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    The Need for Legislation2

    More than 90 million Americans spendtheir days (or nights) on the job. Until

    1970, no uniform and comprehensiveprovisions existed for worker protectionagainst workplace safety and health

    hazards.

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    In 1970, the Congress considered

    annual figures such as these Job related accidents accounted for more

    than 14,000 worker deaths

    Nearly 2 1/2 million workers were disabled Ten times as many person-days were lost

    from job-related disabilities as from strikes

    Estimated new cases of occupational diseasestotaled 300,000

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    The Act4

    In 1970 a bipartisan Congress passedthe Occupational Safety and Health Act

    of 1970 (the Act)

    Under the Act, OSHA was createdwithin the Department of Labor.

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    Purpose .to assure as far as possible every

    working man and woman in the Nation

    safe and healthful working conditionsand to preserve our human resources

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    OSHAs Purpose5

    Encourage employers and Employees toreduce workplace hazards and to implement

    new or improve existing safety and healthprograms

    Provide for research in occupational safetyand health and to develop innovative ways of

    dealing with occupational safety and healthproblems

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    OSHAs Purpose6

    Establish separate but dependentresponsibilities and rights for

    employers and employees forachievement of better safety and healthconditions

    Maintain a reporting and record-keepingsystem to monitor job-related injuriesand illnesses

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    OSHAs Purpose7

    Establish training programs to increase thenumber and competence of occupational

    safety and health personnel Develop mandatory job safety and health

    standards and enforce them effectively

    Provide for the development, analysis,evaluation and approval of state OSHprograms

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    OSH Acts Coverage Extends to all employers and their employeesin the 50 states, District of Columbia, PuertoRico, and all other territories under Federal

    Government jurisdiction Coverage provided either directly by federal

    OSHA or through an OSHA-approved stateprogram

    Employer defined as any "person engaged ina business affecting commerce who hasemployees, but does not include the UnitedStates (except for the U.S. Postal Service) or

    any State or political subdivision of a State"

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    Standards OSHA is responsible for promulgating legally

    enforceable standards

    Where OSHA has not promulgated specificstandards, employers are responsible forfollowing the Act's General Duty Clause

    States with OSHA-approved programs must

    set standards at least as effective as federalstandards

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    Standards Development OSHA can begin standards-setting procedureson its own, or in response to petitions fromother parties, including:

    Secretary of Health and Human Services (HHS) National Institute for Occupational Safety and

    Health (NIOSH)

    State and local governments

    Nationally recognized standards producingorganizations

    Employer or labor representatives

    Any other interested person

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    Standards Adoption Advance Notice of Proposed Rulemaking

    (Optional)

    Notice of Proposed Rulemaking terms of new rule

    provide specific time (30 days min.) for public torespond

    Public hearing (may be requested byinterested parties)

    Final rule published in Federal Register

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    General Duty Clause 5(a)(1)

    The OSH Act has a broad general dutyclause requiring all employers to furnisha workplace free from recognizedhazards that are causing or likely to

    cause death or serious physical harm.

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    General Duty Clause The general duty clause is meant to

    apply when a recognized hazard exists,

    for which there is not (or not yet) aprecise standard. In other words, anunsafe condition not covered by one of

    OSHAs specific standards is understoodto be covered by the general dutyclause.

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    Workplace Inspections To enforce standards, OSHA is

    authorized under the Act to conduct

    workplace inspections. To enter without delay and at reasonable

    times any facility where work is performed

    by an employee or employer. . . Inspect and investigate during regular

    working hours. . .

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    OSHA Inspection Priorities Imminent Danger: Any condition where there

    is reasonable certainty that a danger exists

    that can be expected to cause death orserious physical immediately

    Catastrophes and Fatal Accidents:Investigation of fatalities and catastrophes

    resulting in hospitalization of three or moreemployees. These types of accidents must bereported to OSHA within 8-hours.

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    OSHA Inspection Priorities Employee Complaints: The Act gives

    each employee the right to request an

    OSHA inspection when the employeefeel that he/she is in imminent dangerfrom a hazard or when he/she feels

    that there is a violation of an OSHAstandard that threatens physical harm.

    LEP/NEP High Hazard Workplaces

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    Inspection Process The presentation of the Inspectors

    Credentials: The inspector must present

    his or her credentials upon arrival upona site for inspection. Employers shouldalways insist upon seeing the

    compliance officers credentials.

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    Inspection Process Opening Conference:

    In the opening conference, the compliance

    officer (CSHO) explains why theestablishment was selected.

    The CSHO explains the purpose of the visitand the scope of the inspection. The

    employer may be given a copy of anyemployee complaint that may be involved.Confidentially will be kept upon request.

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    Inspection Process Inspection Tour:

    The CHSO and an employee representativewill proceed through the facility, inspecting

    work areas for compliance. The route and duration are determined by

    the CHSO.

    Trade secrets observed will be keptconfidential

    Employees will be consulted during theinspection tour

    Photographs and Video May be taken

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    Inspection Process Inspection Tour: (Cont'd)

    Posting and Record-keeping are checked

    During the course of the inspection theCHSO will point out any unsafe orunhealthful working conditions observed

    The CHSO will also discuss possiblecorrective action if the employer so desires

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    Inspection Process Closing Conference:

    This is the time for free discussion of

    problems and needs and a time for frankquestions and answers

    The CHSO discusses all unsafe orunhealthful conditions and indicates allapparent violations for which a citationmay be issued or recommended

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    Citations and Penalties

    After the CHSO reports findings, the

    Area Director determines what citations,if any will be issued, and whatpenalties, if any will be issued.

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    Citations Citations inform the employer and employees

    of regulations and standards alleged to havebeen violated and of the proposed length oftime set for their abatement.

    The employer will receive citations andnotices of proposed penalties by certifiedmail.

    The employer must post a copy of eachcitation at or near a place a violationoccurred, for three days or until the violatedis abated, whichever is longer.

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    Penalties De Minimus

    No penalty or citation issued.

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    Penalties Other than Serious Violation:

    A violation that has direct relationship to job

    safety and health, but probably would not causedeath or serious physical harm.

    A proposed penalty of up to $7000.00 for eachviolation is discretionary and may be adjusteddownward by as much as 95%, depending uponthe employers good faith, history of previousviolations and size of business

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    Penalties Serious Violation:

    A violation where there is substantial

    probability that death or serious physicalharm could result and that the employerknew, or should have known, of thehazard. A mandatory penalty of up to

    $7000.00 for each violation is proposed.This penalty may be adjusted downwardbased on the previous reasons.

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    Penalties Willful Violation:

    A violation that the employer knowingly

    commits or commits with plain indifferenceto the law. Penalties of up to $70,000 maybe proposed for each willful violation witha minimum penalty of $5000 for each

    violation. A proposed penalty may beadjusted downward.

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    Willful Violation Penalty If an employer is convicted of a willful

    violation of a standard that has resulted

    in the death of an employee, theoffense is punishable by a court-imposed fine or by imprisonment for upto six months, or both. A fine of up to

    $250,000 for an individual, or $500,000for a corporation, may be imposed for acriminal conviction.

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    Penalties Repeated Violation:

    A violation of any standard, regulation

    rule, or order where, upon re-inspection, asubstantially similar violation can bring afine of up to $70,000 for each suchviolation

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    Penalties Failure to Abate Prior Violation:

    Failure to abate a prior violation may bring

    a civil penalty of up to $7,000 for each daythe violation continues beyond theprescribed abatement date.

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    PenaltiesAdditional violations for which citations

    and proposed penalties may be issued

    upon conviction: Falsifying records, reports or applications

    can bring a fine of $10,000 or up to six

    months in jail.Violations of posting requirements can

    bring a civil penalty of up to $7,000

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    Criminal Penalties In addition to civil penalties, the

    following may result in criminal

    penalties: Willful violation causing death

    Giving unauthorized, advance notice of aninspection

    Giving false information Killing, assaulting or hampering the work of

    an OSHA inspector

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    Criminal Penalties OSHA itself does not have the authority

    to bring criminal cases, but must refer a

    case to the Justice Department forprosecution. In recent years, this hashappened more frequently, and in

    several cases, employers have receivedjail sentences.

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    Employers Rights and

    Responsibilities Citations must be posted for 3 working

    days or until the violation is corrected.

    Must be posted at or near the placewhere each violation occurred

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    Employers Rights and

    Responsibilities Employers options upon receipt of

    citations

    If you agree with the citations, you mustcorrect the violations and pay anypenalties.

    If you do not agree you have 15 workingdays to contest in writing the:

    Citation, Penalty, and/or the abatement dates

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    Informal Conference Within 15 working days

    Gives the employer an opportunity to

    resolve issues with penalties andcitations without going to court.

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    Antidiscrimination Provisions The OSH Act prohibits employment retaliation

    against an employee who complains to an

    employer, files a complaint, initiates aproceeding, contests an abatement date,requests information from OSHA or testifiesunder the Act. In certain circumstances, an

    employee may refuse to work under seriouslythreatening health or safety conditions.