quang, tran ngoc, thi hue, nguyen,thai, phong,mazaheri ...41 because of their potential to have...

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This may be the author’s version of a work that was submitted/accepted for publication in the following source: Quang, Tran Ngoc, Thi Hue, Nguyen, Thai, Phong, Mazaheri, Mandana,& Morawska, Lidia (2017) Exploratory assessment of indoor and outdoor particle number concentra- tions in Hanoi households. Science of the Total Environment, 599 - 600, pp. 284-290. This file was downloaded from: https://eprints.qut.edu.au/107861/ c Consult author(s) regarding copyright matters This work is covered by copyright. Unless the document is being made available under a Creative Commons Licence, you must assume that re-use is limited to personal use and that permission from the copyright owner must be obtained for all other uses. If the docu- ment is available under a Creative Commons License (or other specified license) then refer to the Licence for details of permitted re-use. It is a condition of access that users recog- nise and abide by the legal requirements associated with these rights. If you believe that this work infringes copyright please provide details by email to [email protected] License: Creative Commons: Attribution-Noncommercial-No Derivative Works 2.5 Notice: Please note that this document may not be the Version of Record (i.e. published version) of the work. Author manuscript versions (as Sub- mitted for peer review or as Accepted for publication after peer review) can be identified by an absence of publisher branding and/or typeset appear- ance. If there is any doubt, please refer to the published source. https://doi.org/10.1016/j.scitotenv.2017.04.154

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  • This may be the author’s version of a work that was submitted/acceptedfor publication in the following source:

    Quang, Tran Ngoc, Thi Hue, Nguyen, Thai, Phong, Mazaheri, Mandana, &Morawska, Lidia(2017)Exploratory assessment of indoor and outdoor particle number concentra-tions in Hanoi households.Science of the Total Environment, 599 - 600, pp. 284-290.

    This file was downloaded from: https://eprints.qut.edu.au/107861/

    c© Consult author(s) regarding copyright matters

    This work is covered by copyright. Unless the document is being made available under aCreative Commons Licence, you must assume that re-use is limited to personal use andthat permission from the copyright owner must be obtained for all other uses. If the docu-ment is available under a Creative Commons License (or other specified license) then referto the Licence for details of permitted re-use. It is a condition of access that users recog-nise and abide by the legal requirements associated with these rights. If you believe thatthis work infringes copyright please provide details by email to [email protected]

    License: Creative Commons: Attribution-Noncommercial-No DerivativeWorks 2.5

    Notice: Please note that this document may not be the Version of Record(i.e. published version) of the work. Author manuscript versions (as Sub-mitted for peer review or as Accepted for publication after peer review) canbe identified by an absence of publisher branding and/or typeset appear-ance. If there is any doubt, please refer to the published source.

    https://doi.org/10.1016/j.scitotenv.2017.04.154

    https://eprints.qut.edu.au/view/person/Thai,_Phong.htmlhttps://eprints.qut.edu.au/view/person/Mazaheri,_Mandana.htmlhttps://eprints.qut.edu.au/view/person/Morawska,_Lidia.htmlhttps://eprints.qut.edu.au/107861/https://doi.org/10.1016/j.scitotenv.2017.04.154

  • 1

    Exploratory Assessment of Indoor and Outdoor Particle Number 1 

    Concentrations in Hanoi Households 2 

    Tran Ngoc Quanga,1, Nguyen Thi Huea, Phong Thaib, Mandana Mazaherib, and Lidia Morawskab 3 

    aFaculty of Environmental Engineering, National University of Civil Engineering, Hanoi, Vietnam 4 

    bInternational Laboratory for Air Quality and Health, Institute of Health and Biomedical 5 

    Innovation, Queensland University of Technology, Brisbane, QLD 4001, Australia 6 

    7 Abstract 8 

    No studies have been conducted in Vietnam to understand the levels of atmospheric ultrafine 9 

    particles, despite having adverse health effects. Information about indoor air quality in Vietnam is 10 

    also limited. Hence we aimed to conduct the first assessment of ultrafine particle concentrations in 11 

    terms of particle number (PN) in Hanoi, by simultaneously measuring indoor and outdoor PN 12 

    concentrations from six households at different locations across the city in January, 2016. We also 13 

    acquired PM2.5 data for this monitoring period from an air quality monitoring station located at the 14 

    US Embassy in Hanoi, to compare the general trends between PN and PM2.5 concentrations. The 15 

    mean daily indoor and outdoor PN concentrations for the monitoring period were 1.9 x 104 p/cm3 16 

    and 3.3 x 104 p/cm3, respectively, with an increase during rush hour traffic. It was concluded that 17 

    traffic was the main contributor to outdoor PN concentrations, with agricultural burning having a 18 

    small influence at one study location. The mean ratio of indoor to outdoor PN concentrations for 19 

    all six sites was 0.66 ± 0.26, which points to outdoor air as the main driver of indoor PN 20 

    concentrations, rather than indoor sources. These PN concentrations and I/O ratios are similar to 21 

    those reported for a number of cities in developed countries. However, in contrast to PN, ambient 22 

    mean PM2.5 concentrations in Hanoi (60 – 70 μg/m3) were significantly higher than those typically 23 

    recorded in developed countries. These findings demonstrate that urban particle mass (PM2.5) 24 

    concentrations are not indicative of the PN concentrations, which can be explained by different 25 

                                                                1Corresponding author at: Faculty of Environmental Engineering, National University of Civil Engineering, Hanoi, Vietnam. Tel.: +844 3869 7035; Fax: +844 3869 1830. E‐mail address: [email protected] (TN. Quang). 

  • 2

    sources contributing to PN and PM, and that direct measurements of PN are necessary to provide 26 

    information about population exposure to ultrafine particles and for management of air quality. 27 

    28 

    Keywords: particle number concentration; ultrafine particles; indoor emission sources; traffic 29 

    emissions; air quality; 30 

    Highlights 31 

    The first study to monitor both indoor and outdoor PN concentrations in Vietnam. 32 

    Indoor level ranged from 1.3 – 3.0 x 104 p/cm3 and outdoor level from 2.1 – 4.7 x 104 33 

    p/cm3. 34 

    Outdoor PN concentrations were influenced by vehicle emissions and rainfalls. 35 

    Indoor PN concentrations were contributed by both indoor and outdoor sources. 36 

    PM2.5 concentrations were not indicative of PN concentrations. 37 

    38 

    1. Introduction 39 

    There is an growing interest in understanding concentrations of ultrafine particles (< 0.1 µm), 40 

    because of their potential to have adverse health effects on humans (Franck et al., 2011; HEI, 41 

    2013; Lanzinger et al., 2016). Ultrafine particles (UFPs) can be emitted from biomass burning 42 

    (Reid et al., 2005) and photo-chemical form (Pey et al., 2009). However, in urban areas, the source 43 

    of ultrafine particle is mainly attributed to vehicle emissions (Perez et al., 2010; Pey et al., 2008; 44 

    Quang et al., 2012). Outdoor UFPs contribute to the indoor concentration, as they are brought 45 

    inside the buildings through ventilation or via penetration through the building envelopes. At the 46 

    same time, indoor activities, such as cooking and burning of candles can increase indoor UFP 47 

    concentrations (Abt et al., 2000; Bekö et al., 2014; He et al., 2004; Meier et al., 2015). Increased 48 

    indoor particle levels directly increase exposure to occupants of the building to UFPs. 49 

    50 

  • 3

    UFPs are measured in terms of particle number (PN) concentration. It should be noted, however, 51 

    that most of the instruments for measuring particle number concentrations cover a wide range of 52 

    particle sizes, from ultrafine range to much larger particles depending on the instrument 53 

    specification. Since the majority of the particles in terms of number are in the ultrafine size range, 54 

    measurements of PN are considered a good representation of UFPs. In this study, we used Philips 55 

    Aerasense NanoTracers to measure PN in the size range of 10 up to 300 nm. Nevertheless, for the 56 

    sake of accuracy, in this manuscript we will refer to PN, rather than UFPs. 57 

    To our knowledge, there have been no studies reporting PN concentrations measured either indoor 58 

    or outdoor in Vietnam including in large cities where combustion sources are expected to 59 

    contribute significantly to their PN concentration level. Meanwhile, several studies have reported 60 

    mass concentrations of PM10 and PM2.5 in Hanoi, the capital of Vietnam, with >7 million 61 

    inhabitants (Cohen et al., 2010; Hien et al., 2002; Kim Oanh et al., 2006; Saksena et al., 2008) as 62 

    well as their impact on human health (Luong et al., 2017). 63 

    To provide at least a preliminary assessment of urban PN concentrations in Vietnam, this pilot 64 

    study aimed to: (1) quantify the indoor and outdoor PN concentration at several residential houses 65 

    in Hanoi; (2) investigate factors influencing household indoor and outdoor PN concentrations; and 66 

    (3) assess the association of daily outdoor PN concentrations with outdoor PM2.5 concentrations in 67 

    Hanoi. 68 

    69 

    2. Methods 70 

    2.1. Study area 71 

    This study was conducted in 2016 in Hanoi, which is a growing city in the North of Vietnam 72 

    (21.02oN, 105,85oE). It has 30 urban and suburban districts covering an area of 3345 km2, and has 73 

    a population of 7.2 million (Statistic, 2015). 74 

    The city has the tropical monsoon climate, with hot and rainy summers (May to August) and 75 

    winters are cold and dry (November to January). Located near the tropics, Hanoi receives 76 

  • 4

    abundant solar radiation (average of 122.8 kcal/cm2) and has a relatively high annual average 77 

    temperature (23.6ºC). The average annual relative humidity is 79% and the average annual rainfall 78 

    is 1.800 mm (Statistic, 2015). 79 

    Motorbikes are the main mode of transport for the city commuters in Hanoi, with passenger cars 80 

    becoming more popular in recent years. In the first eight months of 2015, the capital saw 183,000 81 

    newly-registered vehicles (>39,000 cars and 143,000 motorcycles), bringing the total number of 82 

    resisted vehicles to 5.5 million (about 535,000 cars and 4.9 million motorcycles) (Times, 2015). 83 

    The passenger car fleet in Hanoi still includes many old and ill-maintained vehicles, and 84 

    motorcycles emissions are not controlled in Vietnam (Times, 2015). Hence, traffic emissions are 85 

    considered the main cause of air pollution in Hanoi. 86 

    87 Figure 1: The location of the monitoring sites in Hanoi, Vietnam. 88 

    89 

    2.2. Study design 90 

    Six urban residential houses were included in this study, covering different house styles and 91 

    locations in Hanoi. They were assigned as sites S1 to S6 (Figures 1). S1 - S4 are semi-detached 92 

  • 5

    houses. S5 and S6 are apartments in high-rise buildings. Information about the monitoring sites 93 

    and the periods when the measurements were conducted at each site are presented in Table 1. 94 

    S1 and S2 are two neighbouring four-storey houses, located in a new urban area in southern Hanoi. 95 

    They are about 120m away from the main city ring-road with a daily traffic volume on the nearest 96 

    road of about 83000, consisting of 52000 motorcycles (TEDI, 2007). S3 and S4 are four storey 97 

    houses located within the city centre. S3 is about 75m from a busy road with daily motorbike and 98 

    car traffic volumes of 31000 and 11000, respectively. S4 is close to a new main road (about 50m), 99 

    connecting the city centre to the Hanoi International Airport, with estimated daily traffic volume of 100 

    55000, dominated by cars (TEDI, 2007). 101 

    Table 1: Information of the monitoring sites and the respective measurement periods in January 102 

    2016. 103 

    Site S1 S2 S3 S4 S5 S6

    Monitoring period 5-7 Jan 7-9 Jan 16-18 Jan 18-20 Jan 9-13 Jan 13-16 Jan

    Duration (h) 64 48 94 63 44 50

    Weather Cloudy Cloudy Light

    shower/cloudy Cloudy Clear

    sky/Cloudy Cloudy/Light

    shower

    House type Semi-detached 4-storey house Apartment in high-rise

    building

    Outdoor position Level 4 Level 4 Level 4 Level 4 Level 8 Level 12

    Indoor position Level 2 Level 1-3 Level 1 Level 1 Level 8 Level 12

    Distance to the nearest road (m) 120 120 75 50 100

    Separated by a similar building

    Traffic volume (vehicle/d) 83000 83000 42000 55000 34000 25000

    104 

    S5 is located in an apartment building of southern Hanoi. The building is close to the National 105 

    Express Way No1B, with a traffic volume (> 4 wheels) of about 34000 per day (TEDI, 2007). In 106 

    the vicinity of this site farmers on occasionally burn crop residue. The apartment building where 107 

    S6 is located is in south-western Hanoi. This building is separated from a street by an identical 108 

  • 6

    building. The street has a total daily traffic volume of about 25000, of which about 8000 are cars 109 

    (TEDI, 2007). 110 

    At each site, simultaneous indoor and outdoor measurements of PN levels were conducted using 111 

    two NT instruments (as described in Section 2.3) for 43-90 hours (Table 1). At the same time, 112 

    diary entries were completed by the occupants to record indoor activities that took place during the 113 

    monitoring campaign. Due to security reason, all outdoor measurements at sites S1-4 were carried 114 

    out at level 4 while indoor measurements were carried out at lower level in living rooms where 115 

    most activities took place. At site S2, there was a short period of PN measurement in an 116 

    unoccupied bedroom with tightly closed doors and windows to evaluate the impact of air 117 

    exchange/infiltration on the measured PN concentration. At S5 and S6 the measurements were 118 

    conducted on the eighth and the twelfth floor, respectively. 119 

    120 

    2.3. Instrumentation and quality assurance 121 

    Two Philips Aerasense NanoTracers (NTs) were used to measure PN concentrations. NT measures 122 

    PN concentrations up to 1 x 106 cm-3 in the size range of 10 to 300 nm. The NTs were operated in 123 

    the Advanced mode, where PN concentrations are measured at a fixed sampling interval of 16 s. 124 

    Details of design and operational procedures for the NT devices are available elsewhere (Marra et 125 

    al., 2010). 126 

    The NT’s time stamp was synchronised to the local time using the Nano Reporter software prior to 127 

    each measurement. The NTs were tested at the International Laboratory for Air Quality and 128 

    Health, Queensland University of Technology, Brisbane, Australia prior to their shipment to 129 

    Hanoi, and correction factors were derived for each NT according to the procedure described by 130 

    (Mazaheri et al., 2014). Briefly, the two NTs (n = 1, 2) were run side by side with a TSI model 131 

    3787 condensation particle counter (CPC) for 24 h and all the readings were analysed to derive the 132 

    correction factors. 133 

    134 

  • 7

    2.4. Meteorological and PM2.5 data 135 

    Meteorological data (temperature, relative humidity, wind components and rainfall) for the 136 

    monitoring period were acquired from the meteorological station of the Hanoi International 137 

    airport, which is located 20 km from the city centre (Figure 1). 138 

    Average hourly PM2.5 concentrations were obtained from an air quality monitoring station located 139 

    at the US Embassy in Hanoi, about 5 - 7 km from the study sites (Figure 1). 140 

    141 

    2.5. Data analysis 142 

    Data from the NTs was downloaded after each measurement and multiplied by the corresponding 143 

    NT correction factors. Statistical analyses (t-test and ANOVA test) were performed with SPSS 144 

    version 20 (SPSS Inc.), with a 5% level of significance (p < 0.05). 145 

    146 

    3. Results and Discussion 147 

    3.1. PN concentrations at the investigated sites within Hanoi 148 

    Data on PN concentration was successfully collected at all the sites, without interruptions or loss 149 

    of data. Box plots of outdoor and indoor PN concentrations at each site are presented in Figure 2. 150 

    The box plots represent the maximum, minimum, 75th percentile, 25th percentile, and median 151 

    values. Complete data on the indoor and outdoor PN concentrations and the concentration ratios at 152 

    each site are presented in Tables S1-2. Time-series of PN concentrations at S5 is presented as an 153 

    example in Figure 3, and for the other sites in Figure S1. 154 

  • 8

    155 Figure 2: Summary of the PN concentration during the monitoring period at sites S1-6. (Box plots 156 

    denote minimum values, 1st quartile, median, 3rd quartile and maximum values.) 157 

    158 

  • 9

    159 Figure 3: Time-series of indoor and outdoor PN number concentrations and their ratio (I/O) at Site 160 

    5 161 

    162 

    Outdoor concentrations 163 

    Overall, mean outdoor PN concentrations at the six sites of Hanoi ranged from 2.1 – 4.7 x 104 164 

    p/cm3. These values are comparable to those measured in the urban atmosphere of Beijing, China, 165 

    with mean PN concentration of 3.3 x 104 p/cm3 (Wu et al., 2008), and average ambient 166 

    concentration of 3.8 x 104 p/cm3 (Apte et al., 2011). The values are, relatively high compared to 167 

    the concentrations of PN of approximately 1.0 x 104 p/cm3measured at urban locations of 168 

    Brisbane, Australia (Quang et al., 2012), where population and traffic volumes are low compared 169 

    to most cities. 170 

    The overall mean outdoor PN concentration for all the sites was 3.2 x 104 p/cm3, which was 171 

    similar to the average PN concentrations of nearly 40 cities worldwide (3.5 ± 2.4 x 104 p/cm3), as 172 

    reported by (Kumar et al., 2014). It should be noted that the above worldwide average excluded 173 

    values from the three very highly polluted cities of Delhi, Shanghai and Hsinchu. 174 

    Vehicle emissions are considered the main source of PN in urban areas (Kumar et al., 2014; Liu et 175 

    al., 2014). Therefore, as expected, it was observed that at all the monitoring sites the outdoor PN 176 

    concentration levels during rush-hour periods were significantly higher than during other periods 177 

    (p < 0.05), with the mean difference ranging from 12.4% (Site S6) to 49.3% (Site S5). 178 

  • 10

    Mean outdoor concentration of PN at S1 was significantly higher than the mean values at the other 179 

    sites (p < 0.01), while the values at S2, S4 and S5 were similar (p = 0.06). In contrast, the levels at 180 

    S3 and S6 were significantly lower than at the other four sites (p < 0.01). The highest outdoor 181 

    concentrations at S1 could be explained by a strong influence of vehicle emissions from a busy 182 

    street with traffic light intersection; it has been reported that under such stop and start conditions 183 

    PN concentrations are the highest, and several times exceed the concentrations under traffic free–184 

    flowing conditions (Goel and Kumar, 2015). While S2 is next to S1, it is positioned at leeward 185 

    side of the building with regard to the street (Fig. S1a) and therefore is less affected by emissions 186 

    from the traffic. A similar phenomenon was reported by Quang et al. (2012) in their study in 187 

    Brisbane, Australia. 188 

    The lowest levels of PN concentrations at S3 and S6 could be explained by the rainy weather 189 

    during the measurement. Additionally, both S3 and S6 are located near streets with lighter traffic 190 

    volumes compared to other sites. 191 

    The degree of variation in outdoor PN concentrations during the measurement period at S1 and S5 192 

    (evaluated by their standard deviations) were higher than at other sites (Table S1). This can be 193 

    explained by the fact that both these sites are located close to intermittent additional sources of PN. 194 

    In case of S1, it is the nearby traffic intersection which is an important emission source, especially 195 

    during rush hours as described above. At S5, the concentrations were influenced not only by 196 

    vehicle emissions but also by burning of garden residues, which was observed in the vicinity of 197 

    this site during the monitoring period, with visible smoke plumes. The smaller variations in PN 198 

    concentrations at S3, S4 and S6 could be explained by the larger distance from the monitoring 199 

    points to the nearby streets. The most stable PN concentrations at S6 can be attributed to the 200 

    lowest, among all the sites, traffic volume on the nearby street, as shown on Table 1. 201 

    Beside the influence of emission sources, outdoor concentrations of PN in Hanoi were affected by 202 

    weather conditions. During the monitoring period at site S3, there were rainfall events that made 203 

  • 11

    outdoor PN concentrations significantly lower than those during the periods of dry weather (p < 204 

    0.05). Rainfalls also took place during monitoring at site S6. 205 

    206 

    Indoor concentrations 207 

    Mean indoor PN concentrations at the six sites ranged from 1.5 to 3.0 x 104 p/cm3. These values 208 

    are similar to three high rise apartments in Beijing, China, which ranged from 1.3 to 2.9 x 104 209 

    p/cm3 (Mullen et al., 2011). The values are comparable to the mean value of 1.8 x 104 p/cm3 210 

    measured inside residential houses in Brisbane, Australia (Morawska et al., 2003). They are also 211 

    comparable to concentrations reported for residential houses in California (Bhangar et al., 2011) 212 

    and in Denmark (Bekö et al., 2013), but higher than the mean value of 0.7 x 104 p/cm3 calculated 213 

    by Morawska et al. (2013). 214 

    Unsurprisingly, indoor activities contributed to the variation in PN concentrations indoor, similarly 215 

    to what was reported by He et al. (2004). According to the diary entries, rice frying, re-heating 216 

    food with a microwave, and bread toasting with gas oven, resulted in indoor PN concentrations 217 

    and I/O ratios peaking at S3 and S4 (Fig. S2c,d). Cooking activities over lunch times also 218 

    contributed to the increase in indoor particle concentration, as seen at S4. Two particular events of 219 

    elevated indoor PN concentrations were observed and attributed to the use of a microwave. Firstly, 220 

    PN concentration sharply rose up to 9.1 x 104 p/cm3 at S2 during roasting of peanuts in a 221 

    microwave on 8 January. Secondly, at S5, at 1:30 am on 13 January, indoor PN concentration in 222 

    the dining room suddenly increased. While not recorded in the diary, the house owner recalled that 223 

    he got up at that time to watch a European Champion League football match and cooked instant 224 

    noodle in the microwave. These two events confirmed microwave cooking as a source of indoor 225 

    PN, which was also previously reported by Zhang et al. (2014). As microwave cooking is a 226 

    convenient way of cooking/warming food, this source is likely to become more important in 227 

    affecting indoor exposure to PN, in addition to other sources reported by He et al. (2004) such as 228 

    frying, toasting, and stove use, which could increase the indoor PN concentration several fold. 229 

  • 12

    230 

    Indoor to outdoor ratios of PN concentrations 231 

    24-h mean outdoor PN concentrations were significantly higher than the respective indoor mean 232 

    concentrations for all six sites (p < 0.01), i.e. I/O ratios of the concentrations for all the sites were 233 

    significantly lower than 1 (p < 0.01) (Figure 4). The mean ratio of indoor to outdoor PN 234 

    concentration for all six sites was 0.71 ± 0.23 (mean ± SD). This value is comparable to the I/O 235 

    ratios of PN concentrations for naturally ventilated buildings as summarised by Morawska and 236 

    Salthammer (2003). 237 

    238 

    Figure 4: Indoor to outdoor PN concentration ratios for the six monitoring sites. (Box plots denote 239 minimum values, 1st quartile, median, 3rd quartile and maximum values.) 240 

    241 

    The similarity in the I/O ratios between our study and those reported previously (Morawska and 242 

    Salthammer, 2003) is not unexpected, considering the similarity in the building ventilation (natural 243 

    ventilation), similarity in the indoor sources (cooking using modern methods), and similarity in the 244 

    outdoor sore contribution (outdoor traffic emissions). Under such a scenario, the activities of the 245 

    occupants are likely to have a strong influence, particularly on the instantaneous I/O ratios. For 246 

    example, I/O ratios at S5 were significantly higher than at other sites; while the ratios at the S2, 247 

    significantly lower (p < 0.05). At S5, the indoor NT instrument was placed at the living room on 248 

  • 13

    the top of fishing tank, where the doors were usually opened for natural ventilation, although it 249 

    was winter time. At S2, the indoor NT was placed in a tight, un-occupied bedroom, which resulted 250 

    in I/O ratios of PN concentrations of 0.31 ± 0.08, significantly lower than at other locations. This 251 

    demonstrated that tighter room or low infiltration/ventilation can remarkably reduce contribution 252 

    of outdoor particles to the indoor concentrations. 253 

    254 

    3.2 Ambient PM2.5 concentrations in Hanoi and relation to PN concentrations 255 

    A summary of the descriptive statistics for the ambient PM2.5 concentrations in Hanoi 256 

    corresponding to the monitoring periods at each sites is presented in Table 2. The mean 257 

    concentration of PM2.5 for the entire measurement period was 66 ± 22 μg/m3 (Mean ± SD), which 258 

    is similar to the annual mean concentration of 67 ± 33 μg/m3 reported in Hanoi by Luong et al. 259 

    (2017). The value is higher than PM2.5 concentrations in Bangkok and Manila (18 – 50 and 43 – 260 

    44 μg/m3, respectively), but lower in Bejing (104 – 168 μg/m3) (Kim Oanh et al., 2006). 261 

    262 

    Table 2: Statistic description of PM2.5 ambient concentrations (μg/m3) corresponding to the 263 

    monitoring periods at different households 264  265 

    Time period 5-7 Jan 2016

    7-9 Jan 2016

    9-13 Jan 2016

    13-16 Jan 2016

    16-18 Jan 2016

    18-20 Jan 2016

    5-20 Jan 2016

    Mean 78.5 64.8 57.2 52.7 51.6 98.1 65.9 SD 9.5 7.3 13.2 18.3 4.9 29.2 22.3 Max 93.2 77.5 82.1 87.6 62.4 144.7 145.9 Min 64.3 52.7 42.1 29.0 46.0 59.5 29.0

    266  267 Time-series of PM2.5 and PN concentrations in Hanoi during the monitoring period are presented 268 

    in Figure 5. It can be seen that at most times PM2.5 and PN peaks in concentration do not coincide, 269 

    which indicates that PM and PN have different sources, and in particular that there are other than 270 

    traffic-related emission sources that contribute to the level of PM2.5 in Hanoi. This was further 271 

    supported by correlation analysis, which demonstrated lack of correlation between PN and PM2.5 272 

    (R2 < 0.1). Regarding the levels of UFPs represented by the PN concentrations, the clear difference 273 

  • 14

    between rush and off-peak hours suggested that traffic emissions in Hanoi is an important source 274 

    of UFPs in the outdoor environment. 275 

  • 15

    276 

    277 

    278 

    Figure 5: Time-series concentrations of PM2.5 and PN during the monitoring period of this study. 279 

  • 16

    It is important to note that although the mean ambient PM2.5 concentrations in Hanoi (60 – 70 280 

    μg/m3) was higher than those reported for urban areas of developed countries (PM2.5 concentrations 281 

    from 8.4 – 26.2 μg/m3) such as the United States, Spain or Switzerland (ARB, 2016; FOEN, 2013; 282 

    Querol et al., 2008). However, the levels of outdoor PN concentrations were similar to those 283 

    measured in the countries mentioned above, with the mean PN from 0.6 - 3 x 104 p/cm3 as reported 284 

    by Bhangar et al. (2011), Meier et al. (2015), and Reche et al. (2014). 285 

    This finding confirms that PM concentrations are not indicative of the PN concentrations in the 286 

    same area, as suggested by Mullen et al. (2011). Direct measurement of PN required to provide 287 

    information about population exposure to UFPs. 288 

    289 

    4. Conclusions 290 

    For the first time, concentrations of PN, both indoor and outdoor, were measured at different 291 

    households in Hanoi. Overall, the daily mean concentrations of outdoor PN (3.2 x 104 p/cm3) were 292 

    significantly higher than indoor PN (1.8 x 104 p/cm3). Our results also suggested that the indoor PN 293 

    concentrations were influenced by the outdoor PN concentrations due to the general practice of 294 

    opening windows for natural ventilation. The levels of both outdoor and indoor PN concentrations 295 

    measured in this study were not higher than those reported in some cities in developed countries, 296 

    suggesting a relatively lower risk from UFP in Hanoi compared to the risk of PM2.5, whose daily 297 

    concentration is consistently higher than the WHO recommended level of 25 μg/m3. Until now, the 298 

    epidemiological data only supported a suggestive causal relationship between exposure to UFPs and 299 

    adverse health effects (Baldauf et al., 2016). Association between short-term exposure to UFPs and 300 

    mortality as well as hospital admission were found in the newest European study (Lanzinger et al., 301 

    2016; Stafoggia et al., 2017) but the significance was lost when the impact of other air pollutants 302 

    such as PM2.5 was included. Therefore, it is recommended to continue the monitoring of UFPs and 303 

    related pollutants (e.g., PM2.5, CO) to better characterize air quality trends and potential exposures 304 

    (Baldauf et al., 2016), and consequently to separate the effects of UFPs from those of PM2.5. It is 305 

  • 17

    noted that the findings of this exploratory study were based on short term monitoring and should be 306 

    extended to confirm all the hypotheses. 307 

    308 

    Acknowledgments 309 

    Phong Thai is funded by a QUT Vice Chancellor Research Fellowship. Mandana Mazaheri was 310 

    supported by a Collaborative Research Development Grant, funded by the Institute of Health and 311 

    Biomedical Innovation (IHBI) at QUT. 312 

    313 

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    413 

    414 

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    Supporting Materials 415 

    416 Table S1: Summary of PN number concentrations at six measured sites 417  418 Measured site S1 S2 S5 S6 S3 S4

    Time period 5-7 Jan 2016

    7-9 Jan 2016

    9-13 Jan 2016

    13-16 Jan 2016

    16-18 Jan 2016

    18-20 Jan 2016

    Whole period Outdoor PN concentration

    Median 44709 31722 22916 20541 21764 29060Mean 47329 33338 35514 21272 25195 31834SD 21570 9570 57471 7753 13556 14634Max 171942 91167 1016967 99544 148335 204044Min 16679 17100 7128 7672 12205 17768

    Indoor PN concentration Median 26580 12046 19139 12048 12910 17985Mean 29594 14479 19863 12906 14646 18760SD 15303 7567 8727 6320 6692 5082Max 94047 68384 93441 103165 37240 40748Min 7705 7744 6399 4514 5786 10408

    Rush-hour period Outdoor PN concentration

    Median 58390 38984 28343 22247 32307 32771Mean 62070 35617 57808 23970 29758 40540SD 23464 9665 73913 6141 8852 24093Max 171942 91167 397551 42797 50313 204044Min 26130 23064 9940 12542 12660 22020

    Indoor PN concentrationMedian 39679 15905 21844 13627 20672 22776Mean 40914 10703 23061 13918 21521 23449SD 14905 1836 8126 4536 7493 5540Max 94047 15208 48736 27733 37240 40748Min 13890 7744 10597 4630 7426 12756

    Off-peak period Outdoor PN concentration

    Median 39378 30218 20222 19660 18554 28209Mean 43316 31134 29301 20992 24241 29609SD 21566 8957 50295 8008 14168 9861Max 171942 59738 1016967 99544 148335 140435Min 16679 17100 7128 7805 12205 17768

    Indoor PN concentration Median 22411 11509 17690 11595 9946 17236Mean 25932 18144 18972 12587 13147 17561SD 13983 9078 8684 6758 5465 4192Max 94047 68384 93441 103165 28299 36069Min 7705 8441 6399 4514 5786 10408 419  420 

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    421 

    Table S2: Summary of I/O ratio of PN number concentrations at six measured sites 422  423 Measured site S1 S2 S5 S6 S3 S4

    Time period 5-7 Jan 2016

    7-9 Jan 2016

    9-13 Jan 2016

    13-16 Jan 2016

    16-18 Jan 2016

    18-20 Jan 2016

    Whole period Mean 0.62 0.45 0.87 0.60 0.60 0.62SD 0.18 0.20 0.35 0.09 0.15 0.12Max 1.89 1.79 2.35 2.02 1.45 1.11Min 0.16 0.11 0.04 0.45 0.08 0.11

    Rush-hour period Mean 0.67 0.32 0.79 0.63 0.73 0.64SD 0.15 0.08 0.41 0.07 0.19 0.16Max 1.45 0.62 1.74 1.17 1.45 1.06Min 0.32 0.11 0.06 0.52 0.36 0.15

    Off-peak period Mean 0.60 0.58 0.89 0.60 0.57 0.61SD 0.18 0.20 0.33 0.09 0.13 0.11Max 1.89 1.79 2.35 2.02 1.04 1.11Min 0.16 0.33 0.04 0.45 0.08 0.11 424 

    425 

    426 

  • 22

    Fig.S1. Time-series of indoor and outdoor PN number concentrations and their ratios. 427 

    (a)

    Site

    S1

    (b)

    Site

    S2

    (c)

    Site

    S6

  • 23

    (d)

    Site

    S3

    (e)

    Site

    S4

    428 

  • 24

    Fig.S2. Locations and monitoring positions. 429 

    (a)

    Site

    S1 & S2

    (b)

    Site

    S3

    SAMPLING OUTDOOR SITE

    NGUYEN HUU THO STREETRING ROAD NO3

    46m

    44m

    120m

    SAMPLING OUTDOOR SITE

    SAMPLING INDOOR SITE

    NGUYEN HUU THO STREET

    46m44

    m

    SITE 2 SITE 1 SAMPLING OUTDOOR SITE

    4TH

    3RD

    4TH

    2ND

    5.5m

    12m

    9m12m

    N

    S

    EW

    SITE 1SITE 2

    H: 30M

    H: 17MH: 56MH: 56M

    10m

    10m

    1ST

    2m

    NGUYEN KHOAI STREET

    N

    S

    E

    W

    SAMPLING

    NG

    UYE

    N K

    HO

    AI S

    TREE

    T

    4TH

    OUTDOOR SITE

    SAMPLING INDOOR SITE

    SAMPLING OUTDOOR SITE

    1ST

    SAMPLING INDOOR SITE

    2m

    10.5

    m

    12m

    SITE 3

    75m

    75m

  • 25

    (c)

    Site

    S4

    (d)

    Site

    S5

    VO CHI CONG STREET

    N

    S

    E

    W

    SAMPLING

    50m

    VO C

    HI C

    ON

    G S

    TREE

    T

    4TH

    OUTDOOR SITE

    SAMPLING INDOOR SITE

    SAMPLING OUTDOOR SITE

    1ST

    SAMPLING INDOOR SITE

    2m

    10.5

    m

    12m

    SITE 4

    50m

    EXP

    RES

    SW

    AY -

    NAT

    ION

    AL R

    OA

    D N

    O1

    20m

    20m

    20m

    12m

    125m

    EXPRESSWAY

    GR FL

    2ND

    8TH

    SAMPLING SITE

    25m

    26.2

    m

    125m

    N

    S

    E

    W

    SAMPLING OUTDOOR SITE

    SAMPLING INDOOR SITE

    8m

  • 26

    (e)

    Site

    S6

    430 

    431 

    432 

    433 

    434 

     435 

    TO H

    UU

    RO

    AD

    SAMPLING SITE

    100m

    +41.0m

    +0.0m

    12TH

    100m

    DUONG NOI URBAN AREA

    CT7BCT7A

    CT7B CT7A

    20TH

    SAMPLING SITE

    N

    S

    E

    W