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Yau et al Pazopanib in hepatocellular carcinoma 1
Phase I Dose-Finding Study of Pazopanib in Hepatocellular Carcinoma: Evaluation of
Early Efficacy, Pharmacokinetics, and Pharmacodynamics
Thomas Yau,1 Pei-Jer Chen,2 Pierre Chan,1 C. Martin Curtis,3 Philip S. Murphy,3
A. Benjamin Suttle,3 Jennifer Gauvin,3 Jeffrey P. Hodge,3 Mohammed M. Dar,3 Ronnie T. Poon1
1Queen Mary Hospital, The University of Hong Kong, Hong Kong; 2National Taiwan University
Hospital, Taipei, Taiwan; 3GlaxoSmithKline Research and Development Oncology Unit,
Research Triangle Park, NC, USA, and Stockley Park, UK
Author email addresses:
Thomas Yau: [email protected]. Pei-Jer Chen: [email protected]
Pierre Chan: [email protected].
C. Martin Curtis: [email protected].
Philip S. Murphy: [email protected].
A. Benjamin Suttle: [email protected].
Jennifer Gauvin: [email protected]
Jeffrey P. Hodge: [email protected]
Mohammed M. Dar: [email protected]
Running Title: Pazopanib in hepatocellular carcinoma
Keywords: hepatocellular carcinoma, pazopanib, dose escalation, DCE MRI, angiogenesis
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Yau et al Pazopanib in hepatocellular carcinoma 2
Funding: Financial support for this study and medical editorial assistance was provided by
GlaxoSmithKline Pharmaceuticals, Philadelphia, Pennsylvania.
Corresponding author: Professor Ronnie T. Poon
Department of Surgery, The University of Hong Kong Queen Mary Hospital
102 Pokfulam Road; Hong Kong
Tel: 85222553641; Fax: 852-28175475
E-mail: [email protected].
Disclosure: TY has participated in advisory boards for Bayer and Pfizer, for which he was
compensated, but he reports no honoraria, research funding, or other remuneration. PJC has
received honoraria from Novartis and Bristol-Myers Squibb for advisory/consultancy
relationships, and has received research funding from GlaxoSmithKline and Abbott. CMC, PSM,
ABS, JG, JPH, and MMD are employed by GlaxoSmithKline and own company stock. PC and
RTP report no potential conflict of interest.
Previous Publication: These data were previously presented in part at the 45th Annual ASCO
Meeting; May 29-June 2, 2009; Orlando, FL (abstract 3561) and at the Joint ECCO 15 - 34th
ESMO Multidisciplinary Congress; September 20-24, 2009; Berlin, Germany (abstract 1206).
The DCE-MRI results were also previously presented at the Annual Meeting of the International
Society for Magnetic Resonance in Medicine; May 1-7, 2010; Stockholm, Sweden (abstract
2720).
Word Count (limit 5,000) = 3,842 Abstract (limit 250) = 249 Figure/Table Count (limit 6) = 6 References (limit 50) = 27 Includes Supplemental Material
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Yau et al Pazopanib in hepatocellular carcinoma 3
TRANSLATIONAL RELEVANCE
Oral antiangiogenic agents have shown promise in the treatment of hepatocellular
carcinoma (HCC). Notably, oral antiangiogenic agents have demonstrated differences in their
safety and efficacy profiles in clinical studies. Expanding the number of tolerable and effective
agents available for treating patients with HCC may provide additional treatment options with
improved individualized tolerability and efficacy, as well as effective options at recurrence.
Accordingly, this study examined the potential of the oral angiogenesis inhibitor pazopanib,
which has shown antitumor activity in various solid tumors, in patients with HCC. This phase I
study also explores and provides further insights into the use of recently developed DCE-MRI
parameters as a measure of the efficacy of antiangiogenic agents in patients with HCC.
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Yau et al Pazopanib in hepatocellular carcinoma 4
ABSTRACT
Background: A phase I dose-escalating study of pazopanib was conducted to determine the
maximum tolerated dose (MTD), pharmacokinetic/pharmacodynamic relationships, and clinical
activity in patients with advanced hepatocellular carcinoma (HCC).
Design: Asian patients (N=28) were dose-escalated on pazopanib (200-800 mg) once daily
(QD) on 21-day cycles, with MTD as the primary endpoint using a modified 3+3 design.
Changes in tumor vasculature were evaluated by dynamic contrast-enhanced magnetic
resonance imaging (DCE-MRI).
Results: Two of five patients at the 800-mg dose level experienced dose-limiting toxicities
(grade 3 AST/ALT elevations, grade 3 malaise). The MTD in patients with HCC (Child-Pugh
class A) was 600 mg QD. Diarrhea, skin hypopigmentation, and AST elevation were the most
commonly reported adverse events at the MTD. Mean Cmax and AUC(0-6) of pazopanib and its
metabolites did not increase dose proportionally across the 200-800 mg range. Reductions in
IAUGC and Ktrans were demonstrated at all pazopanib doses evaluated, with the greatest
reductions at 600 and 800 mg. Although larger DCE-MRI parameter decreases were associated
with larger C24 and Cmax values, there was no constant relationship between tumor perfusion
decreases measured by DCE-MRI and plasma pazopanib pharmacokinetic parameters. Overall,
19 patients (73%) had either partial response or stable disease.
Conclusion: Pazopanib has a manageable safety profile in patients with advanced HCC, and
600 mg was chosen for further development of pazopanib in advanced HCC. Moreover,
pazopanib reduced tumor vessel leakage, as shown by DCE-MRI, indicating a direct effect on
HCC vasculature that might be associated with its antitumor activity.
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INTRODUCTION
Advanced hepatocellular carcinoma (HCC) carries a poor prognosis, and systemic
therapy with cytotoxic agents shows no survival benefit (1). The orally available, multi-targeting
receptor tyrosine kinase inhibitor sorafenib is the first agent demonstrating significant
improvement in median overall survival in two randomized phase III trials in advanced HCC (2,
3). Sorafenib may exert its antiangiogenic effects by targeting receptors for vascular endothelial
growth factor (VEGFR-2, VEGFR-3) and platelet-derived growth factor (PDGFR), and may block
tumor cell proliferation by targeting the RAF/MEK/ERK signaling pathway (4, 5).
In the era of personalized medicine, improving treatment outcomes for patients with
advanced HCC requires the development of additional active agents/regimens with tolerable
safety profiles, and the identification of drug mechanism of action and biomarkers capable of
predicting tumor response and/or resistance to treatment. Pazopanib is a potent, oral,
multikinase angiogenesis inhibitor targeting VEGFR-1, -2, and -3, PDGFR-α and -β, and c-Kit
that has demonstrated efficacy and tolerability in treating various tumor types (6-8). In a phase I
pazopanib study, clinical benefits were seen in patients with solid tumors who received
pazopanib 800 mg or more once daily (QD) or 300 mg twice daily (BID) (6). Moreover, when
pazopanib 800 mg QD was administrated as a single agent, evidence of antitumor activity was
observed in various phase II studies in several tumor types, including soft tissue sarcoma, renal
cell carcinoma, ovarian cancer, and non-small cell lung cancer (9-12).
Dynamic contrast-enhanced magnetic resonance imaging (DCE-MRI) is a noninvasive
quantitative method that facilitates the evaluation of microvascular structure by tracking the
pharmacokinetics of injected low-molecular-weight contrast agents. The technique is sensitive
to alterations in vascular permeability, extracellular, extravascular, and vascular volumes, and
blood flow, and has potential advantages over computed tomography (CT) and positron
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Yau et al Pazopanib in hepatocellular carcinoma 6
emission tomography in evaluating tumor angiogenesis (6, 13). It has been increasingly used as
a biomarker of drug efficacy in clinical trials of various angiogenesis inhibitors.
The objective of this multidisciplinary phase I study of pazopanib was to assess safety,
pharmacokinetics, pharmacodynamics, and clinical activity of pazopanib, in patients with
advanced HCC. Candidate biomarkers potentially correlating with clinical efficacy were explored
by comparing clinical outcome with DCE-MRI parameters.
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PATIENTS AND METHODS
This phase I, open-label, dose-finding study (VEG107200; clinicaltrials.govdentifier
NCT00370513) was conducted in two phases: a dose-escalation and a cohort-expansion
phase, at three international centers. The study complied with the Helsinki Declaration
principles; study protocol and amendments were reviewed and approved by the appropriate
national, regional, or investigational center Ethics Committee or Institutional Review Board. All
patients provided written informed consent.
Patients
Eligible patients were at least 18 years of age, satisfied European Association for the
Study of the Liver diagnostic criteria for diagnosis of HCC (14), and had advanced (local
unresectable and/or metastatic) disease not amenable to surgery or local therapy. Prior
systemic or local therapy was permitted, provided it was completed within the protocol-specified
time frame as follows: > 4 weeks since prior systemic therapy, radiotherapy, or major surgery;
> 6 weeks since administration of nitrosoureas, mitomycin, or prior local-ablative therapy; > 60
days since completion of prior radiofrequency ablation. Patients who received prior therapy had
to show evidence of disease progression and must have fully recovered from previous therapy.
Additional eligibility criteria included an Eastern Cooperative Oncology Group performance
status of 0 or 1; at least one target lesion according to Response Evaluation Criteria for Solid
Tumors (RECIST) (15); adequate hematologic and renal function; and Child-Pugh A cirrhosis
with adequate hepatic parameters (serum albumin ≥ 2.8 g/dL, serum bilirubin < 2.0 mg/mL;
aspartate aminotransferase [AST] ≤ 2.0 × ULN; and alanine aminotransferase [ALT] ≤ 2.0 ×
ULN).
Major exclusion criteria included underlying malabsorption syndrome, any condition that
interfered with oral administration of the study drug, Child-Pugh B or C cirrhosis, previous
therapy with any VEGF-directed angiogenesis inhibitor, and previous history of portal vein
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Yau et al Pazopanib in hepatocellular carcinoma 8
thrombosis or bleeding esophageal varices. Additional exclusion criteria included poorly
controlled hypertension; QTc prolongation (defined as a QTc interval > 470 msec); previous
Class III or IV heart failure; history of cerebrovascular events within 6 months; history of
myocardial infarction, hospitalization for unstable angina, or cardiac angioplasty or stenting
within 6 months; or untreated venous thrombosis.
Study Design and Treatment
Dose-Escalation Phase
Pazopanib dose escalation ranged from 200 to 800 mg QD during the dose-escalation
phase, with a minimum of three patients enrolled in each cohort; a modified 3+3 design
specified that at least three to six patients could be enrolled in a given cohort. Patients were not
enrolled in subsequent cohorts until all patients in the previous cohort completed 21 days of
therapy (ie, one cycle), and the toxicity profile and pharmacokinetics results from cycle 1 were
available. Dose escalation continued at 100% of the preceding dose level until a dose-limiting
toxicity (DLT) was observed or the maximum dose level of 800 mg QD was achieved in the
absence of DLTs. The maximum tolerated dose (MTD) was defined as the highest daily dose of
pazopanib at which no more than one of six patients experienced a DLT.
In addition to the standard definitions of DLTs (any grade 3 or 4 clinically significant non-
hematologic toxicity except alopecia) employed in other studies of pazopanib monotherapy,
additional adverse events (AEs) relevant to the population under study were defined as DLTs.
These included liver toxicity for which clinical and radiologic criteria supported either progressive
disease or viral reactivation as the cause of increased hepatic dysfunction, and an increase in
the Child-Pugh score by 2 or more in association with liver toxicity considered to be related to
pazopanib (see Supplemental Methods for a complete list).
Cohort-Expansion Phase
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Yau et al Pazopanib in hepatocellular carcinoma 9
Once the MTD was determined, up to 10 additional patients could be enrolled at the
MTD to further evaluate the safety and tolerability of pazopanib and acquire additional and
pharmacokinetics data.
Study Objectives
The primary objectives of this study were the safety, tolerability, and MTD of pazopanib
in patients with HCC. Secondary objectives included characterization of pharmacokinetics,
evaluation of changes in tumor vasculature based on DCE-MRI, serial serum alpha fetoprotein
(AFP) measurements, and evaluation of contrast-enhanced CT scans or MRI for response per
RECIST guidelines (15).
Safety Assessments and Disease Evaluation
Clinical assessments were performed at least every 3 weeks and more frequently during
the first three cycles for all patients on treatment. Adverse events were reported in accordance
with National Cancer Institute Common Terminology Criteria for Adverse Events version 3.0
(16). Viral hepatitis replication parameters were assessed at the start of each cycle. Radiologic
assessments, either CT or MRI scans, were performed at baseline and at 6-week intervals
thereafter.
Pharmacokinetics
To characterize the pharmacokinetics of pazopanib after single and multiple doses,
serial blood samples were collected over 6 hours on Day 15 during the dose-escalation phase,
over 72 hours after pazopanib administration on Day 1, and over 24 hours on Day 15 during the
expansion-cohort phase. Concentrations of plasma pazopanib and pazopanib metabolites
(GSK1268992, GSK1268997, GSK1071306) were measured by tandem high-performance
liquid chromatography mass spectrometry.
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Pharmacokinetic parameters included area under the concentration-time curve (AUC)
from 0 to 6 hours (AUC(0-6)) , maximum plasma concentration (Cmax), time to maximum observed
concentration (tmax), and 24-hour plasma concentration (C24) of pazopanib on study Day 15.
Pharmacokinetic analyses of concentration-time data for plasma pazopanib and pazopanib
metabolite were conducted using the noncompartmental Model 200 (for extravascular
administration) of WinNonlin Professional Edition version 5.2 (Pharsight Corporation, Mountain
View, California).
DCE-MRI
Changes in tumor vascular parameters in response to pazopanib were characterized by
DCE-MRI. Specifically, DCE-MRI was used to determine the contrast agent transfer coefficient
(Ktrans) and the initial area under the tissue gadolinium concentration-time curve (IAUGC) at
baseline and on Day 22 after pazopanib treatment. Two DCE-MRIs, at least 24 hours apart,
were performed during screening, within 7 days of Day 1 of cycle 1 to evaluate measurement
variability. A third DCE-MRI was performed on Day 1 of cycle 2 (study Day 22). The pazopanib
dose and exposure parameters at Day 22 were compared with baseline (defined by the mean of
the two baseline measurements) using Ktrans and IAUGC.
The IAUGC was derived from the area under the tissue gadolinium concentration-time
curve over 60 seconds following bolus arrival (IAUGC60). Tumors were manually outlined and all
DCE-MRI parameters were calculated within the enhancing portion of the tumor.
A standardized DCE-MRI protocol was implemented at three clinical trial sites and all the
images were centrally analyzed by a group blinded to study treatment (Imaging Science and
Biomedical Engineering, University of Manchester, UK). Additional details of the DCE-MRI
methods and analysis protocol are provided in Supplemental Methods.
Statistical Analysis
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Survival analysis was computed by the Kaplan-Meier method. Progression-free survival
(PFS) was calculated from the date of commencement of study drugs to the date of
documented progression or death, and was performed on intent-to-treat basis. All statistical
analysis was performed using SAS version 8.2 (SAS Institute Inc., Cary, North Carolina).
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RESULTS
Patients
Median patient age was 61 years, and 24 patients (86%) were male (Table 1). Twenty-
two patients (79%) met the cyto-histologic criteria defined by European Association for the
Study of the Liver for HCC, and six patients (21%) met the European Association for the Study
of the Liver noninvasive criteria (restricted to cirrhotic patients) for HCC. Twenty-eight patients
received pazopanib QD. Median days (minimum-maximum) on study were 133.5 (42-798), 55
(8-295), 127 (4-289), and 169 (9-274) for pazopanib 200 mg (n = 4), 400 mg (n = 11), 600 mg
(n = 8), and 800 mg (n = 5) QD doses, respectively.
Dose-Escalation Phase and Dose-Limiting Toxicity
Overall, 21 patients were enrolled in the dose-escalation phase and three patients
experienced DLTs. At the pazopanib 800 mg QD dose level, two patients experienced DLTs
(grade 3 AST/ALT elevations and grade 3 malaise) and the MTD was exceeded. Six patients
were subsequently enrolled at pazopanib 600 mg in the dose-escalation phase of the study,
according to the protocol. This dose met the protocol-defined MTD, in that one of the six
patients enrolled at this dose level experienced a DLT (ie, unable to receive > 75% of dose
during cycle 1 because of grade 2 neutropenia, grade 2 AST elevation, and grade 2
hyperbilirubinemia). Thus, the MTD was defined as 600 mg according to the protocol.
Cohort-Expansion Phase
Although not specified as part of the original study design, due to insufficient DCE-MRI
data available that met pre-specified technical requirements from the original five patients
enrolled at the 400 mg dose level during the dose-escalation phase, an additional six patients
were enrolled at this dose, rather than the MTD of 600 mg during the cohort-expansion phase.
After completion of cycle 1 and acquisition of DCE-MRI data, and in the absence of DLTs, these
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Yau et al Pazopanib in hepatocellular carcinoma 13
patients were permitted to escalate to the MTD of 600 mg QD. However, two additional patients
were enrolled to receive pazopanib at the MTD of 600 mg starting from cycle 1 in the cohort-
expansion phase. Nevertheless, one of these patients experienced a grade 4 gastrointestinal
hemorrhage during the first 21 days of dosing, related in part to occult metastases invading the
gastrointestinal tract, and withdrew from the study. The second patient enrolled in the cohort-
expansion phase at 600 mg starting from cycle 1 was not evaluable for treatment-related
toxicities because of rapid disease progression and withdrawal from the study after receiving
two doses of pazopanib. No additional patients were enrolled in the cohort-expansion phase at
the 600 mg dose level, because of slow accrual and in light of additional patients having been
exposed to 600 mg QD as a result of intra-patient dose modification (ie, ten patients received
600 mg for the majority of their on-study duration).
Safety
The most commonly reported AEs (Table 2) were diarrhea (17 patients; 61%),
hypertension (10 patients; 36%), AST elevation (9 patients; 32%), and ALT elevation (6
patients; 21%). The most commonly reported AEs at the MTD were diarrhea (4 patients; 50%),
skin hypopigmentation (4 patients; 50%), and AST elevation (3 patients; 38%). Most toxicities
were grade 1 or 2 and resolved after discontinuation of pazopanib. Hypertension was the most
common AE with a maximum toxicity of grade 3 or higher across all treatment groups.
The most common treatment-emergent hematologic laboratory abnormalities were
lymphopenia (10 patients; 53%), leukopenia (13 patients; 46%), and neutropenia (8 patients;
42%). The most common treatment-emergent clinical chemistry abnormalities were AST
elevation (20 patients; 71%), hyperbilirubinemia (19 patients; 68%), ALT elevation (15 patients;
54%), lipase elevation (13 patients; 50%), and hyperglycemia (14 patients; 50%). Maximum
changes in hepatobiliary parameters from baseline are shown in Table 3.
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Overall, six patients were withdrawn from the study because of AEs that included
AST/ALT elevation, AST/bilirubin elevation, malaise, gastrointestinal hemorrhage, hepatic
function abnormality, and myocardial ischemia (one patient each). Nine patients experienced
AEs that required dose interruption of pazopanib. The most common AEs leading to dose
interruptions were AST/ALT elevations. Moreover, six patients had pazopanib dose reductions.
The most common AEs leading to dose reductions were AST/ALT elevations and diarrhea.
Clinical Activity
Twenty-six patients were evaluable for treatment response (two patients were withdrawn
during cycle 1 because of treatment-related toxicity and were not evaluable for response).
Among evaluable patients, two patients (8%) had confirmed partial responses, 17 patients
(65%) had stable disease, and seven patients (27%) had progressive disease. The partial
responses (one patient each at the 400 and 800 mg dose levels) were maintained for at least 12
weeks. Overall, 19 patients (73%) had either partial response or stable disease while receiving
pazopanib treatment.
The median estimation of PFS for the entire study population was 17.7 weeks (95%
confidence interval: 11.9 - 23.9 weeks; Fig. 1A). The best percent change from baseline in the
sum of the longest diameters of target lesions according to pazopanib dose received on the
largest number of days (ie, modal dose rather than the originally assigned dose) is displayed in
Fig. 1B to provide a more accurate picture of the association between dose and antitumor
activity. Of the patients with a modal dose of 600 mg QD, one patient had a confirmed partial
response, six patients had stable disease, and one patient had progressive disease.
Serial Alpha Fetoprotein Changes
Of the 16 patients who had elevation in baseline AFP (ie, > 20 µg/L); ten patients (63%)
showed a 20% or greater decline in AFP compared with baseline during the study, while two
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patients had no post-baseline AFP measurements (Supplemental Table 1). Among the ten
patients who had elevated AFP at baseline and achieved a partial response or stable disease
as their best response, eight patients had a 20% or greater decline in AFP compared with
baseline, and two patients had an increase in AFP compared with baseline. Additionally, among
the six patients who had elevated AFP and achieved PFS of 17.7 weeks or longer, five patients
had a 20% or greater decline in AFP compared with baseline, and only one patient had an
increase in AFP compared with baseline.
Pharmacokinetics
After repeated oral administration of pazopanib 200, 400, 600, or 800 mg QD in the
Dose-Escalation phase, median tmax values ranged from 2 to 3 hours (Supplemental Table 2).
The highest AUC(0-6), Cmax, and C24 values were observed in the pazopanib 800 mg QD cohort.
However, systemic exposure (AUC(0-6)) to pazopanib did not increase in a dose-proportional
manner when the pazopanib dose was increased, and ranged from 151 µg·hr/mL at pazopanib
200 mg QD to 214 µg·hr/mL at pazopanib 800 mg QD. Similarly, the mean Cmax values for
pazopanib did not vary widely across the range of pazopanib doses used in this study (29.8
g/mL at pazopanib 200 mg QD; 31.6 g/mL at pazopanib 400 mg QD; 28.8 g/mL at pazopanib
600 mg QD; 39.5 g/mL at pazopanib 800 mg QD). The trough plasma C24 was above 15 µg/mL
for all doses tested and was highest at the pazopanib 800 mg QD dose level (28.1µg/mL).
After 14 days of QD administration, metabolites in the pazopanib 800 mg cohort were
greater than or equal to the mean values observed in the 200, 400, and 600 mg dose cohorts.
Similar to pazopanib, systemic exposure to pazopanib metabolites did not increase in a dose
proportional fashion when the dose of pazopanib was increased from 200 to 800 mg QD.
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DCE-MRI Findings
Seventeen of 28 patients treated with pazopanib 200 mg (n = 4), 400 mg (n = 5), 600 mg
(n = 5), or 800 mg (n = 3) successfully completed both baseline and Day 22 DCE-MRI
acquisitions. Baseline scanning was repeated to estimate measurement variability. The mean
percent (standard deviation) differences between two baseline scans for IAUGC60 and Ktrans
were 17.8% (17.3%) and 24.8% (23.1%), respectively. Median percent changes from baseline
in IAUGC60 were –17.3, –15.9, –39.6, and –60.0, whereas median percent changes from
baseline in Ktrans were –36.3, –23.0, –44.6, and –73.8 for the pazopanib 200 mg, 400 mg, 600
mg, and 800 mg QD doses, respectively (Table 4). The percent changes from baseline in
IAUGC and Ktrans were variable across observed pazopanib C24 and Cmax values; however, the
largest decrease from baseline in Ktrans occurred in patients with C24 values above 20 µg/mL
(Fig. 2A). Decreases of 40% or greater from baseline in IAUGC60 were observed only in patients
with C24 of approximately 20 µg/mL or higher. One patient receiving pazopanib 800 mg QD had
a best response of partial response, achieved C24 of approximately 30 µg/mL, and had large
decreases from baseline in IAUGC (∼60%) and Ktrans (∼74%; Fig. 2B). All three patients who had
a best response of progressive disease and underwent paired DCE-MRI acquisitions achieved
C24 values below 30 µg/mL and less than 40% decreases from baseline in IAUGC or Ktrans. A
similar trend was observed for Cmax.
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DISCUSSION
For patients with advanced HCC in Child-Pugh class A, the MTD for pazopanib was 600
mg QD, on the basis of DLT frequency during the first 21 days of pazopanib in the dose
escalation phase. During the cohort-expansion phase of the study (pazopanib 600 mg QD), one
patient died and another experienced grade 4 gastrointestinal bleeding. Both the death and the
gastrointestinal bleeding were likely related to rapid disease progression and occult metastases
invading the gastrointestinal tract, respectively. Overall, 10 patients received pazopanib 600 mg
for the majority of their time on treatment, and appeared to tolerate this dose (with the exception
of the two patients described above). Although a potential contribution of study drug to the
serious AEs observed in the two patients receiving 600 mg during the cohort-expansion phase
cannot be excluded, based on available data, pazopanib 600 mg QD was determined to be both
the protocol-defined MTD and the recommended dose for further development in patients with
advanced HCC.
Notably, in view of the potential hepatotoxicity reported in the phase 1 pazopanib study
(6), the current study specified that an increase of 2 or more in the Child-Pugh score was one of
the criteria defining DLT if the liver toxicity was considered to be related to pazopanib. In fact,
the frequency of transaminase and bilirubin elevations was higher in the current study than
other pazopanib studies (6). This observed increase in the incidence of liver toxicities may be
related to exacerbation of hepatic AEs in a population with underlying disease (HCC) that
compromised liver function. Nevertheless, the overall safety profile of patients with HCC treated
with pazopanib appeared to be similar to the profiles reported in other pazopanib monotherapy
studies with regard to the frequency of serious AEs, as well as the frequency of AEs leading to
withdrawal from the study, dose interruption, or dose reduction (6).
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Yau et al Pazopanib in hepatocellular carcinoma 18
There may be important differences in the AE profile of the targeted agents in the
treatment of advanced HCC (2, 3, 17-20). For instance, hypertension, hepatobiliary laboratory
abnormalities, and diarrhea occurred at a higher frequency in this study compared with that
reported for sorafenib. Nevertheless, it is important to note that such cross-study comparisons
are limited by sample size, differences in baseline disease characteristics (eg, tumor stage,
association with hepatitis B vs C), on-study duration, and study design (phase I vs phase II/III),
and should be undertaken with care.
Although the relationship between pazopanib pharmacokinetic parameters and DCE-
MRI endpoints in the current study was not constant, greater decreases in DCE-MRI
parameters were associated with higher pazopanib C24 values. All patients with an
approximately 40% or greater decrease in IAUGC had a pazopanib C24 of 20 µg/mL or higher.
Results from a previous pazopanib study (6) demonstrated that patients with C24 of 15 µg/mL or
higher, compared to patients with C24 below 15 µg/mL, had a markedly higher rate of developing
hypertension (77% vs 39%), which is a predominant AE associated with VEGF inhibition
observed in clinical trials of anti-VEGF therapy (21, 22). The similarity of plasma pazopanib C24
at which the effects on blood pressure and DCE-MRI parameters are observed suggests that
effects consistent with anti-VEGF activity occur when plasma pazopanib concentrations are
maintained above a target of approximately 20 µg/mL.
Preliminary clinical activity was observed with pazopanib in this study of patients with
HCC. The overall response rate was 8% and the median PFS was 17.7 weeks. Overall, 73% of
patients had a best response of either a partial response or stable disease while on pazopanib
treatment, and among patients with elevations in baseline AFP, those with a 20% or greater
decline in AFP seemed to benefit more from pazopanib treatment compared with patients
without this decline. Notably, at the time this study was conducted, RECIST guidelines remain
the standard for assessing tumor response (15). As yet, there is no consensus in the HCC
community about whether modified RECIST would be a better method to assess response in
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Yau et al Pazopanib in hepatocellular carcinoma 19
patients with HCC receiving targeted therapy alone. Nevertheless, there may be an even higher
rate of radiological response if the results of the study are evaluated by modified RECIST
guidelines (23), which take into account tumor necrosis.
To measure the changes in HCC tumor vessel function, we used DCE-MRI, a technique
widely used to evaluate changes in the vasculature in response to antiangiogenic therapies.
Parameters such as Ktrans are considered related to vascular permeability and are considered
biomarker candidates because they can detect functional changes in tumor vasculature after
treatment with anti-VEGF agents (24-27). To our knowledge, this is one of the few published
studies to evaluate functional changes in HCC tumor vasculature in response to a range of
doses of an antiangiogenic agent. Notably, in the current study the extent of decrease in both
Ktrans and IAUGC was greater in patients with clinical benefit, suggesting that control of vessel
leakage may be a determinant of HCC tumor response to pazopanib. However, the predictive
value of imaging biomarkers remains to be standardized and validated in larger studies.
In conclusion, we established a tolerable dose of pazopanib and provided initial
evidence of antitumor activity in selected patients with advanced HCC. Pazopanib reduces
tumor vessel leakage, as estimated by DCE-MRI, indicating a direct effect on HCC vasculature
that might be associated with clinical benefit. With the manageable safety profile of pazopanib
demonstrated in this study of selected patients with HCC, further evaluation of pazopanib in
phase II trials is warranted.
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Yau et al Pazopanib in hepatocellular carcinoma 20
ACKNOWLEDGMENTS
Imaging was supported by Frank Stornanti, Perceptive Informatics, Billerica, and Dr.
Brandon Whitcher, GlaxoSmithKline Clinical Imaging Centre, London. Image analysis was
conducted by Dr. Caleb Roberts and Professor Geoff Parker, Imaging Science and Biomedical
Engineering, University of Manchester, UK. We thank Bret Wing, PhD, ProEd Communications,
Inc.®, for his medical editorial assistance with this manuscript.
FUNDING
This study was sponsored by GlaxoSmithKline Research and Development and
GlaxoSmithKline provided funding for medical editorial assistance.
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Yau et al Pazopanib in hepatocellular carcinoma 21
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Yau et al Pazopanib in hepatocellular carcinoma 25
TABLES
Table 1. Patient Baseline Characteristics and Disposition Baseline Characteristics N = 28 Age, median years (range) 61 (38 - 76) Sex, n (%) Female Male
4 (14)
24 (86) Race, n (%) Asian—Japanese/East Asian/Southeast Asian Asian—Central/South Asian
27 (96)
1 (4) ECOG performance status, n (%) 0 1
17 (61) 11 (39)
Hepatitis serology, n (%) Hepatitis B (+) Hepatitis B surface antigen (+) Hepatitis C (+) Hepatitis B (+) AND hepatitis C (+) Hepatitis B (–) AND hepatitis C (–)
23 (82) 19 (68) 3 (11) 2 (7)
4 (14) Baseline AFP level, n (%) ≤ 400 µg/L > 400 µg/L
20 (71) 8 (29)
AJCC disease stage at study entry, n (%) I IIIA IIIC IV
1 (4) 2 (7) 2 (7)
23 (82) Distant metastases, n (%) Lung Lymph nodes Adrenals Abdomen Bone Kidney
15 (54) 8 (29) 4 (14) 2 (7) 2 (7) 2 (7)
Prior surgical treatment, n (%) Liver resection Liver transplant
18 (64)
0 (0) Local ablative procedure, n (%) TACE RFA Alcohol injection
15 (54) 5 (18) 1 (4)
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Yau et al Pazopanib in hepatocellular carcinoma 26
Prior systemic therapy, n (%) Chemotherapy Biologic therapy Hormonal therapy
8 (29) 4 (14) 1 (4)
Disposition Patients, n Pazopanib dose-escalation phase (n = 21) 200 mg QD 400 mg QD 600 mg QD 800 mg QD
4 5 6 5
Pazopanib cohort-expansion phase (n = 7) 400 mg QD 600 mg QD
6 2
Abbreviations: AJCC, American Joint Committee on Cancer; ECOG, Eastern Cooperative Oncology Group; RFA, radiofrequency ablation; TACE, transarterial chemoembolization; (+), positive; (–), negative.
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Yau et al Pazopanib in hepatocellular carcinoma 27
Table 2. Summary of Adverse Events (Any Grade) Occurring in ≥ 10% of All Patients Across All Treatment Groups and Adverse Events ≥ Grade 3
Patients, n (%)
Pazopanib (mg) Treatment Groups Total
(N = 28) Adverse Event (preferred terms)
200 (n = 4)
400 (n = 11)
600 (n = 8)
800 (n = 5)
Any Grade
Diarrhea 2 (50) 9 (82) 4 (50) 2 (40) 17 (61)
Hypertension 2 (50) 2 (18) 2 (25) 4 (80) 10 (36)
AST increased 0 5 (45) 3 (28) 1 (20) 9 (32)
ALT increased 0 3 (27) 2 (25) 1 (20) 6 (21)
Cough 2 (50) 2 (18) 1 (13) 0 5 (18)
Skin hypopigmentation 0 1 (9) 4 (50) 0 5 (18)
Weight decreased 0 2 (18) 2 (25) 1 (20) 5 (18)
Alopecia 1 (25) 0 1 (13) 2 (40) 4 (14)
Anorexia 1 (25) 3 (27) 0 0 4 (14)
Dizziness 1 (25) 1 (9) 1 (13) 1 (20) 4 (14)
Hair depigmentation 0 1 (9) 0 3 (60) 4 (14)
Hyperbilirubinemia 0 1 (9) 2 (25) 1 (20) 4 (14)
Malaise 1 (25) 2 (18) 0 1 (20) 4 (14)
Abdominal distension 1 (25) 0 2 (25) 0 3 (11)
Abdominal pain 0 1 (9) 2 (25) 0 3 (11)
Fatigue 1 (25) 1 (9) 1 (13) 0 3 (11)
Leukopenia 0 2 (18) 1 (13) 0 3 (11)
Muscle spasms 0 0 2 (25) 1 (20) 3 (11)
Nausea 2 (50) 0 0 1 (20) 3 (11)
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Upper respiratory tract infection 0 2 (18) 1 (13) 0 3 (11)
Grade 3
Hypertension 2 (50) 2 (18) 1 (13) 2 (40) 7 (25)
AST increased 0 1 (9) 1 (13) 1 (20) 3 (11)
ALT increased 0 1 (9) 0 1 (20) 2 (7)
Diarrhea 0 2 (18) 0 0 2 (7)
Hypercholesterolemia 0 0 1 (13) 0 1 (4)
Hypokalemia 0 0 0 1 (20) 1 (4)
Hyponatremia 1 (25) 0 0 0 1 (4)
Lipase increased 0 1 (9) 0 0 1 (4)
Malaise 0 0 0 1 (20) 1 (4)
Grade 4
Gastrointestinal hemorrhage 0 0 1 (13) 0 1 (4)
Hypoglycemia 0 0 1 (13) 0 1 (4)
Transaminases increased 0 0 1 (13) 0 1 (4)
Grade 5
Hepatic function abnormal 0 0 1 (13)a 0 1 (4) a Patient had rapid disease progression in the liver.
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Table 3. Summary of Treatment-Emergent Shifts from Baseline to Maximum Toxicity Grade in Hepatobiliary Parameters
Hepatobiliary Marker
Maximum Toxicity Grade
Patients, n
Total Patients, n (%)
Pazopanib Treatment Groups (N = 28)
200 mg (n = 4)
400 mg (n = 11)
600 mg (n = 8)
800 mg (n = 5)
AST elevation
1 2 2 0 2
20 (71) 2 1 4 1 1
3 0 1 3 2
4 0 0 1 0
Hyperbilirubinemia
1 2 5 2 1
19 (68) 2 1 1 2 2
3 0 0 1 0
4 0 0 2 0
ALT elevation
1 2 4 1 2
15 (54) 2 0 1 1 0
3 0 1 1 1
4 0 0 1 0
ALP elevation
1 0 3 3 2
10 (36) 2 0 0 1 0
3 0 1 0 0
Note: Table includes only data for patients whose worst grade during the study was higher than their baseline grade. Abbreviation: ALP, alkaline phosphatase.
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Table 4. Pharmacokinetic/Pharmacodynamic Relationships with Respect to Pazopanib Dose Pazopanib Dose, mg
200 (n = 4)
400 (n = 11)
600 (n = 8)
800 (n = 5)
C24,a median μg/mL
(min, max) 15.4
(13, 26) 21.4b
(10.5, 31.1) 21.8c
(1.63, 36.8) 28.7d
(24.6, 30.9) Ktrans, median % change (min, max)
–36.3 (–70.0, –22.9)
–23e (–76.8, –9.5)
–44.6e (–45.6, 9.2)
–73.8f (–86.2, –37.5)
IAUGC60, median % change (min, max)
–17.3 (–24.7, –11.7)
–15.9e (–47.9, 30.3)
–39.6e (–56.0, 12.6)
–60.0f (–78.4, 10.8)
Number of days on studyg, median days (min, max)
133.5 (40, 788)
43 (6, 294)
116.5 (2, 289)
169 (9, 274)
Abbreviations: C24, steady state concentration; Ktrans, volume transfer coefficient; IAUGC60, initial area under the gadolinium curve over 60 seconds after bolus arrival. a C24 was defined as the predose plasma drug concentration on day 15. b n = 10. c n = 6. d n = 4. e n = 5. f n = 4 g Number of days on study counts the number of days from first dose to last dose of study drug.
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Yau et al Pazopanib in hepatocellular carcinoma 31
FIGURE LEGENDS
Fig. 1. (A) Kaplan Meier estimation of progression-free survival. Gray and thin lines represent
95% confidence intervals. (B) Best percent change from baseline in the sum of the longest
diameters of target lesions. Data on patients are presented according to modal dose (dose,
including a zero dose, administered on the largest number of days while on-study) rather than
the original assigned dose.
Fig. 2. (A). Relationship of the IAUGC to pazopanib trough concentration and best response by
RECIST. (B) Representative magnetic resonance images of T1-weighted tumor enhancement
and maps of Ktrans before and after administration of pazopanib 800 mg, demonstrating a
dramatic reduction in both tumor size and Ktrans after 3 weeks of treatment.
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Prob
abili
ty o
f Pro
gres
sion
-Fre
e Su
rviv
al
0.6
0.8
A
1.0
0.4
0.2
0.0
0 4 168 12 20 24 28 32 36 40 44 48 52 56 60 64 68 72 76 80 84 88 92 96 100 104 108 112 116
28 24 1419 15 10 7 5 4 4 3 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Time, weeks
Patients at Risk
6073 Figure 1AThis tagline is for information only;
DO NOT PRINT
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Bes
t P
erce
nt C
hang
e fr
om
Bas
elin
e
10
30
50
–10
–50
–30
–70
Modal Dose, mg 0 200 400
Increase DecreaseNo Change
600 800
B
6073 Figure 1BThis tagline is for information only;
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Perc
ent C
hang
e fr
om B
asel
ine
IAU
GC
0
20
A
–20
–60
–40
–80
Partial ResponseUncon�rmed Partial RepsonseStable DiseaseProgressive Disease
5,000 10,000 15,000 20,000
Pazopanib C24, ng/mL
25,000 30,000 35,000
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LESI
ON
1LE
SIO
N 2
B
Pre-dose 1 Pre-dose 2 Post-dose
Pre-dose 1 Pre-dose 2 Post-dose
6073 Figure 2BThis tagline is for information only;
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Published OnlineFirst August 10, 2011.Clin Cancer Res Thomas CC Yau, Pei-Jer Chen, Pierre Chan, et al. PharmacodynamicsCarcinoma: Evaluation of Early Efficacy, Pharmacokinetics, and Phase I Dose-Finding Study of Pazopanib in Hepatocellular
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