performance summary - nsdl · pdf filewith effect from june 25, ... nsdl conducted three such...
TRANSCRIPT
June 2014
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Performance SummaryInvestor Accounts 13,116,821
Participants 277
Participant Service Centres 14,433
Demat Custody ` 97,64,055 Cr.
Settlement ` 1,92,628 Cr.
Companies available for demat 12,531
Instrumentsw Debentures/Bonds 9,563w Securitised Instruments 1,154w Commercial Paper 1,445w Certificates of Deposit 1,511
Highlights during the month
News Articles
Companies Name Change
Corporate Action Statistics
Performance Summary
Securities Admitted For Dematerialisation
Topic of Interest
Calendar of Events
Did you know?In order to increase the shelf life of currency notes, the Reserve Bank of India (RBI) has forbidden banks from stapling or stamping notes. You can help the endeavour by keeping notes clean yourself - Source: RBI website
Quote of the Month :“Look at market fluctuations as your friend rather than your enemy; profit from folly rather than participate in it.” - Warren Buffett
Investor Depository Meet (IDM) organized by NSDL at Dharamshala, Himachal Pradesh
in April 2014
Joint Awareness Programme with J. K. Securities Private Limited at Umreth, Gujarat in May 2014
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Top 10 Participants on the basis of New accounts opened in F.Y. 2013 - 14
Top 10 Participants on the basis of Total accounts as on March 31, 2014
Rank Participant Name New Accounts
1 ICICI Bank Limited 281,276
2 HDFC Bank Limited 163,033
3 Axis Bank Limited 131,852
4 Kotak Securities Limited 50,243
5 Sharekhan Limited 42,712
6 Kotak Mahindra Bank Limited 41,061
7 Geojit BNP Paribas Financial Services Limited 30,326
8 Religare Securities Limited 22,455
9 Ventura Securities Limited 19,610
10 Karvy Stock Broking Limited 14,753
Rank Participant Name No. of Accounts
1 ICICI Bank Limited 2,098,727
2 HDFC Bank Limited 1,588,492
3 Sharekhan Limited 905,085
4 Religare Securities Limited 700,312
5 Karvy Stock Broking Limited 667,408
6 Stock Holding Corporation of India Limited 614,955
7 Kotak Securities Limited 529,391
8 Axis Bank Limited 490,795
9 Geojit BNP Paribas Financial Services Limited 436,141
10 India Infoline Limited 318,228
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News Articles
Simplification of nomination process
1. Inorder to encourage Clients to make nomination in demat account, nomination process has been simplified whereby clients can now provide any one of the following documents of the nominee and guardian (in case of nominee is minor) at the time of nomination:
(a) Nominees’ photograph and signature or
(b) PAN or
(c) Aadhaar number or
(d) Details of saving bank account maintained with Participant or
(e) Copy of any other proof of identity of nominee (accompanied by originals for verification or duly attested by any entity authorized for attesting the documents as prescribed by SEBI) or
(f) Demat account details of nominee.
2. In case of transmission of the securities to Claimant [i.e. the nominee or legal heir(s) or legal representative(s)] where demat account of the claimant is not with the Participant, Participants shall obtain copy of Client Master report of demat account of Claimant.
3. Participants can make additions to the format of the Account Opening Form and changes in the sequence / order of the fields. Deletion of any field is not permitted.
4. With effect from June 25, 2014, Participants must obtain amended KYC Application Forms (Part 1 of Annexure J and K) in respect of all new clients. However, Participants may use the existing stock of Account Opening Forms (Part 2 of Annexure J and K) until the stock last.
(Ref: Circular Nos. NSDL/POLICY/2013/0143 dated December 27, 2013 & NSDL/POLICY/2014/0060 dated May 13, 2014)
Transfer of depository operations from Janalaxmi Co-Op Bank Limited, Nashik to The Cosmos Co-Operative Bank Ltd.
NSDL has informed all its Participants that consequent to transfer of depository operations from Janalaxmi Co-Op. Bank Limited, Nashik (Participant ID IN302121) to The Cosmos Co-Operative Bank Limited, the name of Janalaxmi Co-Op. Bank Limited, Nashik is replaced with that of The Cosmos Co-Operative Bank Limited for the Participant ID IN302121.
(Ref: Circular No. NSDL/PI/2014/1352 dated May 23, 2014)
Subscription to SPEED-e
During May 2014, two more Participants have subscribed to the SPEED-e facility viz.,
Matalia Stock Broking Private Limited (DP ID IN303575)
Sri Shirdi Capital Services Private Limited (DP ID IN303165)
Clients of the above mentioned Participants can now avail the facility of submitting various instructions through SPEED-e facility.
This takes the total number of Participants who have subscribed to SPEED-e to 139.
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Training Programmes for Participants:
NCDO/NISM training / certification programmes for Participants
To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination
(DOCE), NSDL conducted three such training programmes in May 2014 at Hyderabad, Lucknow & Mumbai which were
attended by 40 officials of Participants.
CPE Training Programme for Participants
NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes for
eligible associated persons of Participants. In May 2014, NSDL conducted 12 such training programmes at various locations
viz., Ahmedabad, Bangalore, Chennai, Hyderabad, Jaipur, Kolkata, Mumbai, New Delhi, Pune & Visakhapatnam which were
attended by 337 officials of Participants.
KYC Training Programme for Participants
In May 2014, NSDL conducted seven ‘KYC requirements for Account Opening’ training programme at Ahmedabad, Bangalore,
Chennai, Hyderabad, Kolkata & New Delhi which were attended by 201 officials of Participants. The program focuses on latest
developments viz., procedure for opening various depository accounts, BSDA, RGESS, etc., to facilitate efficient functioning
of depository operations of Participants.
Investor Education initiatives undertaken by NSDL
Programme towards Women Empowerment
Inorder to reach out to women to impart basic knowledge about investing and about demat & to further equip them to take
more knowledgeable investment decisions, NSDL in Joint association with IDFC Mutual Fund conducted a programme for
around 25 women in May 2014 covering topics such as SIP, Mutual Funds, Demat and other NSDL products.
Joint Awareness Programmes with ICICI Securities Limited & J. K. Securities Private Limited: In order to reach out to
investors that are spread across the country and to apprise them about the facilities available in NSDL depository system and
the awareness on stock markets, NSDL conducted Joint Awareness Programmes with ICICI Securities Limited at Bhagalpur
in Orissa & with J. K. Securities Private Limited at Umreth in Gujarat in May 2014 which were attended by more than
200 investors.
List of Participant Service Centre:
v For complete list of Participant Service Centres, kindly visit https://nsdl.co.in/dpsch.php on NSDL website.
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List of Companies that have changed Names(During May 2014)
Sr. No. Old Name New Name
1 Arunjyoti Enterprises Limited Naolin Enterprises Limited
2 Aadhar Housing Finance Private Limited Aadhar Housing Finance Limited
3 Motichand Finance Private Limited KKR India Asset Finance Private Limited
4 Sharp Trading & Finance Limited Trinity Tradelink Limited
5 Kumar Urban Development Limited Kumar Urban Development Private Limited
6 Confidence Trading Company Limited Confidence Finance and Trading Limited
7 Mukund Foods Private Limited Mukund Foods Limited
8 Sare Jubilee Kolathur Private Limited Sare Realty Projects Private Limited
9 TVS Finance and Services Limited Chennai Business Consulting Services Limited
10 Sri Kanyaka Investments Limited SKIL Capital Limited
11 Infotech Enterprises Limited Cyient Limited
12 ibibo Web Private Limited PayU Payments Private Limited
13 Moser Baer Engineering & Constructions Limited Hindustan EPC Company Limited
14 Balaji Commercial Limited BCL Enterprises Limited
15 Ninestars Information Technologies Limited Ninestars Information Technologies Private Limited
Sr. No. DescriptionDuring May 2014 For F.Y. 2014 - 15 (Upto May 2014)
No. of Allottees No. of Securities No. of Allottees No. of Securities1 Equity Shares 100,595 4,982,893,714 262,698 9,676,087,613
2 Preference Shares 37 538,571,930 91 1,271,769,751
3 Bonds 11,847 110,442,752 25,244 127,372,405
4 Commercial Papers 639 1,707,378 1,187 3,307,128
5 Certificates of Deposit 418 4,870,960 606 8,002,230
6 Securitised Instruments 107 614,747,414 262 6,402,790,349
7 Mutual Fund Units 27,260 209,297,660 77,983 1,128,515,966
8 Warrants 23 2,205,000 42 69,259,000
9 Mutual Fund Units (Trase) 14,646 71,961,400 29,080 204,828,822
Total 155,572 6,536,698,208 397,193 18,891,933,265
Corporate Action Statistics
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Performance Summary
INvESTORS
Month -YearClient Accounts
No. of Accounts (lakhs)
May-12 121.37
May-13 127.66
May-14 131.16
PARTICIPANTSMonth -
Year No. of Participants Service Centres
Cities /Towns
May-12 282 14,044 1,551
May-13 281 14,636 1,489
May-14 277 14,433 1,567
DEMATERIALISATION
Month -Year
No. of Dematerialised Securities
(Cr.)
value of Dematerialised
Securities( ` Cr.)
May-12 58,769 68,47,640
May-13 70,207 79,41,534
May-14 82,003 97,64,055
SETTLEMENT (Listed Equity Shares)
Month -Year
Quantity of shares settled in
dematerialised form (Cr.)
value of shares settled in
dematerialised form ( ` Cr.)
May-12 506 85,477
May-13 568 1,16,843
May-14 1,015 1,92,628
(Single Side)
DEbENTURES / bONDSMonth -
YearNo. of
Issuers No. of active instruments
Demat value ( ` Cr.)
May-12 613 7,857 10,52,163
May-13 757 9,157 13,15,961
May-14 912 9,563 14,54,862
EQUITY
Month - Year No. of Companies Operational
May-12 9,879
May-13 11,086
May-14 12,531
SECURITISED INSTRUMENTSMonth -
YearNo. of
Issuers No. of active instruments
Demat value ( ` Cr.)
May-12 512 766 35,434
May-13 557 836 46,517
May-14 808 1,154 99,764
Companies
COMMERCIAL PAPERSMonth -
YearNo. of
Issuers No. of active instruments
Demat value ( ` Cr.)
May-12 230 1,538 1,53,949
May-13 234 1,455 1,81,965
May-14 206 1,445 1,88,477
CERTIFICATES OF DEPOSITMonth -
YearNo. of
Issuers No. of active instruments
Demat value ( ` Cr.)
May-12 46 1,477 4,70,266
May-13 42 1,226 3,93,506
May-14 42 1,511 3,81,369
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Securities admitted for Dematerialisation during May 2014
Sr. No. COMPANY ISIN
1 A.P. Credit Private Limited INE672Q01014
2 Abhaya Infrastructures Private Limited INE658Q01013
3 Abhinav Leasing and Finance Limited INE211D01019
4 Adam Finman Limited INE703P01019
5 Addlife Investments Private Limited INE708Q01016
6 AMW Commercial Vehicle Applications Limited
INE679Q01019
7 Aparna Constructions and Estates Private Limited
INE754Q01010
8 Aparna Enterprises Limited INE651Q01018
9 Aptara Technologies Private Limited INE726Q01018
10 BDR Buildcon Private Limited INE766Q01014
11 Bharmour Hydro Projects Private Limited INE789Q01016
12 Biomax Fuels Limited INE712Q01018
13 BMR Overseas Limited INE751Q01016
14 Crimson Metal Engineering Company Limited
INE318P01016
15 Cybage Software Private Limited INE675Q01017
16 Delta Industrial Resources Limited INE681Q01015
17 Dembla Valves Limited INE741Q01017
18 Dhanterash Tie-Up Private Limited INE733Q01014
19 Durgesh Merchants Limited INE616Q01011
20 E-Pagemaker (P) Limited INE656Q01017
21 Exclusive Commercial Private Limited INE667Q01014
22 Exclusive Fibers Private Limited INE659Q01011
23 Fibres and Fabrics International Private Limited
INE707Q01018
24 Fraser and Company Limited INE184Q01010
25 Gajra Gears Private Limited INE710Q01012
26 Gajra Home Makers Private Limited INE211Q01011
27 Ganga Roller Flour Mills Private Limited INE720Q01011
28 Gateforum Educational Services Private Limited
INE691Q01014
29 Glass Wall Systems (India) Private Limited INE644Q01013
Sr. No. COMPANY ISIN
30 Global Buildcon Private Limited INE690Q01016
31 Gooddeal Properties Private Limited INE782Q01011
32 Goodtime Real Estate Development Private Limited
INE687Q01012
33 Gujarat Metal Cast Industries Limited INE242N01013
34 Gulf Oil Lubricants India Limited INE635Q01011
35 Halonix Technologies Private Limited INE794Q01016
36 Harsar Hydro Projects Private Limited INE801Q01019
37 Hincon Holdings Limited INE747Q01014
38 Hyacinth Hotels Private Limited INE790Q01014
39 Indiabuild Villas Development Private Limited
INE758Q01011
40 Indian Express Commercial Ventures & Projects Limited
INE776P01015
41 Jagdamba Merchandise Private Limited INE663Q01013
42 Kapil Raj Finance Limited INE332Q01015
43 Kaushal Investments Limited INE612E01016
44 Krish Infrastructure Private Limited INE709Q01014
45 Ligare Aviation Engineering Limited INE650Q01010
46 Lion Holdings Private Limited INE699Q01017
47 Loginn Hospitality Limited INE669Q01010
48 Lotus Labs Private Limited INE787Q01010
49 Mahendra Realtors & Infrastructure Private Limited
INE632Q01018
50 Manipal Hospitals (Jaipur) Private Limited INE696Q01013
51 Marvel Zeta Developers Private Limited INE768Q01010
52 Metropolitan Media Company Limited INE680Q01017
53 Mirah Realtors Private Limited INE647Q01016
54 Monarch Research and Brokerage Private Limited
INE719Q01013
55 Moser Baer Energy & Projects Limited INE718Q01015
56 Mrunmai Properties Limited INE783Q01019
57 Nachiketa Agrotech Limited INE497Q01016
58 Natraj Merchandise Private Limited INE662Q01015
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Sr. No. COMPANY ISIN
59 Nidhi Vinimay Private Limited INE668Q01012
60 Nilon's Enterprises Private Limited INE677Q01013
61 Offbeat Developers Private Limited INE943H01018
62 Panchshil Techpark Private Limited INE411J01012
63 Patel Realty (India) Limited INE802Q01017
64 Perla Hydro Power Private Limited INE729Q01012
65 PNC Raebareli Highways Private Limited INE689Q01018
66 Poysha Power Generation Private Limited INE649Q01012
67 Pune Infoport Private Limited INE642Q01017
68 QRG Central Hospital & Research Centre Limited
INE648Q01014
69 QRG Medicare Limited INE645Q01010
70 Raebareilly Allahabad Highway Private Limited
INE702Q01019
71 Ramprastha Buildcon Private Limited INE744Q01011
72 Ramprastha Buildwell Private Limited INE745Q01018
73 Ramprastha Greens Private Limited INE743Q01013
74 Ramprastha Sare Landholding Company One Private Limited
INE742Q01015
75 Reliance Financial Advisory Services Limited
INE288Q01019
76 Renew Wind Energy (Budh 3) Private Limited
INE734Q01012
77 Richway International Trade Limited INE591Q01016
78 Royal Agro & Dairy Limited INE639Q01013
79 Rudrapratap Developers Private Limited INE792Q01010
80 S&T Corporation Limited INE110Q01015
81 S.A. Townships Private Limited INE746Q01016
82 Sanasa Tech Feb Limited INE760Q01017
83 Sanghavi Foods Private Limited INE700Q01013
Sr. No. COMPANY ISIN
84 Sanskar Recipes Private Limited INE724Q01013
85 Saptharishi Finance Limited INE757Q01013
86 Secure Facility and Infra Security Limited INE652Q01016
87 SEW Transportation Networks Limited INE657Q01015
88 SGR Holdings Private Limited INE653Q01014
89 Shivam Dealer Private Limited INE654Q01012
90 Shreenath Industrial Investment Company Limited
INE345Q01017
91 Sidhant Merchandise Private Limited INE673Q01012
92 Singhal Energy Private Limited INE678Q01011
93 Siva Renewable Power and Energy Limited INE788Q01018
94 Spry Health Care Private Limited INE786Q01012
95 Spykar Lifestyles Private Limited INE703Q01017
96 Startrek Logistics Private Limited INE686Q01014
97 Tanot Wind Power Ventures Private Limited INE791Q01012
98 Taurus Ispat Private Limited INE665Q01018
99 Technology House (India) Private Limited INE655Q01019
100 Triwal Board Private Limited INE671Q01016
101 Uphar Conclave Private Limited INE646Q01018
102 Vani Commercials Limited INE661Q01017
103 Vijayawada-Machilipatnam Expressways Limited
INE725Q01010
104 Villgro Innovation Marketing Private Limited
INE640Q01011
105 Waaneep Solar Private Limited INE800Q01011
106 Watson Pharma Private Limited INE698Q01019
107 Web Element Solutions Private Limited INE562Q01017
108 Whats On India Media Private Limited INE664Q01011
109 White Feather Estates Private Limited INE670Q01018
National Insurance-policy Repository (NIR)Now, hold all your Insurance policies, be it life or non life in electronic
records under a single e-Insurance account (eIA).For further details, please visit http://nir.ndml.in or get in touch with
us at [email protected] / 022 - 49142631
9
4 1 3
9 7 1 5
3 9 2 7
1 5 7 3 4
9 4
2 8 6 7 9
7 1 3 2
8 3 2 7 1
8 4To solve a Sudoku puzzle, every digit from one to nine
must appear in each of the nine vertical columns,in each on the nine horizontal rows and in each
of the nine boxes.
Stress Buster
10
Q.6 There are demat accounts / shares certificates held by joint holders. In such a case who will cast the vote in e-voting system?
Ans. As, only one of the several joint holders is entitled to exercise voting power, in case of e-voting only first holder is recognized for the purpose of sending user ID & password for e-voting. Accordingly, the vote casted using the User ID and password sent to first holder is recognized on behalf of all the joint holders, as the shareholder who casts the vote through the e-Voting services of NSDL is doing so on behalf of all joint holders.
Q.7 Is there any charge for using e-voting system of NSDL?
Ans. No. Currently, NSDL does not levy any charge on the shareholders for using the e-Voting system.
Q.8 Is there any User manual to understand the login and voting process ?
Ans. Yes. You can download the User manual from (https://www.evoting.nsdl.com).
Q.9 Will proxy be able to cast vote in e-voting system?
Ans. e-Voting system brings flexibility, convenience and ease of operation for the shareholder to cast vote through internet. Thus, eliminating the need to appoint a proxy.
Q.10 Is time period for e-voting same as Postal ballot?
Ans. Yes. The time defined in the Postal Ballot Rules, 2001 for Postal Ballot is applicable for e-Voting as well.
Q.11 Once I cast my vote on e-voting System, can I modify my vote before the closing of e-voting cycle?
Ans. No. Vote once casted will be considered final and cannot be modified.
to be concluded in next issue…
TOPIC OF INTERESTKnow more about e-Voting system of NSDL (For Shareholders)
(Continued from May 2014 issue)
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“Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository Limited and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai - 400 086 and Published from National Securities Depository Limited, 4th Floor, ‘A’ Wing, Trade World,
Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Manoj Sathe”
NSDL Offices
Investor Relationship Cell NSDL Certification ProgrammeOfficer-In-Charge,National Securities Depository Ltd. 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: [email protected]
Officer-In-Charge,National Securities Depository Ltd. 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: [email protected]
For more information, email us at [email protected]
Head Office Branch OfficesMumbai4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel,Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351
AhmedabadUnit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle,Ahmedabad - 380006Tel: (079) 26461376, Fax: (079) 26461375
Chennai6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai - 600017 Tel: (044) 28143917 / 18, Fax: (044) 28144593
Kolkata5th Floor, The Millenium, Flat No. 5W, 235 / 2A, Acharya Jagdish Chandra Bose Road, Kolkata - 700020 Tel: (033) 22814661 / 62, Fax: (033) 22891945
New Delhi409 / 410, Ashoka Estate Building, 4th Floor, Barakhamba Road,Connaught Place, New Delhi - 110001 Tel: (011) 23353815 / 17, Fax: (011) 23353756
Will proxy be able to cast vote in e-Voting system?
Send your replies providing your contact details(Name, address and contact number) with the subject ‘Knowledge Wins Contest - June 2014’ to [email protected]
NSDL Calendar of EventsCoMpliANCe RequiReMeNt
Sr.No. particulars Reference Due date Mode of sending
1. Compliance Certificate (January - June)
(i) Circular No. NSDL/ POLICY/2006/0023 dated July 6, 2006.
(ii) Circular No. NSDL/POLICY/2010/0017 dated February 22, 2010.
July 31st every year
Digitally signed compliance certificate by email at [email protected]. Alternatively, by hard copy to Business Partner Inspection Department.