prosperous group presentation april 2016

PROSPEROUS GROUP AG

Löwenstrasse 32 – 8001 Zürich

www.prosperous.ch

+41 44 535 0330

We invite Global Investment Managers to perform

their Income Portfolios…

… and give their WEALTH an unique host

http://lili-bonds.com/

http://lili-bonds.com/

Prosperous Group, Donnerstag, 31. März 2016

Swissness, Innovation & Providence

Nischen qualifizieren & Innovationen kreieren für den Erfolg unserer Kunden und Partner


Inhalt

Das Unternehmen Vision & Statements

Corporate Structure

Market and Work Units

Core Competences

LiLi-Bonds.com – Listed Liquid asset backed Bonds De quoi s’agi-t-il

Fact sheets

USPs

Development und Business Partnerships

Kontakte & Anhang

AST FEE Erneuerbare Energien - quo vadis ?

AST FEE Struktur

PROs Global Income Fund PROs Funds, Umbrella-Fund Structure


Vision & Statements

Vision

1. Achieve added value through innovation, expertise and professional structure

2. Share global experiences with regional know how

3. Develop business relations through sustainable partnerships

Statements & Values

Unique through innovation

Expertise through research and experiences

Value and protection through diversification

Performance through Core Satellite Strategies


PROSPEROUS

GROUP

VFSVitudurum Fund Selection

SSFSwiss Smart Finance

ProCapPROSPEROUS Capital

Excellence Center for Core-Satellite strategies(CORSA BOX)

Distribution Platform for investment products

Excellence Center for Wealth protecting & tax solutions (insurance & fund products)

Wealth management partnerships worldwide

Investment products1. Core-Satellite Strategies2. Certificates on niche funds3. Tailor made products

M&A solutions, Private Equity deals

Investment Committee:CEOHead Market & ClientsHead Nachhaltigkeit & EEHead Asset Management & ProdukteHead Plattformen, Projekte & Marktunterstützung

Board of Directors & CEO ai:Dr. Patrick Hoch, President

vakant

Head Business Operations :vakant

CFO:Timon J. Witschi

CTO :Mandated externally

AST FEESchweiz. Anlagestiftung

fürErneuerbare Energien

Excellence Center for Renewable Energies

PROs Fund FLUmbrella Fund Structure

Investment Funds1. PROs Global Income Fund2. PROs Diversified Energy Fund3. PROs Microfinance Fund4. Tailor made products for UHNW

CORSA BOXStrategy & Wealth

Platform

Corporate Structure (Stand 1Q2016)

PROs REM GmbH(in Gründung)

Stiftung zur GründungInfrastructure

Stock Exchange

PROs LiLi-BondsListed Liquid - asset backed Bond

Platform

Solutions to finance the Global Energy Transition


CEO

Operation «daily business»

Market & Clients Asset Management & Produkte

Excellence Center for

Wealth protecting & Tax solutions

(insurances & Invest. products)

Wealth management

partnerships worldwide

=>> PROs SSF / PROs VFS

1. Portfolio Management

2. Certificates & Investment Funds

3. Tailor made products

M&A solutions, PEQ deals, etc.

=>> PROs Capital / PROs Funds (FL)

Nachhaltigkeit &Erneuerbare Energien

Excellence Center for

Renewable Energies

1. Beratung AST FEE

2. Beratungsmandate

fokussierend auf ganze

Wertschöpfungskette

=>> PROs REM (AG / GmbH)

Plattformen, Projekte &Marktunterstützung

Excellence Center for Innovation &

Platforms & Development

1. CORSA BOX

2. LiLi-Bonds Platform

3. Turzi PFs

4. Partnerships (Bank Assurance)

5. Stiftung zur Gründung

Infrastructure Stock Exchange

=>> PROSPEROUS GROUP AG

WALSER & Partnerund

Externe Mandate

PROs Corporate Structure – Market and Work Units

Investment Committee:CEOHead Market & ClientsHead Nachhaltigkeit & EEHead Asset Management & ProdukteHead Plattformen, Projekte & Marktunterstützung

Board of Directors & CEO ai:Dr. Patrick Hoch, PräsidentVakant

Head Business Operations :Vakant

CFO:Timon J. Witschi

CTO :Mandated externally


Core Competences

Provide sustainable and transparent information service

Market research and creation of innovative products

Match investment opportunities with changing investor needs

Develop markets, distribution and information platforms

Link investment performance to relevant demand

Link successful people to…

… successful niche markets !

6


PROs LiLi-Bonds Platform

Listed, Liquid – asset backed Bonds

7


LiLi-Bonds.com - de quoi s’agi-t-il ?

Listed – at Frankfurt Stock Exchange (through Merger soon at LSE)

Liquid – daily Prices and weekly calculated NAVs

Asset backed Bond – through Portfolio (pledge)

- - -

ETI Platform with various sub-platforms - Sector, Themes, Country, Regional and Tender Bonds for professional investors (later with Retail, BancAssurance & Partner Products)

Min. 4% p.a. / quarterly paid (+10%** p.a. on outperformance : NAV vs Interest)

Focus on Client needs & benefits

LiLi-Bonds - licensed to benefit our investors…

… become a “LiLi” as well !

8


Fact sheets per 03.2016

9


Development & Business Partnerships

Intensivierung Zusammenarbeit –

GRAND SLAM

10


Success it’s not always what You see…

… Amat Victoria Curam


USP’s

Independence – best products with best partners available

Experiences & Expertise - over 100 years of banking leadership in global markets

Focus on Targets and Client needs & benefits

Link successful people to…

… successful niche markets !

12


PROSPEROUS GROUP AG

Kontakte & Anhang

13


PROSPEROUS GROUP AG /

AST FEE Schweiz. Anlagestiftung für Erneuerbare Energien (in Gründung)

Löwenstrasse 32

8001 Zürich

+41 44 535 0330

www.prosperous.ch

Dr. Patrick M. HOCH, RA Philippe H. BERTHOUD, MBA

VRP PROSPEROUS Group / Geschäftsführer AST FEE Head Strategies & Markets

+41 44 252 8233 +41 78 693 8683

[email protected] [email protected]

Timon Witschi

CFO PROSPEROUS GROUP / WALSER & Partner+41 79 785 9111

[email protected]

Kontakte

http://www.prosperous.ch/

mailto:[email protected]




AST FEE

Schweiz. Anlagestiftung für

Erneuerbare Energien

15


Soll erfolgreich, dauerhaft und nachhaltig investiert

werden, dann ist dies ausschliesslich im Einklang von

Mensch und Natur möglich.

Es setzt starke, unabhängige und zukunftsorientierte

Geschäftspartner voraus, die Know-how, Strategie

und Netzwerk mit Kapital und Leadership verbinden.

Basierend auf diesen Vorgaben ist AST FEE entstanden,

die erste Schweizerische Anlagestiftung für

Erneuerbare Energien!

Erneuerbare Energien - quo vadis?


AST FEE:an initiative of PROSPEROUS Group

ANLAGEKOMMISSION

Präsident : vakant (prospects short list)

Vize :

Admin

Timon Witschi

PROSPEROUS

GROUP

* Admin

* RW

* Business

Development

* Portfolio

Management

STIFTUNGSRAT

Präsident : vakant (prospects short list)

Vize (des.): Josef Frattaroli, dipl.Ing ETH

AST FEE Schweizerische Anlagestiftung für Erneuerbare Energien

BizDevelopmentPhilippe H. Berthoud

RW / Finanzen

St.Flückiger, fls

GESCHÄFTSFÜHRUNG

GL (des.) : Dr. Patrick M. Hoch, RA

Portfolio Mgmtprospects short list

AST FEE Struktur

ExterneBeratungDr. Marc Schmidli

PwC Zürich

SchätzungskontrolleMatthias Stettler, sft Basel

Peter Schwer, NES W’thur

Aufsicht/RevisionOAK-BV, Bern

Patrick Schaller

E&Y, Zürich

Depotbank:J.Safra Sarasin Bank

Verbands-

TätigkeitSSF

KGAST

ASIP


Process of Cooperation

18

NDA / LOIProduct

Offer

First

Contact

Creating

Solutions

Decision &

Agreement

Product

DevelopmentMarket

Introduction

Basic

Presentation Short List

Process

Deliver-

ables

ongoing

Management

Controlling

Factsheets,

Reports, etc.


PROs Funds Umbrella Fund Structure (FL)

PROs Global Income Fund

19


PROs Funds Umbrella-Fund Structure

Domicile : Liechtenstein, FL

PROs

Global Income

PROs

Diversified Energy (3Q2016)

PROs

Microfinance (3Q2016)

PROs… PROs ….

Revisor

PwC Pricewaterhouse

Coopers

Asset Manager

IFAG AG

Depotbank

LLB Liechtensteinische

Landesbank

Administration

IFAG AG

Administration: IFAG Institutionelle Fondsleitung AG, Vaduz, FLDepotbank: LLB Liechtensteinische Landesbank AG, Vaduz, FL

Revision: PwC PricewaterhouseCoopers AG, St.Gallen (CH)

Asset Manager: IFAG Institutionelle Fondsleitung AG, Vaduz, FL

Business Development: PROSPEROUS Group AG, Zurich (CH)

PROSPEROUS GROUP Umbrella-Fund Structure , Domicile Liechtenstein, FL

PROs Funds


Fund Overview per 30.09.2015

21

prosperous group presentation april 2016

Documents