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Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics Perelman School of Medicine & The Wharton School University of Pennsylvania The Good, The Bad and The Ugly

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Page 1: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

Penn

USPSTF Breast Cancer Screening:Science, Policy & Politics

J. Sanford Schwartz, MD

Leon Hess Professor of Medicine andHealth Management & Economics

Perelman School of Medicine &The Wharton School

University of Pennsylvania

The Good, The Bad and The Ugly

Page 2: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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USPSTF Screening Mammography Recommendation for Women Ages 40-50

• What is the USPSTF? (mandate, membership)

• The USPSTF decision process

• Why recommendation was made (and timing)

• Data on which recommendation was generated

• The recommendation and why it changed from the previous USPSTF recommendation

• Why the recommendation generated controversy – Importance– How recommendation was communicated– Political context 

• My subjective assessment of how things went, why and why topic will remain controversial

Page 3: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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“The USPSTF recommends against routine screening mammography in women aged 40-49. The decision to start…should be an individualized one and take patient context into account, including the patient’s values regarding specific benefits and harms.”

(C recommendation)

Issued October 2009

Moderate certainty that the net benefit is small

Page 4: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 5: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Government appointed, independent advisory group established 1984 byCongressional mandate• Recommend preventive services that

should be incorporated routinely intoprimary care medical care populations (age, gender, risk factors)

• Identify research agenda for preventive care• 16 PCPs (IM, FP, Peds, Ob–Gyn)• Rotating 4–6 year terms• Review scientific evidence clinical preventive

services (Members with COI excluded)

United States Preventive Services Task Force

Page 6: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Staffed by AHRQ (staff, fellows, medical officers)

Partner organizations:Federal• CDC• NIH• VAProfessional Societies• ACP• APA• ACOG• ACFMPublic Advocacy Groups• AARP

United States Preventive Services Task Force

Page 7: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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USPSTF Methodology:A (Very) Short Primer

• Select topic (largely subjective process)• Identify interventions and outcomes of interest• Examines key questions via chain of evidence

within specified analytic framework• Systematic review of evidence (AHRQ EPC)• Assesses evidence, estimates magnitude and

certainty of benefits and harms, assigns consensus recommendation grade

• Peer review evidence report & recommendation• Draft recommendation posted on website*• Final recommendation issued• US government and Ann Intern Med reviewhttp://www.ahrq.gov/clinic/uspstf08/methods/procmanualap7.htm

Page 8: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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USPSTF Recommendation Grade

Certainty Net Benefit

High

Moderate

Low

Magnitude of Net Benefit

Substantial Moderate SmallZero/Neg

A B C D

B B C D

Insufficient

Evidence: Convincing, Adequate, Inadequate

Page 9: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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USPSTF Recommendation

A Strongly recommendsB RecommendsC Recommends against routinely providingD Recommends againstI insufficient evidence

• Highlights Clinical/Other Considerations

• Discussion & Recommendation of Others

Do Not Provide

Provide Routinely

Individual Risk/Benefit

Page 10: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Does not:

• Advise insurers

• Make health care coverage decisions

However, the Affordable Care Act of 2009 mandates that all preventive services that receive an ‘A’ or ‘B’ recommendation by the USPSTF must be covered by insurers at no cost to the beneficiary

United States Preventive Services Task Force

Page 11: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Screening Mammography:Primary MD and Patient Questions

• Should I get mammograms?

• If so, starting at what age, and how often?

• When, if ever, should I stop?

– What is the benefit?

– What are the harms?

– How do my personal risk factors for breast cancer affect the decision?

Page 12: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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“I have yet to see any problem,however complicated,

which … looked at it in the right way,

did not become still more complicated”

– Poul Anderson

Page 13: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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USPSTF Breast Ca Screening:Methods of Analysis

• Meta-analysis of RCTs of screening effectiveness

• Trials rated “fair-quality” or better from 2002 review and any new trials or updates since then

• Rates and proportions calculated using primary data from Breast Cancer Surveillance Consortium

• Outcomes Table constructed to estimate magnitude of screening benefits & harms (by age)

• Natural history modeling (CISNET)

Page 14: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Diagnostic Test Performance

Test Result Disease State

Disease Present Disease Absent

Test Positive True Positive(TP)

False Positive(FP)

Test Negative False Negative(FN)

True Negative(TN)

Sensitivity (Se) = TP Predictive Value (PV) + = TP_

TP+FN TP+FP

Specificity (Sp) = TN Predictive Value (PV) – = TN_

TN+FP TN+FN

Page 15: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Lead Time

Time between disease detection by screening and time of usual symptomatic diagnosis

• Rate biological progression disease

• Screening test sensitivity

Lead time bias

Artifactual survival prolongation resulting from earlier disease detection in the absence of increased effectiveness of earlier intervention

Page 16: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Lead Time Bias

Page 17: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Length/Time Bias

Artifactual increased measured survival from selectively increased detection of less aggressive disease with better prognosis

Page 18: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Overestimation Screening Test Benefit:Prevalence Bias

Unrepresentative impact of detection of prevalent cases in early screening cycles

Impact incident cases increases with number subsequent cycles

Page 19: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Length Time Bias

Death

Death

DiseaseBegins

DiseaseBegins

Clinical symptoms

Screen detection

Screen detection

Clinical symptoms

Courtesy of Emily Conant, MD. University of Pennsylvania

Page 20: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Screen Detection Capability Based on Tumor Biology and Growth Rates

Page 21: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Overdiagnosis Bias

Overdiagnosis of a condition (pseudodisease) that would not become clinically significant in a patient’s lifetime

The disease has no affect on mortality and is the major harm of screening

Page 22: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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New Evidence: Age 40-49 YrsAge Trial (UK 1991–1997)

Study Design

• RCT annual mammography to age 48 yrs (n=53,884) vs. “usual care” (n=106,956)

• F/U through National Health Service register

– 81% attended at least 1 screen;

– 4.5 mean rounds

– 10.7 yrs follow-up.

Results

• Breast cancer mortality: RR 0.83 (0.66-1.04)

NNI 2,512 (1,149-13,544)

• All-cause mortality: RR 0.97 (0.89-1.04)

Page 23: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Strengths

• Designed to determine effectiveness age 40-49

• Largest trial, community population

• Most recently conducted RCT

• Consistent with results of meta-analysis previous RCTs

Limitations

• Applicability to US not clear (recall rate 3%–5%)

• Mortality lower than expected in control group

• Only 10 yrs follow–up

• 30% attrition, contamination not reported

New Evidence: Age 40-49 YrsAge Trial (UK 1991–1997)

Page 24: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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New Evidence: Age 40-49 Yrs:Additional F/U Gothenburg Trial

RCT, ages 39–59 yrs, Gothenburg, Sweden 1982

• Mammography q18 mo (n = 20,724) vs. “usual care” (n = 29,200)

• All offered screening at end of trial (year 5)

• 85% attended first screen; 5 mean rounds;14 yrs follow-up.

• 25-40% attrition, 20% contamination

• Results: age 40-49 yrs:Breast cancer mortality RR 0.69 (0.45-1.05)

Page 25: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 26: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Meta-analysis Screening RCTs:Women Ages 39 to 49 Year

Screening every 1-3 years, all “fair quality”

Page 27: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 28: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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10–Year Risk of Death from Breast Cancer:

Beginning Routine Screening Age 40 vs. Age 50

Ages 40-49 Ages 50-59

Without screening 0.33% 0.89%

With screening 0.28% 0.69%

Absolute RR 0.05% 0.20%

Source: Steve Woloshin, Veterans Affairs Outcomes Group

Page 29: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Breast Cancer Surveillance Consortium Data

• Women in BCSC who had at least one prior screening mammogram within 2 years (“routine screening”)

• Screened between 2000-2005 at all 7 sites

• Data provided by age in decades beginning at 40 years (also collapsed for women 70+)

Page 30: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Breast Cancer Surveillance Consortium:Registry Advantages

• Represent current U.S. practice

• National multi-site sample of 8M mammograms.

• Reflects real world rather than study population (especially useful when evaluating harms)

Page 31: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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• Cancer rates increase and false positive mammogram rates decrease with age

• Number women undergoing additional imaging and biopsy per BCa diagnosed decrease with age

• Biopsy rates are lower in younger than older women

• Cancer detection rates similar in US, UK, Europe

• Rates of false positives and recall rates in the US at least twice rates in Canada, UK, Europe

Breast Cancer Surveillance Consortium Data

Page 32: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Outcomes Table

Page 33: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Incremental Benefit of Extending Screening Age 50–69 to Age 40–69:

CISNET Models

Page 34: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 35: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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• Subgroup analysis by age excludes data

• Trials use intention-to-treat analysis and report “number needed to invite for screening,” not those actually screened

• Trials are only “fair-quality” due to attrition (>30%) and contamination (>20%)

• Applicability questionable: only one U.S. study, >20 yrs ago, prior to current diagnostic and treatment practices

• Harms and CISNET data are for those actually screened

Meta-analysis of Screening Trials and CISNET Modeling: Limitations

Page 36: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Screening Mammography: Benefits

• Eight RCTS enrolling more than 600,000 women:

– Screening mammography reduces breast cancer mortality.

– Observed mortality reduction is ~ 15% (0 to 30%, with better designed trials – i.e., less biased mortality ascertainment and randomization)

• Effects on all-cause mortality are unknown.

Page 37: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Screening Mammography: Harms

• Overdiagnosis (screen detection and subsequent treatment of breast cancer that never would have surfaced clinically)– Extent of overdiagnosis difficult to estimate,

requiring life-long f/u of screened and unscreened cohorts

– Best estimate 2%-10%, with higher estimates in more rigorous studies (i.e., up to 18% of screen detected breast cancers would never surface clinically)

• False positive mammograms resulting in unnecessary biopsies, anxiety and expense

Page 38: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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USPSTF Screening Mammography:Benefits vs. Harms Beginning Age 40 vs. Age 50

Benefit Harms

Magnitude Very LargeVery small – moderate

FrequencyRare Very common

< 1:1,000 10–50/1,000

Timing Late Early

Page 39: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 42: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Summary of Evidence

• Primary evidence is not changing (and likely will not change, given no active prospective trials)

• Interpretation of evidence is changing, but slowly (as usual)– Benefits are modest– Consensus benefits of mammography

outweigh harms in women ages 50–69– Disagreement RE: frequency (annual vs.

biennial)– Disagreement RE: screening ages 40–49– Disagreement RE: when to discontinue

screening (age 74; age 79; never)

Page 43: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Evidence Limitations:Why there is so much disagreement

Data limitations

• RCTs comparing start ages 40 vs. 50 inadequate power and f/u duration

• No RCTs RE: screening frequency (and unlikely to be conducted)

Cultural limitations

• Harms difficult for many people to grasp

• Bias toward inherent belief in earlier detection, regardless of impact on outcome

• Misinformation (incidence, prevalence, benefits, harms)

Page 44: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Evidence Limitations:Why there is so much disagreement

Evidence based medicine is not value free:

• Harms and benefits involve comparison of dissimilar outcomes

• Subjective expertise – just locus of control shifted from physician to methodologist

Page 45: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 46: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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"What we've got hereis a failure to communicate”

Paul NewmanCool Hand Luke, 1967

Page 47: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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The decision to start…should be an individualized one and take patient context into account, including the patient’s values regarding specific benefits and harms.”

(C recommendation)

Moderate certainty that the net benefit is small

Page 48: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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Page 49: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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“In the midst of every challengelies opportunity”

-Albert Einstein

Page 50: Penn USPSTF Breast Cancer Screening: Science, Policy & Politics J. Sanford Schwartz, MD Leon Hess Professor of Medicine and Health Management & Economics

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