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Progress in PHYSICAL ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley & Sons, Inc. New York / Chichester / Brisbane / Toronto / Singapore

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Page 1: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

Progress in

PHYSICAL ORGANIC CHEMISTRY VOLUME 19

Editor

ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California

A Wiley-Interscience Publication

John Wiley & Sons, Inc.

New York / Chichester / Brisbane / Toronto / Singapore

Page 2: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley
Page 3: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

Progress in

PHYSICAL ORGANIC CHEMISTRY VOLUME 19

Page 4: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley
Page 5: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

Progress in

PHYSICAL ORGANIC CHEMISTRY VOLUME 19

Editor

ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California

A Wiley-Interscience Publication

John Wiley & Sons, Inc.

New York / Chichester / Brisbane / Toronto / Singapore

Page 6: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

This text is printed on acid-free paper.

An Interscience* Publication Copyright 0 1993 by John Wiley & Sons, Inc.

All rights reserved. Published simultaneously in Canada.

Reproduction or translation of any part of this work beyond that permitted by Section 107 or 108 of the 1976 United States Copyright Act without the permission of the copyright owner is unlawful. Requests for permission or further information should be addressed to the Permissions Department, John Wiley & Sons, Inc.

Libraty of Congress Cataloging in Publication m a :

Library of Congress Catalog Card Number: 63-19364

ISBN 0-471-52442-5

Printed in the United States of America

1 0 9 8 7 6 5 4 3 2 1

Page 7: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

Contributors to Volume 19

Jose-Luis M. Abboud Instituto de Quimica Fisica “Rocasolano” CSIC Madrid, Spain

Juan Bertran Department de Quimica Universitat Autbnoma de Barcelona Bellaterra (Catalonia), Spain

Keith Bowden Department of Chemistry and Biological Chemistry University of Essex Colchester, Essex, U.K.

Erwin Buncel Department of Chemistry Queen’s University Kingston, Canada

Ulf Edlund Department of Organic Chemistry UmeA University Ume& Sweden

Otto Exner Institute of Organic Chemistry and Biochemistry Czechoslovak Academy of Sciences Prague, Czechoslovakia

Zdenkk Fried1 Institute of Organic Chemistry and Biochemistry Czechoslovak Academy of Sciences Prague, Czechoslovakia

V

Page 8: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

vi CONTRIBUTORS TO VOLUME 19

Edward J. Grubbs Department of Chemistry San Diego State University San Diego, California

Mortimer J. Kamlet Deceased

Rafael Notario Instituto de Quimica Fisica “Rocasolano” CSIC Madrid, Spain

Miquel Sola Department de Quimica Universitat AutBnoma de Barcelona Bellaterra (Catalonia), Spain

Tessek Laboratory Institute of Analytical Chemistry Czechoslovak Academy of Sciences Brno. Czechoslovakia

Page 9: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

Introduction to the Series

Physical organic chemistry is a relatively modern field with deep roots in chemistry. The subject is concerned with investigations of organic chem- istry by quantitative and mathematical methods. The wedding of physical and organic chemistry has provided a remarkable source of inspiration for both of these classical areas of chemical endeavor. Further, the potential for new developments resulting from this union appears to be still greater. A closing of ties with all aspects of molecular structure and spectroscopy is clearly anticipated. The field provides the proving ground for the develop- ment of basic tools for investigations in the areas of molecular biology and biophysics. The subject has an inherent association with phenomena in the condensed phase and thereby with the theories of this state of matter.

The chief directions of the field are: (a) the effects of structure and envi- ronment on reaction rates and equilibria; (b) mechanisms of reactions; and (c) applications of statistical and quantum mechanics to organic compounds and reactions. Taken broadly, of course, much of chemistry lies within these confines. The dominant theme that characterizes this field is the emphasis on interpretation and understanding which permits the effective practice of organic chemistry. The field gains its momentum from the application of basic theories and methods of physical chemistry to the broad areas of knowledge of organic reactions and organic structural theory. The nearly inexhaustible diversity of organic structures permits detailed and systematic investigations which have no peer. The reactions of complex natural products have contributed to the development of theories ofphysical organic chemistry, and, in turn, these theories have ultimately provided great aid in the elucida- tion of structures of natural products.

Fundamental advances are offered by the knowledge of energy states and their electronic distributions in organic compounds and the relationship of these reaction mechanisms. The development, for example, of enen an empirical and approximate general scheme for the estimation of activation energies would indeed by most notable.

The complexity of even the simplest organic compounds in terms of physical theory well endows the field of physical organic chemistry with the frustrations of approximations. The quantitative correlations employed in this field vary from purely empirical operational formulations to the approach of applying physical principles to a workable model. The most common

vii

Page 10: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

INTRODUCTION TO THE SERIES ...

Vlll

procedures have involved the application of approximate theories to ap- proximate models. Critical assessment of the scope and limitations of these approximate applications of theory leads to further development and understanding.

Although he may wish to be a disclaimer, the physical organic chemist attempts to compensate his lack of physical regor by the vigor of his efforts. There has indeed been recently a great outpouring of work in this field. We believe that a forum for exchange of views and for critical and authoritative reviews of topics is an essential need of this field. It is our hope that the projected periodical series of volumes under this title will help serve this need. The general organization and character of the scholarly presentations of our series will correspond to that of the several prototypes, e g , Advances in Enzymology, Advances in Chemical Physics, and Progress in Inorganic Chemistry.

We have encouraged the authors to review topics in a style that is not only somewhat more speculative in character but which is also more detailed than presentations normally found in textbooks. Appropriate to this quanti- tative aspect of organic chemistry, authors have also been encouraged in the citation of numerical data. I t is intended that these volumes will find wide use among graduate students as well as practicing organic chemists who are not necessarily expert in the field of these special topics. Aside from these rather obvious considerations, the emphasis in each chapter is the personal ideas of the author. We wish to express our gratitude to the authors for the excellence of their individual presentations.

We greatly welcome comments and suggestions on any aspect of these volumes.

Robert W . Tuft

Page 11: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

Contents

One Century of Physical Organic Chemistry: The Menshutkin Reaction By Jose-Luis M . Abboud, Rafael Notario, Juan Bertran, and Miquel Sold

Angular Dependence of Dipolar Substituent Effects By Keith Bowden and Edward J . Grubbs

Electronic Configuration, Structure, and Solvation of Phenyl- Substituted Group 4 Anions By UF Edlund and Erwin Buncel

Transmission of Substituent Effects: The Through-Space and Through-Bond Models and Their Experimental Verification By Otto Exner, Zdenek Friedl, and Tessek Laboratory

Linear Solvation Energy Relationships: An Improved Equation for Correlation and Prediction of Aqueous Solubilities of Aromatic Solutes Including Polycyclic Aromatic Hydrocarbons and Polychlorinated Biphenyls By Mortimer J . Kamlet

Author Index

Subject Index

Cumulative Index, Volume 1 - 19

1

183

225

259

295

319

343

345

ix

Page 12: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley
Page 13: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

One Century of Physical Organic Chemistry: The Menshutkin Reaction

BY JOSE-LUIS M. ABBOUD AND RAFAEL NOTARIO Instituto de Quimica Fisica “Rocasolano, ” CSIC Madrid, Spain

JUAN BERTRAN AND MIQUEL SOLA Departament d e Quimica Universitat Autdnoma de Barcelona Bellaterra (Catalonia), Spain

C O N T E N T S

I. Menshutkin and the Menshutkin Reaction 1 11. Thermodynamic Features of the Menshutkin Reaction 3

111. Kinetics of the Menshutkin Reaction 11 A. The Database and Its Analysis 11 B. The Role of the Nucleophile 13

1. Taft-Topsom Analyses 13 2. Br$nsted Analyses 22 3. Special Cases 27

C. The Role of the Electrophile (RL) 28 1. Influence of the Substrate (R) 28 2. Influence of the Nucleofuge 38 3. Interaction Terms 42

D. Solvent and Other Catalytic Effects 46 1. General Features 46 2. Catalysis by Electric Fields ‘47 3. Magnitudes of Transfer 49 4. Cavity Effects 50 5. Empirical Analyses 51 6. MRs in Mixed Solvents 52 7. Interaction ENects 57

1. Charge Separation within the TS 60 2. The Dissection of AV6 61 3. Interaction Effects 63

F. Isotope Effects (IEs) 64 1. Primary KIEs 65 2. Secondary KIEs 67

E. Pressure Effects 59

1

Page 14: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

2 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

IV. Quantum-Mechanical Approach 70 A. S,2 Reactions 70

1 . Gas-Phase Studies 70 2. Solvation Effects 72 3. SN2 Reactions Involving Cations 77

B. Menshutkin Reaction 79 1 . Gas-Phase Results 80 2. Solvent Effects 82

V. Overview 89 Acknowledgments 90 References and Notes 90 Appendix I. Primary Sources of Kinetic Data 104 Appendix 11. Reviews on the Menshutkin Reaction 182

A. General Reviews 182 B. Reviews on Specific Topics 182

1 . Structural Effects 182 2. Solvent Effects 182 3. Pressure Effects 182 4. Isotope Effects and Mechanism 182

I. MENSHUTKIN (1,2) AND THE MENSHUTKIN REACTION

Born October 24, 1842, Nikolai Alexandrovich Menshutkin (3) spent most of his academic life at the University of Saint Petersburg, where he graduated in 1862.

Together with Butlerov and Mendeleiev, he was one of the founding fathers of the Russian Chemical Society (1869). He became the first editor of the Journal of the Russian Chemical Society, soon to be renamed the Journal of the Russiun Physical and Chemical Societies. He held this post until 1900.

From 1902 until the time of his death on February 5, 1907, he occupied the chair of Analytical and Organic Chemistry at the then newly created Polytechnic Institute of Saint Petersburg. In this respect, it is of interest that his book Analytical Chemistry enjoyed a worldwide reputation.

His paper “Uber die Affnitatkoeffzienten der Alkylhaloide und der Amine” was published in 1890 (4). At that time, the quaternization of amines was already known for several decades (5). Also known was that the rate constants of reactions taking place in solution are often solvent-dependent (6) . However, Menshutkin’s treatment of solvent effects on the second-order rate constant for the quaternization of triethylamine with ethyl iodide (Reaction 1) at 100°C

(C,H,),N + C,H,J - (C2H=J4N+I-

Page 15: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REACTION 3

was probably the first systematic study in this field of physical organic chemistry. He was aware of the importance of his findings (7).

During 1877-1905 he published a number of papers dealing with structural and medium effects on reactivity (see Appendix I). They are “modern” in many respects, and most of his data are still valid. Clearly, Nikolai Alexandrovich Menshutkin was “avant la lettre,” a quite brilliant physical organic chemist.

The IUPAC defines (2) the Menshutkin reaction (MR) as the trialkyl- ammonio-dehalogenation of alkyl halides:

Following the common practice we shall adopt here a somewhat broader definition, encompassing all sN2 [or ANDN (8)] alkylation reactions of nitrogen bases in which the formal hybridization of the nitrogen atom is sp2 or sp3, with no restrictions imposed on the nature of the nucleofuge. In keeping with the spirit of the IUPAC definition, attention will be focused primarily on neutral electrophiles.

This review is organized as follows. In Sections II and I11 we examine the thermodynamic and kinetic data available thus far. A quantum-mechanical approach to the MR is given in Section IV. Relevant conclusions and pro- spects are summarized in Section V.

11. THERMODYNAMIC FEATURES OF THE MENSHUTKIN REACTION

All the experimental evidence seems to indicate that “gas-phase’’ MRs actually take place on the walls of the reaction vessel and/or on the solid salt (9). Quantitative studies on the systems Me,N(g)/MeI(g) (10) and Et,N(g)/ MeI(g) ( 1 1 ) show that actioation energies are negative and that the addition of gaseous dipolar materials has little effect on reaction rates.

In solution, the reversibility of MRs involving halides has long been known (12).

Consider the reaction between a nitrogen base B and an alkylating reagent RL (in principle, L is any nucleofuge) in any solvent:

B + RL e BR+ + L - e BR+L- I BR’L- (3) separate ions ion pairs solid salt

In the general case, products appear as separate ions, ion pairs (13), and solid salt.

Page 16: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

4 LL. M. ABBOUD, R. NOTARIO, J . BERTRAN, AND M. SOLA

The situation is greatly simplified by using highly dilute solutions of the reagents in solvents able to strongly solvate the ionic products:

kf

k. B + R L e B R + + L - K , (4)

In this case, both k, and k , can be obtained directly (14) from separate studies of the forward and reverse reactions. In some instances, both kf and k , can be obtained by simultaneously monitoring the concentrations of reactants in systems containing initially B, RL, and S alone (15). This method entails larger uncertainties (16).

Notice that Kc, the equilibrium constant for Reaction 4, equals k,/k, . The Lewis concept of acids and bases links proton exchange to exchanges

of other electron-accepting species (17):

B,H+ + B, e B, + B2Ht AAH;., K , , ( 5 )

B , R + + B, F= B, + B2Rf AAH;+, K,, (6)

B,BF3 + B, @ B, + B,BF3 AAHiF3, KBF3 (7)

The relationship between the MR and alkyl cation exchange between two bases, B, and B,, follows from the consideration of simultaneous equilibria (4) for B, and B,:

Alkyl cation exchange can be observed experimentally (1 8). This provides a direct measure of K , + .

Relevant thermodynamic data for Reactions 5 and 7 are collected in Table 1 , wherein pyridine has been chosen as the reference base B,.

Figure 1 shows that, for a given base, differential methyl cation affinities (26), AAHLe+, are essentially independent of the solvent (27) (NB = C,H,N02; SU = sulfolane; 2NP = 2-nitropropane). This is probably a consequence of the small range of dielectric constants spanned by these solvents; AAHG, +(NB) is quite comparable to AAHi,+(2NP) (28).

Relevant relationships between AAHLe +(NB) and other thermodynamic data are as follows:

1. As shown in Fig. 2, AAHL,+(NB) and AAHiF3(CH,Cl2) (differential BF3 affinities) for 3- and 4-substituted pyridines are linearly related (14), (1 7).

Page 17: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

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Page 18: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

6 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

Ah H&eJKcal.mol-’ )

Various solvents 12.0

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@ - 2-nitropropane

A - acetonitrite

-30 -10 00 20 40 6 0 8 0 100 1 2 0

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Differential methyl cation affinities for nitrogen bases (relative to pyridine) in various

Figure 2 Differential methyl cation a h i t i e s AA& (NB) versus differential standard enthalpy changes for RCdction 6 in CH,CI,. Reference base is pyridine.

Page 19: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REAGTION I

This does not apply to pyridines bearing electron-releasing ( - R) substitu- ents, indicating significant differences between Reactions 6 and 7 in terms of electron demand and, more likely, solvation.

2. Likewise, AAHMe+(NB) and AAGi+(aq) values (14,17) for the same substituents follow

AAGi+(aq) = (- 0.34 f 0.38) + (1.32 _+ O.12)AAHGe+(NB) (9)

where n = 10; r2 = .986; sd = 0.43 kcal mol-'.

AAGi+(aq) (23) are small, and it follows that the same holds for AAHMe+(NB). It is known that polarizability contributions to AAH&JCH,Cl,) (21) and

A wealth of kinetic data for forward and reverse alkylation reactions of pyridines and other heterocycles is available (29), indicating that they should provide reliable AAGie + values. Their usefulness for this purpose is, unfortun- ately, limited by the fact that they are obtained using very different temper- atures and solvents.

Standard free-energy changes for the alkylation of N,N-dimethyl- anilines(30) [AGGA, Reaction lo] and pyridines (14) [AG;,, Reaction 111 with Me1 under formal conditions of equilibrium are presented in Table 2.

XC6H4NMe2 + Me1 -+ XC6H4hhde31- (ion pairs) (10)

XC,H4N + Me1 +XC5H4NMe+ + I - (separate ions) (1 1)

For a given substituent X, AG;, is strongly solvent-dependent (30b, 3 1). This can be analyzed through the following cycle (32):

AG;

Solvent S, B+RX [(BR)+X-],,

AG :,(product) 1 AGf;(B) 1 I [AG:,(RX)

A$

Solvent S, B + R X [(BR+)X-],,

"Free" ions and/or ion pairs

in which the "product" appears as "free" ions or ion pairs. For any species, AC,., is the corresponding standard free- energy change for the transfer from solvent S, into solvent S,. Equation 12 follows:

AG; - AGY = AG,"(product) - [AG,"(RL) + AG,",(B)] (12)

In the absence of strong solvent-solute interactions (such as hydrogen

Page 20: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

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Page 21: ORGANIC CHEMISTRY...ORGANIC CHEMISTRY VOLUME 19 Editor ROBERT W. TAFT, Department of Chemistry University of Calqornia, lrvine, California A Wiley-Interscience Publication John Wiley

PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REACTION 9

bonding) (32)

So that

AG; - AG; x AG,"(product) (14)

Equation 14 quantifies the differential effect of the solvent on the position of the equilibria involved in Equation 3.

The availability of experimental standard enthalpies of formation for a variety of ions in the gas phase allows a comparison between solution and gas-phase reactivities.

Let us consider Reaction 15 in the gas phase:

where AXT,,) is the change of the thermodynamic state function X for this reaction.

Reaction 15 is the sum of Reactions 16 and 17:

Hence

Equations 15-18 show that the outcome of the MR Equation 15 is determined solely by the difference between the alkyl cation basicities of L- and B (33,34).

For the gas-phase alkylation of pyridine with methyl iodide, AH:,,) = 216kcalmol-' and - 127kcalmol-' (35). Hence, AHY15)x 89kcalmol-'; AG:,,, is expected to be close to this value. In MeCN, this same reaction is exergonic by 1 2 . 0 k ~ a l m o l - ~ and exothermic by 23.4 kcal mol- ' (14). The difference between gas-phase and solution values of the reaction enthalpy amounts to N 112kcalmol-' and is due entirely to solvation, largely of the reaction products. As we shall discuss in Section IV, solvation is able to profoundly modify the potential energy hypersurface of the M R .

The formation of solid salt is a strong driving force, of great importance in poorly solvating media. Both solvation and the formation of solid salt

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10 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

tend to drive MRs to completion, but in the absence of surface effects or micellar catalysis (36), only the solvent is able to lower the activation barrier of the elementary step:

B + RL - BR'L- (ion pair) (19)

Differential standard entropy changes for methyl cation exchange be- tween pyridines in MeCN, AASi,+(MeCN) are summarized in Table 3.

Experimental uncertainties are large. There is, however, a clear trend of decreasing AASG, + (MeCN) with increasing (i.e., becoming less negative) AAGi,+(MeCN) (see Table 3). From the fact that within families of bases, AAShe+(g) % 0 (37a), it follows that (a) AASM,+(MeCN) originates in solvation effects and (b) solvent "freezing" is more important the less substituent- stabilized the N-methylpyridinium cations are. This interplay between sub- stituent and solvent stabilization of organic ions has long been known (38).

To summarize:

1. Abraham (32) has unraveled the contributions of reagents and products to the thermodynamics of MRs in solution.

2. McMahon and Kebarle (37a) and Mautner (37b) have given means of estimating gas-phase methyl cation affinities of neutral species from proton affinities.

3. Arnett (14,19), Kondo (20), Matsui and Tokura (30b), Rossell (30a), Lewis (39), and their coworkers have provided a small set of reliable thermodynamic data for MRs and other alkyl transfers in solution.

4. At this point, however, we lack a comprehensive view of structural effects on the thermodynamics of alkyl-transfer reactions (39a). In this respect, quantum chemistry seems bound to play a key role.

TABLE 3 DilTerential Standard Entropy and Free-Energy Changes, AAS&, (MeCN) and A A G i e + (MeCN),

for Reaction 1 1 in MeCN at 25.O"C (14)

X AASLe+ (MeCN)" AAGLe+(MeCN)C

3-Br - 1.43 (k0.53) 5.76 3-C1 -3.73 (k 1.16) 6.05 4-CN - 5.15 ( 5 1.79) 6.90 3.5-diCl - 5.29 ( kO.62) 9.28 2-CI +4.92 (k2.87) 9.28

Hb 0.0 (k 2.70) 0.0

"All values in cal mol- K ~ I .

*Reference base: pyridine. 'In kcalmole- I.

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PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REACTION 11

111. KINETICS OF THE MENSHUTKIN REACTION

A. The Database and Its Analysis

The truly impressive body of second-order rate constants k for Reaction 20 available nowadays is summarized in Appendix I.

k B + RL -products

(“Products” can be either separate ions, ion pairs, or solid salt). It is an experimental fact that k values are determined by the nature of

the reagents (B, RL) and the solvent ( S ) , as well as by the temperature ( T ) and the pressure (P) . That is

k = f(B, RL, S , T, P ) (21)

wherein f is some (hitherto unknown) function of these variables. Inspection of the original data shows that, under the same experimental

conditions (S ,T ,P) , the mutual agreement between k values for a given reacting system (B, RL) as obtained by different workers varies between excellent (i.e., we11 within the limits of the combined experimental errors) to poor (differences of the order of magnitude of the constants). This is a con- sequence of uncertainties originating in the reversibility of the MR, ion-pairing, secondary reactions involving reactants and/or products (self-catalysis) and, likely, traces of impurities affecting conductimetric titrations.

Frequently, uncertainties are largest for very reactive or very unreactive systems. This is unfortunate, given the importance of these data for cor- relation studies. In fact, while large-scale studies of medium effects on the k values of a constant (B, R, L) system are available, it is difficult to find extensive data sets for reactions involving a constant nucleophile (electrophile) and electrophiles (nucleophiles) having widely different structures, under condi- tions of constant S , P, and T.

Most of these studies are aimed at obtaining information on the structure of and the charge distribution within the transition state (TS). TSs are fleeting species (lifetimes of -0.1 ps), which until recently (40) have escaped experi- mental detection. So far, TSs for MRs have not been detected. Analyses of experimental kinetic data are based on

1. The activated complex theory (41). Within its framework, the rate constant k for Reaction 20 and the standard free-energy change for the formation of the activated complex (BRL) (standard free-energy of

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12 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

activation for Reaction 20) are related through

where k , and h respectively stand for Boltzmann and Planck's constants ("C = 1 moledm-3). The term I' is the ratio of the relevant activity coefficients (42):

2. A principle of analogy, applying to a. Relationships between structural effects on the activation mag-

nitudes A@ and on A H % and on the homologous thermodynamic magnitudes for model reactions. To this group belong the time- honored Bry5nsted (43) and Hammett (44) analyses.

b. Relationships between medium effects on standard free-energies of transfer of TSs and model solutes (32,45).

The results from Brqhsted-Hammett treatments are generally discussed in terms of (a) Hammond's postulate (46), (b) Thornton (47) and Kurz's (48) rules, and (c) potential-energy surface plots (49) (PESPs).

All these methods fall short of providing a complete description of the TSs.

The dissection of intrinsic (kinetic) and thermodynamic contributions to AGI values has been carried out along the lines of Marcus theory (50) by Albery and Kreevoy (51) and Murdoch (52) and Lee (53). Varandas and Formosinho (54) have developed a different approach to the problem.

At this point, the precise form of f in Equation 21 is unknown, but a less ambitious approach is possible. Let us a take as a reference a reacting system (B,, R,L,) in a given solvent So. Temperature and pressure are fixed at the values To and Po. The rate constant then takes the value k,. For a different system (B, RL,) in So at To and Po, the rate constant is k . If B and B, as well as R and R, are structurally related, it seems reasonable to link ko, RL) and k , through a series expansion:

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PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REACTION \ 13

where X and Yare structural descriptors of B and R and AX and A Y measure the structural changes corresponding to B, + B and R, + R.

The term (a’ log k/dXdY) (AXAY) is an interaction term describing the mutual influence of the structural change undergone by the reagents, (i.e., B, .+ B; R, -+ R). Thus far, “square terms” such as (a’ log k / d X z ) (AX)’ have not been included in the actual analysis or have been found to be not statistically significant. The importance of cross-terms for mechanistic studies has been emphasized by Dubois et al. (55).

To our knowledge, an analysis along the lines of Equation 23 was first carried out on a MR by Kondo et al. (56). These workers studied the “cross- terms” arising in the study of the quaternization of substituted N,N-dimethyl- anilines with 2,4,6-trinitroanisole in various solvents at 50.0”C.

Expressions formally analogous to Equation 23 have been used by Claramunt et al. (57), who approached the problem from a purely statistical point of view. Changes of B, R, and T were simultaneously examined. This work is a prime reference regarding the use of optimal experiment design techniques and provides precise methodological guidelines.

The influence of B,R,L, and S has been treated by Quemeneur and Bariou (58).

It seems desirable that future work in this field would consider the fact that, while limiting the number of experiments is important (even elegant), the “statistically prescribed minimal number of highly informative experi- ments” may not be sufficient from a chemical point of view. This is so because large experimental errors might sometimes creep in the database and remain unnoticed in the absence of independent checks of the mathematical model.

In this section, we shall examine how k (or AG*) and AH1 are affected by the structure of the reagents (B,RL), the solvent (S), and the pressure (P) .

B. The Role of the Nucleophile

1 . Taft-Topsom Analyses

The influence of steric effects on the kinetics of MRs being important (1 7, 29b, 59-67), we shall first consider the case of molecules in which these effects remain essentially constant.

Quinuclidines (1) are endowed with an unhindered reactive site (62a) and a rigid framework. The alkylation of (1) with Me1 has been systematically studied (68, 69); results in MeOH are summarized in Table 4.

1

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14 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

TABLE 4 Rate Constants k for Quaternization of 4-X-Substituted Quinuclidines with Me1 in MeOH"

X lo3 x k(lO.OC)b lo3 x k(25.O"Cr UF" U a + C

H t-C,H, i-C,H, C2H5 CH 3

C& CH=CH2

NH,

CH20CH3 C H 2 0 H

CH,CI

NHCH,

OH CO*C2HS OCH, Br CI F CN NO2 CON(CH &

N(CH3)2

4.39

4.06 3.95

3.57 3.51 3.35 3.26 2.70 2.60 2.52 2.25 2.1 1 2.02 1.70 I .29 1.23 1.06 I .oo 0.66

4.18

3.85

10.35

10.00 0.14 7.56

0.23

6.80 5.17

3.67 3.70

2.73

7.00

0 0 0 0 0

- 0.06 (0.14) 0.10 0.06

- 0.06 0.14 (0.19)' 0.12 (0.19)' 0.10 (0.19)' 0.30 0.24 (0.31)' 0.25 (0.28)' 0.45 0.45 0.44 0.60 0.65 0.19

0 - 0.07 - 0.07 - 0.07 - 0.08

( - 0.06) -0.22 -0.15

-0.52 -0.58 -0.64 -0.38

0.0 - 0.42 -0.15 -0.17 -0.25

0.0 0.0 0.0

~ ~ ~

"All values in liters mol *Values taken from Ref 69b 'Values from Ref 68

IEnhanced values of op suggested for the correlation of data In aqueous solution (Ref 71

' s - '

'From Ref 71

and references cited therein)

These results show that

1. Substituent effects in MeOH are very modest. At 10°C [k(X = NO,)/ k(X = H)] = 6.7. This leveling effect is due largely to hydrogen-bonding interactions between the nitrogen of 1 and the solvent. Clearly, the use of hydroxylic solvents for this sort of structural studies should be discouraged.

2. The quantitative ranking of substituent effects is solvent-dependent, as shown in Table 5.

3. In both MeOH and MeCN, k values for alkyl derivatives increase with the degree of branching of the substituent: Me < Et < i-Pr < t-Bu. However, k(H) > k (Me). These results might be related to cavity and/or hydrophobic effects (70).

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PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REACTION 15

TABLE 5 Rate Constants for Quaternization of 4-X-Substituted

Quinuclidines with Me1 in MeCN at 288 K

X k1a.b) k(CH,CN)/k(CH,OH)b

t-C,H9 1.61 385 H 1.41 335 i-C,H, 1.42 350

CH, 1.10 3 50 CN 0.085 85

C2H5 1.26 319

"All values in liters rnol-'s-'. *From Ref. 69b.

4. Taft and Topsom (71) have developed a formalism in which differ- ential structural effects on the standard free-energy change for proton exchange reactions (Equation 24), AACo,+, are treated as linear combinations of polarizability (P), resonance (R) , and field ( F ) effects, respectively quantified by the parameters oa, OR+, and oF,:

X-G + H-G-H+-X-G-H+ + H-G AAG;+ (24)

where G = fixed molecular framework; X = substituent.

These sets of parameters are appropriate for the study of acid-hse reactions, both in the gas phase (71) and solution (23, 72). Notice that AAGH+ is a measure of differential structural effects, as defined by Equation 24.

Substituent effects on reaction rates can be quantified in two different ways: (a) directly by means of the value for ln(k,/k,), in which k, is the rate for the alkylation of the X-substituted base and k , is the rate constant for some reference compound; or (b) through transition-state theory, where the differential effect on the activation free energy AAGf. i s related to ln(k,/k,) by means of

k x

k0 A A G f = -RTIn -

Equation 26 obviously applies to substituent effects on B , R , and L. This

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16 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

equation indicates that when rate constants change by a factor of 10, AAGI varies by some 1.3 kcalmol-' (at 298 K).

An analysis along these lines of data in Table 4 leads to Equation 27, in which AAGi,, (MeOH) is referred to quinuclidine itself:

AAGk,,(MeOH) = (0.02 & 0.02) + (1.58 f 0.08)oF (27)

(in kcal mol- '; n = 21; rz = .959; sd = 0.07 kcal mol- '). Notice that in Equation 27, pa and p R are nil, for P and R contribu-

tions are not statistically significant. As shown in Table 5, data in MeCN are scarce. Using the values for X = H and X = CN, one obtains p F = 1.75 kcal mol- ' for the field contribution to AAGL,, (MeCN).

It is of interest that structural effects on the gas-phase basicity of 4-X- substituted quinuclidines, AAG;, (g), are essentially determined by F , with a small but significant contribution of the R effect (71). The corresponding pF value amounts to (10.37 f 0.1 8) kcal mol- Using aqueous pK, values (69a,73), one finds again that AAGi+ (as) can be expressed as a linear function of oF alone, as p F is now (7.2 f 0.3) kcal mol- '.

A great deal of work has been carried out on the reactivity of 3- and 4-substituted pyridines (2). The most complete data set available is that for the reaction of these compounds with EtI in C6H,N0, at 333K. Rate constants for these reactions are presented in Table 6. Also, for comparison purposes, kinetic data on the alkylation of these compounds with Me1 in MeCN are given in Table 7.

2

Table 8 summarizes the results of a Taft-Topsom analysis of AAGI and AAG;, values, pertaining respectively to the alkylation and protonation of 4-X-substituted pyridines.

In all cases, the sets (oF} and (o,'} are nearly orthogonal. In most instances, the values of p F and p R are quite "robust" (77). Values of p F and p R for the two alkylation reactions are seen to be the same within the limits of error. The p F values are comparable to and slightly larger than the corre- sponding value (2.92) for quinuclidines.

With respect to AAG;, (g), both p F and p R are attenuated by an average factor of 0.1 5 (3.22/21.5; 3.30/25.9; 3.80/21.5; 3.61/25.9) close to the factor found in the case of quinuclidine (1.75/10.37). The p R / p F ratios for alkylations

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PHYSICAL ORGANIC CHEMISTRY: THE MENSHUTKIN REACTION 17

TABLE 6 Rate Constants k for Quaternization of 3- and 4-X-Substituted Pyridines with EtI

in C,H,NO, at 333 K

X 1 0 4 ~ OFb U,'b Ref.

4-NMe2 80.5 0.10 -0.64 74 4-NH2 70.5 0.14 -0.52 74 4-NH, 50.7 15 4-OEt 7.62 0.25 - 0.45 74 4-OMe 8.20 0.25 - 0.42 75 4-SEt 4.73 0.24 -0.27 74 4-Et 6.24 0 - 0.07 74 4-iPr 6.02 0 -0.07 74 4-Me 6.65 0 - 0.08 75 H 3.83 0 0 14 H 3.15 75 4-COMe 0.857 0.26 0 74 4-COMe 0.740 75 4-COZEt 0.63 1 0.24 0 74 4-SOZEt 0.213 0.59 0 74 4-CN 0.107 0.60 0 74 3-NHz 14.2 74 3-NH2 14.9 75 3,5-Me2 12.5 0 -0.16 15 3-Me 6.35 75 3-Me 6.25 74 3-Br 0.307 0.45 -0.15 75 3-CI 0.287 0.45 -0.17 75 3-COMe 0.812 0.26 0 74

3-CN 0.053 1 0.60 0 75 3-C02Me 0.526 0.24 0 74

3-NO2 0.0314 0.65 0 74 3,5 - C I2 0.0284 0.90 -0.34 75

"In mol-'liters- ' *From Ref. 71.

(see Table 8) are close to the value of p R / p F for AAGi+(g) and significantly different from the same ratio for AAGi+(aq). This implies that AAGi+(g) will lead to better generaiized Brdnsted correlations than AAGi+(aq) (in the absence of large differential polarizability effects).

Data in Table 7 show that structural effects on AGt mirror effects on AHf. Uncertainties on the activation entropies are important, but there is a clear trend indicating that as the activation enthalpy decreases, entropies of activation become less negative, thus magnifying the energetic contribution to Act. Analogous conclusions can be drawn from data for MRs of pyridines involving a variety of alkylating reagents and solvents (62b, 78, 79, 81).

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18 J.-L. M. ABBOUD, R. NOTARIO, J. BERTRAN, AND M. SOLA

TABLE 7 Activation Free Energies (AG:), Enthalpies (AH:), and Entropies (AS:) for Quaternization of

X-Substituted Pyridines with Me1 in MeCN (Reaction 11)

X AGi0.b AH:” A P Ref. ~~

4-NMe2 20.3 4-tBu 21.7 H 22.2 H 22.2 4-CN 24.0 4-CN 24.0 3-CI 23.5 3-Br 23.4 3,5-c1, 24.7

“In kcal mol- I .

bValues calculated from the

‘In calmol-’K-’. (T = 298 K).

11.5 12.2 13.0 12.7 14.4 13.9 13.9 13.8 14.75

- 29.4 -31.8 - 30.8 -31.8 - 32.3 - 34.0 -32.1 -32.1 - 33.3

20 20 14 76 20 14 14 14 14

~ ~ ~~ ~

experimental rate constants by means of Equation 22

TABLE 8 Structural Effects on Values of AAG: for Alkylation with EtI and Me1 in Solution and on

AAG” for Protonation in Gas Phase and in’Aqueous Solution 013- and 4-Substituted Pyridines

Coefficients AAG~,,(C,H,NO,)”~b~’ AAG~ei(MeCN)”.B AAG;,+(g)”.h AAG;,+(aq)”.h

VP“ 3.80k0.23 3.22 k0.39 21.5+ 1.1 8.2k0.6 PRO 3.61 k0.25 3.30+0.40 25.9+ 1.2 12.0+0.7 PRIPF 0.95 1.02 1.20 1.46 n‘ 12 4 8 8 r Z d 0.982 0.99 0.998 0.993 sd”*‘ 0.15 0.15 0.57 0.30

~~~

“In kcalmol-’. bExcluding the datum for X = 4-NH2. ‘Number of data points. dSquare of the correlation coefficient. ‘Standard deviation. ’From Table 6. #From Table 7. hFrorn Ref. 23.

Work by Clarke and Rothwell (78) on the reactivity of 3,4- and 3 3 - disubstituted pyridines shows that in the absence of significant mutual steric interactions, substituent effects are additive to a high degree of precision.

The study of alkyl substituent effects on AGZ is of interest, because alkyl groups Me through t-Bu (tert-butyl) show an important range of polariz- ability under conditions of essentially constant field and resonance effects