07 Stephen
VolkmannCFA
CNH Global : Strong 2Q Driven byAg, FY07 Guidance Raised - ALERT
NEUTRAL 0.9900 Q2-07 0.4400 Q3-07 2.3000 FY07 USD * NA NA
Coach, Inc. COH6-Aug-07 Brian J.
TunickCoach, Inc : Safer Play in ChoppyRetail Tape; Raising Est.
NEUTRAL 0.4900 Q4-08 NA Q1-09 2.0500 FY07 USD * NA NA
Coca-Cola Enterprises Inc. CCE26-Jul-07 John
FaucherCoca-Cola Enterprises : A Good Q2Result For CCE - ALERT
NEUTRAL 0.5400 Q2-07 0.4300 Q3-07 1.2500 FY07 USD * NA NA
26-Jul-07 JohnFaucher
Coca-Cola Enterprises : Saying AllThe Right Things
NEUTRAL 0.5400 Q2-07 0.4300 Q3-07 1.2500 FY07 USD * NA NA
25-Jul-07 JohnFaucher
Coca-Cola Enterprises : ReadingThe Print: What To Look For InCCE's Q2
NEUTRAL 0.5400 Q2-07 0.4300 Q3-07 1.2500 FY07 USD * NA NA
Coeur d'Alene Mines Corporation CDE8-Aug-07 John Bridges Coeur d'Alene : Quick Q2'07: Cerro
Bayo weak this quarter, butprogress continues with the vitalPalmarejo purchase - ALERT
NEUTRAL 0.0700 Q2-07 0.0700 Q3-07 0.2700 FY07 USD * NA NA
8-Aug-07 John Bridges Coeur d'Alene : Wrap Q2'07: Stockbasing?
NEUTRAL 0.0700 Q2-07 0.0700 Q3-07 0.2700 FY07 USD * NA NA
Cogent, Inc. COGT10-Sep-07 Paul Coster Cogent Systems : Northrop NEUTRAL 0.1100 Q2-07 0.0800 Q3-07 0.3600 FY07 USD * NA NA
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Page 50 of 225
Grumman Settles Lawsuit for $60m- ALERT
2-Aug-07 Paul Coster Cogent Systems : 2Q07 ResultsBeat, Guidance Raised; Adj. Ests
NEUTRAL 0.1100 Q2-07 0.0900 Q3-07 0.3300 FY07 USD * NA NA
Cognizant Technology Solutions Corp. CTSH17-Sep-07 Christine
PezinoCognizant Technology Solutions :Announces Share Buyback andStock Split - POSITIVE
OVERWEIGHT 0.5400 Q2-07 0.5800 Q3-07 2.2300 FY07 USD 100.00 12-Jul-07 Jan-08
2-Aug-07 ChristinePezino
Cognizant Technology Solutions :Another Buying OpportunityPresents Itself, May be the Last,Reiterate OW
OVERWEIGHT 0.5400 Q2-07 0.5700 Q3-07 2.2000 FY07 USD 100.00 12-Jul-07 Jan-08
31-Jul-07 ChristinePezino
Cognizant Technology Solutions :Q207 Results Preview: WellPositioned to OutperformExpectations
OVERWEIGHT 0.5300 Q2-07 0.5700 Q3-07 2.2000 FY07 USD 100.00 12-Jul-07 Jan-08
12-Jul-07 ChristinePezino
Cognizant Technology Solutions :Poised for SeasonalOutperformance; Adding to FocusList, Setting $100 Price Target
OVERWEIGHT 0.5300 Q2-07 0.5700 Q3-07 2.2000 FY07 USD 100.00 12-Jul-07 Jan-08
Cognos Incorporated COGN28-Sep-07 Adam Holt Cognos : License Set to Accelerate,
Strong CAD Trips EPS OutlookOVERWEIGHT 0.4000 Q2-08 0.5300 Q3-08 2.0500 FY07 USD * NA NA
27-Sep-07 Adam Holt Cognos : Solid Q2, EPS GuidanceLooks Conservative
OVERWEIGHT 0.3700 Q2-08 0.5300 Q3-08 2.0500 FY07 USD * NA NA
6-Sep-07 Adam Holt Cognos : Risk-RewardFavorable--Upgrading to Overweight
OVERWEIGHT 0.3700 Q2-08 0.5300 Q3-08 2.0500 FY07 USD * NA NA
5-Sep-07 Adam Holt Cognos : Cognos StrengthensPerformance Mgmt. Positioning
NEUTRAL 0.3700 Q2-08 0.5300 Q3-08 2.0500 FY07 USD * NA NA
Coinstar, Inc. CSTR6-Aug-07 Amir J.
MarkowitzCoinstar Inc. : Inline Quarter,Remain Neutral. Adj Estimates
NEUTRAL 0.1200 Q2-07 0.1700 Q3-07 0.5400 FY07 USD * NA NA
Coldwater Creek Inc. CWTR30-Aug-07 Christopher
KimColdwater Creek Inc. : JustLowering the Bar or 2H Really ThatBleak?
OVERWEIGHT 0.0900 Q2-08 0.2000 Q3-08 0.7200 FY07 USD * NA NA
Coley Pharmaceutical Group, Inc. COLY
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3-Aug-07 RichardSmith
Coley Pharmaceutical Group :PF'676 still in the clinic; Buildingearly stage pipeline; Adj Est.
NEUTRAL -0.5300 Q2-07 -0.0700 Q3-07 -0.7000 FY07 USD * NA NA
Colgate-Palmolive Company CL26-Jul-07 John
FaucherColgate-Palmolive : NothingCounterfeit About These Results
OVERWEIGHT 0.8400 Q2-07 0.8300 Q3-07 3.3000 FY07 USD * NA NA
25-Jul-07 JohnFaucher
Colgate-Palmolive : CL PostsAnother High Quality Quarter -ALERT
OVERWEIGHT 0.8400 Q2-07 0.8300 Q3-07 3.3000 FY07 USD * NA NA
24-Jul-07 JohnFaucher
Colgate-Palmolive : Expect AnotherStrong Quarter for CL
OVERWEIGHT 0.8400 Q2-07 0.8300 Q3-07 3.3000 FY07 USD * NA NA
24-Jul-07 JohnFaucher
Colgate-Palmolive : Reading ThePrint: What To Look For In CL's Q2
OVERWEIGHT 0.8400 Q2-07 0.8300 Q3-07 3.3000 FY07 USD * NA NA
16-Jul-07 JohnFaucher
Colgate-Palmolive : CompensationData For New CEO Keeps The BarAt Current Levels - ALERT
OVERWEIGHT 0.8400 Q2-07 0.8300 Q3-07 3.3000 FY07 USD * NA NA
Collective Brands Inc. PSS30-Aug-07 Robert
SamuelsCollective Brands Inc : Longer-TermThesis Intact; Adj. Ests.
OVERWEIGHT 0.4300 Q2-08 0.4600 Q3-08 1.7000 FY07 USD * NA NA
Comerica Incorporated CMA18-Jul-07 Steven
AlexopoulosComerica, Incorporated : 2Q07Post-Call Comments; 2Q ResultsUnderscore Headwinds FacingCMA, Maintain Neutral
NEUTRAL 1.2200 Q2-07 1.2500 Q3-07 4.9500 FY07 USD * NA NA
Commerce Bancorp, Inc. CBH24-Jul-07 Steven
AlexopoulosCommerce Bancorp Inc. : 2Q07First Look; CBH Beats the Street,but Period End Deposit GrowthStalls - ALERT
NEUTRAL 0.4200 Q2-07 0.4300 Q3-07 1.6900 FY07 USD * NA NA
24-Jul-07 StevenAlexopoulos
Commerce Bancorp Inc. : 2Q07Review: Strong Second QuarterShowing Out of CBH, but MaintainNeutral on Steep Valuation
NEUTRAL 0.4200 Q2-07 0.4300 Q3-07 1.6900 FY07 USD * NA NA
Commercial Vehicle Group, Inc. CVGI26-Jul-07 Stephen
VolkmannCFA
Commercial Vehicle Group : 2QMiss on Weaker Volumes and EndMarket Mix; Lowering Estimates.
NEUTRAL 0.0148 Q2-07 0.3000 Q3-07 0.4000 FY07 USD * NA NA
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Community Health Systems CYH1-Aug-07 Andreas
DirnaglCommunity Health : CYH: Settingthe Stage, Raising Estimates for TRIAcquisition
OVERWEIGHT 0.5700 Q2-07 0.5500 Q3-07 2.3400 FY07 USD * NA NA
30-Jul-07 AndreasDirnagl
Community Health : CYH: 2Q07 HitsStreet Expectations - ALERT
OVERWEIGHT 0.5700 Q2-07 0.5500 Q3-07 2.3400 FY07 USD * NA NA
CommVault Systems, Inc. CVLT26-Sep-07 Aaron M.
SchwartzCommVault Systems : Patience WillBe Rewarded; Simpana Update
OVERWEIGHT 0.1100 Q1-08 0.1200 Q2-08 0.5700 FY07 USD * NA NA
3-Aug-07 Aaron M.Schwartz
CommVault Systems : CVLTNavigates Through Q1, Simpana Isthe Next Phase
OVERWEIGHT 0.1100 Q1-08 0.1300 Q2-08 0.5700 FY07 USD * NA NA
1-Aug-07 Aaron M.Schwartz
CommVault Systems : Q1 Preview:We Continue to Like the Model for2H
OVERWEIGHT 0.0700 Q1-08 0.0900 Q2-08 0.4200 FY07 USD * NA NA
9-Jul-07 Aaron M.Schwartz
CommVault Systems : v7.0 ReleaseIs Official; We Look for Upside in2H08
OVERWEIGHT 0.0700 Q1-08 0.0900 Q2-08 0.4200 FY07 USD * NA NA
3-Jul-07 Aaron M.Schwartz
CommVault Systems : Mid-July v7.0Product Launch Could Provide 2H08Upside
OVERWEIGHT 0.0700 Q1-08 0.0900 Q2-08 0.4200 FY07 USD * NA NA
Compass Minerals International, Inc. CMP13-Aug-07 David Silver Compass Minerals International, Inc.
: We Raise our Rating to OverweightOVERWEIGHT -0.1000 Q2-07 0.0700 Q3-07 1.8500 FY07 USD * NA NA
31-Jul-07 David Silver Compass Minerals International, Inc.: Financial Flexibility Rising
NEUTRAL -0.1000 Q2-07 0.0800 Q3-07 1.8000 FY07 USD * NA NA
Computer Sciences Corporation CSC22-Aug-07 Tien-Tsin
HuangComputer Sciences : Updating forAcq; Publishing 2009 Estimates
NEUTRAL 0.7400 Q1-08 0.8500 Q2-08 4.1400 FY07 USD * NA NA
2-Jul-07 Tien-TsinHuang
Computer Sciences : F1Q08Bookings: Another Solid SigningsQuarter - ALERT
NEUTRAL 0.7400 Q1-08 0.8500 Q2-08 4.1400 FY07 USD * NA NA
Compuware Corporation CPWR16-Aug-07 Aaron M.
SchwartzCompuware : Stock RepurchaseActivity to Slow, Adjusting Estimates
NEUTRAL 0.0400 Q1-08 0.0900 Q2-08 0.4800 FY07 USD * NA NA
27-Jul-07 Aaron M.Schwartz
Compuware : Q108 Inline WithPreliminary Results, FurtherRestructuring Expected
NEUTRAL 0.0400 Q1-08 0.1000 Q2-08 0.5400 FY07 USD * NA NA
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11-Jul-07 Aaron M.Schwartz
Compuware : Q108 Miss PromptsFurther Change; Improvements WillTake Time; Adjusting Estimates
NEUTRAL 0.0400 Q1-08 0.1000 Q2-08 0.5400 FY07 USD * NA NA
Comverse Technology, Inc. CMVT11-Sep-07 P. Sterling
Auty IIComverse Technology : ProfitabilityShows Big Improvement
OVERWEIGHT 0.1400 Q2-06 0.1700 Q3-06 0.6200 FY07 USD * NA NA
10-Sep-07 P. SterlingAuty II
Comverse Technology : What toFocus on in Tonight's Earnings -ALERT
OVERWEIGHT 0.1400 Q2-06 0.1700 Q3-06 0.6200 FY07 USD * NA NA
22-Aug-07 P. SterlingAuty II
Comverse Technology : Closer Lookat Segments
OVERWEIGHT 0.1400 Q2-06 0.1700 Q3-06 0.6200 FY07 USD * NA NA
ConAgra Foods, Inc. CAG21-Sep-07 Pablo E.
ZuanicConAgra Foods : On the Impact ofthe Peanut Butter Recall
UNDERWEIGHT0.3100 Q4-08 NA Q1-09 1.4300 FY07 USD * NA NA
20-Sep-07 Pablo E.Zuanic
ConAgra Foods : Quick Take on1Q08
UNDERWEIGHT0.3300 Q4-08 NA Q1-09 1.4800 FY07 USD * NA NA
20-Sep-07 Pablo E.Zuanic
ConAgra Foods : Cutting EstimatesFor The Next 3 Quarters
UNDERWEIGHT0.3300 Q4-08 NA Q1-09 1.4800 FY07 USD * NA NA
7-Sep-07 Pablo E.Zuanic
ConAgra Foods : Touching UpEstimates, Remain UW
UNDERWEIGHT0.3800 Q4-08 0.3500 Q1-09 1.6100 FY07 USD * NA NA
ConocoPhillips COP25-Jul-07 KATHERINE
LUCASConocoPhillips : 2Q07 EarningsBeat on Downstream, Lukoil -ALERT
NEUTRAL 2.6300 Q2-07 2.5700 Q3-07 9.3500 FY07 USD * NA NA
9-Jul-07 KATHERINELUCAS
ConocoPhillips : Additional $13b inshare repurchases represents 10%of current market cap - ALERT
NEUTRAL 2.2300 Q2-07 2.5000 Q3-07 8.8200 FY07 USD * NA NA
3-Jul-07 KATHERINELUCAS
ConocoPhillips : 2Q07 interimhighlights downstream strength, butcautions on full margin capture -ALERT
NEUTRAL 2.2300 Q2-07 2.5000 Q3-07 8.8200 FY07 USD * NA NA
Conseco, Inc. CNO7-Aug-07 Jimmy
BhullarConseco, Inc. : Charges MarResults; Outlook Remains Cautious
NEUTRAL 0.3400 Q2-07 0.3600 Q3-07 1.2200 FY07 USD * NA NA
CONSOL Energy Inc. CNX10-Jul-07 John Bridges CONSOL Energy : Buchanan's
rockfall stock reaction overdone -NEUTRAL 0.7900 Q2-07 0.6000 Q3-07 2.5900 FY07 USD * NA NA
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ALERT
Consolidated Communications Holdings Inc CNSL.OQ9-Aug-07 Jonathan
ChaplinConsolidated Communications :2Q07 Quick Take - ALERT
OVERWEIGHT 0.1700 Q2-07 0.1700 Q3-07 0.6800 FY07 USD * NA NA
9-Aug-07 JonathanChaplin
Consolidated Communications :Solid Results; Thesis on Track;Reiterate Overweight
OVERWEIGHT 0.1700 Q2-07 0.1700 Q3-07 0.6800 FY07 USD * NA NA
8-Aug-07 JonathanChaplin
Consolidated Communications :2Q07 Preview - ALERT
OVERWEIGHT 0.1700 Q2-07 0.1700 Q3-07 0.6800 FY07 USD * NA NA
3-Jul-07 JonathanChaplin
Consolidated Communications :Acquisition of North Pittsburgh isPositive
OVERWEIGHT 0.1700 Q2-07 0.1800 Q3-07 0.6900 FY07 USD * NA NA
2-Jul-07 JonathanChaplin
Consolidated Communications :CNSL Acquires North Pittsburgh -ALERT
OVERWEIGHT 0.1700 Q2-07 0.1800 Q3-07 0.6900 FY07 USD * NA NA
Consolidated Edison, Inc. ED2-Aug-07 Andrew
SmithConsolidated Edison : 2Q07 Resultsabout in Line - Neutral for Stock -ALERT
NEUTRAL 0.5500 Q2-07 NA Q3-07 3.2000 FY07 USD * NA NA
19-Jul-07 AndrewSmith
Consolidated Edison : RecommendBuying on Weakness - ALERT
NEUTRAL NA Q2-07 NA Q3-07 3.2000 FY07 USD * NA NA
Constellation Brands, Inc. STZ.N24-Sep-07 Dara W.
MohsenianConstellation Brands : Solid NielsenWine Industry Results
NEUTRAL 0.3200 Q2-08 0.5600 Q3-08 1.4000 FY07 USD * NA NA
6-Jul-07 Dara W.Mohsenian
Constellation Brands : Raising FYEPS After Q1 Upside
NEUTRAL 0.3500 Q2-08 0.5700 Q3-08 1.3700 FY07 USD * NA NA
2-Jul-07 Dara W.Mohsenian
Constellation Brands : SlightDeceleration in Nielsen WineResults
NEUTRAL 0.3500 Q2-08 0.5700 Q3-08 1.3700 FY07 USD * NA NA
Constellation Energy Group, Inc. CEG27-Jul-07 Andrew
SmithConstellation Energy Group : 2QEPS Ahead of Ests and GuidanceReaffirmed - ALERT
NEUTRAL 0.7500 Q2-07 NA Q3-07 4.5500 FY07 USD * NA NA
20-Jul-07 AndrewSmith
Constellation Energy Group : 10%Purchase Option with EDF NuclearJV Likely to Support Shares -ALERT
NEUTRAL NA Q2-07 NA Q3-07 4.5500 FY07 USD * NA NA
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Continental Airlines, Inc. CAL.N27-Sep-07 Jamie Baker U.S. Airlines : Carrier RASM
Previews; CAL EPS TrimmedOVERWEIGHT 2.1000 Q2-07 2.3500 Q3-07 4.7000 FY07 USD * NA NA
16-Aug-07 Jamie Baker Continental Airlines, Inc. : FearBegets Opportunity; CAL Added toFocus List
OVERWEIGHT 2.1000 Q2-07 1.5900 Q3-07 3.4900 FY07 USD * NA NA
Continental Resources, Inc. CLR8-Aug-07 Joseph D.
AllmanContinental Resources, Inc. : CorePlays Progressing Well; AdvancingA Few New Ones
OVERWEIGHT 0.3400 Q2-07 0.3400 Q3-07 1.2500 FY07 USD * NA NA
Con-way Inc. CNW24-Sep-07 Thomas R.
WadewitzCon-way : Strong 08 CompanyStory; Highlights from Meetings withManagement
NEUTRAL 1.0400 Q2-07 1.0300 Q3-07 3.4800 FY07 USD * NA NA
10-Sep-07 Thomas R.Wadewitz
Con-way : Strategic MomentumContinues as CNW Acquires aChinese Logistics Company
NEUTRAL 1.0400 Q2-07 1.0300 Q3-07 3.4800 FY07 USD * NA NA
24-Aug-07 Thomas R.Wadewitz
Con-way : Completion of CFI Deal isPositive; Raising 08 EPS
NEUTRAL 1.0400 Q2-07 1.0300 Q3-07 3.4800 FY07 USD * NA NA
22-Aug-07 Thomas R.Wadewitz
Con-way : LTL Restructuring is aPositive for CNW
NEUTRAL 1.0400 Q2-07 1.0300 Q3-07 3.4800 FY07 USD * NA NA
20-Aug-07 Thomas R.Wadewitz
Con-way : Defense Contract Win isa Positive
NEUTRAL 1.0400 Q2-07 1.0300 Q3-07 3.4800 FY07 USD * NA NA
17-Jul-07 Thomas R.Wadewitz
Con-way : TL Acquisition is aPositive but Revenue Synergieshave Execution Risk
NEUTRAL 1.0000 Q2-07 1.0000 Q3-07 3.4100 FY07 USD * NA NA
16-Jul-07 Thomas R.Wadewitz
Con-way : Searching for Balance inPrice / Volume Equation; AssumingCoverage with Neutral Rating
NEUTRAL 0.9200 Q2-07 1.0300 Q3-07 3.4000 FY07 USD * NA NA
Cooper Tire & Rubber Company CTB31-Jul-07 Himanshu
PatelCooper Tire & Rubber : Quick TakeOn Sale of Retread Business -ALERT
NEUTRAL 0.1500 Q2-07 0.4100 Q3-07 1.4000 FY07 USD * NA NA
Copa Holdings, S.A. CPA15-Aug-07 Jamie Baker Copa Holdings, S.A. : 60-Second
Update - ALERTOVERWEIGHT 0.6500 Q2-07 1.3800 Q3-07 4.4600 FY07 USD * NA NA
Core Laboratories N.V. CLB
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27-Jul-07 Kevin Pollard Core Laboratories N.V. : Add OilSands to the List of CLB's GrowthMarkets
NEUTRAL 1.1800 Q2-07 1.2800 Q3-07 4.8500 FY07 USD * NA NA
Corinthian Colleges, Inc. COCO29-Aug-07 Edward
YrumaCorinthian Colleges, Inc : 4Q:Positive Signs, Inflection Point
OVERWEIGHT 0.0500 Q1-08 0.1200 Q2-08 0.4200 FY08 USD * NA NA
2-Aug-07 EdwardYruma
Corinthian Colleges, Inc : 4Q: MixedBag, Look Beyond
OVERWEIGHT 0.1200 Q4-07 0.0500 Q1-08 0.3800 FY07 USD * NA NA
16-Jul-07 EdwardYruma
Corinthian Colleges, Inc : LeavingBase Camp; Initiate at Overweight
OVERWEIGHT 0.1200 Q4-07 0.0500 Q1-08 0.3800 FY07 USD * NA NA
Corning Incorporated GLW19-Sep-07 Curtis
WoodworthCorning : GLW Guides To HighRange of 3Q EPS; Reit. Focus ListPick as Fundamentals RemainStrong
OVERWEIGHT 0.3400 Q2-07 0.3700 Q3-07 1.3700 FY07 USD 32.00 19-Jun-07 Jun-08
8-Aug-07 CurtisWoodworth
Corning : Secular Trends in LCDMarkets Remain Powerful - JPMNow Forecasts 55% Area Growth in2008
OVERWEIGHT 0.3400 Q2-07 0.3700 Q3-07 1.3700 FY07 USD 32.00 19-Jun-07 Jun-08
2-Aug-07 CurtisWoodworth
Corning : Sell-Off on InventoryConcerns Unwarranted - DemandFundamentals Strong for IT andLCD TV
OVERWEIGHT 0.3400 Q2-07 0.3700 Q3-07 1.3700 FY07 USD 32.00 19-Jun-07 Jun-08
26-Jul-07 CurtisWoodworth
Corning : Sell-Off Unwarranted -EPS Growth Remains Strong andPanel Maker Inventories areNormal; Reit OW
OVERWEIGHT 0.3400 Q2-07 0.3500 Q3-07 1.3300 FY07 USD 32.00 19-Jun-07 Jun-08
25-Jul-07 CurtisWoodworth
Corning : 2Q Upside Driven byStrong Display Volumes / SupplyChain Noise Creates Buying Opp -ALERT
OVERWEIGHT 0.3200 Q2-07 0.3500 Q3-07 1.3300 FY07 USD 32.00 19-Jun-07 Jun-08
Costco Wholesale Corporation COST6-Sep-07 Charles
GromCostco Wholesale Corporation :Deja Vu, Buy on the Dip as MarginThesis Intact
OVERWEIGHT 0.8300 Q4-07 NA Q1-08 2.5500 FY07 USD * NA NA
20-Jul-07 CharlesGrom
Costco Wholesale Corporation : ACloser Look - New StoreEconomics, Overweight
OVERWEIGHT 0.8300 Q4-07 NA Q1-08 2.5500 FY07 USD * NA NA
Cott Corporation COT
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24-Sep-07 Dara W.Mohsenian
Cott Corp : Lowering EPS AfterNegativePre-Announcement-WeaknessLikely to Linger
NEUTRAL 0.1600 Q2-07 0.1500 Q3-07 0.4000 FY07 USD * NA NA
20-Jul-07 Dara W.Mohsenian
Cott Corp : Lowering FY EPS AfterWeak Q2 EPS
NEUTRAL 0.1600 Q2-07 0.1700 Q3-07 0.4000 FY07 USD * NA NA
Countrywide Financial Corporation CFC23-Aug-07 George A.
SaccoCountrywide Financial Corporation :BAC Investment A SignificantNear-term Positive for Sentiment -ALERT
NEUTRAL 0.8100 Q2-07 1.0000 Q3-07 3.7500 FY07 USD * NA NA
15-Aug-07 George A.Sacco
Countrywide Financial Corporation :S&P Affirms ABCP Ratings, butMonthly Numbers ShowUnwarranted Headcount Growth -ALERT
NEUTRAL 0.8100 Q2-07 1.0000 Q3-07 3.7500 FY07 USD * NA NA
10-Aug-07 George A.Sacco
Countrywide Financial Corporation :10Q Market Comments Are NotNew; Press Reports Are anOverreaction - ALERT
NEUTRAL 0.8100 Q2-07 1.0000 Q3-07 3.7500 FY07 USD * NA NA
17-Jul-07 George A.Sacco
Countrywide Financial Corporation :Tough Pricing and CreditEnvironment Offset Benefit ofStrong Volume; Cutting Estimates
NEUTRAL 1.1000 Q2-07 1.0500 Q3-07 4.0500 FY07 USD * NA NA
Covanta Holding Corporation CVA26-Jul-07 Andrew
SmithCovanta Holding Corp. : Sell-OffUnwarranted Given SolidFundamentals; Reiterate Neutral
NEUTRAL 0.2100 Q2-07 NA Q3-07 0.8500 FY07 USD * NA NA
Coventry Health Care, Inc. CVH11-Sep-07 William
GeorgesCoventry Health Care Inc. :Coventry Completes Acquisition ofVista Healthplans; RaisingEstimates
NEUTRAL 0.9600 Q2-07 1.0700 Q3-07 4.0000 FY07 USD * NA NA
31-Jul-07 WilliamGeorges
Coventry Health Care Inc. : 2QEPSof $0.96 Beats Estimates; Reaffirms2007 EPS Guidance - ALERT
NEUTRAL 0.9400 Q2-07 1.0700 Q3-07 3.9800 FY07 USD * NA NA
31-Jul-07 WilliamGeorges
Coventry Health Care Inc. : Solid 2QResults Driven By Medicare andPart D
NEUTRAL 0.9400 Q2-07 1.0700 Q3-07 3.9800 FY07 USD * NA NA
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Covidien Ltd. COV10-Aug-07 Taylor Harris Covidien : Value Drivers Perform,
While Spending RampsNEUTRAL 0.6700 Q3-07 0.6000 Q4-07 2.8700 FY07 USD * NA NA
9-Aug-07 Taylor Harris Covidien : Early Read on F3QResults
NEUTRAL 0.7500 Q3-07 0.6000 Q4-07 2.8700 FY07 USD * NA NA
Cox Radio, Inc. CXR2-Aug-07 John
BlackledgeCox Radio Inc. : 2Q Slightly Aheadof Forecast but 3Q Guidance In-Line
UNDERWEIGHT0.2100 Q2-07 0.2000 Q3-07 0.7200 FY07 USD * NA NA
1-Aug-07 JohnBlackledge
Cox Radio Inc. : 2Q07 First Glance:A Better than Expected Quarter,Though Growth Remains Elusive -ALERT
UNDERWEIGHT0.1800 Q2-07 0.2000 Q3-07 0.7200 FY07 USD * NA NA
CRA International, Inc. CRAI.OQ27-Sep-07 Michael J.
FoxCRA International : F3Q07 Glance:EPS Below Consensus DespiteSolid Revenue Growth, MgtReiterates Guidance
OVERWEIGHT 0.8800 Q3-07 0.7600 Q4-07 2.7200 FY07 USD * NA NA
Crane Co. CR25-Jul-07 Curtis
WoodworthCrane : Raising FY07 Ests. onIncreased Guid. and Margin Upsideat Eng Materials & Merchandising;Reit. N
NEUTRAL 0.8400 Q2-07 0.7500 Q3-07 2.9500 FY07 USD * NA NA
Credence Systems Corp. CMOS31-Aug-07 Christopher
BlansettCredence Systems Corp : F3Q07Earnings - Better Than ExpectedResults Tempered By WeakGuidance; Adj. Ests.
UNDERWEIGHT0.0600 Q3-07 0.1300 Q4-07 0.2300 FY07 USD * NA NA
Crown Holdings, Inc. CCK27-Aug-07 Claudia K.
ShankCrown Holdings : $100mm ShareBuyback; Reiterate Overweight -ALERT
OVERWEIGHT 0.5100 Q2-07 0.6200 Q3-07 1.5000 FY07 USD * NA NA
18-Jul-07 Claudia K.Shank
Crown Holdings : Solid 2Q Result;Euro Bevcans Show Improvement
OVERWEIGHT 0.5100 Q2-07 0.6300 Q3-07 1.4500 FY07 USD * NA NA
17-Jul-07 Claudia K.Shank
Crown Holdings : Pre Call Note -Solid Operating Results; Beat on theTax Line
OVERWEIGHT 0.5100 Q2-07 0.6300 Q3-07 1.4500 FY07 USD * NA NA
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Page 59 of 225
CSX Corporation CSX7-Sep-07 Thomas R.
WadewitzCSX : Weak Volumes Contrast withStrong Investment Plans; Highlightsfrom Analyst Meeting
NEUTRAL 0.7100 Q2-07 0.6800 Q3-07 2.6000 FY07 USD * NA NA
18-Jul-07 Thomas R.Wadewitz
CSX : One Time Items ProvideBoost; But 2Q Still Solid
NEUTRAL 0.7100 Q2-07 0.6800 Q3-07 2.5200 FY07 USD * NA NA
CTC Media, Inc. CTCM4-Sep-07 Jean-Charles
A.Lemardeley
CTC Media : Expands in CIS withentry in Kazakhstan and Uzbekistan- ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 1.0100 FY07 USD * NA NA
Cubic Corporation CUB3-Aug-07 Paul Coster Cubic Corp (CUB) : Model UNDERWEIGHT0.4200 Q3-07 0.3600 Q4-07 1.5100 FY07 USD * NA NA2-Aug-07 Paul Coster Cubic Corp : F3Q07 Results Show
Improvement; Adj. EstsUNDERWEIGHT0.4200 Q3-07 0.3200 Q4-07 1.3900 FY07 USD * NA NA
Cullen/Frost Bankers, Inc. CFR26-Jul-07 John Pancari Cullen/Frost Bankers Inc. : High
Quality EPS Outlook RemainsIntact; Reit O/W
OVERWEIGHT 0.8900 Q2-07 0.9300 Q3-07 3.6100 FY07 USD * NA NA
Cummins Inc. CMI.N25-Sep-07 Stephen
VolkmannCFA
Truck Update: Trimming IndustryForecasts : PCAR Downgraded toNeutral
NEUTRAL 2.1300 Q2-07 1.7800 Q3-07 7.6000 FY07 USD * NA NA
27-Jul-07 StephenVolkmannCFA
Cummins Inc : Impressive 2QResults; Raising Estimates Again
NEUTRAL 2.1300 Q2-07 1.5100 Q3-07 6.1000 FY07 USD * NA NA
26-Jul-07 StephenVolkmannCFA
Cummins Inc : Strong 2Q BeatReflects Broad BasedOutperformance - ALERT
NEUTRAL 1.4300 Q2-07 1.5100 Q3-07 6.1000 FY07 USD * NA NA
Cumulus Media Inc. CMLS.OQ8-Aug-07 John
BlackledgeCumulus Media Inc : 2Q GrowthExceeds Expectations, but 3QOutlook Slightly Lower thanExpected
NEUTRAL 0.0600 Q2-07 0.0400 Q3-07 0.0800 FY07 USD * NA NA
23-Jul-07 JohnBlackledge
Cumulus Media Inc : Dickey andMerrill Lynch to Take CMLS Privateat $11.75; Upgrading to Neutral
NEUTRAL 0.0400 Q2-07 0.0500 Q3-07 0.0600 FY07 USD * NA NA
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Page 60 of 225
Cymer, Inc. CYMI27-Jul-07 Jay Deahna Cymer, Inc. : C2Q07 Results-Holy
Buyback Batman! ConsensusShould Rise, Tweaking C07 EPS,Maintaining C08
OVERWEIGHT 0.6700 Q2-07 0.6200 Q3-07 2.6000 FY07 USD * NA NA
17-Jul-07 Jay Deahna Cymer, Inc. : JPM SemiconWestPresentation - Reasonably StableNear Term Outlook With OptimismFor 2008
OVERWEIGHT 0.5200 Q2-07 0.7700 Q3-07 2.7500 FY07 USD * NA NA
D.R. Horton, Inc. DHI4-Sep-07 Michael
RehautD.R. Horton : Notes from the Road:FY07 Cash Flow GenerationAchievable; Environment RemainsChallenging
NEUTRAL -2.6200 Q3-07 -0.1700 Q4-07 -2.2800 FY07 USD * NA NA
27-Jul-07 MichaelRehaut
D.R. Horton : Post-Call Notes: >$1Bn Free Cash Flow TargetReiterated; Lowering Ests., butMaintain OW Rating
OVERWEIGHT 0.3800 Q3-07 0.0500 Q4-07 -0.2900 FY07 USD * NA NA
26-Jul-07 MichaelRehaut
D.R. Horton : Large Charges MostlyAnticipated; Goodwill AlreadyIgnored By Most; SG&A, FCF arePositives - ALERT
OVERWEIGHT -0.8500 Q3-07 0.0500 Q4-07 -0.2900 FY07 USD * NA NA
10-Jul-07 MichaelRehaut
D.R. Horton : In-Step With LEN &KBH, 3Q Charges Should RiseSignificantly; Also, OrdersDisappoint; Lowering Ests
OVERWEIGHT 0.1700 Q3-07 0.2700 Q4-07 0.9500 FY07 USD * NA NA
Danaher Corporation DHR19-Sep-07 C. Stephen
Tusa Jr.Danaher : New Product in IVDWould Be Positive
OVERWEIGHT 0.9400 Q2-07 0.9700 Q3-07 3.8200 FY07 USD * NA NA
6-Sep-07 C. StephenTusa Jr.
Danaher : Attractive Med Tech Storya Key to a More Consistent, HigherGrowth DHR
OVERWEIGHT 0.9400 Q2-07 0.9700 Q3-07 3.8200 FY07 USD * NA NA
30-Jul-07 C. StephenTusa Jr.
Danaher : Late Cycle Story Intact,Upgrading to OW - Corrected Notesupersedes any previous versions
OVERWEIGHT 0.9400 Q2-07 0.9700 Q3-07 3.8200 FY07 USD * NA NA
20-Jul-07 C. StephenTusa Jr.
Danaher : Strong 2Q NEUTRAL 0.9400 Q2-07 0.9500 Q3-07 3.7800 FY07 USD * NA NA
Darden Restaurants, Inc. DRI.N3-Aug-07 John Ivankoe Darden Restaurants : Strong
Results From Our Top Pick inOVERWEIGHT 0.7600 Q4-08 0.7400 Q1-09 2.7500 FY07 USD * NA NA
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Casual Dining10-Jul-07 John Ivankoe Darden Restaurants : Solid June
SSS for Our Top Casual Dining PickOVERWEIGHT NA Q4-08 NA Q1-09 2.7400 FY07 USD * NA NA
DaVita Inc. DVA12-Sep-07 Andreas
DirnaglDaVita Inc. : CardioRenal PanelOutcomes a Positive Event forDialysis
OVERWEIGHT 0.8300 Q2-07 0.8300 Q3-07 3.2700 FY07 USD 77.00 2-Oct-06 Oct-07
11-Sep-07 AndreasDirnagl
DaVita Inc. : Acquisition ofHomeChoice Moves DVA intoInfusion Therapy - ALERT
OVERWEIGHT 0.8300 Q2-07 0.8300 Q3-07 3.2700 FY07 USD 77.00 2-Oct-06 Oct-07
11-Sep-07 AndreasDirnagl
DaVita Inc. : Morning Session ofFDA CardioRenal Panel Inline withExpectations - ALERT
OVERWEIGHT 0.8300 Q2-07 0.8300 Q3-07 3.2700 FY07 USD 77.00 2-Oct-06 Oct-07
7-Sep-07 AndreasDirnagl
DaVita Inc. : Our Take on theCardioRenal Documents - ALERT
OVERWEIGHT 0.8300 Q2-07 0.8300 Q3-07 3.2700 FY07 USD 77.00 2-Oct-06 Oct-07
6-Sep-07 AndreasDirnagl
DaVita Inc. : Buying Opportunity InFront of FDA Panel
OVERWEIGHT 0.8300 Q2-07 0.8300 Q3-07 3.2700 FY07 USD 77.00 2-Oct-06 Oct-07
3-Aug-07 AndreasDirnagl
DaVita Inc. : All Guns Blazing -2Q07 EPS Beat, Call Positive,Raising Estimates
OVERWEIGHT 0.8300 Q2-07 0.7700 Q3-07 3.1000 FY07 USD 77.00 2-Oct-06 Oct-07
23-Jul-07 AndreasDirnagl
DaVita Inc. : CMS AnnouncesRevised EPO Policy - ALERT
OVERWEIGHT 0.7700 Q2-07 0.7700 Q3-07 3.1000 FY07 USD 77.00 2-Oct-06 Oct-07
DCT Industrial Trust Inc. DCT17-Aug-07 Michael
MuellerDCT Industrial Trust : ModelAdjustment
NEUTRAL 0.0500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
8-Aug-07 MichaelMueller
DCT Industrial Trust : Q2 $0.01ahead; guidance reaffirmed
NEUTRAL 0.0500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
DealerTrack Holdings, Inc. TRAK3-Aug-07 Tien-Tsin
HuangDealerTrack Holdings, Inc. : Strong2Q Results and Outlook; Publishing'08 Estimates
NEUTRAL 0.2900 Q2-07 0.2900 Q3-07 1.0400 FY07 USD * NA NA
deCODE genetics, Inc. DCGN3-Aug-07 Jeffrey J.
ZekauskasdeCODE genetics, Inc. : A Focus onPartners
OVERWEIGHT -0.2700 Q2-07 -0.4100 Q3-07 -1.6000 FY07 USD * NA NA
2-Aug-07 Jeffrey J.Zekauskas
deCODE genetics, Inc. : DCGNLikely to Meet '07 Goals - ALERT
OVERWEIGHT -0.2700 Q2-07 -0.4100 Q3-07 -1.6000 FY07 USD * NA NA
2-Jul-07 Jeffrey J.Zekauskas
deCODE genetics, Inc. : DCGNLaunches Second Genetic Test -ALERT
OVERWEIGHT -0.3900 Q2-07 -0.4100 Q3-07 -1.6000 FY07 USD * NA NA
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Page 62 of 225
Deere & Company DE15-Aug-07 Stephen
VolkmannCFA
Deere & Co. : 3Q Results ConfirmOur Top Pick Thesis
OVERWEIGHT 1.9500 Q3-07 1.1800 Q4-07 6.9000 FY07 USD * NA NA
dELiA's, Inc. DLIA31-Aug-07 Anna A.
AndreevaDelia's, Inc. : Business Model BeingTweaked Again; Cutting EPS Est.
NEUTRAL -0.1600 Q2-08 0.1500 Q3-08 0.2000 FY07 USD * NA NA
Dell Inc. DELL31-Aug-07 Bill C. Shope
CFADell Inc. : Gross Margins the KeySource of Upside, Tightening SupplyChain a Key Focus
NEUTRAL 0.3200 Q2-08 0.3300 Q3-08 1.3100 FY07 USD * NA NA
17-Aug-07 Bill C. ShopeCFA
Dell Inc. : Accounting ProblemsApproach Resolution, RegulatoryActions Remain Uncertain
NEUTRAL 0.3000 Q2-08 0.3000 Q3-08 1.2800 FY07 USD * NA NA
Delta Petroleum Corp. DPTR27-Sep-07 Brian L.
KuzmaDelta Petroleum Corporation : SlightReduction In CapEx Budget; ShouldBe Funded Until 2H08.
NEUTRAL -0.1300 Q2-07 -0.1100 Q3-07 -0.6700 FY07 USD * NA NA
13-Aug-07 Joseph D.Allman
Delta Petroleum Corporation :Changing Estimates FollowingConference Call
NEUTRAL -0.1300 Q2-07 NA Q3-07 -0.5600 FY07 USD * NA NA
8-Aug-07 Joseph D.Allman
Delta Petroleum Corporation : Q2First Take - Positive on VegaGrowth - ALERT
NEUTRAL -0.1800 Q2-07 NA Q3-07 -0.5600 FY07 USD * NA NA
Denbury Resources Inc. DNR27-Aug-07 Joseph D.
AllmanDenbury Resources Inc. : UpdatingModel For Quarterly Results
OVERWEIGHT 0.4400 Q2-07 0.3800 Q3-07 1.2500 FY07 USD * NA NA
2-Aug-07 Joseph D.Allman
Denbury Resources Inc. : Earnings,Production Guidance and TertiaryOil Production Above Expectations -ALERT
OVERWEIGHT 0.3700 Q2-07 0.3800 Q3-07 1.2500 FY07 USD * NA NA
Developers Diversified Realty Corp. DDR25-Jul-07 Michael
MuellerDevelopers Diversified Realty : Q2well ahead of us largely onnet-gains/fees; Big Qtr for capitalrecycling
NEUTRAL 0.4600 Q2-07 NA Q3-07 NA FY07 USD * NA NA
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Page 63 of 225
Devon Energy Corporation DVN19-Jul-07 Joseph D.
AllmanDevon Energy : CreatingMid-Stream MLP - Adds$3.00-4.00/share
NEUTRAL 1.5700 Q2-07 1.7600 Q3-07 6.1900 FY07 USD * NA NA
DeVry Inc. DV14-Aug-07 Edward
YrumaDeVry, Inc : 4Q: Work in Progress,Signs of Progress
OVERWEIGHT 0.2100 Q1-08 0.3100 Q2-08 1.2000 FY08 USD * NA NA
16-Jul-07 EdwardYruma
DeVry, Inc : Technically Turning aCorner; Initiate at Overweight
OVERWEIGHT 0.2400 Q4-07 0.2100 Q1-08 0.9300 FY07 USD * NA NA
Diamond Mgt. & Technology Consultants In DTPI7-Aug-07 Christine
PezinoDiamond Management &Technology : FYQ108 Results:Encouraging, but Limited Visibilityon 2H Acceleration; MaintainNeutral
NEUTRAL 0.0900 Q1-08 0.1000 Q2-08 0.4300 FY07 USD * NA NA
Dick's Sporting Goods, Inc. DKS21-Aug-07 Nancy Hoch Dick's Sporting Goods : Nothing But
Net in 2Q; Raising EstimatesOVERWEIGHT 0.7800 Q2-08 0.0100 Q3-08 2.5000 FY07 USD * NA NA
Digirad Corporation DRAD6-Aug-07 Tycho
PetersonDigirad Corporation : 2Q RevenuesCome in Light but EPS TurnsPositive
UNDERWEIGHT-0.0100 Q2-07 -0.0200 Q3-07 -0.0500 FY07 USD * NA NA
Directed Electronics, Inc. DEIX.OQ10-Aug-07 Paul Coster Directed Electronics, Inc. : Weak
2Q: On Very Thin Ice; LoweringEsts.
OVERWEIGHT 0.0000 Q2-07 0.1300 Q3-07 0.9200 FY07 USD * NA NA
7-Aug-07 Paul Coster Directed Electronics, Inc. : 2Q07Preview: Thin Ice
OVERWEIGHT 0.0900 Q2-07 0.1300 Q3-07 0.9200 FY07 USD * NA NA
11-Jul-07 Paul Coster Directed Electronics, Inc. : SatelliteRadio Sales to be Weak; ReiterateOW
OVERWEIGHT 0.0900 Q2-07 0.1300 Q3-07 0.9200 FY07 USD * NA NA
DivX, Inc. DIVX27-Sep-07 Paul Coster DivX, Inc : DivX Signs with Yahoo! -
Positive! - ALERTOVERWEIGHT 0.1000 Q2-07 0.1300 Q3-07 0.5000 FY07 USD * NA NA
12-Sep-07 Paul Coster DivX, Inc : DivX Licenses Read OVERWEIGHT 0.1000 Q2-07 0.1300 Q3-07 0.5000 FY07 USD * NA NA
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Technology to Qualcomm - ALERT4-Sep-07 Paul Coster DivX, Inc : More That Meets the EyeOVERWEIGHT 0.1000 Q2-07 0.1300 Q3-07 0.5000 FY07 USD * NA NA31-Aug-07 Paul Coster DivX, Inc : A Slew of
Announcements - Including the firstOVERWEIGHT 0.1000 Q2-07 0.1300 Q3-07 0.5000 FY07 USD * NA NA
16-Aug-07 Paul Coster DivX, Inc : Meeting withManagement - Mild Positive -ALERT
OVERWEIGHT 0.1000 Q2-07 0.1300 Q3-07 0.5000 FY07 USD * NA NA
10-Aug-07 Paul Coster DivX, Inc : 2Q: Anchored Down byStage6; Lower Ests.
OVERWEIGHT 0.1000 Q2-07 0.1500 Q3-07 0.5700 FY07 USD * NA NA
24-Jul-07 Paul Coster DivX, Inc : Stage6 Going Off-Stage:Positive; Adjusting Ests
OVERWEIGHT 0.1100 Q2-07 0.1600 Q3-07 0.6000 FY07 USD * NA NA
2-Jul-07 Paul Coster DivX, Inc : Moving Up the InternetTables - ALERT
OVERWEIGHT 0.1100 Q2-07 0.1600 Q3-07 0.6000 FY07 USD * NA NA
Dobson Communications Corporation DCEL2-Jul-07 Thomas J.
LeeDobson Communications : AT&Tacquiring for $13 cash. Ruralconsolidation underway. - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Dolby Laboratories, Inc. DLB.N2-Aug-07 Paul Coster Dolby Laboratories, Inc. : F3Q: After
La Vista, Raising EstimatesOVERWEIGHT 0.2600 Q3-07 0.2000 Q4-07 1.0000 FY07 USD * NA NA
31-Jul-07 Paul Coster Dolby Laboratories, Inc. : F3QPreview: Solid in Slow Season
OVERWEIGHT 0.1800 Q3-07 0.2000 Q4-07 1.0000 FY07 USD * NA NA
10-Jul-07 Paul Coster Dolby Laboratories, Inc. : Turned Onand Tuned In
OVERWEIGHT 0.1800 Q3-07 0.2000 Q4-07 1.0000 FY07 USD * NA NA
Dollar Tree Stores, Inc. DLTR24-Sep-07 Charles
GromDollar Tree Stores, Inc. : Deal$ orNo Deal$, Analyst Day, Neutral
NEUTRAL 0.3500 Q2-08 0.3800 Q3-08 2.1500 FY07 USD * NA NA
18-Sep-07 CharlesGrom
Dollar Tree Stores, Inc. : AnalystDay Preview, Valuation, Neutral
NEUTRAL 0.3500 Q2-08 0.3800 Q3-08 2.1500 FY07 USD * NA NA
29-Aug-07 CharlesGrom
Dollar Tree Stores, Inc. : All-Star 2QPerformance; Bar Raised, Neutral
NEUTRAL 0.3300 Q2-08 0.3600 Q3-08 2.1300 FY07 USD * NA NA
27-Aug-07 CharlesGrom
Dollar Tree Stores, Inc. : ReadingThe Print - What To Look For In2Q07 EPS
NEUTRAL 0.3300 Q2-08 0.3600 Q3-08 2.1300 FY07 USD * NA NA
Dominion Resources, Inc. D2-Aug-07 Glenn B.
MullinDominion Resources : Focusing onOpportunities at RemainingBusinesses
NEUTRAL 0.8900 Q2-07 NA Q3-07 6.0500 FY07 USD * NA NA
1-Aug-07 Glenn B. Dominion Resources : 2Q07 NEUTRAL 0.9000 Q2-07 NA Q3-07 6.0500 FY07 USD * NA NA
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Page 65 of 225
Mullin Consensus Miss; Transformative Qtr- ALERT
2-Jul-07 Glenn B.Mullin
Dominion Resources : Planned E&PAsset Sales Complete - ALERT
NEUTRAL NA Q2-07 NA Q3-07 6.0500 FY07 USD * NA NA
Domino's Pizza, Inc. DPZ24-Jul-07 John Ivankoe Domino's Pizza Inc : 2Q Earnings:
Pre-Call Points of Interest - ALERTOVERWEIGHT 0.2600 Q2-07 0.2100 Q3-07 1.1700 FY07 USD * NA NA
Domtar Corp. UFS12-Sep-07 Claudia K.
ShankDomtar : Increased ConfidenceFollowing Investor Day
OVERWEIGHT 0.0211 Q2-07 0.1052 Q3-07 0.3786 FY07 CAD * NA NA
11-Sep-07 Claudia K.Shank
Domtar : Day 1 Analyst and InvestorDay Highlights - ALERT
OVERWEIGHT 0.0200 Q2-07 0.1000 Q3-07 0.3600 FY07 CAD * NA NA
13-Aug-07 Claudia K.Shank
Domtar : Pre-Call Note: ConfusingResult; Looks a Little Light - ALERT
OVERWEIGHT 0.1053 Q2-07 0.1686 Q3-07 0.5899 FY07 CAD * NA NA
13-Aug-07 Claudia K.Shank
Domtar : 2Q Miss LargelyMaintenance and Wood; Adj Ests.
OVERWEIGHT 0.1000 Q2-07 0.1600 Q3-07 0.5600 FY07 CAD * NA NA
Double Hull Tankers, Inc. DHT30-Aug-07 Jonathan
ChappellDouble Hull Tankers : Lower EPSEst. on 2Q Miss, Higher Costs; Reit.N
NEUTRAL 0.2500 Q2-07 0.2700 Q3-07 1.0400 FY07 USD * NA NA
Double-Take Software, Inc. DBTK19-Sep-07 Aaron M.
SchwartzDouble-Take Software : MgmtMeetings Highlight GrowthOpportunities
OVERWEIGHT 0.1400 Q2-07 0.1300 Q3-07 0.5400 FY07 USD * NA NA
Dover Corporation DOV20-Sep-07 C. Stephen
Tusa Jr.Dover : CEO Meetings SuggestStory Is On Track
OVERWEIGHT 0.8500 Q2-07 0.8900 Q3-07 3.3000 FY07 USD * NA NA
17-Sep-07 C. StephenTusa Jr.
Dover : Business Realignment aModest Positive - ALERT
OVERWEIGHT 0.8500 Q2-07 0.8900 Q3-07 3.3000 FY07 USD * NA NA
3-Aug-07 C. StephenTusa Jr.
Dover : New Stock Buyback Plan IsA Positive - ALERT
OVERWEIGHT 0.8500 Q2-07 0.8900 Q3-07 3.3000 FY07 USD * NA NA
26-Jul-07 C. StephenTusa Jr.
Dover : Encouraging 2Q OVERWEIGHT 0.8500 Q2-07 0.8900 Q3-07 3.3000 FY07 USD * NA NA
25-Jul-07 C. StephenTusa Jr.
Dover : Follow-Up from theConference Call - ALERT
OVERWEIGHT 0.8000 Q2-07 0.9200 Q3-07 3.3000 FY07 USD * NA NA
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Page 66 of 225
DRDGold DRDJ.J31-Aug-07 Allan Cooke DRDGold Ltd: The Curate's Egg -
SA may hold some potential withoutERPM's u/g mining - ALERT
NEUTRAL NA Q4-07 NA Q4-07 8 FY07 SAR 5.10 17-Jul-07 Jul-08
17-Jul-07 Allan Cooke SA Gold & Platinum Foresight NEUTRAL NA Q4-07 NA Q4-07 8 FY07 SAR 5.10 17-Jul-07 Jul-08
DreamWorks Animation SKG, Inc. DWA7-Aug-07 Barton
CrockettDreamWorks Animation SKG, Inc. :Allen Sale, Lessens Overhang,Consumes Near-Term Capacity -ALERT
NEUTRAL 0.4500 Q2-07 0.5900 Q3-07 2.4600 FY07 USD * NA NA
1-Aug-07 BartonCrockett
DreamWorks Animation SKG, Inc. :2Q07 Review: Ex Items, Shrek3Drove Upside
NEUTRAL 0.4500 Q2-07 0.3000 Q3-07 1.5900 FY07 USD * NA NA
Dresser-Rand Group Inc. DRC1-Aug-07 Kevin Pollard Dresser-Rand Group Inc. :
Long-Term Earnings VisibilityContinues to Improve; RaisingEstimates
OVERWEIGHT 0.3100 Q2-07 0.4800 Q3-07 1.7200 FY07 USD * NA NA
DST Systems, Inc. DST20-Jul-07 Tien-Tsin
HuangDST Systems : Raising FY08 EPSPost 2Q Call; Maintain Overweight
OVERWEIGHT 0.8100 Q2-07 0.8400 Q3-07 3.6000 FY07 USD * NA NA
19-Jul-07 Tien-TsinHuang
DST Systems : 2Q07 First Look:Basically In-Line - ALERT
OVERWEIGHT 0.8100 Q2-07 0.9000 Q3-07 3.6200 FY07 USD * NA NA
DTS Inc. DTSI10-Aug-07 Paul Coster Digital Theater Systems, Inc. : Solid
2Q and Guidance; Adj. EstsUNDERWEIGHT0.1600 Q2-07 NA Q3-07 NA FY07 USD * NA NA
7-Aug-07 Paul Coster Digital Theater Systems, Inc. : 2QPreview: Reason for Caution
UNDERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Duke Energy Corporation DUK7-Aug-07 Andrew
SmithDuke Energy Corp. : 2Q07 BeatDriven largely by Weather; GuidingAhead of 2007 Target - ModestPositive Reaction Today - ALERT
NEUTRAL 0.2000 Q2-07 NA Q3-07 1.1500 FY07 USD * NA NA
Dynamic Materials Corporation BOOM27-Jul-07 Michael Dynamic Materials : Record backlogOVERWEIGHT 0.4600 Q2-07 0.4700 Q3-07 1.8200 FY07 USD * NA NA
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Page 67 of 225
Gambardella points to strong 2H - Raising EPS
Dynegy Inc. DYN6-Sep-07 Andrew
SmithDynegy, Inc. : Recent SellingUnwarranted - Significant Capacityto Buyback Stock
OVERWEIGHT 0.0800 Q2-07 NA Q3-07 0.3000 FY07 USD * NA NA
9-Aug-07 AndrewSmith
Dynegy, Inc. : No SignificantChanges to EBITDA or Cash FlowGuidance; We Remain Buyers -ALERT
OVERWEIGHT 0.0500 Q2-07 NA Q3-07 0.3000 FY07 USD * NA NA
E.I. du Pont de Nemours & Company DD14-Sep-07 Jeffrey J.
ZekauskasDuPont : Validation - ALERT OVERWEIGHT 1.0400 Q2-07 0.5900 Q3-07 3.2000 FY07 USD * NA NA
16-Aug-07 Jeffrey J.Zekauskas
DuPont : Pioneering Into 2008 -ALERT
OVERWEIGHT 1.0400 Q2-07 0.5900 Q3-07 3.2000 FY07 USD * NA NA
25-Jul-07 Jeffrey J.Zekauskas
DuPont : Ag Isn't Growing OVERWEIGHT 1.0400 Q2-07 0.5500 Q3-07 3.2000 FY07 USD * NA NA
Eagle Bulk Shipping Inc. EGLE21-Sep-07 Jonathan
ChappellEagle Bulk Shipping Inc. : LoweringEPS Estimates on Higher ShareCount
NEUTRAL 0.2900 Q2-07 0.3500 Q3-07 1.3000 FY07 USD * NA NA
9-Aug-07 JonathanChappell
Eagle Bulk Shipping Inc. : Rev.Insurance Adds Div'd Security;Raising '08 Est.
NEUTRAL 0.2900 Q2-07 0.3600 Q3-07 1.3000 FY07 USD * NA NA
Eagle Materials EXP16-Aug-07 Mike Betts Building Materials: Top picks:
Cemex, Martin Marietta and VulcanUNDERWEIGHT NA Q3-07 NA Q4-07 2.24E FY08 USD 40.00 8-May-07 Jun-08
13-Aug-07 Mike Betts Building Materials: Small changes toour EPS estimates and price targets
UNDERWEIGHT NA Q4-07 NA Q4-07 2.24E FY07 USD 40.00 8-May-07 Jun-08
31-Jul-07 Mike Betts Eagle Materials: Retaining EPSestimates, price target andUnderweight
UNDERWEIGHT NA Q3-07 NA Q4-07 2.23E FY07 USD 40.00 8-May-07 Jun-08
Eastman Chemical Company EMN30-Jul-07 Jeffrey J.
ZekauskasEastman Chemical Company : PCIAnchors Earnings
NEUTRAL 1.3400 Q2-07 1.0000 Q3-07 4.4000 FY07 USD * NA NA
27-Jul-07 Jeffrey J.Zekauskas
Eastman Chemical Company :2Q:07 EPS Positive - ALERT
NEUTRAL 1.3400 Q2-07 1.0000 Q3-07 4.4000 FY07 USD * NA NA
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Page 68 of 225
Eaton Corporation ETN8-Aug-07 Stephen
VolkmannCFA
Eaton Corp. : Holy Cow, It Is Morethan Just Trucks; AssumingCoverage with Overweight
OVERWEIGHT 1.7000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Eaton Vance Corp. EV24-Aug-07 KENNETH
WORTHINGTONEaton Vance Corp : EV PM ClarifiesMuni Fund Performance Issues
UNDERWEIGHT0.4100 Q3-07 0.4600 Q4-07 1.3000 FY07 USD * NA NA
31-Jul-07 KENNETHWORTHINGTON
Eaton Vance Corp : Eaton VanceFiles For a New Closed End Fund
OVERWEIGHT 0.4600 Q3-07 0.5400 Q4-07 1.4200 FY07 USD * NA NA
eBay Inc. EBAY25-Sep-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA18-Sep-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA11-Sep-07 Imran Khan eBay, Inc : A Turnaround in 3Q
Listings: Estimate Upside LikelyOVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA
28-Aug-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA21-Aug-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA14-Aug-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA7-Aug-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA31-Jul-07 Imran Khan eBay, Inc : 3Q Listings Update OVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA24-Jul-07 Imran Khan eBay, Inc : 3Q Listings Lower Y/Y
Due Partly To Tough CompsOVERWEIGHT 0.3400 Q2-07 0.3300 Q3-07 1.3900 FY07 USD * NA NA
17-Jul-07 Imran Khan eBay, Inc : 3Q Listings Flat Y/Y OVERWEIGHT 0.3200 Q2-07 0.3300 Q3-07 1.3400 FY07 USD * NA NA9-Jul-07 Imran Khan eBay, Inc : 25% Y/Y RPL Growth
Should Drive 2Q'07 UpsideOVERWEIGHT 0.3200 Q2-07 0.3300 Q3-07 1.3400 FY07 USD * NA NA
EchoStar Communications DISH.OQ25-Sep-07 Jonathan
ChaplinEchoStar CommunicationsCorporation : DISH Announces TwoTransactions - ALERT
NEUTRAL 0.5000 Q2-07 0.3400 Q3-07 1.5700 FY07 USD * NA NA
10-Aug-07 JonathanChaplin
EchoStar CommunicationsCorporation : 2Q07 Quick Take -ALERT
NEUTRAL 0.4500 Q2-07 0.4500 Q3-07 1.7200 FY07 USD * NA NA
10-Aug-07 JonathanChaplin
EchoStar CommunicationsCorporation : DISH 2Q Margins BeatExpectations; Sub Metrics Mixed
NEUTRAL 0.4500 Q2-07 0.4500 Q3-07 1.7200 FY07 USD * NA NA
Eclipsys Corporation ECLP1-Aug-07 Atif Abdul
RahimEclipsys Corp : An In-Line Qtr; MgmtBullish, but Guidance Unchanged
NEUTRAL 0.1800 Q2-07 0.2300 Q3-07 0.8200 FY07 USD * NA NA
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Page 69 of 225
Ecolab Inc. ECL25-Sep-07 Jeffrey J.
ZekauskasEcolab Inc. : ECL To Pay ArbitrationAward - ALERT
UNDERWEIGHT0.4200 Q2-07 0.5000 Q3-07 1.6700 FY07 USD * NA NA
25-Jul-07 Jeffrey J.Zekauskas
Ecolab Inc. : Steady As She Goes UNDERWEIGHT0.4200 Q2-07 0.5000 Q3-07 1.6700 FY07 USD * NA NA
Edge Petroleum Corp. EPEX13-Aug-07 Joseph D.
AllmanEdge Petroleum : Results Mixed OnLittle New Operational News
NEUTRAL 0.1600 Q2-07 0.1100 Q3-07 0.7600 FY07 USD * NA NA
Edison International EIX9-Aug-07 Andrew
SmithEdison International : 2Q Ahead ofEstimates and '07 GuidanceIncreased - ALERT
OVERWEIGHT 0.6500 Q2-07 NA Q3-07 3.3500 FY07 USD * NA NA
Education Realty Trust, Inc. EDR12-Sep-07 Anthony
PaoloneEducation Realty Trust : InvestorDay/Property Tour Recap
UNDERWEIGHT NA Q2-07 -0.2400 Q3-07 -0.2600 FY07 USD * NA NA
8-Aug-07 AnthonyPaolone
Education Realty Trust : ModelAdjustment
UNDERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
1-Aug-07 AnthonyPaolone
Education Realty Trust : 2Q missesbut pre-leasing in good shape andbegins new development
UNDERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Edwards Lifesciences Corp EW24-Jul-07 Michael N.
WeinsteinEdwards Lifesciences : ReducingEstimates; Mgmt Lowers the Bar for2H07, Looks Ahead to 2008
NEUTRAL 0.5700 Q2-07 0.5400 Q3-07 2.2800 FY07 USD * NA NA
El Paso Corporation EP.N17-Aug-07 Glenn B.
MullinEl Paso Corp. : E&P AcquisitionConsistent w/ Strategy - ALERT
NEUTRAL 0.2900 Q2-07 NA Q3-07 0.9000 FY07 USD * NA NA
7-Aug-07 Glenn B.Mullin
El Paso Corp. : 2Q07 Beat;Progress on Corp. Initiatives -ALERT
NEUTRAL 0.2500 Q2-07 NA Q3-07 0.8500 FY07 USD * NA NA
El Paso Electric Company EE2-Aug-07 Rajeev
LalwaniEl Paso Electric : 2Q and BuybacksLight; Top End of GuidanceLowered Modestly - ALERT
OVERWEIGHT 0.2000 Q2-07 NA Q3-07 1.5500 FY07 USD * NA NA
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Page 70 of 225
Elan Corp ELN9-Aug-07 Annie J.
ChengElan Corp : Management changenot expected to impact operations -ALERT
NEUTRAL -0.1600 Q2-07 NA Q3-07 -0.7100 FY07 EUR 12.00 30-Jul-07 Jun-08
1-Aug-07 Annie J.Cheng
Elan Corp : Tysabri in Crohn'srecommended for US approval -ALERT
NEUTRAL -0.1600 Q2-07 NA Q3-07 -0.7100 FY07 EUR 12.00 30-Jul-07 Jun-08
30-Jul-07 Annie J.Cheng
Elan Corp : 2Q07 review and modelchanges
NEUTRAL -0.1600 Q2-07 NA Q3-07 -0.7100 FY07 EUR 12.00 30-Jul-07 Jun-08
27-Jul-07 Annie J.Cheng
Elan Corp : Crohn's not a materialpart of the Tysabri story - ALERT
NEUTRAL NA Q2-07 NA Q3-07 -0.6500 FY07 EUR 13.00 21-May-07 Dec-07
26-Jul-07 Annie J.Cheng
Elan Corp : 2Q07 Early Thoughts -ALERT
NEUTRAL NA Q2-07 NA Q3-07 -0.6500 FY07 EUR 13.00 21-May-07 Dec-07
23-Jul-07 Annie J.Cheng
Elan Corp : Tysabri patient update -ALERT
NEUTRAL NA Q2-07 NA Q3-07 -0.6500 FY07 EUR 13.00 21-May-07 Dec-07
19-Jul-07 Annie J.Cheng
Elan Corp : EU recommends againstCrohn's disease indication forTysabri - ALERT
NEUTRAL NA Q2-07 NA Q3-07 -0.6500 FY07 EUR 13.00 21-May-07 Dec-07
Electronic Arts Inc. ERTS25-Sep-07 Dean
GianoukosElectronic Arts Inc. : Mercenaries 2Officially Delayed
NEUTRAL -0.2200 Q1-08 0.1900 Q2-08 1.1000 FY07 USD * NA NA
2-Aug-07 DeanGianoukos
Electronic Arts Inc. : Solid Q1, ButCrowded Back Half
NEUTRAL -0.2200 Q1-08 NA Q2-08 1.0000 FY07 USD * NA NA
Electronic Data Systems Corporation EDS2-Aug-07 Tien-Tsin
HuangElectronic Data Sys : 2Q07:Lowered FCF Guidance Not aSurprise
NEUTRAL 0.2700 Q2-07 0.3600 Q3-07 1.5400 FY07 USD * NA NA
30-Jul-07 Tien-TsinHuang
Electronic Data Sys : 2q07 Preview:Currency Could Help but FCF aRisk; Publishing '09
NEUTRAL 0.2800 Q2-07 0.3600 Q3-07 1.5400 FY07 USD * NA NA
Electronics For Imaging, Inc. EFII31-Jul-07 Sameer
DoctorElectronics for Imaging : Give andTake: 2Q07 Beats, 3Q Trimmed
OVERWEIGHT 0.3300 Q2-07 0.3800 Q3-07 1.4200 FY07 USD * NA NA
27-Jul-07 SameerDoctor
Electronics for Imaging : ExpectIn-line F2Q07; Maintain Overweighton Prospects for 2H07/ Beyond
OVERWEIGHT 0.3200 Q2-07 0.3800 Q3-07 1.4200 FY07 USD * NA NA
2-Jul-07 SameerDoctor
Electronics for Imaging : OptionsProbe Concludes; Restatement toFollow
OVERWEIGHT 0.3200 Q2-07 0.3800 Q3-07 1.4200 FY07 USD * NA NA
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Page 71 of 225
Eli Lilly & Co. LLY24-Jul-07 Roberto
CucaEli Lilly & Company : Early Read on2Q07 Results
NEUTRAL 0.8200 Q2-07 0.8700 Q3-07 3.4000 FY07 USD * NA NA
Elizabeth Arden, Inc. RDEN17-Aug-07 Dara W.
MohsenianElizabeth Arden : Impressive Q4Upside and 2008 Guidance BetterThan Expected
NEUTRAL 0.2600 Q4-08 0.1300 Q1-09 1.6500 FY07 USD * NA NA
Embarq Corporation EQ30-Jul-07 Jonathan
ChaplinEmbarq Corp : Financial ResultsMostly in Line; Guidance Raised
NEUTRAL 1.1500 Q2-07 1.1400 Q3-07 4.6000 FY07 USD * NA NA
25-Jul-07 JonathanChaplin
Embarq Corp : Second-Quarter2007 Preview - ALERT
NEUTRAL 1.1500 Q2-07 1.1400 Q3-07 4.6000 FY07 USD * NA NA
Embraer-Empresa Brasileir de Aero (ADR) ERJ27-Aug-07 Joseph B.
NadolEmbraer SA : ManufacturingOverhaul Underway
OVERWEIGHT 0.3628 Q2-07 0.5200 Q3-07 2.0500 FY07 USD * NA NA
EMC Corporation EMC24-Sep-07 Bill C. Shope
CFAEMC : Capitalizing on a MarketInefficiency
OVERWEIGHT 0.1600 Q2-07 0.1700 Q3-07 0.7100 FY07 USD * NA NA
25-Jul-07 Bill C. ShopeCFA
EMC : Solid Results, ImprovingMargin Trends in 2H Likely
OVERWEIGHT 0.1600 Q2-07 0.1700 Q3-07 0.6800 FY07 USD * NA NA
20-Jul-07 Bill C. ShopeCFA
EMC : 2Q Preview; StockMomentum Should Continue
OVERWEIGHT 0.1500 Q2-07 0.1700 Q3-07 0.6800 FY07 USD * NA NA
Emergency Medical Services Corporation EMS25-Sep-07 Andreas
DirnaglEmergency Medical ServicesCorporation : Ambulance AcquisitionProvides Entry in Arizona, a NiceMove - ALERT
NEUTRAL 0.3500 Q2-07 0.3000 Q3-07 1.4300 FY07 USD * NA NA
12-Jul-07 AndreasDirnagl
Emergency Medical ServicesCorporation : Downgrade to Neutralon Valuation; We Still Like theLong-Term Story
NEUTRAL 0.3300 Q2-07 0.3100 Q3-07 1.4300 FY07 USD * NA NA
Emergent BioSolutions Inc. EBS26-Sep-07 Richard
SmithEmergent BioSolutions : HHSContract Secured; DoD Contract byYE07; Adj Est.
OVERWEIGHT -0.1700 Q2-07 0.2700 Q3-07 0.5200 FY07 USD * NA NA
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Page 72 of 225
6-Aug-07 RichardSmith
Emergent BioSolutions : 2Q07Above Expectations; Focus on DoDand HHS Contracts - ALERT
OVERWEIGHT -0.2500 Q2-07 0.2700 Q3-07 0.4300 FY07 USD * NA NA
Emerson Electric Co. EMR.N11-Sep-07 C. Stephen
Tusa Jr.Emerson Electric Co. : StrongProcess Business Remains LeadHorse At EMR
NEUTRAL 0.7200 Q3-07 0.7400 Q4-07 2.6200 FY07 USD * NA NA
10-Sep-07 C. StephenTusa Jr.
Emerson Electric Co. : Notes fromBreakfast with CEO
NEUTRAL 0.7200 Q3-07 0.7400 Q4-07 2.6200 FY07 USD * NA NA
8-Aug-07 C. StephenTusa Jr.
Emerson Electric Co. : Solid 3Q NEUTRAL 0.7200 Q3-07 0.7000 Q4-07 2.5500 FY07 USD * NA NA
7-Aug-07 C. StephenTusa Jr.
Emerson Electric Co. : Initial Takeon 3Q - ALERT
NEUTRAL 0.6800 Q3-07 0.7000 Q4-07 2.5500 FY07 USD * NA NA
Emulex Corporation ELX6-Aug-07 Mark
MoskowitzEmulex Corp. : Core in Position for2H Storage Rebound, but NetAppCould Be Partial Drag on SierraLogic Velocity
OVERWEIGHT 0.2800 Q4-07 0.2900 Q1-08 1.0700 FY07 USD * NA NA
Encysive Pharmaceuticals, Inc. ENCY6-Aug-07 Geoffrey
MeachamEncysive Pharmaceuticals :Uneventful 2Q; Formal DisputeResolution Unlikely
NEUTRAL -0.3900 Q2-07 -0.3000 Q3-07 -1.4300 FY07 USD * NA NA
Endo Pharmaceuticals ENDP1-Aug-07 Adam
GreeneEndo Pharmaceuticals : 2QNumbers Beat Consensus;Guidance Raised - ALERT
OVERWEIGHT 0.3700 Q2-07 0.4100 Q3-07 1.7000 FY07 USD * NA NA
12-Jul-07 AdamGreene
Endo Pharmaceuticals : RemovingKetoprofen Patch Revenues
OVERWEIGHT 0.3700 Q2-07 0.4100 Q3-07 1.7000 FY07 USD * NA NA
3-Jul-07 AdamGreene
Endo Pharmaceuticals : PriceIncrease Alert: Opana and Lidoderm- ALERT
OVERWEIGHT 0.3500 Q2-07 0.4000 Q3-07 1.6800 FY07 USD * NA NA
Endurance Specialty Holdings Ltd. ENH7-Sep-07 Matthew
HeimermannEndurance Specialty Holdings :Acquisition of Crop MGA a SlightPositive to EPS
NEUTRAL 1.9400 Q2-07 1.4300 Q3-07 6.3700 FY07 USD * NA NA
Energen Corporation EGN
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Page 73 of 225
27-Jul-07 Glenn B.Mullin
Energen Corp. : 2Q07 Beat; MovingForward on AL Shale Play
OVERWEIGHT 0.9400 Q2-07 NA Q3-07 4.0500 FY07 USD * NA NA
25-Jul-07 Glenn B.Mullin
Energen Corp. : 2Q07 Beat Due toHigher Realized Prices - ALERT
OVERWEIGHT 0.8500 Q2-07 NA Q3-07 4.0500 FY07 USD * NA NA
Energizer Holdings, Inc. ENR25-Jul-07 Dara W.
MohsenianEnergizer Holdings : Raising FYEPS After Q3 Upside
NEUTRAL 0.9700 Q3-07 1.0600 Q4-07 5.2000 FY07 USD * NA NA
16-Jul-07 Dara W.Mohsenian
Energizer Holdings : MaintainNeutral After Playtex Acquisition
NEUTRAL 0.8200 Q3-07 1.0600 Q4-07 5.2000 FY07 USD * NA NA
ENSCO International Incorporated ESV30-Aug-07 David C.
SmithENSCO Int'l : Adjusting Estimateson Utilization, Buyback
UNDERWEIGHT1.7200 Q2-07 1.9100 Q3-07 7.0800 FY07 USD * NA NA
24-Jul-07 Michael K.LaMotte
ENSCO Int'l : 2Q Beat on Tax,Share Count, Other Income -ALERT
UNDERWEIGHT1.6600 Q2-07 1.8800 Q3-07 6.9500 FY07 USD * NA NA
Entercom Communications Corp. ETM2-Aug-07 John
BlackledgeEntercom Communications : Lack ofGrowth in 2Q07 to Continue into 3Q
NEUTRAL 0.3300 Q2-07 0.4500 Q3-07 1.3400 FY07 USD * NA NA
1-Aug-07 JohnBlackledge
Entercom Communications : 2Q07First Glance: 2Q Results and 3QGuidance Both Below Expectations -ALERT
NEUTRAL 0.4100 Q2-07 0.4500 Q3-07 1.3400 FY07 USD * NA NA
Entergy Corporation ETR31-Jul-07 Andrew
SmithEntergy Corp. : Boosts DividendNearly 40%, Expecting PositiveOpen - ALERT
OVERWEIGHT 1.3000 Q2-07 NA Q3-07 5.7500 FY07 USD * NA NA
19-Jul-07 AndrewSmith
Entergy Corp. : 2Q07Preannouncement Light; ExpectModest Share Weakness - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 5.7500 FY07 USD * NA NA
Entertainment Properties Trust EPR17-Aug-07 Anthony
PaoloneEntertainment Properties Trust :Model Update
OVERWEIGHT 0.6300 Q2-07 0.7400 Q3-07 2.8800 FY07 USD * NA NA
1-Aug-07 AnthonyPaolone
Entertainment Properties Trust : 2Qbeats by $0.04; very robustinvestment activity
OVERWEIGHT 0.6300 Q2-07 0.7400 Q3-07 2.8800 FY07 USD * NA NA
Equitable Resources, Inc. EQT
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Page 74 of 225
27-Jul-07 Glenn B.Mullin
Equitable Resources : HorizontalOutlook Increasingly Positive
OVERWEIGHT 0.2700 Q2-07 NA Q3-07 2.2500 FY07 USD * NA NA
Equity One, Inc. EQY15-Aug-07 Michael
MuellerEquity One Inc. : Model AdjustmentUNDERWEIGHT0.1700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
8-Aug-07 MichaelMueller
Equity One Inc. : Ex. $0.01 of landsales Q2 in-line; core came in strong
UNDERWEIGHT0.1700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Equity Residential EQR6-Aug-07 Anthony
PaoloneEquity Residential : ModelAdjustment
NEUTRAL 0.1000 Q2-07 0.1000 Q3-07 0.3600 FY07 USD * NA NA
1-Aug-07 AnthonyPaolone
Equity Residential : 2Q FFOheadline beat, but core guidancelowered; management commentssobering
NEUTRAL 0.1000 Q2-07 0.1000 Q3-07 0.3600 FY07 USD * NA NA
ESCO Technologies Inc. ESE19-Sep-07 Paul Coster ESCO Technologies Inc. : Adjusting
Ests on Software Revenue TimingNEUTRAL 0.6400 Q4-07 0.1000 Q1-08 1.2900 FY07 USD * NA NA
5-Sep-07 Paul Coster ESCO Technologies Inc. : GreenMachines: Initiating Coverage atNeutral
NEUTRAL 0.3300 Q3-07 0.6400 Q4-07 1.2900 FY07 USD * NA NA
Essex Property Trust, Inc. ESS14-Aug-07 Anthony
PaoloneEssex Property Trust : ModelAdjustment
OVERWEIGHT 0.3900 Q2-07 0.5300 Q3-07 2.1700 FY07 USD * NA NA
2-Aug-07 AnthonyPaolone
Essex Property Trust : 2Q beats;strongest core results of anyapartment REIT so far
OVERWEIGHT 0.3900 Q2-07 0.5300 Q3-07 2.1700 FY07 USD * NA NA
Evercore Partners Inc. EVR8-Aug-07 KENNETH
WORTHINGTONEvercore Partners Inc. : SolidEarnings But Credit Clouds DealOutlook
NEUTRAL 0.4700 Q2-07 0.0300 Q3-07 0.9500 FY07 USD * NA NA
Everest Re Group, Ltd. RE24-Jul-07 Matthew
HeimermannEverest Re Group, Ltd. : A PauseBefore More Good News/AdjustingEPS
OVERWEIGHT 3.3600 Q2-07 3.0500 Q3-07 14.0900 FY07 USD 123.00 10-Nov-06 Nov-07
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Page 75 of 225
EXCO Resources, Inc. XCO6-Aug-07 Rodney
ClaytonEXCO Resources, Inc. : Q2 FirstTake - Positive - ALERT
NEUTRAL -0.1700 Q2-07 NA Q3-07 -0.2000 FY07 USD * NA NA
Exelixis, Inc. EXEL5-Sep-07 Jeffrey J.
ZekauskasExelixis, Inc : EXEL AnnouncesXL647 Results and Sell of PlantSciences Assets - ALERT
NEUTRAL -0.2900 Q2-07 -0.2800 Q3-07 -1.1000 FY07 USD * NA NA
9-Aug-07 Jeffrey J.Zekauskas
Exelixis, Inc : A Focus on Partners NEUTRAL -0.2900 Q2-07 -0.2800 Q3-07 -1.1000 FY07 USD * NA NA
Expedia, Inc. EXPE17-Sep-07 Imran Khan Expedia, Inc.: Update from Our
Conversation with the CEOOVERWEIGHT 0.3000 Q3-07 0.2400 Q4-07 0.9400 FY07 USD * NA NA
3-Aug-07 Imran Khan Expedia, Inc. : Revenue GrowthAccelerates Domestically andInternationally, Upgrading toOverweight
OVERWEIGHT 0.3000 Q3-07 0.2400 Q4-07 0.9400 FY07 USD * NA NA
Expeditors International of Washington EXPD22-Aug-07 Thomas R.
WadewitzExpeditors : Solid Demand Trendsbut Yield Expansion May be Limited;Highlights from the 8K
NEUTRAL 0.3000 Q2-07 0.3400 Q3-07 1.2600 FY07 USD * NA NA
8-Aug-07 Thomas R.Wadewitz
Expeditors : Solid 2Q; Good News IsAlready Reflected in the Stock
NEUTRAL 0.3000 Q2-07 0.3400 Q3-07 1.2600 FY07 USD * NA NA
Express Scripts, Inc. ESRX13-Aug-07 Lisa Gill Express Scripts, Inc. : ESRX
Announces CFO to Leave; WeBelieve There is Nothing to ReadInto It - ALERT
OVERWEIGHT 0.5600 Q2-07 0.5700 Q3-07 2.2800 FY07 USD * NA NA
26-Jul-07 Lisa Gill Express Scripts, Inc. : DeclineOverdone; Tweaking Quarterly EPSBreakdown; Reiterate OW
OVERWEIGHT 0.5600 Q2-07 0.5700 Q3-07 2.2800 FY07 USD * NA NA
F5 Networks, Inc. FFIV6-Aug-07 Ehud A.
Gelblum PhD
F5 Networks : Downgrading toUnderweight as Growth in CoreBusiness Appears to be Slowing
UNDERWEIGHT0.5100 Q3-07 0.5500 Q4-07 2.0700 FY07 USD * NA NA
26-Jul-07 Ehud A.Gelblum PhD
F5 Networks : FQ307 Wrap:Relatively In-Line Qtr, Not MuchChanges But the Tax Rate; Raising
NEUTRAL 0.5100 Q3-07 0.5500 Q4-07 2.0700 FY07 USD * NA NA
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Ests
Fair Isaac Corporation FIC26-Jul-07 Fred W.
SearbyFair Isaac : Solid F3Q07, SteadyProgress
NEUTRAL 0.4200 Q3-07 0.4100 Q4-07 1.6400 FY07 USD * NA NA
2-Jul-07 Fred W.Searby
Fair Isaac : Sandell Discloses 5%Stake & Efforts to Seeking ValueMaximization
NEUTRAL 0.3800 Q3-07 0.4100 Q4-07 1.6400 FY07 USD * NA NA
Fairchild Semiconductor International FCS28-Sep-07 Shawn
WebsterFairchild Semiconductor : AnalystDay Recap ... Not Too Much New,But Lead Time Decline BearsMonitoring
NEUTRAL 0.1400 Q2-07 0.2000 Q3-07 0.7500 FY07 USD * NA NA
20-Jul-07 ShawnWebster
Fairchild Semiconductor : TrimmingEstimates, Rising Lead Times AGood Sign For Industry
NEUTRAL 0.1400 Q2-07 0.2300 Q3-07 0.7900 FY07 USD * NA NA
Fairpoint Communications, Inc. FRP.N9-Aug-07 Jonathan
ChaplinFairpoint Communications : 2Q07Quick Take - ALERT
UNDERWEIGHT0.1000 Q2-07 0.1200 Q3-07 0.4600 FY07 USD * NA NA
8-Aug-07 JonathanChaplin
Fairpoint Communications : 2Q07Preview - ALERT
UNDERWEIGHT0.1000 Q2-07 0.1200 Q3-07 0.4600 FY07 USD * NA NA
Family Dollar Stores, Inc. FDO21-Sep-07 Charles
GromFamily Dollar Stores, Inc. :Downgrade to Underweight AsConcerns Mount
UNDERWEIGHT0.2500 Q4-07 NA Q1-08 1.6100 FY07 USD * NA NA
Federal Realty Inv. Trust FRT6-Aug-07 Michael
MuellerFederal Realty Investment Trust :Model Adjustment
NEUTRAL 0.4300 Q2-07 NA Q3-07 NA FY07 USD * NA NA
2-Aug-07 MichaelMueller
Federal Realty Investment Trust :Q2 and guidance as expected;Raises dividend 6.1%
NEUTRAL 0.4300 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Federated Investors, Inc. FII7-Sep-07 KENNETH
WORTHINGTONFederated Investors, Inc. : MoneyFund Concerns Overblown, Fed CutCould Drive Sales; Upgrade toNeutral
NEUTRAL 0.5400 Q2-07 0.5600 Q3-07 2.1400 FY07 USD * NA NA
27-Jul-07 KENNETH Federated Investors, Inc. : 2Q07 a UNDERWEIGHT0.5400 Q2-07 0.5600 Q3-07 2.1400 FY07 USD * NA NA
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Page 77 of 225
WORTHINGTONSolid Quarter, But Pershing RiskRemains
FedEx Corporation FDX20-Sep-07 Thomas R.
WadewitzFedEx Corp : Guidance Reductionan Obvious Pressure but F1QResults Were Solid - ALERT
OVERWEIGHT 2.0500 Q4-08 1.8400 Q1-09 7.0300 FY07 USD * NA NA
24-Jul-07 Thomas R.Wadewitz
FedEx Corp : Surcharge ReductionShifts FedEx Focus to LTL ShareGains
OVERWEIGHT 2.1200 Q4-08 1.8400 Q1-09 7.2500 FY07 USD * NA NA
23-Jul-07 Thomas R.Wadewitz
FedEx Corp : Surcharge Reduction:Bad for LTL Market; PotentialPositive for FDX - ALERT
OVERWEIGHT 2.1200 Q4-08 1.8400 Q1-09 7.2500 FY07 USD * NA NA
FelCor Lodging Trust Incorporated FCH2-Aug-07 Harry C.
CurtisFelCor Lodging Trust Inc : 2008Outlook Encouraging
OVERWEIGHT 0.3200 Q2-07 NA Q3-07 NA FY07 USD 30.00 15-May-07 May-08
1-Aug-07 Harry C.Curtis
FelCor Lodging Trust Inc :Renovated Hotels Strong, ButHotels Undergoing RenovationsDragged Results.
OVERWEIGHT 0.3200 Q2-07 NA Q3-07 NA FY07 USD 30.00 15-May-07 May-08
31-Jul-07 Harry C.Curtis
FelCor Lodging Trust Inc : PullbackRepresents Excellent BuyingOpportunity.
OVERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD 30.00 15-May-07 May-08
Fidelity National Information Services FIS4-Sep-07 Tien-Tsin
HuangFidelity National InformationServices : Closer Look at MortgageUnit & Strategic Options; GuidanceSafe; We're Below Consensus
OVERWEIGHT 0.5900 Q2-07 0.6500 Q3-07 2.4800 FY07 USD * NA NA
26-Jul-07 Tien-TsinHuang
Fidelity National InformationServices : Adjusting Est. Post 2QRevenue Beat & In-Line EPS
OVERWEIGHT 0.5900 Q2-07 0.6600 Q3-07 2.4800 FY07 USD * NA NA
Fifth Third Bancorp FITB17-Aug-07 Vivek Juneja Fifth Third Bancorp : Dilutive Deal to
Diversify into North CarolinaUNDERWEIGHT0.6800 Q2-07 0.7000 Q3-07 2.7600 FY07 USD * NA NA
15-Aug-07 Vivek Juneja Fifth Third Bancorp : Sharp Rise inHigh-Risk Res Mtg Delinquencies
UNDERWEIGHT0.6800 Q2-07 0.7000 Q3-07 2.7600 FY07 USD * NA NA
23-Jul-07 Vivek Juneja Fifth Third Bancorp : FL, MI LossesUp Sharply, Fees & Costs Offset
UNDERWEIGHT0.6800 Q2-07 0.7000 Q3-07 2.7400 FY07 USD * NA NA
3-Jul-07 Vivek Juneja Fifth Third Bancorp : TrimmingEstimates
UNDERWEIGHT0.6900 Q2-07 0.7100 Q3-07 2.7700 FY07 USD * NA NA
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First Data Corporation FDC.N19-Jul-07 Tien-Tsin
HuangFirst Data : 2Q First Look: In-Line -ALERT
NEUTRAL 0.3100 Q2-07 0.3300 Q3-07 1.2600 FY07 USD * NA NA
17-Jul-07 Tien-TsinHuang
First Data : Tweaking Model Aheadof an Expected In-line 2Q
NEUTRAL 0.3200 Q2-07 0.3300 Q3-07 1.2500 FY07 USD * NA NA
First Financial Bankshares, Inc. FFIN20-Jul-07 John Pancari First Financial Bankshares : Clean
2Q07 Results; Upside from LowerExpenses
NEUTRAL 0.6400 Q2-07 0.5900 Q3-07 2.3500 FY07 USD * NA NA
First Mercury Financial Corporation FMR1-Aug-07 Matthew
HeimermannFirst Mercury Financial Corporation :Production Back On Track/2Q EPSIn-line
OVERWEIGHT 0.5500 Q2-07 0.5700 Q3-07 2.2500 FY07 USD * NA NA
First Midwest Bancorp, Inc. FMBI26-Jul-07 John Pancari First Midwest Bancorp : 2Q Call
Follow-Up: EPS Pressure LimitsValuation Upside; Reiterate Neutral
NEUTRAL 0.5900 Q2-07 0.6100 Q3-07 2.4000 FY07 USD * NA NA
25-Jul-07 John Pancari First Midwest Bancorp : Mixed 2Q;EPS Upside on Solid Top Line, ButB/S Trends Pressured - ALERT
NEUTRAL 0.5800 Q2-07 0.6100 Q3-07 2.4000 FY07 USD * NA NA
FirstMerit Corporation FMER25-Jul-07 John Pancari FirstMerit Corporation : Encouraging
2Q, But Outlook RemainsChallenged
UNDERWEIGHT0.3700 Q2-07 0.3700 Q3-07 1.4800 FY07 USD * NA NA
24-Jul-07 John Pancari FirstMerit Corporation : RelativelySolid 2Q; Credit DeteriorationManageable and Modestly Lessthan Expected - ALERT
UNDERWEIGHT0.3500 Q2-07 0.3700 Q3-07 1.4800 FY07 USD * NA NA
Fiserv, Inc. FISV26-Jul-07 Tien-Tsin
HuangFiserv, Inc. : Weakness SeemsOverdone; EPS Adjustment for ISSExpected
NEUTRAL 0.6800 Q2-07 0.7500 Q3-07 2.8700 FY07 USD * NA NA
FLIR Systems, Inc. FLIR27-Sep-07 Paul Coster FLIR Systems Inc : Good News
Pours In - ALERTNEUTRAL 0.3800 Q2-07 0.3700 Q3-07 1.6800 FY07 USD * NA NA
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26-Sep-07 Paul Coster FLIR Systems Inc : FLIR at ASISInternational - ALERT
NEUTRAL 0.3800 Q2-07 0.3700 Q3-07 1.6800 FY07 USD * NA NA
25-Jul-07 Paul Coster FLIR Systems Inc : 2Q Results -Solid; Adjusting Ests.
NEUTRAL 0.3500 Q2-07 0.3500 Q3-07 1.6300 FY07 USD * NA NA
Flowers Foods, Inc. FLO16-Aug-07 Pablo E.
ZuanicFlowers Foods Inc : Quicktake on2Q07 results - ALERT
NEUTRAL 0.2200 Q2-07 0.1900 Q3-07 0.9100 FY07 USD * NA NA
9-Jul-07 Pablo E.Zuanic
Flowers Foods Inc : Snippets fromMeeting with Management
NEUTRAL 0.2200 Q2-07 0.1933 Q3-07 0.9133 FY07 USD * NA NA
FMC Technologies, Inc. FTI31-Jul-07 Michael K.
LaMotteFMC Technologies Inc : Solid Beat,Backlog Build - ALERT
OVERWEIGHT 1.0600 Q2-07 1.1300 Q3-07 4.2500 FY07 USD * NA NA
Fomento Economico Mexicano SAB (ADR) FMX30-Jul-07 Andrea
TeixeiraFEMSA : Weak 2Q07 Results - inLine with Our Estimates - ALERT
NEUTRAL 0.5686 Q2-07 0.5667 Q3-07 1.9000 FY07 USD * NA NA
Foot Locker, Inc. FL24-Aug-07 Robert
SamuelsFoot Locker, Inc. : Downgrading toNeutral, Lowering Estimates
NEUTRAL -0.1200 Q2-08 0.3700 Q3-08 1.2700 FY07 USD * NA NA
Ford Motor Company F4-Sep-07 Himanshu
PatelFord Motor Company : AugustSales, 2H Production Largely In-line- ALERT
OVERWEIGHT 0.1300 Q2-07 -0.6500 Q3-07 -1.4600 FY07 USD * NA NA
1-Aug-07 HimanshuPatel
Ford Motor Company : July SalesLackluster on Across the BoardWeakness - ALERT
OVERWEIGHT 0.1300 Q2-07 -0.6500 Q3-07 -1.4600 FY07 USD * NA NA
3-Jul-07 HimanshuPatel
Ford Motor Company : June SalesSlightly Weak - ALERT
UNDERWEIGHT-0.2800 Q2-07 -1.0000 Q3-07 -2.1500 FY07 USD * NA NA
Forest Laboratories, Inc. FRX27-Sep-07 Adam
GreeneForest Laboratories, Inc : AzorApproved, Adjusting Estimates
NEUTRAL 0.8300 Q1-08 0.7400 Q2-08 3.0700 FY07 USD * NA NA
FormFactor, Inc. FORM26-Jul-07 Christopher
BlansettFormFactor Inc : C2Q07 Earnings -Strong Revenue Growth andGuidance, Raising Ests.
UNDERWEIGHT0.3800 Q2-07 0.3800 Q3-07 1.4300 FY07 USD * NA NA
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Page 80 of 225
10-Jul-07 ChristopherBlansett
FormFactor Inc : Downgrading toUnderweight on Expectations ofMarket Share Loss to MJC
NEUTRAL 0.3400 Q2-07 0.4000 Q3-07 1.4700 FY07 USD * NA NA
Fortune Brands, Inc. FO14-Sep-07 Dara W.
MohsenianFortune Brands : AssumingCoverage; Maintaining NeutralRating
NEUTRAL 1.5300 Q2-07 1.2900 Q3-07 5.0000 FY07 USD * NA NA
27-Jul-07 MichaelRehaut
Fortune Brands : Solid 2Q UpsideReported; 3Q Guidance IssuedSlightly Below Street; MaintainNeutral
NEUTRAL 1.3400 Q2-07 1.3600 Q3-07 5.0000 FY07 USD * NA NA
Fossil, Inc. FOSL15-Aug-07 Robert
SamuelsFossil, Inc. : International DrivingImpressive Results, Adj.Ests.
NEUTRAL 0.2100 Q2-07 0.3800 Q3-07 1.4000 FY07 USD * NA NA
FPL Group, Inc. FPL30-Jul-07 Andrew
SmithFPL Group Inc. : IncreasingGuidance/Wind MW and 2Q Aheadof Ests. - ALERT
NEUTRAL 0.8000 Q2-07 NA Q3-07 3.4500 FY07 USD * NA NA
Franklin Bank Corp. FBTX26-Jul-07 John Pancari Franklin Bank Corp : 2Q Call
Follow-Up: EPS Pressure Mountingon Homebuilding Weakness;Reiterate Underweight
UNDERWEIGHT0.3000 Q2-07 0.3200 Q3-07 1.2100 FY07 USD * NA NA
Franklin Resources, Inc. BEN27-Jul-07 KENNETH
WORTHINGTONFranklin Resources : Strong Salesand Higher Margins in F3Q07 -Corrected Note supersedes anyprevious versions
UNDERWEIGHT1.9100 Q3-07 1.8900 Q4-07 7.2000 FY07 USD * NA NA
12-Jul-07 KENNETHWORTHINGTON
Franklin Resources : Downturn InHigh-Yield Highlights PotentialPerformance Issue at FlagshipIncome Series Fund
UNDERWEIGHT1.9300 Q3-07 1.8800 Q4-07 7.2100 FY07 USD * NA NA
Freeport-McMoRan Copper & Gold Inc. FCX26-Jul-07 Michael
GambardellaFreeport-McMoRan Copper & Gold :FCX maintains focus onde-leveraging; Adj. EPS
OVERWEIGHT 2.7000 Q2-07 2.3600 Q3-07 10.2600 FY07 USD * NA NA
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Page 81 of 225
11-Jul-07 MichaelGambardella
Freeport-McMoRan Copper & Gold :Raising EPS due to new base metalforecasts
OVERWEIGHT 3.0500 Q2-07 2.3600 Q3-07 10.2600 FY07 USD * NA NA
FreightCar America, Inc. RAIL31-Jul-07 Brannon
CookFreightCar America : ManagementMeetings Highlight RevenueDiversification Efforts
NEUTRAL 0.9300 Q2-07 0.6400 Q3-07 4.0000 FY07 USD * NA NA
Frontier Oil Corporation FTO8-Aug-07 Daniel Vetter Frontier Oil Corporation : 2Q07
earnings well ahead of expectations- ALERT
NEUTRAL 1.8500 Q2-07 1.1000 Q3-07 4.3000 FY07 USD * NA NA
G&K Services, Inc. GKSR29-Aug-07 Michael J.
FoxG&K Services Inc. : FY2007 10KReview
OVERWEIGHT 0.6000 Q4-08 NA Q1-09 2.2100 FY07 USD * NA NA
14-Aug-07 Michael J.Fox
G&K Services Inc. : F4Q07 Glance:Strong Quarter And Outlook
OVERWEIGHT 0.5200 Q4-07 NA Q1-08 1.9600 FY07 USD * NA NA
14-Aug-07 Michael J.Fox
G&K Services Inc. : F4Q07: StrongQuarter And Outlook
OVERWEIGHT 0.5200 Q4-07 NA Q1-08 1.9600 FY07 USD * NA NA
27-Jul-07 Michael J.Fox
G&K Services Inc. : G&KAnnounces Add-On Acquisition
OVERWEIGHT 0.5200 Q4-07 NA Q1-08 1.9600 FY07 USD * NA NA
GameStop Corp. GME3-Aug-07 Nancy Hoch GameStop : GTA Delay a
Near-Term Hiccup; OverweightOVERWEIGHT 0.0800 Q2-08 0.1800 Q3-08 1.4500 FY07 USD * NA NA
9-Jul-07 Nancy Hoch GameStop : PS3 Price Cut APositive for GME - ALERT
OVERWEIGHT 0.0800 Q2-08 0.1800 Q3-08 1.4500 FY07 USD * NA NA
Gander Mountain Company GMTN24-Aug-07 Nancy Hoch SMid Cap Retailing : Terminating
CoverageNA NA Q2-08 NA Q3-08 NA FY07 USD * NA NA
22-Aug-07 Nancy Hoch Gander Mountain Company : NotMuch Horsepower in 2Q Margins
UNDERWEIGHT-0.1700 Q2-08 0.0500 Q3-08 0.0500 FY07 USD * NA NA
Gannett Co., Inc. GCI18-Sep-07 Fred W.
SearbyGannett Co., Inc. : August News AdRevs Down 7.1%; Classified FallContinues; Adj. Estimates
NEUTRAL 1.2400 Q2-07 1.0100 Q3-07 4.5300 FY07 USD * NA NA
20-Aug-07 Fred W.Searby
Gannett Co., Inc. : July Proforma AdRevenue Falls 7.6%; Slight Negative
NEUTRAL 1.2400 Q2-07 1.0100 Q3-07 4.5200 FY07 USD * NA NA
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19-Jul-07 Fred W.Searby
Gannett Co., Inc. : UpdatingEstimates for 2Q Results
NEUTRAL 1.2400 Q2-07 1.0100 Q3-07 4.4900 FY07 USD * NA NA
18-Jul-07 Fred W.Searby
Gannett Co., Inc. : 2Q in Line withRecent Guidance; June Ads RemainWeak - ALERT
NEUTRAL 1.2200 Q2-07 1.0100 Q3-07 4.4900 FY07 USD * NA NA
Gartner, Inc. IT31-Jul-07 Fred W.
SearbyGartner Inc. : Solid 2Q07 OVERWEIGHT 0.2300 Q2-07 0.0900 Q3-07 0.7500 FY07 USD * NA NA
Gasco Energy, Inc. GSX2-Aug-07 Rodney
ClaytonGasco Energy : Changing EstimatesFollowing Conference Call
NEUTRAL -0.0200 Q2-07 NA Q3-07 -0.0300 FY07 USD * NA NA
Gaylord Entertainment Company GET3-Aug-07 Harry C.
CurtisGaylord Entertainment : StrongQuarter; Something Else In TheWorks For SoCal?
NEUTRAL 0.1900 Q2-07 -0.2500 Q3-07 -0.2700 FY07 USD * NA NA
9-Jul-07 Harry C.Curtis
Gaylord Entertainment : Chula VistaProject Likely Cancelled.
NEUTRAL -0.0400 Q2-07 -0.2500 Q3-07 -0.2700 FY07 USD * NA NA
Gemstar-TV Guide International, Inc. GMST24-Sep-07 Barton
CrockettGemstar TV Guide International :Gemstar Weekly Data Tracker,Week of Sep. 24
OVERWEIGHT 0.0500 Q2-07 0.0100 Q3-07 0.1500 FY07 USD * NA NA
17-Sep-07 BartonCrockett
Gemstar TV Guide International :Gemstar Weekly Data Tracker,Week of Sep. 17
OVERWEIGHT 0.0500 Q2-07 0.0100 Q3-07 0.1500 FY07 USD * NA NA
10-Sep-07 BartonCrockett
Gemstar TV Guide International :Gemstar Weekly Data Tracker,Week of Sep. 10
OVERWEIGHT 0.0500 Q2-07 0.0100 Q3-07 0.1500 FY07 USD * NA NA
21-Aug-07 BartonCrockett
Gemstar TV Guide International :Gemstar Weekly Data Tracker,Week of Aug 20
OVERWEIGHT 0.0500 Q2-07 0.0100 Q3-07 0.1500 FY07 USD * NA NA
8-Aug-07 BartonCrockett
Gemstar TV Guide International :Gemstar Weekly Data Tracker,Week of August 6
OVERWEIGHT 0.0500 Q2-07 0.0100 Q3-07 0.1500 FY07 USD * NA NA
27-Jul-07 BartonCrockett
Gemstar TV Guide International :2Q07 React: 1x Items BoostedUpside, Results a Sideshow vsMerger Talk - ALERT
OVERWEIGHT 0.0300 Q2-07 0.0300 Q3-07 0.1600 FY07 USD * NA NA
27-Jul-07 BartonCrockett
Gemstar TV Guide International :2Q07 Wrap: In-line Qtr, Higher
OVERWEIGHT 0.0500 Q2-07 0.0100 Q3-07 0.1500 FY07 USD * NA NA
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Spending Expected, Adj Ests26-Jul-07 Barton
CrockettGemstar TV Guide International :Gemstar Weekly, 2Q07 Preview
OVERWEIGHT 0.0300 Q2-07 0.0300 Q3-07 0.1600 FY07 USD * NA NA
9-Jul-07 BartonCrockett
Gemstar TV Guide International :Gemstar Weekly Data Tracker,Week of July 9
OVERWEIGHT 0.0300 Q2-07 0.0300 Q3-07 0.1600 FY07 USD * NA NA
5-Jul-07 BartonCrockett
Gemstar TV Guide International :Sky Italia AnnouncementIncrementally Positive, But Alreadyin Our Model - ALERT
OVERWEIGHT 0.0300 Q2-07 0.0300 Q3-07 0.1600 FY07 USD * NA NA
Genco Shipping & Trading Limited GNK6-Sep-07 Jonathan
ChappellGenco Shipping & Trading Ltd. :Raising '08 EPS Est. on NewCharters; Reit. OW
OVERWEIGHT 0.6000 Q2-07 0.6500 Q3-07 2.8300 FY07 USD * NA NA
15-Aug-07 JonathanChappell
Genco Shipping & Trading Ltd. :Raising Est. Again on AnotherAccretive Acquisition
OVERWEIGHT 0.6000 Q2-07 0.6800 Q3-07 2.8000 FY07 USD * NA NA
3-Aug-07 JonathanChappell
Genco Shipping & Trading Ltd. :Raising '07 & '08 EPS Est. on NewRate Forecasts
OVERWEIGHT 0.6000 Q2-07 0.7000 Q3-07 2.7600 FY07 USD * NA NA
2-Aug-07 JonathanChappell
Genco Shipping & Trading Ltd. : 2QEPS In-Line with Our Est., BelowCons. - ALERT
OVERWEIGHT 0.6000 Q2-07 0.7000 Q3-07 2.7600 FY07 USD * NA NA
20-Jul-07 JonathanChappell
Genco Shipping & Trading Ltd. :Raising '08 EPS Est. by 11% onAccretive Acq.
OVERWEIGHT 0.6700 Q2-07 0.7300 Q3-07 2.8600 FY07 USD * NA NA
GenCorp Inc. GY26-Sep-07 Joseph B.
NadolGenCorp Inc. : First Look at Q3Earnings - ALERT
OVERWEIGHT 0.0600 Q3-07 0.0900 Q4-07 0.3500 FY07 USD * NA NA
26-Sep-07 Joseph B.Nadol
GenCorp Inc. : Solid Quarter withFundamentals Little Changed;Raising Estimates
OVERWEIGHT 0.1200 Q3-07 0.0700 Q4-07 0.5500 FY07 USD * NA NA
Genentech, Inc. DNA14-Sep-07 Geoffrey
MeachamGenentech : Despite ODAC Panel,Avastin Should Still be Approved inBreast
OVERWEIGHT 0.7800 Q2-07 0.7200 Q3-07 2.9300 FY07 USD * NA NA
24-Aug-07 GeoffreyMeacham
Genentech : Avastin Breast CancersBLA Resubmission IncrementalPositive - ALERT
OVERWEIGHT 0.7800 Q2-07 0.7200 Q3-07 2.9300 FY07 USD * NA NA
12-Jul-07 GeoffreyMeacham
Genentech : Raising 2007 Ests onUpside 2Q; Reiterate OW
OVERWEIGHT 0.7800 Q2-07 0.7200 Q3-07 2.9200 FY07 USD * NA NA
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11-Jul-07 GeoffreyMeacham
Genentech : Upside 2Q EPS onLeverage; Key Products In Line -ALERT
OVERWEIGHT 0.7200 Q2-07 0.7200 Q3-07 2.9200 FY07 USD * NA NA
9-Jul-07 GeoffreyMeacham
Genentech : 2Q07 EarningsPreview: Raising Ests But ExpectingFew Surprises
OVERWEIGHT 0.6900 Q2-07 0.7200 Q3-07 2.9100 FY07 USD * NA NA
General Dynamics Corporation GD26-Jul-07 Joseph B.
NadolGeneral Dynamics Corp. : StrongQ2; Gulfstream Salesforce Must BeTired
OVERWEIGHT 1.2200 Q2-07 1.2300 Q3-07 5.0000 FY07 USD * NA NA
25-Jul-07 Joseph B.Nadol
General Dynamics Corp. : First Lookat Q2 Earnings - ALERT
OVERWEIGHT 1.1900 Q2-07 1.2800 Q3-07 4.9500 FY07 USD * NA NA
General Electric Company GE18-Sep-07 C. Stephen
Tusa Jr.General Electric Co. : Notes FromGE Infrastructure Meeting - ALERT
OVERWEIGHT 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
4-Sep-07 C. StephenTusa Jr.
General Electric Co. : GECSOutlook Solid, Despite MarketUncertainties
OVERWEIGHT 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
16-Jul-07 C. StephenTusa Jr.
General Electric Co. : In Line 2QOvershadowed by Strong 08 Storyand Investor Friendly Tone onPortfolio Moves
OVERWEIGHT 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
13-Jul-07 C. StephenTusa Jr.
General Electric Co. : KeyTakeaways From Conf. Call -ALERT
OVERWEIGHT 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
11-Jul-07 C. StephenTusa Jr.
General Electric Co. : GETerminates Deal With ABT - ALERT
OVERWEIGHT 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
General Growth Properties GGP1-Aug-07 Michael
MuellerGeneral Growth Properties : "Clean"Core FFO hit our $0.70 estimate,but likely a little below Street
NEUTRAL 0.0300 Q2-07 NA Q3-07 NA FY07 USD * NA NA
1-Aug-07 MichaelMueller
General Growth Properties : ModelAdjustment
NEUTRAL 0.0300 Q2-07 NA Q3-07 NA FY07 USD * NA NA
16-Jul-07 MichaelMueller
General Growth Properties : ModelAdjustment
NEUTRAL NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
General Maritime Corporation GMR2-Aug-07 Jonathan
ChappellGeneral Maritime Corp. : Raising2007 & 2008 EPS Est. on New TCs;Reit. N
NEUTRAL 0.3700 Q2-07 0.3400 Q3-07 1.9000 FY07 USD * NA NA
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General Mills, Inc. GIS19-Sep-07 Pablo E.
ZuanicGeneral Mills : Quick Take on 1Q08Results - ALERT
UNDERWEIGHT0.7000 Q4-08 NA Q1-09 3.3500 FY07 USD * NA NA
19-Sep-07 Pablo E.Zuanic
General Mills : Cutting 2Q08Estimates, Increasing 2H08
UNDERWEIGHT0.7000 Q4-08 NA Q1-09 3.3500 FY07 USD * NA NA
10-Sep-07 Pablo E.Zuanic
General Mills : Why We Remain UWUNDERWEIGHT0.7300 Q4-08 0.8700 Q1-09 3.4000 FY07 USD * NA NA
6-Sep-07 Pablo E.Zuanic
General Mills : 1Q08 Guidance Setat 81c - Our Take - ALERT
UNDERWEIGHT0.7300 Q4-08 0.8700 Q1-09 3.4000 FY07 USD * NA NA
2-Aug-07 Pablo E.Zuanic
General Mills : The 10/04 LBH DealUnwinds - ALERT
UNDERWEIGHT0.7300 Q4-08 0.8700 Q1-09 3.4000 FY07 USD * NA NA
General Motors Corporation GM26-Sep-07 Himanshu
PatelGeneral Motors : TentativeGM-UAW Deal Struck; Positive -ALERT
OVERWEIGHT 2.2900 Q2-07 0.3700 Q3-07 3.4000 FY07 USD * NA NA
4-Sep-07 HimanshuPatel
General Motors : August Sales, 4QProduction Better Than Expected -ALERT
OVERWEIGHT 2.2900 Q2-07 0.3700 Q3-07 3.4000 FY07 USD * NA NA
1-Aug-07 HimanshuPatel
General Motors : Intl. Profits StepUp; H2 NAFTA Caution; Adj. EPS
OVERWEIGHT 2.2900 Q2-07 0.6100 Q3-07 3.0000 FY07 USD * NA NA
30-Jul-07 HimanshuPatel
General Motors : GMAC ResultsBetter than Expected - ALERT
OVERWEIGHT 1.2000 Q2-07 0.6100 Q3-07 3.0000 FY07 USD * NA NA
Genesco Inc. GCO31-Aug-07 Robert
SamuelsGenesco, Inc : UncertaintySurrounds Potential Deal with FINL;Adj. Ests.
OVERWEIGHT 0.0000 Q2-08 0.6200 Q3-08 2.7000 FY07 USD * NA NA
Genesis Lease Limited (ADR) GLS25-Jul-07 Jamie Baker Genesis Lease Limited : Q2 Slightly
Ahead, No Change to Dividend;Thoughts on Brazil
OVERWEIGHT 0.2800 Q2-07 0.2900 Q3-07 1.1600 FY07 USD * NA NA
Genomic Health, Inc. GHDX7-Aug-07 Tycho
PetersonGenomic Health : Oncotype DXTrends Remain Strong
OVERWEIGHT -0.2800 Q2-07 -0.2700 Q3-07 -1.0900 FY07 USD * NA NA
Genpact Limited G11-Sep-07 Tien-Tsin
HuangGenpact : Initiate at OW; WellPositioned for Solid Growth
OVERWEIGHT 0.0900 Q3-07 0.1100 Q4-07 0.2500 FY07 USD * NA NA
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Gen-Probe Incorporated GPRO2-Aug-07 Tycho
PetersonGen-Probe : 2Q Impressive Acrossthe Board - Raising Ests
OVERWEIGHT 0.5000 Q2-07 0.3000 Q3-07 1.4300 FY07 USD * NA NA
Gentex Corporation GNTX23-Jul-07 Himanshu
PatelGentex Corporation : Q2 Upside,Guidance Upped; Positive Reaction- ALERT
NEUTRAL 0.2100 Q2-07 0.1900 Q3-07 0.8300 FY07 USD * NA NA
Genuine Parts Company GPC20-Jul-07 Himanshu
PatelGenuine Parts Company : 2QIn-line; Full-year OutlookUnchanged
NEUTRAL 0.7600 Q2-07 0.7700 Q3-07 3.0000 FY07 USD * NA NA
19-Jul-07 HimanshuPatel
Genuine Parts Company : QuickTake: 2Q In-line; Autos Weak,Industrial Strong - ALERT
NEUTRAL 0.7600 Q2-07 0.7700 Q3-07 3.0000 FY07 USD * NA NA
Genworth Financial, Inc. GNW27-Jul-07 Jimmy
BhullarGenworth Financial : Results Mixed,but Should Lift Investor Sentiment
OVERWEIGHT 0.7800 Q2-07 0.8100 Q3-07 3.1700 FY07 USD * NA NA
Genzyme Corporation GENZ25-Jul-07 Geoffrey
MeachamGenzyme Corporation : 2Q07 BeatsLow Expectations - ALERT
NEUTRAL 0.8200 Q2-07 0.8300 Q3-07 3.2900 FY07 USD * NA NA
25-Jul-07 GeoffreyMeacham
Genzyme Corporation : 2Q EarningsSolid: Leverage Driving FutureGrowth
NEUTRAL 0.8800 Q2-07 0.8500 Q3-07 3.4000 FY07 USD * NA NA
19-Jul-07 GeoffreyMeacham
Genzyme Corporation : ImpressiveMozobil Ph III Results - ALERT
NEUTRAL 0.8200 Q2-07 0.8300 Q3-07 3.2900 FY07 USD * NA NA
6-Jul-07 GeoffreyMeacham
Genzyme Corporation : TolevamerFails Trial 1 of 2 in CDAD - ALERT
NEUTRAL 0.8200 Q2-07 0.8300 Q3-07 3.2900 FY07 USD * NA NA
Georgia Gulf Corporation GGC10-Aug-07 David Silver Georgia Gulf : Vinyl Profits Vanish:
We Reduce EstimatesNEUTRAL -0.0500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
9-Aug-07 David Silver Georgia Gulf : GGC 2Q ResultsNegative - ALERT
NEUTRAL -0.0500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Getty Images, Inc. GYI2-Aug-07 Fred W.
SearbyGetty Images : Lowers 2007Outlook, Adj Ests
NEUTRAL 0.5700 Q2-07 0.6200 Q3-07 2.4600 FY07 USD * NA NA
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Gevity HR, Inc. GVHR24-Sep-07 David Cohen Gevity : Mgmt Mtgs: Bumps
Remain, But Selling OverdoneOVERWEIGHT 0.1900 Q2-07 0.1600 Q3-07 0.6800 FY07 USD * NA NA
7-Aug-07 David Cohen Gevity : 2Q07 First Look: Negative,but Selling Overdone - ALERT
OVERWEIGHT 0.1700 Q2-07 0.1900 Q3-07 0.6800 FY07 USD * NA NA
7-Aug-07 David Cohen Gevity : Bad News Appears PricedIn; Remain OW Despite LowerEstimates
OVERWEIGHT 0.1700 Q2-07 0.1900 Q3-07 0.6800 FY07 USD * NA NA
Gilead Sciences, Inc. GILD20-Jul-07 Geoffrey
MeachamGilead Sciences : Raising Estimateson Impressive 2Q HIV Sales
OVERWEIGHT 0.4200 Q2-07 0.3800 Q3-07 1.6700 FY07 USD * NA NA
19-Jul-07 GeoffreyMeacham
Gilead Sciences : Upside 2Q EPSon Top Line Growth - ALERT
OVERWEIGHT 0.4000 Q2-07 0.3800 Q3-07 1.6700 FY07 USD * NA NA
Global Cash Access Holdings, Inc. GCA10-Aug-07 Tien-Tsin
HuangGlobal Cash Access : Didn't See ItComing; Guidance Cut, Est. Down
OVERWEIGHT 0.1800 Q2-07 0.2100 Q3-07 0.7700 FY07 USD * NA NA
9-Aug-07 Tien-TsinHuang
Global Cash Access : 2Q07 FirstLook: Misses 2Q by $0.01, LowersFY Guidance - ALERT
OVERWEIGHT 0.1800 Q2-07 0.2100 Q3-07 0.7700 FY07 USD * NA NA
2-Aug-07 Tien-TsinHuang
Global Cash Access : ReiterateOverweight; Weakness Overdone
OVERWEIGHT 0.1800 Q2-07 0.2100 Q3-07 0.7700 FY07 USD * NA NA
24-Jul-07 Tien-TsinHuang
Global Cash Access : CFODeparture a Negative Surprise;Near-Term Results Should Be Fine -ALERT
OVERWEIGHT 0.1800 Q2-07 0.2100 Q3-07 0.7700 FY07 USD * NA NA
Global Payments Inc. GPN24-Sep-07 Tien-Tsin
HuangGlobal Payments : 1Q Preview,Modest Upside Likely; But SharesFeel Extended
OVERWEIGHT 0.4800 Q4-08 0.5800 Q1-09 1.8800 FY07 USD * NA NA
26-Jul-07 Tien-TsinHuang
Global Payments : F4Q First Look:$0.02 Beat; Guides In-Line - ALERT
OVERWEIGHT 0.4100 Q4-07 0.5300 Q1-08 1.7600 FY07 USD * NA NA
24-Jul-07 Tien-TsinHuang
Global Payments : Tweaking Est,Results & Outlook Should Satisfy
OVERWEIGHT 0.4100 Q4-07 0.5300 Q1-08 1.7600 FY07 USD * NA NA
GlobalSantaFe Corporation GSF12-Sep-07 David C.
SmithGlobalSantaFe Corporation : Deepand Defensive; Upgrading to N fromUW
NEUTRAL 1.6000 Q2-07 2.0000 Q3-07 7.1500 FY07 USD * NA NA
2-Aug-07 David C. GlobalSantaFe Corporation : 2Q07 UNDERWEIGHT1.6000 Q4-07 2.0000 Q4-07 7.1500 FY07 USD * NA NA
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Page 88 of 225
Smith In Line, Fleet Status Uneventful -ALERT
24-Jul-07 David C.Smith
Transocean and GlobalSantaFe :Looking Past EPS Accretion
UNDERWEIGHT1.6000 Q4-07 2.0000 Q4-07 7.1500 FY07 USD * NA NA
23-Jul-07 David C.Smith
Transocean and GlobalSantaFePropose Merger of Equals :Combination Creates Mega-Driller,Accelerates Cash Return - ALERT
UNDERWEIGHT1.6000 Q4-07 2.0000 Q4-07 7.1500 FY07 USD * NA NA
Globalstar, Inc. GSAT14-Aug-07 Thomas J.
LeeGlobalstar : 2Q inline. Achievedsubs growth. Early delivery of 2ndGen sats. Simplex momentumstronger in 2H. - ALERT
OVERWEIGHT 0.0400 Q2-07 0.0700 Q3-07 0.1600 FY07 USD * NA NA
GMH Communities Trust GCT7-Aug-07 Anthony
PaoloneGMH Communities Trust : 2Q $0.01behind; some balance sheetprogress, but core and pre-leasingremain weak
UNDERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
GOL Linhas Aereas Inteligentes SA (ADR) GOL7-Sep-07 Jamie Baker GOL Linhas Aereas Inteligentes
S.A. : GOL Expected To Miss 3Q,Estimates Reduced Again
UNDERWEIGHT-0.0900 Q2-07 0.3500 Q3-07 0.7400 FY07 USD * NA NA
Gold Fields GFIJ.J13-Sep-07 Allan Cooke SA Gold - forecast and valuation
updatesOVERWEIGHT NA Q3-07 NA Q4-07 412 FY07 SAR 143.00 13-Sep-07 Mar-08
1-Aug-07 Allan Cooke Gold Fields: 4Q07 result: Stableoperating result and outlook
OVERWEIGHT NA Q3-07 NA Q4-07 435 FY07 SAR 136.00 17-Jul-07 Jul-08
17-Jul-07 Allan Cooke SA Gold & Platinum Foresight OVERWEIGHT NA Q3-07 NA Q4-07 435 FY07 SAR 136.00 17-Jul-07 Jul-08
Gold Reserve Inc. GRZ14-Aug-07 John Bridges Gold Reserve : Q2 Progress Report
Positive - ALERTOVERWEIGHT -0.0800 Q2-07 -0.0600 Q3-07 -0.2800 FY07 USD * NA NA
Goldcorp Inc. (USA) GG3-Aug-07 John Bridges Goldcorp Inc : Short term
disappointment at Luismin - ALERTOVERWEIGHT 0.1700 Q2-07 0.2100 Q3-07 0.7000 FY07 USD * NA NA
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Page 89 of 225
Golden Telecom, Inc. GLDN9-Aug-07 Jean-Charles
A.Lemardeley
Golden Telecom : 2Q07: StrongQuarter; Reiterate OW - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 2.2000 FY07 USD * NA NA
Golfsmith International Holdings, Inc. GOLF8-Aug-07 Nancy Hoch Golfsmith International Holdings,
Inc. : Clean 2Q, But StrategicInitiatives To Weigh On the FullYear
NEUTRAL 0.4300 Q2-07 0.2600 Q3-07 0.2500 FY07 USD * NA NA
Goodman Global, Inc. GGL27-Jul-07 Curtis
WoodworthGoodman Global : It's All Good -Raising 2007 FCF Est. Significantly
OVERWEIGHT 0.5500 Q2-07 0.5700 Q3-07 1.4000 FY07 USD * NA NA
26-Jul-07 CurtisWoodworth
Goodman Global : 2Q EPS of $0.55Well Above Forecast; FCFGuidance Raised By 25%; ReiterateOW - ALERT
OVERWEIGHT 0.4600 Q2-07 0.5700 Q3-07 1.4000 FY07 USD * NA NA
Goodrich Corporation GR27-Jul-07 Joseph B.
NadolGoodrich : Another Good Quarter;Margin Visibility Improves Again;Raising Estimates
NEUTRAL 0.9800 Q2-07 0.8900 Q3-07 3.6500 FY07 USD * NA NA
26-Jul-07 Joseph B.Nadol
Goodrich : First Look at Q2 Earnings- ALERT
NEUTRAL 0.8800 Q2-07 0.8200 Q3-07 3.3500 FY07 USD * NA NA
Goodrich Petroleum Corporation GDP9-Aug-07 Joseph D.
AllmanGoodrich Petroleum : Good CottonValley Results Highlight 2Q - ALERT
OVERWEIGHT -0.2000 Q2-07 -0.1600 Q3-07 -0.8300 FY07 USD * NA NA
9-Aug-07 Joseph D.Allman
Goodrich Petroleum : UpdatingModel for 2Q07 Results
OVERWEIGHT -0.2000 Q2-07 -0.1600 Q3-07 -0.8200 FY07 USD * NA NA
3-Aug-07 Joseph D.Allman
Goodrich Petroleum : SuccessfulJames Lime Well Raises Our NAVby $3-5/share
OVERWEIGHT -0.2300 Q2-07 -0.1600 Q3-07 -0.8300 FY07 USD * NA NA
Google Inc. GOOG10-Jul-07 Imran Khan Google : Acquisition of Postini
Completes Software OfferingOVERWEIGHT 3.5500 Q2-07 3.7100 Q3-07 15.0600 FY07 USD * NA NA
GrafTech International Ltd. GTI2-Aug-07 Michael GrafTech International : Turnaround NEUTRAL 0.3700 Q2-07 0.2700 Q3-07 1.2100 FY07 USD * NA NA
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Page 90 of 225
Gambardella continues - Raising EPS
Grant Prideco, Inc. GRP25-Sep-07 Kevin Pollard Grant Prideco, Inc. : Q3
Pre-Announcement No Cause forConcern
NEUTRAL 1.0400 Q2-07 1.0700 Q3-07 4.2700 FY07 USD * NA NA
26-Jul-07 Kevin Pollard Grant Prideco, Inc. : Modest Q2Beat and Raised Guidance DespiteCanadian Headwinds - ALERT
NEUTRAL 1.0400 Q2-07 1.0700 Q3-07 4.2500 FY07 USD * NA NA
26-Jul-07 Kevin Pollard Grant Prideco, Inc. : Backlog MovesOffshore Providing Good LTVisibility; Raising Estimates
NEUTRAL 1.0400 Q2-07 1.0700 Q3-07 4.2700 FY07 USD * NA NA
Greenfield Online, Inc. SRVY18-Sep-07 Barton
CrockettGreenfield Online Inc. : AugustTraffic to Ciao Shopping Up 29%Y/Y
OVERWEIGHT 0.1100 Q2-07 0.1000 Q3-07 0.4600 FY07 USD 18.00 13-Aug-07 Aug-08
24-Aug-07 BartonCrockett
Greenfield Online Inc. : July Trafficto Ciao Shopping Up 43% Y/Y
OVERWEIGHT 0.1100 Q2-07 0.1000 Q3-07 0.4600 FY07 USD 18.00 13-Aug-07 Aug-08
13-Aug-07 BartonCrockett
Greenfield Online Inc. : Sell-offOverdone, Fundamentals Strong,Adding to JPM Focus List
OVERWEIGHT 0.1100 Q2-07 0.1000 Q3-07 0.4600 FY07 USD 18.00 13-Aug-07 Aug-08
9-Aug-07 BartonCrockett
Greenfield Online Inc. : 2Q07 Wrap:Super Sales, Contained by Costs,Adj. Ests.
OVERWEIGHT 0.1100 Q2-07 0.1100 Q3-07 0.4300 FY07 USD * NA NA
6-Aug-07 BartonCrockett
Greenfield Online Inc. : 2Q07Preview: We See Upside Potential
OVERWEIGHT 0.1000 Q2-07 0.1100 Q3-07 0.4300 FY07 USD * NA NA
23-Jul-07 BartonCrockett
Greenfield Online Inc. : June Trafficto Ciao Shopping Up 76% Y/Y -Positive
OVERWEIGHT 0.1000 Q2-07 0.1100 Q3-07 0.4300 FY07 USD * NA NA
Grey Wolf, Inc. GW2-Aug-07 Kevin Pollard Grey Wolf, Inc. : Q2 Results in Line;
Recent Acquisition a PositiveUNDERWEIGHT0.1900 Q2-07 0.1800 Q3-07 0.8000 FY07 USD * NA NA
Grubb & Ellis Company GBE30-Aug-07 Michael J.
FoxGrubb & Ellis Co : FY2007 10KReview
NEUTRAL NA Q4-08 NA Q1-09 0.1400 FY07 USD * NA NA
17-Aug-07 Michael J.Fox
Grubb & Ellis Co : Takeaway FromConf Call : Market Remains Strong
NEUTRAL NA Q4-08 NA Q1-09 0.1400 FY07 USD * NA NA
16-Aug-07 Michael J.Fox
Grubb & Ellis Co : F4Q07 Glance: InLine With Pre-Announcement
NEUTRAL 0.0500 Q4-07 NA Q1-08 0.0400 FY07 USD * NA NA
3-Aug-07 Michael J. Grubb & Ellis Co : F4Q07 Positive NEUTRAL 0.0500 Q4-07 NA Q1-08 0.0400 FY07 USD * NA NA
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Page 91 of 225
Fox Pre-announcement
Grupo Televisa, S.A. (ADR) TV31-Aug-07 Jean-Charles
A.Lemardeley
Grupo Televisa SA : Televisa buysBestel to further triple play plans -ALERT
OVERWEIGHT 0.3300 Q2-07 NA Q3-07 1.3000 FY07 USD * NA NA
GSC Investment Corp. GNV18-Jul-07 George A.
SaccoGSC Investment : AdjustingEstimates for Faster Portfolio Rampand Lack of Near-term Follow-onOffering
NEUTRAL 0.3400 Q2-08 0.3400 Q3-08 1.2800 FY07 USD * NA NA
GulfMark Offshore, Inc. GLF3-Aug-07 David C.
SmithGulfmark Offshore : Nice Beat onNorth Sea Spot Surprise; AssumingCoverage
NEUTRAL 1.2700 Q2-07 1.3000 Q3-07 4.2500 FY07 USD * NA NA
H&E Equipment Services, Inc. HEES11-Sep-07 Phil Gresh H&E Equipment Services, Inc. :
Cheap but Lacking Catalysts;Assuming Coverage, MaintainingNeutral Rating
NEUTRAL 0.4000 Q2-07 0.4300 Q3-07 1.6200 FY07 USD * NA NA
9-Aug-07 StephenVolkmannCFA
H&E Equipment Services, Inc. :Lowering Ests, But Stock LooksOversold
NEUTRAL 0.4900 Q2-07 0.5200 Q3-07 1.8500 FY07 USD * NA NA
H.B. Fuller Company FUL27-Sep-07 Jeffrey J.
ZekauskasH.B. Fuller : Process OptimizationStimulates EPS Growth
OVERWEIGHT 0.4600 Q3-07 0.5300 Q4-07 1.8000 FY07 USD 32.50 17-May-07 May-08
26-Sep-07 Jeffrey J.Zekauskas
H.B. Fuller : FUL Reports Positive3Q:F07 EPS - ALERT
OVERWEIGHT 0.4600 Q3-07 0.5300 Q4-07 1.8000 FY07 USD 32.50 17-May-07 May-08
21-Sep-07 Jeffrey J.Zekauskas
H.B. Fuller : The Adhesives IndustryConsolidates
OVERWEIGHT 0.4800 Q3-07 0.5300 Q4-07 1.8000 FY07 USD 32.50 17-May-07 May-08
21-Sep-07 Jeffrey J.Zekauskas
H.B. Fuller : The Adhesives IndustryConsolidates - Corrected Notesupersedes any previous versions
OVERWEIGHT 0.4800 Q3-07 0.5300 Q4-07 1.8000 FY07 USD 32.50 17-May-07 May-08
13-Jul-07 Jeffrey J.Zekauskas
H.B. Fuller : Behind the Numbers OVERWEIGHT 0.4800 Q3-07 0.5300 Q4-07 1.8000 FY07 USD 32.50 17-May-07 May-08
13-Jul-07 Jeffrey J.Zekauskas
H.B. Fuller : Behind the Numbers -Corrected Note supersedes anyprevious versions
OVERWEIGHT 0.4800 Q3-07 0.5300 Q4-07 1.8000 FY07 USD 32.50 17-May-07 May-08
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Page 92 of 225
H.J. Heinz Company HNZ22-Aug-07 Pablo E.
ZuanicHJ Heinz : Updating EstimatesBased on Latest Guidance
NEUTRAL 0.5600 Q1-08 0.6900 Q2-08 2.5400 FY07 USD * NA NA
Hanger Orthopedic Group, Inc. HGR31-Jul-07 Dawn Brock Hanger Orthopedic Group, Inc :
Another Solid Quarter, but UpsideRemains Muted
NEUTRAL 0.1700 Q2-07 0.1900 Q3-07 0.6300 FY07 USD * NA NA
Hanover Compressor Company HC1-Aug-07 Kevin Pollard Hanover Compressor Company :
HC Goes Out Strong, but It's Timeto Focus on Exterran; ReiterateOverweight
OVERWEIGHT 0.2400 Q2-07 0.2300 Q3-07 0.9200 FY07 USD * NA NA
31-Jul-07 Kevin Pollard Hanover Compressor Company :HC Results Top Expectations;Belleli Backlog Impressive - ALERT
OVERWEIGHT 0.2000 Q2-07 0.2300 Q3-07 0.9200 FY07 USD * NA NA
5-Jul-07 Kevin Pollard Hanover Compressor Company :HC/UCO Merger Clears AntitrustHurdle - ALERT
OVERWEIGHT 0.2000 Q2-07 0.2300 Q3-07 0.9200 FY07 USD * NA NA
Hansen Medical, Inc. HNSN15-Aug-07 Michael N.
WeinsteinHansen Medical : In-Line 2Q07;Early Launch Feedback Positive
OVERWEIGHT -0.3700 Q2-07 -0.4000 Q3-07 -1.5400 FY07 USD * NA NA
13-Aug-07 Michael N.Weinstein
Hansen Medical : 2Q07 Preview:With Approvals in Hand, Focus NowTurns to Adoption
OVERWEIGHT -0.4200 Q2-07 -0.3500 Q3-07 -1.5500 FY07 USD * NA NA
Hansen Natural Corporation HANS9-Aug-07 Dara W.
MohsenianHansen Natural Corp. : Raising EPSAfter Strong Q2- Catalysts ShouldDrive Continued H2 Strength
OVERWEIGHT 0.4700 Q2-07 0.4800 Q3-07 1.4500 FY07 USD * NA NA
8-Aug-07 Dara W.Mohsenian
Hansen Natural Corp. : Very StrongQ2 EPS in a Peak Seasonal Quarter
OVERWEIGHT 0.3700 Q2-07 0.4800 Q3-07 1.4500 FY07 USD * NA NA
Harley-Davidson, Inc. HOG7-Sep-07 Dean
GianoukosHarley-Davidson : LowersGuidance, Not Surprising
NEUTRAL 1.1400 Q2-07 1.2700 Q3-07 4.2400 FY07 USD * NA NA
19-Jul-07 DeanGianoukos
Harley-Davidson : First Glance:Above-Consensus Quarter ButConcerns Remain
NEUTRAL 1.1700 Q2-07 NA Q3-07 4.2900 FY07 USD * NA NA
19-Jul-07 Dean Harley-Davidson : Inventory NEUTRAL 1.1700 Q2-07 NA Q3-07 4.2900 FY07 USD * NA NA
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Page 93 of 225
Gianoukos Concerns Remain, Hints At LowerProduction
Harmony Gold Mining Company Ltd HARJ.J27-Aug-07 Allan J.
CookeHarmony Gold Mining Co Ltd : Highnoon for Harmony - ALERT
NEUTRAL NA Q4-08 NA Q1-09 396.0000 FY07 SAR 113.00 17-Jul-07 Jul-08
Harris Corporation HRS8-Aug-07 Joseph B.
NadolHarris Corporation : Q4 SlightlyBetter Than Expected; RF Still OnUpswing; Adjusting Estimates
NEUTRAL 0.8700 Q4-08 0.8300 Q1-09 3.2100 FY07 USD * NA NA
Harris Interactive Inc. HPOL20-Aug-07 Barton
CrockettHarris Interactive Inc. : F4Q07Preview: Top Line, Acquisitions AreKey
NEUTRAL 0.0400 Q4-07 0.0200 Q1-08 0.1300 FY07 USD * NA NA
Harsco Corporation HSC27-Jul-07 Curtis
WoodworthHarsco Corp : 2Q Beat From SolidBroad Based Performance; RaisesFY07 Guidance
NEUTRAL 0.9100 Q2-07 0.7500 Q3-07 2.7700 FY07 USD * NA NA
26-Jul-07 CurtisWoodworth
Harsco Corp : HSC Beat and Raiseon Strong Margin Performance -ALERT
NEUTRAL 0.8000 Q2-07 0.7500 Q3-07 2.7700 FY07 USD * NA NA
Harte-Hanks, Inc. HHS18-Sep-07 Fred W.
SearbyHarte-Hanks, Inc : Downgrading toUW, Lowering Ests
UNDERWEIGHT0.3100 Q2-07 0.3600 Q3-07 1.3800 FY07 USD * NA NA
24-Jul-07 Fred W.Searby
Harte-Hanks, Inc : Disappointing2Q07; Shoppers DownturnAccelerates
NEUTRAL 0.3300 Q2-07 0.3600 Q3-07 1.3800 FY07 USD * NA NA
Hartford Financial Services HIG27-Jul-07 Jimmy
BhullarHartford Financial Services : StrongResults, Favorable Outlook;Overweight
OVERWEIGHT 2.3900 Q2-07 2.4000 Q3-07 9.8600 FY07 USD * NA NA
Hasbro, Inc. HAS10-Sep-07 Dean
GianoukosHasbro, Inc. : Attractive Valuation -Upgrading to N from UW
NEUTRAL 0.2400 Q2-07 0.8100 Q3-07 2.1700 FY07 USD * NA NA
7-Aug-07 Dean Hasbro, Inc. : Marvel Lowers Toy UNDERWEIGHT0.2400 Q2-07 0.8100 Q3-07 2.1700 FY07 USD * NA NA
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Page 94 of 225
Gianoukos Sales Forecast23-Jul-07 Dean
GianoukosHasbro, Inc. : First Glance: GoodQuarter
UNDERWEIGHT0.1700 Q2-07 NA Q3-07 2.0600 FY07 USD * NA NA
23-Jul-07 DeanGianoukos
Hasbro, Inc. : Good Quarter, ButLess To Look Forward To
UNDERWEIGHT0.1700 Q2-07 NA Q3-07 2.0600 FY07 USD * NA NA
Haynes International, Inc. HAYN7-Aug-07 Michael
GambardellaHaynes International : No aerospaceslowdown - Backlog continues tobuild
OVERWEIGHT 1.4500 Q3-07 1.4800 Q4-07 5.8300 FY07 USD * NA NA
HDFC Bank Limited HDBK.BO26-Jul-07 Sachin Sheth HDFC Bank : All of the parts NEUTRAL 10.0000 Q1-08 NA Q2-08 46.8300 FY07 INR 1484.00 26-Jul-07 Jul-08
Headwaters Incorporated HW1-Aug-07 John Bridges Headwaters : Wrap Q3'07: "Market
Headwind" aheadUNDERWEIGHT0.9800 Q3-07 0.4100 Q4-07 1.8800 FY07 USD * NA NA
31-Jul-07 John Bridges Headwaters : Quick Q3'07: Strongresults but still no HCAT sales -ALERT
UNDERWEIGHT0.5000 Q3-07 0.4100 Q4-07 1.8800 FY07 USD * NA NA
Health Management Associates, Inc. HMA1-Aug-07 Andreas
DirnaglHealth Management Associates :HMA: Admitting You Have aProblem Is the First Step toRecovery; Adjusting Estimates
NEUTRAL 0.1400 Q2-07 0.0500 Q3-07 0.5500 FY07 USD * NA NA
Health Net, Inc. HNT2-Aug-07 William
GeorgesHealth Net : 2Q07 Earnings BeatEstimates on Lower AdminSpending
OVERWEIGHT 0.8000 Q2-07 0.9800 Q3-07 3.6500 FY07 USD * NA NA
HealthExtras, Inc. HLEX7-Aug-07 Michael R.
MinchakHealthExtras, Inc. : Quick Take on2Q: EPS Meets Consensus; Lookingfor Additional Details on Call
OVERWEIGHT 0.2500 Q2-07 0.2600 Q3-07 1.0300 FY07 USD * NA NA
Hearst-Argyle Television, Inc. HTV27-Sep-07 John
BlackledgeHearst-Argyle Television Inc :Special Committee RecommendsAgainst Tender - ALERT
NEUTRAL 0.1800 Q2-07 0.1000 Q3-07 0.7400 FY07 USD * NA NA
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Page 95 of 225
27-Aug-07 JohnBlackledge
Hearst-Argyle Television Inc :Hearst Corp. Tenders for HTV; InitialBid Likely to Increase
NEUTRAL 0.1800 Q2-07 0.1000 Q3-07 0.7400 FY07 USD * NA NA
26-Jul-07 JohnBlackledge
Hearst-Argyle Television Inc : 2Q07Review: Results BelowExpectations, Reducing Fiscal 2007Estimates
NEUTRAL 0.1800 Q2-07 0.1000 Q3-07 0.7400 FY07 USD * NA NA
Heartland Express, Inc. HTLD23-Jul-07 Thomas R.
WadewitzHeartland Express : 2Q ReflectsLower Gain on Sale and Weak TLMarket
NEUTRAL 0.2000 Q2-07 0.2200 Q3-07 0.8800 FY07 USD * NA NA
Heelys, Inc. HLYS8-Aug-07 Robert
SamuelsHeelys, Inc. : Numbers are Rollingoff a Cliff; Downgrading to Neutral.Lowering Ests.
NEUTRAL 0.4500 Q2-07 0.3800 Q3-07 1.5800 FY07 USD * NA NA
Helen of Troy Limited HELE30-Jul-07 Dara W.
MohsenianHelen of Troy Ltd. : RelativelyIn-Line Q1 EPS
NEUTRAL 0.4000 Q2-08 0.8900 Q3-08 2.0200 FY07 USD * NA NA
Helicos BioSciences Corp. HLCS1-Aug-07 Tycho
PetersonHelicos BioSciences : UneventfulFirst Quarter Out of the Gate;HeliScope on Track for Late 2007Soft Launch
NEUTRAL -0.8700 Q2-07 -0.7100 Q3-07 -2.8300 FY07 USD * NA NA
Henry Schein, Inc. HSIC13-Aug-07 Lisa Gill Henry Schein Inc : Adjusting
Estimates Following 2Q Results;Maintain Neutral
NEUTRAL 0.6000 Q2-07 0.5500 Q3-07 2.5300 FY07 USD * NA NA
7-Aug-07 Lisa Gill Henry Schein Inc : EPS Beats by$0.02; Divesting SpecialtyPharmacy Bus.; Maintain N - ALERT
NEUTRAL 0.5800 Q2-07 0.5500 Q3-07 2.5300 FY07 USD * NA NA
Hertz Global Holdings, Inc. HTZ3-Aug-07 Himanshu
PatelHertz Global Holdings, Inc. : CostTargets Hold Potential for Upside
OVERWEIGHT 0.1100 Q2-07 0.6100 Q3-07 0.7200 FY07 USD * NA NA
2-Aug-07 HimanshuPatel
Hertz Global Holdings, Inc. : 2QBeats on Cost Control, OutlookUnchanged - ALERT
OVERWEIGHT 0.1100 Q2-07 0.6100 Q3-07 0.7200 FY07 USD * NA NA
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Hess Corp. HES26-Jul-07 KATHERINE
LUCASHess Corporation : E&P source of2Q07 upside, 2H07 catalysts; adjests
NEUTRAL 1.7000 Q2-07 1.2900 Q3-07 4.9500 FY07 USD * NA NA
25-Jul-07 KATHERINELUCAS
Hess Corporation : 2Q07 EarningsSurprise on Strong UpstreamVolumes - ALERT
NEUTRAL 1.3400 Q2-07 1.2900 Q3-07 4.9500 FY07 USD * NA NA
Hewitt Associates, Inc. HEW8-Aug-07 Tien-Tsin
HuangHewitt Associates, Inc. : Nice F3QUpside and Tender, ButSustainability Still in Question
UNDERWEIGHT0.4800 Q3-07 0.3300 Q4-07 1.2100 FY07 USD * NA NA
Hewlett-Packard Company HPQ16-Aug-07 Bill C. Shope
CFAHewlett-Packard : Quick Take:Q3:FY07 Results - ALERT
OVERWEIGHT 0.6700 Q3-07 0.7900 Q4-07 2.8100 FY07 USD * NA NA
14-Aug-07 Bill C. ShopeCFA
Hewlett-Packard : 3Q07 Preview:Solid Upside
OVERWEIGHT 0.6500 Q3-07 0.7900 Q4-07 2.8000 FY07 USD * NA NA
Hibbett Sports, Inc. HIBB24-Aug-07 Nancy Hoch Hibbett Sports, Inc. : 3QTD Looks
EncouragingOVERWEIGHT 0.1500 Q2-08 0.2800 Q3-08 1.2500 FY07 USD * NA NA
23-Aug-07 Nancy Hoch Hibbett Sports, Inc. : Risk Out ofYear; Take Advantage of StockWeakness - ALERT
OVERWEIGHT 0.1500 Q2-08 0.2800 Q3-08 1.2500 FY07 USD * NA NA
14-Aug-07 Nancy Hoch Hibbett Sports, Inc. : Miss CaughtUs By Surprise; 2008 Thesis Intact,But 2007 Could Be Ugly - ALERT
OVERWEIGHT 0.2400 Q2-08 0.2900 Q3-08 1.3600 FY07 USD * NA NA
14-Aug-07 Nancy Hoch Hibbett Sports, Inc. : Is EveryoneBarefoot? Lowering Estimates
OVERWEIGHT 0.2400 Q2-08 0.2900 Q3-08 1.3600 FY07 USD * NA NA
Hilton Hotels Corporation HLT4-Jul-07 Harry C.
CurtisHilton Hotels Corporation :Blackstone Buying For$47.50/Share; Still Strength In TheCycle.
OVERWEIGHT 0.3600 Q2-07 0.3400 Q3-07 1.2700 FY07 USD * NA NA
Himax Technologies HIMX7-Aug-07 Bhavin Shah Himax Technologies, Inc. : 2Q07
earning delivers - upbeat tone on2H07 and 2008 momentum
OVERWEIGHT 0.1400 Q2-07 0.0700 Q3-07 0.4100 FY07 USD 6.90 7-Aug-07 Jun-08
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Holly Corporation HOC.N9-Aug-07 Daniel Vetter Holly Corporation : 2Q07 Results
Exceed Street Expectations -Positive - ALERT
OVERWEIGHT 2.3900 Q2-07 1.1800 Q3-07 5.7200 FY07 USD * NA NA
9-Aug-07 Daniel Vetter Holly Corporation : Acquisitions maysupplement organic growth; adj est
OVERWEIGHT 2.8400 Q2-07 1.0700 Q3-07 5.9900 FY07 USD * NA NA
Hologic, Inc. HOLX19-Sep-07 Tycho
PetersonHologic : Time to Revisit the Story OVERWEIGHT 0.5200 Q3-07 0.5300 Q4-07 NA FY07 USD * NA NA
1-Aug-07 TychoPeterson
Hologic : Pricing Concerns AppearOverdone; Reiterate OW
OVERWEIGHT 0.5200 Q3-07 0.5300 Q4-07 1.8600 FY07 USD * NA NA
31-Jul-07 TychoPeterson
Hologic : Strong F3QResults...Thoughts Before the Call -ALERT
OVERWEIGHT 0.4800 Q3-07 0.5300 Q4-07 1.8600 FY07 USD * NA NA
Home Diagnostics, Inc. HDIX9-Aug-07 Tycho
PetersonHome Diagnostics, Inc. :Disappointing Quarter, but Sky NotFalling; Adj ests
OVERWEIGHT 0.1500 Q2-07 0.1900 Q3-07 0.6400 FY07 USD * NA NA
Honeywell International Inc. HON19-Sep-07 C. Stephen
Tusa Jr.Honeywell : Major A350XWBContract Award a Positive forAerospace - ALERT
UNDERWEIGHT0.7800 Q2-07 0.8000 Q3-07 3.1500 FY07 USD * NA NA
19-Jul-07 C. StephenTusa Jr.
Honeywell : Initial Take on 2Q -ALERT
UNDERWEIGHT0.7400 Q2-07 0.7900 Q3-07 3.0500 FY07 USD * NA NA
Horizon Lines, Inc. HRZ9-Aug-07 Jonathan
ChappellHorizon Lines, Inc. : RaisingEstimates on Refinancing; ReiterateOW
OVERWEIGHT 0.2900 Q2-07 0.5900 Q3-07 1.5000 FY07 USD * NA NA
30-Jul-07 JonathanChappell
Horizon Lines, Inc. : 2Q EPS FallsShort on P.R. Volumes; LoweringEst.
OVERWEIGHT 0.2900 Q2-07 0.7700 Q3-07 1.6500 FY07 USD * NA NA
Hormel Foods Corporation HRL23-Aug-07 Pablo E.
ZuanicHormel Foods Corporation : WeExpect HRL to Underperform
UNDERWEIGHT0.4100 Q3-07 0.6500 Q4-07 2.0900 FY07 USD * NA NA
22-Aug-07 Pablo E.Zuanic
Hormel Foods Corporation : WhatMay Drive Sentiment on Thursday(3Q Out)
UNDERWEIGHT NA Q3-07 NA Q4-07 NA FY07 USD * NA NA
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Page 98 of 225
Hornbeck Offshore Services, Inc. HOS7-Aug-07 David C.
SmithHornbeck Offshore Services :Raising Estimates on ImprovingRates
OVERWEIGHT 0.8100 Q2-07 0.6700 Q3-07 2.7500 FY07 USD * NA NA
26-Jul-07 David C.Smith
Hornbeck Offshore Services :Assuming Coverage - RaisingEstimates on Accelerated Growth
OVERWEIGHT 0.5800 Q2-07 0.6300 Q3-07 2.5500 FY07 USD * NA NA
Hospira, Inc. HSP9-Aug-07 Taylor Harris Hospira, Inc. : Timing Issues in
Injectables; P&L ConsistencyMounting at HSP
OVERWEIGHT 0.4900 Q2-07 0.4800 Q3-07 2.1200 FY07 USD * NA NA
8-Aug-07 Taylor Harris Hospira, Inc. : Early Read on 2QResults
OVERWEIGHT 0.4700 Q2-07 0.4800 Q3-07 2.1200 FY07 USD * NA NA
11-Jul-07 Taylor Harris Hospira, Inc. : US InjectablesFranchise Trending Well
OVERWEIGHT 0.4700 Q2-07 0.4800 Q3-07 2.1200 FY07 USD * NA NA
Host Hotels & Resorts, Inc. HST19-Jul-07 Harry C.
CurtisHost Hotels & Resorts Inc. :Maintaining Ests.
OVERWEIGHT 0.3500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
HouseValues, Inc. SOLD1-Aug-07 Imran Khan HouseValues, Inc : 2Q'07: Customer
Count and ARPC down; Adj. Est.UNDERWEIGHT-0.0100 Q2-07 -0.0100 Q3-07 -0.0800 FY07 USD * NA NA
Hovnanian Enterprises, Inc. HOV17-Sep-07 Michael
RehautHovnanian Enterprises : "Deal of theCentury" Appears Successful,However, At a Price; MaintainNeutral Rating
NEUTRAL -1.2700 Q3-07 -1.2200 Q4-07 -3.8900 FY07 USD * NA NA
7-Sep-07 MichaelRehaut
Hovnanian Enterprises : Post-CallNotes: Consistent with OurConcerns, Conditions Worsen inAug.; Lowering Ests, Mntn N
NEUTRAL -1.2700 Q3-07 -0.6700 Q4-07 -3.3000 FY07 USD * NA NA
13-Aug-07 MichaelRehaut
Hovnanian Enterprises : While 3QCharges Below Our Est., TotalCharges Still Above Group;Adjusting Estimates, MaintainNeutral
NEUTRAL -0.8700 Q3-07 -0.5300 Q4-07 -2.8000 FY07 USD * NA NA
Humana Inc. HUM.N10-Sep-07 William Humana : Acquisition of KMG NEUTRAL 1.2800 Q2-07 1.4800 Q3-07 4.4500 FY07 USD * NA NA
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Georges Boosts Commercial Opportunities -ALERT
9-Jul-07 WilliamGeorges
Humana : Raising 2007 EPSEstimates; Maintain Neutral Rating
NEUTRAL 1.1700 Q2-07 1.2400 Q3-07 4.1800 FY07 USD * NA NA
Hutchinson Technology Incorporated HTCH29-Aug-07 Mark
MoskowitzHutchinson Technology : NascentHDD Optimism and Seagate'spre-Labor Day Treat Lift Outlook;Adj. Ests.
UNDERWEIGHT-0.3000 Q3-07 0.1600 Q4-07 -0.0500 FY07 USD * NA NA
29-Aug-07 MarkMoskowitz
Hutchinson Technology : TDK'sProposed Acquisition ofMagnecomp Could Be a Negativefor HTCH - ALERT
UNDERWEIGHT-0.3000 Q3-07 0.1600 Q4-07 -0.0500 FY07 USD * NA NA
1-Aug-07 MarkMoskowitz
Hutchinson Technology : CostReductions and Seasonal DemandHelping, but Market DynamicsRemain Tough; Adj. Ests.
UNDERWEIGHT-0.3000 Q3-07 -0.2300 Q4-07 -0.1000 FY07 USD * NA NA
1-Aug-07 MarkMoskowitz
Hutchinson Technology : CostReductions and Seasonal DemandHelping, but Market DynamicsRemain Tough; Adj. Ests. -Corrected Q407 EPS Estimate
UNDERWEIGHT-0.3000 Q3-07 -0.2300 Q4-07 -0.1000 FY07 USD * NA NA
IAC/InterActiveCorp IACI1-Aug-07 Imran Khan InterActiveCorp : Q2 Disappoints
With Ticketmaster Weakness;Adjusting Estimates
NEUTRAL 0.3100 Q2-07 0.3900 Q3-07 1.6800 FY07 USD * NA NA
Icagen, Inc. ICGN5-Sep-07 Richard
SmithIcagen : Phase I of ICA-105665 forEpilepsy Initiated - ALERT
NEUTRAL -0.1700 Q2-07 0.0900 Q3-07 -0.4000 FY07 USD * NA NA
14-Aug-07 RichardSmith
Icagen : Pfizer Partnership forPreclinical Pain Program - ALERT
NEUTRAL -0.1700 Q2-07 0.1100 Q3-07 -0.4000 FY07 USD * NA NA
14-Aug-07 RichardSmith
Icagen : Pfizer Partnership ValidatesCore Expertise; Early PipelineAdvancing; Adj. Est.
NEUTRAL -0.1700 Q2-07 0.1100 Q3-07 -0.4000 FY07 USD * NA NA
3-Aug-07 RichardSmith
Icagen : 2Q07 Results in Line, NewIND Filed
NEUTRAL -0.1700 Q2-07 0.1200 Q3-07 -0.4000 FY07 USD * NA NA
24-Jul-07 RichardSmith
Icagen : IND filing for EpilepsyCompound; Incremental Positive -ALERT
NEUTRAL -0.1700 Q2-07 0.1200 Q3-07 -0.4000 FY07 USD * NA NA
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ICICI Bank ICBK.BO30-Aug-07 Sachin Sheth ICICI Bank : Now Available at 1x
bookOVERWEIGHT 8.5400 Q1-08 NA Q2-08 41.4900 FY07 INR 1140.00 30-Aug-07 Sep-08
IDACORP, Inc. IDA8-Aug-07 Nikki
EdgecombeIdacorp Inc : Strong 2Q07 ResultsDriven by Higher Irrigation Volumes;O&M Growth Still On Track - ALERT
NEUTRAL 0.3500 Q2-07 NA Q3-07 1.8000 FY07 USD * NA NA
Idenix Pharmaceuticals, Inc. IDIX28-Sep-07 Richard
SmithIdenix Pharmaceuticals :Restructuring Removes Distraction;Adj est
NEUTRAL -0.4100 Q2-07 -0.3500 Q3-07 -1.3400 FY07 USD * NA NA
13-Jul-07 RichardSmith
Idenix Pharmaceuticals :Valopicitabine DevelopmentSuspended; Adj est
NEUTRAL -0.2500 Q2-07 -0.4900 Q3-07 -1.4400 FY07 USD * NA NA
IHOP Corp. IHP10-Sep-07 Steven Rees IHOP Corp : Update From National
IHOP Franchisee ConferenceNEUTRAL 0.8200 Q2-07 0.6600 Q3-07 2.7300 FY07 USD * NA NA
25-Jul-07 Steven Rees IHOP Corp : 2Q Earnings/CashFlow Solid in a Tough Environment
NEUTRAL 0.8200 Q2-07 0.6600 Q3-07 2.7300 FY07 USD * NA NA
16-Jul-07 Steven Rees IHOP Corp : AppleHop CombinationProvides Upside Potential, But RisksWarrant Neutral Rating
NEUTRAL 0.6400 Q2-07 0.6600 Q3-07 2.5500 FY07 USD * NA NA
13-Jul-07 Steven Rees IHOP Corp : 2Q Comps SolidDespite a Challenging Environment
NEUTRAL 0.6400 Q2-07 0.6600 Q3-07 2.5500 FY07 USD * NA NA
Illinois Tool Works Inc. ITW17-Sep-07 Stephen
VolkmannCFA
Illinois Tool Works : August BaseSales on Track for 3Q Guidance
OVERWEIGHT 0.9000 Q2-07 0.8800 Q3-07 3.4000 FY07 USD * NA NA
15-Aug-07 StephenVolkmannCFA
Illinois Tool Works : July Base SalesGrowth on Track for 3Q
OVERWEIGHT 0.9000 Q2-07 0.8800 Q3-07 3.4000 FY07 USD * NA NA
8-Aug-07 StephenVolkmannCFA
Illinois Tool Works : Flight to Quality;Assuming Coverage with OW
OVERWEIGHT 0.9000 Q2-07 NA Q3-07 3.3200 FY07 USD * NA NA
ImClone Systems Incorporated IMCL11-Sep-07 Geoffrey
MeachamImClone Systems : Erbitux FLEX'sit's Muscles - ALERT
NEUTRAL 0.3600 Q2-07 0.3600 Q3-07 1.3600 FY07 USD * NA NA
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31-Jul-07 GeoffreyMeacham
ImClone Systems : 2Q a Non-Event- ALERT
NEUTRAL 0.2900 Q2-07 0.3100 Q3-07 1.1800 FY07 USD * NA NA
31-Jul-07 GeoffreyMeacham
ImClone Systems : 2Q07 UpsideDespite Flat Erbitux; Adj Ests
NEUTRAL 0.3600 Q2-07 0.3600 Q3-07 1.3600 FY07 USD * NA NA
26-Jul-07 GeoffreyMeacham
ImClone Systems : Erbitux SalesCome in a Little Light - ALERT
NEUTRAL 0.2900 Q2-07 0.3100 Q3-07 1.1800 FY07 USD * NA NA
12-Jul-07 GeoffreyMeacham
ImClone Systems : Erbitux Misses inFirst Line NSCLC - ALERT
NEUTRAL 0.2900 Q2-07 0.3100 Q3-07 1.1800 FY07 USD * NA NA
Incyte Corporation INCY26-Sep-07 Richard
SmithIncyte Corporation : MultipleDatapoints Support Positive View
OVERWEIGHT -0.2200 Q2-07 -0.2700 Q3-07 -1.0300 FY07 USD * NA NA
26-Jul-07 RichardSmith
Incyte Corporation : 2Q07 Results inLine: Steady Pipeline Progress -ALERT
OVERWEIGHT -0.2600 Q2-07 -0.2700 Q3-07 -1.0700 FY07 USD * NA NA
26-Jul-07 RichardSmith
Incyte Corporation : SteadyProgress in 2Q; Proof-of-conceptdata in two key programs in 2H07;Adj. Est.
OVERWEIGHT -0.2600 Q2-07 -0.2700 Q3-07 -1.0700 FY07 USD * NA NA
24-Jul-07 RichardSmith
Incyte Corporation : SupportiveINCB'9471 Data at IAS - ALERT
OVERWEIGHT -0.2600 Q2-07 -0.2700 Q3-07 -1.0700 FY07 USD * NA NA
12-Jul-07 RichardSmith
Incyte Corporation : Company VisitHighlights an Eventful 2H07 Ahead
OVERWEIGHT -0.2600 Q2-07 -0.2700 Q3-07 -1.0700 FY07 USD * NA NA
InfoSpace, Inc. INSP18-Sep-07 Imran Khan InfoSpace Inc : InfoSpace sells
Switchboard.com unit for $225MNEUTRAL 0.0200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Infosys Technologies Limited INFY.BO12-Jul-07 Manoj Singla Infosys Technologies : Decent
1QFY08 but guidance revisiondisappoints, Fundamentals on track
OVERWEIGHT18.8200 Q1-08 21.1000 Q2-08 87.8000 FY07 SAR 2400.00 12-Jul-07 Dec-07
Ingersoll-Rand Company Limited IR8-Aug-07 Stephen
VolkmannCFA
Ingersoll Rand : Valuation ReflectsUpside; Assuming Coverage withNeutral
NEUTRAL 0.9500 Q3-07 0.8900 Q4-07 3.4500 FY07 USD * NA NA
Ingram Micro Inc. IM15-Aug-07 Jason M.
GurskyIngram Micro : Near term buyingopportunity
NEUTRAL 0.3500 Q2-07 0.3800 Q3-07 1.6800 FY07 USD * NA NA
27-Jul-07 Jason M. Ingram Micro : European and Asian NEUTRAL 0.3500 Q2-07 0.3600 Q3-07 1.6300 FY07 USD * NA NA
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Gursky demand look good; the US appearsto be slowing
InnerWorkings, Inc. INWK9-Aug-07 Imran Khan InnerWorkings : Solid Quarter;
Maintaining OutlookNEUTRAL 0.0800 Q2-07 0.0800 Q3-07 0.3100 FY07 USD * NA NA
Innospec Inc. IOSP3-Aug-07 Jeffrey J.
ZekauskasInnospec : More Lead NEUTRAL 0.2700 Q2-07 0.2450 Q3-07 0.9550 FY07 USD * NA NA
2-Aug-07 Jeffrey J.Zekauskas
Innospec : Q2:07 Results Positive -ALERT
NEUTRAL 0.2700 Q2-07 0.2450 Q3-07 0.9550 FY07 USD * NA NA
InPhonic, Inc. INPC10-Aug-07 Imran Khan InPhonic, Inc. : 2Q Revenue Below
Expectations, Adjusting Est.NEUTRAL -0.5900 Q2-07 -0.1100 Q3-07 -1.0900 FY07 USD * NA NA
Insight Enterprises, Inc. NSIT8-Aug-07 Jason M.
GurskyInsight Enterprises Inc. : A lot ofmoving parts; Adjusting Estimates
NEUTRAL 0.5800 Q2-07 0.2500 Q3-07 1.5600 FY07 USD * NA NA
Insulet Corporation PODD14-Aug-07 Michael N.
WeinsteinInsulet Corp : Strong 2Q Result;Guidance Appears Conservative
OVERWEIGHT -0.5300 Q4-07 -0.4400 Q1-08 -2.3000 FY07 USD * NA NA
Integrys Energy Group, Inc. TEG30-Aug-07 Seth Tennant Integrys Energy Group :
Management Meetings Confirm OurInvestment Case. Adj. Ests.
OVERWEIGHT 0.1200 Q2-07 NA Q3-07 2.6500 FY07 USD * NA NA
8-Aug-07 Seth Tennant Integrys Energy Group : QtrDisappoints, But Not As Bad As ItLooks - ALERT
OVERWEIGHT 0.3500 Q2-07 NA Q3-07 3.2500 FY07 USD * NA NA
Intel Corporation INTC.OQ19-Sep-07 Christopher
DanelyIntel : 45nm Aims to Rain onBarcelona's Parade, ReiterateOverweight
OVERWEIGHT 0.1900 Q2-07 0.3300 Q3-07 1.2100 FY07 USD * NA NA
15-Aug-07 ChristopherDanely
Intel : PC Component Tracker - IntelGains with HP, Loses with Dell;Reiterate Overweight
OVERWEIGHT 0.1900 Q2-07 0.3200 Q3-07 1.1800 FY07 USD * NA NA
24-Jul-07 Christopher Intel : AMD Reclaims a Portion of OVERWEIGHT 0.1900 Q2-07 0.3200 Q3-07 1.1800 FY07 USD * NA NA
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Danely 1Q07 Share Losses9-Jul-07 Christopher
DanelyIntel : Intel 2Q07 A Little Better ThanExpected, Raising Estimates andReiterating Overweight Rating
OVERWEIGHT 0.1900 Q2-07 0.2700 Q3-07 1.0300 FY07 USD * NA NA
IntercontinentalExchange, Inc. ICE26-Sep-07 KENNETH
WORTHINGTONThe Intercontinental Exchange :LCH Reduces Clearing Fees
OVERWEIGHT 0.8500 Q2-07 0.8600 Q3-07 3.3900 FY07 USD 180.00 3-Jan-07 Dec-07
7-Sep-07 KENNETHWORTHINGTON
The Intercontinental Exchange :Volumes Off To A Good Start inSeptember
OVERWEIGHT 0.8500 Q2-07 0.8600 Q3-07 3.3900 FY07 USD 180.00 3-Jan-07 Dec-07
6-Sep-07 KENNETHWORTHINGTON
The Intercontinental Exchange :Lowering Estimates Based on LowerRPC for the Quarter
OVERWEIGHT 0.8500 Q2-07 0.9400 Q3-07 3.5100 FY07 USD 180.00 3-Jan-07 Dec-07
30-Jul-07 KENNETHWORTHINGTON
The Intercontinental Exchange :Resuming Coverage WithOverweight Rating
OVERWEIGHT 0.8500 Q2-07 0.8800 Q3-07 3.2300 FY07 USD 180.00 3-Jan-07 Dec-07
Interline Brands, Inc. IBI3-Aug-07 Michael
RehautInterline Brands Inc. : Solid 2Q Rptd,While 3Q Issued Above the Streetand FY07 Guidance Raised; RaisingEsts., Reit. OW
OVERWEIGHT 0.3700 Q2-07 0.4400 Q3-07 1.5100 FY07 USD * NA NA
International Coal Group, Inc. ICO20-Jul-07 John Bridges International Coal Group : Quick Q2:
$200m to $300m equity rising inprospect? - ALERT
UNDERWEIGHT-0.0700 Q2-07 0.0200 Q3-07 -0.0400 FY07 USD * NA NA
International Flavors & Fragrances Inc. IFF8-Aug-07 Jeffrey J.
ZekauskasInternational Flavors & Fragrances :Raising 2008 EPS to Reflect ShareRepurchase
NEUTRAL 0.7600 Q2-07 0.6600 Q3-07 2.6000 FY07 USD * NA NA
7-Aug-07 Jeffrey J.Zekauskas
International Flavors & Fragrances :2Q EPS Meet Street Estimates:EPS Quality Weaker Than Expected- ALERT
NEUTRAL 0.7700 Q2-07 0.6600 Q3-07 2.6000 FY07 USD * NA NA
International Game Technology IGT24-Sep-07 Harry C.
CurtisInternational Game Technology :Japan - Little Prospect for GamingGrowth, Both Pachislot & Casinos.Adjusting Estimates.
OVERWEIGHT 0.4100 Q3-07 0.3900 Q4-07 1.4900 FY07 USD * NA NA
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20-Jul-07 Harry C.Curtis
International Game Technology :$2.00 Run-Rate EPS Within FourQuarters
OVERWEIGHT 0.4100 Q3-07 0.4100 Q4-07 1.5000 FY07 USD * NA NA
19-Jul-07 Harry C.Curtis
International Game Technology :Excellent Results and MultipleDrivers
OVERWEIGHT 0.4000 Q3-07 0.4100 Q4-07 1.5000 FY07 USD * NA NA
13-Jul-07 Harry C.Curtis
International Game Technology :Recent Concerns Overblown
OVERWEIGHT 0.4000 Q3-07 0.4100 Q4-07 1.5000 FY07 USD * NA NA
International Paper Company IP17-Aug-07 Claudia K.
ShankInternational Paper Co. : IlimAgreement Sets Stage for RussianExpansion
OVERWEIGHT 0.5200 Q2-07 0.6200 Q3-07 2.3700 FY07 USD * NA NA
2-Aug-07 Claudia K.Shank
International Paper Co. : Pre-CallNote: 2Q EBIT In Line - ALERT
OVERWEIGHT 0.4800 Q2-07 0.6400 Q3-07 2.4000 FY07 USD * NA NA
2-Aug-07 Claudia K.Shank
International Paper Co. : AdjustingEstimates Following In-Line 2QResult
OVERWEIGHT 0.5200 Q2-07 0.6200 Q3-07 2.3700 FY07 USD * NA NA
International Rectifier Corporation IRF31-Aug-07 Shawn
WebsterInternational Rectifier : Legal TakingThe Helm, Concerned On ExecutionRisk
NEUTRAL 0.6300 Q4-07 0.6200 Q1-08 2.3300 FY07 USD * NA NA
International Speedway Corporation ISCA10-Jul-07 Dean
GianoukosInternational Speedway : MissesQuarter, Slashes FY07 Guidance
NEUTRAL 0.5300 Q3-07 NA Q4-07 2.8000 FY07 USD * NA NA
Interpublic Group of Companies, Inc. IPG7-Aug-07 Fred W.
SearbyInterpublic Group : 2Q07 ResultsExceed Expectations
OVERWEIGHT 0.0900 Q2-07 0.0300 Q3-07 0.1800 FY07 USD * NA NA
Intersil Corporation ISIL5-Sep-07 Shawn
WebsterIntersil Corporation : More SignalsOf Broad-Based Recovery, RaisingEstimates, Reiterate Overweight
OVERWEIGHT 0.3100 Q2-07 0.3400 Q3-07 1.2900 FY07 USD * NA NA
19-Jul-07 ShawnWebster
Intersil Corporation : RaisingEstimates, Just The Beginning OfThe Recovery, Reiterate Overweight
OVERWEIGHT 0.3100 Q2-07 0.3300 Q3-07 1.2800 FY07 USD * NA NA
10-Jul-07 ShawnWebster
Intersil Corporation : ChannelSell-through Healthy, RaisingEstimates
OVERWEIGHT 0.2900 Q2-07 0.3200 Q3-07 1.2500 FY07 USD * NA NA
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Intuit Inc. INTU25-Sep-07 Adam Holt Intuit : New QuickBooks Release
Brings Price IncreasesOVERWEIGHT -0.0100 Q4-08 NA Q1-09 1.6000 FY07 USD * NA NA
10-Aug-07 Adam Holt Intuit : Feeling the Punishment, NotSeeing the Crime
OVERWEIGHT -0.0600 Q4-07 -0.1100 Q1-08 1.3900 FY07 USD * NA NA
10-Jul-07 Adam Holt Intuit : Intuit Hones Focus on Core OVERWEIGHT -0.0600 Q4-07 -0.1100 Q1-08 1.3900 FY07 USD * NA NA
Investment Technology Group ITG11-Sep-07 KENNETH
WORTHINGTONInvestment Technology Group : ITGVolume and Market Share Surge inAugust on Strong Agency Trading
OVERWEIGHT 0.6000 Q2-07 0.5500 Q3-07 2.3800 FY07 USD * NA NA
3-Aug-07 KENNETHWORTHINGTON
Investment Technology Group :International Drives Solid 2Q07Results
OVERWEIGHT 0.6000 Q2-07 0.5400 Q3-07 2.3000 FY07 USD * NA NA
27-Jul-07 KENNETHWORTHINGTON
Investment Technology Group :Amending EPS Estimates to ShowFully Diluted EPS
OVERWEIGHT 0.5600 Q2-07 0.5400 Q3-07 2.3000 FY07 USD * NA NA
10-Jul-07 KENNETHWORTHINGTON
Investment Technology Group : ITGVolume For 2Q07 In Line WithExpectations
OVERWEIGHT 0.5700 Q2-07 0.5500 Q3-07 2.3000 FY07 USD * NA NA
Iowa Telecommunications Services, Inc. IWA.N8-Aug-07 Jonathan
ChaplinIowa Telecom : 2Q07 Quick Take -ALERT
NEUTRAL 0.2400 Q2-07 0.2300 Q3-07 0.9500 FY07 USD * NA NA
8-Aug-07 JonathanChaplin
Iowa Telecom : Results Disappoint;Lowering Estimates
NEUTRAL 0.2400 Q2-07 0.2300 Q3-07 0.9500 FY07 USD * NA NA
iRobot Corporation IRBT24-Sep-07 Paul Coster iRobot Corporation : Reads Like a
Grisham Novel: We'd Be BuyersOVERWEIGHT -0.2000 Q2-07 0.0700 Q3-07 0.1200 FY07 USD * NA NA
17-Sep-07 Paul Coster iRobot Corporation : ExplosiveGrowth, Elsewhere.. Adj. Ests.
OVERWEIGHT -0.2000 Q2-07 0.0700 Q3-07 0.1200 FY07 USD * NA NA
6-Sep-07 Paul Coster iRobot Corporation : September -Spring Time for IRBT - ALERT
OVERWEIGHT -0.2000 Q2-07 0.0700 Q3-07 0.1200 FY07 USD * NA NA
22-Aug-07 Paul Coster iRobot Corporation : New RoombaProducts Introduced - ALERT
OVERWEIGHT -0.2000 Q2-07 0.0700 Q3-07 0.1200 FY07 USD * NA NA
14-Aug-07 Paul Coster iRobot Corporation : 3000Counter-IED Robots - ALERT
OVERWEIGHT -0.2000 Q2-07 0.0700 Q3-07 0.1200 FY07 USD * NA NA
25-Jul-07 Paul Coster iRobot Corporation : 2Q Preview:Reiterate Overweight
OVERWEIGHT -0.2300 Q2-07 0.2600 Q3-07 0.1100 FY07 USD * NA NA
25-Jul-07 Paul Coster iRobot Corporation : 2Q First Take:Solid, Raises Full Year Guidance -Mild Positive - ALERT
OVERWEIGHT -0.2300 Q2-07 0.2600 Q3-07 0.1100 FY07 USD * NA NA
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12-Jul-07 Paul Coster iRobot Corporation : $17.5m inPackBot Orders - ALERT
OVERWEIGHT -0.2300 Q2-07 0.2600 Q3-07 0.1100 FY07 USD * NA NA
Isilon Systems, Inc. ISLN27-Jul-07 Aaron M.
SchwartzIsilon Systems : Q2 Proves Difficult.Revised Guidance Will ResetExpectations
NEUTRAL -0.0600 Q2-07 -0.0300 Q3-07 -0.1200 FY07 USD * NA NA
24-Jul-07 Aaron M.Schwartz
Isilon Systems : We Expect a StrongQ2 and Modest Upside to Estimates
NEUTRAL -0.0400 Q2-07 -0.0300 Q3-07 -0.1200 FY07 USD * NA NA
Isle of Capri Casinos ISLE7-Sep-07 Harry C.
CurtisIsle of Capri Casinos : 1Q EarningsMixed. Wait for Positive EarningsMomentum Before a Turnaround
NEUTRAL -0.0700 Q1-08 -0.0300 Q2-08 0.2800 FY07 USD * NA NA
7-Sep-07 Harry C.Curtis
Isle of Capri Casinos : SignificantCost-Outs in Q1, But RemainNeutral Due to Uncertainty &Challenges in Key Markets
NEUTRAL -0.0700 Q1-08 -0.0100 Q2-08 0.1700 FY07 USD * NA NA
11-Jul-07 Harry C.Curtis
Isle of Capri Casinos : Miami-DadeSlots a Potential Positive for Isle
NEUTRAL 0.2600 Q1-07 -0.0500 Q2-07 0.1700 FY07 USD * NA NA
ITC Holdings Corp. ITC18-Sep-07 Seth Tennant ITC Holdings : IUB Allows
Acquisition to Proceed - ALERTOVERWEIGHT 0.4600 Q2-07 NA Q3-07 1.5500 FY07 USD * NA NA
1-Aug-07 Seth Tennant ITC Holdings : Strong 2Q07 Results;Affirmed 2007 Guidance - ALERT
OVERWEIGHT 0.4600 Q2-07 NA Q3-07 1.5500 FY07 USD * NA NA
20-Jul-07 Seth Tennant ITC Holdings : Commits to Project inKS, Additive to Earnings - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 1.5500 FY07 USD * NA NA
Itron, Inc. ITRI28-Sep-07 Paul Coster Itron, Inc : AMR-Plus Contract
Announced - ALERTNEUTRAL 0.8900 Q2-07 0.7700 Q3-07 2.9800 FY07 USD * NA NA
7-Aug-07 Paul Coster Itron, Inc : Downgrading to Neutral:Valuation
NEUTRAL 0.8900 Q2-07 0.7700 Q3-07 2.9800 FY07 USD * NA NA
2-Aug-07 Paul Coster Itron, Inc : 2Q07 Beats onAcquisition; Core A Bit Weak
OVERWEIGHT 0.8900 Q2-07 0.8200 Q3-07 2.7600 FY07 USD * NA NA
31-Jul-07 Paul Coster Itron, Inc : 2Q07 Preview: Expect aNoisy Quarter
OVERWEIGHT 0.5600 Q2-07 0.8200 Q3-07 2.7600 FY07 USD * NA NA
ITT Corporation ITT18-Sep-07 C. Stephen
Tusa Jr.ITT Corp. : EDO Acquisition AddsTo Growing Defense Portfolio
NEUTRAL 0.9200 Q2-07 0.9000 Q3-07 3.5000 FY07 USD * NA NA
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28-Aug-07 C. StephenTusa Jr.
ITT Corp. : Notes From Dinner WithManagement
NEUTRAL 0.9200 Q2-07 0.9000 Q3-07 3.5000 FY07 USD * NA NA
30-Jul-07 C. StephenTusa Jr.
ITT Corp. : Solid 2Q; AdjustingEstimates
NEUTRAL 0.9200 Q2-07 0.8900 Q3-07 3.4800 FY07 USD * NA NA
27-Jul-07 C. StephenTusa Jr.
ITT Corp. : Initial Take On 2Q -ALERT
NEUTRAL 0.8900 Q2-07 0.8900 Q3-07 3.4800 FY07 USD * NA NA
20-Jul-07 C. StephenTusa Jr.
ITT Corp. : Favorable Outlook Intact,But Valuation Limits Near-TermPotential for Outperformance;Moving to Neutral
OVERWEIGHT 0.8900 Q2-07 0.8900 Q3-07 3.4800 FY07 USD * NA NA
11-Jul-07 C. StephenTusa Jr.
ITT Corp. : Army Contract Award aModest Positive - ALERT
OVERWEIGHT 0.8900 Q2-07 0.8900 Q3-07 3.4800 FY07 USD * NA NA
ITT Educational Services, Inc. ESI16-Jul-07 Edward
YrumaITT Educational Services Inc : LatterChapters; Initiate at Neutral
NEUTRAL 0.9500 Q2-07 1.1600 Q3-07 3.5200 FY07 USD * NA NA
Ituran Location and Control Ltd. (US) ITRN20-Aug-07 Paul Coster Ituran Location and Control : 2Q07
Results Mixed, Thesis Unchanged;Adj Ests.
NEUTRAL 0.1900 Q2-07 0.2000 Q3-07 0.8300 FY07 USD * NA NA
16-Aug-07 Paul Coster Ituran Location and Control : 2Q07Preview: Sidelined, but Closer toTurnaround
NEUTRAL 0.1900 Q2-07 0.2000 Q3-07 0.8300 FY07 USD * NA NA
J. Crew Group, Inc. JCG7-Sep-07 Brian J.
TunickJ. Crew Group, Inc. : Q2 ResultsStrong, But Not Enough to Supportthe Multiple; Raising Est.
NEUTRAL 0.3200 Q2-08 0.3600 Q3-08 1.4600 FY07 USD * NA NA
J.B. Hunt Transport Services, Inc. JBHT17-Jul-07 Thomas R.
WadewitzJ.B. Hunt Transportation :Impressive Intermodal GrowthOffsets Weak TL; Upside Remainsfor the Stock
OVERWEIGHT 0.3800 Q2-07 0.4200 Q3-07 1.5400 FY07 USD * NA NA
J.C. Penney Company, Inc. JCP26-Sep-07 Charles
GromJCPenney Corporation : Meetingwith Pres. Ken Hicks, Reward >Risk, OW
OVERWEIGHT 0.8000 Q2-08 1.2800 Q3-08 5.5000 FY07 USD * NA NA
12-Sep-07 CharlesGrom
JCPenney Corporation : Update,Flight to Quality, Overweight
OVERWEIGHT 0.8000 Q2-08 1.2800 Q3-08 5.5000 FY07 USD * NA NA
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16-Aug-07 CharlesGrom
JCPenney Corporation : 2QRespectable, 2H View Makes SensePost M, Remain Buyers at Trough9.6x Multiple
OVERWEIGHT 0.7700 Q2-08 1.4600 Q3-08 5.5500 FY07 USD 104.00 17-Jan-07 Jun-08
15-Aug-07 CharlesGrom
JCPenney Corporation : ReadingThe Print - What To Look For in2Q07 EPS
OVERWEIGHT 0.7700 Q2-08 1.4600 Q3-08 5.5500 FY07 USD 104.00 17-Jan-07 Jun-08
19-Jul-07 CharlesGrom
JCPenney Corporation : Model Isn'tBroken Folks, Cali Notes,Overweight
OVERWEIGHT 0.7700 Q2-08 1.4600 Q3-08 5.5500 FY07 USD 104.00 17-Jan-07 Jun-08
Jack in the Box Inc. JBX8-Aug-07 Steven Rees Jack In The Box Inc. : F3Q Comps
Impressive, But Restaurant LevelMargins Lower - ALERT
NEUTRAL 0.8900 Q3-07 0.7600 Q4-07 3.5000 FY07 USD * NA NA
8-Aug-07 Steven Rees Jack In The Box Inc. : F3Q CompsStrong, But N-T Margin OutlookLower
NEUTRAL 1.0100 Q3-07 0.7600 Q4-07 3.6800 FY07 USD * NA NA
Jackson Hewitt Tax Service Inc. JTX6-Sep-07 Michael J.
FoxJackson Hewitt Tax Service Inc. :F1Q08: Net Loss Widens, MgtExpects 15-20% EPS Growth OverNext 5 Years
NEUTRAL -0.4200 Q1-08 -0.4100 Q2-08 2.2900 FY07 USD * NA NA
2-Jul-07 Michael J.Fox
Jackson Hewitt Tax Service Inc. :FY 2007 10K Review
NEUTRAL -0.4200 Q1-08 -0.4100 Q2-08 2.2900 FY07 USD * NA NA
Janus Capital Group Inc. JNS30-Aug-07 KENNETH
WORTHINGTONJanus Capital Group : SchoelzelResignation Loss for Janus, Not theStock - Corrected Note supersedesany previous versions
NEUTRAL 0.2700 Q2-07 0.2600 Q3-07 0.9800 FY07 USD * NA NA
14-Aug-07 KENNETHWORTHINGTON
Janus Capital Group : Intech is MathNot Quant, But Fund PerformanceContinues to Slide
NEUTRAL 0.2700 Q2-07 0.2600 Q3-07 0.9800 FY07 USD * NA NA
27-Jul-07 KENNETHWORTHINGTON
Janus Capital Group : Janus BeatsStreet, Growth Sales Turn Positive
NEUTRAL 0.2700 Q2-07 0.2600 Q3-07 0.9800 FY07 USD * NA NA
9-Jul-07 KENNETHWORTHINGTON
Janus Capital Group : FundPerformance Fees Offset WeakIntech Returns
NEUTRAL 0.2400 Q2-07 0.2800 Q3-07 1.0000 FY07 USD * NA NA
Javelin Pharmaceuticals Inc. JAV4-Sep-07 Adam Javelin Pharmaceuticals : RemovingOVERWEIGHT -0.1600 Q2-07 -0.2600 Q3-07 -0.8100 FY07 USD * NA NA
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Page 109 of 225
Greene from Focus List - Nothing HasChanged Other Than Share Price
9-Aug-07 AdamGreene
Javelin Pharmaceuticals : Waitingfor U.K. Approval for Dyloject
OVERWEIGHT -0.2200 Q2-07 -0.2800 Q3-07 -0.8500 FY07 USD * NA NA
26-Jul-07 AdamGreene
Javelin Pharmaceuticals : DylojectPhase III Orthopedic Study Initiated- ALERT
OVERWEIGHT -0.2200 Q2-07 -0.2800 Q3-07 -0.8500 FY07 USD * NA NA
20-Jul-07 AdamGreene
Javelin Pharmaceuticals : PositiveManagement Meetings, Catalysts onTrack
OVERWEIGHT -0.2200 Q2-07 -0.2800 Q3-07 -0.8500 FY07 USD * NA NA
Johnson & Johnson JNJ19-Sep-07 Michael N.
WeinsteinJohnson & Johnson : ICAAC KicksOff a Busy 2H07 for J&J'sLate-Stage Pipeline
OVERWEIGHT 1.0500 Q2-07 1.0200 Q3-07 4.0700 FY07 USD * NA NA
31-Jul-07 Michael N.Weinstein
Johnson & Johnson : Getting Lean:Cost-Cutting to Drive EPS Growth inthe Face of Generic Competition
OVERWEIGHT 1.0500 Q2-07 1.0400 Q3-07 4.0600 FY07 USD * NA NA
31-Jul-07 Michael N.Weinstein
Johnson & Johnson : Raising Ests:Cost-Cutting to Drive EPS Growth in2008-09, Potential Re-Accelerationin 2010
OVERWEIGHT 1.0500 Q2-07 1.0400 Q3-07 4.0600 FY07 USD * NA NA
17-Jul-07 Michael N.Weinstein
Johnson & Johnson : Early Read on2Q Results
OVERWEIGHT 1.0000 Q2-07 1.0400 Q3-07 4.0600 FY07 USD * NA NA
13-Jul-07 Michael N.Weinstein
Johnson & Johnson : What's in thePipeline: Spotlight on UpcomingClinical Trial Presentations
OVERWEIGHT 1.0000 Q2-07 1.0400 Q3-07 4.0500 FY07 USD * NA NA
Johnson Controls, Inc. JCI25-Sep-07 Himanshu
PatelJohnson Controls, Inc. : Preview:See Cautiously Optimistic 08Analyst Meeting
OVERWEIGHT 1.9800 Q3-07 2.3500 Q4-07 6.3000 FY07 USD * NA NA
19-Jul-07 HimanshuPatel
Johnson Controls, Inc. : Lead HitHard but Temporary; InteriorRebounding
OVERWEIGHT 1.9800 Q3-07 2.5300 Q4-07 6.5000 FY07 USD * NA NA
18-Jul-07 HimanshuPatel
Johnson Controls, Inc. : Quick Take:Q3 Results In Line - ALERT
OVERWEIGHT 2.0000 Q3-07 2.5300 Q4-07 6.5000 FY07 USD * NA NA
Jones Apparel Group, Inc. JNY7-Sep-07 Robert
SamuelsJones Apparel Group : PositiveMeeting but Long Way to Go; Adj.Ests
NEUTRAL 0.1700 Q2-07 0.6200 Q3-07 1.9200 FY07 USD * NA NA
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Page 110 of 225
Jones Lang LaSalle Incorporated JLL3-Aug-07 Michael J.
FoxJones Lang LaSalle Inc : 2Q07 10QReview
OVERWEIGHT 2.3200 Q2-07 1.2100 Q3-07 7.5500 FY07 USD 141.00 11-Jul-07 Jul-08
25-Jul-07 Michael J.Fox
Jones Lang LaSalle Inc : AnotherExcellent Quarter, Market RemainsRobust
OVERWEIGHT 2.3200 Q2-07 1.2100 Q3-07 6.2200 FY07 USD 141.00 11-Jul-07 Jul-08
19-Jul-07 Michael J.Fox
Jones Lang LaSalle Inc : We ExpectStrong Second Quarter Results
OVERWEIGHT 1.0300 Q2-07 1.2100 Q3-07 6.2200 FY07 USD 141.00 11-Jul-07 Jul-08
11-Jul-07 Michael J.Fox
Jones Lang LaSalle Inc : Adding toJPM Focus List, Raising Estimates
OVERWEIGHT 0.8000 Q2-07 1.2100 Q3-07 5.9300 FY07 USD 141.00 11-Jul-07 Jul-08
Jos. A. Bank Clothiers, Inc. JOSB14-Sep-07 Brian J.
TunickJoS. A. Bank Clothiers Inc : SlowingGrowth Reflected in Valuation;Raising Est.
NEUTRAL 0.4400 Q2-08 0.3300 Q3-08 2.5800 FY07 USD * NA NA
Juniper Networks, Inc. JNPR7-Sep-07 Ehud A.
Gelblum PhD
Juniper Networks : COO MeetingSheds a Little Light on Levers to OpMargin Improvement; Reit OW
OVERWEIGHT 0.2000 Q2-07 0.2100 Q3-07 0.8300 FY07 USD * NA NA
10-Aug-07 Ehud A.Gelblum PhD
Juniper Networks : From theFootnotes - Q207 10-Q Review
OVERWEIGHT 0.2000 Q2-07 0.2100 Q3-07 0.8300 FY07 USD * NA NA
19-Jul-07 Ehud A.Gelblum PhD
Juniper Networks : Q207 Wrap:High R&D Keeps EPS In-Line,Despite Surging Rev; Reit OW asThesis Begins to Unfold
OVERWEIGHT 0.2000 Q2-07 0.2100 Q3-07 0.8100 FY07 USD * NA NA
Kadant Inc. KAI26-Jul-07 Claudia K.
ShankKadant, Inc. : Pre-Call Note: Good2Q; Guidance Maintained
OVERWEIGHT 0.4400 Q2-07 0.4000 Q3-07 1.6000 FY07 USD * NA NA
26-Jul-07 Claudia K.Shank
Kadant, Inc. : ContinuedOpportunities for Growth
OVERWEIGHT 0.4400 Q2-07 0.4000 Q3-07 1.6000 FY07 USD * NA NA
KB Home KBH27-Sep-07 Michael
RehautKB Home : Sizeable 3Q ChargesShow Further Deterioration In TheMarket; Maintain Cautious Stance -ALERT
NEUTRAL -1.0800 Q3-07 -0.7200 Q4-07 -3.7200 FY07 USD * NA NA
27-Sep-07 MichaelRehaut
KB Home : Post-Call Notes: CashFlow Generation Solid, But ChargesShould Continue; Lowering Ests.
NEUTRAL -1.0800 Q3-07 -0.7200 Q4-07 -3.7200 FY07 USD * NA NA
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Page 111 of 225
Kellogg Company K30-Aug-07 Pablo E.
ZuanicKellogg : Snippets from Meeting withManagement
NEUTRAL 0.7500 Q2-07 0.7100 Q3-07 2.7700 FY07 USD * NA NA
26-Jul-07 Pablo E.Zuanic
Kellogg : "Safe Haven" StatusReinforced, But Keep Neutral
NEUTRAL 0.7500 Q2-07 0.7100 Q3-07 2.7700 FY07 USD * NA NA
25-Jul-07 Pablo E.Zuanic
Kellogg : Why Our Concerns AreRising (2Q Out Tomorrow)
NEUTRAL 0.6900 Q2-07 0.7400 Q3-07 2.7500 FY07 USD * NA NA
Kelly Services, Inc. KELYA8-Aug-07 Michael J.
FoxKelly Services : 2Q07 10Q Review UNDERWEIGHT0.4100 Q2-07 0.4300 Q3-07 1.6100 FY07 USD * NA NA
24-Jul-07 Michael J.Fox
Kelly Services : 2Q07 Glance:Above Consensus Results
UNDERWEIGHT0.3900 Q2-07 0.5200 Q3-07 1.6300 FY07 USD * NA NA
24-Jul-07 Michael J.Fox
Kelly Services : 2Q07: AboveConsensus Results, But ReducedGuidance
UNDERWEIGHT0.4100 Q2-07 0.5200 Q3-07 1.6300 FY07 USD * NA NA
KEMET Corporation KEM13-Aug-07 Thomas
DingesKEMET Corporation : It's a bit biggerthan a tuck-in
NEUTRAL 0.1200 Q1-08 0.1300 Q2-08 0.5300 FY07 USD * NA NA
Kennametal Inc. KMT17-Sep-07 Stephen
VolkmannCFA
Kennametal Inc. : August BaseOrders Improve 5% - In Line WithGuidance
NEUTRAL 1.8000 Q4-08 NA Q1-09 5.4500 FY07 USD * NA NA
13-Sep-07 StephenVolkmannCFA
Kennametal Inc. : Highlights fromNYC Investor Meeting
NEUTRAL 1.8000 Q4-08 NA Q1-09 5.4500 FY07 USD * NA NA
14-Aug-07 StephenVolkmannCFA
Kennametal Inc. : July Base OrdersImprove an In-Line 7%
NEUTRAL 1.8000 Q4-08 NA Q1-09 5.4500 FY07 USD * NA NA
8-Aug-07 StephenVolkmannCFA
Kennametal Inc. : Can ManagementHit Ambitious 2009 Goals?Assuming Coverage with Neutral
NEUTRAL 1.8000 Q4-08 NA Q1-09 5.4500 FY07 USD * NA NA
Keryx Biopharmaceuticals KERX26-Sep-07 Geoffrey
MeachamKeryx Biopharmaceuticals :Attractive Zerenex Deal, ButSulonex Still the Driver
OVERWEIGHT -0.4500 Q2-07 -0.4800 Q3-07 -1.9300 FY07 USD * NA NA
26-Jul-07 GeoffreyMeacham
Keryx Biopharmaceuticals : 2Q07 aNon-Event; Sulonex Remains onTrack
OVERWEIGHT -0.4500 Q2-07 -0.4800 Q3-07 -1.9300 FY07 USD * NA NA
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Kimberly-Clark Corporation KMB25-Jul-07 John
FaucherKimberly-Clark : Top Line &Buyback Should Offset Pulp for '07
NEUTRAL 1.0400 Q2-07 1.0300 Q3-07 4.1900 FY07 USD * NA NA
24-Jul-07 JohnFaucher
Kimberly-Clark : KMB's Q2 LooksFine; Announces ShareRepurchases - ALERT
NEUTRAL 1.0200 Q2-07 1.0300 Q3-07 4.1900 FY07 USD * NA NA
23-Jul-07 JohnFaucher
Kimberly-Clark : Reading The Print:What To Look For In KMB's Q2
NEUTRAL 1.0200 Q2-07 1.0300 Q3-07 4.1900 FY07 USD * NA NA
Kimco Realty Corporation KIM28-Sep-07 Michael
MuellerKimco Realty Corporation : ModelAdjustment
OVERWEIGHT 0.4600 Q2-07 NA Q3-07 NA FY07 USD * NA NA
27-Jul-07 MichaelMueller
Kimco Realty Corporation : Big 2Qin terms of transactional earnings;guidance moved toward ourestimate
OVERWEIGHT 0.4600 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Kinetic Concepts, Inc. KCI.N18-Sep-07 Michael N.
WeinsteinKinetic Concepts, Inc : Investor DayHighlights Diversification Strategy
UNDERWEIGHT0.8100 Q2-07 0.8400 Q3-07 3.3100 FY07 USD * NA NA
23-Jul-07 Michael N.Weinstein
Kinetic Concepts, Inc : VACRe-Accelerates; Raising Estimates
UNDERWEIGHT0.8100 Q2-07 0.8000 Q3-07 3.1300 FY07 USD * NA NA
20-Jul-07 Michael N.Weinstein
Kinetic Concepts, Inc : Early Readon 2Q Results
UNDERWEIGHT0.7300 Q2-07 0.8000 Q3-07 3.1300 FY07 USD * NA NA
King Pharmaceuticals, Inc. KG11-Sep-07 Adam
GreeneKing Pharmaceuticals, Inc : AltacePatent Ruled Invalid - ALERT
NEUTRAL 0.4800 Q2-07 0.4700 Q3-07 1.7400 FY07 USD * NA NA
7-Aug-07 AdamGreene
King Pharmaceuticals, Inc : In-LineQuarter, Reiterate Neutral
NEUTRAL 0.4900 Q2-07 0.4600 Q3-07 1.7600 FY07 USD * NA NA
Kinross Gold Corporation KGC1-Aug-07 John Bridges Kinross Gold : Quick Q2'07:
Advances projects but strongercurrencies an issue - ALERT
OVERWEIGHT 0.0800 Q2-07 0.0800 Q3-07 0.3200 FY07 USD * NA NA
Kirby Corporation KEX25-Sep-07 Jonathan
ChappellKirby Corp : Raising EPS Est. onNew Guidance; Reit. Neutral
NEUTRAL 0.5600 Q2-07 0.5500 Q3-07 2.1000 FY07 USD * NA NA
26-Jul-07 JonathanChappell
Kirby Corp : 2Q EPS Beats Est. onCost Controls; Raising Est.
NEUTRAL 0.5600 Q2-07 0.5500 Q3-07 2.0500 FY07 USD * NA NA
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Page 113 of 225
KKR Financial Holdings LLC KFN26-Sep-07 George A.
SaccoKKR Financial : EstablishingEstimates Following RecentCorporate Actions
NEUTRAL 0.6700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
16-Aug-07 George A.Sacco
KKR Financial : Corporate DebtBusiness Remains Strong, AmpleNear-term Liquidity - ALERT
NEUTRAL 0.6700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
KLA-Tencor Corporation KLAC27-Jul-07 Jay Deahna KLA-Tencor Corp : F4Q07 Results-
KLA Reports Solid Beat; Adj EstOVERWEIGHT 1.0100 Q4-08 1.0000 Q1-09 3.7200 FY07 USD * NA NA
18-Jul-07 Jay Deahna KLA-Tencor Corp : JPMSemiconWest Presentation - SolidStory, 45nm Yield Challenges WillDrive Demand
OVERWEIGHT 0.8600 Q4-07 0.8700 Q1-08 3.0100 FY07 USD * NA NA
Knight Capital Group Inc. NITE17-Sep-07 KENNETH
WORTHINGTONKnight Capital Group : LoweringEPS on Alternative Liquidity andWeak OTC BB Volume
NEUTRAL 0.2400 Q2-07 0.0600 Q3-07 0.8800 FY07 USD * NA NA
30-Aug-07 KENNETHWORTHINGTON
Knight Capital Group : LoweringNumbers on Weaker DeephavenPerformance
NEUTRAL 0.2400 Q2-07 0.2100 Q3-07 1.0300 FY07 USD * NA NA
18-Jul-07 KENNETHWORTHINGTON
Knight Capital Group : Poor 2Q07EPS Growth Leaves Investors inDark
NEUTRAL 0.2900 Q2-07 0.2600 Q3-07 1.1800 FY07 USD * NA NA
Knight Transportation KNX19-Sep-07 Thomas R.
WadewitzKnight Transportation, Inc. :Downside 3Q Pre-Report Driven byWeak TL Market
OVERWEIGHT 0.2100 Q2-07 0.2100 Q3-07 0.8400 FY07 USD * NA NA
30-Jul-07 Thomas R.Wadewitz
Knight Transportation, Inc. :Upgrading to OW on FavorableReward to Risk; Low Price for aGrowth Story
OVERWEIGHT 0.2100 Q2-07 0.2300 Q3-07 0.8800 FY07 USD * NA NA
Knightsbridge Tankers Ltd. VLCCF18-Sep-07 Jonathan B
ChappellOil Tanker Industry : Raising '08Tanker EPS Est. on Higher Rates
NEUTRAL 0.4000 Q3-07 0.6100 Q4-07 2.0000 FY07 USD * NA NA
14-Aug-07 Jonathan BChappell
Knightsbridge Tankers Ltd. :Lowering 2H07 Est. after 2Q EPS,Div'd Misses
NEUTRAL 0.4000 Q3-07 0.6100 Q4-07 2.0000 FY07 USD * NA NA
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Knoll, Inc. KNL5-Sep-07 Michael
RehautKnoll Inc. : BIFMA July OrderGrowth of 9% Gives Confidence inOur Mid-Single-Digit GrowthEstimate for 2007
OVERWEIGHT 0.3700 Q2-07 0.3600 Q3-07 1.4500 FY07 USD * NA NA
2-Aug-07 MichaelRehaut
Knoll Inc. : BIFMA June OrderGrowth of 13% Puts Mid-Single-DigitGrowth for 2007 Back on Track
OVERWEIGHT 0.3700 Q2-07 0.3600 Q3-07 1.4500 FY07 USD * NA NA
19-Jul-07 MichaelRehaut
Knoll Inc. : Post-Call Notes:Ex-CAD, Guidance Closer to Street;Strong B/S Provides AccretiveOpportunities
OVERWEIGHT 0.3700 Q2-07 0.3600 Q3-07 1.4500 FY07 USD * NA NA
Kohl's Corporation KSS20-Sep-07 Charles
GromKohl's Corporation : Buyback aPositive, Accretion Scenarios,Neutral
NEUTRAL 0.8300 Q2-08 0.6800 Q3-08 3.8200 FY07 USD * NA NA
10-Sep-07 CharlesGrom
Kohl's Corporation : Vera Wang,Update, Stay on Sidelines
NEUTRAL 0.8300 Q2-08 0.6800 Q3-08 3.8200 FY07 USD * NA NA
17-Aug-07 CharlesGrom
Kohl's Corporation : Steady As SheGoes, Puts = Takes, Neutral
NEUTRAL 0.8300 Q2-08 0.7400 Q3-08 3.8600 FY07 USD * NA NA
7-Aug-07 CharlesGrom
Kohl's Corporation : Simply Vera -You Be The Judge
NEUTRAL 0.8400 Q2-08 0.7400 Q3-08 3.8800 FY07 USD * NA NA
Komag, Incorporated KOMG7-Aug-07 Mark
MoskowitzKomag : The Last Waltz: DismalJune Results Reported
NEUTRAL -0.2600 Q2-07 -0.1100 Q3-07 0.6000 FY07 USD * NA NA
Kraft Foods Inc. KFT6-Sep-07 Pablo E.
ZuanicKraft Foods : A Much Better OutingThan the One At CAGNY
OVERWEIGHT 0.5000 Q2-07 0.4300 Q3-07 1.8500 FY07 USD 40.00 2-Apr-07 Jun-08
16-Aug-07 Pablo E.Zuanic
Kraft Foods : Potential Impact fromSale of RTE Cereal
OVERWEIGHT 0.5000 Q2-07 0.4300 Q3-07 1.8500 FY07 USD 40.00 2-Apr-07 Jun-08
1-Aug-07 Pablo E.Zuanic
Kraft Foods : Quick Take on 2Q07Results - ALERT
OVERWEIGHT 0.4800 Q2-07 0.4300 Q3-07 1.8500 FY07 USD 40.00 2-Apr-07 Jun-08
1-Aug-07 Pablo E.Zuanic
Kraft Foods : More Positives ThanNegatives, Plus Attractive LT Upside
OVERWEIGHT 0.4800 Q2-07 0.4300 Q3-07 1.8500 FY07 USD 40.00 2-Apr-07 Jun-08
5-Jul-07 Pablo E.Zuanic
Kraft Foods : Margin Opportunity,Peltz, DA Deal, all Point to Upside
OVERWEIGHT 0.4800 Q2-07 0.4300 Q3-07 1.8500 FY07 USD 40.00 2-Apr-07 Jun-08
Krispy Kreme Doughnuts KKD7-Sep-07 John Ivankoe Krispy Kreme Doughnuts : On WeakUNDERWEIGHT-0.0800 Q2-08 0.0600 Q3-08 0.0900 FY07 USD * NA NA
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Fundamentals, Stock Still ExpensiveDespite Recent Decline
K-V Pharmaceutical Company KVa26-Jul-07 Adam
GreeneKV Pharmaceutical Company :Generic Toprol-XL Shipping Today -ALERT
OVERWEIGHT 0.1800 Q1-07 0.2200 Q2-07 1.0000 FY07 USD * NA NA
L-1 Identity Solutions, Inc. ID2-Aug-07 Paul Coster L-1 Identity Solutions : 2Q EPS
Misses On In-Line Revenue; Adj.Ests
UNDERWEIGHT0.0600 Q2-07 0.0800 Q3-07 0.1500 FY07 USD * NA NA
L-3 Communications Holdings, Inc. LLL27-Jul-07 Joseph B.
NadolL-3 Communications : In Line Q2;Raising Estimates
NEUTRAL 1.4900 Q2-07 1.4800 Q3-07 5.9000 FY07 USD * NA NA
26-Jul-07 Joseph B.Nadol
L-3 Communications : First Look atQ2 Earnings - ALERT
NEUTRAL 1.4500 Q2-07 1.4800 Q3-07 5.9000 FY07 USD * NA NA
Lam Research Corporation LRCX25-Jul-07 Jay Deahna Lam Research : Partial C2Q Results
- Strong Cash Flow Fuels Surge inShare Buybacks; Consensus LikelyTo Rise
OVERWEIGHT 1.1600 Q4-07 1.1700 Q1-08 4.5900 FY07 USD * NA NA
Lamar Advertising Company LAMR8-Aug-07 John
BlackledgeLamar Advertising Co. : 2Q07 FirstGlance: Rev and EBITDA in Line,EPS Miss Due to Higher InterestExpense; Lower Than Expected3Q07 Guidance - ALERT
NEUTRAL 0.2200 Q2-07 0.2000 Q3-07 0.5300 FY07 USD * NA NA
8-Aug-07 JohnBlackledge
Lamar Advertising Co. : In Line2Q07 Rev and EBITDA, ButDecelerating Top Line in 2H07Given Local Weakness; Est.Reduced
NEUTRAL 0.1900 Q2-07 0.1400 Q3-07 0.3700 FY07 USD * NA NA
LandAmerica Financial Group, Inc. LFG29-Aug-07 George A.
SaccoLandAmerica Financial Group : CostCuts A Positive Step, butFundamentals Still Bad and StockStill Expensive; Cutting Ests
UNDERWEIGHT0.4200 Q2-07 0.4700 Q3-07 1.3800 FY07 USD * NA NA
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Las Vegas Sands Corp. LVS24-Sep-07 Harry C.
CurtisLas Vegas Sands Corp. : RemovingFrom AFL, but Reiterate Overweight
OVERWEIGHT 0.2300 Q2-07 0.4000 Q3-07 1.3500 FY07 USD * NA NA
12-Sep-07 Harry C.Curtis
Las Vegas Sands Corp. : IncreasingPrice Target to $120
OVERWEIGHT 0.2300 Q2-07 0.4000 Q3-07 1.3500 FY07 USD 120.00 12-Sep-07 Jul-08
4-Sep-07 Harry C.Curtis
Las Vegas Sands Corp. : EarlySigns Suggest Venetian MacaoTrading Better Than Expected -Could Be Upside to 4Q Ests
OVERWEIGHT 0.2300 Q2-07 0.4000 Q3-07 1.3500 FY07 USD 105.00 2-Jul-07 Jul-08
28-Aug-07 Harry C.Curtis
Las Vegas Sands Corp. : InitialObservations Encouraging - ALERT
OVERWEIGHT 0.2300 Q2-07 0.4000 Q3-07 1.3500 FY07 USD 105.00 2-Jul-07 Jul-08
28-Aug-07 Harry C.Curtis
Las Vegas Sands Corp. : VenetianOpening Extremely Strong - 60k+Customers - ALERT
OVERWEIGHT 0.2300 Q2-07 0.4000 Q3-07 1.3500 FY07 USD 105.00 2-Jul-07 Jul-08
2-Jul-07 Harry C.Curtis
Las Vegas Sands Corp. : Adding toJPM Analyst Focus List
OVERWEIGHT 0.2600 Q2-07 0.6200 Q3-07 1.8500 FY07 USD 105.00 2-Jul-07 Jul-08
LaSalle Hotel Properties LHO20-Jul-07 Charles P.
ScholesLaSalle Hotel Properties : HighSingle Digit 2H RevPAR GrowthLikely, But Renovation ExecutionRisk Remains. Adj. Ests.
NEUTRAL 0.4800 Q2-07 NA Q3-07 NA FY07 USD * NA NA
19-Jul-07 Charles P.Scholes
LaSalle Hotel Properties : 2Q BelowEsts. Due To Renovation Disruption.
NEUTRAL 0.4800 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Lattice Semiconductor LSCC27-Jul-07 Christopher
DanelyLattice Semiconductor : No Signs ofCost Cutting, Lowering Estimates,Reiterate Underweight
UNDERWEIGHT0.0200 Q2-07 0.0300 Q3-07 0.0800 FY07 USD * NA NA
Lawson Software, Inc. LWSN27-Jul-07 Adam Holt Lawson Software : Solid Q4;
Conservative GuidanceNEUTRAL 0.1100 Q4-08 NA Q1-09 0.3100 FY07 USD * NA NA
Leap Wireless International, Inc. LEAP17-Aug-07 Thomas J.
LeeLeap Wireless International : Timeto step up. Adding LEAP to the USAnalyst Focus List
OVERWEIGHT 0.0500 Q2-07 -0.0200 Q3-07 -0.0500 FY07 USD 119.00 17-Aug-07 Aug-08
8-Aug-07 Thomas J.Lee
Leap Wireless International : Inline2Q...Street torn if it is seasonality ora weak consumer. Dead money fornow. Raising 3Q subs. ReiterateOW.
OVERWEIGHT 0.0500 Q2-07 0.1400 Q3-07 0.0100 FY07 USD * NA NA
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8-Aug-07 Thomas J.Lee
Leap Wireless International : Inline2Q...Street torn if it is seasonality ora weak consumer. Dead money fornow. Raising 3Q subs. ReiterateOW. - Corrected Note supersedesany previous versions
OVERWEIGHT 0.0500 Q2-07 0.1400 Q3-07 0.0100 FY07 USD * NA NA
7-Aug-07 Thomas J.Lee
Leap Wireless International : 2Q inline with 126k net adds (our 125k)...2H07 guidance above ourestimates. - ALERT
OVERWEIGHT 0.0200 Q2-07 0.1400 Q3-07 0.0100 FY07 USD * NA NA
3-Aug-07 Thomas J.Lee
Leap Wireless International : Stockoff on Metro PCS 2Q results.Limited read-thru. BUY onweakness - ALERT
OVERWEIGHT 0.0200 Q2-07 0.1400 Q3-07 0.0100 FY07 USD * NA NA
Lennar Corporation LEN25-Sep-07 Michael
RehautLennar : Sizeable Charges Only InPart Due To Industry Catch Up;Maintain Cautious Stance - ALERT
NEUTRAL -1.0100 Q3-07 -0.7400 Q4-07 -2.8600 FY07 USD * NA NA
25-Sep-07 MichaelRehaut
Lennar : Post-Call Notes: JVs andDebt Covenants OK, But SizeableCharges Should Continue; LoweringEsts.
NEUTRAL -3.2500 Q3-07 -1.2000 Q4-07 -5.5600 FY07 USD * NA NA
Lennox International Inc. LII26-Jul-07 Curtis
WoodworthLennox International Inc : So ManyWays to Win - Reiterate Focus ListPick
OVERWEIGHT 0.8700 Q2-07 0.8700 Q3-07 2.4000 FY07 USD * NA NA
25-Jul-07 CurtisWoodworth
Lennox International Inc : 2Q CleanEPS of $0.87 is a Beat; AsExpected, FY07 Guidance Loweredto $2.40-2.50; $500M Buyback IsPositive - ALERT
OVERWEIGHT 0.8100 Q2-07 0.8700 Q3-07 2.4000 FY07 USD * NA NA
20-Jul-07 CurtisWoodworth
Lennox International Inc : Adding toFocus List with $44 Price Target -Strong Platform / Significant Roomfor Multiple Expansion
OVERWEIGHT 0.8800 Q2-07 0.9000 Q3-07 2.5500 FY07 USD * NA NA
Level 3 Communications, Inc. LVLT27-Jul-07 Jonathan
ChaplinLevel 3 Communications, Inc. :Guidance Disappoints, but ThesisRemains on Track
OVERWEIGHT -0.1300 Q2-07 -0.0900 Q3-07 -0.4200 FY07 USD 8.00 5-Jan-07 Jan-08
11-Jul-07 JonathanChaplin
Level 3 Communications, Inc. :Announces Acquisition of Servecast
OVERWEIGHT -0.1200 Q2-07 -0.0900 Q3-07 -0.4200 FY07 USD 8.00 5-Jan-07 Jan-08
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- ALERT
Lexington Realty Trust LXP9-Aug-07 Anthony
PaoloneLexington Realty Trust : Smallapples-to-apples miss in 2Q; stockbuyback should help stock/earnings
UNDERWEIGHT0.3400 Q2-07 -0.1600 Q3-07 -0.5200 FY07 USD * NA NA
13-Jul-07 AnthonyPaolone
Lexington Realty Trust : ModelAdjustment
UNDERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Lexmark International, Inc. LXK25-Jul-07 Bill C. Shope
CFALexmark International : A ToughRoad Ahead
NEUTRAL 0.6500 Q2-07 0.1100 Q3-07 2.0100 FY07 USD * NA NA
10-Jul-07 Bill C. ShopeCFA
Lexmark International : A DifficultMargin Reset That May Not End ForSome Time; Lowering Estimates
NEUTRAL 0.8500 Q2-07 0.7900 Q3-07 3.4900 FY07 USD * NA NA
9-Jul-07 Bill C. ShopeCFA
Lexmark International :Preannouncement Suggests OurFears of a Margin CollapseContinue to Play Out - ALERT
NEUTRAL 0.8500 Q2-07 0.7900 Q3-07 3.4900 FY07 USD * NA NA
Liberty Media Corporation (Interactive) LINTA16-Aug-07 Imran Khan Liberty Interactive : Investment
Strategy on Track with BORBAInterest
OVERWEIGHT 0.1600 Q2-07 0.1400 Q3-07 0.7600 FY07 USD * NA NA
9-Aug-07 Imran Khan Liberty Interactive : AdjustingEstimates on 2Q Weakness
OVERWEIGHT 0.1700 Q2-07 0.1600 Q3-07 0.8200 FY07 USD * NA NA
8-Aug-07 Imran Khan Liberty Interactive : Int'l WeaknessContinues in 2Q - ALERT
OVERWEIGHT 0.1700 Q2-07 0.1600 Q3-07 0.8200 FY07 USD * NA NA
LifePoint Hospitals, Inc. LPNT23-Jul-07 Andreas
DirnaglLifePoint : 2Q07 EPS SignificantlyBelow Street, Guidance - ALERT
UNDERWEIGHT0.5800 Q2-07 0.6600 Q3-07 2.6300 FY07 USD * NA NA
LIN TV Corp. TVL16-Aug-07 John
BlackledgeLIN TV Corporation : AdjustingEstimates Post 2Q07 Earnings
UNDERWEIGHT0.0800 Q2-07 0.0100 Q3-07 0.1900 FY07 USD * NA NA
9-Aug-07 JohnBlackledge
LIN TV Corporation : 2Q07 FirstGlance: 2Q Results and 3QGuidance Both Slightly BelowForecast - ALERT
UNDERWEIGHT0.1000 Q2-07 0.1000 Q3-07 0.3000 FY07 USD * NA NA
Lincoln Electric Holdings, Inc. LECO
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10-Aug-07 SabinaChatterjee
Lincoln Electric Holdings : ModelUpdate
NEUTRAL 1.2700 Q2-07 1.2000 Q3-07 4.6500 FY07 USD * NA NA
Lions Gate Entertainment Corp. (USA) LGF14-Aug-07 Barton
CrockettLions Gate Entertainment Corp : AdjEsts After F1Q08 Report
NEUTRAL -0.4500 Q1-08 -0.1200 Q2-08 -0.4200 FY07 USD * NA NA
10-Aug-07 BartonCrockett
Lions Gate Entertainment Corp :F1Q08 React: Losses Worse ThanExpected - ALERT
NEUTRAL -0.4500 Q1-08 -0.1200 Q2-08 -0.4200 FY07 USD * NA NA
Lithia Motors, Inc. LAD4-Sep-07 Edward
YrumaLithia Motors Inc : Analyst Mtg: L2Might Be CarMax V.2...Someday
NEUTRAL 0.5000 Q2-07 0.6400 Q3-07 1.7400 FY07 USD * NA NA
Lockheed Martin Corporation LMT10-Aug-07 Joseph B.
NadolLockheed Martin : Notes fromOwego Visit
NEUTRAL 1.8200 Q2-07 1.6800 Q3-07 7.0000 FY07 USD * NA NA
25-Jul-07 Joseph B.Nadol
Lockheed Martin : Impressive Q2,Raising Estimates
NEUTRAL 1.8200 Q2-07 1.6200 Q3-07 6.9000 FY07 USD * NA NA
24-Jul-07 Joseph B.Nadol
Lockheed Martin : First Look at Q2Earnings - ALERT
NEUTRAL 1.5600 Q2-07 1.5700 Q3-07 6.5000 FY07 USD * NA NA
LoJack Corporation LOJN31-Jul-07 Paul Coster LoJack Corp : 2Q07 Preview:
SidelinedNEUTRAL 0.2800 Q2-07 0.3000 Q3-07 1.1400 FY07 USD * NA NA
Louisiana-Pacific Corporation LPX25-Jul-07 Claudia K.
ShankLouisiana-Pacific Corp : Pre-CallNote: 2Q Results Beat StreetDespite Tough Market - ALERT
UNDERWEIGHT-0.3200 Q2-07 -0.1600 Q3-07 -1.0500 FY07 USD * NA NA
25-Jul-07 Claudia K.Shank
Louisiana-Pacific Corp : ExitingDecking Makes Strategic Sense;Raising Ests.
UNDERWEIGHT-0.2600 Q2-07 -0.1600 Q3-07 -1.0000 FY07 USD * NA NA
Lowe's Companies, Inc. LOW26-Sep-07 Stephen
ChickLowe's Companies, Inc. : Adj. Ests.Post Analyst Day; Overweight
OVERWEIGHT 0.6700 Q2-08 0.4700 Q3-08 2.0500 FY07 USD * NA NA
22-Aug-07 StephenChick
Lowe's Companies, Inc. : Upgradeto Overweight from Neutral;Risk/Return
OVERWEIGHT 0.6700 Q2-08 0.4700 Q3-08 2.0500 FY07 USD * NA NA
21-Aug-07 Stephen Lowe's Companies, Inc. : LOW (N) NEUTRAL 0.6700 Q2-08 0.4500 Q3-08 1.9500 FY07 USD * NA NA
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Chick Inexpensive Too; HD > LOW; Q2Review
17-Jul-07 StephenChick
Lowe's Companies, Inc. : Adj Ests;Neutral
NEUTRAL 0.5900 Q2-08 0.4700 Q3-08 2.0200 FY07 USD * NA NA
LSI Corporation LSI21-Aug-07 Shawn
WebsterLSI Logic Corporation : HandsetSale Slightly Dilutive, But ShareBuyback Offsets
UNDERWEIGHT-0.0500 Q2-07 0.0100 Q3-07 0.0900 FY07 USD * NA NA
1-Aug-07 ShawnWebster
LSI Logic Corporation : Analyst DayRecap ... No News On Mobility
UNDERWEIGHT-0.0500 Q2-07 0.0100 Q3-07 0.0900 FY07 USD * NA NA
26-Jul-07 ShawnWebster
LSI Logic Corporation : RaisingEstimates On Cost Reduction, StillConcerned On Execution andRevenue Risk
UNDERWEIGHT-0.0500 Q2-07 -0.0100 Q3-07 0.0700 FY07 USD * NA NA
Luminent Mortgage Capital, Inc. LUM11-Sep-07 Andrew
WesselLuminent Mortgage Capital : LoanSales a Small Positive,Overwhelmed By LingeringQuestions - Reiterate Underweight
UNDERWEIGHT0.3000 Q2-07 0.3300 Q3-07 1.2500 FY07 USD * NA NA
20-Aug-07 AndrewWessel
Luminent Mortgage Capital : DealEquates to a Secured Option onRemaining Equity - Reiterate UWRating - ALERT
UNDERWEIGHT0.3000 Q2-07 0.3300 Q3-07 1.2500 FY07 USD * NA NA
7-Aug-07 AndrewWessel
Luminent Mortgage Capital :Suspending Dividend, ExploringAlternatives to Sustain Liquidity -Reiterate UW Rating
UNDERWEIGHT0.3000 Q2-07 0.3300 Q3-07 1.2800 FY07 USD * NA NA
6-Aug-07 AndrewWessel
Luminent Mortgage Capital :Downgrading to Underweight onPure-Play Exposure to ResidentialMortgage Market
NEUTRAL 0.3300 Q2-07 0.3300 Q3-07 1.3000 FY07 USD * NA NA
24-Jul-07 AndrewWessel
Luminent Mortgage Capital :Preannounced $0.33 EPS BeatsEstimate by $0.01
NEUTRAL 0.3100 Q2-07 0.3300 Q3-07 1.3000 FY07 USD * NA NA
Lyondell Chemical Company LYO27-Jul-07 Jeffrey J.
ZekauskasLyondell Chemical Company :Basell Bid Remains on Track
OVERWEIGHT 1.0800 Q2-07 1.1500 Q3-07 3.4000 FY07 USD * NA NA
18-Jul-07 Jeffrey J.Zekauskas
Lyondell Chemical Company : MoreBidders?
OVERWEIGHT 1.3300 Q2-07 1.1500 Q3-07 3.4000 FY07 USD * NA NA
17-Jul-07 Jeffrey J.Zekauskas
Lyondell Chemical Company : LYOAgrees to $48 per share Bid By
OVERWEIGHT 1.3300 Q2-07 1.1500 Q3-07 3.4000 FY07 USD * NA NA
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Basell - ALERT
M.D.C. Holdings, Inc. MDC27-Jul-07 Michael
RehautMDC Holdings : Post-Call Notes;Lowering Estimates, but MaintainRelative OW Rating
OVERWEIGHT -2.3200 Q2-07 0.0500 Q3-07 -2.3000 FY07 USD * NA NA
Macrovision Corporation MVSN18-Sep-07 P. Sterling
Auty IIMacrovision : Share Repurchase aPositive Sign
OVERWEIGHT 0.1900 Q2-07 0.2900 Q3-07 1.3200 FY07 USD * NA NA
7-Aug-07 P. SterlingAuty II
Macrovision : One of Two SlippedOpportunities Now Done - ALERT
OVERWEIGHT 0.1900 Q2-07 0.3300 Q3-07 1.3600 FY07 USD * NA NA
13-Jul-07 P. SterlingAuty II
Macrovision : Management's FirstExecution Miss-Step; Lowering Est.
OVERWEIGHT 0.2700 Q2-07 0.3100 Q3-07 1.3900 FY07 USD * NA NA
Macy's, Inc. M15-Aug-07 Charles
GromMacy's Inc. : 2Q First Take, Not ThatBad (But Not That Good)
NEUTRAL 0.2500 Q2-08 0.1500 Q3-08 2.3000 FY07 USD * NA NA
14-Aug-07 CharlesGrom
Macy's Inc. : Reading The Print -What To Look For In 2Q07 EPS
NEUTRAL 0.2500 Q2-08 0.1500 Q3-08 2.3000 FY07 USD * NA NA
17-Jul-07 CharlesGrom
Macy's Inc. : Value or Value Trap?Lowering Est's, JCP > M
NEUTRAL 0.4000 Q2-08 0.2100 Q3-08 2.5300 FY07 USD * NA NA
Magna International Inc. (USA) MGA10-Aug-07 Himanshu
PatelMagna International, Inc. : MarginRecovery On-track; Raise EPS
NEUTRAL 2.5600 Q2-07 1.3800 Q3-07 7.0000 FY07 USD * NA NA
9-Aug-07 HimanshuPatel
Magna International, Inc. : 2Q Beaton Stronger Revenues, NA Margins- ALERT
NEUTRAL 1.9900 Q2-07 1.3800 Q3-07 7.0000 FY07 USD * NA NA
Manhattan Associates, Inc. MANH25-Jul-07 Adam Holt Manhattan Associates, Inc : Solid
Q2 Underscores ExecutionImprovements; Upgrading to Neutral
NEUTRAL 0.3600 Q2-07 0.3200 Q3-07 1.2700 FY07 USD * NA NA
Manitowoc Company, Inc. MTW1-Aug-07 Stephen
VolkmannCFA
Manitowoc Co. : Raising Estimateson 2Q Beat, Backlog
NEUTRAL 1.5200 Q2-07 1.1500 Q3-07 4.5000 FY07 USD * NA NA
31-Jul-07 StephenVolkmannCFA
Manitowoc Co. : FY07 GuidanceRaised Again on 2Q Beat - ALERT
NEUTRAL 1.5200 Q2-07 1.1500 Q3-07 4.5000 FY07 USD * NA NA
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MannKind Corporation MNKD10-Aug-07 Geoffrey
MeachamMannKind Corporation : 2QEarnings In Line; $350M Shelf Not aSurprise
OVERWEIGHT -0.9800 Q2-07 -1.1000 Q3-07 -4.1000 FY07 USD * NA NA
3-Aug-07 GeoffreyMeacham
MannKind Corporation : FinancingLikely By YE07, But LT ViewUnchanged; Adj Ests.
OVERWEIGHT -1.0300 Q2-07 -0.9600 Q3-07 -4.0000 FY07 USD * NA NA
3-Aug-07 GeoffreyMeacham
MNKD Client Model : As of 8-3-07 OVERWEIGHT -1.0300 Q2-07 -0.9600 Q3-07 -4.0000 FY07 USD * NA NA
Manor Care, Inc. HCR2-Jul-07 Andreas
DirnaglManor Care, Inc : HCR GoingPrivate - ALERT
OVERWEIGHT 0.6900 Q2-07 0.7000 Q3-07 2.7500 FY07 USD * NA NA
Manpower Inc. MAN1-Aug-07 Michael J.
FoxManpower Inc : 2Q07 10Q Review NEUTRAL 1.2000 Q2-07 1.4200 Q3-07 4.9400 FY07 USD * NA NA
30-Jul-07 Michael J.Fox
Manpower Inc : Amendment toFrench Payroll Taxes, LoweringEPS Estimates
NEUTRAL 1.2000 Q2-07 1.4200 Q3-07 4.9400 FY07 USD * NA NA
19-Jul-07 Michael J.Fox
Manpower Inc : 2Q07 Glance:Above Consensus Results
NEUTRAL 1.1500 Q2-07 1.2800 Q3-07 4.5000 FY07 USD * NA NA
19-Jul-07 Michael J.Fox
Manpower Inc : 2Q07: Solid Quarterand Outlook
NEUTRAL 1.1500 Q2-07 1.2800 Q3-07 4.5000 FY07 USD * NA NA
Marathon Oil Corporation MRO1-Aug-07 KATHERINE
LUCASMarathon Oil : Western Oil Sandsacquisition upstages 2Q results
OVERWEIGHT 2.2500 Q2-07 1.7000 Q3-07 6.2600 FY07 USD * NA NA
31-Jul-07 KATHERINELUCAS
Marathon Oil : Western Oil Sandsacquisition and $2 billion in newbuybacks overshadow 2Q07earnings beat - ALERT
OVERWEIGHT 2.1300 Q2-07 1.7000 Q3-07 6.2600 FY07 USD * NA NA
10-Jul-07 KATHERINELUCAS
Marathon Oil : 2Q07 interim adjustsdownstream benchmarks,moderates upstream expectations -ALERT
OVERWEIGHT 1.5450 Q2-07 1.6750 Q3-07 5.6300 FY07 USD * NA NA
MarineMax, Inc. HZO26-Jul-07 Steven Rees MarineMax, Inc : Better Gross
Margin Trends Drive F3Q Upside,Despite Much Lower SSS - ALERT
NEUTRAL 0.3300 Q3-07 0.2200 Q4-07 0.4500 FY07 USD * NA NA
26-Jul-07 Steven Rees MarineMax, Inc : F3Q: Better Than NEUTRAL 0.5000 Q3-07 0.1900 Q4-07 0.6000 FY07 USD * NA NA
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Expected Gross Margin Offset ByMuch Lower SSS; Envir. RemainsDifficult, Adj Ests.
Mariner Energy, Inc. ME14-Aug-07 Joseph D.
AllmanMariner Energy, Inc. : ProductionGuidance Reaffirmed; One MoreDeepwater Well In 2007?
OVERWEIGHT 0.3800 Q2-07 NA Q3-07 1.6600 FY07 USD * NA NA
17-Jul-07 Joseph D.Allman
Mariner Energy, Inc. : Red Lion ASuccess; Magellan Circles Back -Mild Negative - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 1.5300 FY07 USD * NA NA
Marriott International, Inc. MAR13-Jul-07 Harry C.
CurtisMarriott International : Buy OnPullback. Global RevPAR Growth Of8%.
OVERWEIGHT 0.5700 Q2-07 0.4000 Q3-07 1.9800 FY07 USD * NA NA
12-Jul-07 Harry C.Curtis
Marriott International : FirstImpressions - 2H RevPARAcceleration
OVERWEIGHT 0.5500 Q2-07 0.4000 Q3-07 1.9800 FY07 USD * NA NA
Marsh & McLennan Companies, Inc. MMC17-Sep-07 Matthew
HeimermannMarsh & McLennan Cos., Inc. :Marsh CEO Departure Has Plussesand Minuses
OVERWEIGHT 0.2900 Q2-07 0.3000 Q3-07 1.4300 FY07 USD * NA NA
8-Aug-07 MatthewHeimermann
Marsh & McLennan Cos., Inc. : 2Q:It Was the Worst of Times, Best ofTimes Ahead
OVERWEIGHT 0.2900 Q2-07 0.3800 Q3-07 1.5800 FY07 USD * NA NA
3-Aug-07 MatthewHeimermann
Marsh & McLennan Cos., Inc. :Putnam Close Likely Only The FirstCatalyst
OVERWEIGHT 0.3400 Q2-07 0.3800 Q3-07 1.5800 FY07 USD * NA NA
Martin Marietta Materials, Inc. MLM.N7-Aug-07 Mike Betts Martin Marietta Materials : Slightly
increases full-year guidance -ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 6.4300 FY07 USD 172.00 19-Jul-07 Jun-08
19-Jul-07 Mike Betts Martin Marietta Materials : ReducingEPS estimates by 2-5%; loweringprice target from $175 to $172;retaining Overweight rating
OVERWEIGHT NA Q2-07 NA Q3-07 6.8500 FY07 USD 172.00 19-Jul-07 Jun-08
Marvel Entertainment, Inc. MVL21-Aug-07 Barton
CrockettMarvel Entertainment, Inc. :Updating Model for 10-Q, Adj Ests
NEUTRAL 0.3400 Q2-07 0.2900 Q3-07 1.4800 FY07 USD * NA NA
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8-Aug-07 BartonCrockett
Marvel Entertainment, Inc. : 2Q07Wrap, Adjusting Estimates
NEUTRAL 0.3400 Q2-07 0.4000 Q3-07 1.6400 FY07 USD * NA NA
7-Aug-07 BartonCrockett
Marvel Entertainment, Inc. : 2Q07React: Qtr Missed, Yr GuidanceMaintained - ALERT
NEUTRAL 0.3500 Q2-07 0.4000 Q3-07 1.6400 FY07 USD * NA NA
6-Aug-07 BartonCrockett
Marvel Entertainment, Inc. : 2Q07Preview: Potential Spiderman ToyIssue
NEUTRAL 0.3500 Q2-07 0.4000 Q3-07 1.6400 FY07 USD * NA NA
Marvell Technology Group Ltd. MRVL24-Aug-07 Shawn
WebsterMarvell Technology Group : XScaleDilution A Little Worse ThanExpected, Trimming EPS, StayingNeutral
NEUTRAL 0.0600 Q2-08 0.1000 Q3-08 0.3500 FY07 USD * NA NA
Masco Corporation MAS26-Sep-07 Michael
RehautMasco Corp. : Notes From TheRoad; Maintain OW Rating
OVERWEIGHT 0.5500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
31-Jul-07 MichaelRehaut
Masco Corp. : 2Q Beat Solid, Led byMargins; Impressively, Low End ofFY07 Guidance Raised; Reit. OW -ALERT
OVERWEIGHT 0.4700 Q2-07 0.4100 Q3-07 1.6300 FY07 USD * NA NA
31-Jul-07 MichaelRehaut
Masco Corp. : 2Q Beats Solidly;Impressively, Low End of FY07Guidance Raised; Raising FY07E,Reit. OW Rating
OVERWEIGHT 0.5500 Q2-07 0.4600 Q3-07 1.7200 FY07 USD * NA NA
Massey Energy Company MEE3-Jul-07 John Bridges Massey Energy : Massey gets a
Fourth of July Rocket - ALERTUNDERWEIGHT0.3800 Q2-07 0.4000 Q3-07 1.5900 FY07 USD * NA NA
MasterCard Incorporated MA2-Aug-07 Tien-Tsin
HuangMasterCard : Takes a Breather, OWThesis Intact; Raising Est
OVERWEIGHT 1.4300 Q2-07 1.5000 Q3-07 4.7500 FY07 USD * NA NA
1-Aug-07 Tien-TsinHuang
MasterCard : 2Q07 First Look:Modest EPS Beat on Solid Revenue- ALERT
OVERWEIGHT 1.3300 Q2-07 1.5000 Q3-07 4.7500 FY07 USD * NA NA
30-Jul-07 Tien-TsinHuang
MasterCard : 2Q Preview: ModestUpside Likely , Focus on KeyMetrics
OVERWEIGHT 1.3300 Q2-07 1.5000 Q3-07 4.7500 FY07 USD * NA NA
Mattel, Inc. MAT16-Jul-07 Dean Mattel, Inc. : First Glance: In-Line NEUTRAL NA Q2-07 NA Q3-07 1.6600 FY07 USD * NA NA
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Gianoukos Quarter, Outlook Unchanged16-Jul-07 Dean
GianoukosMattel, Inc. : Solid Quarter, OutlookUnchanged
NEUTRAL NA Q2-07 NA Q3-07 1.6600 FY07 USD * NA NA
Mattson Technology, Inc. MTSN26-Sep-07 Jay Deahna Mattson Technology : Defending
Mattson...Again; Adj Ests.OVERWEIGHT 0.2200 Q2-07 0.0700 Q3-07 0.5000 FY07 USD 14.00 10-Jan-07 Feb-08
25-Sep-07 Jay Deahna Mattson Technology : New ProductRamp Continues; Growth StoryIn-Tact; Buy on Weakness
OVERWEIGHT 0.2200 Q2-07 0.0700 Q3-07 0.5000 FY07 USD 14.00 10-Jan-07 Feb-08
26-Jul-07 Jay Deahna Mattson Technology : DRAMmit!DRAM Push Outs Hurt Near TermNew Product Ramp and GMExpansion, Adj. Est's.
OVERWEIGHT 0.2200 Q2-07 0.2100 Q3-07 0.7200 FY07 USD 14.00 10-Jan-07 Feb-08
Maxim Integrated Products Inc. MXIM3-Aug-07 Christopher
DanelyMaxim Integrated Products : Solid2Q Results and Improving GrossMargins; Reiterate Overweight
OVERWEIGHT 0.2900 Q4-07 0.2900 Q1-08 1.1600 FY07 USD * NA NA
Maxygen, Inc. MAXY21-Sep-07 Jeffrey J.
ZekauskasMaxygen, Inc : Roche SuspendsMAXY-alpha Phase I Clinical Trial -ALERT
NEUTRAL -0.4300 Q2-07 -0.4700 Q3-07 -1.6500 FY07 USD * NA NA
3-Aug-07 Jeffrey J.Zekauskas
Maxygen, Inc : MAXY ContinuesClinical Progress
NEUTRAL -0.4300 Q2-07 -0.4700 Q3-07 -1.6500 FY07 USD * NA NA
MBIA Inc. MBI.N30-Jul-07 Andrew
WesselMBIA Inc. : Valuation BecomingAttractive, But More Headline RiskAhead; Adjusting Ests - ReiterateNeutral
NEUTRAL 1.5700 Q2-07 1.5400 Q3-07 6.1000 FY07 USD * NA NA
McAfee, Inc. MFE27-Jul-07 P. Sterling
Auty IIMcAfee : Enterprise Biz Strong LikePeers, Raising Est.
NEUTRAL 0.4100 Q2-07 0.3900 Q3-07 1.6200 FY07 USD * NA NA
26-Jul-07 P. SterlingAuty II
McAfee : Why the June QuarterNeeds to be Strong - ALERT
NEUTRAL 0.4100 Q2-07 0.3900 Q3-07 1.6200 FY07 USD * NA NA
McDonald's Corporation MCD12-Sep-07 John Ivankoe McDonald's : Third Positive Note Of
the Week; Increased Cash Return toOVERWEIGHT 0.7100 Q2-07 0.7700 Q3-07 2.7700 FY07 USD * NA NA
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Shareholders Supports OW Thesis11-Sep-07 John Ivankoe McDonald's : Strong SSS Continue
at Our Top OW PickOVERWEIGHT 0.7100 Q2-07 0.7600 Q3-07 2.7600 FY07 USD * NA NA
8-Aug-07 John Ivankoe McDonald's : Solid SSS ContinueFor Our Top OW Pick
OVERWEIGHT 0.7100 Q2-07 0.7600 Q3-07 2.7600 FY07 USD * NA NA
McKesson Corporation MCK27-Jul-07 Lisa Gill McKesson Corporation : Tech Dives
1Q Results; Maintaining Full YearEst.
OVERWEIGHT 0.7200 Q1-08 0.7200 Q2-08 3.2300 FY07 USD * NA NA
16-Jul-07 Lisa Gill McKesson Corporation : McKessonto acquire Awarix; Enhances IToffering - ALERT
OVERWEIGHT 0.6700 Q1-08 0.7200 Q2-08 3.2300 FY07 USD * NA NA
McMoRan Exploration Co. MMR4-Sep-07 Brian L.
KuzmaMcMoRan Exploration Company :Updating Model For Closed NFXProperty Acquisition
OVERWEIGHT -0.1900 Q2-07 -0.3500 Q3-07 -1.2800 FY07 USD * NA NA
6-Aug-07 Brian L.Kuzma
McMoRan Exploration Company :Upgrading to Overweight on LowerRisk Profile After RecentDiscoveries
OVERWEIGHT -0.1900 Q2-07 NA Q3-07 -2.2700 FY07 USD * NA NA
3-Aug-07 Brian L.Kuzma
McMoRan Exploration Company :Flatrock Encounters Deeper Pay -Positive For Stock - ALERT
NEUTRAL -0.1900 Q2-07 NA Q3-07 -2.2700 FY07 USD * NA NA
19-Jul-07 Brian L.Kuzma
McMoRan Exploration Company :Production Drop Hurts 2Q Numbers;Nothing New Concerning OngoingExploration Wells - Net Negative -ALERT
NEUTRAL NA Q2-07 NA Q3-07 -2.2700 FY07 USD * NA NA
12-Jul-07 Brian L.Kuzma
McMoRan Exploration Company :Flatrock Discovery Grows In Size -Positive For Stock - ALERT
NEUTRAL NA Q2-07 NA Q3-07 -2.2700 FY07 USD * NA NA
3-Jul-07 Brian L.Kuzma
McMoRan Exploration Company :Early Indications Point To 2 NewDiscoveries - Positive Alert - ALERT
NEUTRAL -0.3600 Q2-07 -0.2400 Q3-07 -1.1500 FY07 USD * NA NA
MDU Resources Group, Inc. MDU25-Jul-07 Glenn B.
MullinMDU Resources Group Inc :Business Mix Helps OffsetResidential Pullback
NEUTRAL 0.4500 Q2-07 NA Q3-07 1.7000 FY07 USD * NA NA
MeadWestvaco Corp. MWV
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6-Aug-07 Claudia K.Shank
MeadWestvaco : Sells 323k Acresof Timberland at Good Value; 63kAcres Still to Come - ALERT
OVERWEIGHT 0.2300 Q2-07 0.4200 Q3-07 1.0800 FY07 USD * NA NA
2-Aug-07 Claudia K.Shank
MeadWestvaco : 2Q In Line DespiteWeak Consumer; Raising '08 Est
OVERWEIGHT 0.2300 Q2-07 0.4200 Q3-07 1.0800 FY07 USD * NA NA
1-Aug-07 Claudia K.Shank
MeadWestvaco : Pre-Call Note - AGood Quality 2Q - ALERT
OVERWEIGHT 0.2500 Q2-07 0.4400 Q3-07 1.1000 FY07 USD * NA NA
Mechel OAO (ADR) MTL11-Jul-07 Rodolfo
AngeleMechel : 1Q07 Results - EBITDAhigher on strong prices - Neutral -ALERT
NEUTRAL NA Q2-07 NA Q3-07 7.1500 FY07 USD * NA NA
Medarex, Inc. MEDX1-Aug-07 Geoffrey
MeachamMedarex : 2Q07 Uneventful: FocusRemains 010 Data in 2H; Adj Ests
OVERWEIGHT -0.3000 Q2-07 -0.3100 Q3-07 -1.2000 FY07 USD * NA NA
MedCath Corporation AEM.N2-Aug-07 Andreas
DirnaglMedCath Corp. : MDTH: FY3Q SolidQuarter Driven by Cost Containment- ALERT
UNDERWEIGHT0.3400 Q3-07 0.3100 Q4-07 1.2000 FY07 USD * NA NA
27-Jul-07 Canadian Watch List "Events on thehorizon" 27-Jul-2007 Pasquali
UNDERWEIGHT0.3300 Q3-07 0.2900 Q4-07 1.1600 FY07 USD * NA NA
Medco Health Solutions Inc. MHS21-Sep-07 Lisa Gill Medco Health Solutions, Inc. :
Removing from Focus List as StockReaches Our Target Price; ReiterateOW on Strong Fundamentals
OVERWEIGHT 0.8600 Q2-07 0.8200 Q3-07 3.5500 FY07 USD * NA NA
28-Aug-07 Lisa Gill Medco Health Solutions, Inc. : MHSto Acquire PLMD; Good StrategicDeal
OVERWEIGHT 0.8600 Q2-07 0.8200 Q3-07 3.5500 FY07 USD 80.00 21-Feb-07 Feb-08
27-Jul-07 Lisa Gill Medco Health Solutions, Inc. :Sizeable EPS Beat; GuidanceIncreased; Stock Should Trade Up
OVERWEIGHT 0.7900 Q2-07 0.7600 Q3-07 3.4500 FY07 USD 80.00 21-Feb-07 Feb-08
27-Jul-07 Lisa Gill Medco Health Solutions, Inc. : 2QFollow-up: Adj. Estimates Upwardand Reit. OW
OVERWEIGHT 0.8600 Q2-07 0.8200 Q3-07 3.5500 FY07 USD 80.00 21-Feb-07 Feb-08
19-Jul-07 Lisa Gill Medco Health Solutions, Inc. : Stateof NY Award an IncrementalPositive for MHS
OVERWEIGHT 0.7900 Q2-07 0.7600 Q3-07 3.4500 FY07 USD 80.00 21-Feb-07 Feb-08
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Medical Properties Trust, Inc. MPW.N9-Aug-07 Michael
MuellerMedical Properties Trust : 2Q in-lineex. items; acquisitions on track,could see lease termination atMonroe
NEUTRAL 0.2000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Medicis Pharmaceutical Corporation MRX8-Aug-07 Adam
GreeneMedicis Pharmaceutical Corp. :Restylane Franchise Holding ItsOwn
OVERWEIGHT 0.2800 Q2-07 0.3800 Q3-07 1.3700 FY07 USD * NA NA
17-Jul-07 AdamGreene
Medicis Pharmaceutical Corp. :Upbeat Meetings With Management
OVERWEIGHT 0.3100 Q2-07 0.3800 Q3-07 1.3700 FY07 USD * NA NA
Medtronic, Inc. MDT7-Sep-07 Michael N.
WeinsteinMedtronic : Insights from the 10Q:Core Margins Expanding
OVERWEIGHT 0.6200 Q1-08 0.6400 Q2-08 2.6900 FY07 USD * NA NA
3-Aug-07 Michael N.Weinstein
Medtronic : Pieces Falling IntoPlace; Reiterate Overweight
OVERWEIGHT 0.6100 Q1-08 0.6300 Q2-08 2.6800 FY07 USD * NA NA
2-Jul-07 Michael N.Weinstein
Medtronic : E-IV Hits Endpoint; Timeto Buy the Stock
OVERWEIGHT 0.6100 Q1-08 0.6300 Q2-08 2.6800 FY07 USD * NA NA
Melco PBL Entertainment (Macau) Limited MPEL17-Aug-07 Harry C.
CurtisMelco PBL Entertainment : Q2 FirstImpressions - Operating ResultsInline, But Consensus Still Too High.Buyback Should Drive Positive S/TPerformance - ALERT
NEUTRAL 0.0400 Q2-07 0.0100 Q3-07 0.0600 FY07 USD * NA NA
30-Jul-07 Harry C.Curtis
Melco PBL Entertainment : MajorShareholders to Purchase $250mmof Stock: Should Provide Floor OverMedium Term - ALERT
NEUTRAL 0.0400 Q2-07 0.0100 Q3-07 0.0600 FY07 USD * NA NA
27-Jul-07 Harry C.Curtis
Melco PBL Entertainment :Reducing Estimates, RemainNeutral Until Estimates MoreRealistic
NEUTRAL 0.0500 Q2-07 0.0500 Q3-07 0.1600 FY07 USD * NA NA
Mellanox Technologies, Ltd. MLNX26-Jul-07 Shawn
WebsterMellanox Technologies, Ltd. :Infiniband Gaining Traction, RaisingEstimates On Higher Gross Margins
NEUTRAL 0.1700 Q2-07 0.2000 Q3-07 0.7500 FY07 USD * NA NA
MEMC Electronic Materials, Inc. WFR
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4-Sep-07 ChristopherBlansett
MEMC Electronic Materials Inc. :Polysilicon Plant Hiccup, LoweringC07 Estimates
OVERWEIGHT 0.8100 Q2-07 0.8400 Q3-07 3.3100 FY07 USD 75.00 23-May-07 May-08
26-Jul-07 ChristopherBlansett
MEMC Electronic Materials Inc. :C2Q07 Earnings- Strong Beat, C07Guidance Raised, Semi Cycle IsGaining Momentum; Adj. Ests
OVERWEIGHT 0.8100 Q2-07 0.8700 Q3-07 3.2500 FY07 USD 75.00 23-May-07 May-08
Mentor Graphics Corporation MENT24-Aug-07 P. Sterling
Auty IIMentor Graphics : Good Q2Leverage & Outlook, But RenewalsStill Slowing
NEUTRAL 0.1500 Q2-08 0.2100 Q3-08 1.0100 FY07 USD * NA NA
Merck & Co., Inc. MRK23-Jul-07 Roberto
CucaMerck & Co., Inc. : Early Read on2Q07 Results
NEUTRAL 0.7200 Q2-07 0.7500 Q3-07 3.0600 FY07 USD * NA NA
Meredith Corporation MDP7-Sep-07 Barton
CrockettMeredith Corporation : Thoughtsfrom Investor Day, Adj Ests
NEUTRAL 1.2600 Q4-08 NA Q1-09 3.5500 FY07 USD * NA NA
20-Aug-07 BartonCrockett
Meredith Corporation : Strong AdPage Growth in September
NEUTRAL 1.2500 Q4-08 NA Q1-09 3.5300 FY07 USD * NA NA
26-Jul-07 BartonCrockett
Meredith Corporation : Solid F4Q07Report, Adj Ests
NEUTRAL 1.2500 Q4-08 NA Q1-09 3.5400 FY07 USD * NA NA
24-Jul-07 BartonCrockett
Meredith Corporation : F4Q07Preview: Expect Few Surprises
NEUTRAL 1.0400 Q4-07 0.6500 Q1-08 3.3000 FY07 USD * NA NA
MetLife, Inc. MET1-Aug-07 Jimmy
BhullarMetLife : EPS Upside, StrongOverall Trends; Overweight
OVERWEIGHT 1.7200 Q2-07 1.3400 Q3-07 5.4500 FY07 USD * NA NA
MetroPCS Communications, Inc. PCS31-Aug-07 Thomas J.
LeeMetroPCS : Good Business, SolidManagement; Initiate with a Neutral
NEUTRAL 0.1700 Q2-07 NA Q3-07 0.5800 FY07 USD * NA NA
Mettler-Toledo International Inc. MTD27-Jul-07 Tycho
PetersonMettler-Toledo : 2Q Results Deliver,Estimates Going Higher (Again)
OVERWEIGHT 1.0700 Q2-07 1.0400 Q3-07 4.2300 FY07 USD * NA NA
MF Global Ltd. MF28-Aug-07 KENNETH MF Global : Initiating Coverage at OVERWEIGHT NA Q1-08 NA Q2-08 1.2800 FY07 USD * NA NA
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WORTHINGTONOverweight: Volume Growth andMargin Expansion Drive EPSGrowth
MFA Mortgage Investments MFA16-Aug-07 Andrew
WesselMFA Mortgage Investments :Upgrading to Overweight onValuation - Liquidity and CreditConcerns Seem Misplaced
OVERWEIGHT 0.1000 Q2-07 0.1100 Q3-07 0.4300 FY07 USD * NA NA
14-Aug-07 AndrewWessel
MFA Mortgage Investments :Adjusting Earnings Estimates toReflect Re-calibrated SpreadAssumptions
NEUTRAL 0.1000 Q2-07 0.1500 Q3-07 0.5300 FY07 USD * NA NA
MGi Pharma, Inc. MOGN29-Aug-07 Geoffrey
MeachamMGI PHARMA, Inc. : AKR-501Inlicensing a Strategic Positive
NEUTRAL 0.1300 Q2-07 0.1800 Q3-07 0.6300 FY07 USD * NA NA
2-Aug-07 GeoffreyMeacham
MGI PHARMA, Inc. : Vidaza DataAlready in Our Estimates - ALERT
NEUTRAL 0.1300 Q2-07 0.1800 Q3-07 0.6300 FY07 USD * NA NA
19-Jul-07 GeoffreyMeacham
MGI PHARMA, Inc. : DacogenSales, Expenses Drive EPS Upside
NEUTRAL 0.1300 Q2-07 0.1900 Q3-07 0.4800 FY07 USD * NA NA
18-Jul-07 GeoffreyMeacham
MGI PHARMA, Inc. : Upside 2QEPS on Strong Dacogen Sales andLower OpEx - ALERT
NEUTRAL -0.0100 Q2-07 0.1900 Q3-07 0.4800 FY07 USD * NA NA
MGIC Investment Corp. MTG10-Aug-07 George A.
SaccoMGIC Investment Corporation :Recent Strength Unwarranted;Downgrading to Underweight Due toMerger Clouds
UNDERWEIGHT1.0100 Q2-07 0.6000 Q3-07 3.3600 FY07 USD * NA NA
31-Jul-07 George A.Sacco
MGIC Investment Corporation :Expect Large Write-down ofC-BASS Investment; CuttingEstimates for Higher CreditExpenses
OVERWEIGHT 1.0100 Q2-07 1.3600 Q3-07 5.2500 FY07 USD * NA NA
19-Jul-07 George A.Sacco
MGIC Investment Corporation : BigMiss Owing to Credit Expenses;Paid Claims Up, but Insurance BookGrowing Fast - ALERT
OVERWEIGHT 1.0100 Q2-07 1.3600 Q3-07 5.2500 FY07 USD * NA NA
17-Jul-07 George A.Sacco
MGIC Investment Corporation :Cutting Estimates for Higher CreditCosts and Lower JV Income
OVERWEIGHT 1.3000 Q2-07 1.3600 Q3-07 5.2500 FY07 USD * NA NA
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MGM MIRAGE MGM26-Sep-07 Harry C.
CurtisMGM Mirage : Dubai World:Possible Strategies
OVERWEIGHT 0.6200 Q2-07 0.4900 Q3-07 2.1900 FY07 USD * NA NA
25-Sep-07 Harry C.Curtis
MGM Mirage : Tender Extended;Offer Probably Goes Higher
OVERWEIGHT 0.6200 Q2-07 0.4900 Q3-07 2.1900 FY07 USD * NA NA
22-Aug-07 Harry C.Curtis
MGM Mirage : Significant ValueCreation
OVERWEIGHT 0.6200 Q2-07 0.4900 Q3-07 2.1900 FY07 USD * NA NA
22-Aug-07 Harry C.Curtis
MGM Mirage : "Do Buy" - LikelyFloor in Mid-$80s + Long TermValue
OVERWEIGHT 0.6200 Q2-07 0.4900 Q3-07 2.1900 FY07 USD * NA NA
3-Aug-07 Harry C.Curtis
MGM Mirage : Strong Vegas ResultAided by Condo Sales - SignificantLT Value Through RestructuringPotential
OVERWEIGHT 0.6200 Q2-07 0.5400 Q3-07 2.2700 FY07 USD * NA NA
2-Aug-07 Harry C.Curtis
MGM Mirage : Vegas Strong,Quarter Enhanced by TurnberrySales - ALERT
OVERWEIGHT 0.6000 Q2-07 0.5400 Q3-07 2.2700 FY07 USD * NA NA
13-Jul-07 Harry C.Curtis
MGM Mirage : Seeking To EnhanceValue - Near Term TransactionUnlikely, But Substantial LT Value
OVERWEIGHT 0.6000 Q2-07 0.5400 Q3-07 2.2700 FY07 USD * NA NA
Microchip Technology Inc. MCHP27-Jul-07 Christopher
DanelyMicrochip Technology : EstimateCuts Out of the Way, Time to BackUp the Mini-Van with Microchips.Reiterate Overweight - CorrectedNote supersedes any previousversions
OVERWEIGHT 0.3600 Q1-08 0.3600 Q2-08 1.4600 FY07 USD * NA NA
Micron Technology, Inc. MU13-Jul-07 Shawn
WebsterMicron Technology : MU'ving In TheRight Direction, But Still ConcernedOn Capacity and Inventories
NEUTRAL -0.2500 Q4-07 -0.1400 Q1-08 -0.4600 FY07 USD * NA NA
Microsoft Corporation MSFT27-Jul-07 Adam Holt Microsoft : Product Strategy and
Model Evolution Highlight AnalystDay
OVERWEIGHT 0.4500 Q4-08 0.3900 Q1-09 1.7400 FY07 USD * NA NA
19-Jul-07 Adam Holt Microsoft : Strong Key Indicators,Slightly Raised Guidance Pace Q4
OVERWEIGHT 0.4500 Q4-08 0.3900 Q1-09 1.7400 FY07 USD * NA NA
17-Jul-07 Adam Holt Microsoft : Expect Strong Q4 to Setthe Stage for FY08.
OVERWEIGHT 0.3900 Q4-07 0.3700 Q1-08 1.4900 FY07 USD * NA NA
12-Jul-07 Adam Holt Microsoft : Software Titles, Xbox OVERWEIGHT 0.3900 Q4-07 0.3700 Q1-08 1.4900 FY07 USD * NA NA
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Live are the Key Ingredients
Midas, Inc. MDS24-Aug-07 Nancy Hoch SMid Cap Retailing : Terminating
CoverageNA NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
2-Aug-07 Nancy Hoch Midas, Inc. : Margins Got the MidasTouch in 2Q, But RevenuesDisappoint
NEUTRAL 0.2500 Q2-07 0.2600 Q3-07 0.9200 FY07 USD * NA NA
Millennium Pharmaceuticals, Inc. MLNM26-Jul-07 Geoffrey
MeachamMillennium Pharmaceuticals : 2QGenerally Meets Expectations
UNDERWEIGHT0.0100 Q2-07 0.0000 Q3-07 0.0600 FY07 USD * NA NA
Millipore Corporation MIL1-Aug-07 Tycho
PetersonMillipore Corp : 11% OrganicGrowth Overshadowed byTempered 2H Outlook
NEUTRAL 0.8100 Q2-07 0.8200 Q3-07 3.4500 FY07 USD * NA NA
Minerals Technologies Inc MTX30-Jul-07 Jeffrey J.
ZekauskasMinerals Technologies : Costs AreCut
OVERWEIGHT 0.7400 Q2-07 0.7600 Q3-07 2.6500 FY07 USD * NA NA
27-Jul-07 Jeffrey J.Zekauskas
Minerals Technologies : 2Q EPSPositive - ALERT
OVERWEIGHT 0.7400 Q2-07 0.7600 Q3-07 2.6500 FY07 USD * NA NA
Mission West Properties, Inc. MSW19-Jul-07 Anthony
PaoloneMission West Properties : 2Q CallOffered More Details On PotentialDeal
NEUTRAL 0.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
18-Jul-07 AnthonyPaolone
Mission West Properties : Reports2Q, But No Mention Of A Deal
NEUTRAL 0.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
16-Jul-07 AnthonyPaolone
Mission West Properties : Potentialgo-private price is light to us
NEUTRAL NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
MKS Instruments, Inc. MKSI26-Jul-07 Jay Deahna MKS Instruments, Inc. : C2Q07
Results, A Benign Cyclical "Blood InThe Streets" Trough JustReported/Guided, Adj. Ests
NEUTRAL 0.4600 Q2-07 0.5500 Q3-07 2.1500 FY07 USD * NA NA
Mohawk Industries, Inc. MHK20-Jul-07 Michael Mohawk Industries : Ex Lower Tax NEUTRAL 1.6800 Q2-07 1.7000 Q3-07 6.2500 FY07 USD * NA NA
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Rehaut Rate and Other Income, 2Q Rptd AtLow End of Guidance; 3Q IssuedSlightly Below St.
20-Jul-07 MichaelRehaut
Mohawk Industries : Post-CallNotes: Unilin Strength Due toEurope, While Mohawk ShouldRemain Weak
NEUTRAL 1.6800 Q2-07 1.7000 Q3-07 6.2500 FY07 USD * NA NA
Molex Incorporated MOLX3-Aug-07 Thomas
DingesMolex, Inc : More work left to bedone
OVERWEIGHT 0.4400 Q4-08 NA Q1-09 1.4200 FY07 USD * NA NA
2-Aug-07 ThomasDinges
Molex, Inc : The chill of winter (inAugust); Adjusting Estimates
OVERWEIGHT 0.4900 Q4-08 NA Q1-09 1.7200 FY07 USD * NA NA
Molina Healthcare, Inc. MOH13-Sep-07 William
GeorgesMolina Healthcare : Investor DayTakeaway - 2H07 Could Be Strong;Raising Estimates
NEUTRAL 0.4300 Q2-07 0.5300 Q3-07 1.9400 FY07 USD * NA NA
3-Aug-07 WilliamGeorges
Molina Healthcare : 2Q EPS of$0.45 Ahead of Estimates; RaisingOur 2007-08 EPS Estimates
NEUTRAL 0.4300 Q2-07 0.4900 Q3-07 1.8200 FY07 USD * NA NA
Molson Coors Brewing Company TAP29-Aug-07 Dara W.
MohsenianMolson Coors Brewing Company :Upgrading to Overweight
OVERWEIGHT 1.9400 Q2-07 1.7800 Q3-07 5.1900 FY07 USD * NA NA
13-Aug-07 Dara W.Mohsenian
Molson Coors Brewing Company :In-Line Q2 Excluding a Tax Benefitand Inventory Build
NEUTRAL 1.9400 Q2-07 1.9100 Q3-07 5.1900 FY07 USD * NA NA
Monro Muffler Brake, Inc. MNRO.OQ24-Aug-07 Nancy Hoch SMid Cap Retailing : Terminating
CoverageNA NA Q1-08 NA Q2-08 NA FY08 USD * NA NA
26-Jul-07 Nancy Hoch Monro Muffler Brake, Inc. : 1QSoftness from ProCare; CoreBusiness Seems Healthy
NEUTRAL 0.5400 Q1-08 0.5500 Q2-08 1.9000 FY08 USD * NA NA
20-Jul-07 Nancy Hoch Monro Muffler Brake, Inc. : GrowthFar From Exhaust-ed, But LiquidityIs Limited; Initiating at Neutral
NEUTRAL 0.5800 Q1-08 0.6000 Q2-08 1.9500 FY08 USD * NA NA
Monsanto Company MON27-Aug-07 Jeffrey J.
ZekauskasMonsanto : Rising Momentum inCorn; Updating Estimates
NEUTRAL -0.1700 Q4-07 NA Q1-08 1.8000 FY07 USD * NA NA
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Monster Worldwide, Inc. MNST4-Sep-07 Imran Khan Monster Worldwide Inc : Announces
Additional $250M Share Buyback -ALERT
OVERWEIGHT 0.3200 Q2-07 0.3100 Q3-07 1.4600 FY07 USD * NA NA
31-Jul-07 Imran Khan Monster Worldwide Inc : Int'lContinues to Drive Growth -Reiterate Overweight; Adj.Estimates
OVERWEIGHT 0.3200 Q2-07 0.4100 Q3-07 1.6100 FY07 USD * NA NA
30-Jul-07 Imran Khan Monster Worldwide Inc : 2Q'07 -Pre-Call Takeaways - ALERT
OVERWEIGHT 0.4000 Q2-07 0.4100 Q3-07 1.6100 FY07 USD * NA NA
9-Jul-07 Imran Khan Monster Worldwide Inc : 2Q07Update: Remain Comfortable withour Estimates
OVERWEIGHT 0.4000 Q2-07 0.4100 Q3-07 1.6100 FY07 USD * NA NA
Montpelier Re Holdings Ltd. MRH26-Jul-07 Matthew
HeimermannMontpelier Re Holdings, Ltd. :Diversifying Platform Comes at aPrice; Lowering EPS
NEUTRAL 0.5600 Q2-07 0.5000 Q3-07 2.2900 FY07 USD * NA NA
25-Jul-07 MatthewHeimermann
Montpelier Re Holdings, Ltd. : 2QEPS Lower On Flood Losses
NEUTRAL 0.5600 Q2-07 0.6700 Q3-07 2.8800 FY07 USD * NA NA
Moody's Corporation MCO1-Aug-07 Fred W.
SearbyMoody's Corp. : Strong 2Q07Results
NEUTRAL 0.6800 Q2-07 0.6200 Q3-07 2.6000 FY07 USD * NA NA
2-Jul-07 Fred W.Searby
Moody's Corp. : Downgrading toNeutral Due to Higher Risk Profile
NEUTRAL 0.6900 Q2-07 0.6200 Q3-07 2.6100 FY07 USD * NA NA
Morgan Stanley MS20-Sep-07 KENNETH
WORTHINGTONMorgan Stanley : LoweringEstimates on a More MeasuredOutlook for Credit
NEUTRAL 1.3800 Q3-07 1.9900 Q4-07 8.4600 FY07 USD * NA NA
Motorola, Inc. MOT10-Sep-07 Ehud A.
Gelblum PhD
Motorola : Straight OuttaSchaumburg IV: Raising '08 EPS onAggressive Cost Cutting
OVERWEIGHT 0.0200 Q2-07 0.0400 Q3-07 0.1700 FY07 USD * NA NA
10-Aug-07 Ehud A.Gelblum PhD
Motorola : From the Footnotes: MOT10Q Review
OVERWEIGHT 0.0200 Q2-07 0.0400 Q3-07 0.1700 FY07 USD * NA NA
19-Jul-07 Ehud A.Gelblum PhD
Motorola : Q2 Quick Take: MobileDevices Revs Even Weaker thanImplied by Pre-announcement -ALERT
OVERWEIGHT 0.0100 Q2-07 0.0400 Q3-07 0.1600 FY07 USD * NA NA
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12-Jul-07 Ehud A.Gelblum PhD
Motorola : Preannounces Dismal Q2Results: Plummeting Market SharePushes Out LT Recovery Thesis
OVERWEIGHT 0.0300 Q2-07 0.1100 Q3-07 0.3500 FY07 USD * NA NA
Move Inc. MOVE3-Aug-07 Imran Khan Move : Tough Market Conditions
Depress 2Q Rev; Adj. est.NEUTRAL -0.0200 Q2-07 0.0200 Q3-07 0.0500 FY07 USD * NA NA
Movie Gallery, Inc. MOVI2-Jul-07 Barton
CrockettMovie Gallery, Inc. : MOVIAnnounces Default, PotentiallyPositive for BBI - ALERT
NEUTRAL -0.9800 Q2-07 -0.6000 Q3-07 -1.5800 FY07 USD * NA NA
Murphy Oil Corporation MUR27-Jul-07 KATHERINE
LUCASMurphy Oil : 2Q07 earnings exceedexpectations on strong downstream;adj ests
UNDERWEIGHT1.4200 Q2-07 0.8600 Q3-07 3.8800 FY07 USD * NA NA
26-Jul-07 KATHERINELUCAS
Murphy Oil : 2Q07 EPS surprise onstrong R&M - ALERT
UNDERWEIGHT1.4200 Q2-07 0.8500 Q3-07 3.3800 FY07 USD * NA NA
MWI Veterinary Supply, Inc. MWIV2-Aug-07 Lisa Gill MWI Veterinary Supply, Inc. :
Follow-up on 3Q: Streak is Brokenbut Maintain OW
OVERWEIGHT 0.3500 Q3-07 0.3400 Q4-07 1.3900 FY07 USD * NA NA
1-Aug-07 Lisa Gill MWI Veterinary Supply, Inc. : In Line3Q Won't Support Premium Multiple;Expect Significant Weakness -ALERT
OVERWEIGHT 0.3500 Q3-07 0.3400 Q4-07 1.3900 FY07 USD * NA NA
Mylan Inc. MYL14-Aug-07 Adam
GreeneMylan Laboratories : DuragesicCompetition Ready To Go
NEUTRAL 0.5200 Q1-08 0.3500 Q2-08 1.5000 FY07 USD * NA NA
26-Jul-07 AdamGreene
Mylan Laboratories : AdjustingEstimates Following ConferenceCall
NEUTRAL 0.5200 Q1-08 0.3500 Q2-08 1.5000 FY07 USD * NA NA
Myriad Genetics, Inc. MYGN21-Aug-07 Geoffrey
MeachamMyriad Genetics Inc. : Upside 4Q onPM Revenues; Raising Ests
OVERWEIGHT -0.2000 Q4-07 NA Q1-08 -0.8700 FY07 USD * NA NA
Nabors Industries Ltd. NBR
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26-Jul-07 Kevin Pollard Nabors Industries, Ltd. : 2008 Can'tGet Here Soon Enough; ReducingEst.
NEUTRAL 0.7900 Q2-07 0.9700 Q3-07 3.7600 FY07 USD * NA NA
Nalco Holding Company NLC30-Aug-07 Jeffrey J.
ZekauskasNalco : On Track OVERWEIGHT 0.2900 Q2-07 0.3100 Q3-07 1.1000 FY07 USD * NA NA
1-Aug-07 Jeffrey J.Zekauskas
Nalco : Q2:07 EPS Positive -ALERT
OVERWEIGHT 0.2900 Q2-07 0.3100 Q3-07 1.0500 FY07 USD * NA NA
Nash-Finch Company NAFC7-Sep-07 Stephen
ChickNash-Finch Company :Housekeeping; Adjusting Estimates
NEUTRAL 0.6600 Q2-07 0.7500 Q3-07 2.4700 FY07 USD * NA NA
National CineMedia, Inc. NCMI14-Sep-07 Barton
CrockettNational CineMedia, Inc. : LeaseDilution Argument AppearsOverdone, Reiterate OW - ALERT
OVERWEIGHT 0.1500 Q2-07 0.1900 Q3-07 0.5600 FY07 USD * NA NA
10-Aug-07 BartonCrockett
National CineMedia, Inc. : 2Q07React: Revenues Light, EarningsIn-line With Consensus - ALERT
OVERWEIGHT 0.1500 Q2-07 0.2100 Q3-07 0.6200 FY07 USD * NA NA
10-Aug-07 BartonCrockett
National CineMedia, Inc. : SecondHalf & Secular Story Solid; Upgradeto OW
OVERWEIGHT 0.1500 Q2-07 0.2100 Q3-07 0.6200 FY07 USD * NA NA
21-Jul-07 BartonCrockett
National CineMedia, Inc. : AdjustingEstimates Before 2Q07 Earnings
NEUTRAL 0.1900 Q2-07 0.2100 Q3-07 0.6200 FY07 USD * NA NA
National City Corporation NCC17-Sep-07 Vivek Juneja National City : 33% Rise in 90 Day
Past Dues in Prime/Alt-A Mtgs -ALERT
NEUTRAL 0.6000 Q2-07 0.7000 Q3-07 2.4900 FY07 USD * NA NA
7-Sep-07 Vivek Juneja National City : Market and CreditLosses in Mtg, MOE, CapitalReversal, Cost Cuts
NEUTRAL 0.6000 Q2-07 0.7000 Q3-07 2.4900 FY07 USD * NA NA
3-Jul-07 Vivek Juneja National City : Lowering '07 and '08EPS Estimates
NEUTRAL NA Q2-07 NA Q3-07 2.7800 FY07 USD * NA NA
National Financial Partners Corp. NFP2-Aug-07 Jimmy
BhullarNational Financial Partners :Improved 2Q Results; MaintainingNeutral
NEUTRAL 0.7600 Q2-07 0.8100 Q3-07 3.1400 FY07 USD * NA NA
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National Instruments Corp NATI8-Aug-07 Mark
MoskowitzNational Instruments : ProductPipeline and Customer TractionGaining Momentum; MaintainOverweight
OVERWEIGHT 0.3100 Q2-07 NA Q3-07 NA FY07 USD 39.00 18-Jun-07 Jun-08
3-Aug-07 MarkMoskowitz
National Instruments : AnalystMeeting Preview: Rising Stature,Emerging Solutions to BoostRevenue, Provide Buffer
OVERWEIGHT 0.3100 Q2-07 NA Q3-07 NA FY07 USD 39.00 18-Jun-07 Jun-08
27-Jul-07 MarkMoskowitz
National Instruments : ReiterateOverweight as Sales MomentumGrowing; Leverage Story Attractive;Adj. Ests.
OVERWEIGHT 0.3100 Q2-07 0.3300 Q3-07 1.2800 FY07 USD 39.00 18-Jun-07 Jun-08
18-Jul-07 MarkMoskowitz
National Instruments : 2Q Preview:Strong Results Expected, IndustrialSolutions Should Drive Growth into2H '07 and 2008
OVERWEIGHT 0.3000 Q2-07 0.3300 Q3-07 1.2800 FY07 USD 39.00 18-Jun-07 Jun-08
National Med. Health Card Systems, Inc. NMHC11-Sep-07 Michael R.
MinchakNational Medical Health CardSystems, Inc. : EPS BelowExpectations; Still Waiting onOutlook; Maintain N
NEUTRAL NA Q4-07 NA Q1-08 NA FY07 USD * NA NA
National Semiconductor Corporation NSM7-Sep-07 Christopher
DanelyNational Semiconductor : F1Q08Beats Estimates, Margins on theRise; Reiterate Overweight
OVERWEIGHT 0.3500 Q4-08 0.3600 Q1-09 1.2000 FY07 USD * NA NA
National-Oilwell Varco, Inc. NOV26-Jul-07 Michael K.
LaMotteNational Oilwell Varco Inc. : RaisingEstimates on Improving Visibility
NEUTRAL 1.7900 Q2-07 1.5400 Q3-07 6.1500 FY07 USD * NA NA
25-Jul-07 Michael K.LaMotte
National Oilwell Varco Inc. : NOVDoes It Again with Earnings andBacklog - ALERT
NEUTRAL 1.5300 Q2-07 1.5400 Q3-07 6.1500 FY07 USD * NA NA
Nationwide Financial Services, Inc. NFS2-Aug-07 Jimmy
BhullarNationwide Financial Services :Earnings Beat Estimates;Underlying Trends Mixed
NEUTRAL 1.1100 Q2-07 1.1200 Q3-07 4.5100 FY07 USD * NA NA
Nationwide Health Properties Inc. NHP
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2-Aug-07 MichaelMueller
Nationwide Health Properties : 2Qand guidance on target; Capitalrecycling continues
NEUTRAL 0.2300 Q2-07 0.2700 Q3-07 1.0300 FY07 USD * NA NA
2-Aug-07 MichaelMueller
Nationwide Health Properties :Model Adjustment
NEUTRAL 0.2300 Q2-07 0.2700 Q3-07 1.0300 FY07 USD * NA NA
Navios Maritime Holdings Inc. NM17-Aug-07 Jonathan
ChappellNavios Maritime Holdings Inc. :Raising Est. after 2Q Beat; Capesmay Drive Upside
OVERWEIGHT 0.2500 Q2-07 0.2500 Q3-07 0.9500 FY07 USD * NA NA
NBTY, Inc. NTY9-Aug-07 Stephen
ChickNBTY, Inc. : Upgrade to Neutralfrom Underweight; Risk/Reward
NEUTRAL 0.7400 Q3-07 0.5900 Q4-07 2.7600 FY07 USD * NA NA
Nelnet, Inc. NNI1-Aug-07 Marco E.
VillegasNelnet, Inc : Fee Income Came inLower Than Expected; However,Asset Growth Remains Strong
OVERWEIGHT 0.4400 Q2-07 0.5400 Q3-07 2.1000 FY07 USD * NA NA
Ness Technologies, Inc. NSTC11-Sep-07 Christine
PezinoNess Technologies, Inc. : AnalystMeeting Highlights Growth andMargin Expansion Opps.
OVERWEIGHT 0.1100 Q2-07 0.1900 Q3-07 0.7500 FY07 USD * NA NA
31-Jul-07 ChristinePezino
Ness Technologies, Inc. : Lowersthe Bar Heading into SeasonallyStrong 2H, Buy on Weakness;Reiterate OW
OVERWEIGHT 0.1100 Q2-07 0.2600 Q3-07 0.8700 FY07 USD * NA NA
30-Jul-07 ChristinePezino
Ness Technologies, Inc. : ReducesGuidance as Expected; Sets a MoreAchievable Bar; Reiterate OW -ALERT
OVERWEIGHT 0.1200 Q2-07 0.2600 Q3-07 0.8700 FY07 USD * NA NA
Net 1 UEPS20-Sep-07 Shamier
KhanNet 1: Suspended animation OVERWEIGHT NA Q3-07 NA Q4-07 1.31E FY08 USD 34.00 20-Sep-07 Sep-08
30-Aug-07 ShamierKhan
Net 1: F4Q07: 1st look - Hardwaresales shine
OVERWEIGHT NA Q3-07 NA Q4-07 1.40E FY08 USD 36.20 8-Feb-07 May-08
27-Aug-07 ShamierKhan
Net 1: F4Q07E: Results preview -ALERT
OVERWEIGHT NA Q3-07 NA Q4-07 1.40E FY08 USD 36.20 8-Feb-07 May-08
Netease NTES
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14-Aug-07 Dick Wei Netease: 2Q07 Review NEUTRAL NA Q4-07 NA Q4-07 1.24E FY07 USD 16.00 7-Nov-06 Dec-0712-Aug-07 Dick Wei Netease: 2Q07 Preview NEUTRAL NA Q3-07 NA Q4-07 1.22E FY07 USD 16.00 7-Nov-06 Dec-07
Netflix, Inc. NFLX23-Jul-07 Barton
CrockettNetflix Inc : Announces FurtherPrice Cuts - Negative - ALERT
UNDERWEIGHT0.2200 Q2-07 0.1800 Q3-07 0.8000 FY07 USD * NA NA
20-Jul-07 BartonCrockett
Netflix Inc : 2Q07 Preview: ExpectIn-Line Quarter, Website TrafficTrends Mixed
UNDERWEIGHT0.2200 Q2-07 0.1800 Q3-07 0.8000 FY07 USD * NA NA
Network Appliance, Inc. NTAP16-Aug-07 Bill C. Shope
CFANetwork Appliance : The Path toRecovery Is Clearer, ThoughExecution Is Key
OVERWEIGHT 0.2010 Q1-08 0.2500 Q2-08 1.1200 FY07 USD * NA NA
3-Aug-07 Bill C. ShopeCFA
Network Appliance : It Sure Hurts,But Rising Tide in Storage CanMend the Wound; LoweringEstimates
OVERWEIGHT 0.1500 Q1-08 0.2100 Q2-08 0.9000 FY07 USD * NA NA
Neustar, Inc NSR26-Sep-07 P. Sterling
Auty IINeustar : Brazil Win Begins Int'lOpportunity With Small Win -ALERT
OVERWEIGHT 0.2400 Q2-07 0.3000 Q3-07 1.1800 FY07 USD * NA NA
2-Aug-07 P. SterlingAuty II
Neustar : NPAC Still OutPerforming; Guidance Reiterated
OVERWEIGHT 0.2200 Q2-07 0.2700 Q3-07 1.0400 FY07 USD * NA NA
2-Aug-07 P. SterlingAuty II
Neustar : Renews Small, ButImportant National Pooling Contract- ALERT
OVERWEIGHT 0.2200 Q2-07 0.2700 Q3-07 1.0400 FY07 USD * NA NA
2-Jul-07 P. SterlingAuty II
Neustar : iPhone and DobsonAcquisition Two Good Size Positives- ALERT
OVERWEIGHT 0.2200 Q2-07 0.2700 Q3-07 1.0400 FY07 USD * NA NA
New Jersey Resources Corporations NJR2-Aug-07 Glenn B.
MullinNew Jersey Resources Corp. :NJRES Drives 2007 GuidanceIncrease
UNDERWEIGHT-0.1800 Q3-07 NA Q4-07 3.0000 FY07 USD * NA NA
1-Aug-07 Glenn B.Mullin
New Jersey Resources Corp. :Better than Expected F3Q07:Guidance Increase - ALERT
UNDERWEIGHT-0.3500 Q3-07 NA Q4-07 3.0000 FY07 USD * NA NA
Newell Rubbermaid Inc. NWL17-Sep-07 Dara W. Newell Rubbermaid Inc. : Raising OVERWEIGHT 0.5500 Q2-07 0.4500 Q3-07 1.7700 FY07 USD * NA NA
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Mohsenian EPS After Positive Q3Pre-Announcement-ReiterateOverweight
27-Jul-07 Dara W.Mohsenian
Newell Rubbermaid Inc. : ReiterateOW-Valuation Attractive Given SolidUnderlying Fundamentals
OVERWEIGHT 0.5500 Q2-07 0.5000 Q3-07 1.7900 FY07 USD * NA NA
Newfield Exploration Co. NFX17-Sep-07 Joseph D.
AllmanNewfield Exploration Company :North Sea Sale Comes In AboveOur Expectations - ALERT
NEUTRAL 0.8700 Q2-07 1.0700 Q3-07 3.8500 FY07 USD * NA NA
Newmont Mining Corporation NEM27-Sep-07 John Bridges Newmont Mining : Newmont lowers
expectations - ALERTNEUTRAL 0.1800 Q2-07 0.2300 Q3-07 -0.3300 FY07 USD * NA NA
17-Sep-07 John Bridges Newmont Mining : On the up and up- ALERT
NEUTRAL 0.1800 Q2-07 0.2300 Q3-07 -0.3300 FY07 USD * NA NA
3-Aug-07 John Bridges Newmont Mining : Wrap Q2'07:Based out, headed higher
NEUTRAL 0.1800 Q2-07 0.2600 Q3-07 -0.1800 FY07 USD * NA NA
2-Aug-07 John Bridges Newmont Mining : Quick Q2'07:New management brings new ideas- ALERT
NEUTRAL -0.6900 Q2-07 0.2600 Q3-07 -0.1800 FY07 USD * NA NA
20-Jul-07 John Bridges Newmont Mining : Adjustingearnings for hedge book elimination
NEUTRAL -0.6900 Q2-07 0.2600 Q3-07 -0.1800 FY07 USD * NA NA
6-Jul-07 John Bridges Newmont Mining : New CEOO'Brien begins to clean house.Positive - ALERT
NEUTRAL 0.2800 Q2-07 0.2300 Q3-07 0.8200 FY07 USD * NA NA
Nicor Inc. GAS10-Aug-07 Glenn B.
MullinNicor Inc. : Potential NegativeDevelopment for ICC PBR Case -ALERT
UNDERWEIGHT0.4000 Q2-07 NA Q3-07 2.8000 FY07 USD * NA NA
1-Aug-07 Glenn B.Mullin
Nicor Inc. : Reiterates '07 GuidanceDespite Being Behind Plan
UNDERWEIGHT0.4000 Q2-07 NA Q3-07 2.8000 FY07 USD * NA NA
31-Jul-07 Glenn B.Mullin
Nicor Inc. : 2Q Better than Expectedbut Low Quality - ALERT
UNDERWEIGHT0.3500 Q2-07 NA Q3-07 2.8000 FY07 USD * NA NA
NII Holdings, Inc. NIHD26-Jul-07 Jean-Charles
A.Lemardeley
NII Holdings Inc. : 2Q07: Strongresults and raised guidance -ALERT
NEUTRAL NA Q2-07 NA Q3-07 2.0000 FY07 USD * NA NA
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NIKE, Inc. NKE21-Sep-07 Robert
SamuelsNIKE, Inc. : Comparatively SafeName to Own in ToughEnvironment; Adj. Ests.
NEUTRAL 0.9700 Q4-08 NA Q1-09 3.2200 FY07 USD * NA NA
Ninetowns Internet Technology NINE27-Jul-07 Dick Wei Ninetowns Internet Technology
Group Co. Ltd. : 1Q07 review:Second consecutive quarterly loss;turnaround in fortunes still notimminent
UNDERWEIGHT-0.0200 Q2-07 -0.0100 Q3-07 -0.0200 FY07 USD 3.20 27-Jul-07 Dec-07
NiSource Inc. NI3-Aug-07 Glenn B.
MullinNiSource, Inc. : In-Line Quarter,MLP Option Under Review
NEUTRAL 0.1000 Q2-07 NA Q3-07 1.3500 FY07 USD * NA NA
2-Aug-07 Glenn B.Mullin
NiSource, Inc. : In Line 2Q07:Reaffirms Guidance - ALERT
NEUTRAL 0.1000 Q2-07 NA Q3-07 1.3500 FY07 USD * NA NA
30-Jul-07 Glenn B.Mullin
NiSource, Inc. : Upgrading toNeutral: Moving to the Sidelines
UNDERWEIGHT0.1000 Q2-07 NA Q3-07 1.3500 FY07 USD * NA NA
Noble Corporation NE4-Sep-07 David C.
SmithNoble Corporation : AdjustingEstimates
OVERWEIGHT 1.1200 Q2-07 1.2150 Q3-07 4.6250 FY07 USD * NA NA
20-Jul-07 Michael K.LaMotte
Noble Corporation : ContinuedExecution, Nice Floater Rates; Adj.Est.
OVERWEIGHT 2.2400 Q2-07 2.3500 Q3-07 9.0000 FY07 USD * NA NA
19-Jul-07 Michael K.LaMotte
Noble Corporation : NE PostsStrong Beat, Impressive FloaterRates - ALERT
OVERWEIGHT 2.2400 Q2-07 2.3500 Q3-07 9.0000 FY07 USD * NA NA
Nordic American Tanker Shipping Limited NAT9-Aug-07 Jonathan
ChappellNordic American Tanker ShippingLtd. : 2Q Results Beat Consensus,but Lowering '07 Est.
UNDERWEIGHT0.8100 Q2-07 0.4500 Q3-07 2.9000 FY07 USD * NA NA
Nordstrom, Inc. JWN16-Aug-07 Charles
GromNordstrom, Inc. : 2Q Look: UpsideExpected, Will Nordy Deliver?
NEUTRAL 0.7000 Q2-08 0.6300 Q3-08 2.9300 FY07 USD * NA NA
Norfolk Southern Corp. NSC30-Jul-07 Thomas R. Norfolk Southern : Upgrading to OWOVERWEIGHT 0.9800 Q2-07 1.0900 Q3-07 3.7500 FY07 USD * NA NA
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Wadewitz on Favorable Reward to Risk; HighQuality at a Low Price
26-Jul-07 Thomas R.Wadewitz
Norfolk Southern : Cost ControlDrives Solid 2Q
NEUTRAL 0.9800 Q2-07 1.0900 Q3-07 3.7100 FY07 USD * NA NA
Nortel Networks Corporation NT3-Aug-07 Ehud A.
Gelblum PhD
Nortel Networks : Q207 Wrap: WeakQtr as First Potential CrackEmerges in Restructuring Plans;Lowering ests
NEUTRAL 0.0900 Q2-07 0.2500 Q3-07 0.5900 FY07 USD * NA NA
Northeast Utilities System NU6-Sep-07 Seth Tennant Northeast Utilities : Swapping
Regulated Growth Stocks onRelative Valuation: Downgrade NUto N, Upgrade WEC to OW
NEUTRAL 0.3000 Q2-07 NA Q3-07 1.4000 FY07 USD * NA NA
Northern Trust Corporation NTRS19-Jul-07 Vivek Juneja Northern Trust : Contd Strong
Wealth Mgmt, Sec Lending OffsetNIM, Expense Pressures
NEUTRAL 0.9200 Q2-07 0.8600 Q3-07 3.4600 FY07 USD * NA NA
Northrop Grumman Corporation NOC25-Jul-07 Joseph B.
NadolNorthrop Grumman : Q2 EPS Beat,But Troubled Programs Remain aConcern; Adjusting Estimates
NEUTRAL 1.3100 Q2-07 1.2800 Q3-07 5.0000 FY07 USD * NA NA
24-Jul-07 Joseph B.Nadol
Northrop Grumman : First Look atQ2 Earnings - ALERT
NEUTRAL 1.2100 Q2-07 1.2800 Q3-07 5.0000 FY07 USD * NA NA
Northwest Natural Gas NWN27-Sep-07 Glenn B.
MullinNorthwest Natural Gas Co. : NewUnderground Storage Project w/PG&E - ALERT
NEUTRAL 0.1000 Q2-07 NA Q3-07 2.5500 FY07 USD * NA NA
20-Sep-07 Glenn B.Mullin
Northwest Natural Gas Co. : WNA &Decoupling Extended to 2012 -Positive - ALERT
NEUTRAL 0.1000 Q2-07 NA Q3-07 2.5500 FY07 USD * NA NA
7-Aug-07 Glenn B.Mullin
Northwest Natural Gas Co. :Progress on Palomar but Still Early
NEUTRAL 0.1000 Q2-07 NA Q3-07 2.5000 FY07 USD * NA NA
NOVA Chemicals Corporation NCX26-Jul-07 David Silver NOVA Chemicals : Widening Alberta
Advantage: We Raise EstimatesNEUTRAL 1.0700 Q2-07 0.8000 Q3-07 3.1000 FY07 USD * NA NA
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25-Jul-07 David Silver NOVA Chemicals : NOVA ReportsAbove-Forecast 2Q:07 EPS,Earnings Quality Mixed - ALERT
NEUTRAL 1.0500 Q2-07 0.8000 Q3-07 3.1000 FY07 USD * NA NA
Novatel Wireless, Inc. NVTL6-Aug-07 Paul Coster Novatel Wireless : 2Q07 Preview UNDERWEIGHT0.2900 Q2-07 0.2000 Q3-07 1.0500 FY07 USD * NA NA6-Aug-07 Paul Coster Novatel Wireless : 2Q: Good
Results, Slowing Momentum, AdjEsts.
UNDERWEIGHT0.3100 Q2-07 0.2000 Q3-07 1.0500 FY07 USD * NA NA
31-Jul-07 Paul Coster Novatel Wireless : Close to thePeak; Downgrading to Underweight
UNDERWEIGHT0.2900 Q2-07 0.2000 Q3-07 1.0500 FY07 USD * NA NA
Novell, Inc. NOVL30-Aug-07 Aaron M.
SchwartzNovell Inc : FQ3 ProvidesIncremental Evidence of a Move inthe Right Direction
OVERWEIGHT 0.0500 Q3-07 0.0200 Q4-07 0.1000 FY07 USD * NA NA
23-Aug-07 Aaron M.Schwartz
Novell Inc : FQ3 Preview - Nearing aTurning Point
OVERWEIGHT 0.0100 Q3-07 0.0200 Q4-07 0.1000 FY07 USD * NA NA
7-Aug-07 Aaron M.Schwartz
Novell Inc : Revisiting "RockBottom" Maintenance ValuationLevels; We Continue to Like theRisk-Reward
OVERWEIGHT 0.0100 Q3-07 0.0200 Q4-07 0.1000 FY07 USD * NA NA
2-Jul-07 Aaron M.Schwartz
Novell Inc : GPL v3 Arrives With NoMajor Changes
OVERWEIGHT 0.0100 Q3-07 0.0200 Q4-07 0.1000 FY07 USD * NA NA
Novellus Systems, Inc. NVLS31-Aug-07 Jay Deahna Novellus Systems : Economic
Concerns Largely Discounted In OurView, Not A Time To Sell
NEUTRAL 0.4500 Q2-07 0.3800 Q3-07 1.5500 FY07 USD * NA NA
NPS Pharmaceuticals, Inc. NPSP26-Sep-07 Richard
SmithNPS Pharmaceuticals : Ex-N.Amer.Partnership with Nycomed forGattex; Adj. Est.
NEUTRAL -0.3600 Q2-07 -0.4400 Q3-07 -1.7300 FY07 USD * NA NA
8-Aug-07 RichardSmith
NPS Pharmaceuticals : 2Q07Results: Tidying Up the BalanceSheet; Adj. Est.
NEUTRAL -0.3600 Q2-07 -0.4400 Q3-07 -1.7300 FY07 USD * NA NA
NRG Energy, Inc. NRG6-Aug-07 Andrew
SmithNRG Energy : ManagementMeetings Confirm FavorableFundamentals
OVERWEIGHT 0.5900 Q2-07 NA Q3-07 2.0500 FY07 USD * NA NA
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Nuvelo, Inc. NUVO2-Aug-07 Geoffrey
MeachamNuvelo, Inc. : Adj Ests on 2QResults; Pipeline Reprioritized
NEUTRAL -0.3100 Q2-07 -0.3200 Q3-07 -1.2200 FY07 USD * NA NA
NVIDIA Corporation NVDA.OQ13-Sep-07 Shawn
WebsterNVIDIA Corporation : RaisingEstimates On Positive Asia Checks
OVERWEIGHT 0.2867 Q2-08 0.3100 Q3-08 1.1600 FY07 USD * NA NA
12-Sep-07 ShawnWebster
NVIDIA Corporation : AdjustingEstimates for Stock Split
OVERWEIGHT 0.2867 Q2-08 0.3067 Q3-08 1.1533 FY07 USD * NA NA
30-Aug-07 ShawnWebster
NVIDIA Corporation : Update PostManagement Meeting And ChannelChecks, Still One Of Our Top Picks
OVERWEIGHT 0.4300 Q2-08 0.4600 Q3-08 1.7300 FY07 USD * NA NA
10-Aug-07 ShawnWebster
NVIDIA Corporation : FabulousQuarter, Guidance Prudent GivenCapacity Constraints, RaisingEstimates
OVERWEIGHT 0.4300 Q2-08 0.4000 Q3-08 1.5300 FY07 USD * NA NA
9-Aug-07 ShawnWebster
NVIDIA Corporation :PROPRIETARY PC TRACKER: AGaggle Of Graphics Options At PCOEMs
OVERWEIGHT 0.3400 Q2-08 0.4000 Q3-08 1.5300 FY07 USD * NA NA
7-Aug-07 ShawnWebster
NVIDIA Corporation : RaisingEstimates, Expect Share Gains AndGross Margin Growth To Drive MoreUpside, Reiterate OW
OVERWEIGHT 0.3200 Q2-08 0.3700 Q3-08 1.4400 FY07 USD * NA NA
31-Jul-07 ShawnWebster
NVIDIA Corporation : More ShareGains For Nvidia, ReiterateOverweight
OVERWEIGHT 0.3200 Q2-08 0.3700 Q3-08 1.4400 FY07 USD * NA NA
NxStage Medical, Inc. NXTM6-Aug-07 Taylor Harris NxStage Medical, Inc. : Baxter
Charting its Course in Home HDNEUTRAL -0.4300 Q2-07 -0.4300 Q3-07 -1.6600 FY07 USD * NA NA
3-Aug-07 Taylor Harris NxStage Medical, Inc. : SteadyPatient Progress but with ProfitPotholes
NEUTRAL -0.4300 Q2-07 -0.3600 Q3-07 -1.5000 FY07 USD * NA NA
NYMEX Holdings, Inc. NMX13-Sep-07 KENNETH
WORTHINGTONNymex : Cutting Estimates on LowerVolume and RPC
NEUTRAL 0.6000 Q2-07 0.7900 Q3-07 2.7600 FY07 USD * NA NA
1-Aug-07 KENNETHWORTHINGTON
Nymex : NMX Beats at $0.60, ButCost Cutting Story Obscured byReinvestment
NEUTRAL 0.6000 Q2-07 0.8100 Q3-07 2.8100 FY07 USD * NA NA
12-Jul-07 KENNETHWORTHINGTON
Nymex : Raising Estimates on RateIncrease
NEUTRAL 0.6000 Q2-07 0.7800 Q3-07 2.7600 FY07 USD * NA NA
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NYSE Euronext NYX24-Sep-07 KENNETH
WORTHINGTONNYSE Euronext : NYSE Cash Equityand Liffe Derivatives Volumes areBooming
NEUTRAL 0.6500 Q2-07 0.5800 Q3-07 2.4300 FY07 USD * NA NA
3-Aug-07 KENNETHWORTHINGTON
NYSE Euronext : Solid Results,Merger Integration Process Begins
NEUTRAL 0.6500 Q2-07 0.5800 Q3-07 2.4100 FY07 USD * NA NA
31-Jul-07 KENNETHWORTHINGTON
NYSE Euronext : Raising Estimateson Higher than Expected Proceedsfrom LCH.Clearnet Shares
NEUTRAL 0.6500 Q2-07 0.5700 Q3-07 2.3800 FY07 USD * NA NA
11-Jul-07 KENNETHWORTHINGTON
NYSE Euronext : Raising EstimatesOn Euronext and One-time Events
NEUTRAL 0.6300 Q2-07 0.5400 Q3-07 2.2800 FY07 USD * NA NA
Occidental Petroleum Corporation OXY24-Jul-07 KATHERINE
LUCASOccidental Petroleum : 2Q07Earnings: Solid Operations, MessyNumber - ALERT
NEUTRAL 1.0900 Q2-07 1.2200 Q3-07 4.3300 FY07 USD * NA NA
24-Jul-07 KATHERINELUCAS
Occidental Petroleum : Outlooklargely unchanged following 2Q07earnings; adj ests
NEUTRAL 1.1800 Q2-07 1.1400 Q3-07 4.3600 FY07 USD * NA NA
Oceaneering International OII4-Sep-07 Kevin Pollard Oceaneering International, Inc. : A
Deepwater Growth Story; Initiate atOW
OVERWEIGHT 0.8600 Q2-07 0.8200 Q3-07 3.0500 FY07 USD * NA NA
Odyssey HealthCare, Inc. ODSY31-Jul-07 Dawn Brock Odyssey Healthcare : No Traction
Until 2H08; Lowering EPS; Reit. UWUNDERWEIGHT0.1300 Q2-07 0.1300 Q3-07 0.5100 FY07 USD * NA NA
Office Depot, Inc. ODP26-Sep-07 Stephen
ChickOffice Depot : Upgrade toOverweight from Neutral;Risk/Return
OVERWEIGHT 0.4300 Q2-07 0.4200 Q3-07 1.9000 FY07 USD * NA NA
27-Jul-07 StephenChick
Office Depot : Q207 Update; AdjEsts
NEUTRAL 0.4300 Q2-07 0.5400 Q3-07 2.1600 FY07 USD * NA NA
OfficeMax Incorporated OMX14-Sep-07 Stephen
ChickOfficeMax Inc. : New COO;Overweight - ALERT
OVERWEIGHT 0.3500 Q2-07 0.6400 Q3-07 2.3200 FY07 USD * NA NA
7-Sep-07 StephenChick
OfficeMax Inc. : Boise Transaction:Reminder of Potential Value forOMX - Overweight
OVERWEIGHT 0.3500 Q2-07 0.6400 Q3-07 2.3200 FY07 USD * NA NA
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6-Sep-07 StephenChick
OfficeMax Inc. : Update: Mgmt Mtg;Overweight
OVERWEIGHT 0.3500 Q2-07 0.6400 Q3-07 2.3200 FY07 USD * NA NA
2-Aug-07 StephenChick
OfficeMax Inc. : Upgrade:Overweight From Neutral; Valuation
OVERWEIGHT 0.3500 Q2-07 0.6300 Q3-07 2.3500 FY07 USD * NA NA
Oil States International, Inc. OIS2-Aug-07 Kevin Pollard Oil States International, Inc. :
Recent Acquisitions Drive UpwardEstimate Revisions
NEUTRAL 0.8600 Q2-07 0.9900 Q3-07 3.9800 FY07 USD * NA NA
Old Dominion Freight Line ODFL27-Jul-07 Thomas R.
WadewitzOld Dominion : Solid 2Q; GrowthOutlook Remains Positive
OVERWEIGHT 0.5700 Q2-07 0.5600 Q3-07 2.0300 FY07 USD * NA NA
26-Jul-07 Thomas R.Wadewitz
Old Dominion : Upside 2Q and SolidOutlook; Positive for ODFL Stock -ALERT
OVERWEIGHT 0.5800 Q2-07 0.5600 Q3-07 2.0300 FY07 USD * NA NA
16-Jul-07 Thomas R.Wadewitz
Old Dominion : Growth andResiliency in a Tough Market;Assuming Coverage and Upgradingto Overweight
OVERWEIGHT 0.5500 Q2-07 0.6200 Q3-07 2.0900 FY07 USD * NA NA
Omega Navigation Enterprises, Inc. ONAV30-Aug-07 Jonathan
ChappellOmega Navigation Enterprises, Inc.: Lowering Est. on Costs;Long-Term Growth Improves
OVERWEIGHT 0.2800 Q2-07 0.2700 Q3-07 1.0800 FY07 USD * NA NA
29-Aug-07 JonathanChappell
Omega Navigation Enterprises, Inc.: 2Q07 EPS Misses Est. on Costs;Reit. OW - ALERT
OVERWEIGHT 0.3300 Q2-07 0.2700 Q3-07 1.0800 FY07 USD * NA NA
Omnicare, Inc. OCR28-Sep-07 Lisa Gill Omnicare Inc. : Loss of UNH Share
in Part D Auto-enrollees a Positivefor OCR - ALERT
OVERWEIGHT 0.5100 Q2-07 0.5500 Q3-07 2.1500 FY07 USD * NA NA
3-Aug-07 Lisa Gill Omnicare Inc. : Reiterate OWRating Following PositiveDevelopments in 2Q
OVERWEIGHT 0.5100 Q2-07 0.6100 Q3-07 2.3000 FY07 USD * NA NA
Omnicom Group Inc. OMC24-Jul-07 Fred W.
SearbyOmnicom Group : Solid 2Q07Revenue; Higher Equity in AffiliatesContribute to EPS Upside
NEUTRAL 0.8200 Q2-07 0.5900 Q3-07 2.8700 FY07 USD * NA NA
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Omniture, Inc. OMTR26-Jul-07 Imran Khan Omniture, Inc. : 2Q Rev., Profitability
Exceed Expectations; Adj. Est.NA 0.0300 Q2-07 NA Q3-07 NA FY07 USD * NA NA
OmniVision Technologies, Inc. OVTI26-Sep-07 Paul Coster OmniVision Technologies : OVTI at
ASIS International - ALERTOVERWEIGHT 0.2100 Q1-08 0.3000 Q2-08 0.9700 FY07 USD * NA NA
20-Sep-07 Paul Coster OmniVision Technologies :Company Visit; Encouraging
OVERWEIGHT 0.2100 Q1-08 0.3000 Q2-08 0.9700 FY07 USD * NA NA
18-Sep-07 Paul Coster OmniVision Technologies : No Newsis Good News: Reiterate Overweight
OVERWEIGHT 0.2100 Q1-08 0.3000 Q2-08 0.9700 FY07 USD * NA NA
31-Aug-07 Paul Coster OmniVision Technologies : StrongF1Q and 2Q Guidance; Raising EstsSharply
OVERWEIGHT 0.2100 Q1-08 0.1200 Q2-08 0.5100 FY07 USD * NA NA
30-Aug-07 Paul Coster OmniVision Technologies : F1Q08Preview - We still Like this One -Ahead of Earnings Tonight - ALERT
OVERWEIGHT 0.1100 Q1-08 0.1200 Q2-08 0.5100 FY07 USD * NA NA
8-Aug-07 Paul Coster OmniVision Technologies : A PrettyPicture: Upgrading to Overweight:Up Ests
OVERWEIGHT 0.0900 Q1-08 0.1200 Q2-08 0.5000 FY07 USD * NA NA
ON Semiconductor Corp. ONNN31-Jul-07 Christopher
DanelyON Semiconductor Corporation :Business Continues to Improve,Raising Estimates
NEUTRAL 0.1700 Q2-07 0.2000 Q3-07 0.7900 FY07 USD * NA NA
ONEOK, Inc. OKE6-Aug-07 Glenn B.
MullinONEOK Inc. : '07 Energy ServiceGuidance Looks Achievable
NEUTRAL 0.3100 Q2-07 NA Q3-07 2.6000 FY07 USD * NA NA
2-Aug-07 Glenn B.Mullin
ONEOK Inc. : Weak 2Q07; LowerNet Income Guidance - ALERT
NEUTRAL 0.3100 Q2-07 NA Q3-07 2.6000 FY07 USD * NA NA
Onyx Pharmaceuticals, Inc. ONXX.OQ21-Sep-07 Richard
SmithOnyx Pharmaceuticals : Nexavargets Positive HCC opinion in EU -ALERT
NEUTRAL -0.2200 Q2-07 -0.1700 Q3-07 -0.6800 FY07 USD * NA NA
20-Aug-07 RichardSmith
Onyx Pharmaceuticals : No Surprise- Nexavar sNDA for HCC getsPriority Review - ALERT
NEUTRAL -0.2200 Q2-07 -0.1700 Q3-07 -0.6800 FY07 USD * NA NA
8-Aug-07 RichardSmith
Onyx Pharmaceuticals : 2Q07beats; Looking ahead to approvalsin HCC; Adj. Ests
NEUTRAL -0.2200 Q2-07 -0.4300 Q3-07 -1.5500 FY07 USD * NA NA
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7-Aug-07 RichardSmith
Onyx Pharmaceuticals : 2Q07 BeatsEsts as Nexavar Ramps - ALERT
NEUTRAL -0.4300 Q2-07 -0.4300 Q3-07 -1.5500 FY07 USD * NA NA
Opnext, Inc. OPXT3-Aug-07 Ehud A.
Gelblum PhD
Opnext : FQ108 Wrap: Top-LineMiss Buffeted Below the Line,Creating $0.01 Beat; GuidanceSlightly Better
NEUTRAL 0.1000 Q1-08 0.0900 Q2-08 0.3800 FY07 USD * NA NA
2-Aug-07 Ehud A.Gelblum PhD
Opnext : FQ108 Quick Take:Revenue Miss Offset by LowerOpex, Guidance Slightly Better -ALERT
NEUTRAL 0.0800 Q1-08 0.0900 Q2-08 0.3800 FY07 USD * NA NA
Oracle Corporation ORCL21-Sep-07 Adam Holt Oracle Corp. : A Great Q1 Sets
Positive Tone for FY08 - RaisingEstimates
OVERWEIGHT 0.4300 Q4-08 0.2600 Q1-09 1.1700 FY07 USD * NA NA
20-Sep-07 Adam Holt Oracle Corp. : Quick Take--AnotherStrong Q1 - ALERT
OVERWEIGHT 0.4300 Q4-08 0.2600 Q1-09 1.1700 FY07 USD * NA NA
18-Sep-07 Adam Holt Oracle Corp. : Q1 Should SetPositive Tone for FY08
OVERWEIGHT 0.4300 Q4-08 0.2600 Q1-09 1.1700 FY07 USD * NA NA
12-Jul-07 Adam Holt Oracle Corp. : 11g to Drive Next Legof Growth
OVERWEIGHT 0.4300 Q4-08 NA Q1-09 1.1700 FY07 USD * NA NA
Orbitz Worldwide, Inc. OWW29-Aug-07 Imran Khan Orbitz Worldwide, Inc. : Strong
Growth Priced In; Initiating withNeutral
NEUTRAL 0.2000 Q2-07 0.2000 Q3-07 0.7200 FY07 USD * NA NA
O'Reilly Automotive, Inc. ORLY25-Jul-07 Nancy Hoch O'Reilly Automotive : Margin
Rebound In 2Q...But SalesDisappoint
NEUTRAL 0.4500 Q2-07 0.4700 Q3-07 1.7400 FY07 USD * NA NA
Orexigen Therapeutics, Inc. OREX10-Aug-07 Geoffrey
MeachamOrexigen Therapeutics : GoodProgress in 2Q, Reiterate OW
OVERWEIGHT -0.6300 Q2-07 -0.5700 Q3-07 -2.2500 FY07 USD * NA NA
24-Jul-07 GeoffreyMeacham
Orexigen Therapeutics : Phase IIbdata on Empatic Positive
OVERWEIGHT -0.4700 Q2-07 -0.5700 Q3-07 -2.2500 FY07 USD * NA NA
OSI Pharmaceuticals, Inc. OSIP14-Aug-07 Geoffrey OSI Pharmaceuticals : Light at the OVERWEIGHT 0.4200 Q2-07 0.3000 Q3-07 1.3200 FY07 USD * NA NA
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Meacham End of the Tunnel; Upgrading to OWfrom UW. Raising Estimates.
31-Jul-07 GeoffreyMeacham
OSI Pharmaceuticals : 2Q07: Oper.Leverage Drives EPS Beat. Adj.Ests.
UNDERWEIGHT0.4200 Q2-07 0.2200 Q3-07 1.0100 FY07 USD * NA NA
19-Jul-07 GeoffreyMeacham
OSI Pharmaceuticals : Modest 2QUpside Expected from OUS TarcevaSales - ALERT
UNDERWEIGHT0.1800 Q2-07 0.2200 Q3-07 1.0100 FY07 USD * NA NA
12-Jul-07 GeoffreyMeacham
OSI Pharmaceuticals : 2Q USTarceva Sales Below Expectations
UNDERWEIGHT0.1900 Q2-07 0.2300 Q3-07 1.0500 FY07 USD * NA NA
Overseas Shipholding Group Inc. OSG27-Jul-07 Jonathan
ChappellOverseas Shipholding Group :Lowering Est. on Rates, Charter-InCosts; Reit. OW
OVERWEIGHT 1.6300 Q2-07 1.3200 Q3-07 6.8000 FY07 USD * NA NA
Owens & Minor, Inc. OMI25-Jul-07 Lisa Gill Owens & Minor, Inc. : 2Q Below our
Expectations; Maintain NeutralNEUTRAL 0.4500 Q2-07 0.5400 Q3-07 1.8500 FY07 USD * NA NA
Owens-Illinois, Inc. OI17-Aug-07 Claudia K.
ShankO-I : Market Turmoil Shouldn't"Shatter" This Story
OVERWEIGHT 0.8400 Q2-07 0.5000 Q3-07 2.0000 FY07 USD * NA NA
27-Jul-07 Claudia K.Shank
O-I : Still Lots of Levers to Pull;Raising Ests
OVERWEIGHT 0.8400 Q2-07 0.5000 Q3-07 2.0000 FY07 USD * NA NA
26-Jul-07 Claudia K.Shank
O-I : Yes It's True: Big Q2 Beat - PreCall Note
OVERWEIGHT 0.8400 Q2-07 0.4700 Q3-07 1.6000 FY07 USD * NA NA
P.F. Chang's China Bistro PFCB26-Jul-07 John Ivankoe P.F. Chang's China Bistro : PFCB
Sales Weaker, but Lower UnitDevelopment in F08 Encouraging
NEUTRAL 0.3600 Q2-07 0.2500 Q3-07 1.3500 FY07 USD * NA NA
5-Jul-07 John Ivankoe P.F. Chang's China Bistro : Solid PeiWei Offset By Bistro Weakness.Lowering Estimates
NEUTRAL 0.3600 Q2-07 0.2900 Q3-07 1.3800 FY07 USD * NA NA
PACCAR Inc PCAR25-Sep-07 Stephen
VolkmannCFA
PACCAR Inc. : Downgrading toNeutral on Revised Truck RecoveryOutlook and Full Valuation
NEUTRAL 1.1900 Q2-07 1.2000 Q3-07 5.1000 FY07 USD * NA NA
27-Jul-07 StephenVolkmann
PACCAR Inc. : Raising Estimateson Stronger Revenues
OVERWEIGHT 1.1900 Q2-07 1.2000 Q3-07 5.1000 FY07 USD * NA NA
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CFA27-Jul-07 Stephen
VolkmannCFA
PACCAR Inc. : Raising Estimateson Stronger Revenues
OVERWEIGHT 1.1900 Q2-07 1.2000 Q3-07 5.1000 FY07 USD * NA NA
24-Jul-07 StephenVolkmannCFA
PACCAR Inc. : Beats 2QExpectations on Higher Revenue -ALERT
OVERWEIGHT 1.0500 Q2-07 1.1000 Q3-07 4.8000 FY07 USD * NA NA
Pacer International, Inc. PACR8-Aug-07 Brannon
CookPacer International : IntermodalRevenue Trends Improve; IncreasedConfidence in 2H Estimates
OVERWEIGHT 0.3500 Q2-07 0.4500 Q3-07 1.6600 FY07 USD * NA NA
Pacific Capital Bancorp PCBC2-Aug-07 John Pancari Pacific Capital Bancorp : 2Q Call
Follow-Up: Core TrendsEncouraging, But Visibility Limited
NEUTRAL 0.4400 Q2-07 0.2700 Q3-07 2.0800 FY07 USD * NA NA
1-Aug-07 John Pancari Pacific Capital Bancorp : Noisy 2QMarked by 1Q Restatement andSale of Loan Portfolios, But CoreTrends Solid - ALERT
NEUTRAL 0.3200 Q2-07 0.2600 Q3-07 2.0800 FY07 USD * NA NA
Packaging Corporation of America PKG19-Jul-07 Claudia K.
ShankPackaging Corp. of America :Estimates Up on 2Q Beat, ImprovedPricing Outlook
NEUTRAL 0.4400 Q2-07 0.3900 Q3-07 1.4000 FY07 USD * NA NA
18-Jul-07 Claudia K.Shank
Packaging Corp. of America :Pre-Call Note: 2Q Tops Street;Outlook OK
NEUTRAL 0.3600 Q2-07 0.3900 Q3-07 1.4000 FY07 USD * NA NA
Pactiv Corporation PTV24-Jul-07 Claudia K.
ShankPactiv Corp : Adj Ests for Q2 Beatand Prairie Acquisition
NEUTRAL 0.5200 Q2-07 0.4200 Q3-07 1.8300 FY07 USD * NA NA
Palm, Inc. PALM20-Sep-07 Paul Coster Palm Inc. : PALM Tightens F1Q08
Guidance; Adj. EstsUNDERWEIGHT0.1200 Q4-08 0.0900 Q1-09 0.3900 FY07 USD * NA NA
13-Sep-07 Paul Coster Palm Inc. : Resuming Coverage;Adjusting Ests.
UNDERWEIGHT0.0100 Q4-07 -8.800 Q1-08 -8.600 FY07 USD * NA NA
Pan American Silver Corp. PAAS14-Aug-07 John Bridges Pan American Silver : Quick Q2'07: OVERWEIGHT 0.3800 Q2-07 0.2500 Q3-07 1.0800 FY07 USD * NA NA
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Inventory backs up: mild negative -ALERT
Panera Bread Company PNRA25-Jul-07 Steven Rees Panera Bread : 2Q Margins Weak;
2H07 Margin Outlook Lower DespiteImproving Comps; Reducing Ests
NEUTRAL 0.4000 Q2-07 0.3400 Q3-07 1.7500 FY07 USD * NA NA
5-Jul-07 Steven Rees Panera Bread : Comp StabilizationEncouraging, But AWS Trends Stilla Concern
NEUTRAL 0.3900 Q2-07 0.4700 Q3-07 2.0600 FY07 USD * NA NA
Parametric Technology PMTC6-Jul-07 P. Sterling
Auty IIParametric Technology Corp. : Q3Sees Big License Shortfall;Lowering Est.
NEUTRAL 0.2800 Q3-07 0.4100 Q4-07 1.1700 FY07 USD * NA NA
Parker-Hannifin Corporation PH8-Aug-07 Stephen
VolkmannCFA
Parker Hannifin : Waiting for theNext Chapter; Assuming Coveragewith Neutral
NEUTRAL 1.8200 Q4-08 1.6900 Q1-09 7.5000 FY07 USD * NA NA
PartnerRe Ltd. PRE21-Aug-07 Matthew
HeimermannPartnerRe Ltd. : ReserveDisclosures Argue For BetterValuation
OVERWEIGHT 2.3900 Q2-07 2.1600 Q3-07 9.7700 FY07 USD * NA NA
Patterson-UTI Energy, Inc. PTEN2-Aug-07 Kevin Pollard Patterson-UTI Energy, Inc. : PTEN
Posts Good Quarter in a WeakeningMarket
UNDERWEIGHT0.6400 Q2-07 0.5700 Q3-07 2.4600 FY07 USD * NA NA
Paychex, Inc. PAYX27-Sep-07 Tien-Tsin
HuangPaychex Inc : F1Q08 First Look:Payroll Growth and Lower GuidanceLikely to Weigh on the Stock -ALERT
NEUTRAL 0.4100 Q4-08 0.4500 Q1-09 1.5900 FY07 USD * NA NA
13-Jul-07 Tien-TsinHuang
Paychex Inc : Dividend Hike,Buyback Authorization - IncrementalPositives
NEUTRAL 0.4100 Q4-08 0.4500 Q1-09 1.5900 FY07 USD * NA NA
PDL BioPharma Inc. PDLI
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29-Aug-07 GeoffreyMeacham
PDL BioPharma : Downgrading onLess Attractive Risk-Reward
NEUTRAL 0.3000 Q2-07 0.1200 Q3-07 0.5400 FY07 USD * NA NA
2-Aug-07 GeoffreyMeacham
PDL BioPharma : Strong 2Q andUpside Nuvion Enrollment, Adj Ests
OVERWEIGHT 0.2600 Q2-07 0.1000 Q3-07 0.5300 FY07 USD * NA NA
Peabody Energy Corporation BTU25-Jul-07 John Bridges Peabody Energy : Wrap Q2'07:
Teflon coated no more; adjustingearnings
NEUTRAL 0.4000 Q2-07 0.6000 Q3-07 2.0300 FY07 USD * NA NA
24-Jul-07 John Bridges Peabody Energy : Quick Q2'07:2007 a building year? - ALERT
NEUTRAL 0.4700 Q2-07 0.6000 Q3-07 2.0300 FY07 USD * NA NA
Pennsylvania R.E.I.T. PEI23-Aug-07 Michael
MuellerPennsylvania REIT : ModelAdjustment
NEUTRAL 0.0500 Q2-07 NA Q3-07 NA FY07 USD * NA NA
31-Jul-07 MichaelMueller
Pennsylvania REIT : Q2 SlightlyAhead; Guidance Unchanged
NEUTRAL NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
17-Jul-07 MichaelMueller
Pennsylvania REIT : ModelAdjustment
NEUTRAL NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Penske Automotive Group, Inc. PAG1-Aug-07 Edward
YrumaPenske Automotive Group, Inc. :2Q: Transition Phase, Margins >Investment
OVERWEIGHT 0.4200 Q2-07 0.4200 Q3-07 1.4700 FY07 USD * NA NA
Penson Worldwide, Inc. PNSN3-Aug-07 KENNETH
WORTHINGTONPenson Worldwide : 2Q07 EarningsIn-Line With Revised Guidance
OVERWEIGHT 0.2800 Q2-07 0.2900 Q3-07 1.2000 FY07 USD * NA NA
6-Jul-07 KENNETHWORTHINGTON
Penson Worldwide : PNSN ConfCall Answers Questions, RaisesOthers -- Mgmt Credibility Impaired
OVERWEIGHT 0.2900 Q2-07 0.3000 Q3-07 1.2200 FY07 USD * NA NA
Pentair, Inc. PNR25-Jul-07 Curtis
WoodworthPentair : Execution ImprovingAcross the Board; Reit OW
OVERWEIGHT 0.6200 Q2-07 0.5400 Q3-07 2.0000 FY07 USD * NA NA
24-Jul-07 CurtisWoodworth
Pentair : 2Q EPS of $0.62 is a $0.04Beat; Solid Organic Growth andMargins in both Water & TechProducts - ALERT
OVERWEIGHT 0.5900 Q2-07 0.5400 Q3-07 2.0000 FY07 USD * NA NA
PepsiAmericas, Inc. PAS10-Aug-07 Dara W. PepsiAmericas : Upgrading NEUTRAL 0.6100 Q2-07 0.5000 Q3-07 1.6000 FY07 USD * NA NA
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Mohsenian PepsiAmericas to a Neutral30-Jul-07 Dara W.
MohsenianPepsiAmericas : Raising EPSSignificantly After Strong Q2 EPS
UNDERWEIGHT0.6100 Q2-07 0.4500 Q3-07 1.4000 FY07 USD * NA NA
6-Jul-07 Dara W.Mohsenian
PepsiAmericas : Adjusting QuarterlyEPS: Raised Q2 Estimate OffsetsExpected H2 Dilution from Sandora
UNDERWEIGHT0.4800 Q2-07 0.4500 Q3-07 1.4000 FY07 USD * NA NA
PepsiCo, Inc. PEP24-Jul-07 John
FaucherPepsiCo : Q2 EPS Ahead ofExpectations - ALERT
OVERWEIGHT 0.8900 Q2-07 0.9800 Q3-07 3.3500 FY07 USD 75.00 3-Jan-07 Jan-08
23-Jul-07 JohnFaucher
PepsiCo : Reading The Print: WhatTo Look For In PEP's Q2
OVERWEIGHT 0.8900 Q2-07 0.9800 Q3-07 3.3500 FY07 USD 75.00 3-Jan-07 Jan-08
20-Jul-07 JohnFaucher
PepsiCo : Tough Comps, But Q2Should be Fine for PEP
OVERWEIGHT 0.8900 Q2-07 0.9800 Q3-07 3.3500 FY07 USD 75.00 3-Jan-07 Jan-08
Performance Food Group PFGC7-Sep-07 Stephen
ChickPerformance Foods : ManagementMtg; Overweight
OVERWEIGHT 0.3700 Q2-07 0.3600 Q3-07 1.3500 FY07 USD * NA NA
30-Jul-07 StephenChick
Performance Foods : Upgrade ToOverweight From Neutral;Risk/Return
OVERWEIGHT 0.3700 Q2-07 0.3600 Q3-07 1.3500 FY07 USD * NA NA
Perot Systems Corporation PER1-Aug-07 Christine
PezinoPerot Systems : Another In-lineQuarter; Adjusting Estimates
NEUTRAL 0.1800 Q2-07 0.2200 Q3-07 0.8400 FY07 USD * NA NA
Petrohawk Energy Corporation HK4-Sep-07 Brian L.
KuzmaPetrohawk Energy : NewFayetteville Shale AcreageImproves Long-Term ProductionGrowth Outlook
OVERWEIGHT 0.1700 Q2-07 0.2000 Q3-07 0.6900 FY07 USD * NA NA
8-Aug-07 Brian L.Kuzma
Petrohawk Energy : IncreasingPosition in its Focus Areas - ALERT
OVERWEIGHT 0.1700 Q2-07 0.2000 Q3-07 0.6900 FY07 USD * NA NA
30-Jul-07 Brian L.Kuzma
Petrohawk Energy : Upgrading OnStrategic Changes And ImprovingAsset Base
OVERWEIGHT 0.1700 Q2-07 0.2000 Q3-07 0.6900 FY07 USD * NA NA
PetSmart, Inc. PETM16-Aug-07 Nancy Hoch PetSmart, Inc. : Solid 2Q; Expect
Short-Term Noise in 3Q, ButFundamentals As Strong As Ever
OVERWEIGHT 0.3600 Q2-08 0.3000 Q3-08 1.6800 FY07 USD * NA NA
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Pfizer Inc. PFE19-Jul-07 Roberto
CucaPfizer Inc. : Model Adjustments After2Q07 Earnings
NEUTRAL 0.4200 Q2-07 0.5100 Q3-07 2.1700 FY07 USD * NA NA
18-Jul-07 RobertoCuca
Pfizer Inc. : Early Read on 2Q07Results
NEUTRAL 0.5000 Q2-07 0.5100 Q3-07 2.1700 FY07 USD * NA NA
PG&E Corporation PCG7-Aug-07 Andrew
SmithPG&E Corp. : Expect Strong 2Q07Results to Drive RelativeOutperformance Today - ALERT
NEUTRAL 0.7000 Q2-07 NA Q3-07 2.7000 FY07 USD * NA NA
Philippine Long Distance Telephone Co. TEL.PS24-Sep-07 Luis A.
HiladoPhilippine Long Distance TelephoneCo. (PLDT) : SMS lottery game -Discretion is better?
OVERWEIGHT NA Q2-07 NA Q3-07 190.7400 FY07 PHP 3300.00 11-Apr-07 Jun-08
25-Jul-07 Luis A.Hilado
Philippine Long Distance TelephoneCo. (PLDT) : Acquires broadcastlicense and launches mobile TV =>scenario analysis
OVERWEIGHT NA Q2-07 NA Q3-07 192.2000 FY07 PHP 3300.00 11-Apr-07 Jun-08
Phillips-Van Heusen Corporation PVH.N23-Aug-07 Robert
SamuelsPhillips-Van Heusen : AnotherBetter than Expected Quarter;Reiterate OW - ALERT
OVERWEIGHT 0.6800 Q2-08 1.0400 Q3-08 3.0800 FY07 USD * NA NA
23-Aug-07 RobertSamuels
Phillips-Van Heusen :Housekeeping; Raising Estimates
OVERWEIGHT 0.6800 Q2-08 1.0400 Q3-08 3.0800 FY07 USD * NA NA
Photronics, Inc. PLAB16-Aug-07 Jay Deahna Photronics Inc : F3Q07 Earnings -
Slight Beat, Relatively Flat Outlook,Adj Ests.
NEUTRAL 0.0500 Q3-07 0.1900 Q4-07 0.4800 FY07 USD * NA NA
Piedmont Natural Gas Company, Inc. PNY14-Sep-07 Glenn B.
MullinPiedmont Natural Gas Co. Inc. : InLine F3Q07 Results
NEUTRAL -0.1200 Q3-07 NA Q4-07 1.4500 FY07 USD * NA NA
7-Sep-07 Glenn B.Mullin
Piedmont Natural Gas Co. Inc. : InLine F3Q07, Reaffirms F2007Guidance - Neutral - ALERT
NEUTRAL -0.1000 Q3-07 NA Q4-07 1.4500 FY07 USD * NA NA
6-Sep-07 Glenn B.Mullin
Piedmont Natural Gas Co. Inc. :Expected to Report F3Q07 Earningson 9/7/07 - ALERT
NEUTRAL -0.1000 Q3-07 NA Q4-07 1.4500 FY07 USD * NA NA
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Pike Electric Corporation PEC29-Aug-07 Curtis
WoodworthPike Electric : Reit. Neutral asOrganic Growth Trends RemainMuted & Labor Costs Continue toRestrict Margins
NEUTRAL 0.1800 Q4-08 NA Q1-09 0.7500 FY07 USD * NA NA
Pilgrim's Pride Corporation PPC20-Sep-07 Pablo E.
ZuanicPilgrim's Pride : Much Ado AboutBreast Prices; Keep OW
OVERWEIGHT 0.9400 Q3-07 1.0400 Q4-07 1.3900 FY07 USD 45.00 14-Sep-06 Dec-07
3-Aug-07 Pablo E.Zuanic
Pilgrim's Pride : Panic Selling HasPPC at April 06 Levels - Really
OVERWEIGHT 0.9400 Q3-07 1.0400 Q4-07 1.3900 FY07 USD 45.00 14-Sep-06 Dec-07
31-Jul-07 Pablo E.Zuanic
Pilgrim's Pride : Quick Take on3Q07 Results
OVERWEIGHT 0.8600 Q3-07 1.2900 Q4-07 1.5500 FY07 USD 45.00 14-Sep-06 Dec-07
30-Jul-07 Pablo E.Zuanic
Pilgrim's Pride : A Make or BreakQuarter (3Q Out Tomorrow)?
OVERWEIGHT 0.8600 Q3-07 1.2900 Q4-07 1.5500 FY07 USD 45.00 14-Sep-06 Dec-07
Pinnacle Entertainment, Inc PNK8-Aug-07 Harry C.
CurtisPinnacle Entertainment : Reducing07 Estimates Moderately ButSignificant Long Term Value
OVERWEIGHT 0.2200 Q2-07 0.2800 Q3-07 0.8400 FY07 USD * NA NA
7-Aug-07 Harry C.Curtis
Pinnacle Entertainment : In-line 2Q;St. Louis County Delay LikelyDepresses NT Sentiment, but LTThesis Unchanged
OVERWEIGHT 0.1900 Q2-07 0.2800 Q3-07 0.8400 FY07 USD * NA NA
Pioneer Natural Resources PXD10-Aug-07 Rodney
ClaytonPioneer Natural Resources :Changing Estimates FollowingConference Call
NEUTRAL 0.5200 Q2-07 NA Q3-07 2.1300 FY07 USD * NA NA
7-Aug-07 RodneyClayton
Pioneer Natural Resources : Q2First Take - Slightly Negative -ALERT
NEUTRAL 0.6000 Q2-07 NA Q3-07 2.1300 FY07 USD * NA NA
Plains Exploration & Production Company PXP14-Aug-07 Rodney
ClaytonPlains Exploration & Production :Updating Estimates FollowingConference Call and Acquisitions
NEUTRAL 0.3500 Q2-07 NA Q3-07 1.4200 FY07 USD * NA NA
7-Aug-07 RodneyClayton
Plains Exploration & Production :Earnings Above Consensus, andNear-Term Upside Driven byDeepwater Drilling - ALERT
NEUTRAL 0.3000 Q2-07 NA Q3-07 1.4200 FY07 USD * NA NA
3-Jul-07 RodneyClayton
Plains Exploration & Production :Reaping the Benefits of Exploration
NEUTRAL 0.3700 Q2-07 0.5500 Q3-07 1.5300 FY07 USD * NA NA
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Page 156 of 225
JV with McMoRan - ALERT
Plantronics, Inc. PLT25-Jul-07 Paul Coster Plantronics Inc : 1Q08 Results:
Progress But UncertaintyNEUTRAL 0.3700 Q1-08 0.3400 Q2-08 1.3400 FY07 USD * NA NA
23-Jul-07 Paul Coster Plantronics Inc : 1Q08 Preview: StillSidelined
NEUTRAL 0.2800 Q1-08 0.3400 Q2-08 1.3400 FY07 USD * NA NA
Platinum Underwriters Holdings, Ltd. PTP26-Jul-07 Matthew
HeimermannPlatinum Underwriter Holdings, Ltd.: Adjusting Up 2007-2008 EPS ForMix Changes
NEUTRAL 1.2700 Q2-07 0.9500 Q3-07 4.5300 FY07 USD * NA NA
25-Jul-07 MatthewHeimermann
Platinum Underwriter Holdings, Ltd.: 2Q EPS Higher/Margins In-Line,Competition Hits Top-Line
NEUTRAL 1.2700 Q2-07 0.9300 Q3-07 4.4200 FY07 USD * NA NA
Plexus Corp. PLXS26-Jul-07 Thomas
DingesPlexus : A bit more military, but notmuch new otherwise
NEUTRAL 0.3300 Q3-07 0.4500 Q4-07 1.3000 FY07 USD * NA NA
Plum Creek Timber Co. Inc. PCL10-Sep-07 Claudia K.
ShankPlum Creek Timber : Lake StatesTour Showcases Value Potential
NEUTRAL 0.3300 Q2-07 0.4600 Q3-07 1.5200 FY07 USD * NA NA
24-Jul-07 Claudia K.Shank
Plum Creek Timber : In-Line 2Q;Modestly Trimming FY08 Estimate
NEUTRAL 0.3300 Q2-07 0.4600 Q3-07 1.5200 FY07 USD * NA NA
PNM Resources, Inc. PNM18-Sep-07 Rajeev
LalwaniPNM Resources Inc : RegulatoryEnvironment in NM Remains theFocus; Adjusting Estimates
NEUTRAL 0.1300 Q2-07 NA Q3-07 1.8500 FY07 USD * NA NA
5-Sep-07 RajeevLalwani
PNM Resources Inc : More Delaysin Rate Case, But Largely Reflectedin Valuation - ALERT
NEUTRAL 0.1300 Q2-07 NA Q3-07 1.8500 FY07 USD * NA NA
3-Aug-07 RajeevLalwani
PNM Resources Inc : '07 GuidanceLowered and 2Q Falls Short of Ests.- ALERT
NEUTRAL 0.1300 Q2-07 NA Q3-07 1.8500 FY07 USD * NA NA
2-Jul-07 RajeevLalwani
PNM Resources Inc : Gas RateOutcome Below Expectations;Weakens Outlook for Electric Case
NEUTRAL NA Q2-07 NA Q3-07 1.8500 FY07 USD * NA NA
Polo Ralph Lauren Corporation RL.N8-Aug-07 Lorraine RETAIL-SPECIALTY:Bull/Bear NA 0.8200 Q1-08 NA Q2-08 NA FY07 USD * NA NA
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Page 157 of 225
Maikis analysis
Polypore International, Inc. PPO14-Aug-07 Jeffrey J.
ZekauskasPolypore International : LithiumLimps Ahead
OVERWEIGHT -0.0400 Q2-07 0.0500 Q3-07 0.3500 FY07 USD * NA NA
9-Aug-07 Jeffrey J.Zekauskas
Polypore : We Trim Estimates OVERWEIGHT -0.0400 Q2-07 0.1000 Q3-07 0.5000 FY07 USD * NA NA
8-Aug-07 Jeffrey J.Zekauskas
Polypore : PPO Reports 2Q:07Results: Negative - ALERT
OVERWEIGHT -0.0400 Q2-07 0.1000 Q3-07 0.5000 FY07 USD * NA NA
Pool Corporation POOL24-Sep-07 Curtis
WoodworthSCP Pool Corporation : InvestorDay Highlights Solid Execution InChallenging Environment; AdjustingEsts. For Lower Guidance
NEUTRAL 1.1200 Q2-07 0.4300 Q3-07 1.5000 FY07 USD * NA NA
3-Aug-07 CurtisWoodworth
SCP Pool Corporation : BoardApproves $100M Expansion inShare Repurchase Program -ALERT
NEUTRAL 1.1200 Q2-07 0.6800 Q3-07 1.8000 FY07 USD * NA NA
20-Jul-07 CurtisWoodworth
SCP Pool Corporation : MaintainFY07 EPS Ests. On Inline Quarter;Reiterate Neutral on Valuation
NEUTRAL 1.1200 Q2-07 0.6500 Q3-07 1.8000 FY07 USD * NA NA
Portland General Electric Company POR30-Jul-07 Nikki
EdgecombePortland General Electric Co. :Raising 2007 Guidance on Strong2Q07 Results - ALERT
UNDERWEIGHT0.5000 Q2-07 NA Q3-07 1.7000 FY07 USD * NA NA
Post Properties, Inc. PPS17-Aug-07 Anthony
PaolonePost Properties : Model Update UNDERWEIGHT0.0200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
31-Jul-07 AnthonyPaolone
Post Properties : 2Q beats on gains;core decelerates but doesn't drop offcliff
UNDERWEIGHT0.0200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Potash Corp./Saskatchewan (USA) POT27-Jul-07 David Silver Potash Corp. : Growing Season; We
Raise EstimatesNEUTRAL 0.8800 Q2-07 0.5900 Q3-07 2.6700 FY07 USD * NA NA
26-Jul-07 David Silver Potash Corp. : 2Q POT ResultsExceed Estimates - ALERT
NEUTRAL 0.8000 Q2-07 0.5900 Q3-07 2.6700 FY07 USD * NA NA
Power-One, Inc. PWER
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Page 158 of 225
27-Jul-07 ThomasDinges
Power-One Inc. : Still tough going;Adjusting Estimates
UNDERWEIGHT-0.1000 Q2-07 -0.0600 Q3-07 -0.3300 FY07 USD * NA NA
Powerwave Technologies, Inc. PWAV31-Jul-07 Kimberly
WatkinsPowerwave Technologies : Q207Wrap: Revenue Upside + ExpensesIn-Check = First Signs RestructuringTaking Hold; Adj Ests
NEUTRAL -0.1600 Q2-07 -0.0600 Q3-07 -0.3800 FY07 USD * NA NA
Praxair, Inc. PX26-Jul-07 Jeffrey J.
ZekauskasPraxair : Roles to Reverse OVERWEIGHT 0.8900 Q2-07 0.9000 Q3-07 3.5500 FY07 USD * NA NA
Precision Castparts Corp. PCP25-Jul-07 Joseph B.
NadolPrecision Castparts : Continues toForge Ahead; Raising Estimates
OVERWEIGHT 1.6100 Q1-08 1.5900 Q2-08 6.5000 FY07 USD * NA NA
24-Jul-07 Joseph B.Nadol
Precision Castparts : First Look atQ1 Earnings - ALERT
OVERWEIGHT 1.4800 Q1-08 1.5900 Q2-08 6.5000 FY07 USD * NA NA
Prestige Brands Holdings, Inc. PBH7-Aug-07 Dara W.
MohsenianPrestige Brands : Q1 EPS In Line,But Low Quality
NEUTRAL 0.1700 Q1-08 0.1800 Q2-08 0.7500 FY07 USD * NA NA
Pride International, Inc. PDE3-Aug-07 Michael K.
LaMottePride International Inc. : Growth inPlace, Land Sale Approaches
NEUTRAL 0.7100 Q2-07 0.9000 Q3-07 3.1000 FY07 USD * NA NA
Principal Financial Group, Inc. PFG31-Jul-07 Jimmy
BhullarPrincipal Financial Group : StrongEPS, Lackluster Sales and NetFlows
UNDERWEIGHT1.0500 Q2-07 1.0200 Q3-07 3.8600 FY07 USD * NA NA
PrivateBancorp, Inc. PVTB28-Aug-07 Steven
AlexopoulosPrivateBancorp, Inc. : RemovingFrom Focus List on Sharp PriceAppreciation, Maintain OW onLaSalle Opportunity
OVERWEIGHT 0.4000 Q2-07 0.4400 Q3-07 1.7000 FY07 USD * NA NA
2-Aug-07 StevenAlexopoulos
PrivateBancorp, Inc. : InvestorMeeting Highlights: Management IsFocused on Restarting the GrowthEngine, Reiterate OW
OVERWEIGHT 0.4000 Q2-07 0.4400 Q3-07 1.7000 FY07 USD 38.00 2-Jul-07 Jul-08
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23-Jul-07 StevenAlexopoulos
PrivateBancorp, Inc. : 2Q07 FirstLook; 2Q07 Results Generally InLine with Earlier Preannouncement -ALERT
OVERWEIGHT 0.3700 Q2-07 0.4400 Q3-07 1.7000 FY07 USD 38.00 2-Jul-07 Jul-08
23-Jul-07 StevenAlexopoulos
PrivateBancorp, Inc. : 2Q07 PostCall; With a Tough 2Q Now Behindthe Company, It's Time to LookForward, Reiterate OW
OVERWEIGHT 0.3700 Q2-07 0.4400 Q3-07 1.7000 FY07 USD 38.00 2-Jul-07 Jul-08
Progress Energy, Inc. PGN8-Aug-07 Andrew
SmithProgress Energy : 2Q Results aboutin Line after Adjustments;Reaffirmed 2007 Guidance - ALERT
NEUTRAL 0.5500 Q2-07 NA Q3-07 2.7000 FY07 USD * NA NA
ProLogis PLD20-Aug-07 Michael
MuellerProLogis : Raising estimatesfollowing MPR loan conversion;Announces new funds
OVERWEIGHT 1.5000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
27-Jul-07 MichaelMueller
ProLogis : Q2 well ahead on CDFSmargins; Guidance/estimates maymove up again
OVERWEIGHT 1.5000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Prosperity Bancshares, Inc. PRSP23-Jul-07 John Pancari Prosperity Bancshares : 2Q Call
Recap: Outlook Remains Favorable,But Valuation Fair; Reiterate Neutral
NEUTRAL 0.5200 Q2-07 0.5400 Q3-07 2.1100 FY07 USD * NA NA
20-Jul-07 John Pancari Prosperity Bancshares : EssentiallyIn-Line 2Q; Trends Mixed - ALERT
NEUTRAL 0.5100 Q2-07 0.5400 Q3-07 2.1100 FY07 USD * NA NA
Protective Life Corp. PL3-Aug-07 Jimmy
BhullarProtective Life : In-Line EPS, StrongSales; Our Outlook is Mixed
NEUTRAL 0.9100 Q2-07 0.9300 Q3-07 4.0000 FY07 USD * NA NA
Provident Bankshares Corporation PBKS19-Jul-07 John Pancari Provident Bankshares : Relatively
Mixed 2Q Results - ALERTNEUTRAL 0.5300 Q2-07 0.6100 Q3-07 2.2700 FY07 USD * NA NA
Prudential Financial, Inc. PRU2-Aug-07 Jimmy
BhullarPrudential Financial : Sub-prime aConcern, but Business OutlookPositive
OVERWEIGHT 1.8700 Q2-07 1.8100 Q3-07 7.2900 FY07 USD * NA NA
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PS Business Parks, Inc. PSB10-Aug-07 Michael
MuellerPS Business Parks : ModelAdjustment
OVERWEIGHT 0.1700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
8-Aug-07 MichaelMueller
PS Business Parks : Q2 generallyin-line; core markets continue to dowell
OVERWEIGHT 0.1700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
PSS World Medical, Inc. PSSI26-Jul-07 Lisa Gill PSS World Medical, Inc. : 1Q
Results in line withPreannouncement; Pedigree CostsNot Material Going Forward
NEUTRAL 0.1300 Q1-08 0.2200 Q2-08 0.8200 FY07 USD * NA NA
20-Jul-07 Lisa Gill PSS World Medical, Inc. : LoweringQ1 Numbers withPre-Announcement: Look for MoreColor with Quarterly Results
NEUTRAL 0.1900 Q1-08 0.2100 Q2-08 0.8800 FY07 USD * NA NA
Psychiatric Solutions, Inc. PSYS.OQ26-Jul-07 Andreas
DirnaglPsychiatric Solutions Inc : 2Q07Results Beat, Should CalmInvestors - ALERT
OVERWEIGHT 0.3700 Q2-07 0.4000 Q3-07 1.5200 FY07 USD * NA NA
26-Jul-07 AndreasDirnagl
Psychiatric Solutions Inc :Operations Solidly on Track; PSYSRemains a Top Pick
OVERWEIGHT 0.3700 Q2-07 0.4000 Q3-07 1.5200 FY07 USD * NA NA
Public Storage PSA3-Aug-07 Michael
MuellerPublic Storage : Q2 operating FFO$0.02+ above us; Strategic benefitsmaterializing
OVERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
3-Aug-07 MichaelMueller
Public Storage : Post-call modeladjustment
OVERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
Puget Energy, Inc. PSD6-Aug-07 Nikki
EdgecombePuget Energy : PCA MechanismBoosts 2Q07 Results; 2007Guidance Reaffirmed - ALERT
NEUTRAL 0.2500 Q2-07 NA Q3-07 1.6000 FY07 USD * NA NA
Pulte Homes, Inc. PHM26-Jul-07 Michael
RehautPulte : 2Q Rptd In-Line Following7/17 Preannouncement; 3QGuidance Modestly Encouraging;Raising Ests.
OVERWEIGHT -2.0100 Q2-07 -0.4100 Q3-07 -3.0500 FY07 USD * NA NA
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26-Jul-07 MichaelRehaut
Pulte : Post-Call Notes: Free CashFlow Generation Goals Reiterated;Maintain Relative OW Rating
OVERWEIGHT -2.0100 Q2-07 -0.4100 Q3-07 -3.0500 FY07 USD * NA NA
17-Jul-07 MichaelRehaut
Pulte : 2Q Charges Sizeable andDisappointing, Yet Similar to OthersAs a Percent of Equity; LoweringEsts.
OVERWEIGHT -0.1500 Q2-07 0.1500 Q3-07 0.0700 FY07 USD * NA NA
Qimonda AG (ADR) QI25-Jul-07 Shawn
WebsterQimonda AG : Lowering Estimates,Capex Cuts Good, We WishEveryone Else Would Cut Too
OVERWEIGHT -0.6400 Q3-07 -0.3708 Q4-07 -0.0668 FY07 EUR * NA NA
QLogic Corporation QLGC16-Aug-07 Mark
MoskowitzQLogic Corporation : The RoadAhead: President and CFO MeetingHighlights Longer-termOpportunities
NEUTRAL 0.1600 Q1-08 NA Q2-08 NA FY07 USD * NA NA
27-Jul-07 MarkMoskowitz
QLogic Corporation : Dearth ofCatalysts: Downgrading to Neutraland Removing from Focus List; Adj.Ests.
NEUTRAL 0.1600 Q1-08 0.1900 Q2-08 0.8200 FY07 USD * NA NA
QUALCOMM, Inc. QCOM26-Sep-07 Ehud A.
Gelblum PhD
QUALCOMM : Adj EstsPost-Preannouncement - SolidBusiness Fundamentals Still OffsetBy Legal Woes; Reit N
NEUTRAL 0.5500 Q3-07 0.4900 Q4-07 1.9600 FY07 USD * NA NA
25-Sep-07 Ehud A.Gelblum PhD
QUALCOMM : Incredibly ShrinkingTax Rate Contributes to PoorQuality of Earnings Upside - ALERT
NEUTRAL 0.5500 Q3-07 0.4900 Q4-07 1.9600 FY07 USD * NA NA
13-Aug-07 Ehud A.Gelblum PhD
QUALCOMM : Lupin Out - Not aWar Time Conciliare - ALERT
NEUTRAL 0.5500 Q3-07 0.4900 Q4-07 1.9600 FY07 USD * NA NA
7-Aug-07 Ehud A.Gelblum PhD
QUALCOMM : ITC 20-Year No VetoStreak Stays Alive - ALERT
NEUTRAL 0.5500 Q3-07 0.4900 Q4-07 1.9600 FY07 USD * NA NA
23-Jul-07 Ehud A.Gelblum PhD
QUALCOMM : VZ Conf CallReveals Rationale for BRCMSettlement but Uncertainties Linger -ALERT
NEUTRAL 0.5400 Q3-07 0.4700 Q4-07 1.9400 FY07 USD * NA NA
20-Jul-07 Ehud A.Gelblum PhD
QUALCOMM : Broadcom andVerizon Sitting in a Tree... - ALERT
NEUTRAL 0.5400 Q3-07 0.4700 Q4-07 1.9400 FY07 USD * NA NA
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Quality Systems, Inc. QSII7-Aug-07 Atif Abdul
RahimQuality Systems : Slipped DealsTrigger EPS Miss
OVERWEIGHT 0.2900 Q1-08 0.3800 Q2-08 1.5000 FY07 USD * NA NA
Quanta Services, Inc. PWR3-Aug-07 Curtis
WoodworthQuanta Services : TransmissionSpending at Inflection Point
NEUTRAL 0.1700 Q2-07 0.2200 Q3-07 0.7400 FY07 USD * NA NA
2-Aug-07 CurtisWoodworth
Quanta Services : 2Q Clean EPSInline; 3Q Guidance Fine But StockCould Be Weak on IFS Results -ALERT
NEUTRAL 0.1700 Q2-07 0.2200 Q3-07 0.7400 FY07 USD * NA NA
Quest Software, Inc. QSFT17-Sep-07 Aaron M.
SchwartzQuest Software : Financial Update:Positive Step Forward, More toCome
OVERWEIGHT 0.1200 Q2-06 0.1400 Q3-06 0.6500 FY07 USD * NA NA
7-Sep-07 Aaron M.Schwartz
Quest Software : Still on Target,Update Expected Soon.Risk-Reward Favors the Upside
OVERWEIGHT 0.1200 Q2-06 0.1400 Q3-06 0.6500 FY07 USD * NA NA
16-Jul-07 Aaron M.Schwartz
Quest Software : RevenueDiversification Mitigates OracleConcerns; Reiterate Overweight
OVERWEIGHT 0.1200 Q2-06 0.1400 Q3-06 0.6500 FY07 USD * NA NA
Questar Corporation STR5-Sep-07 Glenn B.
MullinQuestar Corp. : Pinedale SEISDelayed - Minimal Negative Impact -ALERT
OVERWEIGHT 0.6400 Q2-07 NA Q3-07 2.6500 FY07 USD * NA NA
4-Sep-07 Glenn B.Mullin
Questar Corp. : Initial Trail 14D-10HWell Results Positive; Still Early -ALERT
OVERWEIGHT 0.6400 Q2-07 NA Q3-07 2.6500 FY07 USD * NA NA
Quicksilver Resources Inc KWK8-Aug-07 Joseph D.
AllmanQuicksilver Resources Inc :Production Drives Earnings AboveConsensus - ALERT
NEUTRAL 0.3200 Q2-07 NA Q3-07 1.4700 FY07 USD * NA NA
Quintana Maritime Limited QMAR9-Aug-07 Jonathan
ChappellQuintana Maritime Ltd. : RaisingEPS Estimates Modestly on HigherRates
NEUTRAL 0.3200 Q2-07 0.3700 Q3-07 1.3700 FY07 USD * NA NA
23-Jul-07 JonathanChappell
Quintana Maritime Ltd. : LoweringEst. on Completion of Sale &
NEUTRAL 0.3600 Q2-07 0.3700 Q3-07 1.3900 FY07 USD * NA NA
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Leaseback3-Jul-07 Jonathan
ChappellQuintana Maritime Ltd. :Sale-and-Leaseback would likelyHurt '08 EPS, but Improve FinancialFlexibility and Fleet Profile
NEUTRAL 0.3600 Q2-07 0.3700 Q3-07 1.3900 FY07 USD * NA NA
Qwest Communications International Inc. Q.N4-Sep-07 Jonathan
ChaplinQwest Communications : ThreeCatalysts To Drive Nearly 20%Upside; One Down, Two to Go -ALERT
OVERWEIGHT 0.1400 Q2-07 0.1700 Q3-07 0.6500 FY07 USD 10.50 2-Aug-07 Aug-08
13-Aug-07 JonathanChaplin
Qwest Communications :Announcement of New CEOPositive - ALERT
OVERWEIGHT 0.1400 Q2-07 0.1700 Q3-07 0.6500 FY07 USD 10.50 2-Aug-07 Aug-08
2-Aug-07 JonathanChaplin
Qwest Communications : ExpectCatalysts in the Second Half; Addingto JPM Focus List; $10.50 PT
OVERWEIGHT 0.1400 Q2-07 0.1700 Q3-07 0.6500 FY07 USD 10.50 2-Aug-07 Aug-08
1-Aug-07 JonathanChaplin
Qwest Communications : 2Q07Quick Take - ALERT
OVERWEIGHT 0.1500 Q2-07 0.1700 Q3-07 0.6500 FY07 USD * NA NA
R.H. Donnelley Corporation RHD26-Jul-07 Fred W.
SearbyR.H. Donnelley : AcquiresBusiness.com; Solid 2Q07
OVERWEIGHT 0.3400 Q2-07 0.3000 Q3-07 1.1900 FY07 USD * NA NA
Radio One, Inc. ROIA25-Sep-07 John
BlackledgeRadio One Inc : Credit AgreementAmended on Favorable Terms
OVERWEIGHT 0.0200 Q2-07 0.0500 Q3-07 0.1000 FY07 USD * NA NA
23-Aug-07 JohnBlackledge
Radio One Inc : Restating Equity inLoss of Affiliates; AdjustingEstimates
OVERWEIGHT 0.0200 Q2-07 0.0500 Q3-07 0.0800 FY07 USD * NA NA
RadioShack Corporation RSH30-Aug-07 Stephen
ChickRadioShack : Adj Ests;Housekeeping
NEUTRAL 0.2700 Q2-07 0.2400 Q3-07 1.4500 FY07 USD * NA NA
RAIT Financial Trust RAS26-Sep-07 Andrew
WesselRAIT Financial Trust : AdjustingEstimates to Reflect HigherExpected Losses from Asset Salesand Impairments
OVERWEIGHT 0.8300 Q2-07 0.7100 Q3-07 3.1200 FY07 USD * NA NA
3-Aug-07 AndrewWessel
RAIT Financial Trust : LoweringEstimates on Mortgage and
OVERWEIGHT 0.8300 Q2-07 1.0000 Q3-07 3.7800 FY07 USD * NA NA
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Homebuilder Credit Exposures;Removing from AFL
2-Aug-07 AndrewWessel
RAIT Financial Trust : LiquidityAmple, Credit Exposure to BeDetailed on Conference Call -ALERT
OVERWEIGHT 0.8300 Q2-07 1.0000 Q3-07 3.7800 FY07 USD 45.00 15-Jun-07 Jun-08
1-Aug-07 AndrewWessel
RAIT Financial Trust : Spotlight onManagement - Our Expectations forthe Earnings Release andConference Call
OVERWEIGHT 0.8800 Q2-07 1.0000 Q3-07 3.7800 FY07 USD 45.00 15-Jun-07 Jun-08
23-Jul-07 AndrewWessel
RAIT Financial Trust : Adjusting 2QEstimate FollowingPre-Announcement
OVERWEIGHT 0.9400 Q2-07 1.0000 Q3-07 3.8400 FY07 USD 45.00 15-Jun-07 Jun-08
11-Jul-07 AndrewWessel
RAIT Financial Trust : OurSustainable Dividend AnalysisIndicates Stock RemainsUndervalued - Reiterate OW
OVERWEIGHT 0.9400 Q2-07 1.0000 Q3-07 3.8400 FY07 USD 45.00 15-Jun-07 Jun-08
Ralcorp Holdings, Inc. RAH8-Aug-07 Pablo E.
ZuanicRalcorp Holdings Inc : Review of3Q07 Results
NEUTRAL 1.1300 Q3-07 0.6200 Q4-07 3.1000 FY07 USD * NA NA
6-Jul-07 Pablo E.Zuanic
Ralcorp Holdings Inc : Likely ToBeat June Quarter ConsensusEstimates
NEUTRAL 1.0000 Q3-07 0.6200 Q4-07 3.1000 FY07 USD * NA NA
Randgold Resources Limited RRS.L2-Aug-07 Allan J.
CookeRandgold Resources Ltd : 2Q07result lower than forecast, stronger2H07 outlook - ALERT
OVERWEIGHT 0.1800 Q2-07 NA Q3-07 1.2900 FY07 GBP 1430.00 17-Jul-07 Jul-08
Range Resources Corp. RRC27-Jul-07 Rodney
ClaytonRange Resources Corp : AdjustingEstimates Following ConferenceCall
OVERWEIGHT 0.4100 Q2-07 NA Q3-07 1.6200 FY07 USD * NA NA
26-Jul-07 RodneyClayton
Range Resources Corp : Q2 FirstTake - Neutral - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 1.6200 FY07 USD * NA NA
Rayonier Inc. RYN17-Sep-07 Claudia K.
ShankRayonier : Raising FY07 ForecastFollowing $47MM Land Sale
OVERWEIGHT 0.5500 Q2-07 0.5200 Q3-07 2.0500 FY07 USD * NA NA
25-Jul-07 Claudia K.Shank
Rayonier : Core Businesses RemainIntact; Tweaking Estimates
OVERWEIGHT 0.5500 Q2-07 0.5200 Q3-07 2.0500 FY07 USD * NA NA
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Realty Income Corp O6-Sep-07 Anthony
PaoloneRealty Income : Adjusting estimatesafter large bond deal
NEUTRAL 0.3100 Q2-07 NA Q3-07 NA FY07 USD * NA NA
20-Aug-07 AnthonyPaolone
Realty Income : Model Adjustment NEUTRAL 0.3100 Q2-07 NA Q3-07 NA FY07 USD * NA NA
2-Aug-07 AnthonyPaolone
Realty Income : 2Q FFO beatprimarily on higher Crest Netcontribution
NEUTRAL 0.3100 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Red Hat, Inc. RHT26-Sep-07 Adam Holt Red Hat Inc : Several Moving
Pieces in Second Quarter ResultsNEUTRAL 0.1700 Q2-08 0.1800 Q3-08 0.7100 FY07 USD * NA NA
25-Sep-07 Adam Holt Red Hat Inc : Q2 QuickTake--Cashflow Recovers, BillingsStill an Issue - ALERT
NEUTRAL 0.1700 Q2-08 0.1800 Q3-08 0.7100 FY07 USD * NA NA
2-Aug-07 Adam Holt Red Hat Inc : Mgmt. Meetings Pointto Opportunities & Transitions
NEUTRAL 0.1700 Q2-08 0.1800 Q3-08 0.7100 FY07 USD * NA NA
Red Robin Gourmet Burgers, Inc. RRGB17-Aug-07 Steven Rees Red Robin Gourmet Burgers :
Comp/New Unit Volume TrendsShow Improvement, But Higher F08Development Adds Risk
NEUTRAL 0.4400 Q2-07 0.4800 Q3-07 1.8800 FY07 USD * NA NA
Regal Entertainment Group RGC20-Sep-07 Barton
CrockettRegal Entertainment Group : BlueChip, But Less Upside PotentialThan Peers, Initiate at Neutral
NEUTRAL 0.2200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Regency Centers Corporation REG6-Aug-07 Michael
MuellerRegency Centers : ModelAdjustment
OVERWEIGHT 0.6400 Q2-07 NA Q3-07 NA FY07 USD * NA NA
2-Aug-07 MichaelMueller
Regency Centers : Executing onplan; Deal flow accelerates
OVERWEIGHT 0.6400 Q2-07 NA Q3-07 NA FY07 USD * NA NA
Republic Services, Inc. RSG27-Jul-07 Scott Levine Republic Services Inc : Margins
Expand Impressively, Drive Q2 Beat- ALERT
OVERWEIGHT 0.4200 Q2-07 0.4000 Q3-07 1.5300 FY07 USD * NA NA
27-Jul-07 Scott Levine Republic Services Inc : RaisingEstimates for Greater PricingLeverage
OVERWEIGHT 0.4200 Q2-07 0.4300 Q3-07 1.6100 FY07 USD * NA NA
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Research In Motion Limited RIMM19-Sep-07 Paul Coster Research in Motion : 8820 To
Launch Domestically with AT&T -ALERT
OVERWEIGHT 0.4633 Q2-08 0.4800 Q3-08 1.8433 FY07 USD * NA NA
2-Jul-07 Paul Coster Research in Motion : After Math:Nudging Up Estimates
OVERWEIGHT 1.3800 Q2-08 1.4400 Q3-08 5.4500 FY07 USD * NA NA
ResMed Inc. (CHESS) RMD.AX8-Aug-07 Alexander
SmithResMed Inc : Soft 4Q07 but theworst is likely over
OVERWEIGHT NA Q4-08 NA Q1-09 22.4409 FY07 AUD 6.67 8-Aug-07 Jun-08
26-Jul-07 AlexanderSmith
ResMed Inc : Respironics 4Q07 is apositive signal for RMD
OVERWEIGHT NA Q4-07 NA Q1-08 NA FY07 AUD 6.64 26-Jul-07 Jun-08
Resource Capital Corp. RSO9-Aug-07 Andrew
WesselResource Capital : DiscountValuation and Sustainable DividendCreate an Attractive Value Story -Reiterate OW
OVERWEIGHT 0.4300 Q2-07 0.4300 Q3-07 1.6600 FY07 USD * NA NA
3-Aug-07 AndrewWessel
Resource Capital : DividendAppears Sustainable Even if AssetOrigination Ceases - Reiterate OW
OVERWEIGHT 0.4300 Q2-07 0.5100 Q3-07 1.8600 FY07 USD * NA NA
Resources Connection, Inc. RECN26-Jul-07 Michael J.
FoxResources Global : FY2007 10KReview
NEUTRAL 0.3700 Q4-08 NA Q1-09 1.3000 FY07 USD * NA NA
12-Jul-07 Michael J.Fox
Resources Global : F4Q07 EPSSlightly Above Cons., Strong RevGrowth
NEUTRAL NA Q4-08 NA Q1-09 1.3000 FY07 USD * NA NA
Reynolds American, Inc. RAI25-Jul-07 Erik
BloomquistReynolds American : Weak Q2Results, Guidance Tightened, NoBuyback Yet - ALERT
NEUTRAL NA Q2-07 NA Q3-07 4.4800 FY07 USD 70.00 22-Jan-07 Jan-08
9-Jul-07 ErikBloomquist
Reynolds American : Upgradingestimates on Conwood strength
NEUTRAL 1.1400 Q2-07 NA Q3-07 4.4800 FY07 USD 70.00 22-Jan-07 Jan-08
RF Micro Devices, Inc. RFMD28-Sep-07 Christopher
DanelyRF Micro Devices : MOT OrdersPicking Up, Raising Estimates;Reiterate Neutral
NEUTRAL 0.0400 Q1-08 0.0600 Q2-08 0.2300 FY07 USD * NA NA
14-Aug-07 ChristopherDanely
RF Micro Devices : RFMD AcquiresSirenza Microdevices
NEUTRAL 0.0400 Q1-08 0.0600 Q2-08 0.2300 FY07 USD * NA NA
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25-Jul-07 ChristopherDanely
RF Micro Devices : Good RevenueGuidance But Margins Continue toDecline, Reiterate Neutral
NEUTRAL 0.0400 Q1-08 0.0500 Q2-08 0.2300 FY07 USD * NA NA
Rite Aid Corporation RAD28-Sep-07 Lisa Gill Rite Aid : 2Q08 a Mixed Bag;
Maintain Neutral RatingNEUTRAL -0.1000 Q2-08 -0.0600 Q3-08 -0.1400 FY07 USD * NA NA
Robert Half International Inc. RHI7-Aug-07 Michael J.
FoxRobert Half International, Inc. :2Q07 10Q Review
OVERWEIGHT 0.4400 Q2-07 0.4700 Q3-07 1.8200 FY07 USD * NA NA
25-Jul-07 Michael J.Fox
Robert Half International, Inc. :Results Above Expectations, ButOutlook Remains Cautious
OVERWEIGHT 0.4400 Q2-07 0.5000 Q3-07 1.8700 FY07 USD * NA NA
Rock-Tenn RKT25-Jul-07 Claudia K.
ShankRock-Tenn : RKT Beats the StreetAgain; Adjusting Estimates
NEUTRAL 0.6400 Q3-07 0.5500 Q4-07 2.1600 FY07 USD * NA NA
25-Jul-07 Claudia K.Shank
Rock-Tenn : Pre-Call Note: RKTBeats Street Again in Fiscal 3Q
NEUTRAL 0.6400 Q4-07 0.6500 Q4-07 2.1500 FY07 USD * NA NA
Rockwell Automation ROK26-Sep-07 C. Stephen
Tusa Jr.Rockwell Automation : GM/UAWDeal a Positive - ALERT
NEUTRAL 1.0700 Q3-07 1.0400 Q4-07 3.6800 FY07 USD * NA NA
24-Sep-07 C. StephenTusa Jr.
Rockwell Automation : GreatFranchise With Attractive Long TermPotential, But Downgrading ToNeutral Following RecentOutperformance
NEUTRAL 1.0700 Q3-07 1.0400 Q4-07 3.6800 FY07 USD * NA NA
24-Aug-07 C. StephenTusa Jr.
Rockwell Automation : ModestUpward Revision to CustomerSpending Plans an IncrementalPositive
OVERWEIGHT 1.0700 Q3-07 1.0500 Q4-07 3.6800 FY07 USD * NA NA
25-Jul-07 C. StephenTusa Jr.
Rockwell Automation : Follow-Upfrom the Conference Call - ALERT
OVERWEIGHT 0.9300 Q3-07 NA Q4-07 3.6200 FY07 USD * NA NA
16-Jul-07 C. StephenTusa Jr.
Rockwell Automation : AFundamental Bottom for US AutoWould Be Positive
OVERWEIGHT 0.9300 Q3-07 NA Q4-07 3.6200 FY07 USD * NA NA
Rockwell Collins, Inc. COL26-Jul-07 Joseph B.
NadolRockwell Collins : First Take on Q3Earnings - ALERT
NEUTRAL 0.8400 Q3-07 0.9000 Q4-07 3.4000 FY07 USD * NA NA
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Rockwood Holdings, Inc. ROC31-Jul-07 Silke Kueck Rockwood Holdings, Inc. : Robust
Results; We Lift EstimatesOVERWEIGHT 0.5100 Q2-07 0.3900 Q3-07 1.7000 FY07 USD * NA NA
30-Jul-07 Silke Kueck Rockwood Holdings, Inc. : ROC 2QEPS Meet Street Estimates - ALERT
OVERWEIGHT 0.4700 Q2-07 0.3900 Q3-07 1.7000 FY07 USD * NA NA
Rohm and Haas Company ROH26-Sep-07 Jeffrey J.
ZekauskasRohm and Haas : We ShaveEstimates
NEUTRAL 0.7800 Q2-07 0.9000 Q3-07 3.5000 FY07 USD * NA NA
26-Jul-07 Jeffrey J.Zekauskas
Rohm and Haas : Slow 2007: Faster2008
NEUTRAL 0.7800 Q2-07 0.9900 Q3-07 3.5000 FY07 USD * NA NA
24-Jul-07 Jeffrey J.Zekauskas
Rohm and Haas : 2Q EPS AboveConsensus - ALERT
NEUTRAL 0.7900 Q2-07 0.9900 Q3-07 3.5000 FY07 USD * NA NA
Roper Industries, Inc. ROP30-Jul-07 Curtis
WoodworthRoper Industries : Strong OrderGrowth (up 14%) Suggests OrganicGrowth Rates Should RemainStrong; Reit OW
OVERWEIGHT 0.6600 Q2-07 0.6900 Q3-07 2.6400 FY07 USD * NA NA
26-Jul-07 CurtisWoodworth
Roper Industries : 2Q Clean EPS of$0.67 is $0.02 above JPM/StreetView; RF, Industrial and EnergyOffset Imaging; 2 Bolt-onsCompleted; Reit. OW - ALERT
OVERWEIGHT 0.6600 Q2-07 0.6900 Q3-07 2.6400 FY07 USD * NA NA
Rowan Companies, Inc. RDC3-Aug-07 Michael K.
LaMotteRowan Co. : Catalysts Less Clear;Adj. Estimates
NEUTRAL 1.0800 Q2-07 1.1500 Q3-07 4.0500 FY07 USD * NA NA
Royal Caribbean Cruises Ltd. RCL.N26-Jul-07 Dean
GianoukosRoyal Caribbean Cruises : FirstGlance: In-Line Q2, Lowers FY07Guidance On Fuel
OVERWEIGHT 0.5900 Q2-07 1.9600 Q3-07 2.8500 FY07 USD * NA NA
26-Jul-07 DeanGianoukos
Royal Caribbean Cruises : SolidQuarter, Ex-Fuel Outlook Improving
OVERWEIGHT 0.5900 Q2-07 1.9600 Q3-07 2.8500 FY07 USD * NA NA
13-Jul-07 DeanGianoukos
Royal Caribbean Cruises :Upgrading To Overweight OnValuation
OVERWEIGHT 0.5700 Q2-07 1.9600 Q3-07 2.8400 FY07 USD * NA NA
9-Jul-07 DeanGianoukos
Royal Caribbean Cruises : CancelsTwo Cruises, Lowering Estimates
NEUTRAL 0.5700 Q2-07 NA Q3-07 2.9800 FY07 USD * NA NA
RPM International Inc. RPM
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24-Jul-07 Jeffrey J.Zekauskas
RPM International Inc. : Not aTaxing Quarter
NEUTRAL 0.7000 Q4-08 0.5900 Q1-09 1.7000 FY07 USD * NA NA
23-Jul-07 Jeffrey J.Zekauskas
RPM International Inc. : RPMF4Q:07 Results Exceed StreetEstimates - ALERT
NEUTRAL 0.6500 Q4-07 0.5400 Q1-08 1.5500 FY07 USD * NA NA
RSC Holdings Inc. RRR11-Sep-07 Phil Gresh RSC Holdings Inc. : Nice House,
Tough Block; Initiating with a NeutralRating
NEUTRAL 0.3600 Q2-07 0.4700 Q3-07 1.4700 FY07 USD * NA NA
Ruby Tuesday, Inc. QCOM.O18-Sep-07 Steven Rees Ruby Tuesday, Inc. : 1Q SSS &
EPS Below Expectations; LoweringEst's
NEUTRAL 0.4900 Q4-08 NA Q1-09 1.5800 FY07 USD * NA NA
12-Jul-07 Steven Rees Ruby Tuesday, Inc. : BrandEvolution Continues, But N-TOutlook Challenging; LoweringEstimates
NEUTRAL 0.5400 Q4-08 NA Q1-09 1.8600 FY07 USD * NA NA
Ruddick Corporation RDK23-Aug-07 Stephen
ChickRuddick Corporation :Housekeeping, Adjusting Ests.;Neutral
NEUTRAL 0.4400 Q3-07 0.4200 Q4-07 1.6200 FY07 USD * NA NA
Ruth's Chris Steak House, Inc. RUTH1-Aug-07 Steven Rees Ruth's Chris Steak House : 2Q In
Line; L-T Risk/Reward RemainsFavorable
OVERWEIGHT 0.2300 Q2-07 0.1100 Q3-07 0.9600 FY07 USD * NA NA
Ryder System, Inc. R30-Aug-07 Brannon
CookRyder : Pollock AcquisitionIncreases Canadian Market Share;Should Be Slightly Accretive
NEUTRAL 1.0800 Q2-07 1.2200 Q3-07 4.3300 FY07 USD * NA NA
30-Jul-07 BrannonCook
Ryder : Full Service Lease GrowthAccelerates Despite Soft TruckingMarket
NEUTRAL 1.0800 Q2-07 1.2100 Q3-07 4.3000 FY07 USD * NA NA
Ryerson Inc. RYI1-Aug-07 Michael
GambardellaRyerson Inc : Results improvingprior to pending sale to PlatinumEquity - Raising EPS
OVERWEIGHT 1.0500 Q2-07 0.9300 Q3-07 3.5000 FY07 USD * NA NA
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Safeway Inc. SWY20-Jul-07 Stephen
ChickSafeway : Q207 Review;Underweight, Valuation
UNDERWEIGHT0.4900 Q2-07 0.4200 Q3-07 1.9600 FY07 USD * NA NA
SAIC, Inc. SAI7-Sep-07 Joseph B.
NadolSAIC : Solid Q2 with Nice Margins;Raising Estimates
NEUTRAL 0.2400 Q2-08 0.2400 Q3-08 0.8700 FY07 USD * NA NA
22-Aug-07 Joseph B.Nadol
SAIC : Transition Could OfferOpportunity, But Valuation Not QuiteThere; Initiating at Neutral
NEUTRAL 0.2400 Q2-08 0.2400 Q3-08 0.8700 FY07 USD * NA NA
Sanderson Farms, Inc. SAFM28-Aug-07 Pablo E.
ZuanicSanderson Farms, Inc. : Quick Takeon 3Q07 Results - ALERT
NEUTRAL 1.8400 Q3-07 1.7600 Q4-07 4.7900 FY07 USD * NA NA
22-Aug-07 Pablo E.Zuanic
Sanderson Farms, Inc. : Solid JulyQuarter Expected; Taking EstimatesUp
NEUTRAL 1.7300 Q3-07 1.7600 Q4-07 4.6800 FY07 USD * NA NA
SanDisk Corporation SNDK27-Sep-07 Paul Coster Sandisk Corp : Toshiba Chips In;
Reiterate Overweight RatingOVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.6000 FY07 USD * NA NA
24-Sep-07 Paul Coster Sandisk Corp : The Future of Solids:SSD vs. HDD
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.6000 FY07 USD * NA NA
10-Sep-07 Paul Coster Sandisk Corp : Broad MP3 Line-Upfor the Holidays - Mild Positive -ALERT
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.6000 FY07 USD * NA NA
6-Sep-07 Paul Coster Sandisk Corp : Lots In Store:Reiterate Overweight Rating
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.6000 FY07 USD * NA NA
31-Aug-07 Paul Coster Sandisk Corp : Interesting Twist onSSD Pricing Versus HDD - ALERT
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.6000 FY07 USD * NA NA
7-Aug-07 Paul Coster Sandisk Corp : Fortune FavorsToshiba's Partner Too: Adj Ests.
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.5800 FY07 USD * NA NA
6-Aug-07 Paul Coster Sandisk Corp : More Evidence ofFirming Prices
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.5800 FY07 USD * NA NA
26-Jul-07 Paul Coster Sandisk Corp : Apple Read-Through- Mild Positive for SNDK - ALERT
OVERWEIGHT 0.3000 Q2-07 0.3600 Q3-07 1.5800 FY07 USD * NA NA
20-Jul-07 Paul Coster Sandisk Corp : Strong 2Q Results:Big Bit Growth; Adj Ests.
OVERWEIGHT 0.3000 Q2-07 0.4100 Q3-07 1.5100 FY07 USD * NA NA
18-Jul-07 Paul Coster Sandisk Corp : News Flash:Upgrading to Overweight; RaisingEsts.
OVERWEIGHT 0.1400 Q2-07 0.3200 Q3-07 1.3200 FY07 USD * NA NA
13-Jul-07 Paul Coster Sandisk Corp : Samsung 2QResults: First Take - Positive for
NEUTRAL 0.1400 Q2-07 0.3200 Q3-07 1.3200 FY07 USD * NA NA
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SNDK - ALERT11-Jul-07 Paul Coster Sandisk Corp : Stranded on This
Fence StillNEUTRAL 0.1400 Q2-07 0.3200 Q3-07 1.3200 FY07 USD * NA NA
Sanmina-SCI Corporation SANM26-Jul-07 Thomas
DingesSanmina-SCI Corporation : Back tothe Future; Adjusting Estimates
UNDERWEIGHT-0.0400 Q3-07 0.0400 Q4-07 0.1300 FY07 USD * NA NA
Sapient Corporation SAPE10-Aug-07 Christine
PezinoSapient : Showing Progress on BothRevenue and Margin Fronts, Adj.Ests., Reiterate OW
OVERWEIGHT 0.0100 Q2-07 0.0500 Q3-07 0.1400 FY07 USD * NA NA
Sara Lee Corp. SLE26-Sep-07 Pablo E.
ZuanicSara Lee Corporation : SurprisinglyUneven Bread Sales Trends at theRegional Level
OVERWEIGHT 0.2100 Q4-08 0.2000 Q1-09 0.8000 FY07 USD 22.00 7-May-07 Jun-08
12-Sep-07 Pablo E.Zuanic
Sara Lee Corporation : Making ACase For Accelerated MarginExpansion
OVERWEIGHT 0.2100 Q4-08 0.2100 Q1-09 0.8000 FY07 USD 22.00 7-May-07 Jun-08
10-Sep-07 Pablo E.Zuanic
Sara Lee Corporation : What toLook for at the Investor Day (11th)
OVERWEIGHT 0.2100 Q4-08 0.2100 Q1-09 0.8000 FY07 USD 22.00 7-May-07 Jun-08
16-Aug-07 Pablo E.Zuanic
Sara Lee Corporation : 4Q Review;Changing Estimates
OVERWEIGHT 0.2100 Q4-08 0.2100 Q1-09 0.8000 FY07 USD 22.00 7-May-07 Jun-08
15-Aug-07 Pablo E.Zuanic
Sara Lee Corporation : Quick Takeon 4Q Results
OVERWEIGHT 0.1200 Q4-07 0.1600 Q1-08 0.6700 FY07 USD 22.00 7-May-07 Jun-08
13-Aug-07 Pablo E.Zuanic
Sara Lee Corporation : Keep OW,But Do Not See 8/15 As a Catalyst
OVERWEIGHT NA Q4-07 NA Q1-08 NA FY07 USD 22.00 7-May-07 Jun-08
Schawk, Inc. SGK26-Sep-07 Michael J.
FoxSchawk : 2Q07 10Q Review NEUTRAL 0.3600 Q2-07 0.3900 Q3-07 1.3900 FY07 USD * NA NA
1-Aug-07 Michael J.Fox
Schawk : Above Consensus Results NEUTRAL 0.3600 Q2-07 0.3900 Q3-07 1.3700 FY07 USD * NA NA
Schering-Plough Corporation SGP28-Aug-07 Roberto
CucaSchering-Plough Corporation :Model Updates
NEUTRAL 0.4100 Q2-07 0.3100 Q3-07 1.3200 FY07 USD * NA NA
24-Jul-07 RobertoCuca
Schering-Plough Corporation :Updating Model Post 2Q07 Earnings
NEUTRAL 0.4100 Q2-07 0.3000 Q3-07 1.2900 FY07 USD * NA NA
23-Jul-07 RobertoCuca
Schering-Plough Corporation : EarlyRead on 2Q07 Results
NEUTRAL 0.3500 Q2-07 0.3000 Q3-07 1.2900 FY07 USD * NA NA
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16-Jul-07 RobertoCuca
Schering-Plough Corporation :Updating Model and Upgrading toNeutral on Fundamentals
NEUTRAL 0.3400 Q2-07 0.2900 Q3-07 1.2700 FY07 USD * NA NA
Schlumberger Limited (ADR) SLB23-Jul-07 Michael K.
LaMotteSchlumberger Ltd. : The $100 BillClub
OVERWEIGHT 1.0200 Q2-07 1.0400 Q3-07 4.0500 FY07 USD * NA NA
20-Jul-07 Michael K.LaMotte
Schlumberger Ltd. : Can't TouchThis... SLB Beats in a ChallengingQuarter - ALERT
OVERWEIGHT 0.9500 Q2-07 1.0400 Q3-07 4.0500 FY07 USD * NA NA
Scholastic Corporation SCHL20-Sep-07 Fred W.
SearbyScholastic Corporation : HP 7 DrivesEarnings Upside in F1Q08;Maintains F2008 Guidance
NEUTRAL 1.2900 Q4-08 NA Q1-09 2.6200 FY07 USD * NA NA
19-Jul-07 Fred W.Searby
Scholastic Corporation : F2008Guidance Consistent With OurExpectations
NEUTRAL 1.0400 Q4-07 -0.4700 Q1-08 1.5200 FY07 USD * NA NA
17-Jul-07 Fred W.Searby
Scholastic Corporation : F4Q07Preview, HP 7 Launch Approaching
NEUTRAL 1.0400 Q4-07 NA Q1-08 1.5000 FY07 USD * NA NA
Sciele Pharma Inc. SCRX4-Sep-07 Adam
GreeneSciele Pharma, Inc. : NovemberPDUFA for New Sular RelievesSome Pressure
NEUTRAL 0.3900 Q2-07 0.4200 Q3-07 1.6500 FY07 USD * NA NA
18-Jul-07 AdamGreene
Sciele Pharma, Inc. : Another Roundof Price Increases - ALERT
NEUTRAL 0.3500 Q2-07 0.4400 Q3-07 1.6600 FY07 USD * NA NA
Scientific Games Corp. SGMS5-Sep-07 Harry C.
CurtisScientific Games Corporation :Progress in Germany Could ProvideUpside in '08
OVERWEIGHT 0.2800 Q2-07 0.3000 Q3-07 1.1500 FY07 USD * NA NA
6-Aug-07 Harry C.Curtis
Scientific Games Corporation :Multiple Growth Drivers
OVERWEIGHT 0.2800 Q2-07 0.2600 Q3-07 1.1500 FY07 USD * NA NA
3-Aug-07 Harry C.Curtis
Scientific Games Corporation : 2QLargely Inline, Remain Overweighton International Growth Prospects
OVERWEIGHT 0.2800 Q2-07 0.2600 Q3-07 1.1500 FY07 USD * NA NA
19-Jul-07 Harry C.Curtis
Scientific Games Corporation :Guard Libang JV: Value Not YetFully Reflected
OVERWEIGHT 0.3000 Q2-07 0.2600 Q3-07 1.1500 FY07 USD * NA NA
Seacor Holdings, Inc. CKH
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31-Jul-07 David C.Smith
Seacor Holdings Inc : 2Q Beat onGain from Sales; AssumingCoverage
OVERWEIGHT 2.4100 Q2-07 2.2500 Q3-07 7.9500 FY07 USD * NA NA
Seagate Technology STX5-Sep-07 Mark
MoskowitzSeagate Technology : AnalystMeeting Preview: More CatalystsExpected, but We RemainConcerned over Sustainability
NEUTRAL 0.5100 Q4-08 0.6400 Q1-09 2.3900 FY07 USD * NA NA
29-Aug-07 MarkMoskowitz
Seagate Technology : SeagateProvides Surprising pre-Labor DayTreat; Adj. Ests.
NEUTRAL 0.4400 Q4-08 0.5200 Q1-09 1.8100 FY07 USD * NA NA
23-Aug-07 MarkMoskowitz
Seagate Technology : CEO Tips Haton Entry into Solid State Drives;Move Serves as Hedge to SlowingHDD Growth - ALERT
NEUTRAL 0.4400 Q4-08 0.5200 Q1-09 1.8100 FY07 USD * NA NA
Sealed Air Corp. SEE25-Jul-07 Claudia K.
ShankSealed Air : Slight Q2 Miss, FY07Guidance Maintained - ALERT
UNDERWEIGHT0.4300 Q2-07 0.4400 Q3-07 1.7400 FY07 USD * NA NA
25-Jul-07 Claudia K.Shank
Sealed Air : Adj Ests for Q2 Miss &Higher Development Expenses
UNDERWEIGHT0.4300 Q2-07 0.4400 Q3-07 1.7400 FY07 USD * NA NA
Sealy Corporation ZZ11-Jul-07 Dara W.
MohsenianSealy Inc. : Lowering FY EPS AfterWeak Q2 as the Cost of DoingBusiness in the Mattress Industry isIncreasing
NEUTRAL 0.3600 Q3-07 0.2500 Q4-07 1.1000 FY07 USD * NA NA
Security Capital Assurance Ltd SCA24-Sep-07 Andrew
WesselSecurity Capital Assurance : On theWest Coast with Management: AFew Take-Aways - Reiterate OWRating
OVERWEIGHT 0.6400 Q2-07 0.7800 Q3-07 3.0200 FY07 USD * NA NA
24-Sep-07 AndrewWessel
Security Capital Assurance : On theWest Coast with Management: AFew Take-Aways - Reiterate OWRating - Corrected Note supersedesany previous versions
OVERWEIGHT 0.6400 Q2-07 0.7800 Q3-07 3.0200 FY07 USD * NA NA
24-Jul-07 AndrewWessel
Security Capital Assurance : 2QBeats Handily, but Negative Mark inCDS Portfolio Will Garner MostAttention - ALERT
OVERWEIGHT 0.6400 Q2-07 0.6600 Q3-07 2.7000 FY07 USD * NA NA
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Select Comfort Corp. SCSS13-Sep-07 Edward
YrumaSelect Comfort : 3Q Update: Signsof Hope, Still Too Early
NEUTRAL 0.0600 Q2-07 0.2700 Q3-07 0.8400 FY07 USD * NA NA
6-Aug-07 EdwardYruma
Select Comfort : Analyst Day:Moving Pieces, Patience
NEUTRAL 0.0600 Q2-07 0.2700 Q3-07 0.8400 FY07 USD * NA NA
Sempra Energy SRE3-Aug-07 Glenn B.
MullinSempra Energy : The Price is StillRight
OVERWEIGHT 1.0600 Q2-07 NA Q3-07 3.9000 FY07 USD * NA NA
1-Aug-07 Glenn B.Mullin
Sempra Energy : Upgrading toOverweight: The Price is Right
OVERWEIGHT 0.8500 Q2-07 NA Q3-07 3.9000 FY07 USD * NA NA
10-Jul-07 Glenn B.Mullin
Sempra Energy : Commodities JointVenture w/ RBS
NEUTRAL NA Q2-07 NA Q3-07 3.8500 FY07 USD * NA NA
Sepracor Inc. SEPR27-Jul-07 Adam
GreeneSepracor : Revenue Disappoints -Cutting EPS
NEUTRAL 0.0500 Q2-07 0.2900 Q3-07 1.5300 FY07 USD * NA NA
Shanda Interactive Entertainment Ltd ADR SNDA28-Aug-07 Dick Wei Shanda Interactive Entertainment
Ltd : 2Q07 Review: Ahead of ourforecast, pleasantly surprised bystrong paying account growth
OVERWEIGHT 0.3500 Q3-07 0.3400 Q4-07 1.8200 FY07 USD 37.00 28-Aug-07 Dec-07
Sharper Image Corporation SHRP13-Sep-07 Evren
KopelmanThe Sharper Image : Too Early ToBe Involved For The PotentialTurnaround; Lowering Est.
UNDERWEIGHT-1.3600 Q2-08 -1.0900 Q3-08 -3.0600 FY07 USD * NA NA
11-Jul-07 EvrenKopelman
The Sharper Image : Can ItSurvive? Transferring Coverage;Maintain UW
UNDERWEIGHT-1.3600 Q2-08 -1.0900 Q3-08 -3.0600 FY07 USD * NA NA
Sherwin-Williams Company SHW20-Jul-07 Jeffrey J.
ZekauskasSherwin-Williams : We LiftEstimates
NEUTRAL 1.5200 Q2-07 1.5100 Q3-07 4.6000 FY07 USD * NA NA
19-Jul-07 Jeffrey J.Zekauskas
Sherwin-Williams : SHW ExceedsExpectations - ALERT
NEUTRAL 1.4600 Q2-07 1.5100 Q3-07 4.6000 FY07 USD * NA NA
Shutterfly, Inc. SFLY2-Aug-07 Imran Khan Shutterfly, Inc. : Order Growth Rate
Accelerates; Adj. EstimatesOVERWEIGHT -0.1000 Q2-07 -0.1300 Q3-07 0.3500 FY07 USD * NA NA
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Sierra Pacific Resources SRP18-Sep-07 Rajeev
LalwaniSierra Pacific Resources : MovingForward with Ely, but OppositionAhead
NEUTRAL 0.1200 Q2-07 NA Q3-07 0.8000 FY07 USD * NA NA
30-Jul-07 RajeevLalwani
Sierra Pacific Resources : DividendAnnounced; 2Q Weak Versus Ests.- ALERT
NEUTRAL 0.2000 Q2-07 NA Q3-07 0.8000 FY07 USD * NA NA
Sierra Wireless, Inc. SWIR20-Sep-07 Paul Coster Sierra Wireless Inc. : SWIR
Announces Secondary Offering; Adj.Ests
UNDERWEIGHT0.2500 Q2-07 0.2500 Q3-07 0.8900 FY07 USD * NA NA
25-Jul-07 Paul Coster Sierra Wireless Inc. : 2Q07 Preview:What to Expect
UNDERWEIGHT0.1900 Q2-07 0.1800 Q3-07 0.7400 FY07 USD * NA NA
Sigmatel, Inc. SGTL8-Aug-07 Christopher
DanelySigmaTel : Business Improving ButRisks Remain, Maintain Neutral
NEUTRAL -0.2600 Q2-07 -0.1600 Q3-07 -0.9300 FY07 USD * NA NA
10-Jul-07 ChristopherDanely
SigmaTel : PositivelyPre-announces 2Q07 Due toBroad-Based Improvement in Sales;Raising Estimates
NEUTRAL -0.3300 Q2-07 -0.2100 Q3-07 -1.0600 FY07 USD * NA NA
Silgan Holdings Inc. SLGN18-Jul-07 Claudia K.
ShankSilgan Holdings Inc : FY07 OnTrack, Tweaking Estimates
NEUTRAL 0.7700 Q2-07 1.1200 Q3-07 3.2600 FY07 USD * NA NA
Siliconware Precision Industries Co, Ltd 2325.TW2-Aug-07 Roland Shu SPIL (Siliconware Precision
Industries) : Strong 2Q07 results;overshadows peers with stellar2H07 outlook
OVERWEIGHT NA Q2-07 NA Q3-07 4.3933 FY07 TWD 80.00 2-Aug-07 Jun-08
Silver Wheaton Corp. (USA) SLW3-Aug-07 John Bridges Silver Wheaton : Quick Q2'07: Short
term disappointment from Luismin -ALERT
OVERWEIGHT 0.1000 Q2-07 NA Q3-07 0.3600 FY07 USD * NA NA
Simon Property Group, Inc SPG.N9-Aug-07 Michael
MuellerSimon Property Group : ModelAdjustment
OVERWEIGHT 0.2700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
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31-Jul-07 MichaelMueller
Simon Property Group : Guidancemoved up; Mills beginning tocontribute to the bottom line
OVERWEIGHT 0.2700 Q2-07 NA Q3-07 NA FY07 USD * NA NA
19-Jul-07 MichaelMueller
Simon Property Group : ModelAdjustment
OVERWEIGHT NA Q2-07 NA Q3-07 NA FY07 USD * NA NA
SINA Corporation (USA) SINA7-Aug-07 Dick Wei Sina Corp : 2Q07 Review: No
surprises, Inline results and 3Qguidance. Maintain Neutral
NEUTRAL 0.2700 Q2-07 0.2500 Q3-07 0.9500 FY07 USD 40.00 7-Aug-07 Dec-07
Sinclair Broadcast Group, Inc. SBGI2-Aug-07 John
BlackledgeSinclair Broadcast Group : 2Q07Review: Softer than ExpectedOperating Results; Revisiting ourThesis
OVERWEIGHT 0.1900 Q2-07 0.0600 Q3-07 0.4400 FY07 USD * NA NA
1-Aug-07 JohnBlackledge
Sinclair Broadcast Group : 2Q07First Glance: Modest Results withEPS Upside Offset By Disappointing3Q Guidance - ALERT
OVERWEIGHT 0.0800 Q2-07 0.1300 Q3-07 0.4600 FY07 USD * NA NA
Sirona Dental Systems, Inc. SIRO10-Aug-07 Tycho
PetersonSirona Dental Systems Inc :Thoughts Post-Call: New ProductCycle Should Pay Off in 2008
OVERWEIGHT 0.3200 Q3-07 NA Q4-07 1.4200 FY07 USD * NA NA
9-Aug-07 TychoPeterson
Sirona Dental Systems Inc : CERECSales Rebound, but LoweredGuidance Disappoints - ALERT
OVERWEIGHT NA Q3-07 NA Q4-07 1.4200 FY07 USD * NA NA
Sirtris Pharmaceuticals Inc. SIRT24-Sep-07 Geoffrey
MeachamSirtris Pharmaceuticals :Downgrading to Neutral fromOverweight
OVERWEIGHT -0.5100 Q2-07 -0.2800 Q3-07 -1.1000 FY07 USD * NA NA
14-Aug-07 GeoffreyMeacham
Sirtris Pharmaceuticals : 2QUneventful; Waiting for 2H07 Data;Adj Ests
OVERWEIGHT -0.5100 Q2-07 -0.2500 Q3-07 -1.0700 FY07 USD * NA NA
9-Aug-07 GeoffreyMeacham
Sirtris Pharmaceuticals : MELASTrial Begins - ALERT
OVERWEIGHT -0.2500 Q2-07 -0.2500 Q3-07 -1.0700 FY07 USD * NA NA
Skechers USA, Inc. SKX25-Jul-07 Robert
SamuelsSkechers USA Inc. : What in theWorld Happened?; LoweringEstimates
NEUTRAL 0.3200 Q2-07 0.6100 Q3-07 1.9800 FY07 USD * NA NA
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Skilled Healthcare Group, Inc. SKH8-Aug-07 Andreas
DirnaglSkilled Healthcare Group : SKH:2Q07 Marks A Solid Quarter,Number of Catalysts Ahead
OVERWEIGHT 0.1800 Q2-07 0.1900 Q3-07 0.7100 FY07 USD * NA NA
7-Aug-07 AndreasDirnagl
Skilled Healthcare Group : SKH: Outof the Gate 2Q07 Looks Strong -ALERT
OVERWEIGHT 0.1500 Q2-07 0.1900 Q3-07 0.7100 FY07 USD * NA NA
12-Jul-07 AndreasDirnagl
Skilled Healthcare Group : SKH:Initiating with an OW; Providing FirstClass Service
OVERWEIGHT 0.1500 Q2-07 0.1900 Q3-07 0.7100 FY07 USD * NA NA
SL Green Realty Corp. SLG25-Jul-07 Anthony
PaoloneSL Green Realty Corp. : ModelAdjustment
OVERWEIGHT 0.4000 Q2-07 NA Q3-07 5.7600 FY07 USD * NA NA
24-Jul-07 AnthonyPaolone
SL Green Realty Corp. : Reports2Q; strong core trends and buybackshould be viewed positively
OVERWEIGHT 0.4000 Q2-07 NA Q3-07 5.7600 FY07 USD * NA NA
Smith International, Inc. SII14-Sep-07 Michael K.
LaMotteSmith International, Inc. : Revising3Q Estimates on CanadianWeakness
NEUTRAL 0.7600 Q2-07 0.8800 Q3-07 3.3000 FY07 USD * NA NA
25-Jul-07 Michael K.LaMotte
Smith International, Inc. : RaisingEstimates on International Growth
NEUTRAL 0.7600 Q2-07 0.8300 Q3-07 3.2500 FY07 USD * NA NA
24-Jul-07 Michael K.LaMotte
Smith International, Inc. : In-LineQuarter Despite CanadianWeakness - ALERT
NEUTRAL 0.7800 Q2-07 0.8300 Q3-07 3.2500 FY07 USD * NA NA
Smith Micro Software, Inc. SMSI2-Aug-07 Lauren Ye Smith Micro Software : Q207: Penny
Upside And Poised For Growth,Adjusting Est.
OVERWEIGHT 0.1600 Q2-07 0.2200 Q3-07 0.8200 FY07 USD * NA NA
31-Jul-07 Lauren Ye Smith Micro Software : Q207Preview: Getting Back On Track -ALERT
OVERWEIGHT 0.1500 Q2-07 0.2200 Q3-07 0.8200 FY07 USD * NA NA
11-Jul-07 Lauren Ye Smith Micro Software : Verizon IsShipping Vista Compatible MusicEssentials Kits Now - ALERT -Corrected Alert supersedes anyprevious versions
OVERWEIGHT 0.1500 Q2-07 0.2200 Q3-07 0.8200 FY07 USD * NA NA
Smithfield Foods, Inc. SFD19-Sep-07 Pablo E. Smithfield Foods, Inc : Cutting OVERWEIGHT 0.4700 Q1-08 0.5700 Q2-08 2.3400 FY07 USD * NA NA
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Page 178 of 225
Zuanic Estimates24-Aug-07 Pablo E.
ZuanicSmithfield Foods, Inc : A 1% Pull onDemand Implies $1.50 Higher HogPrices - ALERT
OVERWEIGHT 0.4700 Q1-08 0.5700 Q2-08 2.3400 FY07 USD * NA NA
23-Aug-07 Pablo E.Zuanic
Smithfield Foods, Inc : Quick Takeon 1Q08 Results
OVERWEIGHT 0.5300 Q1-08 0.7500 Q2-08 2.4000 FY07 USD * NA NA
23-Aug-07 Pablo E.Zuanic
Smithfield Foods, Inc : UpdatingEstimates Post Conference Call
OVERWEIGHT 0.5300 Q1-08 0.7500 Q2-08 2.4000 FY07 USD * NA NA
21-Aug-07 Pablo E.Zuanic
Smithfield Foods, Inc : RecentPullback Overdone, Buy IntoQuarter
OVERWEIGHT 0.5300 Q1-08 0.7500 Q2-08 2.4100 FY07 USD * NA NA
24-Jul-07 Pablo E.Zuanic
Smithfield Foods, Inc : Keep OW,But Near Term Upside May BeCapped
OVERWEIGHT 0.6300 Q1-08 0.8200 Q2-08 2.3000 FY07 USD * NA NA
16-Jul-07 Pablo E.Zuanic
Smithfield Foods, Inc : AssessingEPS Impact From Higher HogPrices (Must Factor Partial Offset inProcessing)
OVERWEIGHT 0.6300 Q1-08 0.8200 Q2-08 2.3000 FY07 USD * NA NA
Smurfit-Stone Container Corporation SSCC8-Aug-07 Claudia K.
ShankSmurfit-Stone Container : BrewtonSale Modestly Positive; Valuation"So-So"
NEUTRAL 0.0600 Q2-07 0.1000 Q3-07 0.1800 FY07 USD * NA NA
27-Jul-07 Claudia K.Shank
Smurfit-Stone Container : Pre-CallNote: Price/Cost ImprovementDrives 2Q Beat
NEUTRAL 0.0600 Q2-07 0.1000 Q3-07 0.1600 FY07 USD * NA NA
27-Jul-07 Claudia K.Shank
Smurfit-Stone Container : AnotherStep Forward; Raising FY08 EPSEstimates
NEUTRAL 0.0600 Q2-07 0.1000 Q3-07 0.1800 FY07 USD * NA NA
Sohu.com Inc. SOHU2-Aug-07 Dick Wei Sohu.Com : 2Q07 Review: Upside
from new game and benefits asOlympics sponsor became moreapparent
OVERWEIGHT 0.1500 Q2-07 0.1500 Q3-07 0.5500 FY07 USD 39.00 2-Aug-07 Dec-07
Solera Holdings, Inc. SLH12-Jul-07 Fred W.
SearbySolera Holdings, Inc. : UpbeatMeeting with Management Team
OVERWEIGHT 0.1700 Q4-07 0.2000 Q1-08 0.7400 FY07 USD * NA NA
Somaxon Pharmaceuticals, Inc. SOMX8-Aug-07 Adam
GreeneSomaxon Pharmaceuticals, Inc. :Deal or No Deal in 2007
UNDERWEIGHT-0.3300 Q2-07 -0.4700 Q3-07 -1.6400 FY07 USD * NA NA
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Sonic Corporation SONC29-Aug-07 Steven Rees Sonic Corp : Cost Pressures May
Limit N-T Multiple ExpansionDespite Solid Top Line; Downgradeto Neutral
NEUTRAL 0.3200 Q4-07 0.2100 Q1-08 0.9700 FY07 USD * NA NA
Sonic Solutions SNIC27-Sep-07 Paul Coster Sonic Solutions : Instant DVDs Get
Press Coverage - Mild Positive -ALERT
OVERWEIGHT 0.1600 Q1-07 0.1500 Q2-07 0.6300 FY07 USD * NA NA
25-Sep-07 Paul Coster Sonic Solutions : Downloads GetReal: U/G to Overweight; Adj Ests.
OVERWEIGHT 0.1600 Q1-07 0.1500 Q2-07 0.6300 FY07 USD * NA NA
24-Aug-07 Paul Coster Sonic Solutions : F1Q08 Misses,Guidance Disappoints; Adj. Ests
NEUTRAL 0.1600 Q1-07 0.1500 Q2-07 0.6300 FY07 USD * NA NA
19-Jul-07 Paul Coster Sonic Solutions : AssumingCoverage, Trimming Estimates,Downgrading to Neutral
NEUTRAL 0.1600 Q1-07 0.1500 Q2-07 0.6300 FY07 USD * NA NA
SonicWALL, Inc. SNWL7-Aug-07 P. Sterling
Auty IISonicWALL : Impacts of ShareRepurchase and Tweaking Model
NEUTRAL 0.0900 Q2-07 0.0400 Q3-07 0.2800 FY07 USD * NA NA
25-Jul-07 P. SterlingAuty II
SonicWALL : Good Quarter,Sustainability is the Question
NEUTRAL 0.0900 Q2-07 0.0300 Q3-07 0.2300 FY07 USD * NA NA
Sonoco Products Company SON18-Sep-07 Claudia K.
ShankSonoco : Lowers Guidance on WeakDemand and High OCC Costs;Reducing Estimates
OVERWEIGHT 0.5600 Q2-07 0.6200 Q3-07 2.3900 FY07 USD * NA NA
9-Aug-07 Claudia K.Shank
Sonoco : Share RepurchaseHighlights Value Opportunity
OVERWEIGHT 0.5600 Q2-07 0.6200 Q3-07 2.3900 FY07 USD * NA NA
31-Jul-07 Claudia K.Shank
Sonoco : Notes from the Road:Flexibles to Improve in 2H07;Reiterate OW
OVERWEIGHT 0.5600 Q2-07 0.6200 Q3-07 2.3900 FY07 USD * NA NA
20-Jul-07 Claudia K.Shank
Sonoco : 2Q Miss from Consumer;FY07 Guidance Intact - ALERT
OVERWEIGHT 0.5800 Q2-07 0.6600 Q3-07 2.4400 FY07 USD * NA NA
SonoSite, Inc. SONO31-Jul-07 Tycho
PetersonSonoSite : 2Q EPS Upside is aPleasant Surprise
OVERWEIGHT 0.1000 Q2-07 0.0800 Q3-07 0.4800 FY07 USD * NA NA
9-Jul-07 TychoPeterson
SonoSite : Barron's Article Stirs thePot, but Misses Key Points - ALERT
OVERWEIGHT 0.0500 Q2-07 0.0800 Q3-07 0.4800 FY07 USD * NA NA
5-Jul-07 Tycho SonoSite : Pre-Announces Positive OVERWEIGHT 0.0500 Q2-07 0.0800 Q3-07 0.4800 FY07 USD * NA NA
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Peterson 2Q Top-Line Growth
Southern Union Company SUG10-Aug-07 Glenn B.
MullinSouthern Union : MLPAnnouncement in Near Future
OVERWEIGHT 0.3900 Q2-07 NA Q3-07 1.6500 FY07 USD * NA NA
9-Aug-07 Glenn B.Mullin
Southern Union : In Line 2Q07;Focus on MLP Option - ALERT
OVERWEIGHT 0.3000 Q2-07 NA Q3-07 1.6500 FY07 USD * NA NA
Southwest Airlines Co. LUV18-Jul-07 Jamie Baker Southwest Airlines Co. : 2Q Beat
Potentially Tempered By 3QGuidance
NEUTRAL 0.2200 Q2-07 0.1800 Q3-07 0.4900 FY07 USD * NA NA
Southwest Gas Corporation SWX13-Sep-07 Glenn B.
MullinSouthwest Gas Corp. : Files AZRate Case: First Step to Higher EPS- Corrected Note supersedes anyprevious versions
OVERWEIGHT -0.0100 Q2-07 NA Q3-07 2.0500 FY07 USD * NA NA
9-Aug-07 Glenn B.Mullin
Southwest Gas Corp. : Rate Casesto Drive Long-Term Growth
OVERWEIGHT -0.0100 Q2-07 NA Q3-07 2.1500 FY07 USD * NA NA
Spanish Broadcasting System, Inc. SBSA7-Aug-07 John
BlackledgeSpanish Broadcasting System :2Q07 First Glance: DisappointingRadio Results Outweigh ImprovingTV Operations - ALERT
OVERWEIGHT 0.0300 Q2-07 0.0200 Q3-07 0.0200 FY07 USD * NA NA
7-Aug-07 JohnBlackledge
Spanish Broadcasting System : Soft2Q at Radio Offsets Lower TVLosses. Adj. Ests.
OVERWEIGHT 0.0300 Q2-07 0.0200 Q3-07 0.0200 FY07 USD * NA NA
Spansion Inc. SPSN20-Jul-07 Shawn
WebsterSpansion Inc : Pricing StillProblematic, Adjusting Estimates
NEUTRAL -0.5000 Q2-07 -0.4900 Q3-07 -2.0700 FY07 USD * NA NA
Spectrum Brands, Inc. SPC13-Aug-07 Dara W.
MohsenianSpectrum Brands, Inc. : LoweringEPS After Weak Q3 - Asset SalesUnlikely to Unlock Value
NEUTRAL -0.0700 Q3-07 0.1000 Q4-07 -0.1100 FY07 USD * NA NA
16-Jul-07 Dara W.Mohsenian
Spectrum Brands, Inc. : LoweringSPC EPS After Reduced H207Guidance
NEUTRAL -0.1600 Q3-07 0.2500 Q4-07 0.0500 FY07 USD * NA NA
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Speedway Motorsports, Inc. TRK9-Aug-07 Dean
GianoukosSpeedway Motorsports : BelowConsensus Q2, Outlook Unchanged
NEUTRAL 0.9500 Q2-07 NA Q3-07 2.4700 FY07 USD * NA NA
Spherion Corporation SFN20-Sep-07 Michael J.
FoxSpherion Corp : AnnouncesAcquisition of Todays Staffing
NEUTRAL 0.1400 Q2-07 0.1400 Q3-07 0.5000 FY07 USD * NA NA
7-Aug-07 Michael J.Fox
Spherion Corp : 2Q07 10Q Review NEUTRAL 0.1400 Q2-07 0.1400 Q3-07 0.5000 FY07 USD * NA NA
31-Jul-07 Michael J.Fox
Spherion Corp : 2Q07: AboveConsensus Results and SolidGuidance
NEUTRAL 0.1400 Q2-07 0.1300 Q3-07 0.4600 FY07 USD * NA NA
Sprint Nextel Corporation S17-Sep-07 Thomas J.
LeeSprint Nextel : A sloppy 3Qincreases pressure to restructure.
OVERWEIGHT 0.2500 Q2-07 0.2100 Q3-07 0.8500 FY07 USD 25.00 11-Jan-07 Jan-08
17-Aug-07 Thomas J.Lee
Sprint Nextel : Thoughtspost-Technology Summit. WiMAX2010E revs of $2.5b is 5% wirelessdata mkt. Conservative.
OVERWEIGHT 0.2500 Q2-07 0.2100 Q3-07 0.8500 FY07 USD 25.00 11-Jan-07 Jan-08
8-Aug-07 Thomas J.Lee
Sprint Nextel : Rock solid 2Q. Cleanbeat on EBITDA at $2.9b vs ourStreet high $2.8b. Affirms FY07E. -ALERT
OVERWEIGHT 0.1700 Q2-07 0.2100 Q3-07 0.7900 FY07 USD 25.00 11-Jan-07 Jan-08
7-Aug-07 Thomas J.Lee
Sprint Nextel : 2Q07 Preview.Worries about 2Q unfounded.
OVERWEIGHT 0.1700 Q2-07 0.2100 Q3-07 0.7900 FY07 USD 25.00 11-Jan-07 Jan-08
10-Jul-07 Thomas J.Lee
Sprint Nextel : Media reports of SKTelecom bid for S. Unwind ofNextel? - ALERT
OVERWEIGHT 0.1700 Q2-07 0.2100 Q3-07 0.7900 FY07 USD 25.00 11-Jan-07 Jan-08
SPX Corporation SPW2-Aug-07 C. Stephen
Tusa Jr.SPX Corp. : Solid 2Q; AdjustingEstimates
UNDERWEIGHT1.2000 Q2-07 1.3200 Q3-07 4.6000 FY07 USD * NA NA
SRA International, Inc. SRX9-Aug-07 Christine
PezinoSRA International Inc : FYQ407Results: Nothing New; Adj. Ests.,Maintain N
NEUTRAL 0.2900 Q4-08 0.3100 Q1-09 1.1300 FY07 USD * NA NA
St. Jude Medical, Inc. STJ19-Jul-07 Michael N.
WeinsteinSt Jude Medical : Solid 2Q Drivenby OUS Momentum; Guidance
NEUTRAL 0.4500 Q2-07 0.4500 Q3-07 1.7700 FY07 USD * NA NA
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Remains Conservative18-Jul-07 Michael N.
WeinsteinSt Jude Medical : Solid Quarter,Early Read on the 2Q Results
NEUTRAL 0.4300 Q2-07 0.4500 Q3-07 1.7700 FY07 USD * NA NA
Standard Pacific Corp. SPF24-Sep-07 Michael
RehautStandard Pacific : Convert OfferingAnother Key Step in ReducingRevolver Fears, Hence, A Positive;Reit. OW Rating
OVERWEIGHT 0.3500 Q2-07 -1.3300 Q3-07 -5.0200 FY07 USD * NA NA
17-Sep-07 MichaelRehaut
Standard Pacific : Credit FacilityAmendments Approved; MaintainOverweight Rating - ALERT
OVERWEIGHT 0.3500 Q2-07 -1.3300 Q3-07 -5.0200 FY07 USD * NA NA
17-Sep-07 MichaelRehaut
Standard Pacific : July/AugustOrders Up 20% Versus Much EasierComp; However, Cans Worsen,Charges Continue
OVERWEIGHT 0.3500 Q2-07 -1.3300 Q3-07 -5.0200 FY07 USD * NA NA
24-Aug-07 MichaelRehaut
Standard Pacific: ProposedChanges to Credit Revolver aPositive
OVERWEIGHT 0.3500 Q2-07 -1.3300 Q3-07 -5.0200 FY07 USD * NA NA
6-Aug-07 MichaelRehaut
Standard Pacific : Credit FacilityFears Unfounded; Reit. OW Rating
OVERWEIGHT 0.3500 Q2-07 -1.3300 Q3-07 -5.0200 FY07 USD * NA NA
31-Jul-07 MichaelRehaut
Standard Pacific : Post-Call Notes:JV Risk Continues, but Margin CallsShould Be Immaterial; LoweringEsts. - Corrected Note supersedesany previous versions
OVERWEIGHT 0.3500 Q2-07 -1.3300 Q3-07 -5.0200 FY07 USD * NA NA
30-Jul-07 MichaelRehaut
Standard Pacific : Post-Call Notes:JV Risk Continues, but Margin CallsShould Be Immaterial; LoweringEsts.
OVERWEIGHT 0.3500 Q2-07 -0.3000 Q3-07 -1.3000 FY07 USD * NA NA
Staples, Inc. SPLS21-Aug-07 Stephen
ChickStaples : Mortality; OMX > SPLS;Q2 Review
NEUTRAL 0.2500 Q2-08 0.4100 Q3-08 1.4400 FY07 USD * NA NA
Starbucks Corporation SBUX2-Aug-07 John Ivankoe Starbucks : Worst May Be Over,
Reiterate OverweightOVERWEIGHT 0.2100 Q3-07 0.2000 Q4-07 0.8700 FY07 USD * NA NA
Starwood Hotels & Resorts Worldwide, Inc HOT4-Sep-07 Harry C.
CurtisStarwood Hotels & ResortsWorldwide : New CEO: StrongOperating Background But Unknown
OVERWEIGHT 0.8200 Q2-07 0.6600 Q3-07 2.8100 FY07 USD * NA NA
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To Hotel Investors.13-Aug-07 Harry C.
CurtisStarwood Hotels & ResortsWorldwide : The Long And TheShort Of It: Most, But Not All, BadNews Is In The Stock
OVERWEIGHT 0.8200 Q2-07 0.6600 Q3-07 2.8100 FY07 USD * NA NA
3-Aug-07 Harry C.Curtis
Starwood Hotels & ResortsWorldwide : InternationalOutperforms, But TimeshareAccounting Shifts 2008 Profit To2009-2010.
OVERWEIGHT 0.8200 Q2-07 0.6500 Q3-07 2.6400 FY07 USD * NA NA
2-Aug-07 Harry C.Curtis
Starwood Hotels & ResortsWorldwide : Backing Out One-TimeItems, A Modest Beat.
OVERWEIGHT 0.6400 Q2-07 0.6500 Q3-07 2.6400 FY07 USD * NA NA
State Street Corporation STT19-Jul-07 Vivek Juneja State Street : Discretionary Exp,
Deposit Shift, Debt Costs, IFINNEUTRAL 1.0700 Q2-07 0.9900 Q3-07 3.9400 FY07 USD * NA NA
Steel Dynamics, Inc. STLD13-Sep-07 Michael
GambardellaSteel Dynamics : Adj Estimates forThe Techs Acquisition
OVERWEIGHT 1.0200 Q2-07 1.1200 Q3-07 4.3300 FY07 USD * NA NA
25-Jul-07 MichaelGambardella
Steel Dynamics : If this is the trough,it isn't so bad; Raising EPS
OVERWEIGHT 1.0200 Q2-07 1.1200 Q3-07 4.3300 FY07 USD * NA NA
Sterling Bancshares, Inc. SBIB25-Sep-07 John Pancari Sterling Bancshares : Small
Acquisition of Ten Branches inDallas/Fort Worth - ALERT
OVERWEIGHT 0.1800 Q2-07 0.1900 Q3-07 0.7300 FY07 USD * NA NA
24-Jul-07 John Pancari Sterling Bancshares : Solid 2Q andFavorable Outlook SupportOverweight
OVERWEIGHT 0.1700 Q2-07 0.1900 Q3-07 0.7300 FY07 USD * NA NA
Stillwater Mining Company SWC8-Aug-07 John Bridges Stillwater Mining : Wrap Q2'07: Price
fall overdone; a buying opportunity.Adj. Ests.
OVERWEIGHT -0.0300 Q2-07 0.0000 Q3-07 0.0600 FY07 USD * NA NA
7-Aug-07 John Bridges Stillwater Mining : Quick Q2'07:Guiding lower, but stock weaknessoverdone - ALERT
OVERWEIGHT -0.0300 Q2-07 0.0000 Q3-07 0.0600 FY07 USD * NA NA
20-Jul-07 John Bridges Stillwater Mining : Reports Q2production; will lower guidance -ALERT
OVERWEIGHT 0.0400 Q2-07 0.1100 Q3-07 0.2800 FY07 USD * NA NA
17-Jul-07 John Bridges Stillwater Mining : Union Ratifies OVERWEIGHT 0.0400 Q2-07 0.1100 Q3-07 0.2800 FY07 USD * NA NA
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New Labor Contract - ALERT10-Jul-07 John Bridges Stillwater Mining : Talks fail; strike
begins - ALERTOVERWEIGHT 0.0400 Q2-07 0.1100 Q3-07 0.2800 FY07 USD * NA NA
Stone Energy Corporation SGY25-Sep-07 Brian L.
KuzmaStone Energy : Initiating ShareRepurchase Program - Positive ForStock - ALERT
OVERWEIGHT 1.2900 Q2-07 1.0500 Q3-07 3.5900 FY07 USD * NA NA
Strayer Education, Inc. STRA27-Jul-07 Edward
YrumaStrayer Education, Inc : 2Q: RollingOn; Raising Estimates
OVERWEIGHT 1.2000 Q2-07 0.5000 Q3-07 4.2300 FY07 USD * NA NA
16-Jul-07 EdwardYruma
Strayer Education, Inc : OrganicEducation; Initiate at Overweight
OVERWEIGHT 1.1400 Q2-07 0.5000 Q3-07 4.2300 FY07 USD * NA NA
Stryker Corporation SYK20-Jul-07 Michael N.
WeinsteinStryker Corp : Strong Revenue andHeavy Investment in 2Q07
NEUTRAL 0.6100 Q2-07 0.5500 Q3-07 2.4000 FY07 USD * NA NA
Suncor Energy Inc. SU.TO27-Jul-07 KATHERINE
LUCASSuncor Energy : 2Q07 resultsreinforce solid outlook for 2H07
NEUTRAL 1.1000 Q2-07 1.0200 Q3-07 4.5300 FY07 CAD * NA NA
26-Jul-07 KATHERINELUCAS
Suncor Energy : 2Q07 in line,stronger than expected oil sandsresult - ALERT
NEUTRAL 1.0200 Q2-07 1.0200 Q3-07 4.5300 FY07 CAD * NA NA
Sunoco, Inc. SUN2-Aug-07 Daniel Vetter Sunoco : Running on all cylinders
for the rest of 2007; adj. est.NEUTRAL 4.2000 Q2-07 2.7200 Q3-07 9.3900 FY07 USD * NA NA
Sunstone Hotel Investors, Inc SHO10-Aug-07 Charles P.
ScholesSunstone Hotel Investors Inc. :Attractive Risk-Reward
OVERWEIGHT 0.2200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
9-Aug-07 Charles P.Scholes
Sunstone Hotel Investors Inc. :Small 2Q Beat; 2H Raised on LowerShare Count
OVERWEIGHT 0.2200 Q2-07 NA Q3-07 NA FY07 USD * NA NA
SunTrust Banks, Inc. STI17-Aug-07 Vivek Juneja SunTrust Banks, Inc. : Alt-A NPLs
Up Sharply; Asset Bk CP Impact -10Q
NEUTRAL 1.4800 Q2-07 NA Q3-07 5.9700 FY07 USD * NA NA
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24-Jul-07 Vivek Juneja SunTrust Banks, Inc. : Higher CreditLosses, Rev Offset Exp, B/SBenefits
NEUTRAL 1.4800 Q2-07 1.5100 Q3-07 5.9400 FY07 USD * NA NA
5-Jul-07 Vivek Juneja SunTrust Banks, Inc. : TweakingEst: Cost Savings, Credit Losses,Share Buybacks
NEUTRAL NA Q2-07 NA Q3-07 5.9700 FY07 USD * NA NA
Superior Essex Inc. SPSX7-Aug-07 Curtis
WoodworthSuperior Essex Inc. : AcquisitionsCreate Step Function Change inEPS Trajectory - Increasing 08 EPSView to $3.60
OVERWEIGHT 0.8200 Q2-07 0.7800 Q3-07 2.5000 FY07 USD * NA NA
3-Aug-07 CurtisWoodworth
Superior Essex Inc. : Solid 2Q EPSDriven by Solid Margin Perf. - Tonefor 2H-07 Is Strong; Reit OW -ALERT
OVERWEIGHT 0.8200 Q2-07 0.7800 Q3-07 2.5000 FY07 USD * NA NA
Superior Offshore International, Inc. DEEP22-Aug-07 David C.
SmithSuperior Offshore International :Increasingly Attractive Valuation, butRisks Remain
NEUTRAL -0.3600 Q2-07 0.5500 Q3-07 1.8200 FY07 USD * NA NA
15-Aug-07 David C.Smith
Superior Offshore International : BigMiss on Lower Activity, TransitionCosts - ALERT
NEUTRAL -0.3200 Q2-07 0.5500 Q3-07 1.8200 FY07 USD * NA NA
9-Jul-07 David C.Smith
Superior Offshore International :Trimming 2Q07 Estimates
NEUTRAL 0.2500 Q2-07 0.5500 Q3-07 1.6600 FY07 USD * NA NA
Susser Holdings Corporation SUSS24-Sep-07 Stephen
ChickSusser Holdings Corp. : Upgrade toOverweight from Neutral;Revaluation Upward
OVERWEIGHT 0.3700 Q2-07 0.2600 Q3-07 0.2500 FY07 USD * NA NA
SVB Financial Group SIVB27-Jul-07 John Pancari SVB Financial : 2Q07 Results
Support Favorable Outlook, DespiteNIM Decline and NCO Blip
OVERWEIGHT 0.8800 Q2-07 0.7900 Q3-07 3.2600 FY07 USD * NA NA
19-Jul-07 John Pancari SVB Financial : Exit of SVB Alliantand Raised 2Q EPS Expectation aPositive; Reiterate Overweight -ALERT
OVERWEIGHT 0.7400 Q2-07 0.7900 Q3-07 3.1200 FY07 USD * NA NA
Symantec Corporation SYMC30-Aug-07 Adam Holt Symantec : Norton 2008 Releases NEUTRAL 0.2900 Q1-08 0.2500 Q2-08 1.1800 FY07 USD * NA NA
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Yield Product Improvements, but NoPricing Changes
10-Jul-07 Adam Holt Symantec : Further ManagementChanges at Symantec
NEUTRAL 0.2000 Q1-08 0.2600 Q2-08 1.1200 FY07 USD * NA NA
Symbion, Inc. SMBI27-Jul-07 Andreas
DirnaglSymbion Inc : 2Q07 Results DoLittle to Calm Buyout Jitters
NEUTRAL 0.2400 Q2-07 0.2100 Q3-07 0.8900 FY07 USD * NA NA
Syniverse Holdings, Inc. SVR1-Aug-07 P. Sterling
Auty IISyniverse : Good Quarter: Two BigHurdles Remain; Adj. Ests.
NEUTRAL 0.1900 Q2-07 0.2400 Q3-07 0.8500 FY07 USD * NA NA
SYNNEX Corporation SNX25-Sep-07 Jason M.
GurskySYNNEX Corporation : Marginexpansion story playing out
OVERWEIGHT 0.4600 Q3-07 0.5400 Q4-07 1.8800 FY07 USD * NA NA
Synopsys, Inc. SNPS23-Aug-07 P. Sterling
Auty IISynopsys Inc : Solid Q3 & Outlook;Adjusting Est.
NEUTRAL 0.3200 Q3-07 0.3400 Q4-07 1.2900 FY07 USD * NA NA
6-Aug-07 P. SterlingAuty II
Synopsys Inc : ExpandsRelationship with Intel; Positive -ALERT
NEUTRAL 0.3000 Q3-07 0.3400 Q4-07 1.2900 FY07 USD * NA NA
Synovus Financial Corp. SNV25-Jul-07 Steven
AlexopoulosSynovus Financial Corp. : 2Q07Post Call Comments; The Last Stepin Evaluating a Spin of TSYS IsReached, Maintain OW
OVERWEIGHT 0.4800 Q2-07 0.5100 Q3-07 1.9700 FY07 USD * NA NA
24-Jul-07 StevenAlexopoulos
Synovus Financial Corp. : 2Q07First Look, Credit Quality PressuresIntensify, But Timeline Given onPotential TSYS Spin - ALERT
OVERWEIGHT 0.4900 Q2-07 0.5100 Q3-07 1.9700 FY07 USD * NA NA
Syntel, Inc. SYNT26-Jul-07 Christine
PezinoSyntel, Inc. : Q207 Results: FirstTake - Solid Upside to Results andGuidance; Positive - ALERT
NEUTRAL 0.2900 Q2-07 0.3400 Q3-07 1.3600 FY07 USD * NA NA
SYSCO Corporation SYY.N24-Sep-07 Stephen Sysco Corporation : NEUTRAL 0.5300 Q4-08 0.4600 Q1-09 1.7900 FY07 USD * NA NA
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Chick Glass-Half-Empty: Analyst Mtg;Neutral - PFGC>SYY
14-Aug-07 StephenChick
Sysco Corporation : Update: Q4Review; PFGC > SYY
NEUTRAL 0.4800 Q4-08 NA Q1-09 1.7000 FY07 USD * NA NA
Take-Two Interactive Software, Inc. TTWO11-Sep-07 Dean
GianoukosTake-Two Interactive Software :Solid Quarter, Outlook Brighter
OVERWEIGHT -0.6400 Q3-07 0.0900 Q4-07 -1.3000 FY07 USD * NA NA
7-Sep-07 DeanGianoukos
Take-Two Interactive Software :Sells Joytech, Small Positive
OVERWEIGHT -0.6800 Q3-07 0.0900 Q4-07 -1.3000 FY07 USD * NA NA
21-Aug-07 DeanGianoukos
Take-Two Interactive Software :Bioshock Tops Gamerankings For360
OVERWEIGHT -0.6800 Q3-07 0.0900 Q4-07 -1.3000 FY07 USD * NA NA
3-Aug-07 DeanGianoukos
Take-Two Interactive Software :GTA IV Delayed; Take-Two CouldBe Take-Out
OVERWEIGHT -0.5800 Q3-07 NA Q4-07 0.1000 FY07 USD * NA NA
Taleo Corporation TLEO11-Sep-07 Adam Holt Taleo : Taleo World Yields Details
on Expanding Growth StoryOVERWEIGHT 0.1000 Q2-07 NA Q3-07 NA FY07 USD * NA NA
3-Aug-07 Adam Holt Taleo : Another Strong Quarter,Leverage Springs Better Guidance;Raising Estimates
OVERWEIGHT 0.1000 Q2-07 0.0700 Q3-07 0.3400 FY07 USD * NA NA
1-Aug-07 Adam Holt Taleo : Q2 Should UnderscoreShare Gains and Product Strength
OVERWEIGHT 0.0900 Q2-07 0.0700 Q3-07 0.3400 FY07 USD * NA NA
Target Corporation TGT25-Sep-07 Charles
GromTarget Corporation : Aye-Yi-Yi, Stickw/Quality, TGT>WMT
OVERWEIGHT 0.8000 Q2-08 0.6400 Q3-08 3.6000 FY07 USD * NA NA
13-Sep-07 CharlesGrom
Target Corporation : The AckmanFactor? Initial Thoughts, Overweight
OVERWEIGHT 0.8000 Q2-08 0.6400 Q3-08 3.6000 FY07 USD * NA NA
22-Aug-07 CharlesGrom
Target Corporation : Flight to"Quality", Minneapolis > Bentonville
OVERWEIGHT 0.8000 Q2-08 0.6700 Q3-08 3.6000 FY07 USD * NA NA
21-Aug-07 CharlesGrom
Target Corporation : First Shot, 2QOK, '07 Guidance Backed
OVERWEIGHT 0.8100 Q2-08 0.6700 Q3-08 3.6100 FY07 USD * NA NA
Taubman Centers, Inc. TCO25-Jul-07 Michael
MuellerTaubman Centers : Q2 well aheadon lease term income and ops;Guidance up 1%
NEUTRAL 0.1600** Q2-07 0.6200** Q3-07 2.8100** FY07 USD * NA NA
17-Jul-07 MichaelMueller
Taubman Centers : ModelAdjustment
NEUTRAL 0.6000** Q2-07 0.6200** Q3-07 2.8100** FY07 USD * NA NA
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TCF Financial Corporation TCB24-Jul-07 Steven
AlexopoulosTCF Financial Corporation : 2Q07First Look; Core EPS a PennyShort, Another Reserve Build ThisQuarter - ALERT
UNDERWEIGHT0.4600 Q2-07 0.4800 Q3-07 1.8300 FY07 USD * NA NA
24-Jul-07 StevenAlexopoulos
TCF Financial Corporation : 2Q07Post Call Comments; Reserve BuildUnderlies Mixed Quarter, MaintainUnderweight
UNDERWEIGHT0.4600 Q2-07 0.4800 Q3-07 1.8300 FY07 USD * NA NA
Tech Data Corporation TECD23-Aug-07 Jason M.
GurskyTech Data Corp. : Finally a nicesummer surprise
UNDERWEIGHT0.5000 Q2-08 0.5200 Q3-08 2.0300 FY07 USD * NA NA
TECO Energy, Inc. TE2-Aug-07 Nikki
EdgecombeTECO Energy Inc : Guides to LowerEnd of 2007 EPS Range on WeakVolumes at Utilities - ALERT
NEUTRAL 0.2000 Q2-07 NA Q3-07 1.0500 FY07 USD * NA NA
Teekay Corporation TK3-Aug-07 Jonathan
ChappellTeekay Corporation : 2Q EPS BeatEst.; More MLP Cash Flow Coming
OVERWEIGHT 0.9000 Q2-07 0.9600 Q3-07 4.2500 FY07 USD * NA NA
Teekay LNG Partners L.P. TGP3-Aug-07 Jonathan
ChappellTeekay LNG Partners L.P. : In-line2Q CDU (up 15%); New LNGProject
OVERWEIGHT 0.2300 Q2-07 0.2800 Q3-07 1.0600 FY07 USD * NA NA
Telik, Inc. TELK9-Aug-07 Geoffrey
MeachamTelik Inc : 2Q Uneventful, Waitingfor Action on Telcyta
NEUTRAL -0.2700 Q2-07 -0.2500 Q3-07 -1.0800 FY07 USD * NA NA
Tellabs, Inc. TLAB25-Jul-07 Ehud A.
Gelblum PhD
Tellabs : Q2 Wrap: WeakeningGross Margin Erodes EarningsPower, Lowering Ests. and Reit UW
UNDERWEIGHT0.0700 Q2-07 0.1000 Q3-07 0.3600 FY07 USD * NA NA
Temple-Inland, Inc. TIN6-Aug-07 Claudia K.
ShankTemple-Inland : To Sell 1.55MMAcres of Timberland; Valuation
NEUTRAL 0.5900 Q2-07 0.4100 Q3-07 1.9500 FY07 USD * NA NA
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Attractive, but Tax Leakage High -ALERT
25-Jul-07 Claudia K.Shank
Temple-Inland : Pre-Call Note:Another Solid Quarter - ALERT
NEUTRAL 0.5800 Q2-07 0.5500 Q3-07 2.1500 FY07 USD * NA NA
25-Jul-07 Claudia K.Shank
Temple-Inland : 2Q OK DespiteHousing Weakness; Adjusting Ests.
NEUTRAL 0.5900 Q2-07 0.4100 Q3-07 1.9500 FY07 USD * NA NA
Tempur-Pedic International Inc. TPX6-Sep-07 Edward
YrumaTempur-Pedic : PositivePre-Announcement Supports OurRecent Upgrade - Overweight -ALERT
OVERWEIGHT 0.3900 Q2-07 0.4800 Q3-07 1.7400 FY07 USD * NA NA
6-Aug-07 EdwardYruma
Tempur-Pedic : Mgt. Meetings:Vegas Notes, Continued Momentum
NEUTRAL 0.3900 Q2-07 0.4400 Q3-07 1.6700 FY07 USD * NA NA
Tenaris S.A. (ADR) TS3-Aug-07 Rodolfo
AngeleTenaris SA : 2Q should be a softpatch in an otherwise robust story -Overweight
OVERWEIGHT 0.7700 Q2-07 0.8000 Q3-07 3.2900 FY07 USD * NA NA
Tenet Healthcare Corporation THC7-Aug-07 Andreas
DirnaglTenet Healthcare : THC : 2Q07 Missof $0.05; More After Call - ALERT
UNDERWEIGHT0.0000 Q2-07 -0.0400 Q3-07 -0.1000 FY07 USD * NA NA
7-Aug-07 AndreasDirnagl
Tenet Healthcare : THC: 2Q07Results Fail to Impress; Mgmt StillSeems Overoptimistic; LoweringEst.
UNDERWEIGHT-0.0200 Q2-07 -0.0400 Q3-07 -0.1600 FY07 USD * NA NA
Tenneco Inc. TEN31-Jul-07 Himanshu
PatelTenneco Automotive : NA/EuropeProduction to Drive 2H Earnings
NEUTRAL 0.8700 Q2-07 0.4200 Q3-07 1.7700 FY07 USD * NA NA
Teradyne, Inc. TER20-Jul-07 Christopher
BlansettTeradyne, Inc. : C2Q07 EarningsResults - The Back-End Cycle Is InFull Swing
NEUTRAL 0.1400 Q2-07 0.1300 Q3-07 0.5600 FY07 USD * NA NA
Terex Corporation TEX26-Jul-07 Stephen
VolkmannCFA
Terex Corp : Was 2Q The PeakOperating Margin? Adj Ests
UNDERWEIGHT1.6600 Q2-07 1.4200 Q3-07 5.5000 FY07 USD * NA NA
25-Jul-07 Stephen Terex Corp : A Modest Beat and UNDERWEIGHT1.6600 Q2-07 1.4200 Q3-07 5.4000 FY07 USD * NA NA
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VolkmannCFA
Raise, Backlog Remains Healthy -ALERT
Tesoro Corporation TSO7-Aug-07 Daniel Vetter Tesoro Corporation : Modest EPS
surprise, despite costs associatedLA refinery integration - ALERT
UNDERWEIGHT3.1100 Q2-07 2.1400 Q3-07 7.3300 FY07 USD * NA NA
7-Aug-07 Daniel Vetter Tesoro Corporation : Strategy shiftemphasizes organic growth; adj est
UNDERWEIGHT3.1100 Q2-07 2.1400 Q3-07 7.3300 FY07 USD * NA NA
Teva Pharmaceutical Industries Ltd (ADR) TEVA6-Sep-07 Adam
GreeneTeva Pharmaceuticals : GenericFamvir Shipped
NEUTRAL 0.6300 Q2-07 0.6400 Q3-07 2.3300 FY07 USD * NA NA
Texas Capital Bancshares, Inc. TCBI19-Jul-07 John Pancari Texas Capital Bancshares : Solid
2Q Results Support OverweightThesis
OVERWEIGHT 0.3100 Q2-07 0.3200 Q3-07 1.2600 FY07 USD * NA NA
Texas Instruments Incorporated TXN10-Sep-07 Christopher
DanelyTexas Instruments : Update AfterClose, Expect Narrowing ofGuidance Range, ReiterateOverweight
OVERWEIGHT 0.4200 Q2-07 0.4900 Q3-07 1.7700 FY07 USD * NA NA
9-Aug-07 ChristopherDanely
Texas Instruments : DetailedAnalysis of Impact From NokiaAnnouncement - MOT Share GainsRoughly Even with NOK Loss
OVERWEIGHT 0.4200 Q2-07 0.4900 Q3-07 1.7700 FY07 USD * NA NA
10-Jul-07 ChristopherDanely
Texas Instruments : Expecting Solid2Q07 Results and Above-Seasonal3Q07 Guidance, Raising Estimates
OVERWEIGHT 0.4200 Q2-07 0.4700 Q3-07 1.7200 FY07 USD * NA NA
Texas Roadhouse, Inc. TXRH31-Jul-07 Steven Rees Texas Roadhouse Inc. : 2Q In Line
With Our Est.; F07 GuidanceMaintained
OVERWEIGHT 0.1200 Q2-07 0.1400 Q3-07 0.5400 FY07 USD * NA NA
Textron Inc. TXT27-Sep-07 C. Stephen
Tusa Jr.Textron : Highlights of CessnaAnalyst Meeting at NBAA
OVERWEIGHT 0.8450 Q2-07 0.7800 Q3-07 3.2800 FY07 USD * NA NA
24-Sep-07 C. StephenTusa Jr.
Textron : NBAA Update: CessnaOrders Keep On Coming - ALERT
OVERWEIGHT 0.8450 Q2-07 0.7800 Q3-07 3.2800 FY07 USD * NA NA
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20-Sep-07 C. StephenTusa Jr.
Textron : Bell Margin The Next LegTo TXT Story
OVERWEIGHT 0.8450 Q2-07 0.7750 Q3-07 3.2750 FY07 USD * NA NA
19-Sep-07 C. StephenTusa Jr.
Textron : Notes from Dinner atMirabel - ALERT
OVERWEIGHT 0.8450 Q2-07 0.7750 Q3-07 3.2750 FY07 USD * NA NA
20-Jul-07 C. StephenTusa Jr.
Textron : Strong 2Q; $8 in '08Coming Into View
OVERWEIGHT 1.6900 Q2-07 1.5500 Q3-07 6.3000 FY07 USD * NA NA
19-Jul-07 C. StephenTusa Jr.
Textron : Follow-Up to the Conf. Call- ALERT
OVERWEIGHT 1.4500 Q2-07 1.5500 Q3-07 6.3000 FY07 USD * NA NA
The Allstate Corporation ALL19-Jul-07 Matthew
HeimermannAllstate Corp. : Underlying 2Q EPSIn-line; Better Than Peers
NEUTRAL 1.7600 Q2-07 1.4700 Q3-07 6.9400 FY07 USD * NA NA
The Bank of New York Mellon Corporation BK24-Jul-07 Vivek Juneja Bank of New York Mellon Corp. :
Asset Mgmt/Svcg, DRs Led StrongFundamentals
OVERWEIGHT 0.6300 Q2-07 0.5800 Q3-07 2.3700 FY07 USD * NA NA
The Boeing Company BA6-Sep-07 Joseph B.
NadolBoeing Company : 787 DeliveryDelay Likely; Adjusting Estimates
NEUTRAL 1.3500 Q2-07 1.1900 Q3-07 5.0500 FY07 USD * NA NA
26-Jul-07 Joseph B.Nadol
Boeing Company : Strong, CleanQ2; Attention Will Now Shift toProgress on 787; AdjustingEstimates
NEUTRAL 1.3500 Q2-07 1.1900 Q3-07 5.0500 FY07 USD * NA NA
The Cheesecake Factory Incorporated CAKE25-Jul-07 John Ivankoe The Cheesecake Factory, Inc. : 2Q
In Line With Pre-Releases. SlightlyBetter Outlook Doesn't Change UWThesis. Adjusting Ests.
UNDERWEIGHT0.3300 Q2-07 0.2600 Q3-07 1.1100 FY07 USD * NA NA
10-Jul-07 John Ivankoe The Cheesecake Factory, Inc. :Continue to Recommend Selling OnStrength
UNDERWEIGHT0.3300 Q2-07 0.2600 Q3-07 1.1100 FY07 USD * NA NA
The Chubb Corporation CB25-Jul-07 Matthew
HeimermannChubb Corp. : Raising EstimatesFor 2Q Results And IncreasedBuybacks
NEUTRAL 1.6000 Q2-07 1.2500 Q3-07 5.6900 FY07 USD * NA NA
The Clorox Company CLX13-Aug-07 John Clorox : Bigger, Faster, Cheaper - OVERWEIGHT 0.6200 Q4-07 0.6200 Q4-07 3.4000 FY07 USD * NA NA
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Faucher ALERT3-Aug-07 John
FaucherClorox : CLX Gets Wiped Out ByWeak Q4
OVERWEIGHT 0.6200 Q1-08 0.6200 Q2-08 3.4000 FY08 USD * NA NA
2-Aug-07 JohnFaucher
Clorox : CLX's Q4 MajorDisappointment - ALERT
OVERWEIGHT 1.1000 Q4-07 0.8100 Q1-08 3.2600 FY07 USD * NA NA
1-Aug-07 JohnFaucher
Clorox : Reading The Print: What ToLook For In CLX's FQ4
OVERWEIGHT 1.1000 Q4-07 0.8100 Q1-08 3.2600 FY07 USD * NA NA
31-Jul-07 JohnFaucher
Clorox : Attractive Heading IntoFQ4; Lowering 08 Estimates
OVERWEIGHT 1.1000 Q4-07 0.8100 Q1-08 3.2600 FY07 USD * NA NA
The Coca-Cola Company KO.N17-Jul-07 John
FaucherCoca-Cola Co. : Another SolidResult for KO - ALERT
OVERWEIGHT 0.8000 Q2-07 0.6700 Q3-07 2.5900 FY07 USD * NA NA
17-Jul-07 JohnFaucher
Coca-Cola Co. : Despite StockReaction, Q2 Better Than Expected
OVERWEIGHT 0.8000 Q2-07 0.6700 Q3-07 2.5900 FY07 USD * NA NA
16-Jul-07 JohnFaucher
Coca-Cola Co. : Q207 EPS PreviewOVERWEIGHT 0.8000 Q2-07 0.6700 Q3-07 2.5900 FY07 USD * NA NA
16-Jul-07 JohnFaucher
Coca-Cola Co. : Reading The Print:What To Look For In KO's Q2
OVERWEIGHT 0.8000 Q2-07 0.6700 Q3-07 2.5900 FY07 USD * NA NA
The Cooper Companies, Inc. COO7-Sep-07 Michael N.
WeinsteinThe Cooper Companies, Inc. : Solid3Q Results; Raising SalesEstimates
NEUTRAL 0.6900 Q3-07 0.7200 Q4-07 2.2600 FY07 USD * NA NA
The Dow Chemical Company DOW28-Sep-07 Jeffrey J.
ZekauskasDow Chemical : We Expect aRagged Third Quarter
OVERWEIGHT 1.0700 Q2-07 0.8500 Q3-07 3.7500 FY07 USD * NA NA
27-Jul-07 Jeffrey J.Zekauskas
Dow Chemical : Life on the Ridge OVERWEIGHT 1.0700 Q2-07 0.8500 Q3-07 3.8000 FY07 USD * NA NA
The Dress Barn, Inc. DBRN20-Sep-07 Christopher
KimThe Dress Barn, Inc. : Best House ina Bad Neighborhood
NEUTRAL NA Q4-07 NA Q1-08 1.4500 FY08 USD * NA NA
19-Sep-07 ChristopherKim
The Dress Barn, Inc. : Quick Takesfrom the Conference Call.... -ALERT
NEUTRAL NA Q4-07 NA Q1-08 1.5300 FY08 USD * NA NA
The Dun & Bradstreet Corporation DNB7-Aug-07 Fred W.
SearbyD&B Corp. : Solid 2Q07 NEUTRAL 0.9800 Q2-07 0.9900 Q3-07 4.5800 FY07 USD * NA NA
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The E.W. Scripps Company SSP14-Sep-07 Fred W.
SearbyE.W. Scripps : Cable Nets SeeingImproving Trends
OVERWEIGHT 0.6200 Q2-07 0.4300 Q3-07 2.1900 FY07 USD * NA NA
25-Jul-07 Fred W.Searby
E.W. Scripps : 2Q EPS in Line withGuidance; Thesis Intact
OVERWEIGHT 0.6200 Q2-07 0.5100 Q3-07 2.2900 FY07 USD * NA NA
24-Jul-07 Fred W.Searby
E.W. Scripps : 2Q EPS in Line withGuidance - ALERT
OVERWEIGHT 0.6100 Q2-07 0.5100 Q3-07 2.2900 FY07 USD * NA NA
The Estee Lauder Companies Inc. EL17-Aug-07 John
FaucherEstee Lauder : Spending LikeThere's No Tomorrow
NEUTRAL 0.6300 Q4-08 0.3300 Q1-09 2.4500 FY07 USD * NA NA
16-Aug-07 JohnFaucher
Estee Lauder : Where's All The GPGoing? Guidance Going Down. -ALERT
NEUTRAL 0.4900 Q4-07 0.3300 Q1-08 2.2000 FY07 USD * NA NA
15-Aug-07 JohnFaucher
Estee Lauder : Reading The Print:What To Look For In EL's Q4
NEUTRAL 0.4900 Q4-07 0.3300 Q1-08 2.2000 FY07 USD * NA NA
10-Jul-07 JohnFaucher
Estee Lauder : EL Acquires OjonCorp., a Small Hair Care Brand -ALERT
NEUTRAL 0.4900 Q4-07 0.3300 Q1-08 2.2000 FY07 USD * NA NA
The Finish Line, Inc. FINL30-Aug-07 Robert
SamuelsThe Finish Line, Inc : Weak GCOResults Could Dampen MergerProspects - ALERT
NEUTRAL 0.1200 Q2-08 -0.0800 Q3-08 0.4900 FY07 USD * NA NA
The First Marblehead Corporation FMD10-Aug-07 George A.
SaccoFirst Marblehead : Strong QuarterOvershadowed by ABS MarketUncertainty - ALERT
NEUTRAL 0.9300 Q4-08 NA Q1-09 3.9400 FY07 USD * NA NA
1-Aug-07 George A.Sacco
First Marblehead : Downgrading toNeutral to Reflect Uncertain ABSMarket; Longer-Term ThesisRemains Intact
NEUTRAL 0.8500 Q4-07 NA Q1-08 3.9400 FY07 USD * NA NA
The Goodyear Tire & Rubber Company GT15-Aug-07 Himanshu
PatelGoodyear Tire & Rubber : DebtReduction Announced, MorePossible - ALERT
OVERWEIGHT 0.3600 Q2-07 0.4800 Q3-07 1.3300 FY07 USD * NA NA
27-Jul-07 HimanshuPatel
Goodyear Tire & Rubber : QuarterMisread? Potential BuyingOpportunity; Cut EPS
OVERWEIGHT 0.3600 Q2-07 0.6100 Q3-07 1.5100 FY07 USD * NA NA
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The Greenbrier Companies GBX20-Jul-07 Brannon
CookGreenbrier Company : Long-TermIntermodal Demand Positive, butShort-Term Trends WarrantCaution; Initiate at Neutral
NEUTRAL 0.8000 Q4-07 NA Q1-08 2.0400 FY07 USD * NA NA
The Hain Celestial Group, Inc. HAIN30-Aug-07 Pablo E.
ZuanicHain Celestial : Quick Take on 4QResults - ALERT
OVERWEIGHT 0.2800 Q1-08 NA Q2-08 1.3800 FY08 USD * NA NA
9-Jul-07 Pablo E.Zuanic
Hain Celestial : Updating Estimates OVERWEIGHT 0.2800 Q4-07 0.2600 Q1-08 1.1800 FY07 USD * NA NA
The Hershey Company HSY19-Jul-07 Pablo E.
ZuanicThe Hershey Company : Quick Takeon 2Q07 (Out at 7am Today) -ALERT
UNDERWEIGHT0.3400 Q2-07 0.8200 Q3-07 2.4300 FY07 USD * NA NA
19-Jul-07 Pablo E.Zuanic
The Hershey Company : TheRationale to Remain Underweight
UNDERWEIGHT0.3400 Q2-07 0.8200 Q3-07 2.4300 FY07 USD * NA NA
17-Jul-07 Pablo E.Zuanic
The Hershey Company : SeeDownside When 2Q Comes Out
UNDERWEIGHT0.3400 Q2-07 0.8200 Q3-07 2.4300 FY07 USD * NA NA
9-Jul-07 Pablo E.Zuanic
The Hershey Company : UpdatingEstimates
UNDERWEIGHT0.4200 Q2-07 0.8200 Q3-07 2.4900 FY07 USD * NA NA
The Home Depot, Inc. HD20-Sep-07 Stephen
ChickHome Depot : Capital Allocation:Subtle Steps; Overweight
OVERWEIGHT 0.7700 Q2-08 0.6100 Q3-08 2.4300 FY07 USD * NA NA
10-Sep-07 StephenChick
Home Depot : Adj Estimates PostPhase I of Recap; Overweight
OVERWEIGHT 0.7700 Q2-08 0.5800 Q3-08 2.3000 FY07 USD * NA NA
28-Aug-07 StephenChick
Home Depot : HD Supply Update;Overweight - ALERT
OVERWEIGHT 0.7700 Q2-08 0.5800 Q3-08 2.3000 FY07 USD * NA NA
15-Aug-07 StephenChick
Home Depot : Wall-of-Worry isHealthy; Overweight; Q2 Review
OVERWEIGHT 0.7700 Q2-08 0.5800 Q3-08 2.2000 FY07 USD * NA NA
15-Aug-07 StephenChick
Home Depot : HD Supply Update;Line in the Sand
OVERWEIGHT 0.7700 Q2-08 0.5800 Q3-08 2.2000 FY07 USD * NA NA
10-Aug-07 StephenChick
Home Depot : Revised Tender; HDSupply - Overweight
OVERWEIGHT 0.6400 Q2-08 0.5800 Q3-08 2.2000 FY07 USD * NA NA
7-Aug-07 StephenChick
Home Depot : Revision to TenderRange Likely - Favorable;Overweight
OVERWEIGHT 0.6400 Q2-08 0.5800 Q3-08 2.2000 FY07 USD * NA NA
13-Jul-07 StephenChick
Home Depot : The Equity Value of aRecapitalization; Overweight
OVERWEIGHT 0.6400 Q2-08 0.5800 Q3-08 2.2000 FY07 USD * NA NA
11-Jul-07 StephenChick
Home Depot : Update; Tender;Steps Forward; Overweight
OVERWEIGHT 0.7400 Q2-08 0.6700 Q3-08 2.5000 FY07 USD * NA NA
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10-Jul-07 StephenChick
Home Depot : Guidance; Tender;Overweight - ALERT
OVERWEIGHT 0.7400 Q2-08 0.6700 Q3-08 2.5000 FY07 USD * NA NA
5-Jul-07 StephenChick
Home Depot : Update; DutchTender Likely; S/T, L/T - Overweight
OVERWEIGHT 0.7600 Q2-08 0.6900 Q3-08 2.5600 FY07 USD * NA NA
The Kroger Co. KR18-Sep-07 Stephen
ChickKroger Co. : Q207 Review; AdjEstimates
NEUTRAL 0.3300 Q2-08 0.3500 Q3-08 1.6600 FY07 USD * NA NA
The Macerich Company MAC27-Aug-07 Michael
MuellerMacerich : Model Adjustment NEUTRAL 0.1900 Q2-07 NA Q3-07 4.6300* FY07 USD * NA NA
3-Aug-07 MichaelMueller
Macerich : Very good Q2; moreclarity on development ramp
NEUTRAL 0.1900 Q2-07 NA Q3-07 4.6300* FY07 USD * NA NA
The McGraw-Hill Companies, Inc. MHP19-Sep-07 Fred W.
SearbyThe McGraw-Hill Cos. : PositiveGuidance for 2H07
NEUTRAL 0.7900 Q2-07 1.2000 Q3-07 3.1100 FY07 USD * NA NA
20-Aug-07 Fred W.Searby
The McGraw-Hill Cos. :Downgrading to Neutral
NEUTRAL 0.7900 Q2-07 1.2000 Q3-07 3.1100 FY07 USD * NA NA
The Medicines Company MDCO25-Jul-07 Richard
SmithThe Medicines Company : 2Q07:Angiomax Struggles, PatentUncertainty Continues; Adj Est.
NEUTRAL 0.0300 Q2-07 -0.4200 Q3-07 -0.3400 FY07 USD * NA NA
19-Jul-07 RichardSmith
The Medicines Company : HR1778passes subcmte, but a long way togo
NEUTRAL 0.0500 Q2-07 -0.0700 Q3-07 0.0300 FY07 USD * NA NA
2-Jul-07 RichardSmith
The Medicines Company :Acquisition of EU rights; RevisedFinancial Guidance - ALERT
NEUTRAL 0.1200 Q2-07 0.1400 Q3-07 0.4700 FY07 USD * NA NA
2-Jul-07 RichardSmith
The Medicines Company : ThesisUnchanged with Acquisition of EURights to Angiox; Adj. Ests
NEUTRAL 0.1200 Q2-07 0.1400 Q3-07 0.4700 FY07 USD * NA NA
The New York Times Company NYT12-Sep-07 Fred W.
SearbyThe New York Times Co. : AugustRevenue Growth Slightly Ahead ofTempered Expectations
NEUTRAL 0.3400 Q2-07 0.0500 Q3-07 0.9500 FY07 USD * NA NA
16-Aug-07 Fred W.Searby
The New York Times Co. : JulyNews Ad Revs -5%; Non NewsGroup Strength Boosts Total Growth
NEUTRAL 0.3400 Q2-07 0.0500 Q3-07 0.9500 FY07 USD * NA NA
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Page 196 of 225
to 0.1%25-Jul-07 Fred W.
SearbyThe New York Times Co. : AsExpected, a Weak 2Q; Another CostSaving Program Announced -ALERT
NEUTRAL 0.2600 Q2-07 0.0500 Q3-07 0.9200 FY07 USD * NA NA
The Pepsi Bottling Group, Inc. PBG9-Aug-07 John
FaucherPepsi Bottling Group, Inc : PBGAnnounces Small RestructuringProgram
UNDERWEIGHT0.7000 Q2-07 0.8900 Q3-07 2.0600 FY07 USD * NA NA
10-Jul-07 JohnFaucher
Pepsi Bottling Group, Inc : PBGReports Better Than Expected Q2EPS; Guidance Moving Up - ALERT
UNDERWEIGHT0.6200 Q2-07 0.8600 Q3-07 1.9500 FY07 USD * NA NA
10-Jul-07 JohnFaucher
Pepsi Bottling Group, Inc : Despitethe Comps and Costs, a Solid Q2From PBG
UNDERWEIGHT0.6200 Q2-07 0.8600 Q3-07 1.9500 FY07 USD * NA NA
9-Jul-07 JohnFaucher
Pepsi Bottling Group, Inc : ReadingThe Print: What To Look For InPBG's Q2
UNDERWEIGHT0.6200 Q2-07 0.8600 Q3-07 1.9500 FY07 USD * NA NA
3-Jul-07 JohnFaucher
Pepsi Bottling Group, Inc : PBG Q2Preview
UNDERWEIGHT0.6200 Q2-07 0.8600 Q3-07 1.9500 FY07 USD * NA NA
The Phoenix Companies, Inc. PNX26-Jul-07 Jimmy
BhullarPhoenix Companies : PreliminaryAnalysis of 2Q07 Results
UNDERWEIGHT0.2500 Q2-07 0.2600 Q3-07 1.1100 FY07 USD * NA NA
26-Jul-07 JimmyBhullar
Phoenix Companies : TrendsImproving, Our Outlook RemainsCautious
UNDERWEIGHT0.3000 Q2-07 0.2600 Q3-07 1.1600 FY07 USD * NA NA
The Procter PG28-Sep-07 John
FaucherProcter & Gamble : RestatementSheds More Light on Beauty/FemCare
NEUTRAL 0.9000 Q4-07 0.9600 Q4-07 3.4500 FY08 USD * NA NA
18-Sep-07 JohnFaucher
Procter & Gamble : Good Riddanceto the In-Line Mid-Quarter Update -ALERT
NEUTRAL 0.9000 Q4-07 0.9600 Q1-08 3.4500 FY08 USD * NA NA
6-Aug-07 JohnFaucher
Procter & Gamble : The Tide Is StillRising
NEUTRAL 0.9000 Q1-08 0.9600 Q2-08 3.4500 FY08 USD * NA NA
3-Aug-07 JohnFaucher
Procter & Gamble : UnderlyingFundamentals In-Line; FY08Guidance Slightly Below Consensus- ALERT
NEUTRAL 0.6600 Q4-07 0.9000 Q1-08 3.0300 FY07 USD * NA NA
2-Aug-07 JohnFaucher
Procter & Gamble : Reading ThePrint: What To Look For In PG's Q4
NEUTRAL 0.6600 Q4-07 0.9000 Q1-08 3.0300 FY07 USD * NA NA
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The Progressive Corporation PGR14-Sep-07 Matthew
HeimermannThe Progressive Corp. : LoweringEPS as Negative Trends Continue
UNDERWEIGHT0.3900 Q2-07 0.4700 Q3-07 1.7500 FY07 USD * NA NA
15-Aug-07 MatthewHeimermann
The Progressive Corp. : TrendsImproved Sequentially, But EPS AtRisk
UNDERWEIGHT0.3900 Q2-07 0.4700 Q3-07 1.7500 FY07 USD * NA NA
12-Jul-07 MatthewHeimermann
The Progressive Corp. : 2Q SuggestEPS Pressure to Continue;Lowering EPS
UNDERWEIGHT0.4600 Q2-07 0.4700 Q3-07 1.8400 FY07 USD * NA NA
The Ryland Group, Inc. RYL27-Jul-07 Michael
RehautRyland Group : Post-Call Notes:June Mostly Driven by Easier Compand Pricing, In Our View; CF Gen. aPositive
NEUTRAL -1.2500 Q2-07 -0.6500 Q3-07 -2.5300 FY07 USD * NA NA
25-Jul-07 MichaelRehaut
Ryland Group : 2Q Reported In-Linewith 7/10 Preannouncement;Charges at Low End of the Range;Mntn Neutral
NEUTRAL -1.2500 Q2-07 -0.6500 Q3-07 -2.5300 FY07 USD * NA NA
10-Jul-07 MichaelRehaut
Ryland Group : 2Q ChargesRoughly In-Line w/Other Builders,But Orders Hit Our Estimate;Lowering EPS Estimates
NEUTRAL 0.3000 Q2-07 -0.6500 Q3-07 1.4000 FY07 USD * NA NA
The Scotts Miracle-Gro Company SMG1-Aug-07 Dara W.
MohsenianScotts Miracle-Gro Co. : ReiterateOW After In-Line Q3 EPS- AttractiveEntry Point
OVERWEIGHT 1.9800 Q3-07 -0.0800 Q4-07 2.4000 FY07 USD * NA NA
10-Jul-07 Dara W.Mohsenian
Scotts Miracle-Gro Co. : Upgradingto OW: Attractive for Both Short andLong-Term Investors
OVERWEIGHT 1.9800 Q3-07 -0.0800 Q4-07 2.4000 FY07 USD * NA NA
6-Jul-07 Dara W.Mohsenian
Scotts Miracle-Gro Co. : LoweringEstimates on Unfavorable Weather
NEUTRAL 2.1900 Q3-07 -0.1100 Q4-07 2.5800 FY07 USD * NA NA
The South Financial Group TSFG20-Jul-07 John Pancari The South Financial Group : Mixed
2Q Results; NIM Expanded butDeposits Weak - ALERT
NEUTRAL 0.2700 Q2-07 0.4000 Q3-07 1.3600 FY07 USD * NA NA
3-Jul-07 John Pancari The South Financial Group : Updateon NC Real Estate Loan Fraud; NoChange in EPS Ests; ReiterateNeutral
NEUTRAL 0.3400 Q2-07 0.3600 Q3-07 1.3600 FY07 USD * NA NA
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The Stanley Works SWK24-Jul-07 Michael
RehautThe Stanley Works : 2Q ReportedRoughly In-Line; High-End of FY07Guidance Lowered - ALERT
UNDERWEIGHT0.9700 Q2-07 1.0000 Q3-07 3.8500 FY07 USD * NA NA
24-Jul-07 MichaelRehaut
The Stanley Works : 2Q ReportedRoughly In-Line; High-End of FY07Guidance Lowered; Maintain UWRating
UNDERWEIGHT0.9700 Q2-07 1.0000 Q3-07 3.8500 FY07 USD * NA NA
The Timberland Company TBL26-Sep-07 Robert
SamuelsThe Timberland Company : BabySteps but Still Long Way to Go;Lowering Ests.
NEUTRAL -0.3000 Q2-07 0.6000 Q3-07 1.2000 FY07 USD * NA NA
The Travelers Companies, Inc. TRV27-Jul-07 Matthew
HeimermannTravelers Cos : Raising EPSEstimates Following Steady 2QResults
NEUTRAL 1.7700 Q2-07 1.3000 Q3-07 6.1400 FY07 USD * NA NA
26-Jul-07 MatthewHeimermann
Travelers Cos : 2Q Reported EPSHigher/Underlying Roughly In-Line -ALERT
NEUTRAL 1.5600 Q2-07 1.3000 Q3-07 5.9600 FY07 USD * NA NA
The Ultimate Software Group, Inc. ULTI24-Sep-07 David Cohen Ultimate Software : Takeaways from
Mgmt Meetings - Positive - ALERTOVERWEIGHT 0.1500 Q2-07 0.1800 Q3-07 0.7600 FY07 USD * NA NA
27-Jul-07 David Cohen Ultimate Software : Look Throughthe Noise; Remain Overweight
OVERWEIGHT 0.1500 Q2-07 0.1800 Q3-07 0.7600 FY07 USD * NA NA
The Valspar Corporation VAL14-Aug-07 Jeffrey J.
ZekauskasValspar Corp : Paints Positioned OVERWEIGHT 0.5700 Q3-07 0.6100 Q4-07 1.8000 FY07 USD * NA NA
13-Aug-07 Jeffrey J.Zekauskas
Valspar Corp : F3Q EPS ExceedsEstimates: F2007 Guidance Lower -ALERT
OVERWEIGHT 0.5600 Q3-07 0.6100 Q4-07 1.8000 FY07 USD * NA NA
The Walt Disney Company DIS27-Sep-07 Imran Khan The Walt Disney Co. : Discontinuing
Disney MVNO a Positive for FY08Earnings
OVERWEIGHT 0.5800 Q3-07 0.4400 Q4-07 1.9400 FY07 USD * NA NA
21-Sep-07 Imran Khan The Walt Disney Co. : 4 Keys forABC Revenue Growth in the NewSeason
OVERWEIGHT 0.5800 Q3-07 0.4400 Q4-07 1.9400 FY07 USD * NA NA
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7-Aug-07 Imran Khan The Walt Disney Co. : AdmissionPrice Increases Highlight DisneyParks' Pricing Power
OVERWEIGHT 0.5800 Q3-07 0.4400 Q4-07 1.9600 FY07 USD * NA NA
2-Aug-07 Imran Khan The Walt Disney Co. : AnotherStrong Quarter; ReiterateOverweight
OVERWEIGHT 0.5800 Q3-07 0.4400 Q4-07 1.9600 FY07 USD * NA NA
The Warnaco Group, Inc. WRNC19-Sep-07 Robert
SamuelsThe Warnaco Group, Inc : Time toBuy WRNC; Upgrading to OW
NEUTRAL 0.2400 Q2-07 0.4200 Q3-07 2.0400 FY07 USD * NA NA
8-Aug-07 RobertSamuels
The Warnaco Group, Inc :Housekeeping; Adj. Estimates
NEUTRAL 0.2400 Q2-07 0.4500 Q3-07 1.9200 FY07 USD * NA NA
The Western Union Company WU25-Jul-07 Tien-Tsin
HuangWestern Union : Risk/Reward &Trends Improving, Tweaking Ests
NEUTRAL 0.2600 Q2-07 0.2900 Q3-07 1.0900 FY07 USD * NA NA
19-Jul-07 Tien-TsinHuang
Western Union : Takeaways fromMoneyGram Results - ALERT
NEUTRAL 0.2700 Q2-07 0.2900 Q3-07 1.0900 FY07 USD * NA NA
12-Jul-07 Tien-TsinHuang
Western Union : InnovationConcerns Remain, But RecentWeakness Overdone
NEUTRAL 0.2700 Q2-07 0.2900 Q3-07 1.0900 FY07 USD * NA NA
The9 Limited NCTY24-Aug-07 Dick Wei The9 Limited: 2Q07 Preview OVERWEIGHT NA Q3-07 NA Q4-07 1.57E FY07 USD 52.00 22-May-07 Dec-072-Aug-07 Dick Wei The9 Limited: Recent Pull-back
Offers Good Buying OpportunityOVERWEIGHT NA Q3-07 NA Q4-07 1.57E FY07 USD 52.00 22-May-07 Dec-07
Thermo Fisher Scientific Inc. TMO26-Jul-07 Tycho
PetersonThermo Fisher Scientific : Raisesthe Bar Again with Strong 2QResults - Thoughts Ahead of theCall - ALERT
OVERWEIGHT 0.5900 Q2-07 0.6000 Q3-07 2.4800 FY07 USD * NA NA
26-Jul-07 TychoPeterson
Thermo Fisher Scientific : SolidPerformance and Another Boost toGuidance Reinforce FavorableOutlook
OVERWEIGHT 0.6500 Q2-07 0.6200 Q3-07 2.5500 FY07 USD * NA NA
Thoratec Corporation THOR18-Sep-07 Taylor Harris Thoratec Corp. : Update from HFSA NEUTRAL 0.1000 Q2-07 0.0400 Q3-07 0.2200 FY07 USD * NA NA15-Aug-07 Taylor Harris Thoratec Corp. : HeartMate II
Heading to PanelNEUTRAL 0.1000 Q2-07 0.0800 Q3-07 0.3800 FY07 USD * NA NA
1-Aug-07 Taylor Harris Thoratec Corp. : 2Q Mixed as VADs NEUTRAL 0.1000 Q2-07 0.1000 Q3-07 0.4100 FY07 USD * NA NA
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Come in Light, But HeartMate IIBack on the Clock at the FDA
THQ Inc. THQI25-Sep-07 Dean
GianoukosTHQ Inc. : Lowering Estimates NEUTRAL -0.0900 Q1-08 0.1000 Q2-08 1.4300 FY07 USD * NA NA
1-Aug-07 DeanGianoukos
THQ Inc. : Solid Quarter, OutlookUnchanged
NEUTRAL -0.2600 Q1-08 NA Q2-08 1.3800 FY07 USD * NA NA
Tibco Software Inc. TIBX28-Sep-07 P. Sterling
Auty IITibco Software : Final Results BetterThan Pre-announcement; AdjustingEst.
OVERWEIGHT 0.0600 Q3-07 0.1700 Q4-07 0.3500 FY07 USD * NA NA
6-Sep-07 P. SterlingAuty II
Tibco Software : Q3Preannouncement Not Surprising;Adj. Est.
OVERWEIGHT 0.0700 Q3-07 0.1800 Q4-07 0.3900 FY07 USD * NA NA
Tidewater Inc. TDW27-Jul-07 David C.
SmithTidewater Inc. : Assuming Coverage- 2Q Miss on Higher Costs
NEUTRAL 1.6100 Q1-08 1.7300 Q2-08 7.1000 FY07 USD * NA NA
Tiffany & Co. TIF7-Sep-07 Brian J.
TunickTiffany & Co : Strong SalesMomentum and Improving Returnson Capital; Raising Est.
NEUTRAL 0.4500 Q2-08 0.2200 Q3-08 2.1200 FY07 USD * NA NA
Tim Hortons Inc. THI.TO3-Aug-07 John Ivankoe Tim Hortons Inc. : Q2 In Line;
Adjusting Ests. and RemainingNeutral
NEUTRAL 0.3600 Q2-07 0.3700 Q3-07 1.4600 FY07 CAD * NA NA
Time Warner Inc. TWX26-Sep-07 Imran Khan Time Warner : Search Volume on
Track to Grow Sequentially in Q3,Page Views May Decline
NEUTRAL 0.2200 Q2-07 0.2600 Q3-07 1.0400 FY07 USD * NA NA
8-Aug-07 Imran Khan Time Warner : AOL's Big CustomerAcquires Advertising.com'sCompetitor - ALERT
NEUTRAL 0.2200 Q2-07 0.2600 Q3-07 1.0400 FY07 USD * NA NA
1-Aug-07 Imran Khan Time Warner : Q2 Results - FirstLook - ALERT
NEUTRAL 0.1900 Q2-07 0.2600 Q3-07 0.9900 FY07 USD * NA NA
25-Jul-07 Imran Khan Time Warner : Acquisition ofTACODA Positive for AOL, Should
NEUTRAL 0.1900 Q2-07 0.2600 Q3-07 0.9900 FY07 USD * NA NA
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Improve Targeting atAdvertising.com
19-Jul-07 Imran Khan Time Warner : AOL Page Views andSearch Volume Grow Q/Q in Q2;Erosion of User Base May HaveStopped
NEUTRAL 0.1900 Q2-07 0.2600 Q3-07 0.9900 FY07 USD * NA NA
TiVo Inc. TIVO28-Aug-07 Barton
CrockettTivo Inc : F2Q08 Preview:Standalone Subs May Be Light
UNDERWEIGHT-0.1800 Q2-08 -0.1000 Q3-08 -0.4500 FY08 USD * NA NA
TNS, Inc. TNS7-Aug-07 Tien-Tsin
HuangTNS, Inc : Encouraging 2Q Beat;Confidence Up, Raising Est.
NEUTRAL 0.1500 Q2-07 0.2000 Q3-07 0.7500 FY07 USD * NA NA
Toll Brothers, Inc. TOL22-Aug-07 Michael
RehautToll Brothers : 3Q Modestly BeatsStreet; Premium Valuation to GroupDrives Relative Neutral Rating -ALERT
NEUTRAL -0.1100 Q3-07 0.2600 Q4-07 0.7000 FY07 USD * NA NA
9-Aug-07 MichaelRehaut
Toll Brothers : Post-Call Notes: LikeOther Builders, Several MarketsWorsen; Lowering Estimates;Maintain Neutral
NEUTRAL -0.1100 Q3-07 0.2600 Q4-07 0.7000 FY07 USD * NA NA
8-Aug-07 MichaelRehaut
Toll Brothers : 3Q (July-end)Charges Well Below Average, ButOrders Down Solidly Against EasierComp - ALERT
NEUTRAL 0.1300 Q3-07 0.2600 Q4-07 0.9400 FY07 USD * NA NA
TOP Tankers Inc. TOPT18-Sep-07 Jonathan
ChappellOil Tanker Industry : Raising '08Tanker EPS Est. on Higher Rates
NEUTRAL 0.0800 Q2-07 -0.1100 Q3-07 0.1400 FY07 USD * NA NA
13-Aug-07 JonathanChappell
Top Tankers : Upgrading to N fromUW on Fleet Transformation
NEUTRAL 0.0900 Q2-07 -0.1100 Q3-07 0.1400 FY07 USD * NA NA
12-Jul-07 JonathanChappell
Top Tankers : Entering Dry BulkMarket w/ Accret. Acq.; Reit UW
UNDERWEIGHT0.1100 Q2-07 -0.0700 Q3-07 0.1500 FY07 USD * NA NA
Torchmark Corporation TMK19-Jul-07 Jimmy
BhullarTorchmark Corp : Strong Earnings,Mixed Results Overall; Neutral
NEUTRAL 1.3400 Q2-07 1.3500 Q3-07 5.3700 FY07 USD * NA NA
Tractor Supply Company TSCO
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23-Aug-07 Nancy Hoch Tractor Supply : Adjusting Estimates NEUTRAL 1.0800 Q2-07 0.4800 Q3-07 2.5400 FY07 USD * NA NA
Transocean Inc. RIG2-Aug-07 Michael K.
LaMotteTransocean Inc. : Visibility of JackupMarket Lacks Depth
UNDERWEIGHT1.8400 Q2-07 2.1100 Q3-07 7.9000 FY07 USD * NA NA
1-Aug-07 Michael K.LaMotte
Transocean Inc. : 2Q Beat Is TopLine Driven - ALERT
UNDERWEIGHT1.6900 Q2-07 2.1100 Q3-07 7.9000 FY07 USD * NA NA
TreeHouse Foods Inc. THS3-Aug-07 Pablo E.
ZuanicTreehouse Foods : THS BeatsConsensus by 1c
UNDERWEIGHT0.2900 Q2-07 0.3200 Q3-07 1.2000 FY07 USD * NA NA
9-Jul-07 Pablo E.Zuanic
Treehouse Foods : UpdatingEstimates
UNDERWEIGHT0.2800 Q2-07 0.3200 Q3-07 1.2000 FY07 USD * NA NA
Trimble Navigation Limited TRMB9-Aug-07 Paul Coster Trimble Navigation : Analyst Day
Takeaways; Raising Ests.OVERWEIGHT 0.3500 Q2-07 0.2700 Q3-07 1.1900 FY07 USD * NA NA
1-Aug-07 Paul Coster Trimble Navigation : 2Q: WellPositioned, Well Executed: Ests Up
OVERWEIGHT 0.3500 Q2-07 0.2500 Q3-07 1.0900 FY07 USD * NA NA
31-Jul-07 Paul Coster Trimble Navigation : 2Q07 Preview:Well-Positioned
OVERWEIGHT 0.2900 Q2-07 0.2500 Q3-07 1.0900 FY07 USD * NA NA
Trinity Industries, Inc. TRN3-Aug-07 Brannon
CookTrinity Industries, Inc. : Raising07/08 Estimates. Stock Sell OffDespite Favorable Outlook PresentsAttractive Entry Point
OVERWEIGHT 0.7700 Q2-07 0.8100 Q3-07 3.2500 FY07 USD * NA NA
2-Aug-07 BrannonCook
Trinity Industries, Inc. : Strong Railand Barge Margin PerformanceDrives 2Q Upside; RaisingEstimates
OVERWEIGHT 0.7700 Q2-07 0.8100 Q3-07 3.1000 FY07 USD * NA NA
TriQuint Semiconductor TQNT26-Jul-07 Christopher
DanelyTriQuint Semiconductor : Visibility aLittle Worse and Guidance May beAggressive, Maintain Underweight
UNDERWEIGHT0.0200 Q2-07 0.0700 Q3-07 0.2300 FY07 USD * NA NA
18-Jul-07 ChristopherDanely
TriQuint Semiconductor : Lowers2Q07 EPS Guidance Due toPush-outs from Wireless Customer;Reiterate Underweight
UNDERWEIGHT0.0600 Q2-07 0.0700 Q3-07 0.2800 FY07 USD * NA NA
Tronox Incorporated TRX
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25-Sep-07 Silke Kueck Tronox, Inc. : Uerdingen SaleWithdrawn - ALERT
NEUTRAL -0.4700 Q2-07 0.0800 Q3-07 -0.4900 FY07 USD * NA NA
2-Aug-07 Silke Kueck Tronox, Inc. : We Lower Estimates NEUTRAL -0.4700 Q2-07 0.1300 Q3-07 -0.3000 FY07 USD * NA NA
Trump Entertainment Resorts, Inc. TRMP8-Aug-07 Amir J.
MarkowitzTrump Entertainment Resorts : Soft2Q Results; Remain Neutral
NEUTRAL -0.3900 Q2-07 0.2700 Q3-07 -0.4700 FY07 USD * NA NA
Trustmark Corporation TRMK19-Jul-07 John Pancari Trustmark Corporation : 2Q07 Call
Follow-Up: Raising Ests on SolidResults; Reiterate Neutral
NEUTRAL 0.5100 Q2-07 0.5000 Q3-07 1.9200 FY07 USD * NA NA
17-Jul-07 John Pancari Trustmark Corporation : RelativelySolid 2Q Should Support Near-TermUpside to Shares - ALERT
NEUTRAL 0.5100 Q2-07 0.5000 Q3-07 1.9200 FY07 USD * NA NA
TRW Automotive Holdings Corp. TRW2-Aug-07 Himanshu
PatelTRW Automotive : VDO Price TooHigh for TRW
OVERWEIGHT 1.0200 Q2-07 0.3600 Q3-07 2.3000 FY07 USD * NA NA
Tsakos Energy Navigation Ltd. TNP11-Jul-07 Jonathan
ChappellTsakos Energy Navigation : MixedEst. Impact on Vessel Sales, NewContracts
OVERWEIGHT 1.9300 Q2-07 1.2200 Q3-07 7.4000 FY07 USD * NA NA
TSMC 2330.TW23-Aug-07 Bhavin Shah TSMC: Factoring in a soft patch of
US consumer demandNEUTRAL Q4-07 Q4-07 FY07 TWD 63.00 23-Aug-07 Jun-08
TTM Technologies, Inc. TTMI1-Aug-07 Thomas
DingesTTM Technologies Inc : Right backto the start; Adjusting Estimates
OVERWEIGHT 0.1400 Q2-07 0.1900 Q3-07 0.7700 FY07 USD * NA NA
Tupperware Brands Corporation TUP2-Aug-07 Dara W.
MohsenianTupperware Brands : ValuationLooks Attractive Given StrongFundamentals
OVERWEIGHT 0.5500 Q2-07 0.2200 Q3-07 2.0000 FY07 USD * NA NA
1-Aug-07 Dara W.Mohsenian
Tupperware Brands : Strong Q2EPS With Broad-Based Upside
NEUTRAL 0.5500 Q2-07 0.1300 Q3-07 1.8200 FY07 USD * NA NA
1-Aug-07 Dara W.Mohsenian
Tupperware Brands : Upgrading toOW and Raising EPS - Improving
NEUTRAL 0.5500 Q2-07 0.1300 Q3-07 1.8200 FY07 USD * NA NA
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Fundamentals Not Reflected inValuation
Tween Brands Inc. TWB4-Sep-07 Brian J.
TunickTween Brands Inc. : Highlights fromDinner with Management
NEUTRAL 0.0700 Q2-08 0.4300 Q3-08 1.8600 FY07 USD * NA NA
23-Aug-07 Brian J.Tunick
Tween Brands Inc. : Deja Vue fromthe Holiday?
NEUTRAL 0.0700 Q2-08 0.6700 Q3-08 2.2500 FY07 USD * NA NA
Tyco Electronics Ltd. TEL8-Aug-07 Thomas
DingesTyco Electronics Ltd. : Not too badfor a first timer; Adjusting estimates
NEUTRAL 0.5100 Q3-07 0.5200 Q4-07 2.0800 FY07 USD * NA NA
2-Jul-07 ThomasDinges
Tyco Electronics Ltd. : Opening DayFinally Arrives; Initiating Coveragewith a Neutral
NEUTRAL 0.5100 Q3-07 0.5200 Q4-07 2.0800 FY07 USD * NA NA
Tyco International Ltd. TYC13-Sep-07 C. Stephen
Tusa Jr.Tyco International : RepurchaseAuthorization a Positive - ALERT
OVERWEIGHT 0.5500 Q3-07 0.5300 Q4-07 1.9000 FY07 USD * NA NA
7-Aug-07 C. StephenTusa Jr.
Tyco International : Encouraging 3QOVERWEIGHT 0.5500 Q3-07 0.5300 Q4-07 1.9000 FY07 USD * NA NA
3-Aug-07 C. StephenTusa Jr.
Tyco International : ComprehensiveReport Published: TYC a Safe Placeto Be? Upgrading to OW
OVERWEIGHT NA Q3-07 NA Q4-07 1.9800 FY07 USD * NA NA
Tyson Foods, Inc. TSN5-Sep-07 Pablo E.
ZuanicTyson Foods : Cutting Estimates for4Q07 and FY08
UNDERWEIGHT0.3100 Q3-07 0.2300 Q4-07 0.8800 FY07 USD * NA NA
31-Aug-07 Pablo E.Zuanic
Tyson Foods : An Update on theRenewable Energy Programs
UNDERWEIGHT0.3100 Q3-07 0.1500 Q4-07 0.7000 FY07 USD * NA NA
30-Jul-07 Pablo E.Zuanic
Tyson Foods : Clean Beat, MainlyChicken Driven - ALERT
UNDERWEIGHT0.2000 Q3-07 0.1500 Q4-07 0.7000 FY07 USD * NA NA
27-Jul-07 Pablo E.Zuanic
Tyson Foods : What May DriveSentiment on Monday (3Q out)?
UNDERWEIGHT0.2000 Q3-07 0.1500 Q4-07 0.7000 FY07 USD * NA NA
U.S. Bancorp USB14-Aug-07 Vivek Juneja U.S. Bancorp : Sharp Rise in
Subprime Mtg Delinq, NonprimeHome Equity Delinq and NCOs -10Q
NEUTRAL 0.6500 Q2-07 NA Q3-07 2.6700 FY07 USD * NA NA
18-Jul-07 Vivek Juneja U.S. Bancorp : Processing FeesStrong But High Expenses Mar 2Q
NEUTRAL 0.6500 Q2-07 0.6900 Q3-07 2.7000 FY07 USD * NA NA
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Page 205 of 225
UAL Corporation UAUA19-Sep-07 Jamie Baker UAL Corp. : United Guides Up;
Estimates Raised SlightlyOVERWEIGHT 1.8300 Q2-07 1.8600 Q3-07 2.4500 FY07 USD * NA NA
UDR, Inc. UDR6-Aug-07 Anthony
PaoloneUDR, Inc. : Model Adjustment NEUTRAL NA Q2-07 NA Q3-07 1.8300 FY07 USD * NA NA
31-Jul-07 AnthonyPaolone
UDR, Inc. : In-Line 2Q; revenuegrowth actually accelerated from 1Q
NEUTRAL NA Q2-07 NA Q3-07 1.8300 FY07 USD * NA NA
Ulticom, Inc. ULCM11-Sep-07 P. Sterling
Auty IIUlticom : Q207: Upside fromDelayed Deals: Visibility RemainsLimited
NEUTRAL 0.0900 Q2-06 0.1000 Q3-06 0.3600 FY07 USD * NA NA
Ultra Clean Holdings, Inc. UCTT24-Jul-07 Jay Deahna Ultra Clean Holdings : C2Q07
Earnings In-Line With Guidance;Mgmt Signals Revenue Trough in3Q; Adj Ests.
OVERWEIGHT 0.2300 Q2-07 0.2100 Q3-07 0.9500 FY07 USD 23.00 23-Feb-07 Mar-08
17-Jul-07 Jay Deahna Ultra Clean Holdings : JPMSemiconWest Presentation -Incrementally Positive ForecastsFrom UCT's Customers
OVERWEIGHT 0.2600 Q2-07 0.3000 Q3-07 1.1500 FY07 USD 23.00 23-Feb-07 Mar-08
Ultra Petroleum Corp. UPL10-Aug-07 Rodney
ClaytonUltra Petroleum Corp : ChangingEstimates Following ConferenceCall
OVERWEIGHT 0.3100 Q2-07 0.3500 Q3-07 1.5900 FY07 USD * NA NA
8-Aug-07 RodneyClayton
Ultra Petroleum Corp : Q2 FirstTake - Positive - ALERT
OVERWEIGHT 0.3100 Q2-07 0.3500 Q3-07 1.5900 FY07 USD * NA NA
UMC 2303.TW7-Sep-07 Bhavin Shah UMC: Revenue largely as expected NEUTRAL NA Q3-07 NA Q4-07 1.01E FY07 TWD 16.40 9-Aug-07 Jun-089-Aug-07 Bhavin Shah UMC: July monthly sales comments:
very strongNEUTRAL NA Q3-07 NA Q4-07 1.01E FY07 TWD 16.40 9-Aug-07 Jun-08
2-Aug-07 Bhavin Shah UMC: 2Q07 results: No signs yet ofany structural improvement inprofitability
NEUTRAL NA Q3-07 NA Q4-07 1.01E FY07 TWD 19.00 8-Dec-06 Jun-07
10-Jul-07 Bhavin Shah UMC: June 07 monthly salescomments
NEUTRAL NA Q3-07 NA Q4-07 0.91E FY07 TWD 19.00 8-Dec-06 Jun-07
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Page 206 of 225
UniFirst Corporation UNF5-Jul-07 Michael J.
FoxUniFirst : F3Q07 10Q Review OVERWEIGHT 0.5900 Q4-07 NA Q1-08 2.4400 FY07 USD * NA NA
Union Drilling, Inc. UDRL3-Aug-07 Kevin Pollard Union Drilling Inc. : Softness in
Barnett Beginning to Takes its Toll;Lowering Estimates
NEUTRAL 0.4200 Q2-07 0.4700 Q3-07 1.7600 FY07 USD * NA NA
Union Pacific Corporation UNP20-Jul-07 Thomas R.
WadewitzUnion Pacific : Strong 2Q YieldsProvide Good News; Evidence ofProductivity Gains Despite WeatherHeadwind
OVERWEIGHT 1.6500 Q2-07 1.9400 Q3-07 7.0200 FY07 USD * NA NA
19-Jul-07 Thomas R.Wadewitz
Union Pacific : Strong YieldsProvide Good News; Weather SlowsPace of OR Gains - ALERT
OVERWEIGHT 1.6700 Q2-07 1.9400 Q3-07 7.0200 FY07 USD * NA NA
UniSource Energy Corp. UNS9-Jul-07 Rajeev
LalwaniUnisource Energy : Filing Supportsour View of More Upside thanDownside
OVERWEIGHT NA Q2-07 NA Q3-07 1.7100 FY07 USD * NA NA
Unisys Corporation UIS25-Jul-07 Christine
PezinoUnisys Corp : Q207 Results Comein Weak; Lowering Ests.; MaintainUW
UNDERWEIGHT-0.1200 Q2-07 0.0600 Q3-07 0.1400 FY07 USD * NA NA
United Natural Foods,Inc. UNFI4-Sep-07 Stephen
ChickUnited Natural Foods, Inc. : Update:Uphill: WFMI > UNFI; Q4 Review
NEUTRAL 0.4190 Q4-08 0.3000 Q1-09 1.4800 FY07 USD * NA NA
United Parcel Service, Inc. UPS28-Sep-07 Thomas R.
WadewitzUnited Parcel Service : LikelyTeamster Agreement Provides NearTerm Catalyst.
OVERWEIGHT 1.0400 Q2-07 1.0200 Q3-07 4.1400 FY07 USD * NA NA
17-Aug-07 Thomas R.Wadewitz
United Parcel Service : SCSMomentum Likely to Continue ---Highlights from Meetings withManagement
OVERWEIGHT 1.0400 Q2-07 1.0200 Q3-07 4.1400 FY07 USD * NA NA
6-Aug-07 Thomas R. United Parcel Service : Union OVERWEIGHT 1.0400 Q2-07 1.0200 Q3-07 4.1400 FY07 USD * NA NA
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Wadewitz Agreement Could Come Soon--Positive Outlook for UPS Stock
25-Jul-07 Thomas R.Wadewitz
United Parcel Service : Solid GrowthLikely to Continue on InternationalVolumes & SCS MarginImprovement
OVERWEIGHT 1.0400 Q2-07 1.0300 Q3-07 4.1200 FY07 USD * NA NA
24-Jul-07 Thomas R.Wadewitz
United Parcel Service : Solid 2Q onStrong International & SCS; Positivefor the Stock - ALERT
OVERWEIGHT 1.0200 Q2-07 1.0300 Q3-07 4.1200 FY07 USD * NA NA
United Rentals, Inc. URI2-Aug-07 Stephen
VolkmannCFA
United Rentals, Inc : 2Q Fine; SECletter adds a new wrinkle - ALERT
UNDERWEIGHT0.6000 Q2-07 0.9800 Q3-07 2.6500 FY07 USD * NA NA
2-Aug-07 StephenVolkmannCFA
United Rentals, Inc : Timing of SECletter unclear - ALERT
UNDERWEIGHT0.6000 Q2-07 0.9800 Q3-07 2.6500 FY07 USD * NA NA
23-Jul-07 StephenVolkmannCFA
United Rentals, Inc : StrategicReview Complete, Valuation LooksFull - ALERT
UNDERWEIGHT0.6500 Q2-07 0.9800 Q3-07 2.6500 FY07 USD * NA NA
United States Steel Corporation X25-Jul-07 Michael
GambardellaU.S. Steel Corp : No subprime here- 2008 looks great
OVERWEIGHT 2.6600 Q2-07 3.0700 Q3-07 11.2000 FY07 USD * NA NA
United Technologies Corporation UTX19-Jul-07 Joseph B.
NadolUnited Technologies : Earnings onTrack Despite Flaws Within Prattand Carrier
OVERWEIGHT 1.1600 Q2-07 1.1700 Q3-07 4.2500 FY07 USD * NA NA
18-Jul-07 Joseph B.Nadol
United Technologies : First Take onQ2 Earnings - ALERT
OVERWEIGHT 1.1600 Q2-07 1.1800 Q3-07 4.2500 FY07 USD * NA NA
United Therapeutics Corporation UTHR.OQ1-Aug-07 Geoffrey
MeachamUnited Therapeutics : No Change toOW Thesis Following 2Q; Adj Ests
OVERWEIGHT 0.4300 Q2-07 0.3700 Q3-07 0.8800 FY07 USD * NA NA
31-Jul-07 GeoffreyMeacham
United Therapeutics : Upside 2QRemodulin Sales the Key Metric -ALERT
OVERWEIGHT 0.6300 Q2-07 0.6800 Q3-07 2.3800 FY07 USD * NA NA
11-Jul-07 GeoffreyMeacham
United Therapeutics : TRIUMPHEnrollment A Positive; DataExpected 4Q
OVERWEIGHT 0.6300 Q2-07 0.6800 Q3-07 2.3800 FY07 USD * NA NA
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UnitedHealth Group Inc. UNH6-Aug-07 William
GeorgesUnitedHealth Group : UNH ReceivesFavorable CMS Payment; AdjustingFY07 Estimates
OVERWEIGHT 0.8700 Q2-07 0.9200 Q3-07 3.4600 FY07 USD * NA NA
19-Jul-07 WilliamGeorges
UnitedHealth Group : EPS of $0.87Beats Estimates; Concerns RemainAround Commercial MLR - ALERT
OVERWEIGHT 0.8000 Q2-07 0.8900 Q3-07 3.4300 FY07 USD * NA NA
16-Jul-07 WilliamGeorges
UnitedHealth Group : SecondQuarter Preview: Focus Remains onCommercial MLR; Expect 14% EPSGrowth
OVERWEIGHT 0.8000 Q2-07 0.8900 Q3-07 3.4300 FY07 USD * NA NA
Universal Health Services, Inc. UHS27-Jul-07 Andreas
DirnaglUniversal Health Services : UHS:2Q07 Miss of $0.04, ReiterateNeutral. - ALERT
NEUTRAL 0.7900 Q2-07 0.7000 Q3-07 3.1300 FY07 USD * NA NA
Universal Technical Institute, Inc. UTI14-Sep-07 Edward
YrumaUniversal Technical Institute :Management Shakeup, EnrollmentWeakness Likely Persists -Underweight - ALERT - CorrectedAlert supersedes any previousversions
UNDERWEIGHT0.1400 Q3-07 0.1500 Q4-07 0.7700 FY07 USD * NA NA
8-Aug-07 EdwardYruma
Universal Technical Institute : 3Q:Engine Stalled, Tough Environment
UNDERWEIGHT0.1400 Q3-07 0.1500 Q4-07 0.7700 FY07 USD * NA NA
16-Jul-07 EdwardYruma
Universal Technical Institute : StillSputtering; Initiate at Underweight
UNDERWEIGHT0.1000 Q3-07 0.1600 Q4-07 0.7400 FY07 USD * NA NA
Unum Group UNM2-Aug-07 Jimmy
BhullarUnum Group : Claims Charge MarsOtherwise Strong Quarter
UNDERWEIGHT0.5100 Q2-07 0.4800 Q3-07 1.9400 FY07 USD * NA NA
Urban Outfitters URBN13-Aug-07 Brian J.
TunickUrban Outfitters : Recovery at UrbanTaking Time; Lowering EPSEstimates
NEUTRAL 0.1900 Q2-08 0.2400 Q3-08 0.8600 FY07 USD * NA NA
URS Corporation URS10-Aug-07 Scott Levine URS Corporation : Energy,
Infrastructure Drive Q2 Beat;Raising Ests
OVERWEIGHT 0.7000 Q2-07 0.6400 Q3-07 2.4900 FY07 USD * NA NA
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9-Aug-07 Scott Levine URS Corporation : Private,State-Local Segments Drive Q2Beat; Guidance Raised - ALERT
OVERWEIGHT 0.7000 Q2-07 0.6400 Q3-07 2.4900 FY07 USD * NA NA
USG Corporation USG24-Jul-07 Michael
RehautUSG Corporation : Ex-Tax Rate, 2QReported Below the Street; MaintainUnderweight - ALERT
UNDERWEIGHT0.4000 Q2-07 0.3000 Q3-07 1.4000 FY07 USD * NA NA
24-Jul-07 MichaelRehaut
USG Corporation : Ex-Tax RateBenefit, 2Q Reported Below Street;Lowering Our FY08E, Maintain UWRating
UNDERWEIGHT0.6500 Q2-07 0.3000 Q3-07 1.5500 FY07 USD * NA NA
UST Inc. UST10-Aug-07 Erik
BloomquistUST Inc : Sell Off Unwarranted,Strong Fundamentals - ALERT
OVERWEIGHT 0.9000 Q2-07 NA Q3-07 3.3800 FY07 USD 65.00 25-Jan-07 Jan-08
27-Jul-07 ErikBloomquist
UST Inc : Upgrading Estimates onPremium Strength and Cost Saves
OVERWEIGHT 0.9000 Q2-07 NA Q3-07 3.3800 FY07 USD 65.00 25-Jan-07 Jan-08
26-Jul-07 ErikBloomquist
UST Inc : Strong Q2 Results:Guidance Raised on Volume Growthand Cost Saves - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 3.3400 FY07 USD 65.00 25-Jan-07 Jan-08
UTi Worldwide Inc. UTIW7-Sep-07 Thomas R.
WadewitzUTi Worldwide : Solid F2Q; PatienceRequired for Meaningful Upside
OVERWEIGHT 0.2800 Q2-08 0.3600 Q3-08 1.1200 FY07 USD * NA NA
6-Sep-07 Thomas R.Wadewitz
UTi Worldwide : Solid F2Q Report;Stock Could Show Relief DespiteLower F08 Guidance - ALERT
OVERWEIGHT 0.2600 Q2-08 0.3600 Q3-08 1.1200 FY07 USD * NA NA
V.F. Corporation VFC20-Jul-07 Robert
SamuelsVF Corp. : Housekeeping; AdjustingEstimates
NEUTRAL 0.8900 Q2-07 1.8400 Q3-07 5.2000 FY07 USD * NA NA
Valassis Communications, Inc. VCI13-Jul-07 Fred W.
SearbyValassis Communications Inc. :Deleveraging Story Hinges onLower YOY Pricing Declines
NEUTRAL NA Q2-07 NA Q3-07 1.5000 FY07 USD * NA NA
Valero Energy Corporation VLO31-Jul-07 Daniel Vetter Valero Energy : Still the best value
among large-cap refiners, adj estOVERWEIGHT 3.8100 Q2-07 2.8500 Q3-07 10.4500 FY07 USD * NA NA
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Validus Holdings, Ltd. VR24-Sep-07 Matthew
HeimermannValidus Holdings : Valuation AlreadyIn Validus Shares/Initiate Neutral
NEUTRAL 1.2700 Q2-07 1.1500 Q3-07 4.3600 FY07 USD * NA NA
Valley National Bancorp VLY3-Aug-07 John Pancari Valley National Bancorp : Meeting
Highlights: Sticking to its Knitting ina Difficult Market
NEUTRAL 0.3100 Q2-07 0.3000 Q3-07 1.2200 FY07 USD * NA NA
30-Jul-07 John Pancari Valley National Bancorp : Tweaking07 EPS Estimate Post 2Q
NEUTRAL 0.3100 Q2-07 0.3048 Q3-07 1.1905 FY07 USD * NA NA
19-Jul-07 John Pancari Valley National Bancorp : 2Q EPSUpside Driven by Lower Tax Rate,but Credit Slipped - ALERT
NEUTRAL 0.3300 Q2-07 0.3048 Q3-07 1.1905 FY07 USD * NA NA
ValueClick, Inc. VCLK31-Jul-07 Imran Khan ValueClick : Media Segment Shows
Weakness but Other SegmentsStrong; Adjusting Estimates
NEUTRAL 0.1700 Q2-07 0.1900 Q3-07 0.8100 FY07 USD * NA NA
17-Jul-07 Imran Khan ValueClick : Acquisition ofMeziMedia Broadens Exposure toComparison Shopping Segment
NEUTRAL 0.1800 Q2-07 0.1900 Q3-07 0.8100 FY07 USD * NA NA
ValueVision Media, Inc. VVTV23-Aug-07 Barton
CrockettValueVision Media Inc : F2Q07React: Light, As expected, Guidancemaintained
NEUTRAL -0.1000 Q2-08 0.0100 Q3-08 0.0000 FY07 USD * NA NA
Vanda Pharmaceuticals Inc. VNDA27-Sep-07 Adam
GreeneVanda Pharmaceuticals :Iloperidone Filed Ahead of Schedule- ALERT
OVERWEIGHT -0.6000 Q2-07 -1.1000 Q3-07 -4.0200 FY07 USD * NA NA
10-Aug-07 AdamGreene
Vanda Pharmaceuticals :Bifeprunox's Setback Should BeVanda's Gain - ALERT
OVERWEIGHT -0.6000 Q2-07 -1.1000 Q3-07 -4.0200 FY07 USD * NA NA
2-Aug-07 AdamGreene
Vanda Pharmaceuticals : ClinicalPrograms On Track; ReiterateOverweight
OVERWEIGHT -0.8400 Q2-07 -1.2600 Q3-07 -4.2800 FY07 USD * NA NA
Varian Semiconductor VSEA6-Sep-07 Jay Deahna Varian Semiconductor Equipment :
Raising Price Target to $69 from$57; Raising Ests.
OVERWEIGHT 0.2900 Q3-07 0.5600 Q4-07 1.7400 FY07 USD * NA NA
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27-Aug-07 Jay Deahna Varian Semiconductor Equipment :2007 Analyst Day: Sitting In TheSweet Spot
OVERWEIGHT 0.2900 Q3-07 0.5600 Q4-07 1.7400 FY07 USD * NA NA
30-Jul-07 Jay Deahna Varian Semiconductor Equipment :Raising Price Target To $57 From$47
OVERWEIGHT 0.2900 Q3-07 0.5600 Q4-07 1.7400 FY07 USD * NA NA
27-Jul-07 Jay Deahna Varian Semiconductor Equipment :F3Q07 Results - Share Gain andMargin Expansion Story Has Legs,Raising EPS Estimates
OVERWEIGHT 0.2900 Q3-07 0.5000 Q4-07 1.6800 FY07 USD * NA NA
VCA Antech, Inc. WOOF27-Jul-07 Dawn Brock VCA Antech Inc. : Another "Beat
and Raise"; Reiterate OW; $46 PTOVERWEIGHT 0.4200 Q2-07 0.3800 Q3-07 1.4000 FY07 USD * NA NA
Vectren Corporation VVC16-Aug-07 Glenn B.
MullinVectren Corp : VVC South - ElectricSettlement Approved - ALERT
NEUTRAL 0.2100 Q2-07 NA Q3-07 1.9000 FY07 USD * NA NA
7-Aug-07 Glenn B.Mullin
Vectren Corp : NT Focus on RateCases; LT Focus on Projects
NEUTRAL 0.2100 Q2-07 NA Q3-07 1.8500 FY07 USD * NA NA
2-Aug-07 Glenn B.Mullin
Vectren Corp : Terminates Plan toBuild IGCC Plant - ALERT
NEUTRAL 0.2100 Q2-07 NA Q3-07 1.8500 FY07 USD * NA NA
Venoco, Inc. VQ14-Aug-07 Joseph D.
AllmanVenoco, Inc. : Earnings Miss, ButVQ Reaffirms Production Guidance -ALERT
OVERWEIGHT 0.2900 Q2-07 0.3900 Q3-07 1.0600 FY07 USD * NA NA
Verenium Corporation VRNM8-Aug-07 Jeffrey J.
ZekauskasVerenium Corporation : We LowerEstimates
UNDERWEIGHT-0.2600 Q2-07 -0.1200 Q3-07 -0.5500 FY07 USD * NA NA
VeriFone Holdings, Inc. PAY7-Sep-07 Tien-Tsin
HuangVeriFone : Nice Clean F3Q Beat;Raising Estimates
OVERWEIGHT 0.4200 Q3-07 0.4100 Q4-07 1.5600 FY07 USD * NA NA
13-Jul-07 Tien-TsinHuang
VeriFone : Nice NYC Taxi Win:Introduces Attractive RecurringRevenue Potential - ALERT
OVERWEIGHT 0.3900 Q3-07 0.4100 Q4-07 1.5600 FY07 USD * NA NA
Verisign, Inc. VRSN27-Jul-07 P. Sterling
Auty IIVeriSign : Key FranchisesPerforming Well; Strategic Changes
OVERWEIGHT 0.2500 Q2-07 0.2800 Q3-07 1.0500 FY07 USD * NA NA
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Coming16-Jul-07 P. Sterling
Auty IIVeriSign : March 10-Q Filed; ShareRepurchases Can Resume - ALERT
OVERWEIGHT 0.2000 Q2-06 0.2400 Q3-06 0.9500 FY07 USD * NA NA
Verizon Communications Inc. VZ.N31-Jul-07 Jonathan
ChaplinVerizon Communications : SolidWireless Results; Wireline MarginsSoft
NEUTRAL 0.5800 Q2-07 0.6200 Q3-07 2.3700 FY07 USD * NA NA
30-Jul-07 JonathanChaplin
Verizon Communications :Second-Quarter 2007 Preview -ALERT
NEUTRAL 0.5800 Q2-07 0.6300 Q3-07 2.3700 FY07 USD * NA NA
19-Jul-07 JonathanChaplin
Verizon Communications : Reports2Q07 Wireless Net Adds - ALERT
NEUTRAL 0.5800 Q2-07 0.6100 Q3-07 2.3400 FY07 USD * NA NA
Viacom, Inc. VIAb3-Aug-07 Imran Khan Viacom Inc : Q2: Generally In-line
Revenue; Better Than ExpectedOperating Income
NEUTRAL 0.5400 Q2-07 0.6000 Q3-07 2.3000 FY07 USD * NA NA
2-Aug-07 Imran Khan Viacom Inc : Q2 Results at FirstGlance - ALERT
NEUTRAL 0.5000 Q2-07 0.6000 Q3-07 2.3000 FY07 USD * NA NA
26-Jul-07 Imran Khan Viacom Inc : TransformersOutperform our Expectations; CanDrive Q3 Operating Income andEPS Upside
NEUTRAL 0.5000 Q2-07 0.6000 Q3-07 2.3000 FY07 USD * NA NA
Virgin Media VMED8-Aug-07 Jerry Dellis Virgin Media: Mixed Q2; bidders will
be mindful of weak cable revenues -ALERT
NEUTRAL NA Q3-07 NA Q4-07 NA FY07 USD 28.40 27-Jun-07 Dec-07
VistaCare, Inc. VSTA9-Aug-07 Dawn Brock VistaCare, Inc : Profitability Pushed
Off to F1Q08; Stay Neutral. Adj.Ests.
NEUTRAL -0.1400 Q3-07 0.0000 Q4-07 -0.3300 FY07 USD * NA NA
Visteon Corporation VC2-Aug-07 Himanshu
PatelVisteon Corporation : DecentQuarter, Halla Floor ProvidesIntriguing Valuation
NEUTRAL -0.3600 Q2-07 -0.9900 Q3-07 -2.8500 FY07 USD * NA NA
1-Aug-07 HimanshuPatel
Visteon Corporation : 2Q Beats onBetter SGA Control; GuidanceUnchanged - ALERT
NEUTRAL -0.7100 Q2-07 -0.9900 Q3-07 -2.8500 FY07 USD * NA NA
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Volcano Corporation VOLC3-Aug-07 Michael N.
WeinsteinVolcano Corporation : Solid Quarter;IVUS Usage on the Upswing
OVERWEIGHT -0.1000 Q2-07 -0.0900 Q3-07 -0.1000 FY07 USD * NA NA
3-Aug-07 Michael N.Weinstein
Volcano Corporation : Long-TermOutlook Unchanged; Sell-OffCreates Buying Opportunity
OVERWEIGHT -0.1000 Q2-07 -0.0900 Q3-07 -0.1000 FY07 USD * NA NA
30-Jul-07 Michael N.Weinstein
Volcano Corporation :Fundamentals Intact, OutlookStrong; Reiterate Overweight
OVERWEIGHT -0.0300 Q2-07 -0.1000 Q3-07 -0.1000 FY07 USD * NA NA
Voltaire Ltd. VOLT4-Sep-07 Mark
MoskowitzVoltaire : Initiating at Neutral;Intriguing Growth Story, but Market,Competitive & Macro DynamicsWeigh
NEUTRAL -0.0900 Q2-07 0.0500 Q3-07 -0.3400 FY07 USD * NA NA
Vulcan Materials Company VMC.N31-Jul-07 Mike Betts Vulcan Materials : Reducing EPS
estimates by 4-10% and price targetfrom $125 to $121. RetainingOverweight rating
OVERWEIGHT 1.4600 Q2-07 NA Q3-07 5.4100 FY07 USD 121.00 31-Jul-07 Jun-08
W&T Offshore, Inc. WTI13-Jul-07 Joseph D.
AllmanW&T Offshore, Inc. : ReducedProduction Guidance; StockProbably Declines More
NEUTRAL 0.5600 Q2-07 0.6700 Q3-07 1.8600 FY07 USD * NA NA
W.W. Grainger, Inc. GWW20-Aug-07 C. Stephen
Tusa Jr.W.W. Grainger : Accelerated ShareRepurchase Program a Positive;Adj. Estimates
NEUTRAL 1.2100 Q2-07 1.2200 Q3-07 4.7500 FY07 USD * NA NA
16-Jul-07 C. StephenTusa Jr.
W.W. Grainger : Initial Take On 2Q -ALERT
NEUTRAL 1.1200 Q2-07 1.2200 Q3-07 4.7500 FY07 USD * NA NA
Wabtec Corporation WAB.N24-Sep-07 Brannon
CookWabtec Corp : Analyst DayHighlights Longer TermOpportunities and Strong TransitDemand
OVERWEIGHT 0.5700 Q2-07 0.5400 Q3-07 2.2000 FY07 USD * NA NA
27-Jul-07 BrannonCook
Wabtec Corp : Strong 2Q Results;Favorable Transit Trends ShouldDrive 2H Upside. Raising 07 and 08
OVERWEIGHT 0.5700 Q2-07 0.5200 Q3-07 2.1500 FY07 USD * NA NA
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Estimates26-Jul-07 Brannon
CookWabtec Corp : Strong TransitDemand Drives 2Q Upside - ALERT
OVERWEIGHT 0.5300 Q2-07 0.5200 Q3-07 2.1500 FY07 USD * NA NA
20-Jul-07 BrannonCook
Wabtec Corp : Diversified ModelShould Support Growth Through theCurrent Cycle; Initiate at Overweight
OVERWEIGHT 0.5300 Q2-07 0.5200 Q3-07 2.1500 FY07 USD * NA NA
Wachovia Corporation WB23-Jul-07 Vivek Juneja Wachovia Corporation : 2Q: Mkts
Rev, Credit Quality Offset NIM,Expenses
OVERWEIGHT 1.2300 Q2-07 1.2500 Q3-07 4.9000 FY07 USD * NA NA
5-Jul-07 Vivek Juneja Wachovia Corporation : TweakingEstimate Down for Golden WestNIM
OVERWEIGHT 1.2300 Q2-07 1.2500 Q3-07 4.9500 FY07 USD * NA NA
Wal-Mart Stores, Inc. WMT14-Aug-07 Charles
GromWal-Mart Stores, Inc. : OpportunityCost, Downgrade Back To Neutral
OVERWEIGHT 0.7600 Q2-08 0.6800 Q3-08 3.1300 FY07 USD * NA NA
13-Aug-07 CharlesGrom
Wal-Mart Stores, Inc. : Reading ThePrint - What To Look For In 2Q07EPS
OVERWEIGHT 0.7700 Q2-08 0.6900 Q3-08 3.1500 FY07 USD * NA NA
30-Jul-07 CharlesGrom
Wal-Mart Stores, Inc. : SeiyuStruggles Continue
OVERWEIGHT 0.7700 Q2-08 0.6900 Q3-08 3.1500 FY07 USD * NA NA
Warner Chilcott Ltd. WCRX11-Aug-07 Adam
GreeneWarner Chilcott : An In-line 2Q AfterAdjustments
NEUTRAL 0.2300 Q2-07 0.2500 Q3-07 0.9600 FY07 USD * NA NA
Washington Mutual, Inc. WM19-Jul-07 George A.
SaccoWashington Mutual : 2Q07: HigherMortgage Revenues, but ReducedReserves Despite Higher CreditLosses - ALERT
NEUTRAL 0.9200 Q2-07 0.9300 Q3-07 3.6300 FY07 USD * NA NA
Waste Connections, Inc. WCN4-Sep-07 Scott Levine Waste Connections : Announces
Sizable Integrated Acquisition inColorado; Raising Estimates
NEUTRAL 0.3600 Q2-07 0.3800 Q3-07 1.3900 FY07 USD * NA NA
24-Jul-07 Scott Levine Waste Connections : AdjustingEstimates Following Volume-DrivenBeat
NEUTRAL 0.3600 Q2-07 0.3800 Q3-07 1.3900 FY07 USD * NA NA
23-Jul-07 Scott Levine Waste Connections : Getting Q2 NEUTRAL 0.3400 Q2-07 0.3800 Q3-07 1.3900 FY07 USD * NA NA
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Earnings Season Off on the RightFoot - ALERT
Waste Industries USA, Inc. WWIN1-Aug-07 Scott Levine Waste Industries USA, Inc. :
Margins Up Despite Roll-offWeakness; Raising Ests
NEUTRAL 0.4300 Q2-07 0.4000 Q3-07 1.5300 FY07 USD * NA NA
Waste Management, Inc. WMI31-Jul-07 Scott Levine Waste Management : Q2 Pre-Call:
Margins Still the Primary Source ofUpside - ALERT
OVERWEIGHT 0.5200 Q2-07 0.6000 Q3-07 2.0600 FY07 USD * NA NA
Watsco, Incorporated WSO23-Jul-07 Curtis
WoodworthWatsco Inc : Second Chance to BuyQuality LT Growth Story
OVERWEIGHT 1.1200 Q2-07 1.1900 Q3-07 3.3000 FY07 USD * NA NA
5-Jul-07 CurtisWoodworth
Watsco Inc : Watsco Acquires ACRGroup for $6.75/share; Adds 54Locations to Existing Base - ALERT
OVERWEIGHT 1.1200 Q2-07 1.1900 Q3-07 3.3000 FY07 USD * NA NA
WCA Waste Corporation WCAA24-Sep-07 Scott Levine WCA Waste Corporation :
Management Meeting HighlightsAcquisitions, Expansion Plans
NEUTRAL 0.0100 Q2-07 0.0700 Q3-07 0.1500 FY07 USD * NA NA
2-Aug-07 Scott Levine WCA Waste Corporation : One-OffsDrive Q2 Miss; Trimming Estimates
NEUTRAL 0.0100 Q2-07 0.1000 Q3-07 0.2800 FY07 USD * NA NA
2-Jul-07 Scott Levine WCA Waste Corporation :Strengthens Houston Presence WithSizable Swap - ALERT
NEUTRAL 0.1000 Q2-07 0.1000 Q3-07 0.2800 FY07 USD * NA NA
WD-40 Company WDFC11-Jul-07 Jeffrey J.
ZekauskasWD-40 Company : We ReduceEstimates
UNDERWEIGHT0.4800 Q4-07 0.3700 Q1-08 1.8000 FY07 USD * NA NA
10-Jul-07 Jeffrey J.Zekauskas
WD-40 Company : WDFC F3QResults Miss Expectations - ALERT
UNDERWEIGHT0.4800 Q4-07 0.3700 Q1-08 1.8000 FY07 USD * NA NA
Weatherford International Ltd. WFT23-Jul-07 Michael K.
LaMotteWeatherford International Ltd. :Raising Est. on Acquisitions &Lower Tax Rate
NEUTRAL 0.7000 Q2-07 0.8300 Q3-07 3.2500 FY07 USD * NA NA
9-Jul-07 Michael K.LaMotte
Weatherford International Ltd. :Risks Are Priced In: Upgrade to
UNDERWEIGHT0.7400 Q2-07 0.8100 Q3-07 3.2300 FY07 USD * NA NA
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Neutral
Websense Inc. WBSN16-Aug-07 P. Sterling
Auty IIWebsense : Surf ControlShareholders Approve Merger -ALERT
OVERWEIGHT 0.2200 Q2-07 0.2200 Q3-07 0.8800 FY07 USD * NA NA
14-Aug-07 P. SterlingAuty II
Websense : Upgrading to OWAhead of Renewal Wave
UNDERWEIGHT0.2200 Q2-07 0.2200 Q3-07 0.8800 FY07 USD * NA NA
Weight Watchers International, Inc. WTW13-Aug-07 Dara W.
MohsenianWeight Watchers International :Adjusting Quarterly Flow of EPS, FYUnchanged
NEUTRAL 0.7300 Q2-07 0.6000 Q3-07 2.4500 FY07 USD * NA NA
2-Aug-07 Dara W.Mohsenian
Weight Watchers International :Strong Q2 Driven By Monthly Pass,but NA Recruitment Remains Soft
NEUTRAL 0.7300 Q2-07 0.6000 Q3-07 2.4500 FY07 USD * NA NA
Weingarten Realty Investors WRI27-Jul-07 Michael
MuellerWeingarten Realty Investors : $0.02beat on gain timing; Strategic planon track
UNDERWEIGHT NA Q2-07 NA Q3-07 3.02** FY07 USD * NA NA
27-Jul-07 MichaelMueller
Weingarten Realty Investors : ModelAdjustment
UNDERWEIGHT NA Q2-07 NA Q3-07 3.03** FY07 USD * NA NA
20-Jul-07 MichaelMueller
Weingarten Realty Investors : ModelAdjustment
UNDERWEIGHT NA Q2-07 NA Q3-07 3.02** FY07 USD * NA NA
WellCare Health Plans, Inc. WCG2-Aug-07 William
GeorgesWellCare Health Plans : 2Q EPS of$1.30 Well Ahead of Estimates;Raises 2007 Guidance - ALERT
NEUTRAL 1.2200 Q2-07 1.2900 Q3-07 4.7100 FY07 USD * NA NA
2-Aug-07 WilliamGeorges
WellCare Health Plans : 2Q WellAhead of Estimates on MA and PartD
NEUTRAL 1.2200 Q2-07 1.2900 Q3-07 4.7100 FY07 USD * NA NA
WellPoint, Inc. WLP31-Aug-07 William
GeorgesWellPoint Inc. : UpbeatManagement Meetings; Look forImproved 2H07 Operating Results
OVERWEIGHT 1.3500 Q2-07 1.4400 Q3-07 5.5500 FY07 USD * NA NA
26-Jul-07 WilliamGeorges
WellPoint Inc. : In-line QuarterOverlooked on More ChallengedGrowth Outlook
OVERWEIGHT 1.3500 Q2-07 1.4400 Q3-07 5.5500 FY07 USD * NA NA
23-Jul-07 William WellPoint Inc. : Second Quarter OVERWEIGHT 1.3500 Q2-07 1.4400 Q3-07 5.5400 FY07 USD * NA NA
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Georges Preview: Expect in-line EPS
Wells Fargo & Company WFC18-Jul-07 Vivek Juneja Wells Fargo : Strong Cap Mkts Rev,
Subprime Ltd Impact in 2QOVERWEIGHT 0.6700 Q2-07 0.6900 Q3-07 2.7100 FY07 USD * NA NA
Wendy's International WEN27-Jul-07 John Ivankoe Wendy's Int'l : 2Q Cost Beat
Matched With Still Sluggish Sales.Maintain UW & Prefer MCD & BKC.Adjusting Ests.
UNDERWEIGHT0.3300 Q2-07 0.3600 Q3-07 1.1100 FY07 USD * NA NA
Werner Enterprises, Inc. WERN19-Jul-07 Thomas R.
WadewitzWerner Enterprises : In Line 2Q;Fleet Reduction / Cost Control arePositive but Market is Still Tough
UNDERWEIGHT0.3000 Q2-07 0.3000 Q3-07 1.1600 FY07 USD * NA NA
WESCO International, Inc. WCC8-Aug-07 Curtis
WoodworthWesco : Removing from Focus Listowing to Stop Out Rules; Don't StopBelieving in Business Model - ReitOW
OVERWEIGHT 1.1700 Q2-07 1.2500 Q3-07 4.6500 FY07 USD * NA NA
WestAmerica Bancorp. WABC17-Jul-07 John Pancari Westamerica Bancorporation : 2Q
Follow-Up: Above Peer CreditQuality Intact, Despite Blip; EPSRemains Pressured
NEUTRAL 0.7400 Q2-07 0.7500 Q3-07 3.0100 FY07 USD * NA NA
Western Digital Corp. WDC11-Sep-07 Mark
MoskowitzWestern Digital : Double Dose ofPositives, Although SustainabilityQuestionable; Adj. Ests.
NEUTRAL 0.4200 Q4-08 0.5500 Q1-09 2.1700 FY07 USD * NA NA
5-Sep-07 MarkMoskowitz
Western Digital : WD CompletesKomag Acquisition - ALERT
NEUTRAL 0.4200 Q4-08 0.5500 Q1-09 2.1700 FY07 USD * NA NA
29-Aug-07 MarkMoskowitz
Western Digital : Nascent HDDOptimism and Seagate's Pre-LaborDay Treat Lift Outlook; Adj. Ests.
NEUTRAL 0.3700 Q4-08 0.4800 Q1-09 1.8600 FY07 USD * NA NA
27-Jul-07 MarkMoskowitz
Western Digital : No 2H Snapback inMargins; Momentum in Notebookand Branded Slows; Adj. Ests.
NEUTRAL 0.3600 Q4-08 NA Q1-09 1.7700 FY07 USD * NA NA
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Western Refining, Inc. WNR9-Aug-07 Daniel Vetter Western Refining : Premium
Valuation Unjustified; ReiterateUnderweight Rating; adj est
UNDERWEIGHT2.2900 Q2-07 1.1800 Q3-07 5.1800 FY07 USD * NA NA
Westlake Chemical Corporation WLK3-Aug-07 David Silver Westlake Chemical Corp :
Polyethylene Strengthens; WeAdjust Estimates
NEUTRAL 0.5800 Q2-07 0.8500 Q3-07 2.5500 FY07 USD * NA NA
Westwood One, Inc. WON9-Aug-07 John
BlackledgeWestwood One, Inc. : 2Q07 FirstGlance: Mixed Results; Soft 3Q07Expectations - ALERT
UNDERWEIGHT0.0700 Q2-07 0.0500 Q3-07 0.2300 FY07 USD * NA NA
13-Jul-07 JohnBlackledge
Westwood One, Inc. : WON FacingFurther Challenges; Reiterate UW
UNDERWEIGHT0.0700 Q2-07 0.0500 Q3-07 0.2300 FY07 USD * NA NA
12-Jul-07 JohnBlackledge
Westwood One, Inc. : New CFO,CEO Search Begins, and CBS DealMay be Completed by August -ALERT
UNDERWEIGHT0.0700 Q2-07 0.0500 Q3-07 0.2300 FY07 USD * NA NA
Weyerhaeuser Company WY3-Aug-07 Claudia K.
ShankWeyerhaeuser Company : Pre-CallNote: Low Corp. Expense HelpsDrive 2Q Beat - ALERT
NEUTRAL 0.3500 Q2-07 0.5600 Q3-07 1.6000 FY07 USD * NA NA
WGL Holdings, Inc. WGL.N26-Sep-07 Glenn B.
MullinWGL Holdings Inc. : VA SettlementApproved as Expected - ALERT
NEUTRAL 0.2200 Q3-07 NA Q4-07 1.9700 FY07 USD * NA NA
6-Aug-07 Glenn B.Mullin
WGL Holdings Inc. : Retail Drives aBreakout Quarter
NEUTRAL 0.2200 Q3-07 NA Q4-07 1.8500 FY07 USD * NA NA
Whirlpool Corporation WHR20-Jul-07 Michael
RehautWhirlpool : Ex-Tax Rate andPension Charge, 2Q ModestlyAbove Street; FY07 GuidanceReiterated; Raising FY08E
NEUTRAL 1.8000 Q2-07 2.2000 Q3-07 8.1200 FY07 USD * NA NA
Whitney Holding Corp. WTNY24-Jul-07 John Pancari Whitney Holding Corp. : Challenging
2Q; Missed Ests on NIM andNEUTRAL 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
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Expense Pressure - ALERT24-Jul-07 John Pancari Whitney Holding Corp. : 2Q07
Recap: Core Trends RemainChallenged; Reiterate Neutral
NEUTRAL 0.5200 Q2-07 0.5500 Q3-07 2.2000 FY07 USD * NA NA
Whole Foods Market, Inc. WFMI24-Aug-07 Stephen
ChickWhole Foods : OATS Acquisition:FTC Appeal Denied; Positive -Overweight
OVERWEIGHT 0.3500 Q3-07 0.3000 Q4-07 1.3500 FY07 USD * NA NA
17-Aug-07 StephenChick
Whole Foods : Court Ruling FavorsWFMI > FTC: OATS Deal;Favorable - Overweight
OVERWEIGHT 0.3500 Q3-07 0.3000 Q4-07 1.3500 FY07 USD * NA NA
1-Aug-07 StephenChick
Whole Foods : Q307 Review;Overweight
OVERWEIGHT 0.3500 Q3-07 0.2900 Q4-07 1.3000 FY07 USD * NA NA
16-Jul-07 StephenChick
Whole Foods : Update - SECInformal Inquiry; Overweight -ALERT
OVERWEIGHT 0.3100 Q3-07 0.2900 Q4-07 1.3000 FY07 USD * NA NA
13-Jul-07 StephenChick
Whole Foods : Noise; Overweight OVERWEIGHT 0.3100 Q3-07 0.2200 Q4-07 1.2200 FY07 USD * NA NA
Wild Oats Markets, Inc. OATS17-Aug-07 Stephen
ChickWild Oats : Downgrade toUnderweight from Neutral;Risk/Reward - Move Into WFMI(OW)
NEUTRAL 0.0000 Q2-07 NA Q3-07 0.4700 FY07 USD * NA NA
Wiley John & Sons Inc. JWa13-Sep-07 David Lewis John Wiley : Update after F1Q08
Earnings Call; Like Entry PointAhead of Cost Saves
OVERWEIGHT 0.3700 Q1-08 0.4100 Q2-08 1.6900 FY07 USD * NA NA
11-Sep-07 David Lewis John Wiley : Solid F1Q08; Blackwellacquisition accretive in quarter
OVERWEIGHT 0.3600 Q1-08 0.4100 Q2-08 1.6300 FY07 USD * NA NA
24-Jul-07 David Lewis John Wiley : Blackwell IntegrationRemains on Schedule
OVERWEIGHT 0.3700 Q1-08 0.4400 Q2-08 1.7300 FY07 USD * NA NA
Williams Companies, Inc. WMB13-Sep-07 Glenn B.
MullinWilliams Companies : Pipeline MLPRegistration Statement Filed -ALERT
OVERWEIGHT 0.4300 Q2-07 NA Q3-07 1.4000 FY07 USD * NA NA
3-Aug-07 Glenn B.Mullin
Williams Companies : Progress onAll Fronts
OVERWEIGHT 0.4300 Q2-07 NA Q3-07 1.3500 FY07 USD * NA NA
2-Aug-07 Glenn B.Mullin
Williams Companies : Good 2Q07;Increasing EPS & Capex Guidance -
OVERWEIGHT 0.4000 Q2-07 NA Q3-07 1.3500 FY07 USD * NA NA
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ALERT20-Jul-07 Glenn B.
MullinWilliams Companies : Pipeline MLP& Share Buyback - Positive - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 1.3500 FY07 USD * NA NA
Willis Group Holdings Limited WSH2-Aug-07 Matthew
HeimermannWillis Group Holdings Limited : 2QLower On Non-Core +Growth/Margins In-Line
NEUTRAL 0.5200 Q2-07 0.3300 Q3-07 2.7000 FY07 USD * NA NA
2-Aug-07 MatthewHeimermann
Willis Group Holdings Limited :Lowering EPS For 2Q AndRepurchases
NEUTRAL 0.5200 Q2-07 0.3300 Q3-07 2.7000 FY07 USD * NA NA
Windstream Corporation WIN.N8-Aug-07 Jonathan
ChaplinWindstream Communications :2Q07 Quick Take - ALERT
NEUTRAL 0.2200 Q2-07 0.2400 Q3-07 0.9300 FY07 USD * NA NA
8-Aug-07 JonathanChaplin
Windstream Communications :Mostly In-Line 2Q07 Results
NEUTRAL 0.2200 Q2-07 0.2400 Q3-07 0.9300 FY07 USD * NA NA
Wisconsin Energy Corporation WEC6-Sep-07 Seth Tennant Wisconsin Energy Corp : Swapping
Regulated Growth Stocks onRelative Valuation: Upgrade WEC toOW, Downgrade NU to N, Adj. Ests.
NEUTRAL 0.4900 Q2-07 NA Q3-07 2.3500 FY07 USD * NA NA
31-Jul-07 Seth Tennant Wisconsin Energy Corp : SolidQuarter, Not As Strong as theHeadline - ALERT
NEUTRAL 0.3500 Q2-07 NA Q3-07 2.3500 FY07 USD * NA NA
WJ Communications, Inc. WJCI3-Aug-07 Paul Coster WJ Communications : 2Q07
Results: Going Fabless Pays OffWith Breakeven But 2H Is Tough
UNDERWEIGHT-0.0100 Q2-07 -0.0100 Q3-07 -0.0900 FY07 USD * NA NA
2-Aug-07 Paul Coster WJ Communications : 2Q07Preview: On Margin Watch
UNDERWEIGHT-0.0200 Q2-07 -0.0100 Q3-07 -0.0900 FY07 USD * NA NA
Wm. Wrigley Jr. Company WWY30-Jul-07 Pablo E.
ZuanicWM Wrigley Jr : Quick Take on2Q07 Results
NEUTRAL 0.5900 Q2-07 0.6000 Q3-07 2.2700 FY07 USD * NA NA
27-Jul-07 Pablo E.Zuanic
WM Wrigley Jr : What May DriveSentiment on Monday (2Q07 Out)
NEUTRAL 0.5900 Q2-07 0.6000 Q3-07 2.2700 FY07 USD * NA NA
9-Jul-07 Pablo E.Zuanic
WM Wrigley Jr : Updating Estimates NEUTRAL 0.5600 Q2-07 0.6000 Q3-07 2.2400 FY07 USD * NA NA
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WMS Industries Inc. WMS8-Aug-07 Harry C.
CurtisWMS Industries : Positive FreeCash Flow Surprise
NEUTRAL 0.3067 Q4-08 NA Q1-09 1.0667 FY07 USD * NA NA
WNS (Holdings) Limited (ADR) WNS11-Sep-07 Christine
PezinoWNS Holdings Ltd. : RestructuresTop Management, Current CFO toExit, New COO Appointed - ALERT
NEUTRAL 0.2000 Q1-08 -0.2800 Q2-08 0.3200 FY07 USD * NA NA
22-Aug-07 ChristinePezino
WNS Holdings Ltd. : First MagnusFiles for Bankruptcy; Lowering Ests.to Reflect Company Guidance
NEUTRAL 0.2000 Q1-08 0.1400 Q2-08 0.6400 FY07 USD * NA NA
World Fuel Services Corporation INT13-Aug-07 Jonathan
ChappellWorld Fuel Services Corp :Lowering Est. as Tax Rate, Costsoffset Strong Vols.
OVERWEIGHT 0.5800 Q2-07 0.6800 Q3-07 2.4500 FY07 USD * NA NA
10-Aug-07 JonathanChappell
World Fuel Services Corp : MarineProfits, Higher Taxes Drive Modest2Q EPS Shortfall, Reiterate OW -ALERT
OVERWEIGHT 0.5800 Q2-07 0.6800 Q3-07 2.4500 FY07 USD * NA NA
Worthington Industries, Inc. WOR27-Sep-07 Michael
GambardellaWorthington Industries : Deliveringon cost cutting, but Metal Framingstill struggling - Raising EPS
NEUTRAL 0.2700 Q1-08 0.3600 Q2-08 1.3900 FY08 USD * NA NA
16-Aug-07 MichaelGambardella
Worthington Industries : F1Qpre-announcement on MetalFraming weakness - Lowering EPS
NEUTRAL 0.1800 Q1-08 0.2000 Q2-08 0.9300 FY08 USD * NA NA
Wright Express Corporation WXS8-Aug-07 Tien-Tsin
HuangWright Express : Stable Trends,Upside on Hedge and Charge-offs;Raising Est
OVERWEIGHT 0.5000 Q2-07 0.5000 Q3-07 1.8300 FY07 USD * NA NA
WuXi PharmaTech (Cayman) Inc. (ADR) WX18-Sep-07 Tycho
PetersonWuXi PharmaTech : Leading theWay for China CROs
NEUTRAL NA Q2-07 NA Q3-07 0.4400 FY07 USD * NA NA
Wyndham Worldwide Corporation WYN2-Aug-07 Harry C.
CurtisWyndham Worldwide : MixedResults And Outlook.
NEUTRAL 0.4900 Q2-07 0.7000 Q3-07 2.1000 FY07 USD * NA NA
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1-Aug-07 Harry C.Curtis
Wyndham Worldwide : Beats OnCorporate Costs Again.
NEUTRAL 0.4600 Q2-07 0.7000 Q3-07 2.1000 FY07 USD * NA NA
Wynn Resorts, Limited WYNN7-Aug-07 Harry C.
CurtisWynn Resorts : Results evenstronger than anticipated. Raisingestimates
OVERWEIGHT 0.9200 Q2-07 0.5400 Q3-07 2.3900 FY07 USD * NA NA
Xcel Energy Inc. XEL25-Jul-07 Andrew
SmithXcel Energy : Guiding to High Endof Range on Solid, In Line 2Q07EPS - ALERT
NEUTRAL 0.3000 Q2-07 NA Q3-07 1.4000 FY07 USD * NA NA
Xerox Corporation XRX26-Jul-07 Bill C. Shope
CFAXerox Corporation : A Mixed QuarterCould Pressure the Shares in theNear-Term
NEUTRAL 0.2800 Q2-07 0.2600 Q3-07 1.1700 FY07 USD * NA NA
25-Jul-07 Bill C. ShopeCFA
Xerox Corporation : Quick Take onXerox 2Q07 Results - ALERT
NEUTRAL 0.2700 Q2-07 0.2600 Q3-07 1.1700 FY07 USD * NA NA
23-Jul-07 Bill C. ShopeCFA
Xerox Corporation : 2Q Preview:Tracking the Post-Sales Curve
NEUTRAL 0.2800 Q2-07 0.2600 Q3-07 1.1400 FY07 USD * NA NA
Xilinx, Inc. XLNX20-Jul-07 Christopher
DanelyXilinx : Another Disappointment,Checks Indicate Xilinx Losing Share,Reiterate Neutral
NEUTRAL 0.2800 Q1-08 0.3000 Q2-08 1.2600 FY07 USD * NA NA
Xinhua Finance Media Limited (ADR) XFML9-Jul-07 Imran Khan Xinhua Finance Media : XFML
Raises Q2 Guidance; Upside fromOrganic Growth and Acquisitions -ALERT
OVERWEIGHT 0.0800 Q2-07 0.1400 Q3-07 0.4000 FY07 USD * NA NA
XL Capital Ltd. XL25-Jul-07 Matthew
HeimermannXL Capital Ltd. : 2Q A Repeat of1Q/Balance Sheet Drives Upside
OVERWEIGHT 2.8400 Q2-07 2.0900 Q3-07 10.3500 FY07 USD * NA NA
25-Jul-07 MatthewHeimermann
XL Capital Ltd. : Raising EPSModestly, Trends Remain Sound
OVERWEIGHT 2.8400 Q2-07 2.0900 Q3-07 10.3500 FY07 USD * NA NA
XTO Energy Inc. XTO26-Jul-07 Joseph D. XTO Energy : Updating Model After OVERWEIGHT 1.1400 Q2-07 NA Q3-07 4.6400 FY07 USD * NA NA
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Allman the Conference Call24-Jul-07 Joseph D.
AllmanXTO Energy : Another StrongQuarter Highlighted by theCompany's First Well in theWoodford - ALERT
OVERWEIGHT NA Q2-07 NA Q3-07 4.6500 FY07 USD * NA NA
Yahoo! Inc. YHOO5-Sep-07 Imran Khan Yahoo Inc : Acquisition of Blue
Lithium is Strategically Sound;Reiterate Overweight Rating
OVERWEIGHT 0.1100 Q2-07 0.0900 Q3-07 0.4200 FY07 USD * NA NA
9-Aug-07 Imran Khan Yahoo Inc : Decker buys $1.1MShares in the Company - ALERT
OVERWEIGHT 0.1100 Q2-07 0.0900 Q3-07 0.4200 FY07 USD * NA NA
18-Jul-07 Imran Khan Yahoo Inc : 2Q'07 O&O GrowthImproving and Business InvestmentIncreases; Adjusting Estimates
OVERWEIGHT 0.0900 Q2-07 0.1200 Q3-07 0.4200 FY07 USD * NA NA
YRC Worldwide Inc. YRCW27-Jul-07 Thomas R.
WadewitzYRC Worldwide : 2Q Slightly AboveForecast but Outlook is Difficult;Lowering EPS
UNDERWEIGHT0.9100 Q2-07 1.0900 Q3-07 3.2700 FY07 USD * NA NA
17-Jul-07 Thomas R.Wadewitz
YRC Worldwide : Soft MarketMagnifies Structural Issues;Assuming Coverage & Downgradingto Underweight
UNDERWEIGHT0.8800 Q2-07 1.0600 Q3-07 3.1900 FY07 USD * NA NA
16-Jul-07 Thomas R.Wadewitz
YRC Worldwide : Soft MarketMagnifies Structural Issues;Assuming Coverage & Downgradingto Underweight
NEUTRAL 1.0300 Q2-07 1.4000 Q3-07 4.0000 FY07 USD * NA NA
Yum! Brands, Inc. YUM.N12-Jul-07 John Ivankoe Yum Brands : Adjusting Estimates.
Lower China Growth Offset by YRIStrength and US Margins
NEUTRAL 0.3900 Q2-07 0.4450 Q3-07 1.6150 FY07 USD * NA NA
Zale Corporation ZLC28-Sep-07 Brian J.
TunickZale Corporation : BB&B Sold toFinlay; Adjusting Est.
UNDERWEIGHT-0.0900 Q4-08 NA Q1-09 1.1300 FY07 USD * NA NA
18-Sep-07 Brian J.Tunick
Zale Corporation : Quick ThoughtsFrom Meeting with Signet, ZLC'sLargest Competitor - ALERT
UNDERWEIGHT-0.0900 Q4-08 NA Q1-09 1.1300 FY07 USD * NA NA
10-Sep-07 Brian J.Tunick
Zale Corporation : Highlights fromMeeting with Management;Lowering Estimates
UNDERWEIGHT0.0200 Q4-08 NA Q1-09 1.6700 FY07 USD * NA NA
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Zimmer Holdings, Inc. ZMH27-Jul-07 Michael N.
WeinsteinZimmer Holdings : UpdatingEstimates Following 2Q07 Results
NEUTRAL 0.9800 Q2-07 0.9200 Q3-07 4.0600 FY07 USD * NA NA
Zions Bancorporation ZION26-Sep-07 Steven
AlexopoulosZions Bancorporation : UpdatePoints to Accelerated CreditDeterioration, A Leading IndicatorMakes us More Bearish on Banks
OVERWEIGHT 1.4300 Q2-07 1.5300 Q3-07 5.9500 FY07 USD * NA NA
20-Jul-07 StevenAlexopoulos
Zions Bancorporation : 2Q07Review: Zions Beats Estimates OnStandout Second Quarter, ReaffirmOverweight Rating
OVERWEIGHT 1.4300 Q2-07 NA Q3-07 5.9000 FY07 USD * NA NA
Zoran Corporation ZRAN10-Aug-07 Paul Coster Zoran Corp : The Price is Right:
Upgrading to OverweightNEUTRAL 0.3300 Q2-07 0.3800 Q3-07 NA FY07 USD * NA NA
24-Jul-07 Paul Coster Zoran Corp : Strong 2Q, SolidGuidance: Smile for the Cameras.Adj. Ests.
NEUTRAL 0.3300 Q2-07 0.3800 Q3-07 1.1400 FY07 USD * NA NA
20-Jul-07 Paul Coster Zoran Corp : Assuming Coverage:No Change to Ratings
NEUTRAL 0.2200 Q2-07 0.3800 Q3-07 1.1400 FY07 USD * NA NA
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