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Our reference: TIGS 1094 P-authorquery-v9 AUTHOR QUERY FORM Journal: TIGS Please e-mail or fax your responses and any corrections to: E-mail: [email protected] Article Number: 1094 Fax: + 31 20 485 2521 Dear Author, Please check your proof carefully and mark all corrections at the appropriate place in the proof (e.g., by using on-screen annotation in the PDF file) or compile them in a separate list. Note: if you opt to annotate the file with software other than Adobe Reader then please also highlight the appropriate place in the PDF file. To ensure fast publication of your paper please return your corrections within 48 hours. For correction or revision of any artwork, please consult http://www.elsevier.com/artworkinstructions. Please note that the figure resolution in these proofs is lower than the original figures to avoid problems with emailing large file sizes. The figure resolution in the final publication will be equivalent to the original figure submission. Any queries or remarks that have arisen during the processing of your manuscript are listed below and highlighted by flags in the proof. Click on the ‘Q ’ link to go to the location in the proof. Location in Query / Remark: click on the Q link to go article Please insert your reply or correction at the corresponding line in the proof Q1 Please confirm that given names and surnames have been identified correctly. Q2 Please check definitions added of CNRS, UMR, UR. Q3 Ref. [4] details added, please check OK. Q4 Ref. [6] details added, please check OK. Q5 Ref. [7] details added, please check OK. Q6 Ref. [8] details added, please check OK. Q7 Ref. [10] details added, please check OK. Q8 Ref. [38] details amended, please check OK. Please check this box or indicate your approval if you have no corrections to make to the PDF file Thank you for your assistance.

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Page 1: Our reference: TIGS 1094 P-authorquery-v9max2.ese.u-psud.fr/publications/TIGS_1094.pdfOur reference: TIGS 1094 P-authorquery-v9 AUTHOR QUERY FORM Journal: TIGS Please e-mail or fax

Our reference: TIGS 1094 P-authorquery-v9

AUTHOR QUERY FORM

Journal: TIGS Please e-mail or fax your responses and any corrections to:

E-mail: [email protected]

Article Number: 1094 Fax: + 31 20 485 2521

Dear Author,

Please check your proof carefully and mark all corrections at the appropriate place in the proof (e.g., by using on-screenannotation in the PDF file) or compile them in a separate list. Note: if you opt to annotate the file with software other thanAdobe Reader then please also highlight the appropriate place in the PDF file. To ensure fast publication of your paper pleasereturn your corrections within 48 hours.

For correction or revision of any artwork, please consult http://www.elsevier.com/artworkinstructions.

Please note that the figure resolution in these proofs is lower than the original figures to avoid problems with emailing largefile sizes. The figure resolution in the final publication will be equivalent to the original figure submission.Any queries or remarks that have arisen during the processing of your manuscript are listed below and highlighted by flags inthe proof. Click on the ‘Q’ link to go to the location in the proof.

Location in Query / Remark: click on the Q link to goarticle Please insert your reply or correction at the corresponding line in the proof

Q1 Please confirm that given names and surnames have been identified correctly.Q2 Please check definitions added of CNRS, UMR, UR.Q3 Ref. [4] details added, please check OK.Q4 Ref. [6] details added, please check OK.Q5 Ref. [7] details added, please check OK.Q6 Ref. [8] details added, please check OK.Q7 Ref. [10] details added, please check OK.Q8 Ref. [38] details amended, please check OK.

Please check this box or indicate your approval ifyou have no corrections to make to the PDF file

Thank you for your assistance.

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Trends in Genetics xxx (2013) xxx–xxxThe domestication and evolutionary ecology of apples

Amandine Cornille1,2, Tatiana Giraud1,2, Marinus J.M. Smulders3, Isabel Roldan-Ruiz4, and Pierre Gladieux1,2

1 Centre National de la Recherche Scientifique (CNRS), Unite Mixte de Recherche (UMR) 8079, Ba timent 360, 91405 Orsay, France2 Universite Paris Sud, UMR 8079, Ba timent 360, 91405 Orsay, France3 Plant Research International, Wageningen University and Research centre (UR) Plant Breeding, Wageningen, The Netherlands4 Growth and Development Group, Plant Sciences Unit, Institute for Agricultural and Fisheries Research (ILVO), Melle, Belgium

� Several wild crabapples have contributed to the genome of the domesticated apple.� The domesticated apple now constitutes a panmictic, well-separated species.� Apple breeding methods have played a major role in the history of the domesticated apple.� Crabapples are threatened by introgression from domesticated apples.� Apple is an ideal study system for unraveling adaptive diversification processes.

TIGS 1094r 1

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The domestication and evolutionaryecology of applesAmandine Cornille

Q1

1,2, Tatiana Giraud1,2, Marinus J.M. Smulders3,Isabel Roldan-Ruiz4, and Pierre Gladieux1,2

1 Centre National de la Recherche Scientifique (CNRS), Unite Mixte de Recherche (UMR) 8079, Ba timent 360, 91405 Orsay, France2 Universite Paris Sud, UMR 8079, Ba timent 360, 91405 Orsay, France3 Plant Research International, Wageningen University and Research centre (UR) Plant Breeding, Wageningen, The Netherlands4 Growth and Development Group, Plant Sciences Unit, Institute for Agricultural and Fisheries Research (ILVO), Melle, BelgiumQ2

The cultivated apple is a major fruit crop in temperatezones. Its wild relatives, distributed across temperateEurasia and growing in diverse habitats, represent po-tentially useful sources of diversity for apple breeding.We review here the most recent findings on the geneticsand ecology of apple domestication and its impact onwild apples. Genetic analyses have revealed a CentralAsian origin for cultivated apple, together with an un-expectedly large secondary contribution from the Euro-pean crabapple. Wild apple species display strongpopulation structures and high levels of introgressionfrom domesticated apple, and this may threaten theirgenetic integrity. Recent research has revealed a majorrole of hybridization in the domestication of the culti-vated apple and has highlighted the value of apple as anideal model for unraveling adaptive diversification pro-cesses in perennial fruit crops. We discuss the implica-tions of this knowledge for apple breeding and for theconservation of wild apples.

The genus Malus as a model system for understandingfruit tree evolutionApple (Malus domestica Borkh) is one of the most impor-tant fruit crops in temperate regions worldwide in terms ofproduction levels (http://faostat.fao.org/), and it occupies acentral position in folklore, culture, and art [1]. Dessertapples are popular because of their taste, nutritional prop-erties, storability, and convenience of use. Apple-basedbeverages such as ciders have been consumed for centuriesby the peoples of Eurasia, even before the advent of thecultivated apple. Humans have been exploiting, selecting,and transporting apples for centuries, and several thou-sand apple cultivars have been documented [2]. Much ofthe diversity present in domesticated apples is currentlymaintained in germplasm (see Glossary) repositoriesand amateur collections, including a broad spectrum of

cultivars of largely unknown history and pedigree [2,3].Apples are self-incompatible, and it must soon have be-come apparent that offspring grown from seed frequentlydid not resemble the mother apple tree. This high degree ofvariability of the progeny, combined with a long juvenilephase, probably complicated and slowed the artificial se-lection of interesting phenotypes by early farmers. Theintroduction of vegetative propagation by grafting, andthe selection of dwarfed apple trees for use as rootstocks,were thus key events in the history of apples, facilitating

Review

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0168-9525/$ – see front matter

� 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.tig.2013.10.002

Corresponding author: Cornille, A. ([email protected]).Keywords: QTL; archaeological record; crabapple; genome; microsatellites; Malusdomestica.

Glossary

Crabapple: wild apple species, usually producing profuse blossom and small

acidic fruits. The word crab comes from the Old English ‘crabbe’ meaning bitter

or sharp tasting. Many crabapples are cultivated as ornamental trees and their

apples are sometimes used for preserves. In Western Europe the term crabapple

is often used to refer to Malus sylvestris (the European crabapple), in the

Caucasus this term refers to M. orientalis (the Caucasian crabapple) and, in

Siberia, to M. baccata (the Siberian crabapple). The native North American

crabapples are M. fusca, M. coronaria, M. angustifolia, and M. ioensis. Malus

sieversii, the main progenitor of the cultivated apple, is usually not referred to as

a ‘crabapple’.

Diachronic: changing over time.

Germplasm: collection of genetic resources for a species.

Hybridization: the process of interbreeding between individuals from different

gene pools.

Introgression: the transfer of genomic regions from one species into the gene

pool of another species through an initial hybridization event followed by

repeated backcrosses.

Isolation by distance: pattern of correlation between genetic differentiation and

geographic distance, resulting from a balance between genetic drift and

dispersal.

Panmictic group: random mating population.

QTL mapping: identification of genomic regions governing a phenotypic trait

by the statistical association of molecular markers with the phenotypic trait in a

population derived from a cross between two or more parental lines (a

‘segregating population’) or in a population of unrelated individuals (an

‘association mapping population’).

Rootstocks: part of a plant (usually the underground part) onto which a graft is

fixed. In apples, the genotypes of the rootstocks used often result in dwarf

apple trees.

Self-incompatible: a plant incapable of self-fertilization because its own pollen

is prevented from germinating on the stigma or because the pollen tube is

blocked before it reaches the ovule.

Simple sequence repeats (SSR): in other words microsatellites, the repetition

in tandem of di-, tri- or tetranucleotide motifs.

SSR marker (or microsatellite marker): a marker based on PCR amplification

and separation of SSR alleles with differences in repeat length.

Vegetative propagation: natural or assisted asexual reproduction in plants

through the regeneration of tissues or plant organs from one plant part or

tissue. Natural vegetative propagation methods include bulbs or corms, for

example. Horticultural vegetative propagation may involve stem or root

cuttings or grafting. Grafting is often used for the propagation and

maintenance of cultivars of interest in perennial fruit crops.

TIGS 1094 1–9

Trends in Genetics xx (2013) 1–9 1

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SSR: Simple
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the selection and propagation of superior genotypes de-rived from open-pollination progenies (i.e., ‘chance seed-lings’) [4], and improving control over the size of matureapple trees [1]. Despite the immense diversity of cultivarsavailable, apple production worldwide is now largely basedon the cultivation of a few dozen ornamental and ediblecultivars, grafted onto less than a dozen different clonalrootstocks, with high levels of chemical inputs.

Wild Malus taxa constitute a useful source of variationfor apple breeding. They are also of ecological importanceas a source of food for wildlife or as components of hedges inagricultural landscapes and, as such, they make a signifi-cant contribution to ecosystem services. The use of thesenatural resources in breeding and the development ofeffective conservation programs require a good under-standing of the genetic relationships within and betweencultivated and related wild Malus taxa. More generally,the cultivated apple and its wild relatives constitute asuitable model system for studies of the domestication oflong-lived perennial crops, about which much less is knownthan for seed-propagated annual crops.

Recent population studies have provided insight intothe origins of the cultivated apple, its domestication his-tory, and its spread by human populations, the status andgenetic integrity of its wild relatives, and the response toselection of these long-lived perennials. We review hererecent progress in studies of the origin and diversity ofcultivated apple and its wild relatives. We also explorefuture prospects for increasing our understanding of thenature and genetic architecture of the phenotypic changesassociated with apple domestication across the wide range

of habitats and environmental conditions in which wildapples grow.

The status and genetic integrity of cultivated and wildapple taxaThe apple belongs to the Rosaceae family, as do other majortemperate fruit tree species (e.g., pear, apricot, peach,plum, cherry, almond). The genus Malus consists of about30 species and several subspecies, but the taxonomy of thisgenus is complex, unclear, and likely to be revised in thefuture [5]. Species delimitation in apples is hampered bythe paucity of diagnostic morphological features [6], thefact that records are lacking concerning the geographicrange of some taxa, and the prevalence of hybridizationbetween species. Hybridization among apples is facilitatedby a lack of interspecific reproductive barriers, self-incompatibility, and the cultivation of apple in areas inwhich wild apple populations occur naturally [7–11].

The cultivated (or ‘sweet’) apple is usually designatedas M. pumila Mill. or M. domestica Borkh., but many othersynonyms, now considered illegitimate, have been used.The name M. pumila seems to be more legitimate in termsof the rules of botanical nomenclature, but M. domestica isthe name most widely used, and this name will beused here. Malus domestica belongs to the section Malus,one of the five sections within the genus Malus, and is adiverse crop species containing a large number wild-introgressed individuals and feral populations [12]. Thecultivated apple was initially domesticated from the wildapple Malus sieversii (Ldb.) Roem in the Tian Shan Moun-tains in Central Asia [11,13–15]. People then took the

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(A)

(B)

BACC SIEV DOM OR SYL

0 200 400 km

2

Origin: �an shan

Gene�c markers

Hybridiza�on between wild and cul�vated apples

10 000–4000 ya

4500–1500 ya

1500 ya

100 ya

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2

2

SSR* and chloroplast genomeSSR

Crop-to-wild hybridiza�onBidirec�onal hybridiza�ons

SSR, chloroplast, and nuclear sequences*SSR: simple sequence repeats (microsatellites)

Malus sieversii

Malus domes�ca

Malus orientalis

Malus sylvestris Hybridiza�onalong the Silk Routes

1

TRENDS in Genetics

Figure 1. Evolutionary history of the cultivated apple. (A) This history was revealed by recent population studies using different types of molecular markers for evolutionary

inferences. (1) Origin in the Tian Shan Mountains from M. sieversii, followed by (2) dispersal from Asia to Europe along the Silk Route, facilitating hybridization and

introgression from the Caucasian and European crabapples. Arrow thickness is proportional to the genetic contribution of various wild species to the genetic makeup of

Malus domestica. (B) Genealogical relationships between wild and cultivated apples. Approximate dates of the domestication and hybridization events between wild and

cultivated species are detailed in the legend. BACC, Malus baccata; DOM, Malus domestica; OR, Malus orientalis; SIEV, Malus sieversii; SYL, Malus sylvestris; ya, years ago.

Review Trends in Genetics xxx xxxx, Vol. xxx, No. x

TIGS 1094 1–9

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domesticated apples westwards along the great traderoutes known as the Silk Route (Figure 1), where theycame into contact with other wild apples, such asM. baccata (L.) Borkh. in Siberia, M. orientalis Uglitz.in the Caucasus, and M. sylvestris Mill. in Europe ( Box 1).These three crabapple species and M. sieversii are consid-ered to be the closest relatives of M. domestica, with whichthey are fully interfertile [12]. The four wild apple rela-tives are widely distributed across temperate areas inEurasia where they often grow as low-density populations

(except for M. sieversii) in a wide range of habitats andenvironmental conditions ( Box 1).

Several recent studies have used molecular markers toinvestigate the diversity, structure, and dispersal capaci-ties of wild apple relatives (Box 2) other than M. baccata,which has been little studied to date. They have providedhighly relevant and timely information, helping to identifyand protect germplasm sources for apple breeding for traitssuch as resistance to pathogens (e.g., Venturia inaequalis,the fungus causing apple scab, [16]). Population genetic

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Box 1. Ecology of wild relatives of the cultivated apple

Three decades of field sampling expeditions in Eurasia by different

research groups have provided a clearer picture of the geographic

distributions and ecology of wild apple relatives (Figure I). The four

wild apple species, M. sylvestris, M. orientalis, M. sieversii, and

M. baccata, are mostly pollinated by bees and flies [36,51]. Diverse

wild animals, including mammals and large birds, feed on the fruits,

but their respective efficiencies as seed-dispersal vectors are un-

known [1,36]. The wild apple species bear plentiful fragrant white

flowers and red to yellow fruits of about 1–6 cm in diameter (Figure I)

that are variable in shape, color, and taste. The fruits of M. orientalis,

M. baccata (http://www.efloras.org/), and M. sylvestris are edible and

were probably already used before the spread of cultivated apple [1].

Malus sieversii (Ldb.) Roem grows at intermediate elevations

(typically 900–1600 m) in the mountainous regions of Central Asia,

and is extremely variable in growth habit, height, fruit quality, and

fruit size [1,10,35]. Trees growing in this area, on their own roots, can

bear fruit approaching the size of commercial cultivars (i.e., >60 mm

diameter), with excellent characteristics that are highly appreciated

locally. Currently, M. sieversii remains in only a few small intact

forests of no more than several hundred hectares in extent in the Tian

Shan, at the border of Kazakhstan and China, in southern Kazakhstan,

with further small stands in Kyrgyzstan (Figure I). It is also reported to

occur sporadically across an area comprising Turkmenistan, Uzbeki-

stan, Tajikistan, and northeastern Afghanistan (Figure I). Malus

sieversii populations experienced severe overharvesting during the

Soviet era, and the remaining populations are further threatened by

forest destruction [18].

Malus sylvestris Mill. occurs across Western and Central Europe

[52] (Figure I). The European crabapple has a high light requirement,

resulting in its occurrence mostly at forest edges, in farmland

hedges , and on marginal sites. It grows on almost all soils but

prefers the wet edge of the forest (http://www.euforgen.org/). This

species has suffered from the abandonment of coppicing, a

traditional forest management practice designed to rejuvenate old

trees or shrubs by cutting them to ground level, thus promoting the

regeneration of new stems from the base. The European crab apple

is now considered endangered in Belgium, the Czech Republic, and

Germany [52].

Malus orientalis Uglitzh occurs in the Caucasian region (Turkey,

Armenia, Georgia, and southwestern Russia) but little is known about

its ecology (Figure I).

Malus baccata occurs across Siberia and South Asia (India,

Pakistan, Nepal) and is probably relatively cold-tolerant, although

little is known about its ecology (Figure I).

Diameter: 1–3 cm Diameter: 1 cmMalus sylvestris

Diameter: 2–4 cm

>3010

1

0 200 400 km

Malus orientalisDiameter: up to 6 cm

Malus sieversii

Malus baccata

οο

TRENDS in Genetics

Ο

Figure I. Distribution and key morphological features of wild apples. The distribution of species can be inferred from the geographic origin of accessions included in

published studies: Malus sylvestris (blue) [15,17,20,34,36,36], Malus orientalis (yellow) [15,17,20–22], Malus sieversii (red) [5,14,15,17–20,53], and Malus baccata (purple)

[15]. Disk areas are proportional to the number of accessions. Pictures of the fruit of the different wild apples are provided, as well as their respective diameters.

Review Trends in Genetics xxx xxxx, Vol. xxx, No. x

TIGS 1094 1–9

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analyses of large collections of wild apple relatives haveuncovered signatures of postglacial recolonization fromdistinct glacial refugia in M. sylvestris [17], and high levelsof diversity and complex population structures in M. sie-versii [10,18–20] and M. orientalis [20–23]. Genetic datahave also revealed weak isolation by distance (Box 2).Ubiquitous and high levels of introgression from domesti-cated apple were found in three of the four wild applerelatives ( Box 3), revealing a threat to their geneticintegrity. Thus, wild apple relatives clearly have a highdispersal capacity, and the widespread cultivation of do-mesticated apples in temperate latitudes has promotedextensive crop-to-wild gene flow. The mating system ofapple species, characterized by a self-incompatibilitymechanism that ensures outbreeding, may have playeda crucial role in these introgressions. This mechanism iscontrolled by a single locus, the S locus, with a largenumber of alleles, up to several hundred in some species.In apples, individual trees can only mate with other indi-viduals with different S alleles. The self-incompatibility ofapples may thus have favored interspecific hybridizationand introgression not only by forcing outcrossing, but also

through adaptive introgression, because S locus alleles thatintrogress from a closely related species, if rare in therecipient species, can rapidly spread by positive selection[24,25].

Population genetic methods are increasingly used toresolve taxonomic uncertainties or to identify misclassifiedgermplasm in apple collections. Admixture analyses haverevealed that M. kirghisorum, the wild apple from theforests of Kyrgyzstan, and M. asiatica, the apple formerlycultivated in China, are in fact indistinguishable fromM. sieversii [14]. Multilocus microsatellite typing of theUS Department of Agriculture (USDA)–Agricultural Re-search Service (ARS)–NPGS (National Plant GermplanSystem) collection (Geneva, USA) suggested that hybridsand misclassifications may also be common in germplasmrepositories [26,27]. Further surveys of the diversity anddistribution of ‘wild’ apples should facilitate the conserva-tion of wild genetic resources in situ (e.g., conservation ofgenetically differentiated populations) or ex situ (e.g., es-tablishment of core collections of pure wild individuals,maximizing genetic diversity), ultimately enabling theiroptimal use [27,28].

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Box 2. Phylogeography, population structure, and dispersal of wild apples

The population structure of the four wild apple species has recently

been investigated with microsatellites [17,19,34]. A weak spatial

genetic population structure was detected for each species, consistent

with the high level of interpopulation gene flow. Estimates of

historical gene flow have suggested that wild apple relatives have

high dispersal capacities, but further investigations of contemporary

and historical pollen and seed dispersal distances are required.

The European crabapple, Malus sylvestris, is the wild apple relative

with the most thoroughly investigated biogeographic history. Malus

sylvestris experienced range contraction in glacial refugia in Southern

Europe during the last glacial maximum. At the beginning of the

Holocene, when the climate became warmer in Europe, it recolonized

northern Europe. Three main populations have been identified – in

Western Europe, around the Carpathian Mountains, and in the Balkan

Peninsula – with admixture in their suture zones [17]. Further

investigation, including high-density sampling in France, has re-

vealed an alternative structure, with five distinct clusters in Italy,

Western France/Great Britain/Belgium, Eastern France, Sweden/

Denmark/Norway, and the Balkans (Cornille et al., unpublished).

Malus sieversii exists as a main population spread over Central Asia

and a smaller population (101 individuals) in the Tian Shan Mountains

[20]. Comparison of the population structure of M. sieversii with that

of one of its major fungal pathogens, Venturia inaequalis, revealed

similar patterns of genetic differentiation in the M. sieversii forests of

the eastern mountains of Kazakhstan [54]. This correspondence

suggests possible co-structuring of the populations of the main apple

progenitor, M. sieversii, and its chief pathogen. The use of another

dataset (949 individuals) [19] revealed stronger population differen-

tiation in Kazakhstan than previously reported [20], with two large

populations and two others with narrow distributions. The difference

in sampling density (101 versus 949 individuals, respectively) may

account for these apparent differences in population structure.

Malus orientalis displays a weak north–south spatial genetic

structure, with three distinct populations: a large population corre-

sponding to most of the Armenian samples and two more narrowly

distributed populations, one in the Southern Caucasus (Turkey and

southern Armenia) and the other at more northerly latitudes (in Russia).

The population structure of M. baccata has not yet been investi-

gated, mainly due to the lack of samples across its distribution.

The four wild relatives may have geographic distributions contig-

uous with those of other wild species [1], but detailed information

about the distribution of these other wild populations is lacking.

Box 3. Crop-to-wild gene flow in apple

Self-incompatibility and large dispersal capacities make the genus

Malus an outstanding system for the study of crop-to-wild and

interspecific gene flow. The differentiation between domesticated and

wild gene pools makes it possible to track cultivated varieties with

genetic tools, facilitating inferences about population history such as

movement, population subdivision, hybridization, and introgression,

for example.

Multilocus microsatellite typing and Bayesian clustering methods,

making use of the differentiation between domesticated and wild

gene pools, recently revealed the existence of extensive crop-to-wild

gene flow in apples [20,27,34,36,41]. Most studies have focused on

M. domestica to M. sylvestris gene flow (Table 1). Statistical models

investigating the factors (environmental and human) influencing the

extent of crop-to-wild introgression in apple (gene flow from

M. domestica to the European crabapple) have revealed a significant

positive effect of the number of apple orchards on crop-to-wild

introgression rates in the European crabapple (Cornille et al.,

unpublished). Thus, human activity influences rates of hybridization

and introgression from the cultivated apple to M. sylvestris. Recent

studies have also investigated crop-to-wild gene flow from modern

commercial varieties imported from Western countries to M. sieversii

and M. orientalis [15,20]. Introgression from the cultivated apple

into the wild progenitor M. sieversii, and to a lesser extent into

M. orientalis, has also been detected. The high potential for crop-to-

wild gene flow must be considered in the management of wild apple

resources.

Phenotypic data have been reported in parallel with genetic data

and have been compared between wild and cultivated apple species

(Table 1). The results obtained for molecular markers matched, to

some extent, the morphological traits studied, but no clear-cut

morphological criteria distinguishing clearly between cultivated apple

and the European crabapple were identified [34,36]. Comparisons of

phenotypic data showed that admixed M. sieversii individuals had, on

average, larger fruits than ‘pure’ wild individuals [27]. However, it is

difficult to determine the extent to which these admixed individuals

are actually feral trees.

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The enduring riddle of the genetic makeup of cultivatedapplesDo ‘domesticated’ apples actually exist?

The debate concerning whether a crop or animal ‘species’should be considered ‘domesticated’ is similar to that re-garding the species concept [29]. Definitions of the bound-aries of domesticated taxa are essential in studies ofdomestication because the classification of domestication-related traits and of the underlying genes can have amajor impact on evolutionary inferences. De Queiroz [6]argued that all modern biologists agree that species corre-spond to segments of evolutionary lineages evolvingindependently from each other. The seemingly endless dis-pute about species concepts stems from the confusion be-tween species definition and species criteria, with differentrecognition criteria corresponding to different events occur-ring during lineage divergence, rather than to fundamentaldifferences in what is considered to represent a species [6].Applying a similar reasoning to the domestication process,domesticated species can be defined as segments of evolu-tionary lineages diverging from their wild progenitors inresponse to artificial selection pressures and human con-trol over reproduction. Domestication, similarly to speci-ation, is often quantitative in nature , and different meansof quantifying lineage independence can be used to mea-sure different arbitrary ‘stages’ along this continuum[29–31]. The later stages of divergence along the domesti-cation continuum are characterized by the fixation ofmarked discontinuities between crops and their wildancestors (i.e., ‘domestication syndrome’) which can beused to classify plants categorically as ‘domesticated’.Earlier stages of divergence are more readily detectedwith rapidly evolving genetic markers.

The domestication process, which typically involvedopen pollination and unconscious selection over thousandsof years, has been followed by the recent process of ‘crop

improvement’, in which breeders intentionally carry outcrosses for the selection of new traits in crop varieties [32].Furthermore, crop improvement traits are typically vari-able among the cultivars of a crop [33]. The modern breed-ing phase can thus complicate studies of the genetic basisof phenotypic changes occurring during the initial domes-tication phase. However, it is theoretically possible todistinguish between the two phases of the evolution ofdomesticated plants by inferring the age and origin ofalleles contributing to agronomically important traits.

Analyses of population structure based on comprehen-sive samples of cultivated and wild gene pools haverevealed that the cultivated apple forms a distinct, pan-mictic group, well separated from its Central Asian pro-genitor, M. sieversii, with similar levels of genetic variationin the two groups [15,27]. Divergent selection between wildand cultivated gene pools, extensive selection on domes-ticates by humans outside the center of origin of the crop,and vegetative propagation have all contributed to areduction of gene flow between cultivated apples andtheir progenitors, and the resulting pattern of clear popu-lation differentiation provides definitive evidence for thedomesticated ‘nature’ of apples. Several studies have in-vestigated phenotypic variation in close relatives ofM. domestica[10,23,27,34–36] but, to the best of our knowl-edge, no attempt has been made to quantify the morpho-logical and physiological changes associated with appledomestication. These phenotypic changes are expected tobe weaker in apples and other long-lived perennial fruitcrops than in seed-propagated annuals because the lengthyjuvenile phase and the use of grafting make domesticationmore recent, at least in terms of the number of generations[37]. Nevertheless, several traits clearly distinguish do-mesticated long-lived perennials from their wild ancestors(see below), and the phenotypic changes associated withdomestication may parallel those in annual crops [30].

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Table 1. Crop-to-wild gene flow in applea

Species N Geographic area DNA

markerbPercentage

of hybrids

Phenotypic data Ref.

Malus sylvestris 44 Belgium, Germany SSR, AFLP 6.8 Hairiness of the underside of the leaf [34]

Malus sylvestris 178 Denmark SSR 11.2 Fruit diameter, fruit color, pubescence of

terminal part of long shoots, pubescence of

abaxial surface of leaves from long shoots,

and pubescence of abaxial surface of leaves

from spur shoots

[36]

Malus sylvestris 159 Netherlands, Belgium SSR 17 – [41]

Malus sylvestris 61 Germany, Macedonia SSR 19.7 [27]

Malus orientalis 46 Russia, Turkey 13.0

Malus sieversii 118 Kazakhstan 14.4 Mean fruit weight, length, and width

Malus sylvestris 796 Austria, Belgium,

Bosnia Herzegovina,

Bulgaria, Denmark,

France, Germany,

Great Britain, Hungary,

Italy, Norway, Poland,

Romania, Ukraine

SSR 36.7 – [20]

Malus orientalis 217 Turkey, Armenia, Russia 3.2 –

Malus sieversii 101 Kazakhstan, China, Kyrgyzstan,

Tajikistan and Uzbekistan

14.8 –

aMaterial features of each study: sampling size (N), geographic area covered, wild species, molecular and phenotypic data used.

bAFLP, amplified fragment length polymorphisms; SSR, simple sequence repeats.

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Archaeological evidence

Several scholars have evaluated the archaeological andhistorical evidence relating to the origin and use of apples[1–3,12]. Evidence for the collection of wild apples has beenfound at Neolithic and Bronze Age archaeological sitesacross Europe. Similar evidence suggesting the early useof apples in Western and Central Asia is lacking, but some‘anomalies’ in the distribution of M. domestica, such asisolated patches of large sweet apples (i.e., different fromnative bitter crabapples) in the Caucasus Mountains, theCrimean Peninsula, parts of Afghanistan, Iran, Turkey,and the Kursk region of European Russia, and the large,possibly 3000-year-old apple discovered at Navan Fort(Northern Ireland), might be hallmarks of early appleseedling imports from Central Asia [1]. Advances in an-cient DNA technology should facilitate diachronic investi-gations of the domesticated status of apple seed remains inthe Neolithic and Bronze Age archaeological record acrossEurasia, providing information about the transition fromgathering to cultivation. The recent amplification of ribo-somal DNA from apple remains – seed coat (testa) andpericarp – preserved in waterlogged layers from a Romansite in Switzerland suggests that it may be feasible toidentify wild and domesticated apple from the archaeolog-ical record [38]. Insight into the human behavior responsi-ble for the changes associated with domestication can alsobe gained by studying current practices such as the exploi-tation of wild apples in some areas of Western and CentralAsia.

Grafting, as a handy way to propagate elite cultivars,has probably played a key role in the spread of apple as amajor fruit crop worldwide [1,11]. Grafting is a practicethat is thought to have begun about 3800 years ago basedon a cuneiform description of budwood importation forgrape in Mesopotamia. Indirect evidence has beenobtained for the cultivation of apples 3000 years ago inMesopotamia [12], but the most compelling evidence forhorticulture and for apple cultivation dates from the Greekperiod (i.e., from about the 3rd century BC) [1]. The Ro-mans probably learned apple grafting, cultivation, har-vesting, and storage from the Greeks, and brought theproduction chain technology to the rest of their empire.Dwarf apple trees were known 2300 years ago, and dwarf-ing rootstocks were probably brought to the West from theCaucasus. In the 19th century, dwarfing clones known asParadise (or French Paradise) or Doucin (or English Para-dise) were common in Europe, before the East MallingResearch Station in England created a standardized col-lection of 10 rootstocks with new names. Two of the originalEast Malling selections, M9 (Paradis Jaune de Metz) andM7 (Doucin Reinette), are still widely used by horticultur-ists worldwide.

Genetic evidence

Having originated from M. sieversii in Central Asia about4000 to 10 000 years ago, the cultivated apple then under-went hybridization with its wild relatives during its spreadfrom the Tian Shan mountains westward along the SilkRoute (Figure 1). The different timescales of the domesti-cation process (ancient initial domestication in CentralAsia followed by more recent hybridization during the

route of spread of apple cultivation) have been recon-structed from panels of markers tracing back differentevolutionary timescales (i.e., chloroplast, nuclear, and mi-crosatellite markers). These genetic markers haverevealed original patterns of diversity and differentiationwithin cultivated apple, and non-trivial relationships withits wild relatives. The various steps in the domestication ofapple unraveled by the analysis of genetic markers areoutlined below.(i) Origin in the Tian Shan Mountains of Central Asia:

was Malus sieversii the progenitor?The morphological similarity between M. domesticaand M. sieversii, and the extraordinary diversity ofwild apples in Kazakhstan, were first reported byVavilov [13] and then by Ponomarenko (1983, cited in[39]). These findings were recently confirmed bycollaborative collection expeditions involving Ameri-can, European, and Central Asian scientists[10,14,15,39]. The genetic data were found to beconsistent with these morphological observations.Initial phylogenetic analyses of chloroplast andnuclear sequences confirmed a progenitor–descendantrelationship, with M. sieversii–M. domestica being thepair of species most closely related genetically, basedon sequences, and possibly not even distinguishable,but conclusions about the origin of this crop werehampered by the lack of strong statistical supportand/or limited sample size [11,14]. Analyses ofmicrosatellite data [i.e., simple sequence repeat (SSR)markers] for a comprehensive collection of wild andcultivated apples have provided new insight, revealingthat M. domestica forms a distinct, panmictic group,well separated from M. sieversii [15,40]. This mayindicate that the populations of M. sieversii from whichthe crop was domesticated have yet to be identified ormay no longer exist. Malus sieversii is unusual in thatit grows at high density over large areas, but theseforests have been decimated since Vavilov reportedtheir existence. The substantial genetic differentiationbetween M. domestica and M. sieversii may also resultfrom a combination of genetic drift and introgressionsfrom other wild apple species, erasing the geneticfootprints of the initial contribution of M. sieversii.Genomic studies and further sampling of wild appleand cultivar diversity should provide quantitative andqualitative insight into the origin of M. domestica, andimprove our understanding of the genetic architectureand basis of the phenotypic changes selected duringdomestication and subsequent crop improvement.

(ii) Diversification of the domesticated apple along the SilkRouteSeveral studies have highlighted the importance of theEuropean crabapple, M. sylvestris, in the evolutionand diversification of the cultivated apple and, to alesser extent, that of the Caucasian crabapple M.orientalis, through the use of microsatellite markersand nuclear or chloroplast sequences [15,36,41,42].Malus sieversii was probably the initial progenitor, butother wild apple species subsequently contributed tothe genetic makeup of cultivated apple throughintrogressive hybridization, affecting both nuclear

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and chloroplast DNA, during its dispersal westwardsalong the Silk Route (Figure 1). These introgressionsobscure the signal of any initial bottleneck occurringduring the original domestication of M. domestica.Introgression has been so extensive that M. domesticanow appears to be more similar genetically to theEuropean crabapple M. sylvestris than to the Asianwild apple M. sieversii on the basis of microsatellitemarkers [15]. Most, but not all, apple cultivars nowalso appear to contain the chloroplast genome ofM. sylvestris [42]. Genetic evidence has also demon-strated that current cider cultivars, which usuallyproduce smaller fruits that are more bitter than thoseof dessert cultivars, are not the cultivars geneticallyclosest to M. sylvestris [15], as initially hypothesized.This hypothesis was based on the known use ofcrabapples for the preparation of apple beverages,even before apple cultivation [1], and the astringent,bitter properties of these small apples, ideal for cider-making. Dessert apple cultivars were actually found tobe genetically closer to M. sylvestris than cidercultivars in studies using nuclear microsatellitemarkers [15]. Because cider is made and consumedacross Eurasia, cider apple cultivars may also haveoriginated in Central Asia where wild apple popula-tions are highly diverse in terms of color, taste, andsize.

Breeding methods for fruit tree crops and the

phenotypic changes associated with apple

domestication

The life-history traits of apples make it harder to fix thedesired agronomic traits quickly in this crop than in an-nual seed-propagated crops. In particular, apples havelong generation times and display obligate outcrossingdue to their self-incompatibility system. The developmentof appropriate breeding methods (i.e., open-pollinationfollowed by the grafting of interesting phenotypes) resultedin a model of domestication fundamentally different fromthat for annual seed-propagated crops.

Theoretically, the introduction of clonal propagationmay have rapidly decreased the genetic diversity of culti-vated apples because grafting permitted the genetic fixa-tion of a limited set of elite clones that could only diversifyby accumulating somatic mutations. However, no evidenceof a domestication bottleneck or clonal population struc-ture has been found in apple in studies considering a singlerepresentative of each variety [15]. This raises questionsabout how high levels of diversity have been maintained,and about the lack of a clonal or relatedness structurebetween cultivars. Long-prevailing apple breeding meth-ods may account for this apparent paradox. If many farm-ers each independently selected trees producing good fruitsfrom progeny arising from natural pollination (‘chanceseedlings’ [10]), the obligate outcrossing of the crop, theisolation of farms, and differences in taste preferencesacross regions may have been powerful forces drivingthe maintenance of high levels of variation. The occasionalselection of plants resulting from hybridization with wildrelatives would have further increased diversity.

These traditional methods may have contributed to ahigh level of diversity in the cultivated gene pool, butcurrent breeding practice methods, in which a small setof cultivars is common to the pedigree of many new culti-vars, may be eroding the genetic diversity available in thecultivated genepool. For instance, a genetic analysis of acomprehensive sample of commercial cultivars revealedextensive first-, second- and third-degree relationshipsbetween popular apple varieties [43], as previouslyreported for grape [44]. This highlights the need to makebetter use of the diversity in apple germplasm [28,45].Conversely, the current situation may also reflect theextensive use of genetic diversity by breeders, but withthe cultivars generated replacing each other in the produc-tion area rather than being grown alongside older varie-ties. This is the situation that applies for many vegetableand arable crops in which genetic diversity remains at ahigh level if considered over a longer period of time.

Apple phenotypes selected by humans include (i) higherproductivity (e.g., number of fruits, fruit size, fruit weight);(ii) fruit quality (e.g., color, shape), flavor (volatile com-pounds), taste (e.g., fruit acidity, sugar content, polyphe-nolics), texture (fruit flesh firmness), and conservation(storage behavior); (iii) easier harvesting (e.g., growthhabit, plant size); and (iv) greater phenological congruencewith agricultural practices (e.g., shorter juvenile phases,synchronicity in blooming or fruit ripening). Crop improve-ment and cultivar diversification have affected many char-acteristics, including juvenile phase length, coldrequirement, cold tolerance, drought tolerance, fruit tenac-ity, and disease resistance [3]. Rootstocks may also havebeen subject to selection for their effects on the productivityof aerial parts and their role in tolerance to edaphic,climatic, and biotic conditions. The domestication andimprovement of cultivated apples may have benefited fromthe high heritability of quality traits [46].

Quantitative trait locus (QTL) mapping has been usedto dissect the genetic architecture of several desired traitsthrough crosses between cultivars [47]. However, QTLmapping has not been used to investigate the geneticarchitecture of domestication traits through wild �domesticated biparental crosses. Given the high costs ofdeveloping and maintaining mapping populations in apple,alternatives, such as candidate gene and bottom-upapproaches, relying on population genetic analyses andfunctional information to connect selected (candidate)genes to phenotypes, are likely to be the best options foridentifying the genomic regions that have undergone thegreatest change during domestication [48,49]. The recentlyreleased ‘Golden Delicious’ genome sequence [14], and theavailability of large-scale genotyping tools [50], have madeit possible to generate population-scale data for bothdomesticated and wild apples.

Concluding remarksRecent studies of the evolutionary history of the domesti-cated apple and its wild relatives have shown this to be anoutstanding biological model for exploring the evolutionaryprocess at work during domestication. Full-genome rese-quencing and reference-assisted de novo assembly of do-mesticated and wild apple genomes will undoubtedly

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provide further insight into the history of this remarkablecrop, facilitating the genetic dissection of agronomicallyand ecologically relevant traits. The main limiting factormay now be the availability of suitable accessions forevolutionary inferences and plant breeding rather thanthe development of genomic tools, highlighting the need forfurther field collections. Future sampling campaignsshould focus on: (i) worldwide rootstock accessions – theorigin of rootstocks is unknown despite their key role in thetolerance of cultivars to abiotic conditions, (ii) local andancient cultivars from different parts of the world (EasternEurope, Mediterranean, and Asia), and (iii) wildunsampled species and populations, from Central Asiain particular.

Another unanswered question concerns the adaptivesignificance of the high levels of wild-to-crop gene flow:has human selection unwittingly favored gene flow fromwild species? Do introgressions localize in neutralregions of the crop genome or at regions of functionalsignificance? Regarding crop-to-wild gene flow, has nat-ural selection retained M. domestica alleles introgressedinto wild apples? Conversely, is introgression deleteriousfor crabapples, threatening wild populations, or willintrogressions from the domesticated species be selectedagainst?

The application of population and comparative geno-mics to wild and cultivated apples provides new opportu-nities to investigate the molecular basis and geneticarchitecture of both (i) agronomic traits potentially select-ed and introgressed during domestication (e.g., fruit size,color, volatile content), and (ii) ecological traits contribut-ing to the adaptation of wild apple populations to environ-mental and biotic factors (e.g., temperature, drought,pathogens). Population and comparative genomics mayalso reveal which traits were selected during the earlysteps of domestication and which were selected during themodern breeding phase. Breeding programs will probablybenefit from the incorporation of candidate alleles identi-fied by evolutionary analyses, and there may be an in-crease in diversity from exotic germplasm in key genomicregions (such as apparently less diverse candidateregions). The ecological genomics of apples sensu lato will,therefore, not only advance our understanding of the his-tory of this fascinating system but will also guide andaccelerate the development of new breeding strategiesfor increasing the volume and quality of apple productionin the face of dynamic abiotic and biotic threats.

Acknowledgments

We thank the editor and two referees for comments on a previous versionof this manuscript. We thank Ilya Zacharov for photographs of Malusbaccata and Pascal Heitlzer for photographs of Malus sieversii.

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