portfolio management systems 2008/2009

PfcProductfunctionalitycharts

2008/2009Portfolio Management Systems

A Sponsored Resource Guidewww.wallstreetandtech.com/pfc/pm

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PFC_PM_08_11-7.qxd 1/5/09 3:15 PM

Go to www.wallstreetandtech.com/pfc/pm for quarterly updates to all charts.Wall Street & Technology • 2008/2009 3

PfcProductfunctionalitychart

uying a new portfolio management system is a significant investment of time and budget.You need a system that maps to your firm’s specific business objectives and can be inte-grated into your technology environment. You look for a technology partner that is proven

and trusted, and will evolve along with your changing business needs. No easy task. We trust thisguide will help you navigate the maze of questions you may have and offer clarity on which systemsbest suit your needs.We’re pleased to bring you the 2008/2009 edition of Wall Street & Technology’sPortfolio Management Systems Product Functionality Chart (PFC).

Please note that this comprehensive directory can be found on our Web site.You can customizeyour search with our online version, or forward the entire chart in pdf format to a colleague.Theinformation included in this guide has been provided by the vendors themselves and cannot beentirely validated by WS&T. If you have any thoughts on how we could improve this offering for yourneeds, please share them with me.

SSPPOONNSSOORRSS

John EckeVP/Group [email protected]

Best,

PPrroodduucctt FFuunnccttiioonnaalliittyy CChhaarrtt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

CCoommppaannyy PPrrooffiillee PPaaggeess

Advent Software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

Croesus Finansoft. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

Eagle Investment Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

INDATA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

Odyssey Financial Technologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

Princeton Financial Systems. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

SimCorp . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

State Street. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

Thomson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

2008/2009 Portfolio Management Systems PFC

PPUUBBLLIISSHHEERR’’SS NNOOTTEE

B

Special thanks to Blair Kanter, who assisted us in preparing this chart. Kanter is an investment andwealth management industry consultant with more than 25 years of experience. Formerly of IBM andPricewaterhouseCoopers, Kanter launched BenJen Consulting in June 2008. He can be reached at:[email protected] or 609.947.3523

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Go to www.wallstreetandtech.com/pfc/pm for quarterly updates to all charts.Wall Street & Technology • 2008/20094

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EQUITIES/SHARES

Common Stock • • • • • • • • • • •Preferred Stock • • • • • • • • • • •Convertible Preferred Stock • • • • • • • • • • •Warrants • • • • • • • • • • •Rights • • • • • • • • • • •ADR (American Depository Receipts) • • • • • • • • • • •GDR (Global Depository Receipts) • • • • • • • • • • •TREASURIES & AGENCIES

Treasury Bills • • • • • • • • • • •Treasury Notes • • • • • • • • • • •Treasury Bonds • • • • • • • • • • •Agency Debentures • • • • • • • • • • •Agency MTN (Medium Term Notes) • • • • • • • • • • •Agency Discount Notes • • • • • • • • • • •Zeroes (Zero Coupon Bonds) • • • • • • • • • • •Stripped Interest Only • • • • • • • • • • •Federal Funds • • • • • • • • • • •Inflation Indexed Bonds • • • • • • • • • •CORPORATES

Investment-Grade Corporate • • • • • • • • • • •High-Yield Corporate • • • • • • • • • • •High-Yield Corporate – Stepped Coupon • • • • • • • • • • •High-Yield Corporate – PIK • • • • • • • • • • •Convertible Bonds • • • • • • • • • • •Yankee Bonds • • • • • • • • • • •Adjustable Rate Securities • • • • • • • • • • •MORTGAGE- & ASSET-BACKED SECURITIES

GNMA – Pass-Through • • • • • • • • • • •GNMA IIs – Pass-Through • • • • • • • • • • •FNMA– Pass-Through • • • • • • • • • • •FHLMC – Pass-Through • • • • • • • • • • •TBAs (To Be Announced) • • • • • • • • • • •Dollar Rolls • • • • • •Pair-Offs • • • • • •Turn-Arounds • • • •CMOs (Collateralized Mortgage Obligations) • • • • • • • • • • •REMICs (Real Estate Mortgage Investment Conduits) • • • • • • • • • • •Interest Only (IOs) • • • • • • • • • • •Principal Only (POs) • • • • • • • • • • •ARMs (Adjustable Rate Mortgages) • • • • • • • • • • •Commercial Mortgages • • • • • • • • • • •Whole Loans • • • • • • • • • • •Asset-Backed Securities • • • • • • • • • • •SBA Loans (Small Business Administration) • • • • • • • • • • •

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General Obligation Bonds • • • • • • • • • • •Revenue Bonds • • • • • • • • • • •Pre-Refunded Bonds • • • • • • • • • • •State & Municipal Agency Bonds • • • • • • • • • • •DERIVATIVE PRODUCTS

Financial Futures • • • • • • • • • • •U.S.Treasury Futures • • • • • • • • • • •Municipal Bond Futures • • • • • • • • • • •Physical Futures • • • • • • • • • • •Index Products • • • • • • • • • • •Options on Futures • • • • • • • • • • •Options on Index Products • • • • • • • • • • •Options on Stock • • • • • • • • • • •OTC Options • • • • • • • • • • •Currency Options • • • • • • • • • • •Interest Rate Swaps • • • • • • • •Equity Swaps • • • • • • • •Currency Swaps • • • • • • • •Total Return Swaps • • • • • • •Credit Default Swaps – Single Name • • • • • • •Credit Default Swaps – Index • • • • • •Credit Default Swaps • • • • • • • •Swaptions • • • • • • •Collateralized Debt Obligations • • • • • • • • • •Collateralized Bond Obligations • • • • • • • • • •TAXABLE MONEY MARKETS/REPOS

Commercial Paper • • • • • • • • • • •Time Deposits • • • • • • • • • • •Eurodollar Time Deposits • • • • • • • • •Bankers Acceptances • • • • • • • • • • •Term CDs • • • • • • • • • • •Eurodollar CDs • • • • • • • • •Floating-Rate CDs • • • • • • • • • • •Repos • • • • • • • • • • •Reverse Repos • • • • • • • • • • •TAX-EXEMPT MONEY MARKETS

Tax-Exempt Commercial Paper • • • • • • • • • • •Variable-Rate Demand Notes (VRDN) – Daily • • • • • • • • • • •Variable-Rate Demand Notes (VRDN) – Weekly • • • • • • • • • • •Variable-Rate Demand Notes (VRDN) – Prime • • • • • • • • • • •Tax-Exempt Notes • • • • • • • • • • •

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FOREIGN Currency Forwards • • • • • • • • • • •International Equities • • • • • • • • • • •International Futures • • • • • • • • • • •Foreign Bond Futures • • • • • • • • • • •Euro Bonds and Euro Notes • • • • • • • • • • •Brady Bonds • • • • • • • • • •OTHERLimited Partnerships • • • • • • • • • • •Hedge Funds • • • • • • • • • • •Funds of Hedge Funds • • • •Private Equity • • • • • • • • • •Funds of Private Equity Funds • • • • •Real Estate • • • • • • • • • •REITs (Real Estate Investment Trusts) • • • • • • • • • • •Private Placements • • • • • • • • • • •Mutual Funds • • • • • • • • • •Commodities • • • • • • • • • • •ETF (Exchange-Traded Funds) • • • • • • • • • •TRANSACTION PROCESSING

Buy/Sell • • • • • • • • • • •Short Sale/Cover Short Sale • • • • • • • • • • •Open/Close Futures • • • • • • • • • • •Open/Close Forwards • • • • • • • • • • •Purchase/Exercise Options • • • • • • • • • • •Repo Collateral • • • • • • • •Fixed-Income Security Maturity • • • • • • • • • • •Option Expiration • • • • • • • • • • •Option Exercise • • • • • • • • • • •Option Assignment • • • • • • • • • •Futures Expiration • • • • • • • • • •Futures Assignment • • • • • • • • •Swap (Simultaneous Buy and Sell in Different Bonds) • • • • • • • •Swap Novation • • •Swap Unwind • • • • • •Interest Rate Swap Rate Reset • • • • • • • • • •Credit Default Swap Credit Event • • • • • • • •Fixed-Income Security – Bond Call • • • • • • •Fixed-Income Security – Bond Put • • • • • • •POSITION UPDATE AND MAINTENANCETax Lot Level Processing • • • • • • • • • • •Summary Position Processing • • • • • • • • • •On-line Position Inquiry • • • • • • • • • • •CASH PROCESSINGCash Balance Updating • • • • • • • • • • •Cash Flow Projections • • • • • • • • • • •Multicurrency Cash Balance Updating • • • • • • • • • • •Multicurrency Cash Flow Projections • • • • • • • • • • •Monitor Cash Availability • • • • • • • • • •

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Real-Time Processing • • • • • • • • • • •Automated Feeds From Trading Systems • • • • • • • • • • •Automated Trade Feed From Custodian • • • • • • • • • • •Automated Trade Feed From Broker/Dealer • • • • • • • • • • •Automated Trade Feed From Analytical Systems • • • • • • • • • • •Import Trades From a Spreadsheet • • • • • • • • • • •Manual Trade Entry • • • • • • • • • •Trade Cancels and Corrects • • • • • • • • • •PRICING/CORPORATE ACTIONS

Automated Pricing Feeds • • • • • • • • • • •Manual Pricing • • • • • • • • • • •Price Variance Checks • • • • • • • • • • •Missing Price Checks • • • • • • • • • • •Stale Price Checks • • • • • • • • • •Fair Market Value Pricing • • • • • • •Automated Corporate Actions Feeds • • • • • • • • • • •Dividend Posting • • • • • • • • • • •Split Processing • • • • • • • • • • •Stock Dividends • • • • • • • • • • •Spin-Off Processing • • • • • • • • • • •Exchange Processing • • • • • • • • • • •Tender Offers • • • • • • • • • • •Mergers • • • • • • • • • • •Bond Calls • • • • • • • • • •Voluntary Corporate Action Elections Processing • • • •INTEREST/YIELD/AMORTIZATION

Interest/Dividend Accruals • • • • • • • • • • •Accretion • • • • • • • • • • •OID Processing • • • • • • • • • •Level Yield or Constant Yield Amortization • • • • • • • • • •Scientific Amortization • • • • • • • • • • •Straight Line Amortization • • • • • • • • • •Different Separate Methods for Amortization and Accretion • • • • •MORTGAGE PROCESSING

TBA Processing • • • • • • • • •Automatic Pool Allocation • • • • • • • •Optimized Pooling Capability • • • •Good Delivery Validation • • • • •Automated MBS Paydown Processing • • • • • • • • • •Dollar Roll Processing • • • • •Turnaround Processing • •Pair-Off Processing • • •

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Commission Tracking • • • • • • • • • • •Commissions by Broker • • • • • • • • • • •Track Step-Out Commissions • • • • • • • • •Track Commissions for Underwriting Syndicates • • • • • • • • •Soft Dollar Tracking (versus budget) • • • • • • • •PERFORMANCE MEASURES

AIMR Performance Calculations • • • • • • • • • • •GIPS Performance Calculations • • • • • • • • • •After-Tax Performance Calculations • • • • • • •Composite Maintenance • • • • • • • • • •Performance Attribution • • • • • • • • •Equity Performance Attribution Models • • • • • •Fixed-Income Performance Attribution Models • • • •Benchmark Data • • • • • • • • • • •Standard Benchmarks • • • • • • •Blended Benchmarks • • • • • •Customized Benchmarks • • • • •Index Comparisons • • • • • • • • • • •Mutual Fund Performance Data • • • • • • • • • • •Hedge Fund Performance Data • • • • •Private Equity Fund Performance Data • • • •MULTICURRENCY ACCOUNTING

Multiple Base and Local Currencies • • • • • • • • •Bifurcation of Realized Gains and Losses • • • • • • • • • •Accounting in One Currency and Report in Another • • • • • • • • • • •MULTIPLE BASES

GAAP • • • • • • •IFRS • • • •STAT • • • • • •Management • • • • • •Tax • • • • • • • •TAX LOT ACCOUNTING

FIFO • • • • • • • • • • •LIFO • • • • • • • • • •High/Low • • • • • • • • • • •Average Cost • • • • • • • • • • •Best Tax • • • • • • • • •High Cost • • • • • • • • • • •Low Cost • • • • • • • • • • •Specified Lot • • • • • • • • • •

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MUTUAL FUND ACCOUNTING

NAV Calculation (Net Asset Value) • • • • • • •Integrated General Ledger – Mutual Funds • • • • •Multi-Class Share Accounting • • • • • • • •Master/Feeder (Hub and Spoke) Accounting • • • •SEC Yield/Total Return • • • • • • •Periodic Fund Distributions • • • • • • • •Periodic Expense Accruals • • • • • • •Allocate Expenses Across Multiple Funds • • • • •TRUST ACCOUNTING

Principal and Income Balances • • • • • • •Integrated General Ledger – Trusts • • • • •Form 5500 Reporting • •INSURANCE ACCOUNTING

Schedule D • • •FASB 91 • • • • •FASB 115 • • • • •PARTNERSHIP ACCOUNTING

Set Up Partners and Partnerships • • • • •Integrated General Ledger – Partnerships • • •Integrated General Ledger • • •Integrated With External Third-Party General Ledger • • • • • • •Process Allocations by Aggregate Method • • • • •Process Allocations by Tax Lot Layering Method • • •Prepare K-1 Tax Forms • • • •Prepare 1041 and 1065 Tax Forms • • •Process Remittances • • •Process Accounts Payable • •Specific Functionality for Hedge Funds • •Specific Functionality for Funds of Hedge Funds •Specific Functionality for Private Equity Funds • •Specific Functionality for Funds of Private Equity Funds •OTHER ACCOUNTING

Defined Contribution/401(k) Plans • • •Stable Value Funds/GICs • • • • •Company Stock Funds • • • •Variable Annuities • • • •529 College Savings Plans • • •Separate Managed Accounts (SMAs) • • • • • • •Unified Managed Accounts (UMAs) • • • • • • •

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Stand-Alone Performance Module • • • • • • • •Stand-Alone Performance Attribution Module • • • • • • • • •Risk Management and Risk Reporting Module • • • • •Client Reporting Module • • • • • • • • •Information Delivery/Web Portal • • • • • •Integrated CRM Module • • • • •Stand-Alone Data Management Module • • • • •Trade Order Management Product • • • • • • • •Integrated General Ledger • • • • • • • •DTC Matching Module • • • • • • •Reconciliation Module • • • • • • • • • • •Interfaces With OMGEO • • • • • • •SWIFT and ISITIC Trade Transmissions • • • • • • • • • •Pre-Trade Compliance Module • • • • • • • •Post-Trade Compliance Module • • • • • • • • • •Client Billing Module • • • • • • •Position and Transaction Data Warehouse • • • • • • • • •Security Master Data Warehouse • • • • • • •Client and Account Master Data Warehouse • • • • • • •Automated Archive Capability • • • • • • • • • • •Download to PCs • • • • • • • • • •Interface With Order Management Systems • • • • • • • • • • •Interface With Derivatives Systems – Murex • •Interface With Derivatives Systems – Calypso • •Interface With Derivatives Systems – Front Arena • •Interface With CRM Systems • • • • •Interface With Middleware • • • • • • • •Interface With Spreadsheets • • • • • • • • • • •INTERFACE WITH ADVANCED ANALYTICS

Barra AEGIS • • • • • • •CMS – BondEdge • • • • • • • • •Lehman – PC Product • • • • • •Yield Book • • • • • • •Interface With General Ledger System • • • • • • • • •Multi-User Capabilities • • • • • • • • • • •Import Capabilities • • • • • • • • • • •Export Capabilities • • • • • • • • • • •INTERNET Interface • • • • • • • • • •MARKET DATA VENDORS

Bloomberg • • • • • • • •Bridge • • • • • • • • •

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Cantor Fitzgerald • • • • •CMS • • • • • • • •EJV • • • • • •FactSet • • • • • •Hub Data • • • • • • • •IDC • • • • • • • • • •ILX • • • • • •J.P. Morgan • • • • • •Kenny S&P • • • • • • • •Merrill Lynch • • • • • • •Muller • • • • • • •NAIC • • • • • •Reuters • • • • • • • • •Telesphere • • • • • •Thomson • • • • • • • • •Trepp • • • • •Proprietary Report-Writer • • • • • • • • • •Third-Party Report-Writer • • • • • • • • •Standard Reporting Package • • • • • • • • • • •Manager’s Appraisal • • • • • • • • • • •Client Report • • • • • • • • • • •Transactions Listing • • • • • • • • • • •Current Positions • • • • • • • • • • •Realized Gain/Losses • • • • • • • • • • •Unrealized Gain/Losses • • • • • • • • • • •Tax Reporting • • • • • • • • • •Performance • • • • • • • • • • •Duration and Maturity Analysis Reporting • • • • • • • • • • •Multicurrency Reporting • • • • • • • • • • •Multi-Language Reporting • • • • • • • • •Commission Analysis • • • • • • • • • • •Security Cross-Reference • • • • • • • • • • •Risk Management Reports • • • • • • • • • •Exception Reporting • • • • • • • • • • •LAN • • • • • • • • • • •WAN • • • • • • • • • •IBM PC • • • • • • • • • • •UNIX • • • • • • •SUN • • • • • •IBM Mainframe • •Stratus •ODBC • • • • • • • • • •

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OLAP • • • • • • • •OLE • • • • • • •COM • • • • • • • • •Visual Basic • • • •Java • • • • • • •COBOL •C • • • • • •C++ • • • • • • • • • • •Access • •DB2 • •Informix

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AAddvveenntt SSooffttwwaarree,, IInncc..600 Townsend Street, San Francisco, CA 94103 www.advent.comJim Kranz, National Sales ManagerMarc Flamini, National Sales [email protected]

EExxeeccuuttiivvee TTeeaamm• Stephanie DiMarco, Chief Executive Officer• Lily Chang, Executive Vice President and Chief Technology Officer • Todd Gottula, Co-Head, Global Accounts,Vice President, Product

Development and Support • Peter Hess, Executive Vice President, General Manager, Investment

Management Group • Chris Momsen, Co-Head, Global Accounts,Vice President, Sales

and Marketing • Anthony Sperling, Senior Vice President, Services

PPrroodduuccttss IInnffoorrmmaattiioonnAxys® supports varied product types and investment styles so that

firms can make an investment in tools that grow with them, even iftheir requirements change.The portfolio accounting & reporting sys-tem delivers the ability to serve clients with diverse needs withoutadding incremental technology to support those needs.

Geneva®,Advent’s global investment management and accountingsolution, delivers the power and agility to tackle the most complexinvestment challenges. Geneva gives investment professionals thereal-time information they need and the back-office power and ease-of-use to integrate with other systems. Geneva’s comprehensiveinstrument coverage and integrated general ledger empower firms tostay ahead of the curve when it comes to accounting for new invest-ment vehicles, strategies and fund structures.

Advent Portfolio Exchange® sets the standard for portfolio man-agement technology.This comprehensive solution integrates all phas-es of the investment management process – portfolio management,performance analytics, accounting and reporting, CRM and marketing.Advent Portfolio Exchange leverages a single SQL database to deliv-er critical client and prospect information to operations, marketingand portfolio managers via a Web-based user interface. Having a sin-gle technology platform across multiple lines of business eliminatesthe need to transfer or reenter client and portfolio informationamong different databases, saving time and reducing errors.

CCrrooeessuuss FFiinnaannssoofftt2 Place Laval, Suite 510 Laval QC, H7N 5N6, Canada 450.662.6101 www.croesus.com Joan Lovett, Account [email protected]

EExxeeccuuttiivvee TTeeaamm• Remy Therrien, Chief Executive Officer • Louis Jean, Chief Operation Officer • Joan Lovett, Account Executive • Sylvain Simpson, Manager, R&D • Sylvie Tache, Manager, Marketing • Francine Brisebois, Manager, Finance

CCoommppaannyy//PPrroodduucctt IInnffoorrmmaattiioonn CROESUSTM applications suite is a powerful Portfolio and ClientRelationship Management solution, which also offers a wide range ofcompliance-related functionalities. Highly configurable to each firm’sand user’s management style and role, the Croesus Portfolio andClient Management Solution is an integrated solution that will drivefinancial institutions to exceed their business expectations.

CROESUS has been recognized for its innovation, great reliabilityand user-friendliness. This state-of-the-art application manages mosttypes of financial instruments and is also real-time,multicurrency,mul-tilingual and CFA Institute-compliant (formerly AIMR). CROESUSSoftware-as-a-Service (SaaS) model supports virtually unlimitedgrowth.

TThhee ssoolluuttiioonn iinncclluuddeess::• Portfolio analytical tools; Performance calculations • Integrated CRM/CMS & KYC functionalities • Model portfolios & rebalancing tools • Straight-through processing • Portfolio simulation tool • Powerful reports and graphs engine • Order entry integration in real time • Activity Dashboard • Mobile integration • Third-party integration

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EEaaggllee IInnvveessttmmeenntt SSyysstteemmss One Wells Avenue Newton, MA 02459617.219.0100www.eagleinvsys.com [email protected] Leaper, Head of Global Sales

EExxeeccuuttiivvee TTeeaamm• Lou Maiuri, Chief Executive Officer • John Lehner, President • Fred Schpero, Chief Financial Officer

CCoommppaannyy//PPrroodduucctt IInnffoorrmmaattiioonn Eagle Investment Systems LLC is a global provider of financial servic-es technology, serving the world’s leading financial institutions. Eagle’sWeb-based systems support the complex requirements of firms ofany size including institutional investment managers, mutual funds,hedge funds, brokers, public funds, plan sponsors and insurance com-panies. Eagle is committed to providing enterprisewide, leading-edgetechnology and professional services for investment accounting, datamanagement, performance measurement and information delivery.Eagle’s product suite is offered as an installed application or can be

hosted via Eagle ACCESS, Eagle’s application service provider.Founded in 1989, Eagle provides services from various locationsincluding Boston, London, Montreal, New York, Pittsburgh, SanFrancisco, Sydney, Toronto and Chennai, India. Eagle InvestmentSystems LLC is a subsidiary of The Bank of New York MellonCorporation.

To learn more about Eagle’s solutions, contact [email protected] visit www.eagleinvsys.com.

IINNDDAATTAA 12526 High Bluff Drive, Suite 235San Diego, CA 92130 www.indataweb.comSylvia Morgan, Marketing [email protected]

EExxeeccuuttiivvee TTeeaamm• Michael Haskett, Managing Partner• David Csiki, Managing Director• Daryl Juricic, Director of Operations• Jennifer Rubin, Director of Development

PPrroodduucctt IInnffoorrmmaattiioonnINDATA® is a leading industry provider of software solutions forbuy-side firms including trade order management (OMS), compliance,portfolio accounting and front-to-back office. The company’s IMS(Investment Management System) product suite provides an integrat-ed platform based on the latest database technology (Microsoft®SQL Server®) that consists of functional modules for portfolio mod-eling, pre- and post-trade compliance, trade order management, port-folio accounting & reporting, performance measurement & attribu-

tion, composite maintenance, billing, and Web-enabled CRM.Implementation of the system provides buy-side firms with opera-tional efficiency and straight-through processing capabilities.

IMS (Investment Management System) utilizes an industry-standardrelational database platform (Microsoft SQL Server) that results in areal-time, modular and open architecture solution. IMS provides anorganization with the ability to streamline its day-to-day operationsby eliminating the inefficiencies produced by using multiple systems,thereby improving the effectiveness of portfolio management andtrading while creating true enterprise integration and STP.

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OOddyysssseeyy FFiinnaanncciiaall TTeecchhnnoollooggiieess5 Hanover Square, Suite 1601New York, NY 10004212.336.8400www.odyssey-group.comRichard [email protected]

EExxeeccuuttiivvee TTeeaammOdyssey has offices in 14 countries.For North America, the executive team is:• Antoine Duchateau, Chairman & CEO• Craig O’Neill, Senior Vice President, Product & Customer Services• James Kern,Vice President,Americas• Richard Seaberg, Sr. Managing Director, Global Accounts

PPrroodduucctt IInnffoorrmmaattiioonnOver the past 13 years, Odyssey has become one of the leading ven-dors in providing wealth and asset management solutions and servic-es.With over 200 installations in more than 30 countries worldwide,Odyssey has garnered praise in the market from both its clients andanalysts globally, being highly rated by Celent and ranked as the No. 1vendor of private client platforms in Europe.

Odyssey provides a comprehensive range of components for port-folio management (PMS), advisory process, customer relationship(CRM), compliance, risk, analytics and enterprise data management(EDM).The components are deployed on a single scalable wealth andasset management platform, facilitating the enterprise-wide imple-mentation of solutions and data management. The components aredesigned to coexist seamlessly with back-office systems, brokers, cus-todians and other external services using integrated middleware.

With its Triple’A Plus™ and WealthManager™ platforms, Odysseygives advisors the tools they need to actively and efficiently servicemore clients in less time. Advisers can model portfolios, performasset allocations, perform investment overlay functions, view tax lots,and create professionally branded reports and statements. In addi-tion, Odyssey’s platforms allow advisers to integrate data from a vari-ety of disparate sources in order to better service their clients.Advisers are better able to assess their clients’ goals, monitor theiraccounts’ progress and communicate with them.

InvestmentManager™ is Odyssey’s specialist asset managementsolution. It is an advanced, analytical front-office decision supportsolution covering the full range of multi-asset, multicurrency portfo-lio management requirements. InvestmentManager™ gives portfoliomanagers control, enabling faster and easier tracking of the invest-ment process from historical performance and attribution throughwhat-if and portfolio modeling to forward-looking scenario analysis.

PPrriinncceettoonn FFiinnaanncciiaall®® SSyysstteemmssA State Street Company600 College Road EastPrinceton, NJ 08540www.pfs.comLorne Whitmore,Vice President, Global [email protected]

EExxeeccuuttiivvee TTeeaamm• James Russo, President & Chief Executive Officer• Scott Ferrante, Chief Operating Officer• Bill McCloskey, Chief Administrative Officer• Charlie Morris, Chief Technology Officer• Joe Daddario, Senior Managing Director, Strategic Solutions Group

& Real Estate • Michael Dahl,Vice President & Counsel

CCoommppaannyy IInnffoorrmmaattiioonnPrinceton Financial® Systems has over 35 years of servicing theinvestment software market. We have a reputation for providingindustry-leading software, implementation and support services. As awholly owned subsidiary of State Street Corporation, we are part of

a network of more than 21,000 professionals committed to servicingthe financial services industry. Our ability to draw upon theseresources and those of our client partners positions us to continuethe innovation and service excellence that many of the world’s lead-ing institutional investors rely upon today.

Princeton Financial Systems services clients in over 30 countriesaround the globe. Our product, PAM for Securities, has unmatcheddepth in accounting capabilities. Over 375 institutional investors havechosen PAM to satisfy their investment accounting requirements.These investment managers, mutual fund companies, insurance com-panies, pension funds, banks and treasuries rely on PAM to support awell-controlled and efficient investment process for the wide array ofinstruments in which they invest.

PAM remains the standard for transaction capture, reconciliation,performance measurement, valuation and reporting. PAM forSecurities is architected with openness and ease of integration as guid-ing principles, allowing us to deploy leading-edge technologies such asWeb services integration and Web-based reporting solutions. Formore information on PAM and Princeton Financial Systems, contact usat [email protected] or visit us on the Web at www.pfs.com.

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SSiimmCCoorrpp17 State Street, 6th FloorNew York, NY 10004www.simcorp.comKenneth Petersen,Vice [email protected]

EExxeeccuuttiivvee TTeeaamm::• Peter L. Ravn, CEO• Peter Theill, Executive Vice President• Torben Munch, Executive Vice President

CCoommppaannyy//PPrroodduucctt IInnffoorrmmaattiioonn SimCorp Dimension is a comprehensive investment managementsolution covering all front, middle- and back-office aspects of theinvestment management process.All functions are fully integrated andbuilt on a single Oracle database, eliminating the need for middlewareand greatly reducing interfacing requirements.

The solution is completely modular and can be configured precise-ly to the functional needs, accounting rules and instrument-handlingrequirements of the customer.This enables the customer to automateits entire workflow including controls, approval and reconciliations.

SimCorp Dimension customers generally experience drastic increasesin efficiency and a reduction in the number of errors.

It is also critical to deploy a solution that offers powerful and flex-ible tools in areas that are too dynamic to be dependent of releasecycles. SimCorp Dimension offers an instrument-modeling languagethat enables the development of new structured products and deriv-atives in weeks – and completely independent of release cycles.Likewise, SimCorp Dimension incorporates an integration tool thatenables our clients to swiftly develop interfaces between SimCorpDimension and other applications without having to rely on SimCorpspecialists or internal programming resources.

SimCorp Dimension is delivered as an n-tier, open architecturesolution, which ensures that it can readily integrate with other com-ponents as well as adapt to changing business requirements andaccommodate for growth over time.

The two annual releases backed by 350+ development staffensures a short time to market for new functionality and keeps thesolution at the forefront of the market. In implementing our solutionSimCorp applies structured and well-proven methods, with a highdegree of predictability in terms of costs, resource requirements andcompletion time.

SSttaattee SSttrreeeett 801 PennsylvaniaKansas City, MO 64105www.statestreetpas.comJohn Parker, Client Service [email protected]

EExxeeccuuttiivvee TTeeaamm::• Jim Dobbie,Vice President, Portfolio Systems [email protected]

CCoommppaannyy//PPrroodduucctt IInnffoorrmmaattiioonn State Street Portfolio Accounting System (PAS) offers the most com-plete multicurrency investment accounting solution in today’s market.Whether your processing needs are for 2 or 2,000 funds, PAS pro-vides the systems, knowledge, support and even the people. Ourexpertise and experience enable us to meet the needs of the mostcomplex investment accounting enterprises.

We deliver an investment accounting solution that is robust, solidand dependable. PAS has evolved through more than 25 years of

service to investment accounting groups, and we remain an industryleader. PAS is a real-time online browser-based accounting systemthat is complemented by our data warehouse, InfoQuest and sophis-ticated open architecture reporting tools.

PAS Alert is our innovative component that provides the automa-tion of daily checks and controls performed by fund accountants.Automating the identification of exceptions to client-defined toler-ances allows accountants to focus on the resolution of exceptions,not finding them. PAS Alert greatly increases the operating efficienciesof back-office accounting while mitigating risk through the entire dailyaccounting cycle.

State Street offers a suite of products and services directedtoward supporting the investment professional. Choosing a fundaccounting solution for remote or full-service processing has neverbeen easier.

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TTHHOOMMSSOONN PPOORRTTIIAATHE INDUSTRY’S MOST TRUSTED INVESTMENT ACCOUNTING [email protected]

EExxeeccuuttiivvee TTeeaamm• Christen Bremner, President & Global Managing Director• Dominic Flanagan,VP, Product & Technology• Munther Haddad,VP, Global Customer Services• Bruno Ballardin, Director, EMEA & Asia Sales• Ellen Barresi, Director of Commercial Management • Sarah Andrews, Director of Strategy & Business Development

PPrroodduucctt DDeessccrriippttiioonnThomson PORTIA® is the investment industry’s most powerful andcomprehensive enterprisewide investment accounting system.Thomson PORTIA® automates the trading, the analysis and the oper-ations of more than 300 money managers in 43 countries who col-lectively manage more than $15 trillion in assets.Thomson PORTIA®gives investment managers, asset managers, hedge funds and insur-ance companies the tools to manage daily transaction activity and toefficiently report activities to management, clients and regulators.

Thomson PORTIA® is an enterprise accounting system that tracks

every transaction, holding and asset. With that mission-critical data,Thomson PORTIA® supports enterprisewide needs of global invest-ment managers to report on and analyze portfolios, to service theirend customers, and to maintain every element of ongoing portfoliovaluation. Some of the key operational needs that PORTIA supportsinclude: corporate action processing, internal reporting, client report-ing, regulatory reporting, performance measurement and attribution,and post-trade compliance.

Thomson PORTIA® also provides customizable business-process-ing outsourcing services allowing asset managers to outsource someor all elements of the middle to back office. In addition, ThomsonPORTIA® also supplements its product offerings with global profes-sional services consulting expertise and provides customer supportto its global client base 24x7.To achieve true efficiencies across yourentire firm, start with a system that’s reliable, secure and proven –Thomson PORTIA®.

Thomson PORTIA® is a wholly owned subsidiary of ThomsonReuters, the world’s leading source of intelligent information.Thomson Reuters combines industry expertise with innovative tech-nology to deliver critical information to decision makers in the finan-cial, legal, tax, accounting, scientific, healthcare and media markets,powered by the world’s most trusted news organization.

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