patent - finals reviewer

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5. DISCLOSURE AND ENABLEMENT  TRIPS Agreement - Article 29 Conditions on Patent Applicants 1. Membe rs sha ll requ ire tha t an appl icant fo r a paten t shall disclose the invention in a manner sufficiently clear and comp let e for the inv ent ion to be carried out by a  person skilled in the art and may require the applicant to ind ica te the bes t mod e for car ryi ng out the inv ent ion known to the inventor at the filing date or, where priority is claimed, at the priority date of the application. 2. Mem bers may requ ir e an appl ic ant for a pate nt to  provide information concerning the applicant's corresponding foreign applications and grants. IP Code - Section 35.   Disclosur e and Description of the  Invention. - ! .1. "i sclosure. - #he appl icat ion shal l disc lose the inven tion in a manne r suff icien tly clear and complete for it to be carried out by a person skilled in the art . $h ere the app lic ati on concerns a mic rob iol ogi cal  process or the product thereof and involves the use of a micro-organism which cannot be sufficiently disclosed in the application in such a way as to enable the invention to  be carried out by a person skilled in the art, and such material is not available to the public, the application shall  be supplemented by a deposit of such material with an international depository institutio n. !.2. "escription. - #he %egulations shall prescribe the contents of the description and the order of presentation. &ec. 1(, %.). *o. 1+!a 5.1 Undue Experimentation ncandescent amp /atent &10! - awyer and Man made a bro ad claim for every fi br ou s or te tile ma te ri al, wh en in fact an eaminat ion of over +333 vege tabl e gr owths showed that none of them possessed the peculiar qualities that fitted them for that purpose. - f the descrip tio n b e s o vg!e nd !ncertin that no one can tell, ecept by independent eperiments, how to construct the patent device, the patent is void. - 4ow woul d it be possib le for a pers on t o know what fibrous or tetile material was adapted to the  purpose of an incandescent conduct ecept b y the most careful and painstaking eperimentation5 n re $ands &10 - "6/ 7 # necessa ry fo r en ab lement wher e th e starting materials &i.e., living cells used to practice the inv ent ion , or cells from which the req uir ed cells can be produced are &1 not readily available to the public8 7% &2 readily available but it would require undue eperimentation to make the cells of the invention from the starting materials. - #he key wor d i s 9 und ue, : not 9e per ime nta tio n.: - "ctor# to be considered in determining whether a disclosure would require undue eperimentation; 1. <uant ity of the epe riment ati on nec ess ary 8 2. )mou nt of the direction and guidance  presented8 . /re sence or abse nce o f wor kin g eamples 8 (. *a ture o f th e in vent ion8 !. t at e of t he pr ior a rt 8 +. %e lati ve skil l i n t he ar t =. /r edic tabi li ty or unpredic tability of th e ar t8 and . >r ea dt h of th e cl ai ms - *ot undue eper imenta ti on ? me thods nee de d to  practice the inventi on were well known 5.2 Speculation and Prophesy @anssen /harmaceutica v. #eva /harms. &2330 - /a te nt gr ante d wi th ou t th e re su lt of the an imal testing eperiments - 6na ble men t i s de ter min ed a s of th e ef fective fi lin g date of the patentAs application. - f the patent claim fails to meet the utility requirement because it is not useful or operative, then it also fails to meet the how-to-use aspect of the enablement requirement. - 7nl y a n 9u npr ove d hy pot hes is: - th e sp eci fic ati on, even read in li gh t of th e knowledg e of thos e sk il le d in th e ar t, do es no mo re than stat e a $%&ot$e#i# and propose testing to determine the accuracy of that hypothesis 5.3 Doctrine of Sound Prediction )pote v. $ellcome Boundation &2332 - #h e doctri ne bala nc es &1 th e pu bl ic inte rest in ear ly dis closure of new and use ful inv ent ion s, even before their utility has been fully verified by tests8 and &2 publ ic inte rest in avoi di ng the cl utte ri ng of the publ ic domain wi th us el es s  patents and granting monopoly rights in echange for speculation or misinformation. - #hree components; 1. Bac tua l ba sis for the pre di cti on8 2. nvent or mus t have at the dat e of the pat ent application an articulable and 9sound: line of reasoning from which the desired result can be inferred from the factual basis8 and . /r oper disc lo sure - /re sup pos es t hat fur the r work remain s to be don e 5. Uses of examples in the specification

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Page 1: Patent - Finals Reviewer

7/26/2019 Patent - Finals Reviewer

http://slidepdf.com/reader/full/patent-finals-reviewer 1/4

5. DISCLOSURE AND ENABLEMENT 

TRIPS Agreement - Article 29

Conditions on Patent Applicants

1. Members shall require that an applicant for a patent

shall disclose the invention in a manner sufficiently clear 

and complete for the invention to be carried out by a person skilled in the art and may require the applicant to

indicate the best mode for carrying out the inventionknown to the inventor at the filing date or, where priority

is claimed, at the priority date of the application.

2. Members may require an applicant for a patent to

 provide information concerning the applicant'scorresponding foreign applications and grants.

IP Code - Section 35.  Disclosure and Description of the

 Invention. - !.1. "isclosure. - #he application shall

disclose the invention in a manner sufficiently clear and

complete for it to be carried out by a person skilled in the

art. $here the application concerns a microbiological process or the product thereof and involves the use of a

micro-organism which cannot be sufficiently disclosed in

the application in such a way as to enable the invention to

 be carried out by a person skilled in the art, and such

material is not available to the public, the application shall

 be supplemented by a deposit of such material with an

international depository institution.

!.2. "escription. - #he %egulations shall prescribe the

contents of the description and the order of presentation.

&ec. 1(, %.). *o. 1+!a

5.1 Undue Experimentation

ncandescent amp /atent &10!

- awyer and Man made a broad claim for every

fibrous or tetile material, when in fact an

eamination of over +333 vegetable growths

showed that none of them possessed the peculiar 

qualities that fitted them for that purpose.

- f the description be so vg!e nd !ncertin that

no one can tell, ecept by independent

eperiments, how to construct the patent device,

the patent is void.- 4ow would it be possible for a person to know

what fibrous or tetile material was adapted to the

 purpose of an incandescent conduct ecept by themost careful and painstaking eperimentation5

n re $ands &10

- "6/7# necessary for enablement where the

starting materials &i.e., living cells used to practice

the invention, or cells from which the required

cells can be produced are &1 not readily available

to the public8 7% &2 readily available but it woul

require undue eperimentation to make the cells o

the invention from the starting materials.

- #he keyword is 9undue,: not 9eperimentation.:

- "ctor# to be considered in determining whether

disclosure would require undue eperimentation;

1. <uantity of the eperimentation necessary8

2. )mount of the direction and guidanc

 presented8

. /resence or absence of working eamples8(. *ature of the invention8!. tate of the prior art8

+. %elative skill in the art

=. /redictability or unpredictability of the ar

and

. >readth of the claims

- *ot undue eperimentation ? methods needed t

 practice the invention were well known

5.2 Speculation and Prophesy

@anssen /harmaceutica v. #eva /harms. &2330

- /atent granted without the result of the anima

testing eperiments

- 6nablement is determined as of the effective filin

date of the patentAs application.

- f the patent claim fails to meet the utilit

requirement because it is not useful or operative

then it also fails to meet the how-to-use aspect o

the enablement requirement.

- 7nly an 9unproved hypothesis: - the specification

even read in light of the knowledge of thos

skilled in the art, does no more than state

$%&ot$e#i#  and propose testing to determine th

accuracy of that hypothesis

5.3 Doctrine of Sound Prediction

)pote v. $ellcome Boundation &2332

- #he doctrine balances &1 the public interest i

early disclosure of new and useful inventioneven before their utility has been fully verified b

tests8 and &2 public interest in avoiding th

cluttering of the public domain with useles

 patents and granting monopoly rights in echangfor speculation or misinformation.

- #hree components;

1. Bactual basis for the prediction8

2. nventor must have at the date of the paten

application an articulable and 9sound: line o

reasoning from which the desired result can b

inferred from the factual basis8 and

. /roper disclosure

- /resupposes that further work remains to be done

5. Uses of examples in the specification

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n re trahilevitC &102

- $e recogniCe that working eamples are desirable

in comple technologies and that detailedeamples can satisfy the statutory enablement

requirement.

- *evertheless, eamples are not required  to satisfy

enablement.

5.5 !ritten Description "e#uirement 

Dsell v. Eap-@ue &1030

- "octrine of mechanical equivalents ? )n alteration

in a patented combination which merely

substitutes another old ingredient in the patented

combination, is an infringement of the patent, if 

the substitute performs the same function and was

well known at the date of the patent as a proper 

substitute for the omitted ingredient.

Dodines v. Fourt of )ppeals &100

- #ests to determine infringement;

1. iteral infringement ? Gutapose the claims of the patent and the accused product within the

overall contet of the claims and

specifications, to determine whether there is

e'ct identit% o( )) mteri) e)ement#

2. "octrine of equivalent ? when a device

appropriates a prior invention by incorporating

its innovative concept and, albeit with some

modification and change, performs

#!*#tnti))% t$e #me (!nction in

#!*#tnti))% t$e #me +% to c$ieve#!*#tnti))% t$e #me re#!)t.

Brank v. Hosuyama &10

- t is obvious that the 9spindle: is not an integral

 part of the machine patented by the plaintiffs on

the ground that it was eliminated in their 

application.

- *o infringement ? no essential part of the machine

manufactured and sold by him, which was

unknown to the public

Ias-Fath ncorporated v. Mahurkar &1001

- "rawings alone may be sufficient to provide the

9written description of the invention.:

5.$ %imitations on Amendments

Section ,.  Amendment of Application. - )n applicant may

amend the patent application during eamination;

/rovided, #hat such amendment shall not include new

matter outside the scope of the disclosure contained in the

application as filed. &n

#he Dentry Dallery v. >erkline Forporation &100

- "etermination of infringement requires; &1 claim

must be properly construed to determine its scopand meaning8 and &2 claims as properly construe

must be compared to the accused devise o

 process.

5.& Definite 'laims

7rthokinetics v. afety #ravel &10+

- 9wherein said front leg portion is so dimensioned:

- ) decision on whether a claim is invalid unde

enablement requires a determination of whethe

those skilled in the art would understand what i

claimed when the claim is read in light of th

specification.

- #he phrase 9so dimensioned: is as accurate as th

subGect matter permits, automobile being o

various siCes

- )s long as those of ordinary skill in the a

realiCed that the dimensions could be easil

obtained, ection 112 required nothing more.

. O/NERS0IP O" PATENT AND TRANS"ER  O" R I10TS 

)lbana v. "irector of /atents &10!

- )ssignments of patents and inventions covere

thereby may be recorded in books and records kep

for the purposes in the /atent 7ffice if presentein due form8 but the appellant does not ask for th

registration of the alleged agreement, because as

is not in due form it cannot be recorded, but praythat the "irector compel the applicant-inventor t

acknowledge it

(.1 Priority Date

>oothe v. "irector of /atents &103

- t is imperative that the application be complete i

order that it may be accepted. t is essential to th

validity of etters /atent that the specifications b

full, definite, and specific.

- /etition only complete when they submitted th

additional pages on the pecifications and Flaims

2. PATENT DRA"TIN1 AND CLAIMS ANAL4SIS 

Merrill v. Eeomans, 0( J.. !+ &1==

- 9new manufacture of the deodoriCed heav

hydrocarbon oils:

- /rior to Merill ? claims played a primary role

- Fourt looked into the #&eci(iction#  i

determining the meaning of the claims

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/hilips v. )wh Forporation &233!

- 6pert background;

1. >ackground

2. 4ow invention works

. Fonsistent with /7)(. /articular meaning in the pertinent field

- 4ierarchy of evidentiary sources

- Intrin#ic evidence

1. $ords of the claims

2. pecifications

. /rosecution history and other documents in

the file wrapper 

- E'trin#ic evidence

1. *ot part of the patent8 does not have the

specificationAs virtue of being created at

the time of patent prosecution for the

 purpose of eplaining the patentAs scope

and meaning

2. 6trinsic publications may not be written by a skilled artisan hence will not reflect

the understanding of a skilled artisan in

the field8

. 6pert reports and testimony ? not

obGective since generated at the time of 

and for the purpose of litigation8

(. Jniverse of potential etrinsic evidence of 

some marginal relevance that could be

 brought to bear on any claim construction

question

!. May be used to change the meaning of 

claims in derogation of the intrinsic

evidence, thereby undermining the public

notice functions of patent

Markman v. $estview nstruments, nc. &100+

- /rior to  Markman ? patent construction done by

 Guries

- )ccording to Markman, must be done by the Gudge

 ? patent claims are )eg) in#tr!ment#

- "istrict courts now use specific hearings known as

Mr6mn $ering#

- 2-step process

1. Fourt must construe or interpret the patent

claims - 7!dge

. Fonstrued claims must be evaluated against

the alleged infringing device or process ? 7!r%

#eva /harmaceuticals J), nc v. andoC, nc. &231!

- Flaim construction is a question of law

- ower court decision may be reviewed by

appellate court but if it involves subsidiary factual

facts, then if appealed, the standards applied shall

 be for the question of fact

Intrin#ic evidence

1. C)im#  ? given their ordinary and customar

meaning  for the person ordinarily skilled in the ar

what was actually invented and what the invento

intended them to cover8 preserve the claim

validity &ecept where the invalidating claim

construction is consistent with the claim languag

and specification

. S&eci(iction#  ? dispositive  when the propose

construction most naturally aligns with the claim8! describe the manner and process of making anusing the patented invention

a. "escribed the inventionAs preferred or sol

embodiment or specifically ecludes a

embodiments from the

b. "istinguish prior art or cites particula

advantages over

c. "efines certain terms

". Pro#ec!tion $i#tor%  ? written record of th

correspondence between the eaminer and th

applicantKagent during the eaminatio

&amendments8- )nalogous to the Gournals of the Fongress

- ess helpful compared to the two other

 because represents the on-going th

negotiation

- may aid in claim construction in these cases;

a. disclaimed broad definition to overcom

 prior art8

b.  patentee may have dropped certain claim

c. amended claims either to broaden or lim

the scope

E'trin#ic Evidence ? not obligatory to be used8 only whehelpful

1. %elevant scientific principles

. Meaning of technical terms

". tate of the prior art

#. "ictionaries

$. #reaties

%. 6pert testimony

2. COMPULSOR4 LICENSIN1 

/rice v. Jnited aboratories &10- #he terms and conditions of the compulsor

license were fied by the "irector after a hearin

and careful consideration of the evidence of th

 parties and in default of an agreement betwee

them as to the terms of the license.

- "irectorAs findings that J*)> has th

capability to use the patented compound i

manufacture is a factual finding supported by

#!*#tnti) evidence

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- #he important thing is that such capability was

 proven to eist during the hearing of the petition.

mith Hline v. Fourt of )ppeals &233

- #he doctrine of equivalents requires satisfaction of 

the (!nction-men#-re#!)t te#t, the patentee

having the burden to show that all three

components of such equivalency test are met.

III. PATENTS AND PUBLIC 0EALT0 

%oma "rug v. %egional #rial Fourt &2330

- #he unqualified right of private third parties to

import or possess unregistered imported drugs in

the /hilippines confirmed by the %% of the %)

0!32.

- 9#he drugs and medicines are deemed introduced

when they have been sold and offered for sale

anywhere else in the world.:

- 7therwise, it discriminates, at the epense of 

health, against poor Bilipinos without means to

travel abroad to purchase less epensive medicines

in favor of their wealthier brethren able to do so.

ess urgently perhaps, but still within the range of 

constitutionally protected behavior, it deprivesBilipinos to choose a less epensive regime for 

their health case by denying them a plausible and

safe means of purchasing medicines at a cheaper 

cost.

Merck HDa) v. negra ifesciences &233!

- 6emption from infringement etends to all uses

of patented inventions that are reasonable related

to the development and submission of anyinformation under the B"F).

-  *ecessarily includes preclinical studies of 

 patented compounds that are appropriate

submission to the B") in the regulatory process.

#here is simply no room in the state in ecluding

certain information from the eemption on the

 basis of the phase of research in which it is

developed or the particular submission in which itcould be included.

8. PATENT AND UN"AIR  COMPETITION 

llinois #ool $orks v. ndependent nk &233+

- /atent does not necessarily confer mark

 power 

- $ithout proof that the patentee had mr6e

&o+er  in the relevant market, its conduct a

issue in this case was neither 9misuse: nor a

9illegal etension of the patent right.:- $hile price discrimination may provid

evidence of market power, particularly

 buttressed by evidence that the patentee ha

charged an above-market price for the tie

 package, it is generally recogniCed that it als

occurs in fully competitive markets.

- n all cases involving a tying arrangement, th

 plaintiff must prove that the defendant ha

market power in the tying product.

Bederal #rade Fommission v. )ctavis &231

-9reverse payment: settlement agreement

- Bive set of considerations lead us to conclud

that the B#F should have been given th

opportunity to prove its anti-trust claim;

1. pecific restraint at issue has th

9potential for genuine adverse effects o

competition.:

2. #hese anticompetitive consequences wi

at least sometimes prove unGustified

. $here a reverse payment threatens t

work unGustified anticompetitive harm, th patentee likely possesses the power t

 bring that harm about in practice ? stron

indication of market power 

(. )ntitrust action is likely prove mor

feasible administratively

5. $hat are the reasons for the settlement5

the basic reason is a desire to maintain an

to share patent-generated monopol

 profits, then, in the absence of some othe

 Gustification, the antitrust laws are likely t

forbid the arrangement.