orlando l garcia financial disclosure report for 2010

8/3/2019 Orlando L Garcia Financial Disclosure Report for 2010

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A O 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act o f 1978(5 U.S.C. app. ~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s l n a m e , f i r s l , m i d d l e i n i ti a l )G A R C I A , O R L A N D O L .

4 . T i t l e ( A r t i c l e I II j u d g e s i n d i c a l e a c t i v e o r s e n i o r s t a l u s ;magis t ra te judges ind ica te fu l l - o r par t - t ime)

ARTICLE I I1 JUDGE

7. C h a m b e r ~ o r O f f ic e A d d r e s sJohn H. Wood , J r . US Cou r lhse .6 5 5 E . D u r a n g o B l v d .San Anton io , TX 78206

~ 2 . C o u r t o r O r g a n i z a t i o nU.S. DISTRICT COURT

3 . D a l e o f R e p o r t04/26/201 I

: 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a l e type)] Nomination, D a t e[] Initial [] Annual [] Final

5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i c a t io n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l ic a b l e l a w s a n d r e g u l a t io n s .

R e v i e , , , ,~ i n g O f f i c e r D a l e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,~ Complete all parts,checking the NO NE box far each part where you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . m o r o ~ i . g l n d i v id u a l o n l y ; s e e r r . 9 - 1 3 of filing instructions.)~] N O N E (No reportable positions.)

PO S I T I O N

2.

3.

4.5.

NAM E OF ORG ANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporffng individual only; see pp. 14-16 of filing instructions.)[~ N O N E ( N o reportable agreements.)

D A T E PARTIES AND TERM SI . 12/1/2002 S t a t e l e g i s la t i v e a n d j u d i c i a l p e n s i o n a c c o u n t s w h i c h h a v e v e s t e d a n d a r e c r e a t e d u n d e r T e x a s s t a t e l a w .2. 12/1/2013 1 am p re sen t l y r e ce iv ing my l eg i s l a t ive pens ion w hich began a t age 50 ; and I w i l l r e ce ive my s t a t e j ud i c i a l pens i on a ta g e 60 .3.


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gG ARCIA, ORLANDO L.

D a t e o f R e p o r t04/26/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . ( , epo , ing ina i , iaua l a .aspo . se; see pp . 17 -24 of filing instructions.)A. Fliers Non-Investment Incom eD ( N o r e p o r t a b le i n c o m e . )ONE n o n - i n v e s t m e n t

DATE SOURCE AND TYPE

I . 01-01-2010 Employees Retirement System of Texas (state legislative pen s ion -mon thly annu i ty)

INCOME(yours, not spouses)$23,864.04

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f yo u w e r e m a r r ie d d u r i n g a n y p o r t i o n o f t h e r e p o r t i n g y e a r , c o m p l e t e t h i s s e c t io n .(Dollar amount not required except for honoraria.)~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPEI.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food,en te r ta inmen~(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)[~] N O N E (No reportable reimbursemen ts.)

2.3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 7

N a m e o f P e r s o n R e p o r t in gG A R C I A , O R L A N D O L .

D a t e o f R e p o r t0 4 1 2 6 1 2 0 1 1

V . G 1 F T S . a n c t ,, d e s ,h o s e , o s p o ,s e a n d d , p e ,, ~ e n t ~ h i td r , n ; s e t p p .N O N E ( N o reportable g ifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . ( I n c lu d e s t h o s e o f s p o u s e a n d d e p e nd e nt c h i ld , e n ; s e e p p . 3 2 - 3 3 o f f i l in g i n s t r u c ti o n g )D (NO reportable liabilities.)O N E

C R E D IT O R D E SC R IPT IO N

3.4.5.

Frost Nat iona l Bank , San Anton io , L o a nTe x a s

V A L U E C O D EK


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FINANCIAL DISCLOSURE REPORTPage 4 of 7

N a m e o f P e r s o n Report ingGARCIA, ORLANDO L.

Date of R e p o r t04/26/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i ,, c o ,, ,e , , ,, ,t ,, e, , ra .sa. io . , g n c l u d e s t ho s e o f s p o u s e a . d d e p e n d e n t children; s e e p p .34-60 o f f i l i n g i n s t r u c t i o n s .N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g .,

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value ValueC o d e 2 M e t h o d

( J -P ) C o d e 3( Q - W )

O)T y p e ( e . g .,b u y , s e l l ,redemplion)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Va lu e Gainm m/dd /yy C od e 2 C ode I

O-P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller(ifpr ivalet r a n s a c t i o n )

I. B L A C K R O C K A L L - C A P G L O B A L A In t. /Div.R E S O U R C E2. B L A C K R O C K G L O B A L A L L O C A T IO N A In t. /Div.

K T Bu y

K T Bu y12/14/10 J08/27/I 0 J

3. B L A C K R O CK G N M A A In t. /Div. J T4. D E L A W A R E D I S VE R S I FI E D I N C O M E A In t. /Div. J T5. F E D E R A T E D A D J U S T A B L E R A T E A In t. /Div. J T6. F I D E L IT Y A D V L E V E R A G E D S T O C K A In t. /Div. J7. F I R ST E A G L E G L O B A L A In t. /Div. K8. I V Y A S S ET STR A TE G Y A In t. /Div. K9. M A T T H E W S A S IA N G R O W T H & A In t. /Div. JI N C O M E1 0 . P 1 M C O R E A L R E T U R N A lnt . /Div. J1 1 . R Y D E X M A N A G E D F U T U R E S A lnt . /Div. J

TT Bu y

T B uy

T Bu y

T

T

11/01/1011/08/1012/14 /10

J

J

J

1 2 . A L L I A N C E B E R N S T E I N G L O B A L B O N D A In t. /Div. .I T1 3 . P E R M A N E N T P O R T F O L I O A In t. /Div. K T1 4 . H I G H B R I D G E S T A T I S T IC A L N E U T R A L A In t. /Div. J T1 5 . R I V E R SO U R C E A B S O L U T E R E T U R N A In t. /Div. J T

1 6 . P I M C O D E L V E L O P I N G L O C A L A lnt . /Div. J TM A R K E T S1 7 . V A N G U A R D B A L I N D E X F D A In t. /Div. J T

Bu yBu y

05/26/10 J0 6 /21 /1 0 J

I . Income G ain Codes : A = $1.000 o r less B = $1,001 - $2 ,500 C = $2,501 - $5,000 D =$5.DO I - $15,000(See Co lumns B I and D 4 ) F = $ 5 0 . 0 0 1 - $ I D O . D O 0 G - $ I D O , D 0 1 - $ I . D O 0 . D O 0 H I - $ I .D O 0 , D O I - $ 5 , 0 D O . D O 0 H2 =Mo re than $5.000.0002 . Va lucCodc s J $15 .DoOor lc ss K=$15.DOI.$50,DO0 L=$50.DOI-$1DO.DO0 M $ 100, D O I-$ 25 0. D O 0( S e e C o l u m n s C l a n d D 3 ) N=$250,DOI-$SDO.00~ 0 $SDO.DOI-$1,DOO.DO0 PI $1.000.DOI-$5,0DO,DOO P 2 = $ 5 , 0 D O , D O I * $ 2 5 , 0 D O . D O 0

P 3 $ 2 5 . D O O , D O I - $ 5 0 . D O 0 . 0 0 0 p4 = M ore than $50,DO0,0003 . Value Meth od Code~ Q =Ap p ra i sa l R =Cost (Real Es lalc Only) S = A s s es s men t T = Cas h Mar kc l

I S c c C o l u m n C 2 ) U = B ook Value V - O t h e r W =E~l i ma t ed

E -$15,DOI - $50,DO0


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FINANCIAL DISCLOSURE REPORTPage 5 o f 7

N a m e o f P e r s o n R e p o r t in gG ARCIA, ORLANDO L.

D a t e o f R e p o r t04126/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income dur ing Gross value at end

(in c lud in g tru st a sse ts ) reporting period of reporting p eriodO) (2) O) (2)Place "(X)" a fter each asset Am ount T y p e ( e . g . , Value Value

exempt f rom pr ior d i sc losure C ode I div., rent, Co d e 2 Method(A-H) o r i n t . ) (J-P) Co d e 3(Q-W)

T y p ~ ( e . g . ,buy, sel l ,

redempt ion)

T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e V alue Gain

mm/dd/yy Co de 2 Co d e I(J-P) (A-H)

I d e n t i t y o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

1 8 . F R O S T B A N K C H E C K I N G A Im. /Div . J1 9 . F R O S T B A N K S A V I N G S A Int . /Div. J

I . Income G ain Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( S e e C o l u m n s B I a n d D 4 ) F = $50.001 - SI00.00~ G = $100,0~1 - $1,0~0,00~ H I = $1.000,001 - $5,000,000 H2 ~M ore than $5,000.000

2. Value Codcs J =$15.000 or I ns K $ 15 , 001 - $ 5 0, 000 L =$50,001 - $100,000 M = $ 100, 001 - $250.000[ S e e C o l u m n s C I a n d D 3 I N =$250,001 - $500.000 O =$500,0~1 - $1,000,000 PI =$1,000,001 - $5,090,000 P2 =$5,090,0~1 - $25.000.000

P3 =$25.000,001 - $50.000.000 P4 =More than $50,000,00~3 . Value Mcth od Codes Q =Appraisal R =Cost (Real Es tate Only) S = A s ~ s s m e n t T C a s h M a r k e t( S e e C o l u m n C 2 ) U = B ook Value V =O~hcr W = E s t imat ed

E =$15,001 - $50,1)00


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FINANCIAL DISCLOSURE REPORTP ag e 6 o f 7

N am e o f P e r son R epo r t i ngGARCIA, ORLANDO L.

Date of Report04/26/2011

V III . A D D ITIO N A L IN FO RM A TIO N O R EX P L A N A TIO N S. flmticateparto/report.)I M A R ~ I E D O N 1 2 /3 ~ / 10 .


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FINANCIAL DISCLOSURE REPO RTPage 7 of 7

Name o f Per son Repo r l ingG A R C I A , O R L A N D O L .

Date of Report04/26/2011

IX. CERTIFICATION.I c e r t i fy t h a t a l l in f o r m a t i o n g i v e n a b o v e ( in c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c cu r a t e , t r u e , an d co m p l e t e t o t h e b e s t o f m y kn o w l ed g e an d b e l i e f , a n d t h a t an y i n fo rm a t i o n n o t r ep o r t ed w as ~ v i t h h e l d b ecau s e i t m e t ap p l i c ab l e s t a t u t o ryp r o v i s io n s p e r m i t t i n g n o n - d i s c lo s u r e .I f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i no m p l i an ce w i t h t h e p ro v i s i o n s o f 5 U . S . C . ap p . 5 01 e t . s eq . , 5 U . S . C . 73 5 3 , an d J u d i c i a l C o n fe r en ce r eg u l a t i o n s .

Signatu re: S/ORLANDO L. GARCIA

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eAdm i n i s tr a t i ve Of f i c e o f t h e U n i ted S t a t e s Cou r t sSui t e 2-301O n e C o l u m b u s C i r c le , N . E .W a sh i ng t on , D . C . 205 44

orlando l garcia financial disclosure report for 2010

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