producer responsibility for packaging...

23
Producer Responsibility for Packaging Waste Policy Paper October 2009 In partnership with IFC Advisory Services in ECA Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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Page 1: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

Producer Responsibility for Packaging WastePolicy PaperOctober 2009

In partnership with

IFC Advisory Services in ECA

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Page 2: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

3

Th

is P

oli

cy

Pa

pe

r

Into

du

cti

on

......

......

......

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7

Po

lic

y C

on

tex

t ....

......

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...8

Cur

rent

sta

tus

of p

acka

ging

was

te m

anag

emen

t in

th

e W

este

rn B

alka

ns ..

......

......

......

......

......

......

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.8W

hat i

s pr

oduc

er re

spon

sibi

lity?

......

......

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..12

Defi

nitio

ns ...

......

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13

Co

re P

oli

cy

Ac

tio

ns .

......

......

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.16

Rec

over

y an

d re

cycl

ing

targ

ets .

......

......

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......

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....1

8R

epor

ting .

......

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....2

0D

efini

ng th

e ro

le o

f lo

cal a

utho

ritie

s ....

......

......

......

......

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......

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..22

Pack

agin

g an

d pa

ckag

ing

was

te m

anag

emen

t pla

ns ...

......

......

......

...25

Fina

ncin

g ....

......

......

......

......

......

......

......

......

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.26

Indu

stria

l and

com

mer

cial

pac

kagi

ng w

aste

......

......

......

......

......

......

.29

Mun

icip

al p

acka

ging

was

te ..

......

......

......

......

......

......

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...29

Pack

agin

g re

cove

ry o

rgan

izat

ions

......

......

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......

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......

31C

ontr

acts

with

was

te m

anag

emen

t com

pani

es ...

......

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.....

32E

stab

lishi

ng in

fras

truc

ture

......

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33Pi

lot p

roje

cts .

......

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....3

6So

rtin

g ....

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38Pu

blic

Aw

aren

ess/

Com

mun

ity P

artic

ipat

ion.

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....4

0

Su

mm

ary

fo

r D

eci

sio

n T

ak

ers

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.42

Tabl

e of

Con

tent

s

Page 3: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

© A

ll rig

hts

rese

rved

. No

part

of

this

pub

licat

ion

may

be

repr

oduc

ed, s

tore

d in

a re

trie

val s

yste

m, o

r tra

nsm

itted

, in

any

form

or b

y an

y m

eans

, ele

ctro

nic,

mec

hani

cal,

phot

ocop

ying

, rec

ordi

ng o

r oth

erw

ise,

for c

omm

erci

al p

urpo

ses

with

out t

he p

rior p

erm

issi

on o

f th

e In

tern

atio

nal F

inan

ce C

orpo

ratio

n.

Prep

ared

by:

Was

teaw

are

Phot

ogra

phy:

V

laho

Bra

ndzo

lica,

Mac

edon

ia (C

over

, pag

e 2-

3, 9

, 43)

Bilj

ana

Geo

rgie

vska

(pag

e 6)

Den

is O

barč

anin

(pag

e 41

)B

igSt

ockP

hoto

(pag

e 15

, 17,

18,

33,

39)

Des

ign:

Ale

ksan

dra

Mila

kovi

cPr

inte

d in

Bel

grad

e, S

erbi

a

Cop

yrig

ht ©

200

9 In

tern

atio

nal F

inan

ce C

orpo

ratio

n, 2

121

Penn

sylv

ania

Ave

. NW

, Was

hing

ton,

DC

204

33, U

nite

d St

ates

of

Am

eric

a,

A M

embe

r of

the

Wor

ld B

ank

Gro

up

This

polic

y pap

er is

pre

pare

d by

the f

ollow

ing a

utho

rs:

Nik

ola

Doy

chin

ovN

ikol

a st

arte

d hi

s car

eer w

orki

ng in

the

Bul

garia

n M

inis

try

of E

nviro

nmen

t and

Wat

er. D

urin

g th

at ti

me

he w

as in

volv

ed in

the

deve

lopm

ent o

f na

tiona

l was

te m

anag

emen

t pol

icy

and

the

esta

blis

hmen

t of

corn

erst

ones

for h

arm

oniz

atio

n of

the

Bul

garia

n le

gisl

atio

n w

ith re

leva

nt E

U re

gula

tions

, dire

ctiv

es a

nd d

ecis

ions

in th

e se

ctor

. Sin

ce th

en h

e ha

s be

en in

volv

ed in

the

esta

blis

h-m

ent o

f pr

oduc

er r

espo

nsib

ility

sch

emes

and

man

agem

ent o

f sp

ecifi

c w

aste

str

eam

s su

ch a

s pa

ckag

ing

was

te, w

aste

oils

and

sp

ent b

atte

ries.

He

supp

orte

d th

e cr

eatio

n an

d th

e st

reng

then

ing

of th

e la

rges

t pac

kagi

ng w

aste

reco

very

sch

eme

in B

ulga

ria.

Dou

g H

ickm

an, M

ScD

oug

is a

for

emos

t exp

ert i

n re

cycl

ing

and

was

te m

anag

emen

t, w

ith a

par

ticul

ar s

peci

alis

m in

gov

erna

nce,

pol

icy

and

inst

itu-

tiona

l asp

ects

. Dou

g ha

s re

ceiv

ed m

any

acco

lade

s th

roug

hout

his

car

eer,

and

this

is b

ecau

se h

is k

now

ledg

e is

bui

lt on

pra

ctic

al

expe

rienc

e. H

e ha

s m

any

year

s ex

perie

nce

esta

blis

hing

rec

yclin

g sc

hem

es a

t the

gro

und

leve

l. H

e w

as a

mem

ber

of th

e te

am

that

des

igne

d an

d im

plem

ente

d th

e or

igin

al B

lue

Box

recy

clin

g sc

hem

e, n

ow w

orki

ng a

cros

s N

orth

Am

eric

a an

d in

oth

er p

arts

of

the

wor

ld; a

nd h

as w

orke

d ex

tens

ivel

y on

inst

itutio

nal s

yste

ms

in E

aste

rn E

urop

e an

d el

sew

here

in th

e w

orld

.

An

dre

w W

hit

eman

And

y ha

s be

en w

orki

ng in

env

ironm

ent a

nd d

evel

opm

ent s

ince

199

0, a

nd f

ound

ed W

aste

awar

e in

199

7. H

is c

ore

expe

rtis

e is

in

pol

icy,

stra

tegy

and

pla

nnin

g, a

s w

ell a

s pr

epar

atio

n an

d im

plem

enta

tion

of d

evel

opm

ent p

rogr

amm

es. H

e co

-aut

hore

d th

e W

orld

Ban

k’s S

trat

egic

Pla

nnin

g G

uide

for M

unic

ipal

Was

te M

anag

emen

t, pi

onee

ring

part

icip

ator

y pl

anni

ng to

the

urba

n w

aste

m

anag

emen

t sec

tor.

And

y is

a p

assi

onat

e pr

omot

er a

nd fa

cilit

ator

of

deve

lopm

ent.

Step

hen

Bat

esSt

ephe

n is

the

Dire

ctor

of

Com

mun

icat

ions

at E

nviro

Com

ms,

a le

adin

g be

havi

oura

l cha

nge

cons

ulta

ncy

base

d in

the

UK

. He

is th

e st

rate

gic

arch

itect

beh

ind

som

e of

the

mos

t suc

cess

ful p

ublic

out

reac

h ca

mpa

igns

for

rec

yclin

g an

d w

aste

min

imis

atio

n ev

er to

run

in th

e U

K. S

teph

en h

as a

bac

kgro

und

in s

ocia

l mar

ketin

g an

d co

mm

erci

al a

dver

tisin

g an

d w

as v

oted

in 2

009

as o

ne

of th

e U

K’s

top

100

mos

t infl

uent

ial p

eopl

e w

orki

ng in

was

te.

Thi

s Po

licy

pape

r be

nefit

ed f

rom

the

rev

iew

and

inpu

t of

Val

entin

a Po

povs

ka, D

raga

n O

bren

ovic

, Em

ilija

n M

ohor

a, D

enis

O

barc

anin

, Ire

na G

ribiz

i, B

iljan

a G

eorg

ievs

ka, S

hpre

sa K

astr

ati,

Dra

gana

Rad

evic

and

Erw

in Ja

nda.

EU

E

urop

ean

Uni

onIF

C

Inte

rnat

iona

l Fin

ance

Cor

pora

tion

ISW

M

Inte

grat

ed S

olid

Was

te M

anag

emen

tPE

PSE

Pr

ivat

e E

nter

pris

e Pa

rtne

rshi

p fo

r Sou

thea

st E

urop

ePR

O

Pack

agin

g R

ecov

ery

Org

anis

atio

nPR

S Pr

oduc

er R

espo

nsib

ility

Sch

eme

RO

R

ecov

ery

Org

anis

atio

nE

PR

Ext

ende

d Pr

oduc

er R

espo

nsib

ility

Aut

hors

List

of A

cron

yms

and

Abb

revi

atio

ns

Page 4: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

7

Th

is P

oli

cy

Pa

pe

r

Thi

s Po

licy

Pape

r is

prep

ared

by

Was

teaw

are

with

fina

ncia

l sup

port

from

the

Inte

rnat

iona

l Fi

nanc

e C

orpo

ratio

n (I

FC) I

SWM

pro

gram

in

sou

thea

st E

urop

e, d

eliv

ered

thro

ugh

the

IFC

Adv

isor

y Se

rvic

es in

EC

A.

The

focu

s of

this

initi

ativ

e is

to fa

cilit

ate

the

impl

emen

tatio

n of

inte

grat

ed s

olid

w

aste

man

agem

ent (

ISW

M) i

n th

e co

untr

ies:

Alb

ania

, Bos

nia-

Her

zego

vina

, Kos

ovo,

M

aced

onia

, Mon

tene

gro

and

Serb

ia.

The

Pol

icy

Pape

r con

cent

rate

s on

the

subj

ect

of p

rodu

cer r

espo

nsib

ility

for p

acka

ging

w

aste

.

By

natu

re o

f th

e as

sign

men

t tha

t gav

e bi

rth

to th

is P

olic

y Pa

per,

emph

asis

is p

lace

d on

th

e co

mm

unic

atio

n of

thos

e ex

perie

nces

fr

om im

plem

entin

g pa

ckag

ing

was

te

man

agem

ent s

yste

ms

in E

U m

embe

r sta

tes

whi

ch a

re o

f pa

rtic

ular

rele

vanc

e to

Wes

tern

B

alka

ns c

ount

ries.

The

mai

n ta

rget

s ar

e to

rela

te s

ome

spec

ific

expe

rienc

es to

pol

icy

mak

ers

and

to

cont

ribut

e to

info

rmed

pol

icy

mak

ing

in

thos

e co

untr

ies

whi

ch a

re ta

rget

ing

acce

ssio

n to

the

EU

. Alth

ough

the

Polic

y Pa

per i

s al

so re

leva

nt to

oth

er c

ount

ries

cons

ider

ing

impl

emen

tatio

n of

pro

duce

r res

pons

ibili

ty

syst

ems.

A s

erie

s of

wor

ksho

ps a

nd c

onsu

ltatio

ns

orga

nise

d an

d fin

ance

d by

IFC

wer

e he

ld

durin

g pr

epar

atio

n of

this

Pol

icy

Pape

r in

Skop

je, P

ristin

a, T

irana

, Pod

goric

a, S

araj

evo

and

Bel

grad

e. W

e w

ould

like

to th

ank

the

natio

nal a

utho

ritie

s fo

r hel

ping

to a

rran

ge

thes

e ev

ents

and

the

part

icip

ants

for t

heir

activ

e co

ntrib

utio

ns.

The

pur

pose

of

the

Polic

y Pa

per i

s to

:

Into

duct

ion

Page 5: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

8

The

cou

ntrie

s of

the

Wes

tern

Bal

kans

hav

e al

l cho

sen

to h

arm

oniz

e th

eir n

atio

nal p

olic

ies

and

legi

slat

ion

with

tho

se o

f th

e E

U a

nd, i

n pa

rtic

ular

, to

take

the

nec

essa

ry m

easu

res

to

ensu

re th

at s

yste

ms

are

set u

p fo

r:

(a)

The

ret

urn

and/

or c

olle

ctio

n of

use

d pa

ckag

ing

and/

or p

acka

ging

was

te f

rom

the

co

nsum

er, o

ther

fina

l use

r, or

fro

m th

e w

aste

st

ream

in

orde

r to

cha

nnel

it

to t

he m

ost

appr

opria

te w

aste

man

agem

ent

alte

rnat

ives

; an

d(b

) The

reus

e or

reco

very

(inc

ludi

ng re

cycl

ing)

of

the

pac

kagi

ng a

nd/o

r pa

ckag

ing

was

te

colle

cted

.

Refl

ectin

g th

e pr

evai

ling

lega

l fr

amew

ork

in

the

EU

, th

ese

syst

ems

shal

l be

ope

n to

the

pa

rtic

ipat

ion

of t

he e

cono

mic

ope

rato

rs o

f th

e se

ctor

s con

cern

ed a

nd to

the

part

icip

atio

n of

the

com

pete

nt p

ublic

aut

horit

ies.

The

y m

ust

also

app

ly t

o im

port

ed p

rodu

cts

unde

r no

n-di

scrim

inat

ory

cond

ition

s, in

clud

ing

the

deta

iled

arra

ngem

ents

and

any

tarif

fs im

pose

d fo

r acc

ess t

o th

e sys

tem

s, an

d m

ust b

e des

igne

d so

as

to a

void

bar

riers

to

trad

e or

dis

tort

ions

of

com

petit

ion.

Page 6: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

10PR

OD

UCE

R RE

SPO

NSI

BILI

TY F

OR

PACK

AG

ING

WA

STE.

PO

LIC

Y PA

PER.

OC

TOBE

R 20

09

11

Est

ablis

hmen

t of

the

ext

ende

d pr

oduc

er r

e-sp

onsi

bilit

y (E

PR)

prin

cipl

e in

the

sam

e D

i-re

ctiv

e is

one

of

the

mea

ns to

sup

port

the

de-

sign

and

pro

duct

ion

of g

oods

whi

ch ta

ke in

to

full

acco

unt a

nd f

acili

tate

the

effic

ient

use

of

reso

urce

s du

ring

thei

r w

hole

life

cyc

le.

Thi

s in

clud

es t

heir

repa

ir, r

e-us

e, d

isas

sem

bly

and

recy

clin

g w

ithou

t co

mpr

omis

ing

the

free

cir-

cula

tion

of g

oods

on

the

inte

rnal

EU

mar

ket.

In

orde

r to

st

reng

then

pr

even

tion,

re

use,

re

cycl

ing

and

othe

r re

cove

ry o

f w

aste

, th

e M

embe

r St

ates

may

tak

e le

gisl

ativ

e or

non

-le

gisl

ativ

e m

easu

res

to e

nsur

e th

at a

ny n

atur

al

or le

gal p

erso

n w

ho p

rofe

ssio

nally

dev

elop

s, m

anuf

actu

res,

proc

esse

s, tr

eats

, se

lls

or

impo

rts

prod

ucts

(pr

oduc

er o

f th

e pr

oduc

t) ha

s ex

tend

ed p

rodu

cer

resp

onsi

bilit

y. Su

ch

mea

sure

s m

ay

incl

ude

an

acce

ptan

ce

of

retu

rned

pr

oduc

ts

and

of

the

was

te

that

re

mai

ns a

fter

thos

e pr

oduc

ts h

ave

been

use

d,

as w

ell a

s th

e su

bseq

uent

man

agem

ent o

f th

e w

aste

and

fina

ncia

l re

spon

sibi

lity

for

such

ac

tiviti

es.

Mem

ber S

tate

s may

take

appr

opria

te m

easu

res

to

enco

urag

e th

e de

sign

of

pr

oduc

ts

in

orde

r to

red

uce

thei

r en

viro

nmen

tal i

mpa

cts

and

the

gene

ratio

n of

was

te i

n th

e co

urse

of t

he p

rodu

ctio

n an

d su

bseq

uent

use

of

prod

ucts

. Suc

h m

easu

res

may

enc

oura

ge, t

he

deve

lopm

ent,

prod

uctio

n an

d m

arke

ting

of

prod

ucts

tha

t ar

e su

itabl

e fo

r m

ultip

le u

se,

that

are

tech

nica

lly d

urab

le a

nd th

at a

re, a

fter

ha

ving

bec

ome

was

te, s

uita

ble

for p

rope

r and

sa

fe re

cove

ry a

nd e

nviro

nmen

tally

com

patib

le

disp

osal

.

Whe

n ap

plyi

ng e

xten

ded

prod

ucer

res

pons

i-bi

lity,

mem

ber s

tate

s sh

ould

take

into

acc

ount

th

e te

chni

cal f

easi

bilit

y an

d ec

onom

ic v

iabi

lity

and

the

over

all e

nviro

nmen

tal,

hum

an h

ealth

an

d so

cial

impa

cts,

resp

ectin

g th

e ne

ed to

en-

sure

the

pro

per

func

tioni

ng o

f th

e in

tern

al

mar

ket.

Mem

ber

Stat

es

may

de

cide

w

heth

er

resp

onsi

bilit

y an

d co

sts

for

arra

ngin

g w

aste

m

anag

emen

t ar

e to

be

bo

rne

who

lly

by

the

prod

ucer

of

th

e pr

oduc

t or

w

heth

er

dist

ribut

ors

of p

rodu

cts

are

to s

hare

thi

s re

spon

sibi

lity.

The

E

urop

ean

Dire

ctiv

e 20

04/1

2/E

C

on

pack

agin

g an

d pa

ckag

ing

was

te r

equi

res

the

follo

win

g re

cycl

ing

and

reco

very

targ

ets

to b

e ac

hiev

ed b

y th

e en

d of

200

8:

• G

ener

al re

cove

ry a

nd re

cycl

ing

targ

ets

¸ 6

0%

as

a m

inim

um

by

wei

ght

of

pack

agin

g w

aste

sha

ll be

rec

over

ed o

r in

cine

rate

d at

was

te in

cine

ratio

n pl

ants

w

ith e

nerg

y re

cove

ry; a

nd¸ B

etw

een

55%

as

a m

inim

um a

nd 8

0%

as a

max

imum

by

wei

ght

of p

acka

ging

w

aste

sha

ll be

recy

cled

.

• T

he f

ollo

win

g m

inim

um r

ecyc

ling

targ

ets

for m

ater

ials

con

tain

ed in

pac

kagi

ng w

aste

sh

all b

e at

tain

ed:

¸ 6

0% b

y w

eigh

t for

gla

ss;

¸ 6

0% b

y w

eigh

t for

pap

er a

nd b

oard

;¸ 5

0% b

y w

eigh

t for

met

als;

¸ 2

2.5%

by

wei

ght

for

plas

tics,

coun

ting

excl

usiv

ely

mat

eria

l tha

t is r

ecyc

led

back

in

to p

last

ics;

and

¸ 1

5% b

y w

eigh

t for

woo

d.

Taki

ng in

to a

ccou

nt th

e sp

ecifi

c co

nditi

ons

in

the

new

Mem

ber

Stat

es,

tem

pora

ry d

erog

a-

tions

of

the r

ecyc

ling a

nd re

cove

ry ta

rget

s wer

e se

t as:

until

not

late

r tha

n 20

12 fo

r Cyp

rus,

the

Cze

ch R

epub

lic, E

ston

ia, H

unga

ry, L

ithua

nia,

Sl

ovak

ia a

nd S

love

nia;

201

3 fo

r M

alta

; 20

14

for

Bul

garia

and

Pol

and

and

2015

for

Lat

via

and

Rom

ania

.

The

qua

ntita

tive

recy

clin

g ta

rget

s ar

e fu

rthe

r ex

tend

ed a

nd n

ot o

nly

limite

d to

pac

kagi

ng

was

te in

the

new

Was

te F

ram

ewor

k D

irect

ive1 .

The

Dire

ctiv

e re

quire

s th

e ac

hiev

emen

t of

fo

llow

ing:

• B

y 20

15 s

epar

ate

colle

ctio

n to

be

set

up

for

at l

east

the

fol

low

ing:

pap

er,

met

al,

plas

tic a

nd g

lass

.

• B

y 20

20. I

ncre

ase

of ta

rget

s to

a min

imum

of

50%

by

wei

ght f

or re

-use

and

recy

clin

g of

was

te m

ater

ials

incl

udin

g pa

per,

met

al,

plas

tic a

nd g

lass

fro

m h

ouse

hold

s an

d po

ssib

ly fr

om o

ther

orig

ins

as fa

r as

thes

e w

aste

str

eam

s ar

e si

mila

r to

was

te f

rom

ho

useh

olds

.

1 D

irect

ive

2008

/98/

EC

of

the

Eur

opea

n Pa

rliam

ent a

nd o

f th

e C

ounc

il on

Was

te

Page 7: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

12PR

OD

UCE

R RE

SPO

NSI

BILI

TY F

OR

PACK

AG

ING

WA

STE.

PO

LIC

Y PA

PER.

OC

TOBE

R 20

09

13

• C

olle

ctiv

e pro

duce

r res

pons

ibili

ty sc

hem

es

to d

eal

with

pac

kagi

ng w

aste

on

beha

lf

of t

he i

ndus

try

are

defin

ed i

n th

e dr

aft

legi

slat

ion.

• D

iffer

ent r

equi

rem

ents

are

set f

or m

unic

i-pa

l (h

ouse

hold

) pa

ckag

ing

and

for

non-

mun

icip

al (

indu

stria

l, co

mm

erci

al)

pack

-ag

ing2 .

• M

ost

of

the

coun

trie

s ha

ve

spec

ified

th

at t

he l

ocal

aut

horit

ies

(mun

icip

aliti

es)

shal

l be

res

pons

ible

for

org

aniz

ing

the

colle

ctio

n of

mun

icip

al p

acka

ging

was

te.

• T

here

are

no

clea

r ru

les

on h

ow t

he

mun

icip

al p

acka

ging

was

te c

olle

ctio

n w

ill

be fi

nanc

ed a

nd w

hat

the

rela

tion

will

be

bet

wee

n th

e pr

oduc

er r

espo

nsib

ility

or

gani

zatio

ns a

nd th

e m

unic

ipal

ities

. •

The

re a

re n

o se

para

te c

olle

ctio

n sy

stem

s fo

r ho

useh

old

pack

agin

g cu

rren

tly

in

plac

e.

2 A

ccor

ding

to th

e dr

aft r

egul

atio

ns o

f A

lban

ia, M

aced

onia

, Ser

bia.

The

fo

llow

ing

defin

ition

s ar

e im

port

ant

with

in t

he c

onte

xt o

f th

e ap

plic

atio

n of

the

pa

ckag

ing

was

te m

anag

emen

t sy

stem

, w

hich

is

har

mon

ized

with

the

EU

3 req

uire

men

ts.

• Pa

ckag

ing:

all

prod

ucts

mad

e of

any

ma-

teria

ls o

f an

y na

ture

to

be u

sed

for

the

cont

ainm

ent,

prot

ectio

n, h

andl

ing,

del

iv-

ery

and

pres

enta

tion

of g

oods

, fro

m r

aw

mat

eria

ls t

o pr

oces

sed

good

s, fr

om t

he

prod

ucer

to th

e us

er o

r the

con

sum

er.

• Sa

les p

acka

ging o

r prim

ary p

acka

ging:

pack

ag-

ing

conc

eive

d so

as

to c

onst

itute

a s

ales

un

it to

the

fina

l use

r or

con

sum

er a

t th

e po

int o

f pu

rcha

se.

• G

roup

ed

pack

agin

g or

sec

onda

ry

pack

agin

g: pa

ckag

ing

conc

eive

d so

as

to c

onst

itute

at

the

poi

nt o

f pu

rcha

se a

gro

upin

g of

a

cert

ain

num

ber o

f sa

les

units

whe

ther

the

latte

r is

sol

d as

suc

h to

the

fina

l us

er o

r co

nsum

er, o

r w

heth

er it

ser

ves

only

as

a m

eans

to re

plen

ish

the

shel

ves a

t the

poi

nt

of sa

le; i

t can

be r

emov

ed fr

om th

e pro

duct

w

ithou

t aff

ectin

g its

cha

ract

eris

tics.

3 T

hese

defi

nitio

ns a

re b

ased

on

the

EU

defi

nitio

ns b

ut h

ave

been

sim

plifi

ed

for t

he p

urpo

se o

f th

is d

ocum

ent.

The

lega

l wor

ding

of

thes

e defin

ition

s m

ay b

e fo

und

in E

U D

irect

ive

2004

/12/

EC

.

Prod

ucer

Res

pons

ibili

ty (o

r EPR

) sch

emes

are

co

nsid

ered

as a

maj

or im

plem

enta

tion

tool

for

the

esta

blis

hmen

t of

a p

acka

ging

was

te c

ol-

lect

ion

and

recy

clin

g sy

stem

to

guar

ante

e th

e ac

hiev

emen

t of

targ

ets.

“Pro

duce

r R

espo

nsib

ility

Sch

emes

” (P

RS)

in

the fie

ld o

f pa

ckag

ing

and

pack

agin

g w

aste

m

ay b

e defin

ed a

s:

‘Man

ufac

ture

rs, d

istrib

utor

s an

d im

porte

rs

of

pack

agin

g an

d pa

cked

go

ods

bein

g re

spon

sible

for th

e co

llecti

on a

nd r

ecove

ry o

f th

eir re

sulti

ng p

acka

ging w

aste.

The

es

tabl

ishm

ent

of

PRS

for

pack

agin

g w

aste

has

the

follo

win

g m

ain

obje

ctiv

es:

• To

gua

rant

ee a

chie

vem

ent o

f th

e re

cycl

ing

and

reco

very

tar

gets

defi

ned

in n

atio

nal

polic

y/le

gisl

atio

n.•

To p

rovi

de a

dditi

onal

fina

ncia

l str

eam

and

in

cent

ives

for

sep

arat

e co

llect

ion,

sor

ting

and

recy

clin

g.•

To a

void

tem

pora

ry i

nter

rupt

ions

in

the

colle

ctio

n pr

oces

ses

in c

ase

of n

egat

ive

tren

ds in

recy

clab

le w

aste

pric

es.

• To

inc

orpo

rate

was

te p

reve

ntio

n, r

euse

an

d re

cycl

ing

issu

es in

to p

rodu

ct d

esig

n.

All

coun

trie

s in

the

Wes

tern

Bal

kans

reg

ion

have

sta

rted

the

deve

lopm

ent o

f na

tiona

l leg

-is

latio

n in

the

fiel

d of

pac

kagi

ng w

aste

man

-ag

emen

t. A

t th

e tim

e of

writ

ing

this

Pol

icy

Pape

r, th

e fo

llow

ing

sum

mar

ises

the

pre

sent

si

tuat

ion:

• D

raft

s of

nat

iona

l le

gisl

atio

n ha

d be

en

prep

ared

fo

r th

e tr

ansp

ositi

on

of

Dire

ctiv

e 20

04/1

2/E

C o

n th

e Pa

ckag

ing

and

Pack

agin

g W

aste

Dire

ctiv

e.•

No fin

al d

ecis

ion

had

yet

been

mad

e ab

out

the

dead

lines

fo

r ac

hiev

ing

the

recy

clin

g an

d re

cove

ry ta

rget

s sp

ecifi

ed in

th

e D

irect

ive.

• T

here

is c

urre

ntly

no

clea

r vi

ew h

ow t

he

achi

evem

ent o

f th

e re

cycl

ing

and

reco

very

ta

rget

s w

ill b

e te

chni

cally

im

plem

ente

d as

no

pilo

t pr

ojec

ts h

ave

been

ini

tiate

d,

impl

emen

ted

and

mon

itore

d.

Page 8: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

14PR

OD

UCE

R RE

SPO

NSI

BILI

TY F

OR

PACK

AG

ING

WA

STE.

PO

LIC

Y PA

PER.

OC

TOBE

R 20

09

15

.•

Tran

spor

t pa

ckag

ing

or

tertia

ry

pack

agin

g: pa

ckag

ing

conc

eive

d so

as

to f

acili

tate

ha

ndlin

g an

d tr

ansp

ort

of a

num

ber

of

sale

s un

its o

r gr

oupe

d pa

ckag

ing

in o

rder

to

pre

vent

phy

sica

l han

dlin

g an

d tr

ansp

ort

dam

age.

• E

cono

mic

oper

ator

s: su

pplie

rs o

f pa

ckag

ing

mat

eria

ls,

pack

agin

g pr

oduc

ers

and

conv

erte

rs, fil

lers

and

use

rs,

impo

rter

s, tr

ader

s an

d di

strib

utor

s, au

thor

ities

and

st

atut

ory

orga

niza

tions

.

Add

ition

ally

the

fol

low

ing

defin

ition

s ne

ed

to b

e in

trod

uced

for

the

pur

pose

of

bette

r un

ders

tand

ing

the

pres

ent d

ocum

ent.

• Pr

oduc

er R

espon

sibili

ty O

rgan

izat

ion o

r R

ecov-

ery

Org

aniz

ation

: a

com

mer

cial

com

pany

es

tabl

ishe

d fo

r th

e pu

rpos

e of

ach

ievi

ng

pack

agin

g w

aste

rec

over

y an

d re

cycl

ing

targ

ets

on b

ehal

f of

the

oblig

ed e

cono

m-

ic o

pera

tors

.•

Mun

icipa

l (h

ouseh

old)

pack

agin

g wa

ste:

pack

-ag

ing

was

te g

ener

ated

at

hous

ehol

ds a

nd

sim

ilar

was

te g

ener

ated

by

indu

stry

and

co

mm

erce

.•

Non

mun

icipa

l (in

dustr

ial,

com

mer

cial)

pack

-ag

ing

waste

: pa

ckag

ing

was

te g

ener

ated

at

indu

stry

and

com

mer

ce, w

hich

can

not b

e co

nsid

ered

as

mun

icip

al p

acka

ging

was

te.

• Pr

oduc

er o

f pa

ckag

ing

mat

eria

ls: is

an

entit

y, w

hich

in a

gree

men

t w

ith t

he r

egul

atio

ns,

prod

uces

and

mar

kets

pac

kagi

ng m

ater

ial

as it

s ec

onom

ic a

ctiv

ity.

• Im

porte

r: is

an

entit

y, w

hich

in a

gree

men

t w

ith t

he r

egul

atio

ns,

impo

rts

pack

aged

go

ods f

or th

e pu

rpos

e of

mar

ketin

g, a

s its

ec

onom

ic a

ctiv

ity.

• Pr

oduc

er (p

acke

r, fil

ler):

is a

n en

tity,

whi

ch in

ag

reem

ent

with

the

reg

ulat

ions

, pac

kage

s go

ods

or fi

lls g

oods

in a

pac

kagi

ng a

s its

ec

onom

ic a

ctiv

ity.

• R

etaile

r: i

s an

ent

ity,

whi

ch i

n ag

reem

ent

with

th

e re

gula

tions

, pe

rfor

ms

trad

ing

activ

ity a

nd p

rocu

res

pack

agin

g m

ater

ials,

pa

ckag

ing

and

pack

aged

goo

ds f

or t

he

purp

ose

of s

ellin

g it

to th

e en

d us

er.

• Fi

nal

supp

lier:

is

an e

ntity

tha

t su

pplie

s pa

ckag

ing

or p

acka

ged

good

s di

rect

ly t

o th

e en

d us

er,

rega

rdle

ss o

f w

heth

er t

he

entit

y is

at

the

sam

e tim

e th

e pr

oduc

er,

impo

rter

, pac

ker o

r ret

aile

r.•

End

user

is

a co

nsum

er,

who

bec

ause

of

its fi

nal u

se o

r co

nsum

ptio

n of

pac

kage

d go

ods,

sepa

rate

s th

e go

ods

or e

mpt

ies

them

and

, in

that

way

, cre

ates

pac

kagi

ng

was

te; a

nd re

taile

r, w

ho b

ecau

se o

f fu

rthe

r us

e of

good

s, se

para

tes t

he p

acka

ging

from

th

e go

ods

or e

mpt

ies

it an

d in

tha

t w

ay

crea

tes

tran

spor

t or

sec

onda

ry p

acka

ging

w

aste

.

Page 9: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

16PR

OD

UCE

R RE

SPO

NSI

BILI

TY F

OR

PACK

AG

ING

WA

STE.

PO

LIC

Y PA

PER.

OC

TOBE

R 20

09

17

Core

Pol

icy

Act

ions

Core

Pol

icy

Act

ions

Wes

tern

Bal

kan

coun

trie

s ha

ve s

tart

ed t

he

proc

ess

of t

rans

posi

ng t

he r

equi

rem

ents

of

the

Dire

ctiv

e 20

04/1

2/E

C in

to t

heir

natio

n-al

leg

isla

tions

thr

ough

the

dev

elop

men

t an

d ad

optio

n of

rel

evan

t Law

s, de

cree

s an

d re

gu-

latio

ns in

the

fiel

d of

pac

kagi

ng a

nd p

acka

g-in

g w

aste

.

The

new

dev

elop

ed l

egis

latio

n ne

eds

to b

e su

ppor

ted

by a

dditi

onal

pol

icy

and

inst

itu-

tiona

l ac

tions

and

mea

sure

s in

ord

er t

o es

-ta

blis

h th

e ne

cess

ary

colle

ctio

n, s

ortin

g an

d re

cycl

ing

infr

astr

uctu

re a

nd t

o gu

aran

tee

its

impl

emen

tatio

n an

d en

forc

emen

t. A

s mos

t of

the

diff

eren

t act

ions

and

mea

sure

s are

inte

rre-

late

d, t

hey

shou

ld b

e pl

anne

d, o

rgan

ised

and

im

plem

ente

d in

a c

oord

inat

ed m

anne

r. C

ore

Polic

y ac

tions

are

pre

sent

ed b

elow

.

Page 10: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

18

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

19

Core

Pol

icy

Act

ions

Obj

ectiv

e: D

efine

the q

uant

itativ

e tar

gets

for

pack

agin

g was

te re

cycli

ng a

nd re

cove

ry, t

he ti

me

sched

ule f

or th

eir a

chiev

emen

t and

the r

espon

sibili

ties

of d

iffer

ent s

take

hold

ers

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de:

• D

efini

ng th

e re

cove

ry an

d re

cycl

ing

targ

ets

appl

icab

le to

war

ds th

e di

ffer

ent p

acka

ging

m

ater

ials

and

pac

kagi

ng in

gen

eral

and

the

time

perio

ds f

or t

heir

achi

evem

ent.

The

ta

rget

s sh

ould

be

real

istic

and

tec

hnic

ally

ac

hiev

able

, ta

king

int

o ac

coun

t th

e cu

r-re

nt l

evel

s of

rec

yclin

g, i

mpl

emen

tatio

n co

sts,

etc.

• Se

t up

inte

rmed

iate

rec

yclin

g an

d re

cov-

ery

targ

ets

for

the

perio

d be

twee

n th

e en

terin

g in

to fo

rce

of n

ew le

gisl

atio

n an

d th

e fir

st ta

rget

yea

r.

• D

efine

the

eco

nom

ic o

pera

tors

res

pon-

sibl

e fo

r ac

hiev

ing

the

targ

ets.

The

re-

spon

sibi

litie

s of

di

ffer

ent

stak

ehol

ders

su

ch a

s pr

oduc

ers

of p

acka

ging

mat

eri-

als

and

empt

y pa

ckag

ing,

pro

duce

rs a

nd

impo

rter

s of

pac

ked

good

s (p

acke

rs a

nd

fille

rs),

dist

ribut

ors,

reta

ilers

, et

c sh

ould

be

spe

cifie

d. T

he c

ompl

ianc

e w

ith th

e re

-qu

irem

ents

nee

ds to

be

chec

ked

easi

ly a

nd

any

over

lapp

ing

of o

blig

atio

ns a

nd d

utie

s sh

ould

be

avoi

ded.

Rec

over

y an

d r

ecyc

ling

targ

ets

in B

ulg

aria

The

Rep

ublic

of

Bul

garia

agr

eed

a tr

ansi

tiona

l per

iod

for t

he a

chie

vem

ent o

f re

cycl

ing

and

reco

very

targ

ets

by 2

014.

The

pro

duce

rs a

nd im

port

ers

of p

acka

ged

good

s on

the

Bul

garia

n m

arke

t are

sol

ely

resp

onsi

ble

for t

he a

chie

vem

ent o

f re

cycl

ing

and

reco

very

targ

ets

for p

acka

ging

was

te. T

he o

ther

eco

nom

ic o

pera

tors

, su

ch a

s pr

oduc

ers

and

impo

rter

s of

pac

kagi

ng m

ater

ials

or e

mpt

y pa

ckag

ing,

dis

trib

utor

s an

d re

taile

rs, h

ave

no s

pecific

resp

onsi

bilit

y to

take

bac

k or

sup

port

the

achi

evem

ent o

f re

cycl

ing

and

reco

very

targ

ets.

Ann

ual

reco

very

and

recy

clin

g ta

rget

s fo

r 200

4 –

2014

wer

e defin

ed in

the

Bul

garia

n W

aste

Man

agem

ent A

ct. D

urin

g th

e fir

st tw

o ye

ars

of im

plem

enta

tion

only

gen

eral

reco

very

targ

ets

wer

e defin

ed.

Cor

e Acti

onR

ecove

ry a

nd re

cycli

ng ta

rgets

for d

iffer

ent p

acka

ging m

ater

ials

and

pack

agin

g in

gene

ral,

and

the t

ime p

eriod

s for

their

ach

ievem

ent,

need

to b

e rea

listic

. Pro

vide s

ome fl

exib

ility

to th

e ind

ustr

y in

choo

sing

an a

ppro

pria

te set

of

pack

agin

g m

ater

ials

to b

e coll

ected

an

d so

rted.

Ta

ble

1:

TA

RG

ET

S2

00

52

00

62

00

72

00

82

00

92

01

02

01

12

01

22

01

32

01

4

RE

CO

VE

RY

25

%3

5%

39

%4

2%

46

%4

8%

50

%5

3%

56

%6

0%

RE

CY

CL

ING

34

%3

8%

42

%4

5%

47

%4

9%

52

&5

4,9

%5

5%

Plac

tics

8%12

%14

,5%

17%

19%

20%

22%

22,5

%22

,5%

Gla

ss26

%33

%40

%46

%51

%55

%59

,6%

60%

60%

15%

15%

60%

60%

60%

60%

60%

60%

60%

Met

als

15%

15%

50%

50%

50%

50%

50%

50%

50%

15%

15%

15%

15%

15%

15%

15%

Page 11: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

20

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

21

Core

Pol

icy

Act

ions

Obj

ectiv

e: To

pro

vide r

eliab

le da

ta a

bout

pac

kagin

g co

nsum

ption

and

pac

kagin

g was

te tre

atm

ent a

t na

tiona

l lev

el

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de:

• T

he c

ompe

tenc

es b

etw

een

inst

itutio

ns r

e-ga

rdin

g th

e re

port

ing

of d

ata

rela

ted

to

pack

agin

g an

d pa

ckag

ing

was

te a

t na

tiona

l le

vel t

o E

U (E

URO

STA

T, E

urop

ean

Env

i-ro

nmen

tal A

genc

y an

d E

urop

ean

Com

mis-

sion)

sho

uld

be d

efine

d, a

nd a

dequ

ate

ad-

min

istra

tive

capa

city

nee

ds t

o be

pro

vide

d.

Goo

d co

ordi

natio

n be

twee

n th

e na

tiona

l st

atist

ical

in

stitu

tions

, cu

stom

s ag

enci

es,

min

istrie

s of

fin

ance

, ec

onom

y/in

dust

ry

and

envi

ronm

enta

l pro

tect

ion

auth

oriti

es is

ne

eded

.

• Si

mpl

e an

d cl

ear r

egist

ratio

n/re

port

ing

pro-

cedu

res

need

to

be e

stab

lishe

d. R

epor

ting

tem

plat

es s

houl

d be

defi

ned

care

fully

and

, if

pos

sible

, re

port

ing

in e

lect

roni

c fo

rmat

sh

ould

be

inco

rpor

ated

from

the

begi

nnin

g.

• C

ompa

nies

pla

cing

pac

kage

d go

ods

on th

e m

arke

t sh

ould

be

resp

onsib

le f

or t

he c

al-

cula

tion

and

docu

men

tatio

n of

pac

kagi

ng

amou

nts.

The

doc

umen

tatio

n re

quire

men

ts

shou

ld b

e ba

sed

on th

e av

aila

ble

acco

untin

g pr

oced

ures

in o

rder

to

avoi

d un

reas

onab

le

burd

en o

n th

e in

dust

ry. T

he d

ocum

enta

tion

shou

ld b

e ke

pt f

or a

uditi

ng b

y th

e co

mpe

-te

nt a

utho

ritie

s.

• T

he r

epor

ting

syst

em s

houl

d be

orie

nted

m

ainl

y to

la

rge

prod

ucer

s/im

port

ers

of

pack

aged

goo

ds, a

nd th

e pr

oduc

er r

espo

n-sib

ility

org

aniz

atio

ns, i

n or

der

to g

uara

ntee

th

at a

t le

ast

90%

of

the

pack

agin

g pl

aced

on

the

mar

ket i

s rep

orte

d. E

xten

ding

the

re-

port

ing

requ

irem

ents

to a

ll co

mpa

nies

pla

c-in

g pa

ckag

ed g

oods

on

the

mar

ket

will

re-

quire

add

ition

al a

dmin

istra

tive

capa

city

for

th

e pr

oces

sing

and

verifi

catio

n of

col

lect

ed

data

.

• T

he re

port

ing

of co

mpa

nies

colle

ctin

g, so

rt-

ing

and

recy

clin

g pa

ckag

ing

was

te s

houl

d be

in

conf

orm

ity w

ith g

ener

al r

epor

ting

requ

irem

ents

in th

e w

aste

man

agem

ent s

ec-

tor.

• A

ppro

pria

te

enfo

rcem

ent

mec

hani

sms

shou

ld b

e es

tabl

ished

in o

rder

to g

uara

ntee

th

at al

l obl

iged

com

pani

es m

eet t

he re

port

ing

requ

irem

ents.

Col

lect

ion

an

d r

epor

tin

g of

dat

a

It is

ess

entia

l to

put i

n pl

ace

appr

opria

te in

form

atio

n an

d re

port

ing

syst

ems,

incl

. rep

ortin

g te

mpl

ates

and

pr

oced

ures

, ava

ilabi

lity

of tr

aine

d st

aff

to p

roce

ss th

e co

llect

ed d

ata,

dev

elop

ed s

peci

aliz

ed s

oftw

are,

etc

.

Dep

endi

ng o

n ho

w th

e re

port

ing

requ

irem

ents

are

form

ulat

ed a

nd h

ow d

iffer

ent s

take

hold

ers

are

defin

ed,

the

repo

rtin

g ob

ligat

ions

will

cov

er a

larg

e nu

mbe

r of

com

pani

es. C

onse

quen

tly, t

here

is a

ser

ious

risk

that

a

larg

e nu

mbe

r of

com

pani

es w

ill n

ot p

rovi

de d

ata

and/

or fo

r the

ove

rlapp

ing

of th

e re

port

ed a

mou

nts

of

pack

agin

g.

Lack

of

com

mun

icat

ion

to th

e ob

ligat

ed c

ompa

nies

and

app

ropr

iate

enf

orce

men

t mea

sure

s ca

n ca

use

diffi

culti

es, e

spec

ially

dur

ing

the fir

st y

ears

of

impl

emen

tatio

n.

Cor

e Acti

onE

nsur

e sim

ple a

nd cl

ear r

epor

ting r

equi

rem

ents.

Do n

ot a

sk fo

r dat

a or

infor

mat

ion th

at is

not

easil

y ava

ilabl

e or w

ill n

ot b

e used

for

a sp

ecific

pur

pose

or w

ill b

e diffi

cult

to p

roces

s or a

udit.

• A

ll re

port

ing

requ

irem

ents

sho

uld

be c

om-

mun

icat

ed a

nd e

xpla

ined

in a

n ap

prop

riate

w

ay to

the

indu

stry

.

Page 12: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

22

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

23

Core

Pol

icy

Act

ions

Defi

nin

g th

e re

spec

tive

rol

es o

f M

un

icip

alit

ies

and

In

du

stry

In m

ost c

ount

ries,

loca

l aut

horit

ies

are

resp

onsi

ble

for m

unic

ipal

was

te m

anag

emen

t. H

owev

er, m

unic

ipal

ities

ar

e of

ten

not r

espo

nsib

le fo

r col

lect

ing

the

com

mer

cial

& in

dust

rial w

aste

str

eam

. In

the fie

ld o

f pa

ckag

ing

was

te m

anag

emen

t, re

quire

men

ts fo

r mun

icip

al a

nd n

on-m

unic

ipal

pac

kagi

ng w

aste

col

lect

ion

are

typi

cally

defin

ed s

epar

atel

y.

Cor

e Acti

onIn

itiat

e a

discu

ssion

betw

een i

ndus

try

and

mun

icipa

lities

in

orde

r to

ach

ieve

an a

greem

ent

on s

harin

g th

e re

spon

sibili

ties

for

orga

nisin

g the

sepa

rate

colle

ction

and

sorti

ng o

f pa

ckag

ing w

aste

from

mun

icipa

l and

com

mer

cial &

indu

stria

l sou

rces.

Obj

ectiv

e: To

pro

vide a

clea

r leg

al fr

amew

ork

and

prac

tical

guid

ance

for th

e coo

pera

tion

betw

een

indu

stry a

nd lo

cal a

utho

rities

in se

tting

up

sepa

rate

colle

ction

syste

ms f

or p

acka

ging w

aste

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de:

• T

he r

espo

nsib

ilitie

s of

mun

icip

aliti

es in

or-

gani

zing

sep

arat

e co

llect

ion

and

sort

ing

in

thei

r te

rrito

ries

need

s to

be

clea

rly d

efine

d.

In p

ract

ice

ther

e ar

e tw

o m

ajor

mod

els

for

coop

erat

ion

betw

een

mun

icip

aliti

es

and

pack

agin

g w

aste

reco

very

org

aniz

atio

ns (s

ee

figur

e an

d ex

plan

atio

ns b

elow

).

• Le

gisla

tion

shou

ld p

rovi

de a

cle

ar f

ram

e-w

ork

defin

ing

how

the

cost

rela

ted

to p

ack-

agin

g w

aste

col

lect

ion

and

sort

ing

will

be

finan

ced,

incl

udin

g th

e co

ntra

ctua

l rel

atio

ns

betw

een

the

diff

eren

t sta

keho

lder

s (m

unic

i-pa

litie

s, pr

oduc

er r

espo

nsib

ility

org

aniz

a-tio

ns a

nd w

aste

man

agem

ent c

ompa

nies

).

• N

atio

nal p

lans

sho

uld

prov

ide

a tim

e fr

ame

for t

he p

rovi

sion

of s

epar

ate

colle

ctio

n sy

s-te

ms f

or p

acka

ging

was

te to

the g

ener

al p

op-

ulat

ion.

Dec

ision

s nee

d to

be

mad

e w

heth

er

the s

epar

ate c

olle

ctio

n sy

stem

shal

l cov

er th

e w

hole

nat

iona

l ter

ritor

y or

giv

e pr

iorit

y on

ly

to la

rge s

ettle

men

ts an

d ar

eas w

ith h

igh

pop-

ulat

ion

dens

ity.

The

nat

iona

l pl

ans

shou

ld

prov

ide i

ndic

ativ

e dea

dlin

es in

term

s of n

um-

ber o

f re

siden

ts se

rved

per

yea

r and

/or m

u-ni

cipa

l pac

kagi

ng w

aste

am

ount

s co

llect

ed.

• Pl

anni

ng o

f pa

ckag

ing

was

te m

anag

emen

t sh

ould

also

tak

e in

to a

ccou

nt p

ossib

ilitie

s fo

r or

gani

zing

sep

arat

e co

llect

ion

and

sort

-in

g on

a re

gion

al b

asis.

• E

stab

lishm

ent

of a

nat

iona

l str

uctu

re (

e.g.

a Pa

ckag

ing

Cou

ncil)

as

a m

onito

ring

body

, in

clud

ing

repr

esen

tativ

es o

f di

ffer

ent s

take

-ho

lder

s, ca

n su

ppor

t co

mm

unic

atio

n an

d co

nsen

sus

betw

een

mun

icip

aliti

es a

nd i

n-du

stry

in o

rgan

ising

sep

arat

e co

llect

ion

and

achi

evin

g na

tiona

l tar

gets.

Fig

ure

1: RE

COVE

RYO

RGA

NIS

ATIO

N

COLL

ECTI

ON

SORT

ING

SUBC

ON

TRA

CTO

RS

MU

NIC

IPA

LITI

ES

REC

YCLE

RS

Alt

ern

ati

ve

1:

RECO

VERY

ORG

AN

ISAT

ION

COLL

ECTI

ON

SORT

ING

CO

MPA

NIE

S

SUBC

ON

TRA

CTO

RS

MU

NIC

IPA

LITI

ES

REC

YCLE

RS

Alt

ern

ati

ve

2:

• Pa

ckag

ing

was

te m

anag

emen

t iss

ues

shou

ld

also

be

inco

rpor

ated

int

o th

e m

unic

ipal

w

aste

man

agem

ent p

lans

and

regu

latio

ns.

• A

n ap

prop

riate

tra

inin

g pr

ogra

mm

e or

i-en

ted

to m

unic

ipal

ities

and

com

mun

al c

om-

pani

es n

eeds

to b

e im

plem

ente

d at

nat

iona

l le

vel.

Page 13: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

24

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

25

Core

Pol

icy

Act

ions

Alte

rnat

ive

1

With

in t

his

Alte

rnat

ive

the

mun

icip

aliti

es a

re

entir

ely

resp

onsib

le f

or o

rgan

izin

g se

para

te

colle

ctio

n an

d so

rtin

g of

mun

icip

al p

acka

ging

w

aste

in th

eir t

errit

orie

s. Fo

r thi

s pu

rpos

e th

ey

cont

ract

the

ser

vice

s to

mun

icip

al c

omm

unal

co

mpa

nies

or

priv

ate

oper

ator

s. In

ord

er t

o gu

aran

tee

the

sust

aina

bilit

y of

the

sys

tem

ad-

ditio

nal c

ontr

acts

are

sig

ned

betw

een

the

Re-

cove

ry O

rgan

izat

ion

(RO

) an

d m

unic

ipal

ities

. T

hrou

gh th

ese

cont

ract

s th

e R

O p

rovi

des

the

follo

win

g su

ppor

t to

the

mun

icip

aliti

es:

• G

rant

ing

of f

unds

to

the

mun

icip

aliti

es,

prop

ortio

nal t

o th

e am

ount

of

sepa

rate

ly

colle

cted

an

d so

rted

pa

ckag

ing

was

te,

whi

ch w

ill c

ompe

nsat

e th

e co

sts

rela

ted

to th

ese

activ

ities

.•

Gua

rant

ees f

or b

uyin

g bac

k an

d pr

oces

sing

of

the

sepa

rate

ly c

olle

cted

was

te.

• Pa

rtic

ipat

ion

in t

he fi

nanc

ing

of p

ublic

aw

aren

ess

cam

paig

ns.

• Pr

ovis

ion

of fin

anci

ng

and

tech

nica

l as

sist

ance

du

ring

the

man

agem

ent

of

pilo

t pro

ject

s.

The

fin

anci

ng

prov

ided

fr

om

the

RO

to

th

e m

unic

ipal

ity c

an c

over

the

ful

l co

sts

for

sepa

rate

col

lect

ion

and

sort

ing

or o

nly

part

of

them

bas

ed o

n ag

reem

ent.

Alte

rnat

ive

2

In th

e se

cond

alte

rnat

ive

the

RO

is re

spon

sibl

e fo

r or

gani

sing

sep

arat

e co

llect

ion.

For

thi

s pu

rpos

e th

e R

O s

igns

a g

ener

al c

ontr

act w

ith

the

mun

icip

ality

. T

he c

ontr

act

prov

ides

the

rig

ht fo

r the

RO

to o

rgan

ize s

epar

ate c

olle

ctio

n on

the

ter

ritor

y of

the

mun

icip

ality

. Ser

vice

s ar

e co

ntra

cted

dire

ctly

from

the

RO

to p

rivat

e op

erat

ors

usua

lly b

ased

on

tend

er. M

unic

ipal

co

mpa

nies

are

als

o al

low

ed t

o pa

rtic

ipat

e in

th

e te

nder

.

The

mun

icip

ality

is

not

dire

ctly

inv

olve

d in

or

gani

zing

and

con

trac

ting

sepa

rate

col

lect

ion

but

take

s a

role

in p

lann

ing

the

sepa

rate

col

-le

ctio

n sy

stem

and

con

trol

ove

r th

e op

erat

ors

and

was

te h

olde

rs. A

s th

ere

is n

o di

rect

pay

-m

ent

from

the

mun

icip

ality

to

was

te c

olle

c-tio

n an

d so

rtin

g co

mpa

nies

it is

ass

umed

that

th

e R

O c

over

s th

e fu

ll co

sts

of th

e sy

stem

.

Obj

ectiv

e: To

defi

ne th

e fra

mew

ork

for p

acka

ging

waste

man

agem

ent o

ver a

long

tim

e per

iod

Key

act

ions

at n

atio

nal a

nd lo

cal l

evel

s inc

lude

th

e fo

llow

ing.

• D

efine

the

ins

titut

ion

resp

onsib

le f

or t

he

prep

arat

ion

of th

e na

tiona

l pla

n fo

r pac

kag-

ing

and

pack

agin

g w

aste

. The

pla

n ca

n be

de

velo

ped

as a

sepa

rate

doc

umen

t or a

s par

t of

the

gene

ral w

aste

man

agem

ent p

lan.

Org

aniz

e co

llect

ion

and

proc

essin

g of

ba

selin

e da

ta n

eces

sary

for t

he d

evel

opm

ent

of t

he p

lan.

Inc

lude

dat

a ab

out

pack

agin

g co

nsum

ptio

n, d

evel

opm

ent

of g

ener

atio

n fo

reca

st, e

xist

ing

pack

agin

g w

aste

col

lect

ion

syst

ems,

avai

labl

e re

cycl

ing

capa

citie

s, et

c.•

The

spe

cific

res

pons

ibili

ties

of th

e co

mpe

-te

nt n

atio

nal a

utho

ritie

s in

cha

rge

of p

ack-

agin

g w

aste

man

agem

ent n

eed

to b

e defi

ned

and

thes

e to

be

prov

ided

with

the

nece

ssar

y ca

paci

ty to

mon

itor,

cont

rol a

nd e

nfor

ce th

e re

quire

men

ts o

f pa

ckag

ing

regu

latio

ns.

• D

efine

the

obj

ectiv

es, k

ey im

plem

enta

tion

prin

cipl

es a

nd p

ossib

le a

ctio

ns f

or t

heir

achi

evem

ent.

• Pr

ovid

e th

e op

port

unity

for s

take

hold

ers t

o di

scus

s and

agr

ee o

n th

e pl

an.

Pac

kagi

ng

Was

te M

anag

emen

t P

lan

s

The

issu

es a

bout

pac

kagi

ng w

aste

man

agem

ent

are

gene

rally

add

ress

ed in

the

Env

ironm

enta

l St

rate

gies

and

Env

ironm

enta

l Act

ion

Plan

s.

A P

acka

ging

Was

te M

anag

emen

t Pla

n pr

ovid

es

a lo

ng te

rm h

oriz

on fo

r inv

estm

ent a

nd a

ctio

n.

Agr

eem

ent b

etw

een

all s

take

hold

ers

on th

e im

plem

enta

tion

appr

oach

, in

part

icul

ar th

e di

strib

utio

n of

resp

onsi

bilit

ies

and fin

anci

ng

of th

e pa

ckag

ing

was

te c

olle

ctio

n an

d re

cycl

ing

syst

em, a

re im

port

ant c

ompo

nent

s of

suc

h a

plan

.

Dire

ctiv

e sp

ecifi

c im

plem

enta

tion

plan

s su

ppor

t th

e na

tiona

l aut

horit

ies

in fu

ture

neg

otia

tions

w

ith th

e E

urop

ean

Com

mis

sion

and

pro

vide

the

grou

nds

for t

he re

ques

ted

tran

sitio

nal p

erio

ds (i

f ne

cess

ary)

Cor

e Acti

onPr

epar

e a

specific

pla

n for

the

field

of

pack

agin

g wa

ste

man

agem

ent.

Page 14: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

26

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

27

Core

Pol

icy

Act

ions

Obj

ectiv

e: E

nsur

e suffic

ient fi

nanc

ing f

rom

diff

eren

t so

urces

for t

he d

evelo

pmen

t of

the n

ecessa

ry

infra

struc

ture

.

The

fina

ncin

g of

pac

kagi

ng w

aste

sep

arat

e co

llect

ion

and

sort

ing

is d

irect

ly l

inke

d to

th

e re

spon

sibi

litie

s of

diff

eren

t st

akeh

olde

rs

defin

ed

in

the

legi

slat

ion.

T

he

diff

eren

t te

chni

cal s

olut

ions

ado

pted

for

the

colle

ctio

n an

d so

rtin

g of

pac

kagi

ng w

aste

als

o as

sum

e a

diff

eren

t le

vel

of c

ost

shar

ing,

and

diff

eren

t co

sts

and fin

anci

ng s

truc

ture

s. T

he p

oten

tial

sour

ces f

or th

e fina

ncin

g of

sepa

rate

colle

ctio

n an

d so

rtin

g sy

stem

s ca

n be

sum

mar

ized

as

follo

ws.

• R

even

ue fr

om r

ecyc

led m

ater

ials:

Mar

ket

pric

e of

sort

ed se

cond

ary r

aw m

ater

ials

del

iver

ed

to t

he r

ecyc

ling

(pro

cess

ing)

pla

nts.

The

re

venu

e fr

om t

he r

ecyc

led

mat

eria

ls i

s us

ually

not

eno

ugh

to c

over

the

cos

ts

rela

ted

to t

he m

unic

ipal

pac

kagi

ng w

aste

co

llect

ion

and

sort

ing.

• L

icens

ing

Fees:

Fee

s pa

id b

y th

e pr

oduc

ers

and

impo

rter

s of

pac

kage

d go

ods

to t

he

prod

ucer

res

pons

ibili

ty o

rgan

izat

ions

for

or

gani

zing

the

ach

ieve

men

t of

rec

yclin

g an

d re

cove

ry t

arge

ts o

n be

half

of

the

indu

stry

con

cern

ed. T

he li

cens

ing

fees

can

be

pro

port

iona

l to

the w

eigh

t of

pack

agin

g an

d/or

num

ber o

f pa

ckag

ing

units

put

on

the

mar

ket.

In th

e ca

se th

at in

dust

ry is

fully

re

spon

sibl

e fo

r th

e fin

anci

ng o

f se

para

te

colle

ctio

n an

d so

rtin

g, t

he l

icen

sing

fee

s ar

e th

e m

ajor

sou

rce

for

the fin

anci

ng o

f th

e sy

stem

.

Inve

stm

ent

Nee

ds

Not

with

stan

ding

the

colle

ctio

n m

etho

ds s

elec

ted

the

min

imum

am

ount

of

capi

tal i

nves

tmen

t ne

cess

ary

to g

uara

ntee

the

achi

evem

ent o

f re

cycl

ing

and

reco

very

targ

ets

by W

este

rn B

alka

n co

untr

ies

is e

stim

ated

at E

uro

50 –

70

mill

ion,

ex

clud

ing

inve

stm

ent i

nto

the

recy

clin

g in

dust

ry.

The

se fi

gure

s ca

n be

sig

nific

antly

exc

eede

d if

mor

e co

mpl

icat

ed c

olle

ctio

n an

d so

rtin

g te

chno

logi

es a

re s

elec

ted.

Cor

e Acti

onId

entif

y prio

rity i

nvest

men

t pro

jects

prov

idin

g gua

rant

ees

for se

cure

ach

ievem

ent o

f re

cycli

ng a

nd re

cove

ry ta

rgets

.

• M

unici

pal

Was

te Ta

xes

or

Fees:

Ta

xes

char

ged

by

the

mun

icip

aliti

es,

or

fees

di

rect

ly c

harg

ed b

y th

e co

mm

unal

was

te

man

agem

ent

com

pani

es

to

hous

ehol

ds

and

indu

stry

pro

vidi

ng fo

r mun

icip

al w

aste

co

llect

ion

and

disp

osal

. T

he m

unic

ipal

w

aste

taxe

s ar

e us

ed w

here

ther

e is

sha

red

resp

onsi

bilit

y be

twee

n th

e in

dust

ry

and

mun

icip

aliti

es f

or t

he fi

nanc

ing

of

sepa

rate

col

lect

ion

and

sort

ing.

Mun

icip

al

was

te ta

xes

are

ofte

n us

ed to

fina

nce

non-

pack

agin

g re

cycl

able

was

te c

olle

ctio

n (e

.g.

old

new

spap

ers,

was

te p

rintin

g pa

per)

.

• Pr

oduc

t Ta

xes:

Stat

e ta

xes

char

ged

to t

he

prod

ucer

s an

d im

port

ers

of

pack

aged

go

ods

prop

ortio

nal

to t

he a

mou

nt o

f pa

ckag

ing

mat

eria

l an

d/or

nu

mbe

r of

pa

ckag

es p

ut o

n th

e m

arke

t. T

he t

axes

ar

e us

ually

pai

d to

the

Sta

te B

udge

t or

st

ate

man

aged

E

nviro

nmen

tal

Fund

. T

he p

rodu

ct t

axes

are

use

d in

the

cas

e th

at t

he s

tate

tak

es t

he r

espo

nsib

ility

for

th

e fin

anci

ng o

f se

para

te c

olle

ctio

n an

d so

rtin

g of

pac

kagi

ng w

aste

. In

the

cas

e of

the

prod

ucer

res

pons

ibili

ty s

yste

m th

e

pack

agin

g co

ntra

cted

to th

e or

gani

zatio

n,

for

whi

ch t

he l

icen

sing

fee

is

paid

, sh

all

not b

e ch

arge

d w

ith a

pro

duct

tax.

• D

epos

its o

n be

vera

ge c

onta

iner

s: A

dep

osit

char

ged

to t

he c

usto

mer

of

the

prod

uct

and

paid

ba

ck

at

the

retu

rn

of

the

cont

aine

r. In

th

e ca

se

of

the

depo

sit

syst

em th

e pa

ckag

ing

subj

ect t

o de

posi

t is

excl

uded

from

the

prod

ucer

resp

onsi

bilit

y sc

hem

e fin

ance

d by

lice

nsin

g fe

es.

Est

ablis

hmen

t of

a p

rodu

cer

resp

onsi

bilit

y sc

hem

e to

dea

l with

pac

kagi

ng w

aste

ass

umes

th

at in

dust

ry w

ill b

e re

spon

sibl

e fo

r fina

ncin

g th

e se

para

te

colle

ctio

n an

d so

rtin

g of

pa

ckag

ing

was

te.

The

ind

ustr

y, th

roug

h th

e pr

oduc

er

resp

onsi

bilit

y or

gani

zatio

ns,

can

cove

r th

e fu

ll co

sts

of t

he s

yste

m,

or o

nly

part

of

the

cost

s in

the

case

of

the

addi

tiona

l fin

anci

ng p

rovi

ded

from

the

mun

icip

aliti

es.

Page 15: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

28

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

29

Core

Pol

icy

Act

ions

Cos

t st

ruct

ure

for

ind

ust

rial

pac

kagi

ng

The

pac

kagi

ng w

aste

gen

erat

ed a

t ind

ustr

ial e

nter

pris

es a

nd la

rge

shop

s an

d su

perm

arke

ts is

usu

ally

ge

nera

ted

in la

rge

quan

titie

s an

d ha

s go

od q

ualit

y. T

he re

spon

sibi

litie

s at

com

pany

leve

l can

eas

ily b

e defin

ed

in o

rder

to o

rgan

ize

effic

ient

was

te s

ortin

g an

d st

orag

e on

-site

. Bec

ause

of

this

the

colle

ctio

n of

indu

stria

l an

d co

mm

erci

al p

acka

ging

was

te c

an b

e us

ually

org

aniz

ed a

t low

er u

nit c

osts

com

pare

d to

hou

seho

ld

pack

agin

g w

aste

. Thu

s th

e ov

eral

l effi

cien

cy o

f th

e pa

ckag

ing

was

te m

anag

emen

t dep

ends

on

the

optim

al

orga

niza

tion

of in

dust

rial a

nd c

omm

erci

al p

acka

ging

was

te c

olle

ctio

n an

d so

rtin

g.

The

fina

ncin

g of

indu

stria

l and

com

mer

cial

pac

kagi

ng w

aste

man

agem

ent i

s an

obl

igat

ion

of in

dust

ry.

The

resp

onsi

bilit

y to

tran

sfer

was

te fo

r rec

yclin

g ca

n be

des

igna

ted

to th

e w

aste

hol

der o

r via

a ta

ke b

ack

oblig

atio

n to

all

the

supp

ly c

hain

. A s

ampl

e co

st s

truc

ture

for i

ndus

tria

l and

com

mer

cial

pac

kagi

ng is

pr

esen

ted

in th

e di

agra

m b

elow

.

Cost

for a

n en

terp

rise

Inte

rnal

cos

tsEx

tern

al c

osts

Cont

aine

r cos

ts

Tran

spor

t cos

ts

Colle

ctio

n co

sts

Cond

itio

ning

cos

tsM

arke

t pri

ce fo

rse

cond

ary

mat

eria

ls

The

inte

rnal

cos

ts s

uch

as o

n-si

te s

ortin

g an

d te

mpo

rary

sto

rage

sho

uld

be re

spon

sibi

lity

of w

aste

hol

der

(pac

kagi

ng e

nd u

ser –

indu

stria

l ent

erpr

ise

or s

hop)

.

For m

ost o

f th

e no

n-m

unic

ipal

pac

kagi

ng w

aste

the

mar

ket p

rice

of th

e se

cond

ary

raw

mat

eria

ls c

an c

over

th

e ex

tern

al c

osts

rela

ted

to c

olle

ctio

n an

d pr

epar

atio

n fo

r rec

yclin

g (a

dditi

onal

sor

ting,

bai

ling,

etc

). In

the

oppo

site

cas

e th

e ex

tern

al c

ost c

an b

e co

vere

d fr

om th

e w

aste

hol

ders

thro

ugh

serv

ice

fees

cha

rged

by

the

was

te c

olle

ctio

n co

mpa

nies

, or s

uppo

rted

by

the

prod

ucer

resp

onsi

bilit

y or

gani

zatio

ns.

Cor

e Acti

onTh

roug

h th

e esta

blish

ed le

gal r

equi

rem

ents

prov

ide a

n in

centiv

e for

the p

acka

ging

end

user

s to

sepa

rate

and

prep

are f

or r

ecyc

ling

the n

on-m

unici

pal p

acka

ging w

aste.

Obje

ctive

: Esta

blish

an

efficie

nt sc

hem

e for

the c

ollec-

tion

of co

mm

ercia

l and

indu

stria

l pac

kagin

g pro

vidin

g m

axim

um a

mou

nts o

f sec

onda

ry ra

w m

ateri

als t

o sup

-po

rt th

e ach

ievem

ent o

f ta

rgets

at l

owest

acce

ptab

le co

sts

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de.

• D

efine

th

e le

gal

requ

irem

ents

to

war

ds

non-

mun

icip

al

(indu

stria

l, co

mm

erci

al)

pack

agin

g w

aste

and

the

resp

onsib

ilitie

s of

diff

eren

t st

akeh

olde

rs (

prod

ucer

s, im

port

-er

s, pa

cker

s, fil

lers

, re

taile

rs,

dist

ribut

ors,

end

user

s) to

take

bac

k an

d/or

col

lect

the

non-

mun

icip

al w

aste

. •

Prov

ide

a po

ssib

ility

for

tra

nsfe

rrin

g th

e ob

ligat

ions

fro

m t

he s

uppl

y ch

ain

repr

e-se

ntat

ives

to

a pr

oduc

er r

espo

nsib

ility

or-

gani

zatio

n.•

Est

ablis

h st

rict

requ

irem

ents

tow

ards

the

no

n-m

unic

ipal

w

aste

co

llect

ion

thro

ugh

the

proc

edur

e fo

r a

licen

sing

of p

rodu

cer

resp

onsib

ility

org

aniz

atio

n.•

Defi

ne th

e res

pons

ibili

ties o

f th

e com

pete

nt

auth

oriti

es an

d en

sure

enou

gh ad

min

istra

tive

capa

city

to e

nfor

ce th

e le

gal r

equi

rem

ents.

• In

form

the

indu

stry

of

its o

blig

atio

ns.

Obj

ectiv

e: E

stabl

ish a

n effi

cient

sche

me f

or th

e co

llecti

on o

f m

unici

pal p

acka

ging w

aste,

ta

king

into

acco

unt t

he co

untr

y sp

ecific

cond

ition

s

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de.

• D

efine

th

e op

timal

se

para

te

colle

ctio

n sc

hem

es f

or p

acka

ging

was

te t

akin

g in

to

acco

unt

the

coun

try

spec

ific

cond

ition

s (p

refe

rabl

y af

ter

the

impl

emen

tatio

n of

pi

lot p

roje

cts)

and

pro

vide

cos

t est

imat

es

for t

heir

impl

emen

tatio

n.•

Defi

ne th

e re

spon

sibi

litie

s of

the

indu

stry

an

d m

unic

ipal

ities

for

the

cov

erag

e of

in

vest

men

t and

ope

ratio

nal c

osts

.•

Est

ablis

h re

quire

men

ts t

owar

ds t

he p

ro-

duce

r re

spon

sibi

lity

orga

niza

tions

to s

up-

port

the

mun

icip

al p

acka

ging

was

te c

ol-

lect

ion.

• Se

cure

agr

eem

ent

at a

nat

iona

l le

vel

re-

gard

ing

the

owne

rshi

p of

the

sep

arat

e co

llect

ion

and

sort

ing

infr

astr

uctu

re,

in-

clud

ing

bins

/con

tain

ers,

colle

ctio

n tr

ucks

, re

cycl

ing

cent

ers,

sort

ing

stat

ions

, etc

. De-

pend

ing

on th

e le

gal r

equi

rem

ents

and

the

Page 16: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

30

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

31

Core

Pol

icy

Act

ions

cont

ract

ual r

elat

ions

the

fol

low

ing

stak

e-ho

lder

s ca

n pl

ay a

rol

e in

the

est

ablis

h-m

ent o

f th

e ne

cess

ary

infr

astr

uctu

re:

• m

unic

ipal

ities

and

/or m

unic

ipal

co

mm

unal

com

pani

es;

• pr

ivat

e op

erat

ors

(was

te m

anag

emen

t co

mpa

nies

); an

d•

reco

very

org

aniz

atio

ns.

• W

here

po

ssib

le

tech

nica

l re

quire

men

ts

and

guid

elin

es to

war

ds se

para

te c

olle

ctio

n an

d re

cycl

ing

shou

ld b

e es

tabl

ishe

d. T

hese

requ

irem

ents

nee

d to

be

disc

usse

d an

d ag

reed

bet

wee

n th

e co

mpe

tent

nat

iona

l au

thor

ities

, th

e in

dust

ry r

espo

nsib

le f

or

achi

evin

g th

e tar

gets

and

the m

unic

ipal

ities

w

ho a

re r

espo

nsib

le f

or m

unic

ipal

was

te

man

agem

ent p

lann

ing

at lo

cal l

evel

.•

Intr

oduc

e ec

onom

ic in

dica

tors

to m

easu

re

the

effic

ienc

y of

th

e im

plem

ente

d se

para

te c

olle

ctio

n sy

stem

s (e

.g. c

osts

per

to

n m

ater

ial

colle

cted

, co

sts

per

capi

ta,

colle

ctio

n ra

te p

er c

apita

ach

ieve

d, e

tc.).

Obj

ectiv

e: To

org

aniz

e ach

ievem

ent o

f re

cycli

ng a

nd

reco

very

targ

ets a

t low

est co

sts fo

r the

indu

stry

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de.

• T

he r

equi

rem

ents

tow

ards

the

fou

ndin

g,

perm

ittin

g, o

pera

tion

and

cont

rol o

f th

e Pa

ckag

ing

Rec

over

y O

rgan

izat

ions

shou

ld

be d

efine

d in

the

natio

nal l

egis

latio

n.•

Dec

isio

n sh

ould

be

take

n at

cou

ntry

leve

l re

gard

ing

the

follo

win

g is

sues

: •

will

the

pro

duce

r re

spon

sibi

lity

orga

ni-

zatio

ns o

rgan

ize

sepa

rate

col

lect

ion

at

coun

try

leve

l or

the

y ca

n w

ork

at r

e-gi

onal

leve

l; an

d•

will

pro

duce

r re

spon

sibi

lity

orga

niza

-tio

ns d

eal

with

all

type

s of

pac

kagi

ng

or c

an th

eir

activ

ities

be

limite

d on

ly to

m

unic

ipal

pac

kagi

ng w

aste

or

only

to

spec

ific

pack

agin

g m

ater

ials

(e.

g. d

eal-

ing

only

with

pap

er).

• T

he p

erm

ittin

g of

activ

ity sh

ould

be

base

d on

the

det

aile

d pr

ogra

m p

repa

red

by t

he

orga

niza

tion

expl

aini

ng h

ow t

he c

olle

c-tio

n, s

ortin

g an

d re

cycl

ing

will

be

orga

n-iz

ed a

nd fi

nanc

ed.

• T

he a

ctiv

ity o

f th

e R

O s

houl

d be

sub

ject

to

aud

it in

ord

er to

pro

ve th

e ac

hiev

emen

t of

targ

ets a

nd c

ompl

ianc

e w

ith th

e pe

rmit

cond

ition

s.•

The

nat

iona

l le

gisl

atio

n sh

ould

pro

vide

th

e R

O w

ith a

pos

sibi

lity

for

audi

ting

the

clie

nts

in o

rder

to

guar

ante

e th

e co

rrec

t de

clar

atio

n of

pac

kagi

ng a

nd t

o av

oid

free

-rid

ers.

Rec

over

y or

gan

izat

ion

s

The

est

ablis

hmen

t of

prod

ucer

resp

onsi

bilit

y or

gani

zatio

ns h

as a

lread

y st

arte

d in

mos

t of

the

coun

trie

s SE

KO

PAK

(Ser

bia)

, BiH

PAK

(Bos

nia

and

Her

zego

vina

). T

hese

org

aniz

atio

ns w

ill

sign

ifica

ntly

incr

ease

thei

r tec

hnic

al a

nd fi

nanc

ial

capa

citie

s w

hen

natio

nal r

egul

atio

ns a

re e

nact

ed.

Cor

e Acti

onE

stabl

ish cl

ear r

ules

for li

censin

g of

Prod

ucer

R

espon

sibili

ty O

rgan

izat

ions.

With

out c

reat

ing b

arrie

rs fo

r com

petit

ion a

void

th

e esta

blish

men

t of

man

y pro

ducer

resp

onsib

ility

orga

niza

tions

ope

ratin

g at t

he n

ation

al le

vel.

Cos

ts s

tru

ctu

re m

un

icip

al p

acka

gin

g co

llect

ion

an

d s

orti

ng

The

cos

ts o

f m

unic

ipal

pac

kagi

ng w

aste

col

lect

ion

and

sort

ing

can

be c

over

ed c

ompl

etel

y by

the

prod

ucer

resp

onsi

bilit

y or

gani

zatio

ns o

r sha

red

with

m

unic

ipal

ities

resp

onsi

ble

for t

he re

sidu

al w

aste

co

llect

ion.

Rec

yclin

g of

som

e m

ater

ials

can

als

o ca

use

cost

s, in

ca

se th

at s

epar

atio

n/re

cycl

ing

of “

un-e

cono

mic

al”

mat

eria

ls is

als

o ne

cess

ary

in o

rder

to g

uara

ntee

the

achi

evem

ent o

f na

tiona

l rec

yclin

g/re

cove

ry ta

rget

s.

A s

ampl

e co

sts

stru

ctur

e fo

r mun

icip

al p

acka

ging

w

aste

col

lect

ion

and

sort

ing

is p

rese

nted

in th

e fig

ure

belo

w:

Cor

e Acti

onBo

th p

rodu

cer re

spon

sibili

ty or

gani

zatio

ns a

nd m

unici

palit

ies

shou

ld b

e inv

olved

in th

e pla

nnin

g of

sepa

rate

colle

ction

sy

stem

s beca

use o

f th

e rela

ted fi

nanc

ial i

mpl

icatio

ns.

Hou

seho

ld P

acka

ging

Col

lect

ion

Site

cos

ts

Cont

aine

r cos

ts

Tran

spor

t cos

ts

Cost

s fo

r buy

ing

mat

eria

ls fr

om

indi

vidu

al c

olle

ctor

s

Colle

ctio

n co

sts

Publ

ic a

war

enes

s co

sts

Sort

ing/

Baili

ng

cost

sM

arke

t pri

ce

seco

ndar

y m

ater

ials

Page 17: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

32

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

33

Core

Pol

icy

Act

ions

Obj

ectiv

e: To

defi

ne th

e rela

tions

betw

een th

e pr

oduc

er re

spon

sibili

ty sch

eme (

or m

unici

palit

y) a

nd

waste

colle

ction

/sor

ting c

ompa

ny

Key

actio

ns at

nat

iona

l and

loca

l lev

els i

nclu

de.

• D

evel

op a

gui

danc

e do

cum

ent

on c

on-

trac

ting

and

tend

erin

g th

e m

unic

ipal

pa

ckag

ing

was

te c

olle

ctio

n an

d so

rtin

g. I

n ge

nera

l the

gui

danc

e sh

ould

cov

er th

e fo

l-lo

win

g is

sues

.-

Serv

ices

cov

ered

(cla

rifica

tion

of

resp

onsi

bilit

y).

- Sp

ecifi

catio

ns:

• pu

blic

col

lect

ion

site

s, cl

eani

ng a

nd

mai

nten

ance

;•

colle

ctio

n co

ntai

ners

and

/or b

ags

for

mun

icip

al p

acka

ging

was

te c

olle

ctio

n sy

stem

s;•

tran

spor

t req

uire

men

ts;

• co

llect

ion

requ

irem

ents

:•

colle

ctio

n vo

lum

e to

be

prov

ided

;•

colle

ctio

n fr

eque

ncy;

and

• lo

wer

and

upp

er li

mit

for c

olle

ctio

n by

wei

ght,

in k

ilogr

ams

per

inha

bita

nt a

nd y

ear.

• qu

ality

of

colle

ctio

n (in

put):

m

inim

um s

tand

ards

con

cern

ing

no

n-pa

ckag

ing

and

resi

dual

was

te in

th

e pa

ckag

ing

colle

ctio

n;•

docu

men

tatio

n, re

port

ing

and

cont

rol r

equi

rem

ents

; and

• te

rms

of p

aym

ent (

e.g.

per

con

tain

er

lifte

d, p

er w

eigh

t of

mat

eria

l co

llect

ed).

- So

rtin

g re

quire

men

ts:

• fr

actio

ns to

be

sort

ed o

ut, e

.g. P

ET

bo

ttles

, pol

yeth

ylen

e (P

E) fi

lms,

high

de

nsity

pol

yeth

ylen

e (H

DPE

) hol

low

bo

dies

, PP

item

s; an

d•

term

s of

pay

men

t (e.

g. p

er q

uant

ity

of in

put m

ater

ial o

r per

out

put o

f so

rted

mat

eria

ls).

Mu

nic

ipal

Pac

kagi

ng

Was

te C

olle

ctio

n

Pres

ently

ther

e is

ver

y lim

ited

expe

rienc

e an

d pr

actic

e av

aila

ble

for s

igni

ng c

ontr

acts

for

sepa

rate

col

lect

ion

and

sort

ing

of m

unic

ipal

w

aste

in a

ll of

the

Wes

tern

Bal

kan

coun

trie

s. T

he m

ajor

par

t of

the

mun

icip

al w

aste

col

lect

ion

and

disp

osal

ser

vice

s is

per

form

ed b

y m

unic

ipal

co

mm

unal

com

pani

es a

nd th

e pa

rtic

ipat

ion

of

priv

ate

sect

or is

lim

ited.

Dur

ing

the

wor

ksho

ps

seve

ral m

unic

ipal

adm

inis

trat

ions

indi

cate

d th

eir

plan

s to

est

ablis

h pu

blic

priv

ate

part

ners

hips

in

the fie

ld o

f m

unic

ipal

was

te m

anag

emen

t.

Cor

e Acti

onD

evelo

p a

stand

ard

tende

ring a

nd co

ntra

cting

pro

cedur

e for

co

ntra

cting

sepa

rate

colle

ction

and

sorti

ng se

rvice

s.

Obj

ectiv

e: To

esta

blish

app

ropr

iate

infra

struc

ture

ba

sed o

n th

e pac

kagin

g coll

ection

syste

ms t

o be

em

ploy

ed, a

nd th

e qua

ntiti

es an

d qu

ality

of

mat

eria

ls to

be c

ollect

ed.

It i

s w

ise

to i

mpl

emen

t an

app

ropr

iate

set

of

pilo

t pr

ojec

ts b

efor

e la

unch

ing

full

scal

e op

erat

ions

in o

rder

to te

st d

iffer

ent c

olle

ctio

n m

etho

ds. T

he ex

iste

nce o

f ind

ivid

ual c

olle

ctor

s re

quire

s th

e effic

ienc

y of

col

lect

ion

syst

ems

base

d on

sep

arat

e co

llect

ion

cont

aine

rs o

r pl

astic

bag

s to

be

initi

ally

tes

ted

prio

r th

eir

even

tual

impl

emen

tatio

n at

nat

iona

l lev

el. I

n m

ost c

ount

ries

ther

e ar

e no

nat

iona

l tec

hnic

al

guid

elin

es o

n ho

w t

he s

epar

ate

colle

ctio

n sh

ould

be

impl

emen

ted.

The

cho

sen

tech

nica

l so

lutio

n to

im

plem

ent

the

sepa

rate

col

lect

ion

and

sort

ing

has

dire

ct

influ

ence

on

the

amou

nts

and

qual

ity o

f th

e co

llect

ed m

ater

ials

and

the

rela

ted

cost

s.

The

follo

win

g fa

ctor

s ne

ed to

be

take

n in

to a

c-co

unt w

hen

plan

ning

a s

epar

ate

colle

ctio

n sy

s-te

m as

they

influ

ence

the

com

posit

ion

and

qual

-ity

of

hous

ehol

d pa

ckag

ing

was

te c

olle

ctio

n.

Page 18: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

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DU

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ON

SIBI

LITY

FO

R PA

CKA

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G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

34

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

35

Core

Pol

icy

Act

ions

• Fa

ctor

s w

hich

can

not b

e influ

ence

d:

- po

pula

tion

dens

ity, c

omm

unity

, siz

e of

ar

ea, n

umbe

r of

resi

dent

s liv

ing

in th

e m

unic

ipal

ity/s

ettle

men

t;-

stan

dard

of

livin

g;-

seas

onal

cha

nges

;-

loca

l and

regi

onal

eco

nom

ic

diff

eren

ces,

soci

al s

truc

ture

;-

num

ber o

f pe

rson

s pe

r hou

seho

ld a

nd

per b

uild

ing;

and

- ot

her e

xist

ing

colle

ctio

n sy

stem

s (in

form

al s

ecto

r col

lect

ion)

.

• Fa

ctor

s w

hich

can

be

influ

ence

d:

- co

llect

ion

syst

em (b

ins

or b

ags,

cent

raliz

ed/d

ecen

tral

ized

, etc

.);-

colle

cted

com

pone

nts

(sep

arat

e or

co

mbi

ned

mul

ti-m

ater

ial c

olle

ctio

n);

- co

ntai

ner s

ize,

con

tain

er ty

pes

com

bine

d w

ith e

mpt

ying

freq

uenc

y;

and

- co

nsum

er b

ehav

ior.

The

diff

eren

t co

llect

ion

met

hods

mea

n di

f-fe

rent

cos

ts a

nd d

iffer

ent

qual

ity o

f th

e co

l-le

cted

mat

eria

l. A

rou

gh c

ompa

rison

bet

wee

n th

e di

ffer

ent

colle

ctio

n m

etho

ds is

pre

sent

ed

in T

able

2 b

elow

.

Ta

ble

2:

Co

lle

cti

on

sy

ste

mQ

ua

nti

ty o

f m

ate

ria

l co

lle

cte

dR

esi

du

es

con

ten

t C

ost

sA

dd

itio

na

l re

ma

rks

Kerb

side

col

lect

ion

(pla

stic

bag

s)Av

erag

e to

hig

hLo

w

Hig

hCo

llect

ion

sche

dule

for p

last

ic b

ags

for d

isch

arge

and

col

lect

ion

of p

last

ic b

ags

shal

l be

defin

ed. D

ifficu

lt co

mpa

tibili

ty w

ith

indi

vidu

al c

olle

ctor

s an

d po

tent

ial p

robl

ems

with

hom

eles

s do

gs

Kerb

side

col

lect

ion

(indi

vidu

al b

ins,

cont

aine

rs)

Hig

hLo

w to

av

erag

eH

igh

Suita

ble

mai

nly

to a

reas

with

indi

vidu

al h

ouse

s or

whe

re

cont

aine

r can

be

desi

gnat

ed to

a s

peci

fic b

uild

ing

Brin

g sy

stem

s (s

epar

ate

colle

ctio

n co

ntai

ners

)

Low

Aver

age

to

high

Aver

age

The

syst

em re

sults

can

be

sign

ifica

ntly

influ

ence

d by

type

of

cont

aine

rs u

sed

and

awar

enes

s ca

mpa

igns

impl

emen

ted.

The

sy

stem

is u

sual

ly a

pplie

d fo

r gla

ss c

olle

ctio

n.

Brin

g sy

stem

s (re

cycl

ing

cent

ers)

Low

Lo

wLo

w to

av

erag

eTh

e co

llect

ed a

mou

nts

can

be h

ighe

r if m

ater

ial i

s de

liver

ed to

re

cycl

ing

cent

ers

from

indi

vidu

al c

olle

ctor

s . S

uita

ble

for p

aper

an

d gl

ass,

less

sui

tabl

e fo

r pla

stic

s.

Fig

ure

2: BR

ING

SYS

TEM

WIT

H C

ON

TAIN

ERS

RECY

CLIN

G C

ENTE

RKE

RBSI

DE

COLL

ECTI

ON

WIT

H

PLA

STIC

BA

GS

Page 19: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

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DU

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ON

SIBI

LITY

FO

R PA

CKA

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G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

36

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

37

Core

Pol

icy

Act

ions

Obj

ectiv

e: To

dev

elop

an o

ptim

al se

para

te co

llecti

on

syste

m, t

akin

g int

o ac

coun

t the

coun

try s

pecifi

c co

nditi

ons

Key

act

ions

at n

atio

nal a

nd lo

cal l

evel

s inc

lude

th

e fo

llow

ing.

• D

evel

op a

ppro

pria

te (

pilo

t) pr

ojec

ts t

o te

st d

iffer

ent

colle

ctio

n sy

stem

s. Po

ssib

le

pilo

t tes

ts c

ould

be:

- te

stin

g di

ffer

ent c

olle

ctio

n m

etho

ds fo

r pa

ckag

ing

was

te s

epar

ate

colle

ctio

n:

• de

pend

ing

on

popu

latio

n de

nsity

an

d st

anda

rd o

f liv

ing

(in a

reas

with

fam

ily

hous

es a

nd b

lock

s of

flat

s ar

eas)

;

• us

ing

diff

eren

t co

llect

ion

met

hods

: br

ing

syst

ems

(e.g

. rec

yclin

g ce

nter

s, se

para

te c

ol-

lect

ion

cont

aine

rs) o

r cur

bsid

e sy

stem

s (in

-di

vidu

al b

ins/

cont

aine

rs, p

last

ic b

ags)

; and

• te

stin

g of

diff

eren

t typ

es a

nd lo

catio

n of

co

ntai

ners

.-

sepa

rate

col

lect

ion

in a

dmin

istr

ativ

e bu

ildin

gs a

nd c

omm

erci

al o

utle

ts;

- co

llect

ion

cam

paig

ns; a

nd-

mod

el p

roje

ct fo

r inv

olve

men

t of

indi

vidu

al c

olle

ctor

s.

Ag

reem

ent

for

pac

kagi

ng

was

te c

olle

ctio

n in

Bu

lgar

ia

In 2

007,

thre

e ye

ars

afte

r the

pac

kagi

ng w

aste

regu

latio

n en

tere

d in

to fo

rce,

the

Bul

garia

n M

inis

try

of

Env

ironm

ent a

nd th

e Pa

ckag

ing

Rec

over

y O

rgan

izat

ions

sig

ned

an a

gree

men

t for

the

futu

re d

evel

opm

ent

of p

acka

ging

was

te s

epar

ate

colle

ctio

n sy

stem

s. A

ccor

ding

to th

e A

gree

men

t the

sep

arat

e co

llect

ion

serv

ices

w

ere

to b

e or

gani

sed

for 6

,200

,000

resi

dent

s by

end

of

2008

(app

roxi

mat

ely

82%

of

the

popu

latio

n in

the

coun

try)

. The

mem

oran

dum

defi

ned

the

min

imum

den

sity

of

cont

aine

rs’ p

lace

men

t, co

llect

ion

freq

uenc

y an

d co

ntai

ner v

olum

e pe

r col

lect

ion

poin

t. T

he R

ecov

ery

Org

aniz

atio

ns to

ok th

e ob

ligat

ion

to in

vest

at l

east

51

mill

ion

Eur

o in

the

perio

d 20

08/2

009

in o

rder

to g

uara

ntee

com

plia

nce

with

the

Agr

eem

ent.

Cor

e Acti

onD

efine

tech

nica

l sta

ndar

ds to

ward

s mun

icipa

l pac

kagin

g was

te co

llecti

on a

nd d

eadl

ines

for th

eir a

chiev

emen

t.

• A

ll da

ta c

olle

cted

dur

ing

the

pilo

t pro

ject

s ne

eds

to b

e m

easu

red

and

docu

men

ted

in

the

appr

opria

te w

ay.

• D

efine

crit

eria

for m

easu

rem

ent a

nd e

val-

uatio

n of

the

sepa

rate

col

lect

ion

effic

ien-

cy (

e.g.

con

tain

er v

olum

e pr

ovid

ed p

er

capi

ta,

colle

ctio

n ra

tes

per

mat

eria

l pe

r ca

pita

, etc

.). C

ost-

Ben

efit A

naly

sis

can

be

a ve

ry g

ood

tool

to m

easu

re e

ffici

ency

of

colle

ctio

n sy

stem

s. T

his

anal

ysis

mea

sure

s al

l ef

fect

s (n

ew l

abou

r pl

aces

, em

issi

ons

redu

ctio

ns, e

tc) o

f a

syst

em.

• B

ased

on

the a

naly

sis o

f the

resu

lts ac

hiev

ed

durin

g th

e pi

lot

proj

ects

impl

emen

tatio

n,

guid

elin

es o

n th

e fu

ture

est

ablis

hmen

t of

a se

para

te c

olle

ctio

n sy

stem

at

natio

nal

leve

l ne

ed t

o be

dev

elop

ed a

nd a

gree

d w

ith a

ll st

akeh

olde

rs.

• A

fter

eva

luat

ion

of th

e po

ssib

le c

olle

ctio

n sc

hem

es d

eadl

ines

for

ext

ensi

on o

f th

e co

llect

ion

syst

em s

hall

be s

et u

p an

d, i

f ne

cess

ary,

sepa

rate

qua

ntita

tive

targ

ets

for

mun

icip

al p

acka

ging

was

te c

olle

ctio

n.

• In

all

coun

trie

s sp

ecia

l atte

ntio

n ne

eds

to

be g

iven

to th

e rol

e of

indi

vidu

al co

llect

ors

in th

e ac

hiev

emen

t of

targ

ets.

Bui

ldin

g th

e co

llect

ion

syst

em a

roun

d th

e in

form

al/

sem

i-for

mal

col

lect

ion

syst

ems

may

be

the

mos

t ap

prop

riate

and

cos

t ef

fect

ive

solu

tion.

Pot

entia

l co

nflic

ts b

etw

een

the

new

ly e

stab

lishe

d sy

stem

s an

d in

divi

dual

co

llect

ors

shal

l be

avo

ided

to

the

exte

nt

poss

ible

.

• In

ord

er t

o fa

cilit

ate

the

prop

er i

mpl

e-m

enta

tion

of s

epar

ate

colle

ctio

n sy

stem

s a

trai

ning

pro

gram

me

orie

nted

to m

unic

i-pa

litie

s and

com

mun

al c

ompa

nies

shal

l be

deve

lope

d an

d im

plem

ente

d.

Page 20: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

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DU

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RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

38

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

39

Core

Pol

icy

Act

ions

Obj

ectiv

e: To

pro

vide t

he n

ecessa

ry ca

pacit

ies fo

r so

rting

of

qual

ity re

cycla

ble m

ater

ials

Key

act

ions

at n

atio

nal a

nd lo

cal l

evel

s inc

lude

th

e fo

llow

ing.

• D

efine

the

need

for s

ortin

g fa

cilit

ies b

ased

on

the

sele

cted

col

lect

ion

syst

em.

• B

uild

on

the e

xist

ing r

ecyc

labl

es co

llect

ion/

sort

ing

activ

ities

, inc

ludi

ng a

nd in

volv

ing

the

info

rmal

/sem

i-for

mal

sec

tor.

• Id

entif

y th

e ar

eas

to b

e se

rved

by

each

so

rtin

g fa

cilit

y ba

sed

on th

e ca

lcul

atio

n of

th

e co

llect

ion

cost

s. W

here

app

licab

le th

e fu

ture

pla

ns f

or t

he e

stab

lishm

ent

of r

e-gi

onal

tre

atm

ent

and

disp

osal

inf

rast

ruc-

ture

for

mix

ed m

unic

ipal

was

te s

hall

be

take

n in

to a

ccou

nt.

• C

onsi

der t

he (r

egio

nal)

mar

ket f

or re

cycl

ed

mat

eria

ls (

don’

t so

rt m

ater

ial

you

can’

t us

e), t

he p

oten

tial i

n th

e w

aste

-str

eam

and

th

e m

arke

t si

tuat

ion

(rev

enue

s) a

s m

ain

econ

omic

fac

tors

for

a d

ecis

ion

abou

t in

vest

men

t in

sort

ing-

plan

t.

Sort

ing

of p

acka

gin

g w

aste

The

sor

ting

of re

cycl

able

mat

eria

ls is

not

wel

l de

velo

ped

in a

ll W

este

rn B

alka

n co

untr

ies.

Sign

ifica

nt in

vest

men

ts w

ill b

e ne

eded

in o

rder

to

pro

vide

eno

ugh

sort

ing

capa

citie

s to

pro

cess

se

para

tely

col

lect

ed w

aste

.

Spec

ial a

ttent

ion

need

s to

be

give

n to

the

esta

blis

hmen

t of

appr

opria

te in

fras

truc

ture

for

sort

ing

of g

lass

pac

kagi

ng. T

he g

lass

sor

ting

will

be

a cr

ucia

l fac

tor f

or th

e ac

hiev

emen

t of

recy

clin

g ta

rget

s as

pre

sent

ly th

ere

are

no s

ortin

g an

d re

cycl

ing

capa

citie

s in

the

coun

trie

s (e

xcep

t in

Ser

bia)

.

Cor

e Acti

onD

evelo

p so

rting

facil

ities

and

capa

city b

ased

on

care

ful

asses

smen

t of

the c

omm

ercia

l via

bilit

y.

• D

efine

the

res

pons

ibili

ties

of t

he p

ro-

duce

r re

spon

sibi

lity

orga

niza

tions

an

d m

unic

ipal

ities

for

the

est

ablis

hmen

t of

so

rtin

g fa

cilit

ies

and

for

the fin

anci

ng o

f in

itial

inve

stm

ents

.

• T

he

stak

ehol

ders

re

spon

sibl

e fo

r th

e es

tabl

ishm

ent

of

sort

ing

infr

astr

uctu

re

shou

ld a

gree

the

nece

ssar

y ca

paci

ties t

o be

es

tabl

ishe

d an

d th

e ap

plie

d te

chno

logi

es.

Page 21: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

40

Core

Pol

icy

Act

ions

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

41

Core

Pol

icy

Act

ions

Obje

ctive

: To e

nsur

e sup

port

and

parti

cipat

ion of

ho

useh

olds a

nd in

dustr

y in

the s

epar

ate c

ollect

ion sy

stem

Key

act

ions

at n

atio

nal a

nd lo

cal l

evel

s inc

lude

:

• R

equi

rem

ents

for

rais

ing

publ

ic a

war

enes

s an

d ed

ucat

ing

soci

ety

for

the

impo

rtan

ce

of w

aste

recy

clin

g sh

ould

be

esta

blis

hed

in

natio

nal l

egis

latio

n an

d al

l pla

ns in

the fie

ld

of p

acka

ging

was

te.

• T

he

info

rmat

ion

and

publ

ic

awar

enes

s ca

mpa

igns

sho

uld

be im

plem

ente

d bo

th a

t na

tiona

l and

loca

l lev

el.

• T

he ta

rget

gro

ups,

key

mes

sage

s an

d co

m-

mun

icat

ion

chan

nels

nee

d to

be

defin

ed.

• Sp

ecia

l atte

ntio

n sh

ould

be

give

n to

wor

k w

ith k

ids

in fi

rst s

choo

l cla

sses

.

Hal

ton

Bor

ough

Cou

nci

l

In 2

009,

Hal

ton

Bor

ough

Cou

ncil

near

Liv

erpo

ol

in th

e U

K in

trod

uced

a m

ajor

exp

ansi

on to

th

eir k

erbs

ide

colle

ctio

n se

rvic

es in

clud

ing

the

prov

isio

n to

hom

es o

f a

whe

eled

bin

for

dry

recy

clin

g an

d a

seco

nd b

in fo

r gar

den

was

te. T

he in

itial

roll

out h

ad a

chie

ved

limite

d su

cces

s an

d an

alys

is o

f pe

rfor

man

ce c

ited

poor

co

mm

unic

atio

ns a

s a

maj

or re

ason

for t

he

lack

lust

re le

vels

of

dive

rsio

n. F

or th

e ex

pans

ion

a bu

dget

of

150,

000

was

com

mitt

ed fo

r pub

lic

enga

gem

ent.

Dire

ct, d

oor-

step

eng

agem

ent w

as d

eplo

yed

initi

ally

to a

sses

bar

riers

and

und

erst

andi

ng.

Thi

s w

as fo

llow

ed b

y a

dist

rict w

ide

adve

rtis

ing

cam

paig

n th

at ra

ised

awar

enes

s in

adv

ance

of

the

dist

ribut

ion

of a

det

aile

d in

form

atio

n pa

ck,

land

ing

thro

ugh

peop

le’s

lette

rbox

es o

ne w

eek

befo

re th

e ar

rival

of

thei

r new

bin

s. T

his

pack

co

ntai

ned

a co

llect

ion

cale

ndar

, fre

quen

tly a

sked

qu

estio

ns, a

nd in

form

atio

n on

wha

t can

and

ca

n’t b

e re

cycl

ed a

s w

ell a

s ge

nera

l bac

kgro

und

info

rmat

ion

as to

why

the

sche

me

was

intr

oduc

ed.

All

mat

eria

l inc

lude

d an

inte

grat

ed lo

cal w

aste

br

and

iden

tity,

whi

ch s

et th

e ca

mpa

ign

apar

t fr

om o

ther

cou

ncil

cam

paig

ns. A

s a

resu

lt, ta

ke

up a

nd p

artic

ipat

ion

in th

e ex

pans

ion

area

s w

as

signific

antly

impr

oved

ove

r the

initi

al ro

llout

with

di

vers

ion

incr

easin

g fr

om 2

3% to

abo

ve 3

5%.

Cor

e Acti

onE

duca

tion

and

awar

eness

is th

e mos

t im

porta

nt el

emen

t to

guar

antee

the s

ucces

s of

any s

epar

ate c

ollect

ion sy

stem

.

Page 22: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

PRO

DU

CER

RESP

ON

SIBI

LITY

FO

R PA

CKA

GIN

G W

AST

E. P

OLI

CY

PAPE

R. O

CTO

BER

2009

42

Sum

mar

y of

Cor

e A

ctio

ns

• R

ecov

ery

and

recy

clin

g ta

rget

s fo

r di

ffer

ent

pack

agin

g m

ater

ials

and

pac

kagi

ng in

gen

eral

, and

the

tim

e pe

riods

for

the

ir ac

hiev

emen

t, ne

ed t

o be

rea

listic

. Pr

ovid

e so

me fle

xibi

lity

to t

he in

dust

ry in

cho

osin

g ap

prop

riate

set

of

pack

agin

g m

ater

ials

to b

e co

llect

ed a

nd s

orte

d.•

Ens

ure

sim

ple

and

clea

r re

port

ing

requ

irem

ents

. Do

not

ask

for

data

or

info

rmat

ion

that

is n

ot e

asily

av

aila

ble

or th

at w

ill n

ot b

e us

ed fo

r a s

pecific

pur

pose

or t

hat w

ill b

e di

fficu

lt to

pro

cess

or a

udit.

Initi

ate

a di

scus

sion

bet

wee

n in

dust

ry a

nd m

unic

ipal

ities

in o

rder

to a

chie

ve a

n ag

reem

ent o

n sh

arin

g th

e re

spon

sibi

litie

s fo

r org

anis

ing

the

sepa

rate

col

lect

ion

and

sort

ing

of p

acka

ging

was

te fr

om m

unic

ipal

and

co

mm

erci

al &

indu

stria

l sou

rces

. •

Prep

are

a sp

ecifi

c pl

an fo

r the

fiel

d of

pac

kagi

ng w

aste

man

agem

ent.

• Id

entif

y pr

iorit

y in

vest

men

t pr

ojec

ts p

rovi

ding

gua

rant

ees

for

secu

re a

chie

vem

ent

of r

ecyc

ling

and

reco

very

targ

ets

• T

hrou

gh th

e es

tabl

ishe

d le

gal r

equi

rem

ents

pro

vide

an

ince

ntiv

e fo

r th

e pa

ckag

ing

end

user

s to

sep

arat

e an

d pr

epar

e fo

r rec

yclin

g th

e no

n-m

unic

ipal

pac

kagi

ng w

aste

. •

Bot

h pr

oduc

er r

espo

nsib

ility

org

aniz

atio

ns a

nd m

unic

ipal

ities

sho

uld

be i

nvol

ved

in t

he p

lann

ing

of

sepa

rate

col

lect

ion

syst

ems

for m

unic

ipal

pac

kagi

ng w

aste

bec

ause

of

the

rela

ted fin

anci

al im

plic

atio

ns.

• E

stab

lish

clea

r rul

es fo

r lic

ensi

ng o

f Pr

oduc

er R

espo

nsib

ility

Org

aniz

atio

ns.

• W

ithou

t cr

eatin

g ba

rrie

rs f

or c

ompe

titio

n av

oid

the

esta

blis

hmen

t of

man

y pr

oduc

er r

espo

nsib

ility

or

gani

zatio

ns o

pera

ting

at th

e na

tiona

l lev

el.

• D

evel

op s

ortin

g fa

cilit

ies

and

capa

city

bas

ed o

n ca

refu

l ass

essm

ent o

f th

e co

mm

erci

al v

iabi

lity.

• B

uild

on

the

exis

ting

recy

clab

les

colle

ctio

n/so

rtin

g ac

tiviti

es, i

nclu

ding

and

invo

lvin

g th

e in

form

al/s

emi-

form

al re

cycl

ing

sect

or.

• D

efine

tec

hnic

al s

tand

ards

tow

ards

mun

icip

al p

acka

ging

was

te c

olle

ctio

n an

d de

adlin

es f

or t

heir

achi

evem

ent.

• D

evel

op a

sta

ndar

d te

nder

ing

and

cont

ract

ing

proc

edur

e fo

r co

ntra

ctin

g se

para

te c

olle

ctio

n an

d so

rtin

g se

rvic

es.

• E

duca

tion

and

awar

enes

s is t

he m

ost i

mpo

rtan

t ele

men

t to

guar

ante

e th

e su

cces

s of

any

sepa

rate

col

lect

ion

syst

em.

Page 23: Producer Responsibility for Packaging Wastedocuments.worldbank.org/curated/en/737611468250264889/...The Policy Paper concentrates on the subject of producer responsibility for packaging

Prepared by Wasteaware, October 2009.

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