practical issues and logistics- tissue resources and irb/hipaa william e. grizzle department of...

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Practical Issues and Logistics-Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham [email protected]

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Page 1: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

William E. GrizzleDepartment of Pathology

University of Alabama at [email protected]

Page 2: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Tissue Collections-Maximized

-Rapid

-According to Specifications

-Uniform Collections

-Quality Control

-Cost Effective

Page 3: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Tissue Collections

-Fresh -Paraffin Blocks

-Frozen -Paraffin Slides

-Fixed -Frozen Sections

-Tissue Arrays -Whole Blood

-Serum -Saliva

-Plasma -Urine Pellets

-Buffy Coat -Urine Supernatant

Page 4: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

>200 Patients per Week

> 500 Specimens per Week

Page 5: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

1) Relationship of tissue resource personnel to the patient- the source of the tissues

2) Informed Consent

3) Confidentiality

4) Security of Information

Page 6: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Relationship of tissue resource personnel to the patient.

In general, personnel managing the Tissue Resource and those collecting tissues have no direct relationship with those patients from whom tissues are obtained

Page 7: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Lack of a relationship may cause problems

1) No direct access to patients

2) Identification of patients/tissues of interest

3) Cold contact

4) Efficiency of collection of informed consent and HIPPA authorization

5) Patient’s physician may object to contact

Page 8: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Identified Tissue and Information

Bank or Tissue Resource

Limited Data Set De-identified Anonymized

Patient ‘s Remnant Diagnostic or Therapeutic Tissue and Protected Health Care Information

IRB and

HIPPA

IRB

IRB and

HIPPA

Page 9: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Regulations of IRB and HIPPA

Too Much

Too Little

Too LittleResearch

What are the ethics of not performing research??

Page 10: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

INFORMED CONSENT

IF TISSUE IS ANONYMIZED SHOULD INFORMED CONSENT

REQUIRED??

Page 11: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Informed Consent-Research Performed Using

clinical protocol

operative model

non-operative diseases-type II diabetes

role of autopsy

Informed Consent-Research Affecting Populations and/or Families

cystic fibrosis

sickle cell anemia

type II diabetes

Page 12: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Lack of a relationship may cause problems

INFORMED CONSENT

FOR WHAT TISSUES/ACTIONS?

WHEN TO OBTAIN?

WHO WILL OBTAIN CONSENT?

WHERE WILL IT BE OBTAINED?

Page 13: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

INFORMED CONSENT

To obtain blood/bodily fluids

To investigate inheritable disease

For recontact

For negative concerns of populations

Page 14: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

WHEN TO OBTAIN INFORMED CONSENT

ON ADMISSION

AT CLINIC

IMMEDIATELY PREOPERATIVE

POST OPERATIVE

AFTER DISCHARGE

Page 15: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

OBTAINING INFORMED CONSENT ON ADMISSION

GREATEST ACCESS TO PATIENTS

MOST EFFICIENT

# POINTS OF ADMISSION

TRAINING OF PERSONNEL

Page 16: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

OBTAINING INFORMED CONSENT ON ADMISSION

CHAOS, INTAKE OF PATIENTS RAPIDLY

PATIENTS VERY BUSY WITH HIGH VOLUME OF INFORMATION

PATIENTS AND FAMILIES UPSET

COSTS SHIFTED TO MEDICAL CENTER

Page 17: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

OBTAINING INFORMED CONSENT AT CLINIC

MAY BE CALM TIME

PATIENTS FOCUSED ON DISEASE

SPACE A PROBLEM

TISSUE RESOURCE PERSONNEL ARE GUESTS

TOO MANY CLINICS AT SAME TIME

Page 18: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

OBTAINING INFORMED CONSENT IMMEDIATELY PREOPERATIVE

STRESS HIGH

SPACE CONSTRAINT, TISSUE PERSONNEL ARE GUESTS

TIME CONSTRAINT

ONLY OPERATIVE PATIENTS

Page 19: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

OBTAINING INFORMED CONSENT POST-OPERATIVE OR WHEN AVAILABLE

MILD SEDATION

PATIENT FOCUSED

TIME PRIOR TO DISCHARGE

PATIENT LOCATION (1 HR/ PATIENT)

CONSENT ONLY PATIENTS ACCESSED

Page 20: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

CONFIDENTIALITY

PERSONNEL NEED TO COLLECT PHI ON PATIENTS

SIGN CONFIDENTIALITY AGREEMENT

INFORMATICS SYSTEM

PROVIDE ONLY DE-IDENTIFIED OR LIMITED DATA SET

Page 21: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

SECURITY

NEED ACCESS TO PHI

PREVENT UNAUTHORIZED ACCESS TO PHI

AUDIT TRAIL

KEEP DATABASE STRUCTURE SECURE

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

Page 22: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

SECURITY

CONTROL AND MONITOR ALL ACCESS

LIMIT AND MONITOR WRITERS TO DATABASE

LIMIT AND MONITOR THOSE WHO CAN CHANGE STRUCTURE OF DATABASE

Page 23: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

SECURITY

ON LINE (INTERNET)

ALWAYS

LIMITED HOURS

NEVER

USE SERVER AS CONTROL

CRYPTOGRAPHIC APPROACH

Page 24: Practical Issues and Logistics- Tissue Resources and IRB/HIPAA William E. Grizzle Department of Pathology University of Alabama at Birmingham wgrizzle@uab.edu

Practical Issues and Logistics-Tissue Resources and IRB/HIPAA

William E. GrizzleDepartment of Pathology

University of Alabama at [email protected]