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    Characterization and optimization of pyroelectric X-ray sources

    using Monte Carlo spectral models

    Michael Klopfer, Thomas Wolowiec, Vladimir Satchouk, Yahya Alivov, Sabee Molloi n

    Department of Radiological Sciences, Medical Sciences B, 140, University of California, Irvine, CA 92697, USA

    a r t i c l e i n f o

    Article history:

    Received 5 April 2012

    Accepted 23 May 2012Available online 13 June 2012

    Keywords:

    Ferroelectric

    X-ray source

    Pyroelectric

    X-ray anode

    Brachytherapy

    a b s t r a c t

    Pyroelectric X-ray sources produce emission through bulk heating of a ferroelectric crystal. In this

    study, a least-square based systematic curve fitting of X-ray emission to predicted models is used to

    generate an equivalent monoenergetic incident electron energy to simplify further X-ray sourceoptimization. The measured X-ray spectrum of a 1 cm3 lithium tantalite crystal cycled over 140 K are

    shown to be approximated by those of an 85 keV monoenergetic electron beam. Using monoenergetic

    electron sources, common configurations for transmission and directional X-ray sources are simulated

    using electron targets comprised of gold, silver, copper, molybdenum and tungsten. X-ray production

    efficiency depends on target material selection, incident electron energy, and target thickness for both

    transmission and reflection geometries. At 20 keV, silver produced 69.7% more flux was in comparison

    to copper, the least efficient target material at this energy. Conversely, at 85 keV copper outperformed

    silver, the least efficient target material at this energy, by 21.6%. Pyroelectric X-ray sources can be

    improved for flux and energy tuning through the use of modeling and target design. Continued

    development of pyroelectric X-ray sources can lead to wide scale implementation for industrial X-ray

    fluorescence and medical therapeutic applications.

    & 2012 Elsevier B.V. All rights reserved.

    1. Introduction

    Pyroelectricity results from a spontaneous depolarization upon

    bulk temperature change in a pre-polarized ferroelectric crystal,

    resulting in potential differences up to several hundred keV[18].

    Electron emission due to FowlerNordheim tunneling of low

    pressure gas molecules near the crystal surface and correspond-

    ing field acceleration has been used to generate X-rays when

    accelerated electrons interact with a target [913]. Prior studies

    that have demonstrated radiographic imaging and X-ray fluores-

    cence analysis capabilities of pyroelectric sources indicate chal-

    lenges for both flux and X-ray peak energy [1420]. During

    emission, the generated crystal surface charge is depleted. Corre-spondingly, the predicted maximum charge and electron poten-

    tial do not directly translate into maximum observed photon

    energy as predicted by the DuaneHunt law for maximum

    bremsstrahlung photon energy[21]. Previous reports indicated a

    swept, packeted monochromatic emission in X-ray energy

    [22,23]. Due to the low current of pyroelectric sources, once

    electrons are generated, an efficient electronphoton conversion

    is necessary to maximize the total flux. The efficiency of X-ray

    production is dependent on incident electron energy, target

    thickness, and atomic number (z). Increased target thickness

    results in both increased X-ray conversion and self-attenuation

    of produced photons; therefore optimization of both target

    thickness and atomic number is required to maximize the X-ray

    flux. Two common configurations are used for X-ray generation,

    transmission and directional geometries (Fig. 1a and b). While

    general studies of target design for X-ray tubes have been

    performed, no systematic studies have been performed to opti-

    mize the efficiency of a practical pyroelectric X-ray source[24]. In

    this work, we studied the effect of target thickness on X-ray

    emission efficiency by Monte Carlo simulations using the package

    EGSnrc [25]. To achieve this goal, a pyroelectric crystal wasmodeled as emitting a single monochromatic electron. This

    hypothesis is validated using a systematic curve fitting between

    a Monte Carlo electronphoton conversion chain and an experi-

    mental model. Once a reasonable expectation for incident elec-

    tron energy is determined, Monte Carlo modeling is used to

    simulate the X-ray emission properties for a range of common

    X-ray target materials used in low power X-ray sources at various

    configurations and thicknesses. In this report we first introduce

    simulation details and experimental setup used to measure

    pyroelectric X-ray spectrum. This is followed by presentation of

    spectral determination and predictive models for simulated target

    configurations.

    Contents lists available at SciVerse ScienceDirect

    journal homepage: w ww.elsevier.com/locate/nima

    Nuclear Instruments and Methods inPhysics Research A

    0168-9002/$ - see front matter& 2012 Elsevier B.V. All rights reserved.

    http://dx.doi.org/10.1016/j.nima.2012.05.065

    n Corresponding author. Tel.: 1 310 502 1971; fax: 1 949 824 0455.

    E-mail address: [email protected] (S. Molloi).

    Nuclear Instruments and Methods in Physics Research A 689 (2012) 4751

    http://www.elsevier.com/locate/nimahttp://www.elsevier.com/locate/nimahttp://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.nima.2012.05.065mailto:[email protected]://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.nima.2012.05.065http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.nima.2012.05.065mailto:[email protected]://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.nima.2012.05.065http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.nima.2012.05.065http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.nima.2012.05.065http://www.elsevier.com/locate/nimahttp://www.elsevier.com/locate/nima
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    2. Materials and methods

    2.1. Monte Carlo modeling of input electron energy

    The electronphoton transport simulation package EGSnrc was

    used for all Monte Carlo simulations [25]. Two types of X-ray

    generation designs were simulated: a directional-geometry X-ray

    source as shown in Fig. 1a, and a target perpendicular to the

    electron beam as shown in Fig. 1b. A total of 108

    photons at 30,60, 80, 85, 90, 100, and 120 KeV were directed in a 0.5 cm2

    diameter collimated beam toward a 3 mm thick, 20 mm2 copper

    target placed at 201with respect to the cathode. Beam filtration

    was determined by experimental setup and was modeled by

    15 cm of air, 0.25 mm of aluminum, and 2 mm of borosilicate

    glass. A 5 cm2 ideal detector is modeled by the scoring plane.

    Collected photons were normalized by peak energy for compar-

    ison. Mean spectral energy was determined by a histogram

    average of counts with respect to energy. Peak flux energy is

    determined by a maximum value search after a 2 keV wide low

    pass kernel is used to remove characteristic X-ray fluorescence

    peaks from simulated data. Peak energy was determined by the

    energy corresponding to threshold of a signal-to-noise ratio of

    5 against the background[26].

    2.2. Modeling of multiple anode configurations

    Alternative anode configurations and materials were modeled

    and evaluated for X-ray conversion, efficiency, and spectral

    characteristics:

    Efficency EincidentPdetected

    1

    In addition to prior criterion metrics, conversion efficiency (Eq.

    1) is defined as the fraction of detected photons ( Pdetected) at the

    scoring plane to the total incident electrons ( Eincident). A cutoff of

    1 keV was used to discard low energy photons. To preserve

    universality of results, no filtration was modeled between theemission source and the scoring plane. Common high-z X-ray

    anode materials, including copper, molybdenum, gold, silver, and

    tungsten, were chosen based on prior use in industrial or medical

    X-ray sources. Directional (Fig. 1a) and transmission (Fig. 1b)

    geometries were tested. Scoring planes were simulated as 20 cm2

    planes immediately adjacent to the X-ray target to allow a large

    acceptance angle to approximate 2p detector geometry. Direc-

    tional targets were all modeled to have 2 mm thickness. This

    thickness was chosen to block all transmission electrons for all

    evaluated energies and can be modeled as infinitely thick.

    Transmission geometry target thicknesses were varied between

    1 and 10 mm. The substrate for modeled transmission geometry isomitted to eliminate the filtration effect generated by additional

    material in the photon beam line. Monoenergetic electrons withenergies of 5, 8, 10, 12, 15, 20, 25, 30, 60, 85, 100, and 120 keV

    were simulated to model an energy range that is observed or

    modeled in prior pyroelectric experiments[19,27].

    2.3. Experimental pyroelectric X-ray emission source

    An experimental reference spectra were generated from a

    directional geometry pyroelectric X-ray emission source (Fig. 2)

    constructed from a 1 cm3 lithium tantalate monolithic crystal

    with the Z-polarized face epoxy-bonded to a grounded 2 O 20 Wresistor such that a negative polarity with respect to the electron

    target is achieved during heating. Working vacuum level was

    regulated with an adjustable leak of air to maintain 820 mTorr

    dynamic pressure in accordance with documented parameters to

    maximize gas amplification of electron emission [28]. Generated

    electrons from the surface of the pyroelectric crystal pass an

    empirically determined 0.6 cm gap to allow self-focusing and

    strike a 2 mm thick copper electron target mounted at 201with

    respect to the incident beam [2,22]. Generated X-rays were

    passed through a 2.0 mm thick, 76 mm square borosilicate (Corn-

    ing 7740) window inside a stainless steel vacuum chamber. An

    Ortec NaI(Tl) detector and Ortec Trump-32 MCA were used for

    spectra collection. A spacing of 50 cm was chosen between thedetector crystal face and the window of the chamber to reduce

    detected multi-photon events. A Keithley 614 picoammeter was

    used to measure anode current. Thermal cycling to a difference of

    140 1C was provided by use of a battery-based thermostatic

    controller which raised the temperature at 1.2 1C/s until the

    desired temperature difference was achieved. Passive cooling to

    ambient temperature was allowed between runs. X-rays emitted

    during cooling were not studied in this experiment. Spectra and

    current collection began at initiation of heating current and

    ceased when X-ray emission stopped after final temperature is

    reached. To improve counting statistics, spectra were averaged

    over 5 identical runs using identical experimental parameters.

    Background and energy-dependent detector quantum efficiency

    corrections were made post-data averaging. Mean spectralenergy, peak energy, and peak flux energy were determined with

    identical methods of those used in simulation.

    Fig. 1 Fig. 2

    M. Klopfer et al. / Nuclear Instruments and Methods in Physics Research A 689 (2012) 475148

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    3. Results

    3.1. Experimental validation of spectra

    InFig. 3, both simulated and experimental X-ray spectra are

    shown. As seen from this figure, the experimental X-ray spectrum

    from a LiTiO3 pyroelectric crystal under measured conditions

    described above is shown. This spectrum had a peak energy at

    27.6 keV and spanned until maximum energy at 93 keV. As can beseen from this figure, all simulated spectra showed close spectral

    correlation with experimental data, indicating that the initial

    assumption of a monochromatic electron beam can be used to

    approximate the swept monochromatic electron beam generated

    by a pyroelectric crystal. Table 1 summarizes the characteristics

    of all X-ray spectra extracted fromFig. 3.

    A goodness-of-fit analysis based on point-by-point least-

    square RMS error (Table 1) was tested between candidate mono-

    chromatic spectra at a given energy. The result showed 85 keV as

    the closest representation of the measured spectra with a mini-

    mum absolute error of 0.23 (Fig. 3). The generated spectra

    underestimated the peak energy as observed at 93 keV by 8 keV

    while overestimating the spectral peak energy and mean spectral

    energy by 2.7 keV and 1.7 keV, respectively. As comparison is

    made above the Compton edge for the experimental data, char-

    acteristic X-rays emitted by copper are not compared such that

    the spectral peak energy and flux peak energy are equivalent in

    this comparison.

    3.2. Optimization of electron target parameters

    Simulation of directional X-ray design parameters demon-

    strated that at low energies (below 30 keV), silver outperformed

    other tested materials with respect to X-ray conversion efficiency,

    while at high energies copper performed the best. At 20 keV an

    11.3% improvement was seen by silver over copper. At 85 keV, a

    54.7% improvement is seen by copper over silver. All other tested

    materials performed between copper and sliver across the entire

    energy range. For transmission geometry, tested targets were

    used with optimum thickness for each tested energy. At 20 keV,

    69.7% more flux was produced in comparison to copper, the least

    efficient target material at this energy. At 85 keV, copper out-performed silver, the least efficient target material at this energy,

    by 21.6%. In Figs. 4 and 5, the calculated efficiency of X-ray

    emission of sources for different target materials in both direc-

    tional and transmission geometries are shown. As different

    thicknesses of different transmission targets have a pronounced

    effect on X-ray emission, only optimized values are shown in

    Fig. 5. In Fig. 6, the effect of thickness on efficiency as demon-

    strated at 20 and 85 keV incident electrons is shown. In Fig. 7,the

    optimized thickness values for the tested materials across multi-

    ple energies are shown. In Fig. 8, the produced spectra for an

    incident 100 kev monoenergetic electron beam and a common

    anode thickness of 5 mm are shown.

    4. Discussion

    As used directly for medical imaging or brachytherapy appli-

    cations, optimization of electronphoton conversion and spectral

    energy properties is critical to device usefulness [29]. Likewise

    XRF applications also benefit from improved X-ray flux for

    shortened detection times and increased material sensitivity.

    Prediction of acceleration potential (V) due to the pyroelectric

    effect can be done using a capacitive model[23]. In an accelerator

    configuration, a paired capacitor set is used to represent the

    distance of the gap (dgap) that exists between the crystal surface

    and the opposing electrode:

    V Q

    CcrystalCgap

    g DT

    eoecr1=dcreo1=dgap2

    whereQis the generated charge, g is the pyroelectric constant of

    the material, and DTis the temperature gradient which the crystal

    is cycled across.Ccrystaland Cgapare the capacitance of the system

    components, eo is the permittivity of free space, ecris the crystal

    relative permittivity, and dcr is the crystal thickness. When

    Fig. 3

    Table 1

    Maximum energy

    (keV)

    Mean spectral

    energy

    Flux peak

    energy

    Absolute RMS

    error

    Experimental 35.8 27.6

    60.0 30.2 24.9 0.73

    80.0 36.3 29.1 0.38

    85.0 37.5 30.3 0.23

    90.0 40.1 30.7 0.36

    100.0 43.5 31.2 0.62

    120.0 48.5 33.9 0.83

    Fig. 4

    M. Klopfer et al. / Nuclear Instruments and Methods in Physics Research A 689 (2012) 4751 49

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    approximating the surface charge alone, the value of Cgap is

    assumed to be negligible[8]. The observed differences in spectral

    characteristics and underestimation of both current and voltage

    were noted in prior estimation models[27]. From this model, the

    crystal used in this study would produce 604 keV potential across

    the crystal and 444 keV with respect to the electron target, placed

    at a distance of 0.6 cm. This result is divergent from maximum

    photon energy of 93 keV that was observed in the experimental

    spectrum (Fig. 3). This constitutes observing only 20.9% of the

    maximum predicted electron energy through the bremsstrahlung

    and transport process. A total of 3.12 1012 accumulated elec-

    trons were measured as averaged over 5 cycles constituting only

    20.2% of the predicted 1.541013 generated electrons per cycle.

    While confirmation of low numbers of high energy electron

    emission has been made in other experiments [23], the inherent

    inefficiency of the bremsstrahlung process hinders observation of

    corresponding high energy photons matching the incident elec-

    tron energy as predicted by the DuaneHunt law[21,30].

    In conventional high flux X-ray tubes, heat capacity of the

    anode must be taken into account. This traditionally limits the

    anode material choice to tungsten or molybdenum. For pyro-

    electric sources, the low incident electron flux can allow alter-

    native elements with comparably low melting points such as

    copper, gold, and silver. An increased atomic number leads to

    higher bremsstrahlung generation. X-ray conversion from the

    bremsstrahlung process can be estimated over a wide energy

    band through the following relationship:

    EbremsstrahlungEthermal

    EkZ

    820,000 3

    where Ek is the incident electron energy in keV and Z is the

    effective atomic number of the target material [26]. Correspond-

    ingly, a higher elemental Z number leads to increased atomic

    mass and mass attenuation[31]. As photons are generated withinthe bulk of the material, attenuation leads to reduction of emitted

    photons. The effects of Compton and Rayleigh scatter also lead to

    the complication of calculation for anode efficiency as energy and

    path length are not conserved. The result leads to a relationship

    that is bounded on the high and low ends with respect to both

    target material atomic mass and thickness.

    For infinitely thick electron targets in directional geometry,

    silver shows the greatest efficiency of bremsstrahlung conversion

    of incident electrons at low energies. At high energies, copper

    performs the best. This can be explained by the competing

    relationship between bremsstrahlung efficiency and X-ray mass

    attenuation. Due to its low mass attenuation and low atomic

    number copper shows a large absorption at low energies of the

    few photons generated. In comparison, silver and molybdenum

    Fig. 5

    Fig. 6

    Fig. 7

    Fig. 8

    M. Klopfer et al. / Nuclear Instruments and Methods in Physics Research A 689 (2012) 475150

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    outperform copper at these energies due to a greater bremsstrah-

    lung despite increased self-attenuation because the conversion

    events occur closer to the surface of the material, reducing the

    total attenuation. In addition, silver shows enhanced conversion

    efficiency at 30 keV due to Ka1,b1shell fluorescence peak at 22.96

    and 24.94 keV. At higher atomic masses, silver and molybdenum

    generate greater numbers of photons through more efficient

    bremsstrahlung conversion. The self-attenuation of generated

    photons is greater as compared to copper. The other high-zmaterialsstudied, gold and tungsten, have sufficient mass attenuation to

    absorb generated photons, and despite their higher bremsstrahlung

    conversion efficiency, the increased attenuation severely attenuates

    generated photons. This results in lower emission efficiencies in

    comparison to silver and molybdenum across the entire investigated

    energy band.

    For transmission geometry, generated photons need to pass

    through the target material to be counted as emission. Any X-ray

    production that is not directed through the material is assumed to

    be lost energy. As in the directional geometry case, self-attenua-

    tion of the target material leads to loss of photons. For transmis-

    sion geometry, the target material must be thick enough to allow

    sufficient conversion of electrons to photons, yet not too thick so

    as to attenuate generated photons. This relationship is strongly

    dependent on incident electron energy, especially for low energy

    electrons. After target thickness values have been determined

    for the optimum conversion efficiency, similar relationships for

    photon production efficiency between silver and copper are

    observed for high and low energies as in the directional target

    simulation.

    Thus, from our studies it is seen that the choice of target

    material and target thickness for the most efficient X-ray emis-

    sion depends on the energy range to be used. These factors have

    to be taken into account when designing a particular X-ray

    source.

    5. Conclusions

    Through the course of this study we simulated pyroelectric

    X-ray emission for various common electron-target materials and

    multiple incident energies to find maximum electronphoton

    conversion efficiencies. Reduction of the modeling of the complex

    packeted emission properties of pyroelectric sources leads to

    simplified device modeling. The results of studies on anode

    designs show that the highest efficiency of X-ray emission

    depends on target material as well as on incident electron energy.

    The work presented can be used to guide further design for

    experimental and commercial pyroelectric X-ray sources for

    industrial and medical applications.

    Acknowledgments

    The authors would like to thank Dr. James Brownridge and Dr.

    Yaron Danon for the insightful discussions that helped us bringthis project to fruition. We would also like to thank Crystal

    Technologies for the donation of the crystals used during the

    course of these experiments.

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