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Introduction to Call for FFU Proposals, 2014

Information meetings for applicants August/September 2013

Dar es Salaam, Kathmandu, Accra

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Programme

1. Introduction to the Call and to South-driven research projects

2. What is a good application? Strategic aspects and criteria for selection

3. The application process and the administration of the grants

4. Questions/discussion

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Introduction to the Call and to South-driven research projects

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Danida support to development research– overall objective

The main objective of the Danish support to development research is to strengthen research capacity in priority countries and to create new knowledge capable of alleviating development problems.

The International Development Cooperation Act (Lov om Internationalt Udviklingssamarbejde) §7, approved by the Danish Parliament in May 2012.

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Call 2014

The application process consists of two phases:

1. Phase 1 – a concept phase (prequalification). Deadline 25 September 2013

2. Phase 2 – a full application. Deadline 6 March 2014

Project start - January 2015

Project period – 5 years

Budget – max DKK 10 million

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South- and north-driven projects

• The South-driven projects are applied for and managed by the applying institution in Ghana, Tanzania, Vietnam (until 2013) or Nepal, with partner(s) in Denmark. Themes are not specified for this Call.

• The North-driven projects are applied for and managed by a Danish institution with partner(s) in the priority countries. Three themes are given.

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Preliminary experience with South-driven projects

• It is a new role to be in the drivers seat.

• The ownership appears to have increased and is much appreciated.

• Appreciation of selecting own research priorities.

• There is more engagement and enthusiasm from researchers in the South.

• Quality of applications must be further improved: need for more problem-oriented, analytical and inter-disciplinary proposals.

• The administrative burden is significant.

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Building Stronger Universities (BSU)

• Programme aims at strengthening institutional research capacity of selected institutions in Tanzania, Ghana, Uganda, and Nepal through cooperation with Danish universities (e.g. support to Ph.D. schools, development of research protocols, accreditation, communication of research results, etc.).

• Presently under reformulation to ensure that it becomes driven by partners in the South.

• Potential synergy between BSU and FFU research grants, as BSU supports the research environment but does not provide research grants.

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What constitutes a good application? Strategic aspects and criteria for selection

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Success ratio for applications

• Approximately 150 applications expected to be received in phase 1.

• 30-35 selected for phase 2.

• 10-12 projects granted.

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Who are involved in the assessment of applications and in decisions?

• National Screening Mechanisms in Tanzania, Vietnam, Ghana and Nepal make assessment and shortlist 6 applications (phase 1).

• Embassies assess relevance (phase 1).

• International peer reviewers assess the scientific quality (phase 2).

• The Consultative Research Committee for Development Research (FFU) assesses applications and makes recommendations (phase 1 and phase 2)

• The Danish Council for Strategic Research approves recommendations.

• Ministry of Foreign Affairs of Denmark grants the money.

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The Consultative Research Committee on Development Research (FFU)

• Eight members representing main academic fields, appointed by the Danish Minister for Development Cooperation. One member from Min. of Foreign Affairs.

• Contributes to the drafting of the call text, application procedures and guidelines.

• Assesses and selects concept notes (Phase 1) and applications (Phase 2) and proposes applications for funding.

• Participates in the quality assurance of the projects based on annual and final reports from the projects.

• Policy on conflict of interest: http://um.dk/en/danida-en/partners/research /

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Three criteria for assessment

1) Scientific quality

• Situating the research in relation to existing research in the area.

• The originality and innovativeness of the hypotheses or research issues.

• Innovative use of theories and research method.

• Appropriateness of research method to the topic.

• Competence of the team, incl. relevant interdisciplinary expertise in the team.

• Publications by participating researchers.

• Managerial competence and experience in the thematic area.

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Three criteria for assessment:

2) Relevance

• Relevance to development problems and national priorities of the country in question.

• Relevance to priorities of Danish development cooperation.

• Contribution of the project to postgraduate education and research training.

• Involvement of all relevant stakeholders, including good cooperation between researchers from priority countries and Danish-based researchers.

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Three criteria for assessment

3) Effect

• Potential contribution of the project to the alleviation of poverty in the country in question.

• Dissemination of the results of the funded research activities to all relevant stakeholders.

• Sustainability and use of the research capacity strengthening.

• The involvement of private and public sector actors in the project preparation and implementation.

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Research capacity strengthening

• Research-based education, e.g. support to PhD students.

• Facilitation of access to and use of scientific literature.

• Training of senior researchers and teams to design and manage research and produce, document and disseminate research results.

• Participation in international research conferences and networks.

• Support to establishing and managing research laboratories and other facilities.

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Communication and Dissemination

• Application should outline a clear dissemination plan for research results and how research may influence policy and action.

• A policy brief of approx. 5 pages must provide recommendations to decision makers in partner countries, to Danida, and to other relevant stakeholders.

• Up to 10% of project budget.

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Recommendations: ”Do’s”

• Do select an overall theme which is relevant to poverty alleviation in your country (e.g. green growth and employment, good governance, climate change, conflict and fragility).

• Do identify a research question which is not only intellectually challenging but also relevant and under-researched.

• Do formulate research questions and hypotheses that describe the innovative nature of the proposed research, how controversies in the literature may be addressed and how ‘conventional wisdom’ may be revised.

• Do explain carefully how the project contributes to new knowledge by positioning it in relation to existing research (not enough to provide a list of literature read).

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Recommendations: ”Do’s” (continued)

• Be focused, realistic and feasible. It is not an advantage to cover very broad research questions or extensive empirical material.

• Make sure that the research is analytical rather than descriptive.

• Consider that inter-disciplinarity is an asset and make sure that you have the right competences in the team.

• Do try to move from ‘grey’ to internationally refereed publications.

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Recommendations: ”Do’s” (continued)

• Make sure that the main responsible research(ers) have allocated sufficient time (not necessarily a good idea to select a director or dean as main researcher).

• Do ensure a good balance between your input and the input from Danish-based researchers.

• Do follow up on recommendations from FFU after phase 1.

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Warning: ”Don’ts”

• Do not apply for ”product development”.

• Do not apply for data collection projects without thorough explanation of how data will be used.

• Do not apply for ”development projects”, grants are for research.

• Do not apply for consultancy type of activities.

• Do not apply for Ph.D. projects only without sufficient involvement of senior researchers (allocate enough time for the key applicant).

• Do not apply for funding for your entire institute (number of key researchers should be limited to approx. 5-6).

• Do not address only part of the call text.

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The application process and the administration of the grants

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Who can apply?

• Applications can only be submitted by an institution, e.g. a governmental institution, private-sector enterprise or private organization. The main applicant must be attached to the institution, which is responsible for the project.

• The main applicant researcher must at the time of submitting the application hold a PhD or equivalent qualifications.

• The nationality of applicants is not an issue when assessing the application.

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Who can participate?

• PhD and Postdoc projects cannot be supported individually, but can be included in a larger research project.

• Co-funding from various sources is possible, and the involvement of public and private sector stakeholders in the research activities is encouraged (up to 10 % of project budget).

• International research institutions and research institutions in countries outside Danida priority countries can be included as secondary partners.

• Partners from the private sector can only receive support, if it is documented how they will contribute with additional resources to the research.

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DFC handles the practical application procedure and administrates the approved projects.

The Call 2014 and the e-application form can be accessed at Danida Fellowship Centre website: www.dfcentre.comhttp://dfcentre.com/research/calls-for-applications/

For questions concerning the practical applicationprocedure, please contact the Research Unit at Danida Fellowship Centre at: research@dfcentre.dk

See Danida Research Portal at: http://drp.dfcentre.com/

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Finances

• The total grant available for the Call 2014 is expected to be DKK 125 million, depending on the approval of the Finance Act, for both North and South-driven development research projects.

• Duration of the grants is up to 5 years, and the grant amount is up to DKK 10 million.

• Phase 1 applications must include an outline budget indicating if the size of the project is 1) DKK 5 – 6.9 million, 2) DKK 7 – 8.9 million, or 3) DKK 9 -10 million.

• Phase 2 applications must include a detailed budget.

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Time schedule

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September E-application deadline for Phase 1 applications on 25 September, noon.

Confirmation of receipt, administrative rejections.

October National Screening Mechanism shorts applications.

Embassy reviews and hearing of comments with the applicant.

November

FFU meeting: assessment of Phase 1 applications.

Reply to applicants: Rejection of some Phase 1 applications and invitation to others to submit Phase 2 applications.

Access to Phase 2 Call and e-application.

Nov.- Feb. South partners and Danish partners develop Phase 2 application

together.

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February Deadline for Phase 2 applications on 6 March, noon (Danish time).

Confirmation of receipt, administrative rejections.

March-May Peer Reviewing and hearing of comments with the applicant.

June FFU meeting: assessment of Phase 2 applications.

July Danish Council for Strategic Research approval procedure.

Reply to applicants, rejection or preliminary approval.

July- September

Detailed budget, approval through Danida Fellowship Centre. Letter of commitment of the approved projects.

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January Start of activities of the granted projects. 27

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How to make the e-application

• The e-application system is accessible from DFC’s website, link http://dfcentre.com/research/calls-for-applications/

• Advantages: less administrative rejections, easier to handle, all partners can participate.

• Applicants must register as users via the link.

• Acknowledgement of receipt of the application will be sent to the username e-mail.

• The relevant Call must be selected.

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Filling in the application form

Step 1 – Basic information on applicant;

Step 2 – Details on the research project;

Step 3 – Budget information;

Step 4 – Upload of annexes (CVs and signature page);

Step 5 – See the application;

Step 6 – Finish the application/submission.

• Once the application form has been created, it is possible to break off from it and resume work at any time, and edit the information, until the OK button in Step 6 is used.

• All research partners can access the application by using the same e-mail address and password.

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Recommendations: “Do’s”

• Do read the application guide carefully.

• Do fill in all the formal requirements set out in the Call and fill in the e-application correctly.

• Do use the right e-application form and fill it in correctly.

• Do remember all annexes: CVs of all identified researchers including main applicant, signatures, project document (Ph2) and Letters of Cooperation (Ph2).

• Go through the application before submission and check if the text is cut off (do not rely on the word count function in Word).

• Do start in time, getting signatures and CV’s may take time.

• Do involve all the partner applicants in the planning and e-application, ensure ownership and adjust expectations.

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Warning: “Don’ts”

• Don’t be late! The deadlines are: Sept 25, 2013 noon and March 6, 2014 noon (Danish time). The e-application closes 12:00 sharp!

• Do not expect to be able to change an e-application after it has been submitted (other than to correct the personal information) and to submit appendices after the deadline.

• Do not expect DFC to tell you about your chances for success, but feel free to ask us about all the practical questions.

• Do not be in a hurry, a sloppy application is not a good starting point and may be rejected by FFU.

• Remember that the prequalification is no guarantee and the recommendations from FFU must be taken seriously.

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How to identify relevant Danish research partners

• BSU contacts: http://www.dkuni.dk/English/Our-Work/Building-Stronger-Universities-in-Developing-Countries

• Search the Danida Research Portal, link http://drp.dfcentre.com/

• Danish research database http://www.forskningsdatabasen.dk/Search,$Border.$DirectLink.direct

• Visit the Danish Development Research Network website http://ddrn.dk/intro.html

• An overview of the universities in Denmark can be accessed by link http://www.dkuni.dk/english

• International scientific databases such as http://scholar.google.dk/ and http://www.scirus.com/

• Guidance can be provided from DFC to the identification of relevant Danish research environments

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