performance-appraisal-psa.ppt

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    Why evaluate the performance ofemployees?

    Compensation (raises, merit pay,bonuses)

    Personnel Decisions (e.g., promotion,transfer,

    dismissal)

    Training (Identify specic requirements)

    Research (e.g., assessing theworth/validity of

    selection tests

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    Basic Performance Appraisal Process

    Conduct a ob !nalysis (e.g., specify

    tas"s and #$!s)

    %evelop &erformance $tandards(e.g., dene what is superior,

    acceptable, and poor 'obperformance)

    %evelop or Choose a &erformance!ppraisal !pproach

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    rea ng own e er ormanceAppraisal Process

    Observation

    $elective !ttention iming

    $tructure

    *requency

    Storage

    +ncoding of Information (e.g., categoriation)

    $hort vs. -ongterm

    emoryEvaluation

    0etrieve Information

    Combine information

    %ecisionma"ing ('udgment)

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    Sources of Information

    1) Supervisors(most common)

    0ole Con2ict (e.g., 'udge and trainer/teacher)

    otivation

    ime availability

    *riendship

    2) Co-Workers(&eers)Peer nominations3 (Identifying those with highest and lowest #$!s)Peer ratings3 *or providing feedbac"

    Peer rankings3 *or discriminating highest to lowest performanceon various dimensions

    *riendship bias -eniency 4igh level of accuracy 5est used as a source of feedbac"

    +6ects of poor peer ratings onsubsequent tas" performance3

    -ower perceived groupperformance

    -ower cohesiveness-ower satisfaction

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    Sources of Information (cont)

    7) Self

    -ots of "nowledge

    -eniency e6ect

    8ood preparation for performance appraisal meeting(conducive for dialog)

    9)Subordinates 5iases (e.g., : of subordinates, type of 'ob, e;pectedevaluation from supervisor) 5est if ratings are anonymous if not, leniency in ratingsoccur

    (!ntonioni, 11)

    ?) Clients

    8ood source of feedbac"

    @egativity bias

    Customer ratings on the web (usage/role, accuracy,

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    echnology and Client/Customer*eedbac"

    Ather e;amples3 !maon, e5ay, rip !dvisor,iunes

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    echnology and Client/Customer*eedbac" (cont.)

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    !maon

    Ather +;amples of Internet5ased &erformanceInformation

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    Ather +;amples of Internet5ased &erformanceInformation

    +;pedia

    he standard rooms are very, very small, I had only one bag and no place to putit. you could barely turnaround in the bathrooms. I love the decor/ art deco style

    but a little updating is denitely do. 0ating3 =.>

    hatBs the second time I stay in this hotel. he location is fantastic and therooms, in general are very comfortable. he view from the top, at the brea"fastplace is superb. 0ating3 9.>

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    Subective Appraisal !etho"s

    can be used !ith an" t"pe of #ob)

    Relative $ethods

    0an"ing

    1st

    =nd

    7rd

    &air Comparison

    +mployee1 versus +mployee=

    +mployee1 versus +mployee7 etc.

    5oth are diDcult to use with a large number of subordinates

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    Subective Appraisal !etho"s

    %bsolute $ethods

    1)#arrative essays

    Enstructured (e.g., content, length)

    !6ected by the writing ability of supervisors andtime availability

    Cannot validate selection devices (no numbers)

    =) $raphic %ating Scale(most common) Fery !verage +;cellent&oor

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    0esponsibilityCommitment

    Initiative

    $ensitivity

    udgment

    Communication

    Abservation of specicbehavior (s) (e.g.,volunteers to wor"

    overtime)

    &alo 'rror

    4igh ratings on

    other performancedimensions

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    Supervisor

    Characteristics

    Subordinate

    Characteristics (e.g.,

    age, gender, race,

    attractiveness)

    Labels for

    Subordinate

    (positive or

    negative)

    Expectations

    for

    Subordinate

    Liking of

    subordinate

    Observation of

    Subordinate

    ob

    !erfor"ance

    (e.g., gender,

    race, age)

    Selective

    #ttention

    #ttitudes,

    Stereot$pes

    Encoding of%nfor"ation &ecall

    %nfor"ation

    Evaluate

    !erfor"ance

    Self'ulfilling

    !rophec$ !rocess

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    Sub#ective %ppraisal $ethods

    Behavioral !etho"s (use of critical incidentsG e;amplesof good and poor 'ob behavior collected by 'ob e;pertsover time)

    5ehavior Abservation $cales (5A$)

    0ate the fre(uenc"in which critical

    incidents are performed by employees $um the ratings for a total Hperformance

    score1) !ssists others in 'ob duties.

    @ever Esually !lways

    =) Cleans equipment after each use. @ever Esually !lways

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    ehaviorall" %nchored Rating Scale %RS) Process

    1) 8enerate critical incidents (e;amples of good andpoor 'ob performance)

    =) &lace Critical Incidents Into performance

    dimensions (e.g., 0esponsibility, Initiative, $afety)7) 0etranslation $tep (do step : = again with a

    separate group of 'ob e;perts. %iscard incidentswhere disagreement e;ists as to which dimension in

    which they belong)9)Calculate the mean an" stan"ar" "eviation of

    each critical incident (discard those with a largestandard deviation)

    ?) &lace critical incidents on a vertical scale

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    BA%S 'Pros an" (ons)

    &rocess involves various employees (increasesthe li"elihood of usage)

    ob specicity (di6erent 5!0$ need to bedeveloped for each position)

    @ot any better at reducing common rating scale

    errors (e.g., leniency, halo)

    ime consuming

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    *+ Problem Solving,-roubleshootingDefnition: Eses a logical, stepby step approach to identify and solve process problems

    . / *0 1

    Well Below E2pectations Below !eets E2pectations(onsistently E2cee"s Outstan"ing E2pectationsE2pectations

    *ails to understand howequipment and processesinterrelate

    %oes not complete

    chec"lists or other requiredforms Is not able to identify root

    causes of process deviations %oes not consistently meet

    !=+ e;pectations %epends on others to solve

    problems

    Eses available resources(e.g., drawings,chec"lists, forms, peopleJengineers, data

    historian) to determinethe root cause ofproblems

    $elects and interpretsdata to solve problems

    Investigates the nature ofequipment and processmalfunctions on anongoing basis

    &articipates in !=+ e6orts

    %evelops novel, safe ande6ective solutions tocurrent problems

    !nticipates problems

    before they occur andsuggests solutions a"es ownership in

    problem solving and seesit through to completion

    +6ectively leads problemsolving e6orts (e.g., !=+,handles complicatedanalysis requests on oneKs

    own)

    5ehavioral +;amples of0ating3

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    0+ -eamworkDefnition: $trives to build and maintain a good wor"ing relationship with oneKs wor" groupG shares

    information with team membersG accepts ideas and opinions of others

    . / *0 1

    Well Below E2pectations Below !eets E2pectations (onsistentlyE2cee"s Outstan"ing E2pectationsE2pectations

    %oes not respond to wor"requests from other teammembers

    *ails to share informationand/or resources withothers

    0efuses to help cowor"ers Con2icts with cowor"ers on

    Byours not mineB wor"situations, or is "nown tosay LthatBs not my 'obH

    *requently complains or

    ma"es negative orderogatory remar"s aboutsite initiatives, leadership,and/or fellow wor"ers

    Is slow to respond to wor"requests from other teammembers or management

    Considers alternativesolutions provided byteam members

    !ccepts and providesfeedbac" to others $hares information (e.g.,

    trends, status updates)and/or resources withothers when as"ed

    0eadily o6ers to helpother team members ontas"s

    Mor"s with supportservices and other areas(e.g., maintenance) toresolve shift problems in atimely manner

    !nticipates other teammembersK needs (e.g.,training, tools, equipment,

    information) 0esolves con2icts between

    team members $upports company

    ob'ectives and volunteersfor wor" duties within andoutside of oneKs wor" area

    $acrices oneKs own needsfor the need of the team

    Initiates team buildingactivities (e.g., organiingoutside group activities,brea"fasts)

    5ehavioral +;amples of0ating3

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    Obective Appraisal Data

    1) Pro"uction Data (e.g., sales volume, unitsproduced)

    Mhen observation occurs (timing), and how data iscollected

    *airness and relevancy issue

    &otential limited variability -imitations regarding supervisory personnel

    =) Personnel Data

    !bsenteeism (e;cused versus une;cused)

    ardiness

    !ccidents (fault issue)

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    7N> %egree &erformance!ppraisal

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    1) +nsure that procedures for personnel decisions do not di6er as afunction

    of the race, se;, national origin, religion, or age of those a6ectedby suchdecisions.

    =) Ese ob'ective and uncontaminated data whenever they areavailable.

    7) &rovide a formal system of review or appeal to resolvedisagreements

    regarding appraisals.

    9) Ese more than one independent evaluator of performance.

    ?) Ese a formal, standardied system for personnel decisions.

    N) +nsure that evaluators have ample opportunity to observean" rate

    performance if ratings must be made.

    Legally Defensible Appraisal Systems

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    !s"ing for (and using) performance information/input fromemployees

    +nsure a =way interaction during the performance appraisalmeeting

    &rovide a way for employees to counter or challengetheappraisal

    $uDcient detail and knowle"ge of employee performanceby

    supervisors

    (onsistentuse of performance standards across employees

    *actors !6ecting +mployees Acceptance of &erformance +valuations

    Importance of ratertraining

    (importance of using employee selfevaluations)