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© 2013 DST Systems, Inc. All rights reserved. 401(K) Plan Administration

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Page 1: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

401(K) Plan Administration

Page 2: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

The enclosed materials are highly sensitive, proprietary and confidential. Please use every effort to safeguard theconfidentiality of these materials. Please do not copy, distribute, use, share or otherwise provide access to these materials toany person inside or outside DST Systems, Inc. without prior written approval.

This proprietary, confidential presentation is for general informational purposes only and does not constitute an agreement. Bymaking this presentation available to you, we are not granting any express or implied rights or licenses under any intellectualproperty right.

If we permit your printing, copying or transmitting of content in this presentation, it is under a non‐exclusive, non‐transferable,limited license, and you must include or refer to the copyright notice contained in this document. You may not create derivativeworks of this presentation or its content without our prior written permission. Any reference in this presentation to anotherentity or its products or services is provided for convenience only and does not constitute an offer to sell, or the solicitation ofan offer to buy, any products or services offered by such entity, nor does such reference constitute our endorsement, referral,or recommendation.

Our trademarks and service marks and those of third parties used in this presentation are the property of their respectiveowners.

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DISCLAIMER

Page 3: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

Specialize in small‐business retirement plans  One of the lowest cost 401(k) providers in the market Investment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard platform for employers, employees and 

advisors to manage retirement plans

About Prime Plan SolutionsPrime Plan Solutions (PPS)  is a division of DST Systems, Inc. providing 401(k) plan administration and recordkeeping services

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Page 4: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

Retirement plans tailored to the needs of small‐business Select plans sold through advisors and broker/dealers Robust customer service for plan sponsors and advisors Automated transaction processing through an enterprise 

recordkeeping platform

About Prime Plan Solutions (cont.)“Over 150 years of combined pension administration experience”

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Page 5: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

DST is the largest provider of third‐party mutual fund shareholder recordkeeping services in the United States

DST is a leading provider of defined contribution recordkeeping services for the retirement plan market

DST’s TRAC™ technology is currently one of the largest outsourced platform in the retirement space for managing defined contribution plans online

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DST: Financial Services Expertise“DST Systems is a leading financial services solutions provider”

Page 6: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

Small Business 401(k) retirement plan servicesdeveloped using “enterprise‐level” technologies across DST

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How Prime Plan Solutions is Different

DST Retirement Solutions

Developed the industry‐standard defined contribution platform, TRAC® which serves over 4.7 million participants annually and supports plan providers with end‐to‐end technology for retirement solutions.

DST Output 

DST Output provides over 3 billion customer communications such as print, mail, electronic bills, statements, and other transactional documents for many of the largest financial services companies.

Newkirk

A leading provider of on‐demand publishing technologies and targeted marketing communications to the largest financial and health care companies in the United States.

McKay Hochman Co., 

Inc.One of America's most respected and recognized consulting firms serving the employee benefits field with innovative tools that help clients administer and service retirement plans.

MasteryPOINTFinancial 

TechnologiesDevelops tailored educational programs, employee financial planning tools and real‐time web access to financial account information for the defined contribution market.

Advisor and Plan Sponsor Web Tools  

MyPlan Network and Vision® are the most widely used online account aggregation sources in the industry, providing easy tools for accessing plan administration and reporting information.

Page 7: Prime Plan Solutions Presentation - Quick Overview - Presentation public.pdfInvestment lineup of highly rated mutual funds Convenient web tools, education, and product materials Industry‐standard

© 2013 DST Systems, Inc. All rights reserved.

Low cost model Choice of plan types and funds  Strength of DST reputation for technology and 

servicing leadership Highly trained Qualified Plan Administrators with 

ERISA knowledge and industry experience User‐friendly, self‐servicing interfaces (Web, IVR) Premier customer service

Why Choose Prime Plan Solutions?“401(k) plans enabled by technology and scale only DST can offer”

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