procter r hug jr financial disclosure report for 2010

8/3/2019 Procter R Hug Jr Financial Disclosure Report for 2010

1/8

AO I0Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g (last name, first, middle i n i t i a l )HUG, JR., PROCTER R.

4 . T i t l e ( A r t ic l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r status;magislrate judges indicate full- or p art-time)

Art i c le I l l Judge, Senio r

7. Chambers or Office AddressBruce Thompson U.S. Courthouse400 S. Virginia St., Suile 708RenD, Nevada 89501

2 . C o u r t o r O r g a n i z a t io nNinth Circuit Court of Appea ls

3. Date o f R e p o r t04/27/201 I

5a . Report Type (check appropria te type ) 1~ No mina t i o n , D a t e:D Initial [] Annual [] Final 5b. [] Amended Repor~ 8 . On the bas is of the information c o n t a i n e d i n t h i s Report and an ym o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ewith applicable la~vs and regulat ions .

: R e , d e v A n g O f f i c e r Date

6. Report ing Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e v o , ~ i ,g i n ~ i ~ i d u o t o , t; ; s e e w . 9 - 1 3 of filing instructions.)~] (No reportable posi t ions.)ONE

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e p o r , in g i .a i v i a u a i o . O ; s e e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreemen ts.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 8

Name o f Person ReportingHUG, JR., PROCTER R.

Dale o f R e p o r t04/27/201 I

I II . N O N - IN V E S T M E N T I N C O M E . m e p o . i n g i n d i v ia u a l a . a s p o u s e ; s e e p p , t Z - Z 4 of filing instructions.)A. Fliers N on- Inves tm en t Inc om e[~ ] NONE (No reportable non-inves tment income.)

D ATE SOURCE AN D TY PE IN COM E(yours, not spouses)

B . S p o u s e s N o n - l n v es tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honora~a.)

N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE

I.2.3.4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 of f i ling instructions.)

N O N E (No reportable reimbursements.)SOURCE D ATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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Name o f Person Report ingHUG, JR., PROCTER R.

Date of Report0~/27/201 I

V . G I F T S . a n c l u d e s , h o s o , o s p o u s e u n d d e ~ , , n d e n t children; see p p . 2 S - 3 1 of filing instructions.)N O N E (No repo rtable, gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VA LU E

V I . L I A B I L I T I E S . a n c l u d e s t h o s o o l s , o . s e o n d d e , e n d e . t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liab ilities.)

CRED ITOR D ESCRIPTION1 .2.3.

4.5.

V ALU EC O DE


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N a m e o f P e r so n R e p o r t i n gHUG , JR., PROCTER R.

D a t e o f R e p o r t04/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, rolue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)D NONE(No reportable income, assets , or transactions.)

A. B. C.Description of Assets Income during Gross value at end

(including trust assets) reporting period of reporting period(I) (2) (I) (2)

Place "(X )" after each asset Amount Type (e.g., Value Valueexempt from prior disclosure Code l div., rent, Code 2 Method

( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

Tr an sac t io n s d u r i n g r ep o r t i n g p e r i o d

(I) (2) (3)Type (e.g., Date V al u e

buy, se l l , m m /d d!y y C od e 2redemption) (J -P)

I. Storey County Properties Partnership F R e n t O W

2 . West Coast Development Partnership D I n t e r e s t L W

3. Broo ktree Partners, Reno, Nevada C Rent K W

4. Flowers Escrow Real Es tat e Mor tgage A I n t e r e s t N T

5. UBS M /M Fu n d - N o n e Distributed 04/08/I0 PI

6. W ach ov i a M !M Fu n d n ow W e l ls Fargo B I n t e r e s t M TAdvi sor s7. W ells Fargo M/M Fund E I n t e r e s t O T

8. Mor gan Stanley Dean Witter Liquid Asset A I n t e r e s t J T

9. Bank of America A I n t e r e s t M T

1 0 . W el l s Fa r go B a n k A I n t e r e s t K TII. ALCOA, Inc. A Div idend K T1 2 . Allstate Corp. A Dividend J T1 3 . Athenhealth, Inc . A Dividend J T Bu y 10/12/10 J1 4 . B a r r i ck Go l dC o r p A Dividend K T1 5 . B erksh ire Hatho w ay , lnc . N o ne L T

1 6 . Costco Wholesa le Corp . A Dividend K T1 7 . Calamos Invt . Tr. A Dividend J T

( 4 ) ( 5 )Gain I d en t i ty o f

C o d e 1 buyer / se l le r( A -H ) ( i f p r i v a t e

t ransac t ion)

1. Income Gain Co des: A = $1.000 o r less B = $1.001 - $2 .500 C = $2 .501 - $5 ,000 D :$ 5 .001 - $ 15 .000(See Columns B I and D4) F :$50.001 - $ 100.000 G =$100.001 - $ 1.0~0.000 H I =$1.000.001 - $5.000.000 tt2 = More than

2. Value Co des J = $ 15 .000 o r less K =$15.001 - $50,000 L $50.001 - $ 100.000 M $1 00.001 - $250.00~(See Columns CI and D3) N =$25 0.001 - $500.0~3 O =$500.001 - $1,000.000 PI =$1.000.001 - $5.0~0,000 P2 =$5 .00~.0~1 - $25.000.000

P3 -$25.000.001 * $50.000.0t)0 P4 =Mo re than $50,00~.0003. Value Method Codes Q =Ap p ra isa l R -Cost (Real Estate Only) S :Assessment T =Cash Market(See Column C2) U = Book Val u e V =O~hcr W = Est imat ed

E =$15,001 - $50,00~


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N a m e o f P e r s o n R e p o r t in gHUG , JR. PROCTER R.

D a t e o f R e p o r t04127/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and depen dent chi ldren; see pp. 3 4-60 of fi l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D esc r i p t i o n o f A sse t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t fr o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

(i )Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r io d(2) (3) (4)

D a t e Value Gainmnffdd/yy Code 2 Code I

(J-P) (A-H)

( 5 )I d e n t i~ y o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1 8 . Citigroup, lnc.

1 9 . CNH Global NVA Dividend

Div idendK T

T

20 . Conocophi l l ips21 . Dell , Inc.22 . Du P o n t De Ne m o u r s & Co .

A

A

A

Div idend K T

Div idend K TDiv idend K T

23 . Energy Convers ion D evices , Inc .24 . General Elec t r ic Co.

A DividendA Div idend

JJ

TT

25 . IDACORP, Inc. A Div idend J26 . Hershey Com pany2 7. Intel Co rp .28 . Janus Fund

AA

A

Dividend KDividend KInterest J

TTT

29 . Janus Twentieth Century A Interest J T3 0 . J an u s V en tu r e A Interest J T31 . Kraft Foods, Inc. A Dividend K T32 . Merck & Co. , Inc . A Div idend K T

33 . Nuveen Mul t i -St ra tegy Incom e A Dividend K T34. Pall Corp. A Dividend J T

1. Income Gain Codes:( See Col u mns B I and D4)

2. Value Codes(see Colurrms CI and D3)

3.Value Method Codc~[ScColumn C2)

A =$1,000 or lessF =$50.0~ I - $ 100,009J -$15,0~1 or lessN =$250.0(11 - $500.000P3 -$25.0~0.1KII - $50.000.000Q =Ap p ra isa lU = Book Val u e

B =$1,001 - $2,500G $100.0~1 - $1.0O0.000K $15,001 - $50.0~0O $50~.001 - $1.000.000R =Cost (Real Estate O n l y )V O t h e r

C -$2,501 - $5,000H I =$ 1.0~.001 -L =$50,001 - $ 100.000P I -$ 1.000.0~ I - $5,090.000P4 -More than $50,0~.000S =As~cssmcntW =Estimated

D ~$5.001 - $15,000H2 =Mo re than $5,1)00,000M =$ 100,001 - $250,000P2 =$5 ,000,001 - $ 25.000,000T =Cash Market

E -$15,0~1 -$50,0~O


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N a m e o f P e r s o n ReportingHUG, JR. , PROCTER R.

Date of Report04/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m e v a ~ u e ~ t ~ a n s a c t i ~ n s a n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 ~ 6 ~ f ~ i n g i n s t r u c t i ~ n s ~ )D (No reportable assets, orONE income, transactions.)

A. B. C.Description of Assets Income during Gross value at end(inc luding trust assets) reperting period o f rep orting p eriod

(t) (2) O) (2)Place "(X)" after each asset Amount Type (e.g., Value Value

exempt from p rior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3( Q - W )

35 . Pepsico, Inc. A Div idend J T36 . Pfizer, Inc. A Div idend K T37 . Proshares Short S&P500 A Div idend38 . Proshares Shor l QQ Q A Div idend39 . Royal D ut ch Shel l PLC A Div idend J T40 . Safeway , Inc . A Dividend K T41 . Char l es Schwab Co rp . A Div idend K T42 . S m i th & N eph ew P L C A Div idend K T43 . Sprint Nextel Co. A Div idend L T44. 3M Com pany A Div idend J T45 . Uni lever N V A Div idend J T46 . United Parcel SVC, Inc. A Div idend K T4 7. U ni te d St at es 1 2 M o nt h N a t. A Dividend K T48 . VISA A Div idend L T49 . W aI-Mart Stores , Inc. A Dividend K T

50 . W e l ls F a rg o S t o ck A Dividend K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r io dO) (2) (3)

T y p e ( e . g ., D a t e Valueb u y , s e l l , m m / d d / y y C o d e 2

r ed em p t i o n ) (J-P)

So ld 07/02 /1 0 LSo ld 06 /07/1 0 K

Bu y 11/04/10 L

Bu y 08/12/10 L

( 4 ) ( 5 )Gain Identity of

Code I buyer/seller(A-H) (if private

t r a n s a c t i o n )

I. Income Gain Codes: A =$ 1,000 or less B = $1.001 - $2 ,500 C ~$2 ,501 - $ 5,000 D =$5.001 - $15,00~(See C ol tmms BI and D4 ) F = $50.001 - $100.000 G = $100.001 - $1,000.000 HI =$1.000,001 - $5.000.0~0 H2 =Mo re than $5.00~,000

2. Value Codes J =$15,000 or less K $15,001 - $50.000 L =$50.001 - $1 00.000 M =$ 100,001 - $250.000( see C olamas C I and D3) N -$ 250.001 - $ 500.00~ O = $50~,001 - $ 1,000,!~O PI = $1 ,0~0,001 - $ 5,000,000 ~ =$5 ,000,001 - $25 ,000,0~0

P3 $25,000,001 - $ 50.00~.000 P4 =More than $50,000,0~ 03. Value Method Code~ Q = A p p r ~ a i, ~ l l R =Cost (Rea l Esta tc Only) S ~Asscssmenl T =Cash Market(See Column C2) U =Book Value V -Othe r W = Est imat ed

E =$15,001 - $50,000


7/8

FINANCIAL DISCLOSURE REPORTPage 7 of 8

Name o f Person ReportingHUG, JR. , PROCTER R.

Date of R e p o r t04/27/2011

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (imticate part of report.)


8/8


Name o f Person ReportingHUG, JR, PROCTER R.

Date of Report04/27/201 I

IX. CERTIFICATION.

I c e r t if y t ha t a l l i n f o r ma t i o n g i v e n a bo v e ( i nc l u d ing i n f o r ma t i o n p e r t a i n i ng t o m y s p o u s e a n d m i no r o r de p e nde n t ch i l d re n , i f a ny ) i saccura te , t rue , and comple te to the bes t o f my knowledge and be l ie f , and tha t any info rmat ion no t r epor ted was wi thhe ld because i t met app l icable s ta tu to ryp r o v i s i o ns p e r mi t ti ng no n -d i s c l o s u r e.

I fu r the r c e r t i fy t ha t ea rned inc ome f rom ou t s ide emp loy ment and hono ra r i a and the ac c ep tanc e o f g i f t s whi c h hav e been repo r t ed a re i ncom pl i a nce w i t h the pro v i s i ons of 5 U .S .C. a pp . 501 e t . se q. , 5 U .S .C. 73 53 , a nd J ud i c i a l Confe re nce r e gu l a t i ons .

Signa tur e: S/PROCTER R. HUG, JR.

N OT E : A N Y IN D IVID UA L W HO K N OW IN GL Y A N D W IL F UL L Y F A L SIF IES OR F A L L S TO F IL E T HIS RE P OR T M A Y B E SUB J E C T T O C IVILAND CRIMINAL SAN CTIONS (5 U.S.C. app. 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

procter r hug jr financial disclosure report for 2010

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