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Plato’s Dialogical Structure and Socrates as the Physician of
the Soul
Jafar Al-Mondhiry
I. INTRODUCTION
Health, broadly considered, provides one with the vigor to pursue life. Our precarious hold on
health is one of the central human struggles, and in many important ways the pursuit and
maintenance of health is an indispensable condition for human flourishing. One view of Plato’s
dialogues takes philosophy to be the care of the soul; that philosophy has as its goal the
sustenance and guidance of the soul to a state of virtue and moral health. Through this lens,
philosophical activity can be identified as the turning of souls toward the Good in a way that is
gradual, cooperative, and particular to the individual engaged. Through dialogical interaction
with a philosopher and philosophy in general, the soul can be examined, critiqued, and advanced
by a transformative relationship to the Good. Similarly, medicine and healthcare professionals
treat patients and steward the sick through a unique process of recovery that rehabilitates and
reorients the body back towards a state of health.
It is the task of this paper to explore the similarities between the methods, attitudes, and
goals at work in medicine and this kind philosophical care of the soul as it is variously
demonstrated in the Platonic dialogues. Specific attention to the ways medicine and the task of
the physician are referenced within the wider action of the dialogues will serve to explain what
significance, if any, this comparison has for Plato’s portrayal of the philosophical life, the way it
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is taught and shared, and to what end. This paper takes as a guiding principle the sentiments
expressed widely across the dialogues, but perhaps most succinctly by Socrates in Alcibiades 2,
that “the state or soul that is to live aright must hold fast to this knowledge [of the Good], exactly
as a sick man does to a doctor.”
Exploring the implications of this model first demands an interrogation of the form of the
dialogues themselves, with an attempt at understanding why Plato chose to illustrate philosophy
in this way. It is my contention that an analogous understanding of the health of the body and the
health of the soul – philosophy characterized by a concern for the latter – lends itself to a
sensitive understanding of the structure and movement of the dialogues and, more importantly,
the characters within them. In particular, an overarching concern with philosophical health and
healing may better frame the way Socrates engages his interlocutors in a process of probing
criticism and exhortation. To this extent, I will try to show that what Plato depicts are scenes of
moral diagnosis and treatment in dialogues such as the Gorgias and the Protagoras, amongst
others. The care of the soul in these encounters requires a personal relationship between the
philosopher and the interlocutor that models itself after the physician-patient relationship, as the
insights of the former work to redirect and rectify the maladies of the latter. Success in this
engagement is variably determined by the dimensions of just such a relationship. Finally, the
unique and complex features of moral and physical health, in their related but distinct
understandings, will allow the limits and value of this analogy to take shape.
At base, what this paper means to address is the bare fact that Plato did not simply
espouse his beliefs as a direct and consistent set of propositions, either in his own voice or by
way of Socrates. Instead, the bulk of what we are given are dramatic dialogues: scenes of
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conversation and engagement, movement and change between characters, topics, values and
beliefs. What we need to interrogate, then, is the manifest and latent content of these encounters,
and what kinds of patterns and themes emerge. Taken this way, we would already be justified in
questioning the persistent references to medicine that occur and recur in almost every dialogue.
A major Plato scholar of the early 20th Century, Werner Jaeger, was one of the first to describe
the significance of such references in a way that frames and introduces this discussion:
Plato speaks of doctors and medicine in such high terms that, even if the early medical literature of Greece were entirely lost, we should need no further evidence to infer that, during the last fifth and the fourth centuries before Christ, the social and intellectual prestige of the Greek medical profession was very high indeed. Plato thinks of the doctor as the representative of a highly specialized and refined department of knowledge; and also the embodiment of a professional code which is rigorous enough to be a perfect model of the proper relation between knowledge and its purpose in practical conduct… It is no exaggeration to say that Socrates’ doctrine of ethical knowledge, on which so many of the arguments in Plato’s dialogues turn, would be unthinkable without that model of medical science, to which he so often refers. Of all the branches of human knowledge then existing (including mathematics and natural science) medicine is the most closely akin to the ethical science of Socrates.
It remains an open question whether Plato actually develops just such a coherent and
rigorous doctrine of “ethical science” through the dialogues. Indeed, any reading which distills
and systematizes what the dialogues show cannot unequivocally be said to represent Plato’s view
or the intentions of the dialogues as a whole. Such attempts necessarily move past the very
content dialogues, and fail to address the work on its terms or the author’s. What little writing
we do have from Plato directly through the Letters does not prima facie eliminate the esoteric
quality of these works or explain any ethical system or philosophical doctrines that underlie the
writing. Certain attention to key passages written in the Seventh Letter, however, I believe
shows that the dialogues were animated by a particular conception of the philosophy that may
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illuminate both their structure and guiding concern.
II. DIALOGICAL STRUCTURE, THE SEVENTH LETTER AND CARE OF THE SOUL
The ‘Proto-Essay’ View
To reiterate the question posed above, it seems we are forced to ask (as a preliminary to
any conscientious reading of Plato) why he chose to write in dialogues rather than simply
announce his views in some other form. While debate, discussion and puzzlement remains and
will remain in the scholarship, it is worth noting some prominent conceptions that bear upon this
topic. In a close reading of some of the late dialogues where the significance of the dialogical
form is less apparent, Kenneth Sayre summarizes what he calls the popularized ‘proto-essay’
view of Plato’s writings. This understanding of the dialogues (which he opposes to his own),
takes Plato’s guiding intention in writing to be the construction of rigorously tested philosophical
arguments, supported by explanations of effective methods for procuring philosophical
conclusions. From this perspective, the dialogical form was not itself significant for the
transmission of the philosophical ideas articulated. Instead, the dialogues operated as a literary
device for the convenience of its Greek audience accustomed to such dramatic forms. Or
perhaps they were simply an imaginative failing on Plato’s part to reformulate transcriptions of
the dialogues with his late teacher, the later dialogues like the Timaeus and Critias showing a
progression to a more overtly essay-type form. The final conclusion following these
assumptions of the ‘proto-essay’ view is then that the philosophical ideas prominent within the
dialogues represent Plato’s own beliefs, from which we can construct his philosophical system.
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Aside from the unavoidable problems of speculation in understanding the text this way,
there are several concrete elements in the dialogues which point to problems with the ‘proto-
essay’ view. First, if Plato meant to espouse a set of stable philosophical assertions, we are left to
wonder why so many of the dialogues end in apparent aporia, or at least without a clean
conclusion. In the Protagoras, for example, we are given an elaborate exchange between
Socrates and the famous sophist of the dialogue’s namesake that ends with each speaker coming
to contradict their earlier positions, Socrates himself calling the affair a “hopeless mess” (361c)
and calling for more discussion before any true understanding can be reached. Likewise,
examples from both the early dialogues (e.g., in the Laches where a definition of courage is
pursued) and the late dialogues (e.g., the Theaetetus and the definition of knowledge) show
Socrates questioning his interlocutors through a series of definitions that are proposed and
corrected many times over without a satisfactory conclusion.
Second, and on a related note, Socrates seems to say different things in different
dialogues about the same philosophical issues. To use the Protagoras again, much of Socrates’
late exchange with Protagoras involves a working definition of the Good that Socrates explicitly
equates with the pleasurable.In the Gorgias (a dialogue written chronologically close to the
Protagoras), however, Socrates takes a strong issue with this same definition when it comes out
in his arguments with Polus and Callicles. The nuances and motivations between these
definitions set aside, more explicit examples abound between other dialogues. In the Republic,
for instance, Socrates claims that the soul is tripartite, while in the Phaedo he claims it has no
parts, but that the soul is simple and whole. The difficulties in constructing a clear view of
Plato’s opinions on these cannot easily be dismissed, and at the very least confounds the position
that he used the dialogues as a vehicle for simply asserting his philosophical ideas as the ‘proto-
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essay’ view states.The Seventh Letter
If the dialogues do not give themselves over to a clear and coherent philosophical system
as some might suggest, some clarification of Plato’s intentions might be found in the only works
that bear his voice directly. In particular, the Seventh Letter provides a commentary that reaches
over the whole of Plato’s writings in a way that radically influences our reading of them: “One
statement at any rate I can make in regard to all who have written or who may write with a claim
to knowledge of the subjects to which I devote myself—no matter how they pretend to have
acquired it… Such writers can in my opinion have no real acquaintance with the subject. I
certainly have composed no work in regard to it, nor shall I ever do so in future, for there is no
way of putting it in words like other studies.”
While some writers contest whether Plato genuinely authored this work, Kenneth Sayre
(amongst others) defends the legitimacy of this writing on the grounds that even a forgery shows
great familiarity with and fidelity to Plato’s style and works that show, in his words, “whatever
motives might have underlain forgery would have ruled out disclosure in the form of gross
misrepresentation.” At the very least, one cannot escape the fact that a very similar sentiment is
expressed in the Phaedrus in Socrates’ recounting of the Egyptian myth of King Theuth: “He
would be a very simple person… who should suppose that he had left his 'Art' in writings or who
should accept such an inheritance in the hope that the written word would give anything
intelligible or certain; or who deemed that writing could be any more than a reminder to one
who already knows the subject.”
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This seems to be a rather jarring statement to receive from such a prodigious author. The
rejection expressed in the Seventh Letter would perhaps not be so radical if it were simply a call
against writing, but instead it calls into question any linguistic formulation of philosophy, Plato
stating that “no intelligent person will ever risk putting what he really understands into
language.” Names, descriptions, mathematical formulations, scientific knowledge (episteme),
and all discursive practices are thus all deemed insufficient for the genuine grasp of philosophy,
which further undercuts the notion that Plato had something simple or direct to articulate through
the dialogues. Rather, only a deeper sense of understanding approximates the sense of true being
that is not caught up in linguistic concepts or sense experience. Plato provides a provocative
explanation of the experience further in the letter: “Acquaintance with it [philosophy] must come
rather after frequent conversations with a master about the subject itself and living with it, when,
suddenly, like a blaze kindled by a leaping spark, it is generated in the soul and at once becomes
self-sustaining.”
Several important ideas contained in this passage guide the rest of this project. The first
is that philosophy is not an abstract set of principles or propositions to be discovered and
subordinated to, but a feeling “generated in the soul” of the individual akin to a mental state or
vision—a profound inner change within the soul of the young philosopher. Sayre expresses this
change in a way that suggests a reorientation of the way philosophy is shared: “Given the view
that philosophic understanding is a kind of intellectual discernment that cannot be adequately
expressed in language, the goal of philosophic instruction would be to bring about this state of
mind in the student.” This relates to the second point: that this state of the mind and soul doesn’t
come about on its own, but that only through “frequent conversations with a master” is it able to
generate the spark that brings it to illumination. Thus, philosophy is not to be constructed
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immutably and silently, but brought into the world through the awakening of souls who
participate in a community of dialogue. The relationship between the philosophical master and
student defines how the soul can be brought up to this place of philosophical vigor.
Finally, because philosophy is not a coherent and universal system that one can simply
dispassionately enter into, this state of the soul needs to be cultivated through a rigorous
immersion in philosophical subjects, a “living with it” that demands a constant process of
reconstruction and correction in order to be “self-sustaining.” Plato likens the austerity of such a
process to a change in the whole order of one’s life: “As for those, however, who are not
genuine converts to philosophy…as soon as they see how many subjects there are to study, how
much hard work they involve, and how indispensable it is for the project to adopt a well-ordered
scheme of living [diata], they decide that the plan is difficult if not impossible for them, and so
they really do not prove capable of practicing philosophy.” The philosophical life is one which
demands an intellectual regimen in order to be sustained, and the dialogues themselves might be
read as just such an exercise of the mind for both the interlocutors and the reader.The Health of the Soul
An integration of these insights seems to point to a particular conception of the dialogues
as a whole; namely, that they show a concern for the health of the soul. I liken the experience
described in the Seventh Letter to be something akin to the theory of recollection proposed in the
Meno, in that it represents the potential within every soul to recover a higher state of functioning
defined by its natural propensities. This sentiment is articulated well in this dialogue when
Socrates claims that “virtue, like health, has the same ideal for men, women, children and the
elderly, and the best state of the soul is analogous to the best state of the body”; i.e., there is a
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general norm for the state of the soul which we can appeal to in the pursuit of the virtuous life.
Moreover, the health of the soul is something which, like the health of body, is advanced or
restored by the knowledge and expertise of a healer, who is able through a sustained relationship
to affect and reorient the soul of student/patient towards the Good. The dramatic figure of
Socrates, as he is cast across many of the dialogues in his interactions with different
interlocutors, would thus be what he refers to in the opening strokes of the Protagoras as “a
physician of the soul,” understanding what kinds of words and logos can affect the soul’s health.
Finally, I take note of the “well-ordered living scheme” recommended in the previous
passage as a nod to the idea that cultivating one’s philosophical health is a matter of creating
healthy life habits—the Greek term diata more often referring to a physical as opposed to an
intellectual regimen, usually in a medical context. Philosophy, in its emancipation from strict
propositions and writing, would be concerned with the ideas and words which stir and invigorate
the soul’s health. An excellent description of this appears in the Phaedrus, where Socrates and
Phaedrus call for the “intelligent word graven in the soul of the learner, which can defend itself,
and knows with whom to speak and with whom to be silent… the living word of knowledge
which has a soul, and of which the written word is properly no more than an image.” To be
engaged with philosophy as Socrates engages his interlocutors is thus an organic, dynamic affair
of the soul that responds differently in different situations and is not limited by the propositions
and ideas it produces in this engagement. Similarly, the dramatic Socrates (and we might also
rightfully include the Plato which stands behind him) does not rest content with the conclusions
produced by his conversations, but always exhorts his listeners to continue the pursuit beyond
the fragile instability of the theses continually produced and discarded.
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If the previous arguments have sufficed to give a nuanced view of the dialogues, such
that their overall concern (as dictated primarily by the Seventh Letter) seems to rest on this
conception of philosophy as a care and cultivation of the health of the soul, it remains to be seen
what implications the metaphor to medicine has in this context. While it is readily obvious that a
vocabulary of health and healing brings up medical imagery, a deeper exploration of what this
parallel understanding offers will better illustrate some key concepts and bring attention to the
prominence of this analogy in the dialogues.
III. THE MEDICAL ANALOGY OF THE DIALOGUES
The Philosopher-Interlocutor/Physician-Patient Relationship
A substantive correlation between Socrates’ activities in the dialogues and the task of the
physician suggests that Socrates himself is subject to or embodies some form of “medical
ethics,” in the most basic sense that he takes as his guiding principle the care of his interlocutor
as the physician takes care of the ill. Acting on this principle entails a fundamental sense of trust
that Plato himself seems to recognize both for the physician and for himself:
One who advises a sick man, living in a way to injure his health, must first effect a reform in his way of living, must he not? And if the patient consents to such a reform, then he may admonish him on other points? If, however, the patient refuses, in my opinion it would be the act of a real man and a good physician to keep clear of advising such a man… This being my firm conviction, whenever anyone asks my advice about any of the most important concerns of his life, such as the acquisition of wealth, or the proper regime for body or soul, then, in case I think that his daily life is fairly well regulated, or that when I give him advice on the matter about which he consults me, he will consent to follow it, under these circumstances I do counsel him with all my heart and do not stop at a mere formal compliance.
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It is the first priority of a physician to know how to engage to the sick individual so as to
understand in what capacity help can be afforded. Just as the ill cannot be moved to take
prescriptions unless they feel to be in trust with the doctor, so also the interlocutor cannot be
successfully engaged unless there is an opening of souls between the interlocutor and the
philosopher. A line from Socrates in the Charmides captures this understanding in both contexts:
“And therefore if the head and body are to be well, you must begin by curing the soul—that is
the first and essential thing. And the cure of the soul, my dear youth, has to be effected by the use
of certain charms, and these charms are fair words.” Thus, the philosopher’s task (and the
physician’s, for that matter) demands the use of words and, I venture further, the open process of
dialogue in order to engage the soul of the interlocutor.
Here, again, Plato makes ample use of the physician as the appropriate model for just
such an engagement. Significantly, certain passages in the Laws create a vision of the medical
practice which goes far beyond what Jaeger described as Plato’s reverence for the physician as
“the representative of a highly specialized and refined department of knowledge”. For Plato,
medicine entails a certain kind of relationship that indicates both the physician and the patient in
a process of healing that promises to be transformative for both parties. Plato demonstrates this
in his distinction between slave doctor and the free practitioner in Book IV of Laws:
A physician of this [slave] kind never gives a servant any account of his complaint, nor asks him for any; he gives him some empirical injunction with an air of finished knowledge, in the brusque fashion of a dictator… The free practitioner, who, for the most part, attends free men, treats their diseases by going into things thoroughly from the beginning… and takes the patient and his family into his confidence. Thus he learns something from the sufferers, and at the same time instructs the invalid to the best of his powers. He does not give his prescriptions until he has won the patient’s support, and when he has done so, he steadily aims at producing complete restoration to healthy by persuading the sufferer into compliance.
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The contrast highlighted here also bears upon the previous distinction made between a
philosophy which produces a profound inner change in the soul of the interlocutor and a
philosophy that establishes immutable principles that one must comport to, in the same sense as
the slave doctor who makes prescriptions in the “brusque fashion of a dictator”. To inspire true
virtue and a sense of the philosophical life, the philosopher must establish a rapport with his
listener such that his words enter into the soul and inspire changes to the interlocutor’s life. It is
only by establishing that “living word” spoken of in the Phaedrus that the philosopher can
promote the sense of the philosophical which is “self-sustaining” and compelling for the
individual. Socrates must convince his listeners to adopt the “well-ordered scheme of living”
that genuine philosophical rigor demands, in the same capacity the physician exhorts his patient
into a similar diata or physical regimen.
Moreover, Socrates encourages his interlocutors “to the best of his powers.” If we take
this to mean the best of the interlocutor’s or patient’s powers, then we get a picture of the very
individualized treatment process that Socrates mobilizes differently in different settings with
different listeners. We are not consigned to think that Socrates contradicts himself across the
dialogues or that one view of the soul or the virtues is the dominant position for him or Plato.
Rather, we can see each occasion for philosophical healing as a moment that allows him to “learn
something from the sufferer” and adapt his methods. Even while he didn’t write much on the
topic himself, Charles Griswold recognized this theme as well, describing the many dialogues as
“medicinal” to the extent that “they vary the treatment with the patient,” and, more
provocatively, that “[t]he medicine is conservatively applied by Plato; philosophy [being] not
beneficial for each and every person.”
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While Griswold mentions these words only in passing, I think they develop an important
point of caution for the medical model of philosophical care. The proper exercise of medicine
means that it is employed in the care of the sick, and the entire nature of physician-patient /
philosopher-interlocutor relationship depends on the dimensions of the illness itself. As Socrates
points out in the Lysias: “a body which is in health has no need whatever of the medical art or of
any assistance, for it is sufficient in itself. And therefore no one in health is friendly with a
physician on account of his health… But the sick man is, I imagine, on account of his sickness.”
More importantly, Socrates goes on to point out that “it is for the sake of health that the medical
art has received the friendship.” Likewise, I take it as a motivating value in the dialogues that
Socrates receives the company of his interlocutors and attends to the health of their soul for the
sake of the Good. Thus, the entire concept of a “philosophical friendship” – based on the care of
another’s soul – relies on this orientation towards the Good in the way medicine is oriented
towards health. Socrates continues: “All such value as this is set not on those things which are
procured for the sake of another thing, but on that for the sake of which all such things are
procured.”
This theme is developed in greater detail in the Gorgias, where Socrates’ discussion of
the differences between real and apparent goods takes shape. He does this by way of comparison
between medicine and pastry-baking on the one hand, and justice and rhetoric on the other, the
former which “always take care—some of the body, the others of the soul—in accord with what
is best,” while the latter only “guesses at the pleasant without the best.” Simply giving an
account of the thing which the physician or the philosopher works toward with the encountered
individual (health and the Good, respectively) is insufficient. Their task must be actively
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transformed by this correspondence or accord between practices and values. On a level which
speaks closer to the nature of the relationship between the physician and the patient, Book I of
the Republic also sheds some light on the selflessness inherent to the healing event, that “no
physician, insofar as he is a physician, considers his own good in what he prescribes, but the
good of the patient,.” In his task, the healer’s concern is not the study or advancement of medical
knowledge or philosophy as such (although this may come in fact as a consequence), but always
“to the subject which he has undertaken to direct; to that he looks, and in everything which he
says and does.” Socrates uses this example in the Republic to construct a view of the ideal
relationship between the rulers and the polis, and despite the troubling paternalistic and eugenic
overtones that come out later, I think these passages prefigure in an important way the values and
attitudes employed in contemporary biomedical ethics.
The exact dimensions of this philosophical or medical “friendship,” however, are not
defined in reference to some abstract ethical principles but with close attention to the illness or
malady at hand. Another analogy to medicine from Socrates in the Laches illustrates this idea:
“When a person considers about applying a medicine to the eyes, would you say that he is
consulting about the medicine or about the eyes? … And in a word, when he considers anything
for the sake of another thing, he thinks of the end and not of the means?” We should be cautious
here not to simply delimit philosophy to a pursuit of instrumental value in caring for the soul.
The point taken is that the methods of philosophy in and of themselves do not constitute some
independent, wholly abstract value, but more so with regard to how they inspire the
philosophical life. The modern diagnostic imaging techniques of our times (X-Ray, MRI, CT
scans) all certainly take on their own value in the way they have revolutionized and advanced
knowledge in many disciplines, but their force would not have been nearly as dramatic if it were
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not for the health of the lives they have improved and the initial call for aid which motivated
their discovery.
By this, I only mean to put emphasis on the fact that it is the personal relationship
between the physician of the soul and the interlocutor with reference to some characterological
or moral malady that determines the tools used in any particular engagement. Although we
might be able to construct a kind of generalized “medicine for the soul” that Socrates develops
with his different methods for engaging his listeners, it is for their particular care that these
methods take shape at all. And this understanding of how to care for the individual comes about
through an understanding of the Good or health that can dictate the specifics of the case.
Socrates develops this idea in the Phaedrus when he states that the simple techniques of
medicine (knowing how to induce warmth, make a patient vomit, use a particular drug) do not
suffice to make one a physician. It is the ability to understand who to apply such a treatment to,
why one should do it (through an account of what the treatment affects in the body), and, as
Ludwig Edelstein suggests, “when the right moment (kairos) has come to act.” This concept of
knowing when the right kairos to intervene or desist with his interlocutors is an especially
important element of the dramatic form as it is displayed in the dialogues, and some suggest it
plays a particularly significant role in the movements of the Protagoras, a play bookended by
references to the hora or fitting time. The general point is that the physician’s task, as well as the
philosopher’s in the dialogue, is to have an understanding of the other’s soul such that the
appropriate and timely intervention may be made. Access to the soul of the interlocutor, which
defines in no small part the quality of the relationship able to be built, depends on the open
process of dialogue previously mentioned, as well as the techniques that Plato has Socrates
employ to generate such a healing dialogue. An exploration of the way this engagement models
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itself on the techniques employed in the physician-patient interaction will further illustrate the
force of this medical analogy.
The Questioning of the Patient/Interlocutor’s Soul
As any physician would readily admit, the patient interview is one of the most
fundamental and indispensable tools for diagnosis, and the ancient Hippocratic writings
contemporary to Plato reflected this. For them, the way the sick received the questions and
prescriptions from the physician was another crucial dimension in sealing a trust between the two
that would result in the patient’s confidence and compliance: “But it is particularly necessary, in
my opinion, for one who discusses this [medicine] to discuss things familiar to ordinary folk…
But if you miss being understood by laymen, and fail to put your hearer in this condition, you
will miss reality.” For the physician of laymen, or for the philosopher with any interlocutor
under her care, adapting the right form of speech allows for words to inspire the “condition”
necessary for self-healing and personal growth. This implies that the patient/interlocutor receive
her words in such a way that they can genuinely respond and be indicated as a full participant in
the process.
For the care of the soul, this task takes added importance. Because the soul does not have
the many brute, physical, macroscopic parts that the body has for simple examination, in order to
care for the soul of his interlocutor, Socrates must get them to open and bear it for scrutiny and
treatment. Mark Moes provides a helpful explanation of Socrates’ ability to identify the
sicknesses within his interlocutor’s soul through his engagement with them:
An important theoretical presupposition of the practice of philosophy as Plato
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understands it seems to be that it is possible to diagnose ways in which a person’s soul has departed from the norm of health by attending to that person’s beliefs and desires… In many of the dialogues, Socrates tests his interlocutors’ responses to questions, suggestions, speeches, myths, and the like, in a way similar to the way physicians test their patients’ responses to various pokes, prods, and other diagnostic tests.
An important conclusion to note from this understanding of Socrates’ “diagnostic” efforts is that
they can only be effective when his interlocutors share their true beliefs and attitudes, and thus
their true soul. Socrates’ commitment to getting at the true soul of his interlocutor is
demonstrated perhaps most dramatically in the Protagoras when he insists that the sophist drop
his elusive character and confront their conversation forthrightly and respond in a way that
would make him accountable for his words: “I’ve got no interest in investigating in this ‘if you
like’ and ‘if that’s what you want’ kind of way; it’s the real you and me I want to test.” The way
Socrates indicates both Protagoras and himself reveals his own vulnerability and accountability
as much as the sophist’s, and reiterates the previous passage from the Laws that points out the
potential for transformation by both physician and interlocutor.
Many parts of this dialogue, in fact, are motivated by this concern for understanding the
“real” Protagoras. The very first lines exchanged between Socrates and the famous sophist make
it clear: “it is you we have come to see.” Later, as their discussion progresses and Socrates makes
several pleas for brevity, the breakdown of the dialogue shows a breakdown in Protagoras’ ability
to answer in his own voice rather than in speeches. Protagoras understood the conversation as a
performance of words, and not as an opportunity for he and Socrates to meet and examine each
other’s souls: “I saw that he was dissatisfied with his own performance in the answers he had
given, and would not of his own free will continue in the role of answerer, and it seemed to me
that it was not my business to remain any longer in the discussions.” Without Protagoras’
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willingness to submit his soul for open critique and understanding, Socrates has nothing to offer
him as a healer concerned for the health of his soul. Again, as the previous passages from the
Seventh Letter and the Laws have noted, it is the physician’s practical wisdom to know if she can
offer any genuine help to her patients, i.e., whether they will open their soul to the process of
healing.
This concern for the true soul of the interlocutor is likewise an animating element in the
Gorgias. Within the first few pages of the dialogue, Socrates mentions not only an interest what
Gorgias’ art is and what he teaches, but he tells Chaerephon to ask the obvious question: who is
he? This concern comes out again later in the dialogue in the heat of his discussion with Polus
about the difference between doing and suffering injustice. Socrates holds Polus to the their
discussion in the hope that it will test his true beliefs and thus his true character, in a way that
again reminds us of the medical backdrop that motivates Socrates’ care for the soul of his
interlocutor: “Submit nobly to the argument as you would to a doctor, and say either yes or no to
my question.”
It is also worth noting that prior to this passage there are many instances where Socrates
attempts to redirect his engagement with these different rhetoricians back towards a true
dialogue. At 448d-e, Socrates rebukes Polus for using rhetoric rather than answering the
question asked of him; at 451d-e, he claims Gorgias is being unclear and giving “debatable”
answers; and at 466a-b, he cuts Polus off from beginning a speech and asks him to stick to a
single question. Perhaps most significantly, the dialogue begins with Callicles’ expectation that
Socrates and Chaerephon had come to listen to Gorgias’ speech, but Socrates is quick to shift this
assumption in a way that seems to frame the whole dialogue: “What you say is good, Callicles.
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But then, would he [Gorgias] be willing to talk [dialegesthai] with us?”
The emphasis on true and excellent political dialogue becomes one of the defining
themes of this work, and Socrates’ interactions with the different interlocutors in this work
attempt to model the excellences of dialogue as a true meeting between open souls. His efforts
are thwarted (to a greater or lesser extent) in each encounter, and his ability to affect the souls of
each of the three interlocutors in their turn seems to be determined to a great extent by the quality
of the dialogue they share. Gorgias, the great rhetorician himself, ends up the most amicable of
the three, but the final encounter between Callicles and Socrates bears a caustic bitterness that
leaves the two at odds through the very end of the dialogue. The significant aspect of their
encounter is Socrates’ failure to build the open philosophical friendship that allows for the
possibility of change in either party. Despite Socrates’ claims to friendship early on in their
discussion, his inability to get Callicles to commit to a single, coherent view leads to a near-
breakdown in the dialogue in a way very similar to that in the Protagoras:
Oh! Oh! Callicles, how all-cunning you are… at one time claiming that things are this way, and at another time that the same things are otherwise, deceiving me! And yet I did not think at the beginning that I was to be deceived by you voluntarily, since you were my friend. But now I have been played false, and it looks like it’s necessary for me… to make do with what is present and to accept from you this that is given.
Without a clear view of what beliefs are truly at stake for Callicles, Socrates is helpless to create
an effective diagnosis or treatment for the deformities in his soul. Socrates’ enterprise rested on
the assumption of friendship and forthrightness between them, and when this was manifestly
destroyed by the harsh rebukes and irascible temperament Callicles demonstrated, the dialogue
stopped being a potentially healing, transformative relationship. As if to salvage the matter,
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Socrates turns his arguments towards the rest of his listeners who have variously shown promise
for improvement, while admitting his failure to Callicles directly: “Truly, Callicles, you
compelled me to engage in popular speaking, by not being willing to answer.” Although Callicles
is not given a chance to respond to the last speech Socrates offers, his final answer makes it clear
that he is unwilling to see beyond a politics of gratification. In this final question to Callicles,
however, Socrates implicitly proves his commitment to working for the sake of the Good.
Explicitly aligning his view with the medical metaphor argued in this paper, he aspires to be the
type of politician who would not simply gratify the polis, but “[fight] with the Athenians so that
they will be as good as possible, as a doctor would do.”
IV. CONCLUSION
In this paper, I have tried to stress the importance of Plato’s dialogical form, as well as
certain key passages in the Seventh Letter which point to a different conception of philosophy
than that provided by the ‘proto-essay’ view. Plato seems to conceive of philosophy in such a
way that it even defies the very form in which we carry his tradition, that is, in writing.
Philosophy is to be taken as a profound personal change affected by rigorous immersion in the
philosophical life and the guidance of a master. To the extent that it demands a “well-ordered
scheme of living,” it seems to point to a certain health of the soul and the many regimens and
restorative measures necessary for its maintenance. Given the esoteric quality and considerable
differences between the views espoused across the many dialogues, it was my contention that
Plato’s intentions in the dialogues be recast as a concern and care for the health of the soul.
Through this lens, the dramatic Socrates’ engagement with his interlocutors could be
modeled after the physician-patient relationship. Such a relationship demands a basic sense of
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trust and fidelity, an openness and vulnerability to be changed by the pressures of dialogue and
healing, and an orientation towards the Good which recognizes the individual in their concrete
situation and problems. I have used the Protagoras and the Gorgias to demonstrate the
difficulties and obstacles endemic to creating the model healing relationship advocated by the
medical metaphor. The breakdowns in these dialogues occur precisely because Socrates’
interlocutors close themselves off from the open process of dialogue that would allow him to
examine their soul and affect a treatment. In spite of this, Socrates’ commitment to the healing
task – to take in his interlocutors as a physician of the soul and struggle with them for their
welfare – still provides a novel and illuminating reading of the dialogues, and could serve as an
invigorating reorientation for other philosophical traditions.
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Brumbaugh, Robert. “Digressions and Dialogue: The Seventh Letter and Plato’s Literary Form” Platonic Writings/Platonic Readings. Ed. Charles L. Griswold. New York: Routledge, 1988. Pg. 84-92. Print.
Edelstein, Ludwig. Ancient Medicine: Selected Papers of Ludwig Edelstein. Ed. O. Temkin Baltimore: Johns Hopkins University Press, 1967. Pg. 109
Griswold, Charles. Self-Knowledge in Plato’s Phaedrus. New Haven: Yale University Press, 1986. Pg 221
Jeager, Werner. Paideia: The Ideals of Greek Culture.Vol. III. Translated by G. Highet. Oxford: Oxford University Press. 1967. Pg. 3
King, Lester S. “Plato’s Concepts of Medicine.”(Journal of the History of Medicine. January (1954): 38-48
Long, Christopher. Lecture on Plato’s Protagoras. The Pennsylvania State University, Fall 2009, PHIL553: Ancient Philosophy Seminar
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Moes, Mark. Plato’s Dialogue Form and the Care of the Soul. New York: Peter Lang Publishing. 2000
Plato. “Alcibiades 2.” Plato in Twelve Volumes. Vol. 8. Translated by W.R.M. Lamb. Cambridge: Harvard University Press. 1955.
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-------. “Laches.” The Collected Dialogues of Plato Including the Letters. Translated by Benjamin Jowett. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition
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-------. “Letter VII.” The Collected Dialogues of Plato Including the Letters. Translated by L.A. Post. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition.
------. “Lysias.” The Collected Dialogues of Plato Including the Letters. Translated by J. Wright. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition
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-------. “Phaedo.” The Collected Dialogues of Plato Including the Letters. Translated by Hugh Tredennick. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition.
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-------. “Protagoras.” The Collected Dialogues of Plato Including the Letters. Translated by W.K.C. Guthrie. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition
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-------. “Republic.” The Collected Dialogues of Plato Including the Letters. Translated by Paul Shorey. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition.
-------. Gorgias. Translated by James H. Nichols Jr. Ithaca: Cornell University Press, 1998
-------. Protagoras and Meno. Translated by Adam Beresfprd. New York: Penguin Books, 2005. 331c; my emphasis
Sayre, Kenneth M. “A Maieutic View of Five Late Dialogues.” Methods of Interpreting Plato and His Dialogues. Ed. James Klagge and Nicholas Smith. Oxford: Clarendon Press, 1992. Pg. 221-243
Sayre, Kenneth M. "Plato's Writings in Light of the Seventh Letter." Platonic Writings/Platonic Readings. Ed. Charles L. Griswold. New York: Routledge, 1988. Pg. 93-109. Print.
Plato. “Alcibiades 2.” Plato in Twelve Volumes. Vol. 8. Translated by W.R.M. Lamb. Cambridge: Harvard University Press. 1955. 146e; my emphasis Jeager, Werner. Paideia: The Ideals of Greek Culture.Vol. III. Translated by G. Highet. Oxford: Oxford University Press. 1967. Pg. 3 Sayre, Kenneth M. “A Maieutic View of Five Late Dialogues.” Methods of Interpreting Plato and His Dialogues. Ed. James Klagge and Nicholas Smith. Oxford: Clarendon Press, 1992. Pg. 221-243 Cf. Plato. “Protagoras.” Translated by W.K.C. Guthrie. 361c Cf. Ibid., 358b Cf. Plato. Gorgias. Translated by James H. Nichols Jr. Ithaca: Cornell University Press, 1998. 475a; 492a ff Cf. Plato. “Republic.” Translated by Paul Shorey. 435d-444a Cf. Plato. “Phaedo.” Translated by Hugh Tredennick. 78b-84b Plato. “Letter VII.” The Collected Dialogues of Plato Including the Letters. Translated by L.A. Post. Ed. Edith Hamilton and Huntington Cairns. New York: Pantheon Books. 1963. Electronic Edition. 341c-d; My emphasis Note: all citations from the dialogues not listing a volume or book should be assumed to come from this source. Cf. Brumbaugh, Robert. “Digressions and Dialogue: The Seventh Letter and Plato’s Literary Form” Platonic Writings/Platonic Readings. Ed. Charles L. Griswold. New York: Routledge, 1988. Pg. 84-92. Print. Sayre, Kenneth M. "Plato's Writings in Light of the Seventh Letter." Platonic Writings/Platonic Readings. Ed. Charles L. Griswold. New York: Routledge, 1988. Pg. 93-109. Print. Plato. “Phaedrus.” Translated by R. Hackforth. 275c-d; my emphasis Plato. “Letter VII.” Translated by L.A. Post. 343a Ibid.,341d Translated by L.A. Post with minor alterations to the italicized words by Mark Moes. [Moes translation found in Plato’s Dialogue Form and the Care of the Soul (New York: Peter Lang Publishing. 2000. Pg. 45-46), to which I am indebted for much of the inspiration for this paper. Sayre, Kenneth M. "Plato's Writings in Light of the Seventh Letter." Pg. 103 Plato. “Letter VII.” Translated by L.A. Post. 340d-e; my emphasis Plato. “Meno.” Translated by W.K.C. Guthrie. 72d-e Plato. “Protagoras.” Translated by W.K.C. Guthrie. 313e Plato. “Phaedrus.” Translated by R. Hackforth. 276a-b; my emphasis Plato. “Letter VII.” Translated by L.A. Post. 330d-331d Plato. “Charmides.” Translated by Benjamin Jowett. 157a See Gorgias, 450a: “medicine too, as it seems, is about speeches” Plato. “Laws.” Translated by A.E. Taylor. 720b-d; my emphasis
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Griswold, Charles. Self-Knowledge in Plato’s Phaedrus. New Haven: Yale University Press, 1986. Pg 221 Plato. “Lysias.” Translated by J. Wright. 217a Ibid., 219a; my emphasis Ibid., 219a Plato. Gorgias. Translated by James H. Nichols Jr. 464c; my emphasis Ibid. 465a Plato. “Republic.” Translated by Paul Shorey. 342d Ibid. 342e-343a See Lester S. King’s article “Plato’s Concepts of Medicine.”( Journal of the History of Medicine. January (1954): 38-48) for an overview and discussion of the radical paternalism and eugenics arguments developed in the Republic Interestingly, shortly before these passages about the physician’s overriding concern for the patient, he differentiates the physician from the “money-maker” (341c), claiming the former cannot have fee-earning as a necessary component of his art. Such selflessness that was ostensibly obvious in Plato’s time could provide a sharp corrective to our own. Plato. “Laches.” Translated by Benjamin Jowett. 185c-d Plato. “Phaedrus.” Translated by R. Hackforth. 268a-c
Edelstein, Ludwig. Ancient Medicine: Selected Papers of Ludwig Edelstein. Ed. O. Temkin Baltimore: Johns Hopkins University Press, 1967. Pg. 109 I give full credit to Christopher Long for developing and sharing these ideas in a class-based discussion of this work (Long, Christopher. Lecture on Plato’s Protagoras. The Pennsylvania State University, Fall 2009, PHIL553: Ancient Philosophy Seminar) “On Ancient Medicine.” Hippocrates, Volume 1. Translated by W. Jones. Cambridge: Harvard University Press, Loeb Classical Library, 1956. Pg. 2; my emphasis Moes, Mark. Plato’s Dialogue Form and the Care of the Soul. New York: Peter Lang Publishing. 2000 Plato. Protagoras and Meno. Translated by Adam Beresfprd. New York: Penguin Books, 2005. 331c; my emphasis Plato, “Protagoras.” Translated by W.K.C. Guthrie. 316b Ibid., 335a-b; my emphasis Plato. Gorgias. Translated by James H. Nichols Jr. 447b-d Ibid., 475d-e Ibid., 447b-c Ibid., 487c-e Ibid., 499b-c Ibid., 519d Ibid., 521a; my emphasis
PAGEXXX
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