protocol deviations: documenting, managing & reporting · 2015-03-30 · to ec? corrective...

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Samir Dahbane eClinical Data Manager Clinical Development Unit – NRC - Lausanne Switzerland Protocol Deviations: Documenting, Managing & Reporting 13.Nov.2014

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Page 1: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Samir Dahbane

eClinical Data Manager

Clinical Development Unit – NRC - Lausanne Switzerland

Protocol Deviations:Documenting, Managing & Reporting

13.Nov.2014

Page 2: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Competence Pillars to support our ResearchProgrammes in Nestlé

Healthy Ageing

Healthy Pleasure

Sustainable Nutrition

First 1’000 Days & Healthy Kids

Food Safety & Integrity

Nutrition & Health Research

Public Health Nutrition

Food Science & Technology

Food Consumer Interaction

Analytical Sciences

Food Safety & Quality

Clinical Development Unit

Samir DAHBANE – eClinical Data Manager

Page 3: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

The Clinical Development Unit (CDU)

p. 3

• Design and execute the clinical development plans that best fit the strategies of the different businesses.

• Conduct many different types of clinical trials in healthy subjects, as well as in patients

Samir DAHBANE – eClinical Data Manager

Page 4: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Global Distribution of Clinical Trials

CDU

Global Reach

Staff: 55+

Switzerland, USA,China, Singapore

Clinical Trials: 80+

Fully compliant withinternationalregulations forhuman research

R&D in Nestlé

Innovating the Future in Nutrition, Health and Wellness

Samir DAHBANE – eClinical Data Manager

Page 5: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function p. 5

Definition

Samir DAHBANE – eClinical Data Manager

Protocol Deviation: Any divergence from the study protocolthat may affect the data integrity or study process credibility.

May affect the definition of PP/ITT populations.

The Investigator is responsible for reporting ProtocolDeviations to the Sponsor, Ethics Committee, CompetentAuthority…

Page 6: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Categorisation

p. 6

ProtocolDeviations

Process Driven:SOP, GCP …

AutomaticTracking

ManualTracking

Data Driven

Samir DAHBANE – eClinical Data Manager

Page 7: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Listing

p. 7

Protocol DeviationCategory

Protocol Deviationdescription

ClassWay oftracking

Withdrawalof the

subject ?

Submissionto EC?

CorrectivePreventive

Action

Trial visit schedule notfollowed

Out of visit window V1> V0 + 15 days

Minor Automatic No No

Informed consent processnot adequately performed

Use of wrong versionof informed consent

Major Manual No No

Defined at the study set-up phase

Samir DAHBANE – eClinical Data Manager

Page 8: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Listing

p. 8

Protocol DeviationCategory

Protocol Deviationdescription

ClassWay oftracking

Withdrawalof the

subject ?

Submissionto EC?

CAPA

Trial visit schedule notfollowed

Out of visit window V1> V0 + 15 days

Minor Automatic No No

Informed consent process notadequately performed

Use of wrong versionof informed consent

Major Manual No No

Samir DAHBANE – eClinical Data Manager

Page 9: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Automatic tracking

p. 9Samir DAHBANE – eClinical Data Manager

Page 10: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Automatic tracking

p. 10Samir DAHBANE – eClinical Data Manager

Page 11: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Automatic tracking

p. 11Samir DAHBANE – eClinical Data Manager

Page 12: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Listing

p. 12

Protocol DeviationCategory

Protocol Deviationdescription

ClassWay oftracking

Withdrawalof the

subject ?

Submissionto EC?

CAPA

Trial visit schedule notfollowed

Out of visit window V1> V0 + 15 days

Minor Automatic No No

Informed consent processnot adequately performed

Use of wrong versionof informed consent

Major Manual No No

Samir DAHBANE – eClinical Data Manager

Page 13: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Manual Tracking

p. 13

• Site• Sponsor

• SponsorOnly

Samir DAHBANE – eClinical Data Manager

Page 14: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Manual Tracking

p. 14

Protocol Deviation Role

Samir DAHBANE – eClinical Data Manager

Page 15: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Manual Tracking

p. 15

• Site• Sponsor

• SponsorOnly

Samir DAHBANE – eClinical Data Manager

EMAIL

Page 16: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Manual Tracking

p. 16Samir DAHBANE – eClinical Data Manager

Prot Dev.creation

CustomFunction

GlobalCF

EMAIL

Page 17: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Reporting

p. 17

ProtocolDeviations

SDTMDataset

MetricsUpdate

RegularReview

Recurrent PD:Find Root Cause

+ CAPA

ManualAutomatic

Risk BasedMonitoring

Samir DAHBANE – eClinical Data Manager

BOXI

Page 18: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Conclusion

p. 18

3 Main Points

Merging

&

SDTM

Regular review & CAPA

Pre-definition of Protocol Deviations

StudyConduct

Close-out

Samir DAHBANE – eClinical Data Manager

Page 19: Protocol Deviations: Documenting, Managing & Reporting · 2015-03-30 · to EC? Corrective Preventive Action Trial visit schedule not followed Out of visit window V1 > V0 + 15 days

Title of the presentation - Name of speaker – CDU function

Questions?

p. 19Samir DAHBANE – eClinical Data Manager