pathways in rotaxane molecular shuttles · bam benzylic amide macrocycle cmd constrained md cv...
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Bachelor Thesis Chemistry
Pathways in Rotaxane Molecular Shuttles
by
Stan Papadopoulos
26 August 2017
Studentnumber 10722718 Research Institute Van ’t Hoff Institute for Molecular Sciences Research Groups Molecular Photonics & Computational Chemistry
Supervisors Prof. dr. A.M. Brouwer & Dr. ir. B. Ensing Daily Supervisor A. Tiwari MSc.
Acronyms
bam benzylic amide macrocycle
CMD Constrained MD
CV collective variable
DABCO 1,4-diazabicyclo[2.2.2]octane
FF Force Field
FPT Freeze-Pump-Thaw
MD Molecular Dynamics
ni naphtalimide
PES Potential Energy Surface
PrCN butyronitrile
RESP Restrained Electrostatic Potential
succ succinimide
TA Transient Absorption
i
Abstract
A rotaxane is a molecular machine consisting of multiple docks on a chain around which a macrocycle
is trapped by the bulky end stations, allowing only translational motion, which in this specific case
happens upon excitation. A computational study was performed to probe the shuttling mechanisms in
hydrogen-bonded [2]-rotaxanes followed by a short experimental study.
The computational part was conducted with Molecular Dynamics, because it allows us to follow the
system over time making it possible to observe the shuttling, of which the mechanism likely changes
with chain length. The longer the chain, the more flexible and easily bent it can become whereas a
short thread cannot bend much, therefore not allowing for harpooning in a small system; the focus was
on C5 and C16 - the rotaxanes as depicted in Scheme 1 with the number being the amount of carbons
between the two stations - due to time constraints. From equilibration simulations it is shown that in
the neutral state the ring favours the succinimide station and upon excitation followed by charge transfer
this preference switches, meaning that the ring is now docked at the naphthalimide station. Moreover, in
the charged/excited state the thread is mostly encountered in a bent configuration, because the ring can
hydrogen-bond to the succinimide station in addition to the naphthalimide station to which it is already
bonded.
Free energy plots also showed that in the neutral state the preferred station is the succinimide one,
which is supported by experiments. The energy curves from the charged state gave mixed results: for C5
the favoured dock changed from succinimide to naphthalimide, but in C16 nothing changed significantly,
which might be due to the end-to-end restrictions of the constrained runs that inhibited bending and
optimal formation of hydrogen bonds. Furthermore, all barriers derived from the energy curve were
approximately 4-5 kcal/mol, which equals the strength of two weak hydrogen bonds.
In the simulations, two mechanism of shuttling were observed. The random-walk happened in C5
and in C16 the shuttling occurred via harpooning. From this we might assume that the mechanism
changes depending on the length of the chain.
ii
Populair wetenschappelijke samenvatting
Rotaxanen zijn moleculaire systemen die arbeid kunnen verrichten, in het geval van rotaxanen is dit via
een shuttlebeweging. Ze zijn te vergelijken met een halter met een ring die om het handvat heen zit en
niet kan ontsnappen door de grote uiteindes. De ring kan hierom alleen maar heen en weer bewegen
tussen beide uiteindes. Aan deze uiteindes bevinden zich stations waar de ring kan ankeren. Normaliter
is de ring altijd gebonden aan een station, maar wanneer het andere station negatief geladen wordt, is
het gunstiger voor de ring om daar te ankeren, waardoor de ring zich naar het negatief geladen station
beweegt. Een toepassing zou een moleculaire schakelaar zijn en afhankelijk van waar de ring zich
bevindt kan je zeggen dat de schakelaar ”uit” of ”aan” staat.
De vraag is echter, wat voor mogelijkheden heeft de ring om zich langs het handvat te verplaat-
sen? Deze kwestie wordt onderzocht met behulp van een computationele methode die berekent hoe
het molecuul zal bewegen. Hierdoor kunnen we ons systeem in de tijd volgen en observeren hoe de
shuttlebeweging verloopt. Als eerste is een ”random walk” voorgesteld, wat inhoud dat de ring zich
willekeurig heen en weer over het handvat beweegt en toevallig bij het andere eind terechtkomt. Een
nieuw voorstel is gedaan die zegt dat de beweging vergelijkbaar is met het werpen van een harpoen en
het touw waar aan het vastzit terugtrekt. Bedoeld wordt dat de twee uiteindes naar elkaar toekomen en
dat de ring bindingen kan maken met het andere station waar het aan vast blijft zitten en het initiele
station, dat zich terugtrekt, verlaat. Uit de berekeningen blijkt dat, ongeacht de grootte van de rotaxaan
de ring altijd gestationeerd is bij het beginstation, maar dat na het toevoegen van lading de ring aan de
andere kant van de halter is geankerd. De manier van bewegen verschilt wel afhankelijk van hoe lang
het handvat is. Bij de korte handvatten verloopt het via een ”random walk”, maar bij het grotere systeem
werd geobserveerd dat het shuttlen gebeurde volgens het harpoenmechanisme.
iii
Contents
Abstract ii
Populair wetenschappelijke samenvatting iii
1 Introduction 1
2 Computational Methods 2
3 Experimental Methods 53.1 Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4 Results & Discussion 64.1 Computational . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
4.1.1 NVT-simulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
4.1.2 Constrained MD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
4.1.3 Mechanism of shuttling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
4.2 Experimental . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
5 Conclusion 16
6 Outlook 17
7 Acknowledgements 17
8 Bibliography 18
Appendix 1: NPT-simulations 20
Appendix 2: Constrained MD Indices 22
Appendix 3: TA-spectra 26
iv
1 Introduction
Molecular machines have recently been a topic of great interest, as the 2016 Nobel Prize in Chemistry
was awarded to Ben Feringa, Jean-Pierre Sauvage and James Fraser Stoddart for the design and synthesis
of these machines. They are a class of molecules that consist of at least one component which produce
quasi-mechanical work in response to (photo)chemical stimuli.1 Numerous of these nanomachines have
already been synthesized due to the recent developments in supramolecular chemistry, but this research
will only be about one type of machinery, the shuttle based on rotaxanes. The first synthetic shuttle was
discovered by Stoddart et al., which was based also a rotaxane.2 It is a mechanically interlocked molec-
ular architecture in which a dumbbell shaped molecule is threaded through a macrocycle (Scheme 1).
The ring is trapped, since both ends of the thread consist of docks, end-groups which are larger than the
diameter of the macrocycle and to which the ring can bond, thus allowing only translocation and pre-
venting dislocation. The applications for this process are particularly relevant to nanotechnology if used
as a molecular switch for nanoscale electronic components, as it has been shown that a rotaxane-based
device can be used to store data by electrochemically switching the states of the rotaxane.3
Rotaxanes based on hydrogen-bonding interactions (Scheme 1) have been studied for a considerable
time.4–7 The benzylic amide macrocycle (bam) is usually docked at the succinimide (succ) station, be-
cause it can nestle itself between two peptide moieties to form four hydrogen bonds. Upon photoinduced
excitation of the system an electron is donated by DABCO, which creates the naphtalimide (ni) radical
anion thereby changing the relative binding affinity, because the electron density on the carbonyl moi-
eties will be increased as a result. The macrocyle then shuttles to the charged station and docks there.
After charge recombination, the ring will move to its original station.
Scheme 1. Reaction scheme of the molecular shuttle. In the stable (top left), the system is activated by
a photochemical electron transfer, producing the ni radical anion (green). The bam ring (red) then
leaves the succ station (blue), to which it is bound initially and binds to the ni radical anion.
To be able to finetune this machine for practical purposes, such as increasing the shuttling rate by
1
adjusting the properties of the docks, it is important to understand the mechanism of the translocation.
The first proposal was that the ring unbinds from its initial succ station and then moves along the thread
via a random walk until it encounters the reduced ni, which then traps the ring.4 However, an alternate
mechanism should be considered in which the ring makes one or more hydrogen bonds to the final
station before it unbinds from the initial one.6 If the random walk mechanism is correct the shuttling
rate should be independent of the acceptor station and only depend on the length of the alkyl chain, since
the ring does not necessarily know what this station looks like, but it does take longer to reach the other
site if the thread is longer. However, it has been proven that the acceptor station does have an impact
in the shuttling rate, pointing towards the fact that the random walk might not be the actual shuttling
mechanism.6
The alternate pathways will be investigated for different lengths of the hydrocarbon chain by means
of Molecular Dynamics (MD) simulations. Different chain lengths will likely influence the preferred
mechanism of shuttling, because the end stations can more easily approach each other by bending if the
thread is somewhat longer, thus promoting harpooning. For a short chain this will not be energetically
favourable, so most likely a random walk will happen there. If the alkyl chain becomes too long, though,
the odds of the two station coming together will be small, since an incredible amount of conformations is
possible relatively few of which composed of a bent state, and in this case the shuttling would comprise
of two parts: the first will be the ring leaving the station and then shuttling will occur via harpooning.
In addition, the activation energies for the shuttling will be determined experimentally by means
of Transient Absorption (TA) measurements, which is a type of time-resolved spectroscopy. A pulsed
laser promotes a fraction of the molecules to an electronically excited state and a weak probe pulse is
sent thereafter with a certain time delay.8 A decay curve can be obtained by plotting λmax versus the
time. The Eyring equation could then be used to calculate the energy barrier with the rate obtained from
experiments.9
2 Computational Methods
Completely soluted systems as large as the [2]rotaxanes cannot be studied using ab initio MD, which
uses DFT, which is why Force Field MD simulations are necessary as they are computationally less
demanding. With Force Field MD the equilibrium and transport properties of a classical many-body
system are computed.10 Classical is meant in the sense that the assumption is made that the atoms obey
the laws of classical mechanics.
To calculate all these properties Newton’s equations of motion are solved until the time averages of
these have equilibrated.10 The atoms in the system each have an initial position and velocity and from
those and the Force Field (FF), forces can be calculated. These forces induce an acceleration with which
new velocities can be calculated; these can be used to determine the new positions (Scheme 2).
2
Scheme 2. Visual concept of a MD algorithm. The arrowhead points towards the physical quantity that
can be calculated using the quantity/quantities displayed at the origin of the arrow.
A Force Field is one of the main necessities of MD and is a set of functions and parameters, derivable
from experiments or quantum mechanical calculations, which describe all molecular interactions to
calculate the Potential Energy Surface (PES) (Equation 2.1).
V =∑
Vbonds +∑
Vangles +∑
Vtorsion +∑
Vvdw +∑
Vcoul (2.1)
The first three terms of the equation denote the bonded interactions and the latter two are nonbonded
ones. A great number of FF’s have been made, most optimized for specific systems and the one used in
this study is an OPLS FF, which is optimized for liquid simulations and since it has been used in several
other computational studies on rotaxanes.11–14
The simulations were set up by creating a topology file of an acetonitrile solvated cubic box with
one rotaxane inside in which all the parameters are defined according to the OPLS FF with the Desmond
package.15 This data file was converted to a topology file usable by LAMMPS, another MD package
which was used to carry out the simulations.16 LAMMPS was chosen over Desmond, because it can
be combined with PLUMED, which allowed us to bias our simulations and perform Constrained MD
(CMD).17
Figure 1. Naphthalimide molecule as used in the Gaussian charge calculations.
Since the shuttling process is initiated with photoinduction, resulting in a negatively charged moiety,
3
a topology file needs to be created with extra charge on the naphthalimide. It was necessary to separate
the station from the rest of the rotaxane for the charge calculation, because in reality the charge is
localized only on that part. The only downside to this is that an extra hydrogen needed to be added
to comply to covalency which was lost due to separation and this atom will also obtain charge. That
charge was put on the carbon which was attached to the supplementary hydrogen. The calculations were
done with the Restrained Electrostatic Potential (RESP) method, which comprises of two steps: first,
the electrostatic potential is calculated with DFT, followed by assigning partial charges to every atom to
best reproduce this DFT potential.18 The charges were then replaced in a copy of the topology file from
the neutral systems to create the topology files for the charged rotaxanes.
With these converted files as a basis for the calculations, NPT-simulations were first performed to
determine the optimal box size by keeping the amount of particles, pressure and temperature constant,
while varying the volume of the box (Appendix 1). Once the box size converges it is considered equi-
librated and the average of all the sizes from that point onward is chosen as the optimal box size. We
then chose the frame with a box size closest to that average and used that as the starting frame for the
NVT-simulations in which the box size is kept constant instead of the pressure. This method is compu-
tationally less demanding, since the box size is kept the same, if not additional equations of motion are
needed to take the periodic boundary conditions into account as is the case with NPT.
NVT-simulations are performed to let the system sample the PES and observe what changes occur in
the configuration of the rotaxane, but since the photoinduced translation of the macrocycle to the second
station occurs with a rate of 1.35 · 106 s−1 and the simulations are conducted on nanosecond scale it is
considered a rare-event, which is why CMD is used.4 Moreover, CMD is used to create a free energy
profile, which is not possible with regular MD, because there is no control over the reaction coordinates.
With CMD a collective variable (CV) is used to bias a simulation by applying a restraining potential,
which is achieved by constraining the output of the CV, a mathematical expression of an observable, to
a certain value.19
I =∑
i ∈ chain atoms
i · w(i) (2.2)
w(i) =e−γ·r(i)∑j e
−γ·r(j) (2.3)
For this project a new CV was designed as shown in equation 2.2, enabling us to track the position
of the ring on the chain in which the lowercase i represents every atom defined in the chain and w(i)
is a weight function which increases in value if the atom i is closer to the ring. The weight function is
defined as a fraction in which in the numerator is an exponential term specific to one atom and in the
denominator a summation of those exponential terms for all atoms, resulting in a relative weight. The
r(i) term in the weight function is the absolute distance of the atom to the geometrical centre of the ring,
so if that distance is closer the weight will naturally be higher; the other term in the exponent, γ, is the
weight factor, which influences how much the weight changes per distance unit and for this project 3
was benchmarked to be an optimal value. The output I of this CV is the index of the ring, which is
equivalent to the number assigned to an atom on the chain, but the index can also have a non-integer
4
value, meaning that the centre of the macrocycle is between two atoms. For instance if the ring is exactly
between index 12 and 13, the weights of those indices will both be 0.5 while the rest of the indices will
have a weight of approximatily 0; the resulting summation will be 12 ∗ 0.5 + 13 ∗ 0.5 = 12.5, which is
the correct index.
< Fconstr >=1
n− a
n∑i=a
κ(Ii − Iconstr) (2.4)
∆A =
∫ I
1< Fconstr > dI (2.5)
With the CV implemented in PLUMED, multiple CMD simulations were set up for C5 and C16,
both in the neutral and charged state and with an end-to-end constraint to create the PE curves along
the reaction coordinate. In every run the CV was constrained to one integer index, ranging from 1 to
n + 6 with the first integer index the nitrogen of the succ station closest to the biphenyl moiety and the
final one being the carbon before the nitrogen of the ni station. The timespan of each simulation was 10
ns, which was assumed to be long enough for the forces to be equilibrated. This fact was made visible
by plotting the indices versus time to verify if they were fluctuating around the set value (Appendix 2).
From those indices the average force during the simulation can be calculated as described in equation
2.4 with a force constant κ of 100 kcal/mol/A2. Then, with integration according to equation 2.5 the
PE curves can be created. In some cases, such as C5 and C5-1, the resolution of these curves was not
sufficient around the minima, which is why CMD runs with broken indices around the minima were
performed to smoothen the graph.
3 Experimental Methods
3.1 Procedure
A UV/VIS-spectrum was measured of a 100 mM C5 solution in butyronitrile (PrCN). 1,4-
diazabicyclo[2.2.2]octane (DABCO) (113.60 mg, 1.01 mmol) was then dissolved in PrCN (10 mL)
and diluted three times before adding it (1 mL, 33mM) to the C5-solution (2 mL). Another UV/VIS-
spectrum was measured. The Freeze-Pump-Thaw (FPT) procedure was executed 3 times on that solution
and then another five times after adding the stirring bar. Again an absorption spectrum was measured.
Finally TA measurements were conducted and another UV/VIS-spectrum of the same sample was mea-
sured afterwards to check for degradation.
The same procedure was executed for the C32 system, except that the DABCO solution was reused,
instead of prepared again.
5
4 Results & Discussion
4.1 Computational
Four variants of the rotaxane were studied using MD, but only the smallest two (C5 & C16) were
continued with, because the larger two would take too long to fully analyze due to the sheer simulation
time. The numbers refer to the number of carbons on the chain between the two stations.
4.1.1 NVT-simulations
Figure 2. Histogram of the distance (R) between the stations, defined as shown in Figure 3, and the
respective distance of the ring to each station as obtained from a NVT-simulation of C5 without a bias
potential.
Figure 3. C5 with arrows indicating the atoms defined as the stations for the histogram.
6
From the NVT-simulations histograms can be obtained like in Figure 2 to quantify certain observables
of the calculation. The three curves correspond to the distance between the geometrical center of the
ring and the ni station (taken as the nitrogen), the ring and the succ station (taken as the first nitrogen
with respect to the diphenyl moiety) and the distance between the two stations (same atoms are used)
(see Figure 3 for indications). An intuitive choice for the succ station would be the center of the two
middle carbon atoms, but the geometrical center of the ring is sometimes also situated left of that.
A histogram created with those definitions would result in a cut-off graph, whereas defining the succ
station as the first nitrogen does result in a histogram which nears 0 at the beginning. Instead of a
normalized histogram as is usually the case, it was opted to produce one with the frequencies, since
this would actually quantify what configuration is preferred from the area under each curve. Because
these distances are calculated from single atoms, one should carefully interpret the position of the ring.
Furthermore, at larger distances the frequencies for the bam-station distances are non-zero, which is due
to the periodic boundary conditions. If the rotaxane crosses the boundary, the ring and opposing dock are
suddenly situated at the edges of the box and are ’far apart’. This issue is encountered in all histograms.
It can be concluded from Figure 2 that after equilibration the bam ring is docked at the succ station and
not at the ni one. Furthermore, the end-to-end distance (blue line) shows two bands, one representing
the stretched state and the other the bent state (Figure 4 & Figure 5 respectively).
Figure 4. C5-rotaxane in a stretched state obtained from a 20 ns NVT-simulation. The hydrogens are
omitted for clarity.
Figure 5. C5-rotaxane in a bent state obtained from a 20 ns NVT-simulation. The hydrogens are
omitted for clarity.
7
Figure 6. Histogram of the distance (R) between the stations, defined as shown in Figure 3, and the
respective distance of the ring to each station as obtained from a NVT-simulation of C5 with the
negatively charged ni (C5-1) without a bias potential.
When Figure 6 is compared with Figure 2, it is apparent that after equilibration, the tables have
turned, as expected, meaning that the ring is now docked at the ni station. Moreover, if the succ-
ni distance is compared, it becomes clear that in the charged state the thread slightly favours a bent
configuration. This is likely due to the fact that that the ring now has 4 free carbonyl groups that can
make hydrogen bonds with the hydrogens of the succinimide station by bending the thread a bit. As
seen in Figure 2, the reverse situation will not occur as much in the neutral state, because the carbonyl
groups of the naphthalimide are not strong enough as hydrogen bond acceptors.
8
Figure 7. Histogram of the distance (R) between the stations, defined as shown in Figure 3, and the
respective distance of the ring to each station as obtained from a NVT-simulation of C16 without a bias
potential.
Moving on to C16, from Figure 7 it is clear that it is entirely different from C5 after equilibration
regarding the configuration of the thread. The ring is docked nicely on the succ station, but the end-
to-end-distance is a wider spread, which shows that the thread explores many configurations without a
clear preference for either a bent or stretched state. This distribution of configurations changes when the
rotaxane is reduced, which is shown in Figure 8.
9
Figure 8. Histogram of the distance (R) between the stations, defined as shown in Figure 3, and the
respective distance of the ring to each station as obtained from a NVT-simulation of C16 with the
negatively charged ni (C16-1) without a bias potential.
There is now a minor preference for the bent configuration in the excited state, which becomes
apparent from the fact that there is now only one distinct peak of the succ-ni distance at a small value,
even though it is still able to extend itself. This shift in tendency is most likely because the carbonyl
groups of the ring are free to make hydrogen bonds with the succ station while being docked at ni,
forcing a bent structure. A similar occurrence will not be extraordinarily stable in the neutral state,
because that would mean the the carbonyl moieties of the ni station would have to make hydrogen
bonds. As is known, in the neutral state, it is not a strong hydrogen bond acceptor, thus the ring will not
have a definitive preference to be bonded in such a way and form a bent configuration.6
4.1.2 Constrained MD
As explained in Section 2 CMD simulations were performed on C5 and C16 in the neutral and the
charged state. For C5(-1) 10 ns simulations were carried out with each simulation constraining the ring
along the atoms on the chain, the indices of which are shown in Figure 9; the same applies to C16(-1)
(see Figure 12 for labeling). During each of those simulations the output of the CV, which is the index,
is tracked during the entire simulation to determine if the forces have equilibrated (Appendix 2), which
is necessary for creating the free energy plots that were constructed using the method descript in Section
2.
10
In all simulations the end-to-end distance was fixated at a distance the chain would be stretched
because of time constraints of the project. This would increase the equilibration of the forces put onto
the ring, as this would decrease the interactions the ring could have with both stations if the chain was
bent, thus preventing extra external forces.
Figure 9. The index labeling of C5 as used in the CMD simulations. Each index represents one 10 ns
CMD run in which the geometrical center of the ring is constrained to that index.
Figure 10. The free energy curve as obtained from the 14 CMD runs of C5.
11
Figure 11. The free energy curve as obtained from the 13 CMD runs of C5-1.
Figure 10 is a prime example of a free energy plot in the neutral state, with the lowest minimum
around the indices of the succinimide and the other, somewhat higher, minimum at the indices of the
naphthalimide.5,20 One intriguing aspect of it is that the barrier for the shuttling even in the neutral
state is approximately 4 kcal/mol, which is in the range of the breaking of a hydrogen bond.21,22 This
implies that shuttling could happen with thermal fluctuations around room temperature even while not
being excited, but this has not been reported yet as it is difficult to observe. It has been reported for
similar systems that the barrier is approximately 3 times larger.4 A reason would be that the restriction
on the end-to-end distance is decreasing the thermodynamic barrier, since the entropy becomes lower as
a result of a lower amount of possible configurations.
Upon reduction of the ni station the energy surface (along the reaction coordinate) changes in a
way that the ring now favours the charged moiety in the sense that the minimum at the naphthalimide
is lower in energy than the succinimide, but the barrier height is retained. The energy required to go
back to the succ station is approximately 2 kcal/mol higher, but should not be adequate to withhold
the macrocyle to shuttle back. Therefore it is likely that the end-to-end restriction distorts the energy
landscape considerably. The reason being that the rotaxane cannot explore all its configurations leading
to the fact that the ring cannot hydrogen bond to the opposing dock, which in turn would influence the
forces.
12
Figure 12. The index labeling of C16 as used in the CMD simulations. Each index represents one 10
ns CMD run in which the geometrical center of the ring is constrained to that index.
Figure 13. The free energy curve as obtained from the CMD runs of C16.
13
Figure 14. The free energy curve as obtained from the CMD runs of C16-1.
The energy curve of C16 (Figure 13) looks similar to that of C5 (Figure 10) albeit more stretched out.
Also in this case the barrier has a low value of 5 kcal/mol, enabling a shuttling motion rather effortlessly,
but once on the other side the system will be in a metastable state due to the ni station not being a well
defined minimum, because the barrier to go back is 1 kcal/mol; upon the ring’s arrival at the other side
it should move back almost instantaneously to the succ dock. Moreover, there is a tendency to always
go back to the succinimide, since the top of the barrier resides closer to the naphthalimide, allowing the
ring to have more possibilities to move backwards.
In the case of the reduced C16 the energy plot barely changed (Figure 14), but the minima became
less broad. Furthermore, in the proximity of the ni station (index 20) an extra peak has arisen, which
distorts the smooth surface. No oddities were encountered in the trajectory and the forces were equili-
brated. One thing to note is that a one dip in the index occurred (Figure 27, but since the calculated force
is an average calculated over 106 frames obtained from a 10 ns simulation and this distortion equates
only to 2% of the entire run the force should not be influenced significantly. Finally, no switch in dock-
ing preference has been observed after adding the charge. Because of the histogram (Figure 8) it is valid
to say that the charges were added correctly, since the ring shuttled to the other side via harpooning and
stayed docked there. The same reason as C5-1 likely applies to C16-1 as well: due to the constraint on
the end-to-end distance the state obtained from CMD is strained too much and is not as stable as it could
have been without the restrictions. However it is possible for the bam ring to be docked at the reduced
ni in the stretched state proven by Figure 8, showing that the ring is docked at the ni station while also
spending a considerable amount of time in stretched states.
14
4.1.3 Mechanism of shuttling
To probe the shuttling mechanism of the rotaxanes all these simulations were performed. The tendency
to shuttle upon reduction is confirmed by the histograms and the energy plots (except the free energy
curve of C16-1), but these are derived from equilibrated states and do not provide information about the
mechanism. Only during the NVT-simulation of C5-1 and C16-1 shuttling was observed, C26-1 and
C32-1 remained unchanged. The fact that in the larger systems no translocation took place during the
equilibration simulation is understandable, since the simulation time was in the order of nanoseconds
while in reality the shuttling takes microseconds.4 Within the simulations the shuttling can be regarded as
a rare-event, thus it is more likely to occur in the smaller systems, because the amount of configurations
are less decreasing the entropic factor.
It might be concluded that the shuttling mechanism changes depending on the length of the thread.
Shuttling in C5 went according to the random walk, likely because the thread is too short to bend without
which harpooning cannot occur. In C16 first the bam ring left the station after which the thread assumed
a bent configuration which resulted in harpooning. From these simulations it might be assumed that
shorter chains prefer shuttling via a random-walk mechanism, whereas longer chains prefer harpooning.
4.2 Experimental
To study the shuttling of the hydrogen-bonded [2]rotaxanes TA measurements were conducted on the
C5- and C32-systems. These had already been synthesized and isolated, thus they could immediately
be dissolved in butyronitrile. This solvent was used first, instead of acetonitrile, which was used in
the simulations, because the larger systems dissolve better in it. UV/VIS-spectra were taken after the
solvation to determine if the correct transitions could be observed and if the absorbance (∼1.5) at λmax(353 nm) was suited for the TA. This would indeed be the case after the addition of DABCO, because
then the rotaxane sample would be diluted 1.5 times, thus decreasing the absorbance by a factor of 1.5
according to Lambert-Beer’s law. DABCO was added to act as an electron donor during the shuttling
process to create the ni·− radical anion, which causes that station to be a strong H-bond acceptor.4 The
UV/VIS-spectrum of the solution after DABCO was added was similar to the previous one, but the
absorbance had decreased to approximately 1. To prepare the sample for TA the solution needed to be
degassed, since a radical is formed during the shuttling and if molecular oxygen (a biradical species)
would be present, it would quench the triplet state and oxidize the radical anion if formed, thus inhibit
the shuttling. After this step another UV/VIS-spectrum was measured to verify if nothing was out of the
ordinary because of the FPT; this was the case.
15
Figure 15. Decay curve of the population of the ni radical anion in C32
From the TA-spectra (Appendix 3, Figure 28 & Figure 29) it would be possible to deduce the trans-
lation by the shift of λmax over time, which has been proven to happen on a microsecond scale.4,23
However, if the corrected absorption at λmax is plotted a decay curve of the population of ni·− is ob-
tained(Figure 15), which shows that the population decreases much too rapidly for shuttling to occur.
Moreover, the original shape of the spectrum is lost after multiple timesteps, which indicates that the
sample might not be photostable anymore or has degraded, as it as an old sample. Indeed such was the
case, since another UV/VIS-spectrum was taken and the absorbance at λmax had decreased.
5 Conclusion
A study has been done on the shuttling mechanism of hydrogen-bonded [2]rotaxanes. First of all, from
the NVT-simulations we can conclude that in C5 and C16 naphthalimide becomes the favoured sta-
tion after reduction as expected. Furthermore, the chain spends a considerable amount of time in bent
configurations due to more hydrogen bonds being available if the ring is docked at naphthalimide, since
hydrogen-binding with two stations is now available, which was not the case in the neutral state, because
the hydrogen bonds with the naphthalimide were not strong enough.
Secondly, a collective variable has been developed to track the position on the ring, which allowed
us to perform Constrained Molecular Dynamics on the rotaxane. Using this, free energy curves were
obtained and in C5 confirmed the shift in preference; in C16 this could not be confirmed as the energy
minimum at the naphthalimide dock in the reduced state did not become lower than the one at the
succinimide station. The reason for it being the end-to-end distance restraint, which limited the hydrogen
bonding. This was necessary for this project, however, because the project duration was a limiting factor
and this approach would be the fastest way of converging the forces, which is necessary for producing
an accurate energy plot. The barriers of shuttling could also be determined from the energy plot and they
were rather small. In all cases (C5 & C16, neutral & charged) it was approximately 4-5 kcal/mol, which
16
is equivalent to two weak hydrogen bonds, and implies that shuttling is possible even in the neutral
state due to thermal fluctuations even though barriers thrice as large have been reported in previous
experiments. It is possible that the fixation of the end-to-end distance distorts the energy surface too
much.
Next, the mechanism of the shuttling is shown to change depending on the chain length. Upon
charge addition to the naphthalimide station a random walk mechanism was observed for C5, but in C16
a mixed mechanism took place. First the ring explored the energy landscape with a random walk when
leaving the initial (succinimide) dock, continued by the chain bending, which allowed to translation to
finish via harpooning. Thus shorter chains likely prefer random walk, whereas the longer the thread
becomes, the more favourable harpooning gets until a certain length after which a mix will dominate the
translational motion.
Finally, transient absorption measurements were also performed on C5 and C32 in butyronitrile.
These were unfortunately inconclusive as the naphthalimide radical anion decayed within 1 microsec-
ond, disabling the shuttling. This might be due to degradation of the rotaxanes as the samples were quite
old.
6 Outlook
As mentioned in the beginning of the discussion, the two largest systems (C26 & C32) still need to be
analyzed using constrained MD in order to create a potential energy curve, which was not done due to
time constraints. In addition, the constrained MD which was performed had an end-to-end restriction,
which is of course not natural. The next step would be to do the constrained MD without the fixation of
the end-to-end distance. Another computational method would be metadynamics, which is another way
to explore the energy landscape and is able to find minima along the reaction coordinate of the CVs.
Finally, the original purpose of this project was also to compare the computational data to experimental
data, such as the activation energies. To further validate the calculations it would be advised to redo the
experiments for all systems, preferably in acetone as this was the solvent used in the simulations.
7 Acknowledgements
I thank Fred Brouwer and Bernd Ensing for allowing me to do a joint Bachelor Project, which made it
even more interesting. I also want to thank them for the valuable discussions and talks. Furthermore, I
want to thank Ambuj Tiwari for the daily supervision and for being a really nice guy who was always
available for questions and problem solving. Next, I want to thank Michiel Hilbers for helping with the
experimental/technical side of the project. Additionally, many thanks to Ferry, Rhea and Tamika for all
the time we’ve spent helping each other out. Finally, I want to thank both the Computational Chemistry
and Molecular Photonics Groups for the nice atmosphere, which made my time working on this project
really enjoyable and made the time fly by.
17
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19
Appendix 1: NPT-simulations
Figure 16. Box length of a cubic unit cell as obtained from NPT-simulations on C5.
Figure 17. Box length of a cubic unit cell as obtained from NPT-simulations on C5-1.
20
Figure 18. Box length of a cubic unit cell as obtained from NPT-simulations on C16.
Figure 19. Box length of a cubic unit cell as obtained from NPT-simulations on C16-1.
21
Appendix 2: Constrained MD Indices
Figure 20. The output of the CV of every constrained MD-simulation of C5 (14 in total) was tracked
during the entire simulation. The black lines represent the set value in the CMD run and the coloured
lines are the actual indices from the simulations.
Figure 21. The output of the CV of some constrained MD-simulation of C5-1 (13 in total) was tracked
during the entire simulation. The black lines represent the set value in the CMD run and the coloured
lines are the actual indices from the simulations.
22
Figure 22. The output of the CV at index 11.5 of C5-1 to increase the resolution around the minimum.
Figure 23. The output of the CV at index 11.8 of C5-1 to increase the resolution around the minimum.
The average index lies below the set value, since the ring was practically on the nitogren of the ni
station and the instability of that position outweighed the force constant of the bias potential.
23
Figure 24. The CV output of the first half of the constrained MD-simulation of C16 was tracked during
the entire simulation. The black lines represent the set value in the CMD run and the coloured lines are
the actual indices from the simulations.
Figure 25. The CV output of the second half of the constrained MD-simulation of C16 was tracked
during the entire simulation. The black lines represent the set value in the CMD run and the coloured
lines are the actual indices from the simulations.
24
Figure 26. The CV output of the first half of the constrained MD-simulation of C16-1 was tracked
during the entire simulation. The black lines represent the set value in the CMD run and the coloured
lines are the actual indices from the simulations.
Figure 27. The CV output of the second half of the constrained MD-simulation of C16-1 was tracked
during the entire simulation. The black lines represent the set value in the CMD run and the coloured
lines are the actual indices from the simulations.
25
Appendix 3: TA-spectra
Figure 28. TA-spectra of C5
Figure 29. TA-spectra of C32
26