-----·-·----------·---···--

---------- --- --- ---- ----- -- ------ ----------------

of filing

--·- ·· -----··----------

I.

Report Required by the Ethics :FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. 1/2010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-ll 1)

l. Person Reporting (last name, first, middJe initial)

POSNER, RICHARD A

2. Court or Organization

U S COURT OF APPEALS 7th CIRC

3. Date of Report

06/03/2010

4. Title (Article 111 judges indicate active or senior status: magistrate judges indicalc full- or par1-time)

ACTIVE US CIRCUIT JUDGE

Sa. Report Type- (check apprnpriale type)

0 Nomination, Da1c

0 Initial 0 Annuat 0 final

Sb. D Amended Report

6. Reporting Period

0110 I !W09 to

12/3 I/2009

7. Chambers or Office Addre:i;s

219 S DEARBORN ClllCAGO IL 60604

8. On the basis of rhe info.-mation contained in this Report and any modifications pertaining thereto, it is, in my opinion, ln compliance with applicable la'l-\·s and regulations.

Reviewing Orticer_ ____ · ·---·- ---· --·--------·- Osle··-----·· --·---- --·-------------

]Jlf PO RT ANT NOT ES: The instructions accompanying tit is form must be followed. Complete all parts,

checking the iVO:VE boxfor each part where you ha»e no reportable information. Sign on last page.

J. P()SJ.TJ ONS. (Reponing ih<li•iduul t1nly; see pp. 9-13 of filing in-'lructions.)

D NONE (No reportable position:,·.)

POSITION NA!v1E OF ORGANIZA TJON/ENTITY

SENlOR LECTURER UNIVERSITY OF CHlCAGO LAW SCHOOL

2. TRUSTEE TRUST'.

3. CHAIRMAN OF HOUSE COMMITTEE UNIVERSITY OF CH!CAGO QUADRANGLE CLUB (FACULTY CLUB)

4.

5.

'.. )

Jl. AGREEMENTS. (Reporting indivitlual vn }-'; see pp. J.J-16 instrucrfrm.r.)

ZJ NONE (No reportable agr.:ements)

PARTIES AND TERMS

I.

2.

3.

Posner, Richard A.

------------- -·-····-----

INCOME

---··--·---------

--- ---- - ---- ---· · --------------------------- ---------

------------------ · ·-- - · · ·-------

··-------------

----- ------ ------ ------ ····---· -----------------------

------ --- --- ------ --------

---- -----

SOURCE AND TYPE

---� ----- ----··· -------------------

-- ---·--------------------

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

POSNER, RICHARD A. 06/0312010Page 2of11

Ill. NON-INVESTMENT INCOME. (Reponingimli»iduula11dspou>e;seepp. 17-Noffilingin.lfrncrions.)

A. Filer's Non-Investment Jncome

D NONE (No reportable non-investment income.)

SOURCE AND TYPE (yours, not spouse's)

I. 2009 l.JNIVERSITY OF CHICAGO LAW SCHOOL; PART TlME TEACHING

$25,590.00

2. 2009 HARV ARD UNIVERSITY PRESS; ROY AL TIES $40,189.54 -·

3. 2009 UNIVERSITY OF CHICAGO PRESS; ROYALTIES $906.34

4. 2009 OXFORD UNIVERSITY PRESS (ENGLAND); ROY ALTIES $12.74

5.2009 EDWARD ELGAR PUBLISH G; ROYALTIES $2.421.90

6. 2009 STANFORD UNIVERSITY; ROYAL TIES $28.89

7. 2009

8. 2009

BETH VESEL AGENCY; ROY Al TIES

TllE AUTHORS' REGISTRY; ROYALTIES

-

$695.00

SI 56.32

9. 2009 OXFORD UNIVERSITY PRESS (NORTH CAROLINA); ROY AL TIES $2.42101

10. 2009 WALTERS KJ.UWER!ASPEN; ROYALTIES 15564.43

11. 2009 THOMPSON/WEST; ROY AL TIES $390.96

B. Spouse's Non-lnvcst1nent lnco1nc - I/you were m"rrjed during uny pr>rtion of the reporrint: J!t:ur. complete this .sc·<:tiun.

(Dollar amount nor reqrJired except for honor(lriu J

[ZJ NONE (No reportable non-investment income.)

I.

2.

3.

4.

JV. REIMBURSEMENTS - trun.<portutian, lodg;ng,food, enrertainment.

(.Includes those to spouse t1nd dependent chifdren; see pp. 2 5-2 ;·of filing in.'ilrucrions)

n NONE (No reportable reimbursements.)

SOURCE PROVIDED

------------------·· ---------------------------

-------

------ --- -----

Name of Person Reporting Oat• of Rept>r! FINANCIAL DISCLOSURE REPORT

Page 3of11 POSNER, RICHARD A. 06/03/2010

LOCATION PURPOSE ITEMS PAID OR

I. SEE A IT ACHED SEE AlTACHED SEE A 1T ACHED SEE ATTACHED SEE ATTACHED SCHEDULE

SCHEDULE SCHEDULE SCHEDULE SCHEDULE

2.

3. --·---·------ --··---

4.

5.

FINANCIAL DISCLOSURE REPORT (2009)

IV. REIMBURSEMENTS

SOURCE

1. Seventh Circuit Court of Appeals

2. The Inns of Court

3. Harvard University

4. Columbia Law School

5. Harvard University Press

6. Cardozo School of Law

7. The Federalist Society

8. Yale Federalist Society

Richard A. Posner

DESCRIPTION

3/02 to 3/03 Washington, DC; Sitting by Designation/ Federal Circuit; transportation, hotel & food

3/04 to3/05 Washington, DC; Speech; transportation, hotel &

food

3 / 06 to 3 / 07 Cambridge, MA; Speech; transportation, hotel & food

3/24 to 3/25 New York, NY;

Moot court finals; transporta lion, hotel & food

4/22. New York, NY; Interview; transportation, hotel &

food

4/2.1to4/24 Washington, DC; Meeting; transportation, hotel & food

4/25 to 4/26 New York, NY;

Conference; transportation, hotel &

food

4/27 Washington, DC; Speech; transportation, hotel &

food

4/28 New Haven, CT;

Debate; transportation, hotel & food

9. United States District Court

10. LECG, LLC

11. The Federalist Society

12. Institutional Investor

13. University of Chicago

14. Institutional Investor

5/17 Indianapolis, IN;

Conference; transportation, hotel & food

6/18 to 6/20 Washington, DC;

Conference; transportation, hotel & food

7 /08 to 7 /11 New York, NY;

Conference; transportation

7 /21 to 7 /24 San Diego, CA;

Debate; transportation, hotel & food

10/5to10/7 New York, NY;

Speech; transportation & hotel

10/13 to 10/15 New York, NY;

Conference; transportation & hotel

Harvard Kennedy School 10/15to10/17 Cambridge, MA; 15.

16. Columbia University

17. Harvard Law School

18. Yale Law School

Conference; transportation

11/03to11/05 New York, NY; Conference; transportation, hotel & food

11/15to11/19 Cambridge, MA; Moot court; transportation

11/19to11/20 New Haven, CT;

Workshop; transportation

SOURCE DESCRIPTION

-------------------------------- ----··--

YALUE

D:t:(t of Report Name of Person Rcpflrling FINANCIAL DISCLOSURE REPORT

Page 4 of 11 POSNER, RICHARD A. 06/03/2010

V. G.JFTS. (Jm:ludes those tfl .)P()USe and dependent children; see pp. 28 31 ojjiling instruaittns.)

[ZJ NONE (No reportable gifts)

1.

2.

3.

4.

s.

\lJ. LIABILJTJES, (Ind11tl<5 those ofsp<1use und dependent children; see pp. 32-33 of filing instructilln-'.)

[ZJ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

CODE

3.

4.

5.

i

ti)

_J

'------·����������������������������������--�����

I

l i

I I

Date of RepuYC Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of11 POSNER, RICHARD A. 06/0312010

VII. INVESTMENTS and TRUSTS - income, »alue, transactions (Includes rhose of.<pou.>e and dependent children; SU PP· 34-60 of filing ;nstruction. )

D NONE ('/\fo reportable income, assets, or transactions.)

B. c. DA

Description of Assets

(including tms1 assets) Jncome- during

rcportmg period

Gross value a! end

of reporting. period

Tran$'1Ctions during reporting period

Place "(X)'' after t::ach asset

exempt from prior disclosure (A-H)

l. BROKERAGE ACCOUNTS AND MUTUAL FUNDS:

2. DWS MANAGED MUNI BOND FUND -

CLASS S

3. VANGUARD 500 INDEX ADM f'lfN])

4. MONEY MARKET ACCOUNT

5. BLACKROCK NAT'L MUNI FUND

6. BLACKROCK NAT'L MUNI INSTL FUND

7. NlJVEEN MUN! MARKET

OPPORTUNITY FUND

8. BLACKROCK MUN! 2018 FUND

9. BLACKROCK GLOBAL ALLOCA TJON FUND A

ltl. BLACKROCK GLOBAL ALLOCATJON

FUND B

II. NUVEEN INSURED QUALITY MlJNJ FUND

12. NUVEEN SELECT QUALITY MUNI

FUND

13.

14. SEP RETIREMENT ACCOUNT:

15. BLACKROCK BASIC VALUE FUND

16. BLACKROCK GLOBAL ALLOCATION FUND

17. TIAA MONEY MARKET ACCOUNT

I. Jr.come Gam Codes: A -'-Sl.000 llr le. s

(See Columns 0 J and 04) 2. Valur Cod

tSee Columns CI and 03)

F =Slll,llOI - Sl00,000

) 41 5,000 UI' !t:.S:i N =S250.00J - Sl00.000

! 3. Value Mi::thOO Codc:s

t_S<;c Column C2)

P3 =$25,000,00I - $50,000,(X)O

Q '"Appr11.isal

U .-.nook Value

D

D

A

A

A

B

A

A

A

B

B

E

A

A

(2) Typt: l<: g.

div., rt.:m,

or int)

Va.Jue

Code 2 (J-P)

Dividend M

Dividend N

Dividend J

Dividend K

Dividend K

Dividend K

Dividend J

Dividend J

Dividend J

Dividend K

Dividend K

Dividend 0

Dividend K

Dividend J

B =Sl.001 - 12 .500 G =1.lU0,001 - Si,000,000

K s 15,00 I · S50,Q<.J()

0 =$5(1(),001 - SJ ,000,000

R =Cost (Real Estate Only) V -Other

(2)

Value Mo1hod Code J

(Q-W)

ii) Type {e.g . .

buy, sell,

n.:dempiion)

(2) Date

(J) Vu!uc

mm/d<l.!yy Ct\de 2 : (J-P)

. I

(4) Gam

Code I

{A·ll)

---- · ·---·--· ·-··-

T

T

T Buy

T

T

T

T

T

T

T

T

T

T

T Huy

C "12.50 I - S5.00{) lll "·Sl,{JD0.001 - 5S,000.000 L -.sso,001 - s100,ooo

Pl "'"$1,000,001 - S5,DOO,OOO P4 "'"Mme lhan $ 0.000.000 S ,_;\ se.umcnt W -"fa!im,ilcd

12i30/09 J

04/01109 J

D··'·SS,001 - Sl5,000 H2 "'-More 1han SS,000,000

M =SIOO,OIJ ! - $250,000 P2 ""SS.000,001 -12).UOO.<J<itt

T =Cash Mar el

(5) Idt:ntity c1f

huycr/scllcr

(if priva!c

transaction}

E 115,UOI - S50,0tl0

I

I ····· ·- ---------�--L

(I)

•

(2)

:

--

:

I

•

:

i

I

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of11 POSNER, RICHARD A. 06/03/2010

VII. INVESTMENTS and TRUSTS -- i11come, value, transactions r1nc1udes those of spouse and depemlent children: ,ee pp. 34-60 "ffllini: ins1ruc1ions.1

D NONE (No reportable income, assets, or transactions.)

' A. B. C. D. Description of AssC'tS Income during Gros value at end Tran:rni.:finns durmg n:ponmg period

(including trust assets) rc_ -ing period . of reporting period. -- ··

(I) (2) {I) ·m1-0> (5) Place "(X)" after each asset Amounl : Type (e.g .. Value Vafue Type (e.g., '.ci���r-Dau: Vaiuc. lckntity of

exempt from prior disclosure Code I div.• rent. Code 2 Method buy. sell, mm/dd/yy Code 2 buyer/seller(A-H) or int.) (J-P) Code) redemption) (J-P) (A-HJ (if privateI lnmsaction)(Q- V? _J_

l 8.

19.

20.

TRUST ACCOUNT:

TJAA MONEY MARKET ACCT-LAST A Dividend YR WAS CMA TAX EX. FD- LINE 19

J

121. BLACKROCK NA T'L MUNI FUND R Dividend K INSTITUTIONAL

22. BLACKROCK MUNI INS FUND

23. BLACKROCK GOLBAL DYNAMIC EQUITY FUND

24. BLACKROCK GOVT INCOME FUND A

25. DWS GNMA FUND CLASS S

26. D\VS SHORT DURATION PLUS FUND -CLASS S

27. D\VS CLJMATE CHANGE FUND -CLASS S

28. DWS MANAGED MUNI BOND FUND -CLASS S

29.

30. RETIREMENT ACCOUNT:

3 l. BLACKROCK BASIC VALUE FUND A

32. HLACKROCK GLOBAL ALLOCATION FUND,,

33. MLBANK USA RASP ACCOUNT

34.

c

A

B

D

D

c

Dividend L

Dividend K

Dividend K

Dividend M

Dividend M

None J

Dividend M

None

None

None

T

T

T

T

T

T

T

T

T

l\.lerged (witl1 line 15)

Merged (with line 16)

Merged (with line 17)

-----

:

I

I Income Gain Codes:

(See Co)umns Bl and 04} 2. Value Cvde5.

{SeeColumn11CI ilnd 03)

J Vttlue Mdhud Codi:s. (See Column C2)

A =-Sl.000 or le::.s f•S50,00J - SI00,000 J .:.SJS, 000 or less N =$250,001. S$00,000 rJ -s2 .ooo,001 - sso,000,000

Q·.:::Apprnisal

t; =:flook Value

B ..:$J,ll0!·-$2,:SOO G =-$100,001 - St,000,000

K .- >I 5,001 - SS0,000

O 0S500,001 · Sl,000,0CJ()

R ""Cos1 (Re<1J Esiittl! Only) v .oc:Othc-1

C :0::$2,501 - SS,000 HJ -o.oSi.000,001 -$5,000,000

L =l.50,00 i - S t00,000

Pl =:S!,000,001 - SS,000,00U

P4 =More lh<in $50,IXJO,OOO S':':Ass srnen! W=E:nimalc:d

D 0$5.0UI · Sl5,000 !'. -=SJ5.0U1 - SS0.000 fl:!: =More than SS.000,0no 1v1 =SJ00,001 - li250,000

f>2 =SS.000,001 - :S25.000,UOO

T =C sh Marke!

r ss �;,e enT- ---. pcrio _L_ (4) (2)-

I ------ ( A_-_'l_) ___ _L

151 ---·- -----

I

:

\

I

or int) _ : redemption} _L ___ J-P) (A-ll) Method

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of11 06/03/20]()POSNER, RICHARD A.

VII. INVESTMENTS and TRUSTS - income, ,,.1u •• rrumac1ions r1n..iuue;· 1hose of spouse""" d•P""''"' children;sa pp. H-60 offiting inwuctions.;

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets Jncom uring al Tran.saclions duri reporting period (including: trust assets) reporting period of reporting

l(l) (2) (J) l (l) -------(2, (3) (5)Identity ofPlace ''(X)'' after each asset Value Type (e g, Date Value Gain

buy, self, 'mrnldd/yy Code 2 Code Amount Type (e.g., Value

Code I Idiv., reni. Code 2exempt from prior disclosure buyerlsclicr

(if private

transactio1l) I

35.

36.

57.

38.

39.

40.

41.

42.

43.

44.

45.

46.

47.

48.

49.

i 50

IR A ACCOUNT #i

BLACKRO CK GLOBAL ALLOCATION A Dividend K TFUND

BLACK.ROCK MIDCAP VALUE None J TOPPORTUNITY FUND B

BLACK.ROCK M]l)CAP VALUE A Dividend J TOPPORTIJNJTY FUND A

T!AA MONEY MARKET ACCT (PREY A Dividend J TML BANK USA RASP ACCT)

I R A ACCOUNT #2:

T!AA MONEY MARKET ACCT A Dividend J T(FORMERLY ML BANK USA RASP ACCOUNT} CERTIFICATE OF DEPOSIT B Interest Matured 04/17/09 KWILMINGTON TRUST CO

BLACK.ROCK PACIFIC FUND A Dividend K T

BLACK.ROCK BASIC VALUE FUND A Dividend K T

BLACKROCK GLOBAL ALLOC FUND A Dividend L T

llLACKROCK VALUE OPPORTUN!T!ES 1\ Dividend K THJND

RLACKROCK GLOBAL DYNAMIC A Dividend L T

EQUfrY FUND

BLACKROCK LATIN AMERICA FUND A Dividend K T

AMERICAN FUNDS JNTERM!DIATE c Dividend L TllONDFUNDA

BLACKROCK TOT AL RETUR,'l FUND c Dividend L T

- -·-------····

'

:

I

I. Income (jain Codes: (Sc:- Columns Bl :m<l D4J

2. Value Codes (Sec Columns Ct and 03)

3. Value Method Code$ (St" Column C2)

A ··S!,000 or lc s r=S50,001.SIOO,OOO

J =SIS,000 or less N "Sl50,00 l · S500,00U

PJ =$25,000,001 - $50..000,0UU

Q "'Appraisal U :=Sook Value

H -Si,(}(IJ 52.)00 (1 "'1J00,00l -$1,00f.l,OLlO

K -$15,0(11 - ')50,0()(1 0"1500,00J ·ll,000,000

R -Cosl (Real E:.1.1te Only) \'-Other

c =$2,501. $5,000 111 -s1.ooo,001 - s5,ooo.ooo

L 0$50,001-$100,000

Pl =Sl,000,UOI · 15,000.000P4 =Mort than S50,000,000

S .:.As:.t"::;smer\t W -=Estimated

D ".$5,001 - l;J;OO r, "'515,UlH - SSO,OOC1 H2 =More 1hat1 $5,000,000 M =SJ00,001 - $250,000P2 -s5.000,l}IH . S25,CIOO.oou

T"'Cast.Market

· ····---A-.----------

(I) (3)

I �� -0v: ---

!

!

I I

I I

(Q-W)

Datt: of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 8of11 0610312010POSNER, RJCHARD A.

VJ I. INVESTMENTS and TRUSTS - income, •• 1.,,, 1ransac1ir>ns r1nc1udes 1hose ofspause and dependmr children; ue PP· J4-6o offiting irrstrucrions.J

D NONE (No reportable income. assets, or transaclions.) 1-·--·------·-·

B c. D. 1 Description of Assets Income: during Gross value at end Transactions during reporting period

(includ1ng trust assets) reporting period of reporting period

Place "(X}" aftt:r each asset

L xempt from prior disctosure

II) T (2)IAmounl

I Type (e.g .•

CoJo I div . rent,{A-H) or int) (J-P) Code 3

Type (e.g.,

redemption)buy. scli.

: l

(2) Date

mm/ddiyy Value

Code 2 j (J-P)

(4) Gain

Code l (A-H)

(5) ldentity of

buyer/seller (if pfr·iatc

transaction) ____!

----·----·--

52. US TREASURY STRIP ZERO COUPON BOND

53. CERTIFICATE OF DEPOSIT TEMECULA VALLEY BANK

: 54.

55. RETIREMENT ACCOUNTS:

56. VANGUARD 500 INDEX FUND -

!'.'NESTOR CLASS

57. TIAA CREF RETIREMENT ANNUITIES

58. TJAA REAL EST A TE FUND

59. TIAA CREF STOCK MUTUAL FUND

(SRA RETIREMENT)

: 60. CR.El' MONEY MARKET

'61.

62. BANK FINANCIAL (BANK ACCOUNT)

63.

64.

1 65

66.

67.

68.

A

B

I'

A

None J

Interest

Dividend N

Dividend Pl

None M

None N

None J

Interest J

T

Buy

Matured

T

T

T

T

T Buy

T

0 Ill 5/09 K

07i20/09 K

11102109 J

I

I. Income G;iin Codes. (See C'olunms Bl :mil 04)

2. VnlucCt•de:;; lSee Columns CI and 03)

3. Value Mclhod Cotk (Se Coh.1mn ('2.}

A -11.000 or kss F =S50,00I - SI00,000J '$i5,000ork:>:> N "$250.00 I - Sl00.000 P.3 "'S25,000.00J · l-50,000,000Q=!\ppraisalU =Bouk Value

LJ ,..,Sl,001 • S2,500 ,; 4100.001 - $1.000.000 K s1s,001 -$50,000 0 =!500.001 - 11.000.000

R =Cost (Real Estnte Only)

V==Othcr

C =S2,5UI - S5,00DHI =S\,000,001. SS,000.000 L =150.001 - S!00,000

Pl =Sl,000,001 - $5.oo0,000

P4 =-More than SSO,OOfJ,000 S =As ment W "'-Estimated

D "' 5,00J ·SI 5.000 E "'-'Sl5,00I - 550,000H2 =M1Jr-t than SS.000.000 M .=$100,001 -$250,000 P2 °'"SS,OoU.001 S25,000,000

r =Cash Market

I

(2)

----- -------

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 9of11 POSNER, RlCHARD A. 06/03/2010

VII. INVESTMENTS and TRUSTS - income, value, rransuctions r1nc111des those ofspouse •nu dependent children: see PP· 34-60 of filing inrtruc1ions.J

0 NONE (No reportable income, assets, or transacrions.)

69.

A. Description of Assets (inchidmg trust assets)

Place:: "(X)" after ach asset exempt from prior disclosure

-·-1·-- c

Income during Gross value at end

reporting period of reporting perkJd (2)I-iii I

Amount : Type (e.g.,f code l i (A-H)

div., rent,

or lnt.)

; (l)

I Value

Code 2 (J-P)

Value Method Code)(Q-W)

'----·

D. Transactions during reporting period

-·-·1· ·- · ( l) (2) (3)

Type {e.g., Date Value

buy. sell, mm/dcL'yy Code 2 rc-d('mption) 1 (J-P)

1 ·2:InJ-Codc I (A-H) f

I

(5) 1dentiry of

buyer/seller

(if private

lrs.nsa.ction)

I. Income Gain 01cks· A =)I ,000 or Jess U "'"SI.DOI - S2.500 G•ll00,001 -11.UOO,OOO K •$ 15.001 - !50,000

c •12.501 - 15 ,000 D·Sl,001 -115,0llO E •115.00 I - 150,000(See Columns BI Md l)4)

2. Value Codes

(See Columns Cl and 03)

3. Value Mc1hu1J Codes

(See Column C2}

F •SI0,001 -SI00,000J "'SIS,000 or less N •1210.001·1500.000 Pl $25,000,00l - SI0,000.000

Q =Appraisal

U =-Book Value --------···

0 •SIOu.001 -Sl.000.000

K =Cos! lReal Estate Only)

V ·Other

HI ><Sl,000.001 -$5,000.00V L sso.001 - s100.ooo

rJ ,.,.Sl.000,00!. $5,00U,000 P4 ""More- than S:S0.000,000

S '='Ass sn cnt W=Es11ma1ctl -----

H2 ,..More than S5.000,000 M :SJOO.OOf - S250,000P2 =SS,(J00,001 • 25,0U0,000

T -·Cash 1'.farke:t

Name of Person Reporting Date or Repurt FINANCIAL DISCLOSURE REPORT

POSNER, RlCHARD A. 06/03i2010Page 10 of I I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReporl.)

Name of Penon RepDrting Date of Report FINANCIAL DISCLOSURE REPORT

Page 11 of 11 POSNER, RICHARD A. 06/0312010

IX. CERTIFICATION.

J certify that aU information given above (including information pertaining lo my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and t>elief, and that any information not reported was withheld t>ecause it met applicat>le statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honuraria and lhe acceplance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 ct. seq., 5 lJ.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WfLFlJLLY FALSl:FIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § !04)

FJUNG INSTRUCTIONS

Mail signed c1riginal and 3 additional copies lo:

Committee on Financial Disclosure Administrativi.: Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, O.C. 20544