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TRANSCRIPT
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5. DISCLOSURE AND ENABLEMENT
TRIPS Agreement - Article 29
Conditions on Patent Applicants
1. Members shall require that an applicant for a patent
shall disclose the invention in a manner sufficiently clear
and complete for the invention to be carried out by a person skilled in the art and may require the applicant to
indicate the best mode for carrying out the inventionknown to the inventor at the filing date or, where priority
is claimed, at the priority date of the application.
2. Members may require an applicant for a patent to
provide information concerning the applicant'scorresponding foreign applications and grants.
IP Code - Section 35. Disclosure and Description of the
Invention. - !.1. "isclosure. - #he application shall
disclose the invention in a manner sufficiently clear and
complete for it to be carried out by a person skilled in the
art. $here the application concerns a microbiological process or the product thereof and involves the use of a
micro-organism which cannot be sufficiently disclosed in
the application in such a way as to enable the invention to
be carried out by a person skilled in the art, and such
material is not available to the public, the application shall
be supplemented by a deposit of such material with an
international depository institution.
!.2. "escription. - #he %egulations shall prescribe the
contents of the description and the order of presentation.
&ec. 1(, %.). *o. 1+!a
5.1 Undue Experimentation
ncandescent amp /atent &10!
- awyer and Man made a broad claim for every
fibrous or tetile material, when in fact an
eamination of over +333 vegetable growths
showed that none of them possessed the peculiar
qualities that fitted them for that purpose.
- f the description be so vg!e nd !ncertin that
no one can tell, ecept by independent
eperiments, how to construct the patent device,
the patent is void.- 4ow would it be possible for a person to know
what fibrous or tetile material was adapted to the
purpose of an incandescent conduct ecept by themost careful and painstaking eperimentation5
n re $ands &10
- "6/7# necessary for enablement where the
starting materials &i.e., living cells used to practice
the invention, or cells from which the required
cells can be produced are &1 not readily available
to the public8 7% &2 readily available but it woul
require undue eperimentation to make the cells o
the invention from the starting materials.
- #he keyword is 9undue,: not 9eperimentation.:
- "ctor# to be considered in determining whether
disclosure would require undue eperimentation;
1. <uantity of the eperimentation necessary8
2. )mount of the direction and guidanc
presented8
. /resence or absence of working eamples8(. *ature of the invention8!. tate of the prior art8
+. %elative skill in the art
=. /redictability or unpredictability of the ar
and
. >readth of the claims
- *ot undue eperimentation ? methods needed t
practice the invention were well known
5.2 Speculation and Prophesy
@anssen /harmaceutica v. #eva /harms. &2330
- /atent granted without the result of the anima
testing eperiments
- 6nablement is determined as of the effective filin
date of the patentAs application.
- f the patent claim fails to meet the utilit
requirement because it is not useful or operative
then it also fails to meet the how-to-use aspect o
the enablement requirement.
- 7nly an 9unproved hypothesis: - the specification
even read in light of the knowledge of thos
skilled in the art, does no more than state
$%&ot$e#i# and propose testing to determine th
accuracy of that hypothesis
5.3 Doctrine of Sound Prediction
)pote v. $ellcome Boundation &2332
- #he doctrine balances &1 the public interest i
early disclosure of new and useful inventioneven before their utility has been fully verified b
tests8 and &2 public interest in avoiding th
cluttering of the public domain with useles
patents and granting monopoly rights in echangfor speculation or misinformation.
- #hree components;
1. Bactual basis for the prediction8
2. nventor must have at the date of the paten
application an articulable and 9sound: line o
reasoning from which the desired result can b
inferred from the factual basis8 and
. /roper disclosure
- /resupposes that further work remains to be done
5. Uses of examples in the specification
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n re trahilevitC &102
- $e recogniCe that working eamples are desirable
in comple technologies and that detailedeamples can satisfy the statutory enablement
requirement.
- *evertheless, eamples are not required to satisfy
enablement.
5.5 !ritten Description "e#uirement
Dsell v. Eap-@ue &1030
- "octrine of mechanical equivalents ? )n alteration
in a patented combination which merely
substitutes another old ingredient in the patented
combination, is an infringement of the patent, if
the substitute performs the same function and was
well known at the date of the patent as a proper
substitute for the omitted ingredient.
Dodines v. Fourt of )ppeals &100
- #ests to determine infringement;
1. iteral infringement ? Gutapose the claims of the patent and the accused product within the
overall contet of the claims and
specifications, to determine whether there is
e'ct identit% o( )) mteri) e)ement#
2. "octrine of equivalent ? when a device
appropriates a prior invention by incorporating
its innovative concept and, albeit with some
modification and change, performs
#!*#tnti))% t$e #me (!nction in
#!*#tnti))% t$e #me +% to c$ieve#!*#tnti))% t$e #me re#!)t.
Brank v. Hosuyama &10
- t is obvious that the 9spindle: is not an integral
part of the machine patented by the plaintiffs on
the ground that it was eliminated in their
application.
- *o infringement ? no essential part of the machine
manufactured and sold by him, which was
unknown to the public
Ias-Fath ncorporated v. Mahurkar &1001
- "rawings alone may be sufficient to provide the
9written description of the invention.:
5.$ %imitations on Amendments
Section ,. Amendment of Application. - )n applicant may
amend the patent application during eamination;
/rovided, #hat such amendment shall not include new
matter outside the scope of the disclosure contained in the
application as filed. &n
#he Dentry Dallery v. >erkline Forporation &100
- "etermination of infringement requires; &1 claim
must be properly construed to determine its scopand meaning8 and &2 claims as properly construe
must be compared to the accused devise o
process.
5.& Definite 'laims
7rthokinetics v. afety #ravel &10+
- 9wherein said front leg portion is so dimensioned:
- ) decision on whether a claim is invalid unde
enablement requires a determination of whethe
those skilled in the art would understand what i
claimed when the claim is read in light of th
specification.
- #he phrase 9so dimensioned: is as accurate as th
subGect matter permits, automobile being o
various siCes
- )s long as those of ordinary skill in the a
realiCed that the dimensions could be easil
obtained, ection 112 required nothing more.
. O/NERS0IP O" PATENT AND TRANS"ER O" R I10TS
)lbana v. "irector of /atents &10!
- )ssignments of patents and inventions covere
thereby may be recorded in books and records kep
for the purposes in the /atent 7ffice if presentein due form8 but the appellant does not ask for th
registration of the alleged agreement, because as
is not in due form it cannot be recorded, but praythat the "irector compel the applicant-inventor t
acknowledge it
(.1 Priority Date
>oothe v. "irector of /atents &103
- t is imperative that the application be complete i
order that it may be accepted. t is essential to th
validity of etters /atent that the specifications b
full, definite, and specific.
- /etition only complete when they submitted th
additional pages on the pecifications and Flaims
2. PATENT DRA"TIN1 AND CLAIMS ANAL4SIS
Merrill v. Eeomans, 0( J.. !+ &1==
- 9new manufacture of the deodoriCed heav
hydrocarbon oils:
- /rior to Merill ? claims played a primary role
- Fourt looked into the #&eci(iction# i
determining the meaning of the claims
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/hilips v. )wh Forporation &233!
- 6pert background;
1. >ackground
2. 4ow invention works
. Fonsistent with /7)(. /articular meaning in the pertinent field
- 4ierarchy of evidentiary sources
- Intrin#ic evidence
1. $ords of the claims
2. pecifications
. /rosecution history and other documents in
the file wrapper
- E'trin#ic evidence
1. *ot part of the patent8 does not have the
specificationAs virtue of being created at
the time of patent prosecution for the
purpose of eplaining the patentAs scope
and meaning
2. 6trinsic publications may not be written by a skilled artisan hence will not reflect
the understanding of a skilled artisan in
the field8
. 6pert reports and testimony ? not
obGective since generated at the time of
and for the purpose of litigation8
(. Jniverse of potential etrinsic evidence of
some marginal relevance that could be
brought to bear on any claim construction
question
!. May be used to change the meaning of
claims in derogation of the intrinsic
evidence, thereby undermining the public
notice functions of patent
Markman v. $estview nstruments, nc. &100+
- /rior to Markman ? patent construction done by
Guries
- )ccording to Markman, must be done by the Gudge
? patent claims are )eg) in#tr!ment#
- "istrict courts now use specific hearings known as
Mr6mn $ering#
- 2-step process
1. Fourt must construe or interpret the patent
claims - 7!dge
. Fonstrued claims must be evaluated against
the alleged infringing device or process ? 7!r%
#eva /harmaceuticals J), nc v. andoC, nc. &231!
- Flaim construction is a question of law
- ower court decision may be reviewed by
appellate court but if it involves subsidiary factual
facts, then if appealed, the standards applied shall
be for the question of fact
Intrin#ic evidence
1. C)im# ? given their ordinary and customar
meaning for the person ordinarily skilled in the ar
what was actually invented and what the invento
intended them to cover8 preserve the claim
validity &ecept where the invalidating claim
construction is consistent with the claim languag
and specification
. S&eci(iction# ? dispositive when the propose
construction most naturally aligns with the claim8! describe the manner and process of making anusing the patented invention
a. "escribed the inventionAs preferred or sol
embodiment or specifically ecludes a
embodiments from the
b. "istinguish prior art or cites particula
advantages over
c. "efines certain terms
". Pro#ec!tion $i#tor% ? written record of th
correspondence between the eaminer and th
applicantKagent during the eaminatio
&amendments8- )nalogous to the Gournals of the Fongress
- ess helpful compared to the two other
because represents the on-going th
negotiation
- may aid in claim construction in these cases;
a. disclaimed broad definition to overcom
prior art8
b. patentee may have dropped certain claim
c. amended claims either to broaden or lim
the scope
E'trin#ic Evidence ? not obligatory to be used8 only whehelpful
1. %elevant scientific principles
. Meaning of technical terms
". tate of the prior art
#. "ictionaries
$. #reaties
%. 6pert testimony
2. COMPULSOR4 LICENSIN1
/rice v. Jnited aboratories &10- #he terms and conditions of the compulsor
license were fied by the "irector after a hearin
and careful consideration of the evidence of th
parties and in default of an agreement betwee
them as to the terms of the license.
- "irectorAs findings that J*)> has th
capability to use the patented compound i
manufacture is a factual finding supported by
#!*#tnti) evidence
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- #he important thing is that such capability was
proven to eist during the hearing of the petition.
mith Hline v. Fourt of )ppeals &233
- #he doctrine of equivalents requires satisfaction of
the (!nction-men#-re#!)t te#t, the patentee
having the burden to show that all three
components of such equivalency test are met.
III. PATENTS AND PUBLIC 0EALT0
%oma "rug v. %egional #rial Fourt &2330
- #he unqualified right of private third parties to
import or possess unregistered imported drugs in
the /hilippines confirmed by the %% of the %)
0!32.
- 9#he drugs and medicines are deemed introduced
when they have been sold and offered for sale
anywhere else in the world.:
- 7therwise, it discriminates, at the epense of
health, against poor Bilipinos without means to
travel abroad to purchase less epensive medicines
in favor of their wealthier brethren able to do so.
ess urgently perhaps, but still within the range of
constitutionally protected behavior, it deprivesBilipinos to choose a less epensive regime for
their health case by denying them a plausible and
safe means of purchasing medicines at a cheaper
cost.
Merck HDa) v. negra ifesciences &233!
- 6emption from infringement etends to all uses
of patented inventions that are reasonable related
to the development and submission of anyinformation under the B"F).
- *ecessarily includes preclinical studies of
patented compounds that are appropriate
submission to the B") in the regulatory process.
#here is simply no room in the state in ecluding
certain information from the eemption on the
basis of the phase of research in which it is
developed or the particular submission in which itcould be included.
8. PATENT AND UN"AIR COMPETITION
llinois #ool $orks v. ndependent nk &233+
- /atent does not necessarily confer mark
power
- $ithout proof that the patentee had mr6e
&o+er in the relevant market, its conduct a
issue in this case was neither 9misuse: nor a
9illegal etension of the patent right.:- $hile price discrimination may provid
evidence of market power, particularly
buttressed by evidence that the patentee ha
charged an above-market price for the tie
package, it is generally recogniCed that it als
occurs in fully competitive markets.
- n all cases involving a tying arrangement, th
plaintiff must prove that the defendant ha
market power in the tying product.
Bederal #rade Fommission v. )ctavis &231
-9reverse payment: settlement agreement
- Bive set of considerations lead us to conclud
that the B#F should have been given th
opportunity to prove its anti-trust claim;
1. pecific restraint at issue has th
9potential for genuine adverse effects o
competition.:
2. #hese anticompetitive consequences wi
at least sometimes prove unGustified
. $here a reverse payment threatens t
work unGustified anticompetitive harm, th patentee likely possesses the power t
bring that harm about in practice ? stron
indication of market power
(. )ntitrust action is likely prove mor
feasible administratively
5. $hat are the reasons for the settlement5
the basic reason is a desire to maintain an
to share patent-generated monopol
profits, then, in the absence of some othe
Gustification, the antitrust laws are likely t
forbid the arrangement.