primary health care: transforming vision into action. operational … · 2019-08-16 · primary...
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Primary health care: Transforming vision into action.
Operational Framework- DRAFT for consultation
1. Despite remarkable improvements in the health outcomes of the global population during the
Millennium Development Goals (MDG) era, important gaps persist in people’s ability to enjoy
healthy lives and wellbeing. About half of the world population lacks access to the services they
need and poor health disproportionally affects those faced with adverse social, environmental,
economic and commercial determinants of health, driving health inequity both within and
between countries.1
2. Health is central to the 2030 Agenda for Sustainable Development as it relates to many
Sustainable Development Goals (SDGs) and is the specific focus of SDG3 to ensure healthy lives
and promote well-being for all at all ages. Commitment to equity and leaving no one behind is
captured by target SDG3.8 on universal health coverage (UHC). UHC means that all individuals and
communities receive the health services they need – including promotive, protective, preventive,
curative, rehabilitative and palliative – of sufficient quality, without suffering financial hardship.
3. Primary health care (PHC) has been acknowledged as an approach to strengthen health systems,
an essential condition to achieving UHC. At the 2018 Global Conference on Primary Health Care:
From Alma-Ata towards Universal Health Coverage and the Sustainable Development Goals in
Astana, Kazakhstan, countries adopted the Declaration of Astana, reaffirming their commitment
to strengthen PHC as an essential vehicle to achieving UHC and health-related SDGs. The global
commitments to PHC towards UHC made in the Declaration of Astana were again expressed in the
adoption of resolution WHA72.9 during the 2019 World Health Assembly. They are:
i. Make bold political choices for health across all sectors;
ii. Build sustainable PHC;
iii. Empower individuals and communities; and
iv. Align stakeholder support to national policies, strategies and plans.
4. The “Vision for primary health care in the 21st century: Towards universal health coverage and the
sustainable development goals”, presents PHC as a whole-of-government and whole-of-society
approach to health that combines multisectoral policy and action, engaged people and
communities, and integrated health services with primary care and essential public health
functions at their core. These three integral components of PHC, and its demonstrated link to
better outcomes, improved equity and better cost-efficiency underpin its essential role in
achieving UHC through health services designed with people, for people.
5. The commitments of the Declaration of Astana build on previous WHO commitments and
resolutions to strengthen PHC: the World Health Report 2008: Primary health care - Now more
1 WHO and World Bank Group. Tracking Universal Health Coverage: 2017 Global Monitoring Report. https://www.who.int/healthinfo/universal_health_coverage/report/2017/en/
than ever; WHA69.24 (2016) Strengthening integrated, people-centered health services; WHA65.8
Outcome of the World Conference on Social Determinants of Health; and WHA62.12 Primary
health care, including health system strengthening which requested the Director-General to
prepare implementation plans for four broad policy directions, including people at the centre of
service delivery.
6. WHO regions have also called for PHC strengthening, notably through the development of
regional reports on PHC for the Global Conference on PHC and commitments such as:
i. The launch of the High-level commission for universal health, CD53.R14 Strategy for
universal access to health and universal health coverage, CD52.R13 Human resources
for health: Increasing access to qualified health workers in primary health care-based
health systems, and CD49.R22 on integrated health service delivery networks based on
primary health care and resolution in the region of the Americas;
ii. AFR/56/R6 that called upon countries to incorporate in their national and district health
plans priority interventions for revitalization of health services based on PHC,
AFR/RC58/R3 endorsed the Ouagadougou Declaration on Primary Health Care and
Health Systems in Africa : achieving Better Health for Africa in the New Millennium.
AFR/RC62/R3 Road map for scaling up the human resources for health for improved
health service delivery in the African Region 2012–2025, AFR/RC64/R3 Progress
towards the achievement of the health-related Millennium Development Goals in the
African Region. The 67th Regional Committee with three resolutions related PHC, (i)
AFR/RC67/9 on reducing health inequities through intersectoral action on the social
determinants of health, (ii) AFR/RC67/10 that proposed a framework to guide UHC
implementation in the context of the SDGs in African region and (iii) T AFR/RC67/11
another framework for the region to facilitate the effective implementation of the
Global Strategy on Human Resources for Health : Workforce 2030.
iii. EM/RC63/R.2 Scaling up family practice: progressing towards universal health coverage,
EM/RC60/R.2 Universal health coverage in the Eastern Mediterranean region, and
EM/RC59/R.3 Health systems strengthening in countries of the Eastern Mediterranean
Region: challenges, priorities and options for future action in the Eastern Mediterranean
region;
iv. EUR/RC62/R4 Health 2020 – The European policy framework for health and well-being;
EUR/RC65/R5, on priorities for strengthening people-centred health systems (2015),
EUR/RC66/R5, on the European Framework for Action on Integrated Health Services
Delivery (2016), EUR/RC67/R5, Towards a sustainable health workforce in the WHO
European Region: framework for action (2017), and EUR/RC68/R3, Reaffirming
commitment to health systems strengthening for universal health coverage, better
outcomes and reduced health inequalities (2018);
v. SEA/RC68/R6 Community-based health serviced and their contributions to universal
health coverage, and SEA/RC61/R3 on Revitalizing Primary Health Care in the South-East
Asian region; 2019: Strengthening frontline services for universal health coverage by
2030: Regional Consultation, 23-25 July 2019, New Delhi, India; 2016: SEARO Regional
consultation on health, the SDGs and role of UHC: next steps in South-East Asia, New
Delhi, India; 2015: SEARO Technical consultation on strengthening community-based
health services, New Delhi, India and
vi. WPR/RC66.R2 Universal health coverage, WPR/RC61.R2 Western Pacific Regional
Strategy for Health Systems Based on the Values of Primary Health Care and
WPR/RC59.R4 Health Systems Strengthening and Primary Health Care
7. PHC-oriented systems are required to effectively tackle the WHO’s current priorities including a)
the WHO’s Thirteenth General Program of Work 2019-2023, and its triple focus on promoting
health, safety and serving the vulnerable; b) the SDG Global Action Plan (SDG GAP) for healthy
lives and wellbeing for all, including the efforts of the SDG GAP PHC accelerator and c) the
Integrated People-Centered Health Services (IPCHS) Framework whose principles and strategies
echo both the overall approach of PHC and the levers that comprise the Operational Framework.
Operational Framework and the levers
8. The global commitment to PHC accentuated in the Astana Declaration needs to be transformed
into visible actions to bring about demonstrable change. The Operational Framework “Primary
health care: transforming vision into action” proposes fourteen levers needed to translate the
commitments made in the Declaration of Astana into actions and interventions that can be used
to accelerate progress on PHC and ultimately lead to improvement in health and well-being for all.
9. Actions and interventions related to each of the levers are not intended to be addressed
independently: they are intimately interrelated, and impact and enable each other. They need to
be an integral part of the National Health Strategy, complementary to other actions, prioritized,
optimized and sequenced in a way that guarantees overall results along the three dimensions of
UHC namely more people having access and being covered, coverage including more and better
health services, and improved financial protection.
10. For each lever, the Operational Framework provides a narrative description, a non-exhaustive list
of proposed actions and interventions to be considered at the policy level, the operational or
implementation level and through the engagement of people and communities (Annex 1). The
Operational Framework also includes case studies that illustrate how action can be taken around
one or, more commonly, around several levers to advance PHC.
11. The four governance and finance levers include political commitment and leadership, governance
and policy framework, funding and allocation of resources, purchasing mechanisms, as well as
engagement of community and other stakeholders, including the private sector. Without these
levers, action and intervention through other levers is unlikely to lead to effective PHC. Actions
and interventions related to all levers, in particular governance and finance, need to be developed
using an inclusive and ongoing policy dialogue process. Strategy development must provide
guidance on how to action and sequence all the levers, taking into consideration the contexts, the
strengths and weaknesses of the health system, and the national, subnational and local priorities
for UHC (See Table 1).
Table 1- Operational Framework proposed levers
Title Full description
Core/Strategic levers (?)
Political commitment and leadership Political commitment and leadership that place PHC at the heart of efforts to attain universal health coverage and that recognize the broad contribution of PHC to the SDGs
Governance and policy frameworks Governance structures and policy frameworks in support of PHC that build partnerships within and across sectors, and promote community leadership and mutual accountability
Funding and allocation of resources Adequate financing for PHC that is mobilized and allocated in ways that minimize financial hardship and promote equity
Engagement of community and other stakeholders
Use of engagement approaches to define problems and solutions and prioritize actions by involving people and communities
Operational levers
PHC workforce Adequate quantity, competency levels, and distribution of a multidisciplinary PHC health workforce that includes facility-, outreach- and community-based health workers
Physical infrastructure Effective, secure and accessible primary care facilities with reliable water, sanitation and waste disposal/recycling, telecommunications connectivity, and power supply, and with transport systems that can connect patients to other care providers
Medicines and other products to improve health
Availability and affordability of appropriate, safe, effective, quality medicines and other products that can improve health
Models of care Models of care that promote quality people-centred primary care and essential public health functions as the core of integrated health services
Engagement with private sector providers
Sound partnership between public and private sector for the provision of PHC services
Purchasing and payment systems Purchasing and payment systems that foster a reorientation in models of care towards more prevention and promotion and care delivered closer to where people live and work, provide incentives for the delivery of quality primary care services and facilitate integration and coordination for more equitable and efficient care.
Digital technologies for health Use of digital technologies for health in ways that improve effectiveness and efficiency and promote accountability
Systems for quality improvement Systems at the local, subnational and national levels to continuously assess and improve the quality of PHC
PHC-oriented research Research and knowledge management, including dissemination of lessons learned, as well as the use of the knowledge to accelerate scale-up of successful approaches to strengthen health systems based on a primary health care approach.
Monitoring and evaluation Monitoring and evaluation through well-functioning health information systems that generate reliable data and support their use for improved decision-making by local, national and global actors.
12. In order to implement policy changes, strategically direct resources to the areas of greatest need,
and document PHC progress over time, decision-makers need better high-quality data on all three
components of primary health care. To that end, a related PHC monitoring and evaluation
framework with indicators aligned with the Operational Framework levers and other routine
planning, monitoring and evaluation will be presented in a separate technical document as a
supplemental tool that is aligned with existing UHC monitoring effort.
13. The Operational Framework is not meant to be prescriptive. It is expected that countries will
select the levers and indicators that are most pertinent to their settings based on an assessment
of their needs and the capacity of their systems. It is also assumed that the specific actions,
interventions and strategies used to translate any given lever into concrete PHC improvement will
vary between settings and over time. As economies, institutions and resources evolve, both the
levers used and the ways in which they are operationalized should? also evolve.
Enablers of success
14. The levers presented in this Operational Framework are based on evidence and experience
matured along these years of implementing system reforms. They align with the well-known
building blocks and functions of effective health systems. The added value of this framework is to
provide guidance to countries regarding how a PHC-approach can be translated into health and
wellbeing for all through cross-sectoral actions and integrated services centered on people, along
the national planning cycle, within a whole-of-government and whole-of-society policy dialogue
process.
15. The experience of the last decades, including the pre-MDG era, provides important insight
about the factors and conditions that have either enabled or hindered PHC strengthening. To be
effective, a PHC-orientation needs to be integrated into policies and action across sectors. The
Operational Framework provides the elements (levers) that should be considered in the
development of a contextualized health system strengthening strategy, through a PHC approach as
the cornerstone for UHC, that both strengthens and integrates the national planning cycle and
implementation across sectors. As such, the PHC Operational Framework should be used
throughout the different steps of the operational planning process, understanding that in the 21st
century, the role of the Ministry of Health is to create enabling conditions and conducive
environment to improve health and wellbeing, to empower actors and hold them accountable and
to steer the sector as a whole – in an inclusive manner including public, private and civil society
actors as outlined in the NHPSP handbook.
16. For many countries, the necessary integration of PHC across a wide range of policies, strategies,
activities and services into a coherent whole-of-society approach is likely to require substantial
transformation of the ways in which health-related policies and action are prioritized, funded and
implemented. This reorientation of the health system requires expressed political commitment and
strong leadership at all levels to effectively enable all levers and achieve the desired results.
17. The engagement of people, as individuals and communities, and of stakeholders from across
sectors to work together in defining health needs, identifying solutions and prioritizing action is
central to PHC. Special efforts should be made to reach and meaningfully engage vulnerable and
disadvantaged populations who are disproportionally affected by poor health while often lacking
the resources to participate in traditional engagement mechanisms. Promotion of social
accountability will strengthen the community engagement. Optimally, engagement of the
community and stakeholders should be integrated across sectors and inform actions and
interventions related to all levers.
18. Incremental adjustments in health systems along any of the levers included in this Operational
Framework will not be sufficient to achieve the vision proposed by 2030. It requires, bold action
based on clear and explicit political leadership, engagement of the community and key
stakeholders, guided by evidence and a PHC-relevant monitoring and evaluation framework.
19. A number of countries will still require external support to achieve successful PHC improvement
strategies for UHC. In these countries, largely dependent of external aid, a strong global leadership
and advocacy for harmonization and alignment of donors and technical partners with the PHC for
UHC strategies is more than ever needed. The international community, through platforms such as
for example the International Health Partnership for UHC 2030 (UHC2030) should support
harmonization and alignment through renewal of IHP+ compacts.
Action by the Executive Board
20. The Executive Board is invited to note this report and provide guidance for further development
of the Operational Framework as well as to consider recommendation for review by the Seventy-
third World Health Assembly
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 1
Political commitment and leadership
National • Cultivate champions for PHC from across influential sectors of society (government, community, religious, business), either
through formal structures (e.g., high-level groups) or individually (e.g., ambassadors) (Macro)
• Develop a comprehensive vision of PHC and formalize commitment to PHC as a priority throughout the government (e.g., through
formal declarations, policies or laws, by integrating it as a core component of national strategies, including through broader
development strategies [e.g., national development plans, plans to achieve the SDGs] and health sector-specific strategies, and by
ensuring that there are adequate cross-governmental structures in place to oversee PHC)
• Communicate extensively about the commitment to improve PHC
• Ensure that the rhetoric on commitment is matched by the provision of adequate financing for PHC (see also Section 2.3)
• Hold accountable those responsible for implementation of PHC (including not only ministries of health but also other government
ministries required to address other determinants of health)
• Create an enabling environment for participation by proactively identifying barriers and opportunities for empowering people and
communities, by building community capacities for meaningful dialogue, and by providing and regularly evaluating policy
dialogue mechanisms
• Follow through on commitments to adopt human rights-based approaches
Subnational • Collaborate with higher administrative levels to ensure that community needs and views are given appropriate attention in decision-
making
• If appropriate given the level of decentralization, carry out the same efforts at the subnational level as at the national level:
• Cultivate local champions
• Formalize commitments to PHC (including by integrating PHC as a core component of local development and health strategies)
• Communicate about the commitment to PHC
• Provide adequate financing
By and
through the
community
• Hold political leaders accountable for improving PHC
• Develop networks at community level to ensure that community voices are heard
• Participate in efforts to establish inclusive processes
• Demonstrate leadership as a champion for the comprehensive vision of PHC
• Share information about good practices around accountability among peers (both within and between countries)
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 2
Governance and policy frameworks
National • Legitimize the role of communities in local health governance by creation of institutional mechanisms and processes that allow
for greater community and civil society involvement in a non-discriminatory manner (e.g., community-elected representatives in
governance structures, community advisory boards)
• Provide funding and oversight to community through local health governance of PHC to ensure availability of adequate
resources and their equitable use
• Establish legislative mandate and a clear governance and accountability framework for a Health in All Policies approach, and
dedicate resources to support and sustain multisectoral work
• Ensure accountability for PHC in the ministry of health in a manner that works across the traditional departmental boundaries
and is linked to the team(s) responsible for UHC and SDGs
• Use evidence to document the linkages between health and other government policy priorities (including by using methodologies
more commonly used in other sectors, such as economic modelling and qualitative research)
• Support the use of audit tools, such as health impact assessments and policy audits, to enable transparency in the examination of
health and equity outcomes of policies
• Support efforts to make public data about the performance of health services, even if the findings are not positive
• Reflect a PHC orientation across all relevant policy and strategy frameworks
Subnational • Reform and align the integrated PHC-oriented governance mechanism and planning processes at the subnational level to respond
to its three components
• Create community-based multistakeholder forums for collective accountability and action on health and health-related issues
• Create a culture that supports monitoring and evaluation, through knowledge sharing, feedback, and demand for data in decision-
making
• Strengthen PHC management protocols that encourage provider report cards, patient satisfaction surveys, patient-reported
outcomes and balanced scorecards
• Support public, private and community actors to develop competencies for engaging across the PHC components
By and
through the
community
• Advocate for community-steered institutional arrangements to which government officials responsible for PHC are accountable
• Participate in efforts to establish inclusive processes (e.g., by engaging in planning forums)
• Disseminate widely data about health service performance
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 3
Funding and allocation of resources
National • Develop health financing strategies that explicitly mention allocations for and spending on PHC, based on data about current
patterns of revenue mobilization (including areas in which a country is significantly lower than its peers)
• Estimate level of spending on PHC through national health accounts analysis and public expenditure reviews
• Increase allocation to PHC programmes and initiatives in national health plans and medium-term expenditure frameworks
• Strengthen public financial management systems to monitor spending on PHC and minimize wastage and abuse
Subnational • Minimize disparities in allocations and spending between primary and tertiary care, and inequalities in PHC allocations to
districts
• Develop capacity at subnational level to monitor costs and improve utilization of PHC services for greater efficiency
By and through
the community • Advocate increased transparency with regard to PHC expenditure, improved efficiency in spending existing allocations, and
increased allocations
• Build capacity to monitor budget and expenditure review processes
• Form alliances with civil society groups that conduct broad-based (i.e., non-health sector specific) reviews of budgets and
expenditures
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 4
Engagement of people and community and other stakeholders
National • Collaborate with communities to identify and implement the best mechanisms to engage them in the processes of governance,
planning and priority-setting (including resource allocation), and service delivery
• Make special efforts to engage parts of the community that might otherwise not be involved in community engagement
activities, such as the vulnerable and disadvantaged and young people
• Promote health literacy, in order to broaden the share of community members able to actively engage
• As appropriate, engage in capacity building efforts to ensure that communities know their roles and rights and have the tools
and information necessary to participate fully
• Support efforts of communities to engage more actively by capturing and disseminating information about health system
performance
• Develop training programmes for community engagement and integrate into the national curricula on medical education
Subnational • Support the development of structures (e.g., health committees) at district, town and village levels and support participation of
all social groups in these structures
• Support efforts to foster dialogue between different elements of the community (e.g., between community-based organizations
and academia)
• Develop community monitoring mechanisms for monitoring outbreaks, epidemics, and diseases of high priority
• Appoint focal points for community engagement in various parts of the ministries of health (e.g. those responsible for planning,
budgeting, and monitoring) and in sub-national (e.g., district) health committees
By and through
the community • Advocate for community engagement in governance, planning and priority-setting, and implementation
• Participate in mechanisms established to facilitate community engagement
• Consider forming associations or networks to enable more representative engagement in governance, planning and priority-
setting, and implementation
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 5
PHC workforce
Policy level • Develop or update health workforce strategies that prioritize investments in the PHC workforce to address community and
population needs
• Establish appropriate forums that engage ministries of education, labour, finance and planning to ensure the alignment of different
constituencies and stakeholders around issues of health workforce production and remuneration (including supporting those
ministries to incorporate the needs of health workers into their own sectoral plans)
• Mobilize adequate funding from local sources to sustain recruitment and retention of PHC workforce and minimize premature exit
• Improve the distribution of the workforce through appropriate strategies (e.g., regulations, incentives) to deploy PHC workers in
underserved areas
• Strengthen education and training institutions to scale up and sustain the production of PHC workers in appropriate quantity,
quality and relevance to respond to local health needs
• Consider policies on task-shifting as a strategy to expand access to critical services
• Strengthen capacity of regulatory and accreditation authorities to provide and monitor certification, recertification and discipline of
PHC workers
• Support the development of professional bodies that can engage actively in policy dialogue and can provide oversight
Implementation • Develop and implement competency-based post descriptions for all PHC workforce cadres that enhance merit-based recruitment,
deployment, performance appraisal, and career development
• Institutionalize and offer interprofessional continuing educational programmes for PHC teams that are equipped with broad-based
skills, avoiding overreliance on subspecialists and tertiary care
• Improve management to optimize motivation, satisfaction, retention and performance by promoting decent working conditions that
ensure gender-sensitive employment free of violence, discrimination and harassment; manageable workload; adequate
remuneration and non-financial incentives; hardship, housing and educational grants; occupational health and safety and all
measures aligned with gender-sensitive employment
• Provide career development opportunities through job security, supportive supervision, and career development pathways
(including for CHWs)
• Strengthen health workforce information systems and/or implementing national health workforce accounts to strengthen the
monitoring of performance
People and
communities • Monitor PHC staff at community, outreach and facility levels and provide feedback for performance improvement
• Develop professional bodies that can represent PHC staff
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 6
• Engage in selection and deployment of staff at community, outreach and facility levels
• Participate in consultations and care plan development
• Participate in patient experience and satisfaction surveys
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 7
Physical infrastructure
Policy level • Establish national standards for infection prevention and control
• Develop implementation plans to ensure that all health facilities have WASH systems, telecommunications connectivity and a power
supply
• Develop policies that promote access to facilities for people of all abilities
Implementation
level • Ensure that all newly constructed health facilities have reliable WASH systems, telecommunications connectivity and a power supply
• Ensure proper management and maintenance of health facilities, prioritizing reliable infection prevention and control and WASH
systems, telecommunications connectivity, and power
• Develop an approach that ensures that transport is not a barrier to accessing services
People and
communities • Use mechanisms established to facilitate reporting on health facility standards and functions (e.g., citizens’ scorecards)
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 8
Medicines and other health products to improve health
Policy level • Strengthen national regulatory bodies to ensure safety, effectiveness/performance and quality, including by using the WHO Global
Benchmarking Tool for the formulation of institutional development plans
• Engage in collaborative approaches to the registration of health products
• Use evidence-based selection methods including health technology assessments to guide procurement and reimbursement
decisions
• Establish pricing policies to make full use of generics and other procurement strategies that maximize resources and reduce out-of-
pocket payments.
• Strengthen supply chain management to ensure availability of health products (including maintenance of medical devices) at the
point of use
• Ensure adequate domestic resources to access health products appropriate to primary care
• Ensure national capacity to prepare for and respond to the needs for health products, including diagnostics, personal protective
equipment and medicines, in health emergencies
Implementation
level • Implement technical guidelines, norms and standards for quality assurance and safety of health products
• Strengthen governance and oversight, including on the efficiency and integrity of the supply chain
• Ensure capacities for appropriate prescribing, dispensing, and use of medicines and proper management and maintenance of
medical devices, especially before new products are introduced
• Undertake periodic random surveys of storage, availability and quality of health products
• Ensure maintenance of health products (particularly medical devices)
• Establish local capacity to mobilize health technology during health emergencies, including needed personal protective equipment
People and
communities • Participate in decision-making around the adoption of new health technologies
• Participate in monitoring of price, availability, safety and quality of health products
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 9
Models of care
Policy level • Develop models of care that are suited to the situation of the country but that advance the key principles of promoting a
comprehensive vision of PHC (including combining public health and primary care), placing primary care as first and regular point
of contact, ensuring that care is continuous, comprehensive, coordinated and people-centred, and addressing both existing and
emerging issues
• Ensure that policy frameworks are updated to reflect the evidence about successful models of care, such as the importance of
connecting CHWs with facility-based staff
• Consider adopting new technologies that can facilitate holistic models of care
• Support the development of new models of care through targeted training programmes for health professionals and policy-makers
• Develop and strengthen information systems for monitoring and facilitating evaluation of models of care and benchmarking
Implementation • Support development of local leadership and empowerment, within models of care suited to local needs
• Formalize collaborative relationships within multidisciplinary teams
• Establish referral systems that ensure that primary care facilities (as the first point of contact for most people) can refer seamlessly to
higher levels of care
People and
communities • Advocate for models of care that embody key PHC principles
• Participate in designing new models of care and reviewing performance of them
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 10
Engagement of private sector providers
Policy level • Develop an approach to engage with the private sector around policy development (e.g., through a regular consultative
engagement process or platform), including how to manage conflicts of interest
• Identify challenges (e.g., elements of service delivery that are lagging) and assess whether greater private sector engagement
could improve performance
• Develop the approach (e.g., constraint, encouragement, purchasing) for engaging with the private sector that is best suited to the
addressing the challenge identified
• Assess legal and regulatory frameworks to ensure that they adequately address the private sector, including issues of
accountability
• Conduct provider mapping or a private sector assessment to ensure accurate information about the scope of private sector service
delivery
• Proactively reach out to private providers to ensure inclusion in national monitoring and evaluation systems
Implementation • Strengthen capacity to conduct oversight/control of the private sector, in line with laws and regulations
• If appropriate given extent of decentralization, develop and approach to engage with the private sector around policy development
(e.g., through a regular consultative engagement process or platform), including how to manage conflicts of interest
People and
communities • Organize alliances or networks that can improve the representation of the private sector in policy dialogue with the government
• Engage actively in existing policy-making bodies
• Contribute data to health information systems
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 11
Purchasing and payment systems
Policy • Develop a strategic approach to provider payment in primary care as part of the wider health financing and strategic purchasing
strategy
• Define the PHC service package before selecting payment methods
• Strengthen monitoring systems to ensure that payment mechanisms are based on robust data
• Use a combination of costing and other information to match resources to the PHC package
• Consider introducing P4P
Implementation • Adapt the PHC service based on national package before selecting payment methods
• Support continuous improvement of PHC payment systems through regular monitoring of the incentives and possibly adjustment
in payment method
• Promote transparency by releasing to the maximum extent possible data on budgets and expenditures
People and
communities • Monitor facility or provider performance to ensure desired quality of care that minimizes under provision or overprovision
• To the extent possible, avoid making under-the-table payments or unnecessarily high levels of co-payments for primary care
services
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 12
Digital technologies for health
Policy • Develop, as appropriate, national eHealth strategies and plans, and legislation and data protection policies around issues such as
data access, sharing, consent, security, privacy, interoperability and inclusivity, consistent with international human rights
obligations
• Examine whether the conditions are appropriate for introducing digital health interventions in areas such as birth registration,
commodity management, telemedicine, client communication, health worker decision support, digital tracking of clients’ health
status, and digital provision of education and training
• Establish mechanisms to learn about new developments around ICT globally and identify gaps in existing efforts that could be
addressed through new technologies
Implementation • When evidence demonstrates effectiveness, move digital health interventions from pilots to scale, including by integrating digital
technologies into existing health systems infrastructures and regulation
• As appropriate, conduct health technology assessments
• Accelerate efforts to implement electronic health information systems, including electronic health records
People and
communities • Utilize ICT to become informed consumers of health information
• Use new avenues enabled by technology to provide feedback on health services
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 13
Systems for quality improvement
Policy level • Develop a national quality policy and/or strategy involving PHC stakeholders and in alignment with national health policy and
planning processes
• Routinely measure and publicly report on the quality of PHC, including measures of patient experience
• Ensure quality improvement efforts in primary health care are adequately financed, sustained and scaled up
• Define and implement a set of quality interventions relevant to PHC
• Include principles of quality in the pre-service and in-service training of PHC professionals as well as in continuous professional
development
• Routinely measure and publicly report on the quality of PHC providers using internationally comparable measurements where
feasible, and including patient assessments
Implementation
level • Institute mechanisms to enable individuals, families, and communities to provide feedback on quality (e.g., patient complaint forms)
and then to incorporate the feedback in improvement efforts
• Develop and sustain governance and leadership for quality and safety at the local level, for example district and primary care quality
teams and focal points
• Develop systems to monitor adherence to standards of care
• Put in place an infrastructure for generating and sharing learning on quality within PHC
People and
communities • Use reporting mechanisms and feedback loops to inform health professionals about clinical performance in order to facilitate
improvement
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 14
PHC-oriented research
Policy • Increase targeted funding of research for PHC research capacity infrastructure (such as national PHC research institutes or schools)
and dedicated financing, including for complex PHC systems research through standard and specific calls for proposals
• Adopt efficient models of knowledge transfer, potentially as part of the specific remit of PHC research institutes
• Adopt multisectoral approaches to research to understand PHC as an entry point into intersectoral collaboration
• Apply an equity lens to PHC policy research and evaluation
• Develop and implement approaches to co-production of PHC research (including research questions, design, dissemination and use)
with people and communities, including by establishing the involvement of people and communities as a requisite for access to
publicly funded projects
Implementation • Support the development of primary care research networks
• Support implementation research to inform scale-up of effective interventions and models
• Involve communities in developing a shared research agenda for public health
People and
community • Advocate for the involvement of people and communities in research questions, study design and conduct, and dissemination
• Participate when public and patient involvement is introduced (e.g., through community advisory boards)
Annex to draft secretariat text
Draft not to be shared outside of MS consultation on draft PHC Operational Framework 15
Monitoring and evaluation
Policy • Ensure the availability of an updated national health information strategy
• Agree on key, nationally appropriate indicators to track progress on PHC
• Strengthen systems to collect data, including through routine systems, household surveys, facility surveys and evaluations
• Employ ICT to extend reach of health management information systems, including to the private sector and remote areas
• Build a culture of reviewing data and using it to make decisions, including by conducting regular multistakeholder reviews
•
Implementation • Strengthen systems to collect and use data, particularly those gathered through routine systems
• Develop incentives (financial and non-financial) to promote improvements in data quality
• Supervise the system of data collection, using techniques such as a system of random assessments or lot quality assurance
approaches
• Build capacity to process and use data at the subnational level for local decision-making
• Use information from routine systems as a starting point for improving supportive supervision of front-line workers
People and
communities • Use new ICT to improve personal tracking of health
• Engage in efforts to improve the quality of health services by using reporting mechanisms to identify good or bad practices