priority principles (102(g)) - harvard university · priority principles (102(g)) patent goes to...

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Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention was conceived first by a rival, and (2) that rival exercised diligence in reducing the invention to practice

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Page 1: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Priority Principles (102(g)) Patent goes to the first inventor to reduce

the invention to practice, unless: (1) the invention was conceived first by a

rival, and (2) that rival exercised diligence in reducing

the invention to practice

Page 2: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Priority Principles (102(g)) Patent goes to the first inventor to reduce

the invention to practice, unless: (1) the invention was conceived first by a

rival, and (2) that rival exercised diligence in reducing

the invention to practice

Page 3: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #1

Page 4: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #1

X conceives

Page 5: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #1

X conceives

Y conceives

Page 6: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #1

X conceives

Y conceives

X RTPs

Page 7: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #1

X conceives

Y conceives Y RTPs

X RTPs

Page 8: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #1

X conceives

Y conceives Y RTPs

X RTPs

X wins; diligence irrelevant

Page 9: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #2

Page 10: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #2

X and Y conceive simultaneously

Page 11: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #2

X and Y conceive simultaneously X RTPs

Page 12: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #2

X and Y conceive simultaneously

Y RTPs

X RTPs

Page 13: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #2

X and Y conceive simultaneously

Y RTPs

X RTPs

X wins; diligence irrelevant

Page 14: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

Page 15: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

X conceives

Page 16: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

X conceives

Y conceives

Page 17: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

X conceives

Y conceives Y RTPs

Page 18: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

X conceives

Y conceives Y RTPs

X RTPs

Page 19: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

X conceives

Y conceives Y RTPs

X RTPs

X wins if and only if he can show that he exercised diligence during this period

Page 20: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #3

X conceives

Y conceives Y RTPs

X RTPs

X wins if and only if he can show that he exercised diligence during this period

diligence irrelevant during this period

Page 21: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

Page 22: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Page 23: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives

Page 24: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives

Z conceives

Page 25: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives

Z conceives

Z RTPs

Page 26: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives

X RTPs Z conceives

Z RTPs

Page 27: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs Z conceives

Z RTPs

Page 28: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs Z conceives

Z RTPs

X is not diligent

Page 29: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs Z conceives

Z RTPs

X is not diligent Y is diligent during this period

Page 30: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs Z conceives

Z RTPs

X is not diligent Y is diligent during this period [Z is diligent during this period]

Page 31: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs

X prevails over Y (prior RTP and conception);

Z conceives

Z RTPs

X is not diligent Y is diligent during this period [Z is diligent during this period]

Page 32: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs

X prevails over Y (prior RTP and conception); Y prevails over Z (prior conception + diligence);

Z conceives

Z RTPs

X is not diligent Y is diligent during this period [Z is diligent during this period]

Page 33: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs

X prevails over Y (prior RTP and conception); Y prevails over Z (prior conception + diligence); Z prevails over X (prior RTP; X has prior conception but no diligence during the critical period)

Z conceives

Z RTPs

X is not diligent Y is diligent during this period [Z is diligent during this period]

Page 34: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Situation #4 (Interference Paradox)

X conceives

Y conceives Y RTPs

X RTPs

X prevails over Y (prior RTP and conception); Y prevails over Z (prior conception + diligence); Z prevails over X (prior RTP; X has prior conception but no diligence during the critical period)

Z conceives

Z RTPs

X is not diligent Y is diligent during this period [Z is diligent during this period]

Page 35: Priority Principles (102(g)) - Harvard University · Priority Principles (102(g)) Patent goes to the first inventor to reduce the invention to practice, unless: (1) the invention

Proposals to Resolve Interference Paradox

•  Give the patent to no one •  Eliminate the party with the worst claim,

then apply standard rules – Y has neither first conception nor first RTP; – Z prevails over X

•  Award patent to first to conceive (X) •  Award patent to first to RTP (Z) •  Award patent to first to begin diligent work

– Y and Z would tie