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All Rights Reserved © Alcatel-Lucent 2007 Performance Studies on LTE Advanced in the Easy-C Project 19.06.2008 Andreas Weber, Alcatel Lucent Bell Labs

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All Rights Reserved © Alcatel-Lucent 2007

Performance Studies on LTE Advanced in the Easy-C Project

19.06.2008

Andreas Weber, Alcatel Lucent Bell Labs

All Rights Reserved © Alcatel-Lucent 20082 | LTE System Simulation | June 2008

Agenda

1. Introduction

2. EASY C

3. LTE System Simulator

4. Results

5. Conclusions and Outlook

All Rights Reserved © Alcatel-Lucent 20083 | LTE System Simulation | June 2008

Introduction

EUTRAN (Evolved Universal Terrestrial Radio Access Network) also called

LTE (Long Term Evolution) is the upcoming standard for packet switched

based mobile communication

LTE physical layer is based on OFDMA in the DL and SC-FDMA in the UL

The scope of EASY C is beyond LTE -> “LTE Advanced”

EASY C field trials are accompanied by system simulations

Candidate algorithms shall be evaluated before the real system is

implemented

Accuracy of simulations can be evaluated by comparison with measurements

All Rights Reserved © Alcatel-Lucent 20084 | LTE System Simulation | June 2008

EASY C

Overview

EASY C Project topics / objectives

BMBF project

3 year project / start Q2/2007

Preparation of a new Standard: “LTE Advanced”

Focus on improved spectral efficiency, cell border throughput, fairness, and latency

Field trials with optimized MIMO algorithms

Project partners:

All Rights Reserved © Alcatel-Lucent 20085 | LTE System Simulation | June 2008

EASY C

Field Trial Phasing

Step 1: Basic LTE Release 8 system

SU-MIMO

MU-MIM0 in UL

Step 2: Enhancements above Release 8

Remote Radio Heads

Enhanced receivers

Optimized codebooks

Beam Forming

MU-MIMO in DL

Step 3: Collaborative MIMO Schemes

Network MIMO

Cooperative scheduling

Interference coordination

All Rights Reserved © Alcatel-Lucent 20086 | LTE System Simulation | June 2008

EASY C

Test Campus Dresden

One to max. 3 sites will be equipped with eNodeBs

Allows realistic tests without and with mobility

up to 30 km/h

Surrounding cells are equipped with

interferers

Signalion SORBAS based + boosters

Multi-cell scenario included for MIMO/

multi-cell and interference co-ordination

AGW simulator

16 Mb/s IP connection to NodeB (S1)

Test Ues, partly for UL interference

All Rights Reserved © Alcatel-Lucent 20087 | LTE System Simulation | June 2008

EASY C

System Simulation Approach

Field tests shall be accompanied by system simulations

Evaluation of candidate algorithms

Evaluation of accuracy of simulation models

System Simulations shall be 3GPP/NGMN compliant (TR 25.814, R1-070674)

Full simulation of interference

Wrap around

Spatial channel model

Full buffer simulation

Results shall be realistic (channel estimation loss model, ...)

First phase: Calibration of simulators of different partners (1x2 in DL and UL)

Second phase: Reference model results (2x2 in DL, 1x2 in UL)

Spectral Efficiency

User throughput CDF, fairness

Cell border throughput

Third phase:

Simulation of algorithms

Substitution of spatial channel model with

– ray tracing data

– channel measurements

All Rights Reserved © Alcatel-Lucent 20088 | LTE System Simulation | June 2008

LTE System Simulator

Objectives

Evaluation of LTE system performance in UL and DL

Antenna systems

– 2x2, 4x2, 4x4, ...

– correlated antennas

– uncorrelated antennas

– mixture of correlated and uncorrelated antennas

Algorithms

– Scheduler

– Link Adaptation

– Interference Coordination

Combination of performance enhancing technologies

Optimization of algorithms that are impacted by spatial channel behavior

All Rights Reserved © Alcatel-Lucent 20089 | LTE System Simulation | June 2008

LTE System Simulator

Reminder: DL LTE Channel Structure

t

f

Physical Resource Block (PRB)

14 OFDM Symbols x 12 Subcarrier

first 1...3 OFDM Symbols reserved for L1-L2-Signaling

one OFDM symbol

Subcarrier

Resource Element

Slot (0.5 ms)

Subframe (1 ms)

Slot (0.5 ms)

15 kHz

PRB

7515

5010

10020

255

61.4

Nr. PRBBW [MHz]

All Rights Reserved © Alcatel-Lucent 200810 | LTE System Simulation | June 2008

LTE System Simulator

Detailed Features

Features

Spatial channel model (WiM, Winner Model) generates spatial fast fading

Full simulation of interference, i.e. SCM is used for all channels

Event driven simulation on resource element basis, i.e. per subcarrier (in

frequency) and per OFDM symbol (in time), lower granularity possible

Monte Carlo drops in order to get a quicker randomization of mobile positions

(during drop path loss and shadowing is kept constant)

Link to system interface based on MIESM (Mutual Information Effective SINR

Mapping)

Receiver is explicitly modeled (MMSE or MRC)

1x1, 1x2, 2x2, 4x2, 4x4 TX/RX antennas

Single and multiple stream transmissions (e.g. PARC and SDMA)

Switching between single stream and multiple stream transmission

All Rights Reserved © Alcatel-Lucent 200811 | LTE System Simulation | June 2008

LTE System Simulator

Detailed Features

Features (continued)

Frequency selective and diverse allocation

Different schedulers

CQI generation, CQI reporting delay, CQI reporting period, CQI filtering

Ideal and realistic link adaptation

Asynchronous, adaptive HARQ (DL) and synchronous HARQ (UL) with feedback delay

Transport blocks consisting of an arbitrary number of PRBs

BLER calculation on transport block basis (with chase combining and IR)

Signaling overhead

Pilot symbol patterns (for 1, 2, 3, and 4 antennas)

Full and soft fractional frequency reuse

Large number of measurement values

All Rights Reserved © Alcatel-Lucent 200812 | LTE System Simulation | June 2008

LTE System Simulator

Spatial Channel Model

BSθ

AoDn,δ

, ,n m AoD∆

AoDmn ,,θ

BSΩ

N

NCluster n

AoAmn ,,θ

, ,n m AoA∆

,n AoAδ

MSΩ

MSθ

θv

BS array broadside

MS array broadside

BS array

MS direction

of travel

MS array

Subpath m

v

Example: urban macro: 6 paths with 20 subpaths each

source: 3GPP TR 25.996

All Rights Reserved © Alcatel-Lucent 200813 | LTE System Simulation | June 2008

LTE System Simulator

Fast Fading for OFDM

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6

OFDM Relative Receive Signal Level

Veh B

0 20

40 60

80 100

120

subcarrier

0 10 20 30 40 50 60 70 80 90 100

time [5ms]

0 0.2 0.4 0.6 0.8

1 1.2 1.4 1.6

relative amplituderelative Amplitude

OFDM receive signal

All Rights Reserved © Alcatel-Lucent 200814 | LTE System Simulation | June 2008

LTE System Simulator

SINR over Frequency and Time

All Rights Reserved © Alcatel-Lucent 200815 | LTE System Simulation | June 2008

LTE System Simulator

Wrap Around

Wrap Around avoids

border effects

every BTS has six

mirrors

every mobile claims

to be in the middle of

2 rings of BTS sites

Mirror 1Mirror 2

Mirror 3

Mirror 4Mirror 5

Mirror 6

All Rights Reserved © Alcatel-Lucent 200816 | LTE System Simulation | June 2008

LTE System Simulator

Wrap Around

All Rights Reserved © Alcatel-Lucent 200817 | LTE System Simulation | June 2008

LTE System Simulator

Wrap Around in case of Frequency Reuse

Border effects with wrap

around if reuse factor is

not divisor of the number

of cells

Solution: Simulation with

21 sectors or restriction of

evaluation to inner

cells

All Rights Reserved © Alcatel-Lucent 200818 | LTE System Simulation | June 2008

LTE System Simulator

Connect all Mobile and Transceiver Antennas

Channel

ChannelChannel

Channel

ChannelChannel

Channel

ChannelChannel

Channel

ChannelChannel

Example: 57 sectors, 10 mobiles per sector, TX and RX diversity:

57 * 2 * 57 * 10 * 2 = 129,960 channels

All Rights Reserved © Alcatel-Lucent 200819 | LTE System Simulation | June 2008

Results

Calibration: Geometry (exemplary)

User Geometry CDF

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

-10 -5 0 5 10 15 20

Wideband SINR [dB]

Cu

mu

lativ

e P

rob

abili

ty

21 sectors, 500m ISD

21 sectors, 1732 m ISD

57 sectors, 500 m ISD

57 sectors, 1732 m ISD

User Geometry = E[S]/(E[I] + R*N)

S = Signal Level, I = Interference Level, R = Receiver Noise Figure

All Rights Reserved © Alcatel-Lucent 200820 | LTE System Simulation | June 2008

Results

Reference Simulations: Exemplary resultsDOWNLINKAntenna Configuration

Inter Site Distance [m]

Spectral Efficiency [bits/s/Hz]

5-Percentile of UE Throughput [kbit/s]

1x2 1732 1.28 2041x2 500 1.38 3242x2 1732 1.37 2552x2 500 1.46 345

UPLINK*Antenna Configuration

Inter Site Distance [m]

Spectral Efficiency [bits/s/Hz]

5-Percentile of UE Throughput [kbit/s]

1x2 500 0.97 2951x2 1732 0.85 57wi thout IoT control -> high spectral effic iency , low edge user throughput

All Rights Reserved © Alcatel-Lucent 200821 | LTE System Simulation | June 2008

Results

Step 2 Candidate: Adaptive 4x2 SU-MIMO

SINR

UE velocity

low high

low

high

Polarisation beams

+ Closed-loop Tx

diversity

Polarisation beams +

Spatial Multiplexing

Polarisation beams

+ Alamouti

A

B

C

λ/2

All Rights Reserved © Alcatel-Lucent 200822 | LTE System Simulation | June 2008

Results

Step 2 Candidate: Adaptive 4x2 SU-MIMO

Comparison of different Antenna Systems and Precoding Matrices,500m ISD

0

100

200

300

400

500

600

1.0 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2.0

Spectral Efficiency [bit/s/Hz/sector]

Cel

l B

ord

er T

hro

ug

hp

ut

[kb

it/s

]

500 1x1 Single Antenna TX

500 1x2 Single Antenna TX

500 2x2 CL TX Div & PSRC (36.211)

500 4x2 CL TX Div & PSRC (36.211)

500 4x2 Directional CL TX Div & PARC, 4 Beams, 4 Weights

500 4x2 Directional CL TX Div & PARC, 16 Beam, 8 Weights

1x1

1x2

2x2

4x2

optimized codebook

36.211 codebook

All Rights Reserved © Alcatel-Lucent 200823 | LTE System Simulation | June 2008

Results

Step 2 Candidate: Adaptive 4x2 SU-MIMO

Comparison of different Antenna Systems and Precoding Matrices,500m and 1732 m ISD

0

100

200

300

400

500

600

1.0 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2.0

Spectral Efficiency [bit/s/Hz/sector]

Cel

l B

ord

er T

hro

ug

hp

ut

[kb

it/s

]500 1x1 Single Antenna TX

500 1x2 Single Antenna TX

500 2x2 CL TX Div & PSRC (36.211)

500 4x2 CL TX Div & PSRC (36.211)

500 4x2 Directional CL TX Div & PARC, 4 Beams, 4 Weights

500 4x2 Directional CL TX Div & PARC, 16 Beam, 8 Weights1732 1x1 Single Antenna TX

1732 1x2 Single Antenna TX

1732 2x2 CL TX Div & PSRC (36.211)1732 4x2 CL TX Div & PSRC (36.211)

1732 4x2 Directional CL TX Div & PARC, 4 Beams, 4 Weights

1732 4x2 Directional CL TX Div & PARC, 16 Beam, 8 Weights

1x1

1x2

2x2

4x2

All Rights Reserved © Alcatel-Lucent 200824 | LTE System Simulation | June 2008

Conclusions and Outlook

Conclusions

System simulations have been performed that show the benefits of

candidate algorithms for LTE Advanced

The results are based on an accurate simulator that includes models for the

spatial channel behavior

Parts of the receiver have to be modeled in the system simulator; a huge

number of channels has to be simulated -> computing time saving

programming is essential

Outlook

Many more sophisticated algorithms wait for their simulative evaluation

Channel measurements allow the evaluation of the accuracy of the ray

tracing data and spatial channel models

System simulations will be based on ray tracing data and channel

measurements –> possibility to compare field test and simulation results

All Rights Reserved © Alcatel-Lucent 200825 | LTE System Simulation | June 2008

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