performance-appraisal-psa.ppt
TRANSCRIPT
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Why evaluate the performance ofemployees?
Compensation (raises, merit pay,bonuses)
Personnel Decisions (e.g., promotion,transfer,
dismissal)
Training (Identify specic requirements)
Research (e.g., assessing theworth/validity of
selection tests
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Basic Performance Appraisal Process
Conduct a ob !nalysis (e.g., specify
tas"s and #$!s)
%evelop &erformance $tandards(e.g., dene what is superior,
acceptable, and poor 'obperformance)
%evelop or Choose a &erformance!ppraisal !pproach
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rea ng own e er ormanceAppraisal Process
Observation
$elective !ttention iming
$tructure
*requency
Storage
+ncoding of Information (e.g., categoriation)
$hort vs. -ongterm
emoryEvaluation
0etrieve Information
Combine information
%ecisionma"ing ('udgment)
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Sources of Information
1) Supervisors(most common)
0ole Con2ict (e.g., 'udge and trainer/teacher)
otivation
ime availability
*riendship
2) Co-Workers(&eers)Peer nominations3 (Identifying those with highest and lowest #$!s)Peer ratings3 *or providing feedbac"
Peer rankings3 *or discriminating highest to lowest performanceon various dimensions
*riendship bias -eniency 4igh level of accuracy 5est used as a source of feedbac"
+6ects of poor peer ratings onsubsequent tas" performance3
-ower perceived groupperformance
-ower cohesiveness-ower satisfaction
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Sources of Information (cont)
7) Self
-ots of "nowledge
-eniency e6ect
8ood preparation for performance appraisal meeting(conducive for dialog)
9)Subordinates 5iases (e.g., : of subordinates, type of 'ob, e;pectedevaluation from supervisor) 5est if ratings are anonymous if not, leniency in ratingsoccur
(!ntonioni, 11)
?) Clients
8ood source of feedbac"
@egativity bias
Customer ratings on the web (usage/role, accuracy,
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echnology and Client/Customer*eedbac"
Ather e;amples3 !maon, e5ay, rip !dvisor,iunes
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echnology and Client/Customer*eedbac" (cont.)
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!maon
Ather +;amples of Internet5ased &erformanceInformation
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Ather +;amples of Internet5ased &erformanceInformation
+;pedia
he standard rooms are very, very small, I had only one bag and no place to putit. you could barely turnaround in the bathrooms. I love the decor/ art deco style
but a little updating is denitely do. 0ating3 =.>
hatBs the second time I stay in this hotel. he location is fantastic and therooms, in general are very comfortable. he view from the top, at the brea"fastplace is superb. 0ating3 9.>
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Subective Appraisal !etho"s
can be used !ith an" t"pe of #ob)
Relative $ethods
0an"ing
1st
=nd
7rd
&air Comparison
+mployee1 versus +mployee=
+mployee1 versus +mployee7 etc.
5oth are diDcult to use with a large number of subordinates
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Subective Appraisal !etho"s
%bsolute $ethods
1)#arrative essays
Enstructured (e.g., content, length)
!6ected by the writing ability of supervisors andtime availability
Cannot validate selection devices (no numbers)
=) $raphic %ating Scale(most common) Fery !verage +;cellent&oor
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0esponsibilityCommitment
Initiative
$ensitivity
udgment
Communication
Abservation of specicbehavior (s) (e.g.,volunteers to wor"
overtime)
&alo 'rror
4igh ratings on
other performancedimensions
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Supervisor
Characteristics
Subordinate
Characteristics (e.g.,
age, gender, race,
attractiveness)
Labels for
Subordinate
(positive or
negative)
Expectations
for
Subordinate
Liking of
subordinate
Observation of
Subordinate
ob
!erfor"ance
(e.g., gender,
race, age)
Selective
#ttention
#ttitudes,
Stereot$pes
Encoding of%nfor"ation &ecall
%nfor"ation
Evaluate
!erfor"ance
Self'ulfilling
!rophec$ !rocess
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Sub#ective %ppraisal $ethods
Behavioral !etho"s (use of critical incidentsG e;amplesof good and poor 'ob behavior collected by 'ob e;pertsover time)
5ehavior Abservation $cales (5A$)
0ate the fre(uenc"in which critical
incidents are performed by employees $um the ratings for a total Hperformance
score1) !ssists others in 'ob duties.
@ever Esually !lways
=) Cleans equipment after each use. @ever Esually !lways
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ehaviorall" %nchored Rating Scale %RS) Process
1) 8enerate critical incidents (e;amples of good andpoor 'ob performance)
=) &lace Critical Incidents Into performance
dimensions (e.g., 0esponsibility, Initiative, $afety)7) 0etranslation $tep (do step : = again with a
separate group of 'ob e;perts. %iscard incidentswhere disagreement e;ists as to which dimension in
which they belong)9)Calculate the mean an" stan"ar" "eviation of
each critical incident (discard those with a largestandard deviation)
?) &lace critical incidents on a vertical scale
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BA%S 'Pros an" (ons)
&rocess involves various employees (increasesthe li"elihood of usage)
ob specicity (di6erent 5!0$ need to bedeveloped for each position)
@ot any better at reducing common rating scale
errors (e.g., leniency, halo)
ime consuming
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*+ Problem Solving,-roubleshootingDefnition: Eses a logical, stepby step approach to identify and solve process problems
. / *0 1
Well Below E2pectations Below !eets E2pectations(onsistently E2cee"s Outstan"ing E2pectationsE2pectations
*ails to understand howequipment and processesinterrelate
%oes not complete
chec"lists or other requiredforms Is not able to identify root
causes of process deviations %oes not consistently meet
!=+ e;pectations %epends on others to solve
problems
Eses available resources(e.g., drawings,chec"lists, forms, peopleJengineers, data
historian) to determinethe root cause ofproblems
$elects and interpretsdata to solve problems
Investigates the nature ofequipment and processmalfunctions on anongoing basis
&articipates in !=+ e6orts
%evelops novel, safe ande6ective solutions tocurrent problems
!nticipates problems
before they occur andsuggests solutions a"es ownership in
problem solving and seesit through to completion
+6ectively leads problemsolving e6orts (e.g., !=+,handles complicatedanalysis requests on oneKs
own)
5ehavioral +;amples of0ating3
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0+ -eamworkDefnition: $trives to build and maintain a good wor"ing relationship with oneKs wor" groupG shares
information with team membersG accepts ideas and opinions of others
. / *0 1
Well Below E2pectations Below !eets E2pectations (onsistentlyE2cee"s Outstan"ing E2pectationsE2pectations
%oes not respond to wor"requests from other teammembers
*ails to share informationand/or resources withothers
0efuses to help cowor"ers Con2icts with cowor"ers on
Byours not mineB wor"situations, or is "nown tosay LthatBs not my 'obH
*requently complains or
ma"es negative orderogatory remar"s aboutsite initiatives, leadership,and/or fellow wor"ers
Is slow to respond to wor"requests from other teammembers or management
Considers alternativesolutions provided byteam members
!ccepts and providesfeedbac" to others $hares information (e.g.,
trends, status updates)and/or resources withothers when as"ed
0eadily o6ers to helpother team members ontas"s
Mor"s with supportservices and other areas(e.g., maintenance) toresolve shift problems in atimely manner
!nticipates other teammembersK needs (e.g.,training, tools, equipment,
information) 0esolves con2icts between
team members $upports company
ob'ectives and volunteersfor wor" duties within andoutside of oneKs wor" area
$acrices oneKs own needsfor the need of the team
Initiates team buildingactivities (e.g., organiingoutside group activities,brea"fasts)
5ehavioral +;amples of0ating3
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Obective Appraisal Data
1) Pro"uction Data (e.g., sales volume, unitsproduced)
Mhen observation occurs (timing), and how data iscollected
*airness and relevancy issue
&otential limited variability -imitations regarding supervisory personnel
=) Personnel Data
!bsenteeism (e;cused versus une;cused)
ardiness
!ccidents (fault issue)
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7N> %egree &erformance!ppraisal
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1) +nsure that procedures for personnel decisions do not di6er as afunction
of the race, se;, national origin, religion, or age of those a6ectedby suchdecisions.
=) Ese ob'ective and uncontaminated data whenever they areavailable.
7) &rovide a formal system of review or appeal to resolvedisagreements
regarding appraisals.
9) Ese more than one independent evaluator of performance.
?) Ese a formal, standardied system for personnel decisions.
N) +nsure that evaluators have ample opportunity to observean" rate
performance if ratings must be made.
Legally Defensible Appraisal Systems
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!s"ing for (and using) performance information/input fromemployees
+nsure a =way interaction during the performance appraisalmeeting
&rovide a way for employees to counter or challengetheappraisal
$uDcient detail and knowle"ge of employee performanceby
supervisors
(onsistentuse of performance standards across employees
*actors !6ecting +mployees Acceptance of &erformance +valuations
Importance of ratertraining
(importance of using employee selfevaluations)