presentation to u cop h rv 2

56
Vice C han cellor W end ell C. Brase  University of Ca liforn ia, I rvin e  Sustainable Improvement in Management and Organizational Effectiveness

Upload: tantodeep15

Post on 14-Apr-2018

218 views

Category:

Documents


0 download

TRANSCRIPT

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 1/56

Vice Chancellor Wendell C. B rase 

Universi ty of Cal i forn ia, Irv ine 

Sustainable Improvement

in Management and Organizational

Effectiveness

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 2/56

2

Sustainable Improvement 

• Based on values and principles

• Goals that can be expressed as performanceexpectations

• Based on an empirically-verifiable behavioral model

• Measurable results that support learningand performance improvement

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 3/56

3

Sustainable Improvement 

• Based on values and principles

• Goals that can be expressed as performanceexpectations

• Based on an empirically-verifiable

 behavioral model• Measurable results that support

 performance improvement 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 4/56

4

Teamwork requires individuals to enter 

into interdependencies involving risk,

which requires a foundation of trust.

Envisioned Values & Principles

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 5/56

5

Envisioned Values & Principles

People can create interdependencies

involving trust and vulnerability whenthey feel that facts and neutral data

are valued.

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 6/56

6

Envisioned Values & Principles

 No one is rewarded for looking good at

the expense of another. Team players

are committed to each others’ success.

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 7/56

7

Envisioned Values & Principles

Innovation requires open debate about

many “wrong” ideas. Processredesign starts with creative chaos and

early mistakes in order to avoid late-

stage errors.

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 8/56

8

Interpersonal problems are resolved

effectively -- limiting the degree towhich they undermine teamwork by

distorting perceptions of others’

motives, which can occur whenstakeholders struggle with change.

Envisioned Values & Principles

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 9/56

9

Innovation, continuous improvement,

and a willingness to question thestatus quo are valued by supervisors

and co-workers.

Envisioned Values & Principles

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 10/56

10

Sustainable Improvement 

• Based on an empirically-verifiable behavioral model

• Measurable results that support performance improvement 

• Goals that can be expressed as performance

expectations

• Based on values and principles

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 11/56

11

Group and Individual Performance Expectations

2. People experience mutual respect in the workplace.

3. Groups value member suggestions, including ones that areinitially “wrong.” 

4. Co-workers produce ideas to help solve problems when theysurface.

5. Problems with the way the group does its work are addressed.

6. Members can criticize the way the work group functions

without penalty. 

1. People who seek better methods are respected and rewarded.

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 12/56

12

7. People can discuss problems without fear of looking stupid

to co-workers. 

Group and Individual Performance Expectations

8. Interpersonal conflicts are addressed in the work group.

9. Differences of opinion about how to get the job done are

discussed openly.

10. Differences of opinion about how to get the job done are

resolved using facts.

11. Everyone shares responsibility for the results of group tasks. 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 13/56

13

Sustainable Improvement

• Measurable results that support performance improvement 

• Based on an empirically-verifiable

 behavioral model

• Based on values and principles

• Goals that can be expressed as performance

expectations

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 14/56

14

Management behaviors

?

Better or worse

organizational effectiveness

Does Management Matter ? 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 15/56

15

Workplace Effectiveness Measures

• Work groups share a common set of goals (Q10)

• Work groups embrace the same standards of 

effectiveness (Q11)

• Work groups share common values of service,

quality, and excellence (Q12)

• Work groups are committed to meet the needsof customers (Q19)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 16/56

16

Workplace Effectiveness Measures...

• Work groups continually improve practices,

 productivity, and effectiveness (Q18)

• Work groups rate themselves “efficient and

 productive” (Q20)

• Work groups do not wait for complaints

 before tackling new problems (Q15)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 17/56

17

Effectiveness Measures(7 measures)

= .90 

Effectiveness Construct 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 18/56

18

Management behaviors

Intermediary Variables?

Effectiveness Measures

?

?

An Emerging Model? 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 19/56

19

Workplace Cooperation Measures… 

• Differences of opinion about how to

get the job done are discussed (Q23)

• Everyone shares responsibility for the

results of group tasks (Q3)

• A suggestion about work methods is

valued even if it’s initially “wrong” (Q5)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 20/56

20

Workplace Cooperation Measures...

• When problems surface co-workers produce

information and ideas that help solve the

 problem(Q6)

• When faced with a setback or challenging

 problem the work group experiences fewer  

interpersonal problems(Q7)

• Group members share expertise when facing

a challenging task (Q13)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 21/56

21

Workplace Cooperation Measures

• Leadership responsibilities are shared and

frequently handed off  (Q14)

• Little concern about whether tasks are

divided “fairly” (Q17)

• Problems with the way the work group

functions are faced and attended to (Q21)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 22/56

22

Workplace Cooperation Measures

(9 measures)

= .89

Effectiveness Measures(7 measures)

= .90

r ² = .74

Partial Model 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 23/56

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 24/56

24

Intermediary Variables?

Workplace Cooperation

Measures

Workplace Effectiveness

Measures

Management behaviors 

?

?

r ² = .74

Partial Model 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 25/56

25

Workplace Respect Measures

(6 measures)  = .87

Workplace Cooperation Measures

(9 measures)  = .89

Effectiveness Measures(7 measures) 

= .90

r ² = .74

Partial Model 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 26/56

26

Workplace Respect Measures… 

• People who seek better methods are

respected and rewarded (Q1)

• Interpersonal conflicts are addressed and

resolved (Q22)

• People can criticize the way the work 

group functions without penalty (Q8)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 27/56

27

Workplace Respect Measures

• People recognize and accept each other’s

strengths and weaknesses (Q16)

• People can share (work) problems without

concern about “appearing stupid” (Q9)

• Co-workers experience a climate of mutual

respect (Q4) 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 28/56

28

Workplace Respect Measures

(6 measures) = .87 

Workplace Cooperation Measures

(9 measures) = .89

r ² = .77

r ² = .74 

Effectiveness Measures (7 measures) 

= .90

Partial Model 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 29/56

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 30/56

30

Management Behaviors Tested

Takes time to listen and understand my views 

Works well with other managers 

Supports equal opportunity 

Cares about employees as individuals

Finds "win-win" solutions 

Communicates honestly with me

Accepts constructive criticism without becoming defensive 

Keeps promises and commitments 

Rewards the best performers 

Seeks different views when solving problems 

Acts in ways that build respect in him/her

Makes me feel stupid when we disagree 

Makes excuses rather than accept responsibility 

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 31/56

31

Management Behaviors Tested

Bases his/her actions on a consistent set of principles 

Models the behavior he/she expects from others 

Has earned my complete trust 

Takes steps to improve bad relationships 

Trusts my judgment 

Makes important decisions based on the organization’s best interests 

Helps me understand "the bigger picture” 

Admits mistakes and moves on 

Does the most important things first Communicates what he/she expects me to accomplish 

Shows respect when communicating 

Separates vital tasks from less important ones

Gains advantage by holding back information 

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 32/56

32

Management Behaviors Tested

Sets challenging objectives 

Emphasizes shared goals for the department 

Clarifies standards of quality and effectiveness 

Values the experiences and perspectives of people from diverse backgrounds 

Explains the reasons for change 

Lets me know whether I’m doing a good job 

Reduces complicated problems to the essentials 

Sorts essential from unimportant information 

Pinpoints root causes of complex problemsMaintains consistency between words and actions 

Supports my professional development 

Remains confident despite setbacks

Loses his/her temper under pressure

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 33/56

33

Management Behaviors Tested

Remains effective under pressure 

Involves me in important decisions 

Learns from his/her mistakes 

Intensifies focus on goals when under pressure 

Takes action to stop rule-breaking 

Sees change as an opportunity 

Expects everyone to play by the same rules 

Looks at problems from many angles 

Re-thinks practices that have never been questioned Will try new, potentially better methods 

Resists complexity in work procedures

Recruits and promotes fairly regardless of race, gender, sexual orientation, disability,

or age

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 34/56

34

Management Behaviors Tested

Treats new ideas with respect 

Will try unconventional ways to achieve results 

Recognizes that my needs and abilities differ from others’ 

Willingly shares his/her expertise with me 

Wants communication to follow chain-of-command 

Is available to help me when I need it 

Understands the work problems I face 

Puts the good of the organization ahead of personal gain 

Focuses resources based on customer needs Emphasizes the importance of deadlines 

Treats me with dignity and respect 

Takes calculated risks to achieve improvements

Makes some people look good at others’ expense 

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 35/56

35

Management Behaviors Tested

Rewards initiative 

Speaks convincingly when presenting to a group 

Will welcome an unconventional suggestion

Recruits talented people 

Penetrates surface issues and probes deeply 

Delegates decision-making whenever possible

Will not penalize when a new idea fails 

Is energetic 

Conveys a strong commitment to goals Takes action to resolve interpersonal conflicts in his/her area of responsibility 

Conveys excitement about new ideas 

Communicates an inspiring vision for change 

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 36/56

36

Management Behaviors Tested

Expresses a passion for excellence 

Talks optimistically about the future 

Sets objectives and monitors results (rather than tell me how  to do my job)

Pays attention to administrative details 

Becomes determined when faced with setbacks 

Expresses confidence that I can meet his/her performance standards

Wants my opinion about proposed actions 

Provides feedback when I share my ideas 

Maintains confidence in me even if I make a big mistake Wants my frank opinion when I doubt an action he/she is considering 

Uses recognition to motivate my performance 

Uses money to motivate my performance

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 37/56

37

Management Behaviors Tested

Uses threats and consequences to ensure my performance 

Waits until a problem escalates before acting 

Treats disagreement as disloyalty

May retaliate if I question his/her decision 

Favors an “in group” of subordinates 

Gets irritated when I bring him/her bad news 

Uses power for his/her own personal agenda

Takes offense quickly

Is emotionally unpredictable Won't change direction if it means admitting a mistake 

Blames others when things go wrong 

Discourages my bringing up problems

My Supervisor… 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 38/56

38

Effective Management Behaviors Groupedinto 6 Management Qualities

1. Values New Ideas 

 My supervisor… 

• Rewards initiative (Q24.24)

• Will try new, potentially better methods (Q24.8)

• Treats new ideas with respect (Q24.22)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 39/56

39

1. Values New Ideas 

2. Values Others’ Views 

• Involves subordinates in important decisions (Q24.19)

• Takes time to listen and understand (Q24.1)

• Provides feedback when subordinates share ideas (Q24.23)

Effective Management Behaviors Groupedinto 6 Management Qualities

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 40/56

40

1. Values New Ideas

2. Values Others’ Views 

• Recognizes that individuals’ needs and abilities differ  (Q24.20)

• Values the experiences and perspectives of 

 people from diverse backgrounds (Q24.5)

Effective Management Behaviors Groupedinto 6 Management Qualities

3. Appreciates Differences Among People 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 41/56

41

1. Values New Ideas

2. Values Others’ Views 

3. Appreciates Differences Among People 

4. Takes Action to Solve Problems and Conflicts 

•  Takes steps to improve bad relationships (Q24.4)

•  Takes action to resolve interpersonal conflicts (Q24.10)

•  Finds win/win solutions (Q24.6)

•  Learns from his/her mistakes (Q24.21)

•  Sorts essential from unimportant information (Q23.13)

Effective Management Behaviors Groupedinto 6 Management Qualities

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 42/56

42

1. Values New Ideas

2. Values Others’ Views 

3. Appreciates Differences Among People4. Takes Action to Solve Problems and Conflicts 

5. Communicates Expectations 

• Communicates what he/she expects to be accomplished (Q24.11)

• Provides understandable performance data (Q2)

Effective Management Behaviors Groupedinto 6 Management Qualities

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 43/56

43

1. Values New Ideas

2. Values Others’ Views 

3. Appreciates Differences Among People

4. Takes Action to Solve Problems and Conflicts

5. Communicates Expectations

6. Principled 

• Maintains consistency between words and actions(Q24.16)

• Acts in ways that build respect in him/her (Q24.2)

• Models the behavior he/she expects from others (Q24.3)

• Recruits and promotes fairly regardless of race, gender,

sexual orientation, or age (Q24.15)

Effective Management Behaviors Groupedinto 6 Management Qualities

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 44/56

44

Workplace Respect Measures

(6 measures) = .87

Workplace Cooperation Measures

(9 measures)

= .89

Effectiveness Measures(7 measures)

= .90

Effective Management Behaviors

(19 behaviors) = .98 

r ² = .66 

r ² = .77 

r ² = .74 

Management Effectiveness Model 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 45/56

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 46/56

46

Leadership Qualities and Behaviors

 My supervisor... 

• Appears self-confident (Q24.7)

• Remains confident despite setbacks (Q24.9)

• Talks optimistically about the future (Q24.12)

• Conveys a strong commitment to goals (Q24.17)

• Communicates inspiring vision for change (Q24.18)

• Presents convincingly to a group (Q24.14)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 47/56

47

Management Detractors 

 My supervisor... 

• Loses temper under pressure (Q24.28)

• Makes some people look good at others’expense (Q24.29)

• Discourages bringing up problems (Q24.25)

• Favors an “in group” of subordinates (Q24.27)

• Waits until a problem escalates beforeacting (Q24.30)

• Makes subordinates feel stupid when theydisagree (Q24.26)

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 48/56

48

Workplace Respect Measures

(6 measures) = .87

Workplace Cooperation Measures

(9 measures)

= .89

Effectiveness Measures(7 measures)

= .90

Management Detractors

(6 behaviors) = .92

Leadership Qualities and Behaviors

(6 behaviors) = .94

Effective Management Behaviors

(19 behaviors) = .98

r ² = .63 (r = -.79) 

r ² = .86

 

r ² = .66 

r ² = .77 

r ² = .74 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 49/56

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 50/56

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 51/56

51

Sustainable Improvement 

• Based on values and principles

• Goals that can be expressed as performance

expectations• Based on an empirically-verifiable behavioral

model

• Measurable results that support performance

improvement 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 52/56

52

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 53/56

53

I know about and understand

the data my unit uses to

measure its performance

My Supervisor takes time to

listen and understand my views

My supervisor values 

experiences and perspectives 

of people from diverse 

backgrounds 

When work problems surface my co-workers produce 

information and ideas that help 

solve the problem 

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 54/56

54

Workplace Respect Measures(6 measures)

Workplace Cooperation Measures

(9 measures)

Effectiveness Measures(7 measures)

Management Detractors

(6 behaviors)

Leadership Qualities and Behaviors

(6 behaviors)

Effective Management Behaviors

(19 behaviors)

Sensitivity Analysis

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 55/56

55

FAQs

• Can the survey be “gamed”? 

• Minimum N for valid results?

• Can results be used to evaluate individuals’

 performance?

• What scores amount to a “wake-up call”? 

• What can a manager do about low scores?

7/30/2019 Presentation to u Cop h Rv 2

http://slidepdf.com/reader/full/presentation-to-u-cop-h-rv-2 56/56

56

Thank You

www.abs.uci.edu 

View This Presentation at... 

UC I University of California, Irvine