(orc 121.22 (g)(3)) (orc 121.22 (g)(1)) (see item 8.1) …otptat.ohio.gov/portals/0/ot minutes/mtg...

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Occupational Therapy Section Meeting May 11, 2017 Page 1 of 2 Ohio Occupational Therapy, Physical Therapy, and Athletic Trainers Board Occupational Therapy Section Meeting May 11, 2017 9:00 am. Roll Call 77 South High Street, 31st Floor, East B Columbus, Ohio 43215 Occupational Therapy Section Vision Statement: The Occupational Therapy Section is committed to proactively: Provide Education to the Consumers of Occupational Therapy Services; Enforce Practice Standards for the Protection of the Consumer of Occupational Therapy Services; Regulate the Profession of Occupational Therapy in an Ever-Changing Environment; Regulate Ethical and Multicultural Competency in the Practice of Occupational Therapy; Regulate the Practice of Occupational Therapy in all Current and Emerging Areas of Service Delivery. 1. Administrative Matters 1.1 Agenda Review 1.2 Approval of Minutes Action Required 1.3 Executive Director’s Report 1.4 Executive Session 1.4.1 To discuss pending and imminent court action (ORC 121.22 (G)(3)) 1.4.2 To discuss personnel matters related to: Appointment; Employment; Dismissal; Discipline; Promotion; Demotion; Compensation (ORC 121.22 (G)(1)) (see Item 8.1) Investigation of charges/complaints against a public employee, licensee, or regulated individual in lieu of a public hearing (ORC 121.22 (G)(1)) 1.4.3 To discuss matters required to be kept confidential by federal law, federal rules, or state statutes (ORC 121.22 (G)(5)) 1.5 Discussion of Law and Rule Changes 2. Licensure Applications (50 Minutes) 2.1 Application Review Liaison Report (5 Minutes) Action Required 2.2 Releases from Limited License Agreement(s) 2.3 License Application Waiver Requests 2.4 Occupational Therapist/Occupational Therapy Assistant Examination Applications Action Required 2.5 Occupational Therapist/Occupational Therapy Assistant Endorsement Applications Action Required 2.6 Occupational Therapist/Occupational Therapy Assistant Reinstatement Applications Action Required 2.7 Occupational Therapist/Occupational Therapy Assistant Restoration Applications Action Required

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Occupational Therapy Section Meeting May 11, 2017

Page 1 of 2

Ohio Occupational Therapy, Physical Therapy, and Athletic Trainers Board Occupational Therapy Section Meeting

May 11, 2017 9:00 am. Roll Call

77 South High Street, 31st Floor, East B Columbus, Ohio 43215

Occupational Therapy Section Vision Statement:

The Occupational Therapy Section is committed to proactively:

Provide Education to the Consumers of Occupational Therapy Services; Enforce Practice Standards for the Protection of the Consumer of Occupational Therapy Services; Regulate the Profession of Occupational Therapy in an Ever-Changing Environment; Regulate Ethical and Multicultural Competency in the Practice of Occupational Therapy; Regulate the Practice of Occupational Therapy in all Current and Emerging Areas of Service Delivery.

1. Administrative Matters

1.1 Agenda Review

1.2 Approval of Minutes

Action Required

1.3 Executive Director’s Report

1.4 Executive Session

1.4.1 To discuss pending and imminent court action (ORC 121.22 (G)(3))

1.4.2 To discuss personnel matters related to:

Appointment; Employment; Dismissal; Discipline; Promotion; Demotion; Compensation (ORC 121.22 (G)(1)) (see Item 8.1)

Investigation of charges/complaints against a public employee, licensee, or regulated individual in lieu of a public hearing (ORC 121.22 (G)(1))

1.4.3 To discuss matters required to be kept confidential by federal law, federal rules, or state statutes (ORC 121.22 (G)(5))

1.5 Discussion of Law and Rule Changes

2. Licensure Applications (50 Minutes)

2.1 Application Review Liaison Report (5 Minutes)

Action Required

2.2 Releases from Limited License Agreement(s)

2.3 License Application Waiver Requests

2.4 Occupational Therapist/Occupational Therapy Assistant Examination Applications

Action Required

2.5 Occupational Therapist/Occupational Therapy Assistant Endorsement Applications

Action Required

2.6 Occupational Therapist/Occupational Therapy Assistant Reinstatement Applications

Action Required

2.7 Occupational Therapist/Occupational Therapy Assistant Restoration Applications

Action Required

Occupational Therapy Section Meeting May 11, 2017

Page 2 of 2

2.8 CE Request(s) for Approval

Action Required

2.8.1 CE Denial Appeal

Action Required

2.9 Licensure Renewal Report

3. Enforcement Division (50 Minutes)

3.1 Assistant Attorney General Report (5 Minutes)

3.2 Case Review Liaison Report (10 Minutes)

3.3 Releases from Consent Agreement(s)

3.4 Notice(s) of Opportunity for Hearing

3.5 Consent Agreement(s)

3.6 Affidavit Consideration(s)

3.7 Hearing Officer Report(s)

3.8 Summary Suspension(s)

3.9 To discuss proposed disciplinary action against a licensee pursuant to ORC 121.22 (G)(1) and pursuant to 121.22 (G)(5) that involve matters required to be kept confidential under ORC sections 149.43 (A)(2) and 4755.02 (E)(1)

4. Correspondence (30 Minutes)

5. OOTA Report (5Minutes)

6. Open Forum (5 Minutes)

7. Old Business (10 Minutes)

7.1 Limited License Rules

7.2 Section Retreat Planning

8. New Business (20 Minutes)

8.1 Medicaid School Program Requirements

8.2 BWC Proposed Rules

9. Next Meeting Preparation

9.1 Agenda Items

9.2 Executive Director Assignments

10. Adjournment

Occupational Therapy Section March 9, 2017

Page 1

Ohio Occupational Therapy, Physical Therapy, and Athletic Trainers Board

Occupational Therapy Section

March 9, 2017 9:00 a.m.

Members Present Beth Ann Ball, OTR/L, Chair Mary Beth Lavey, COTA/L, Secretary Jean Halpin, OTR/L Anissa Seifert, OTR/L Legal Counsel Melissa Wilburn, AAG

Staff Jennifer Adams, Investigator Diane Moore, Executive Assistant Lisa Ratinaud, Enforcement Division Supervisor Tony Tanner, Executive Director Guests Jacquelyn Chamberlin, OOTA

Call to Order Beth Ann Ball, Section Chair, called the meeting to order at 9:00 a.m. The Section began the meeting by reading the vision statement. The Occupational Therapy Section is committed to proactively:

Provide Education to the Consumers of Occupational Therapy Services; Enforce Practice Standards for the Protection of the Consumer of Occupational Therapy Services; Regulate the Profession of Occupational Therapy in an Ever-Changing Environment; Regulate Ethical and Multicultural Competency in the Practice of Occupational Therapy; Regulate the Practice of Occupational Therapy in all Current and Emerging Areas of Service Delivery.

Approval of Minutes Action: Jena Halpin all moved that the minutes from the January 12, 2017, meeting be approved as amended. Mary Beth Lavey seconded the motion. The motion carried. Administrative Reports Licensure Liaisons Reassignments CE Liaisons: Mary Beth Lavey and Anissa Siefert Enforcement Liaison: Jean Halpin Licensure Liaison: Jean Halpin Licensure Report Action: Jean Halpin moved that the Occupational Therapy Section ratify, as submitted, the occupational therapist and occupational therapy assistant licenses issued by examination, endorsement, reinstatement, and restoration by the Ohio Occupational Therapy, Physical Therapy, and Athletic Trainers Board from January 12, 2017 through March 9, 2017, taking into account those licenses subject to discipline, surrender, or non-renewal. Anissa Siefert seconded the motion. The motion carried. Occupational Therapist – Examination

Brittney Nicole Ali Nicholas Ryan Bell Emily Kathryn Blessing Kelsey Marie Bobek Stephanie Elizabeth Bombrys Amy R Botos Matthew Ryan Branden Kayleigh Buckner Krista Burchett Kelly Burdick Alice Marie Byrne Kelly Elizabeth Cassidy

DRAFT

Occupational Therapy Section March 9, 2017

Page 2

Alyssa Donceel Chandler Tracy Chappell Maria Kathleen Chiurazzi Colleen Louise Colvin Kelsie Ann Day Kelsey Douglas Jasmin Nicole Durig Erica Blake Ekvall Kristin Marie Elliott Julie Marie Faieta Amanda Diane Fitzgerald Megan Flower Lauren Elizabeth Frantz Elise Frein Hillary Suzanne Fritz Gabrielle Chastain Gabrosek Kirsten L Gaerke Chelsea Ann Geiger Brian Joseph Goedde Caroline Goldman Esther Graber Keri Michelle Greene Anthony Curtis Guinn Clasey Elaine Hahn Stephanie Lynn Hamm Justin David Hammer Marisa Hammond Patrick Haws Katie Helus Tiffany Ann Herzog Dana L. Hinebaugh Kristin Hopkins Megan Hostetler Alyssa Dree Iden Kara Beth Jordan Kari Kahle Veronica Mary Kennedy Jessica Lauren Klonk Molly Anne Laibe Allison Marie Larison Irene Lee Andrew James Leemaster Keri Ann Litmer Andrew Richard Lonneman Mary Lynn Mack Katharine Mailleue Caitlyn Malorni Melanie Rae Margraf Lindsey A Martindale Katherine Antoinette Maxwell Laura Adell McCready Caitlin Sighle Medley Britney Teanne Millfelt Rebecca Neff Samantha Jeane Nieman Allison Michelle Noss Erin Novak Hilary Obringer Amanda Oress Corinne Marie Piepmeyer Janell Lynn Pisegna Gayle Ann Rayman Emily Jane Riepenhoff Lauren Ashley Robinson Lauren Roy Brent R Sager Robin Phyllis Schnell Alison Kathryn Sehringer Gina Marie Seitz Niraj Anil Shah Julia Catherine Shaw Olivia LePontois Sherck Karena Olivia Skibinski Katherine Elizabeth Slavik Madonna Marie Smith Jillian Dyan Smith Gina Marie Solitro Hannah Storar Peter Attila Tapolyai Kylie Shannon Tayerle Olivia Thiemann Gabrielle Lynn Valco Kathryn Elizabeth Walsh Kirsten Nicole Wengerd Julianne Michelle Werner Jennifer Werring Stephanie Renee Williams Brooke Lynn Willis Michelle Kathleen Wirth Rachel Grace Wise Cortney Julianne Wisniewski Karlie Ann Wurm Anne Yanosko Kathryn Rose Zimmerly

Occupational Therapy Assistant – Examination

Kimberly Ann Bieri Abby Elaine Brenoel Hannah Lynn Burgess Cara Nichole Consiglio Connie Ann Diglaw Stephanie Sue Frase Christina Marie Garner Andrew Tyler Gulley Brittney Marree Hager Jonathan Drew Haislop Kelly L Hicks Amanda Michelle Johnson Heather Natasha Jones Mindi Michelle Jones-Quito Jenna Kate-Lynn Kassinger Julie Dawn Lachowyn Holly Leonard Aaron McClue Deborah Ann Moskalsky Brandy Marie Oates Maura O'Brien Jonah Lee Scott Parsons Jennifer Noel Ridgway Dwann Sade Robinson Carly Jade Ann Roush Shena Bulgado Simmons Kelli Lynn Tucker Lauren Nicole Whiting Jessica Elizabeth Wilt

Occupational Therapist – Endorsement

Michael Kwaku Agyemang Kerry Marie Allen Nicolas Christopher Beckas Traci Ann DeGrow Jennifer Lynn Hitzel Kristopher Allen Nelson Hannah Pilarski Lacey Anne Rae Kara Michelle Romano Nicole Sarmiento Brittany Renee Stasik Sridevi Peyyeti Surampudi Alison Atwood White Rondalyn Varney Whitney Molly Kathleen Wiberg Gina Wiley Kathryn Marie Wolfe

Occupational Therapy Assistant – Endorsement

Victoria Lynn Anderson Karissa Jo Greenhill Ashley Nichole Lohr Kelly Megan McConnell Sharilynn McGarey Teresa Anne Murphy

DRAFT

Occupational Therapy Section March 9, 2017

Page 3

Michelle M Newton Occupational Therapist – Reinstatement

Lindsey Lee Dean Barbara Joyce Verrusio Occupational Therapy Assistant – Reinstatement None Limited License Agreements Jean Halpin reported that Jean Aronoff complied with all terms and conditions and was released from her limited license agreement. Jean Halpin informed the Section that the nontraditional work setting was approved for limited license agreement OT restoration file #348216based on the documentation provided. Jean Halpin recommended that the Section grant a limited license agreement to occupational therapist restoration file # 3488669 based on the documentation provided. Action: Mary Beth Lavey moved that the Section grant a limited license agreement to occupational therapist restoration file # 3488669 based on the documentation provided. Beth Ann Ball seconded the motion. Jean Halpin abstained from voting. The motion carried. Jean Halpin recommended that the Section grant a limited license agreement to occupational therapist restoration file # 3347 based on the documentation provided. Action: Mary Beth Lavey moved that the Section grant a limited license agreement to occupational therapist restoration file # 3347 based on the documentation provided. Anissa Siefert seconded the motion. Jean Halpin abstained from voting. The motion carried. Continuing Education Report Action: Mary Beth Lavey moved that the Section approve 90 applications for contact hour approval. Jean Halpin seconded the motion. The motion carried. Assistant Attorney General’s Report Melissa Wilburn, AAG informed the Section that she will prepare the practice pointers overview at the Section Retreat. Enforcement Report Jean Halpin reported that the Enforcement Division opened two cases and closed eleven cases since the January 12, 2017, meeting. There are currently eight cases open. There are zero consent agreements and two adjudication orders being monitored. Jean Halpin notified the Board that the subject of case number OT-FY15-035 is indefinitely suspended and this case is now closed due to non-fulfillment of the requirements to reinstate their license per the consent agreement requirements. Enforcement Actions: Jean Halpin recommended that the Section accept the consent agreement for case OT FY17-013 in lieu of going to hearing. Action: Beth Ann Ball moved that the Section accept the consent agreement for case OT FY17-013 in lieu of going to hearing. Anissa Siefert seconded the motion. Jean Halpin abstained from voting. The motion carried. Jean Halpin recommended that the Section issue a notice of opportunity for a hearing for case number OT FY16-010 for falsification of patient records. Action: Beth Ann Ball moved that the Section issue a notice of opportunity for a hearing for case number OT FY16-010 for falsification of patient records. Mary Beth Lavey seconded the motion. Jean Halpin abstained from voting. The motion carried. Jean Halpin recommended that the Section issue a notice of opportunity for a hearing for case number OT FY17-012 for admission of poor record keeping. Action: Mary Beth Lavey moved that the Section issue a notice of opportunity for a hearing for case number OT FY17-012 for admission of poor record keeping. Beth Ann Ball seconded the motion. Jean Halpin abstained from voting. The motion carried.

DRAFT

Occupational Therapy Section March 9, 2017

Page 4

Jean Halpin recommended that the Section rescind the notice of opportunity for a hearing for case number OT FY17-002 as the licensee provided proof of continuing education. Action: Beth Ann Ball moved that the Section rescind the notice of opportunity for a hearing for case number OT FY17-002 as the licensee provided proof of continuing education. Anissa Siefert seconded the motion. Jean Halpin abstained from voting. The motion carried. Correspondence The Section reviewed the correspondence and provided feedback to the Correspondence Liaison. Old Business The Executive Director will make updates to the Board website. The Board Presentation at Owens community College was rescheduled for March 21, 2017. New Business The Section discussed the School- Based Practice issues. Beth Ann Ball will draft a response. Open Forum The Section will select date for summer retreat. Doodle a meeting request for the June and August date availability. Ohio Occupational Therapy Association (OOTA) Report Jacquelyn Chamberlin informed the Board that OOTA testified at the Finance sub-committee regarding the consolidation bill. Items for Next Meeting Retreat Planning - Doodle a meeting date Next Meeting Date The next regular meeting date of the Occupational Therapy Section is scheduled for Thursday, May 11, 2017. Action: There being no further business and no objections, Beth Ann Ball adjourned the meeting at 2:16 p.m. Respectfully submitted, Diane Moore

Beth Ann Ball, OTR/L, Chair Mary Beth Lavey, COTA/L, Secretary Ohio Occupational Therapy, Physical Therapy, Ohio Occupational Therapy, Physical Therapy, and Athletic Trainers Board, OT Section and Athletic Trainers Board, OT Section Tony Tanner, Executive Director Ohio Occupational Therapy, Physical Therapy, and Athletic Trainers Board MBL:dm

DRAFT

Type Applicant Full Name Licensed By

Occupational Therapist (OT) Shayna Back Endorsement

Occupational Therapist (OT) Jacqueline Barto Endorsement

Occupational Therapist (OT) Caroline Brandel Carroll Endorsement

Occupational Therapist (OT) Hannah Michelle Conn Endorsement

Occupational Therapist (OT) Shannon McDyer Daily Endorsement

Occupational Therapist (OT) Kailey DaLonzo Endorsement

Occupational Therapist (OT) Heather Marie Duyck Endorsement

Occupational Therapist (OT) Alan Terrell Freeman Endorsement

Occupational Therapist (OT) Susanna L. Graham Endorsement

Occupational Therapist (OT) Alyssa Kaylynn Gruhn Endorsement

Occupational Therapist (OT) Krista Lynn Hehemann Endorsement

Occupational Therapist (OT) Therese Ann Henry Endorsement

Occupational Therapist (OT) Teresa Carol King Endorsement

Occupational Therapist (OT) Kayla Kroninger Endorsement

Occupational Therapist (OT) Gar W Lee Endorsement

Occupational Therapist (OT) Ashley Marie Liberatore Endorsement

Occupational Therapist (OT) Katelyn M Martig Endorsement

Occupational Therapist (OT) Christina Needham Endorsement

Occupational Therapist (OT) Andrew Tyler Paulus Endorsement

Occupational Therapist (OT) Jason Adam Suda Endorsement

Occupational Therapist (OT) Shannon Marie Thomas Endorsement

Occupational Therapist (OT) York McFerran Thomas Endorsement

Endorsement Count 22

Occupational Therapist (OT) Susan Emily Arendt Examination

Occupational Therapist (OT) Kayla Elizabeth Beebe Examination

Occupational Therapist (OT) Kristina Dawn Blauser Examination

Occupational Therapist (OT) Alexis Nicole Bober Examination

Occupational Therapist (OT) Steffenie Nicole Camarata Examination

Occupational Therapist (OT) Meaghan Michelle Campbell Examination

Occupational Therapist (OT) Anita Marie Casto Examination

Occupational Therapist (OT) Emily Jacqueline Chaloux Examination

Occupational Therapist (OT) Kara Cicuto Examination

Occupational Therapist (OT) Kelly Joanne Cornachione Examination

Occupational Therapist (OT) Allexandra Marie Cox Examination

Occupational Therapist (OT) Erica M Ellerbrock Examination

Occupational Therapist (OT) Nicole Farrar Examination

Occupational Therapist (OT) Felicia Bianca Foci Examination

Occupational Therapist (OT) Kelly Garman Examination

Occupational Therapist (OT) Susan Elaine Gaskill Examination

Occupational Therapist (OT) Douglas Joseph Gentile Examination

Occupational Therapist (OT) Alexandra Gillen Examination

OT/OTA Licensure Applications May 11, 2017

Occupational Therapist (OT) Corey Allen Glanzer Examination

Occupational Therapist (OT) Claire Elizabeth Graupmann Examination

Occupational Therapist (OT) Taylour Hoyt Examination

Occupational Therapist (OT) Patricia Marie King Examination

Occupational Therapist (OT) Emily Rae Kingrey Examination

Occupational Therapist (OT) Olivia Kolomiyets Examination

Occupational Therapist (OT) Ivah Kurzhals Examination

Occupational Therapist (OT) Nicole Marie Luthman Examination

Occupational Therapist (OT) Amanda E McCoy Examination

Occupational Therapist (OT) Tyler McDaniels Examination

Occupational Therapist (OT) Kelly Marie O'Dell Examination

Occupational Therapist (OT) Megan Grace Placko Examination

Occupational Therapist (OT) Danielle Nicole Rasey Examination

Occupational Therapist (OT) Erica Jean Ream Examination

Occupational Therapist (OT) Elizabeth Anne Reilly Examination

Occupational Therapist (OT) Sarah Elizabeth Rhoad Examination

Occupational Therapist (OT) Julie Elizabeth Rolik Examination

Occupational Therapist (OT) Anthony J. Roscoe Examination

Occupational Therapist (OT) Jennifer Lynn Sabo Examination

Occupational Therapist (OT) Geoffrey A. Shafto Examination

Occupational Therapist (OT) Ashleigh Elizabeth Spires Examination

Occupational Therapist (OT) Emily Jane Stout Examination

Occupational Therapist (OT) Sarah Elizabeth Thomas Examination

Occupational Therapist (OT) Jonathan Conrad Upholz Examination

Occupational Therapist (OT) Alicia Lou Valle Examination

Occupational Therapist (OT) Eryn Clarissa Weber Examination

Occupational Therapist (OT) Chelsea Rae Wischmeyer Examination

Examination Count 45

Occupational Therapist (OT) Elizabeth Ann Buddelmeyer Reinstatement

Occupational Therapist (OT) Brenda L. Fisher Reinstatement

Reinstatement Count 2

Occupational Therapist (OT) Carla Ann Qazi Restoration

Occupational Therapist (OT) Tracy Ann Zinser‐Bourne Restoration

Restoration Count 2

Occupational Therapy Assistant (OTA) Elizabeth Arwen Boldt Endorsement

Occupational Therapy Assistant (OTA) Brittany Nicole Boso Endorsement

Occupational Therapy Assistant (OTA) Sherri Amanda Hurt Endorsement

Occupational Therapy Assistant (OTA) Kyle Huth Endorsement

Occupational Therapy Assistant (OTA) Alyssa Marie Jones Endorsement

Occupational Therapy Assistant (OTA) Kimberly Ann Krause Endorsement

Occupational Therapy Assistant (OTA) Christie Lynn Mielke Endorsement

Occupational Therapy Assistant (OTA) Kathleen Elaine Rill Endorsement

Occupational Therapy Assistant (OTA) Tina Hood Tafur Endorsement

Occupational Therapy Assistant (OTA) Hailee Raeanne Temple Endorsement

Occupational Therapy Assistant (OTA) Ellen Jane Violand Endorsement

Occupational Therapy Assistant (OTA) Karen Waldern Endorsement

Occupational Therapy Assistant (OTA) Brooke Beatrice Wilson Endorsement

Endorsement Count 13

Occupational Therapy Assistant (OTA) Shanice R. Abrams Examination

Occupational Therapy Assistant (OTA) Alicia Marciana Amador Examination

Occupational Therapy Assistant (OTA) Elizabeth Erin Antal Examination

Occupational Therapy Assistant (OTA) Kylah Danielle Arnwine Examination

Occupational Therapy Assistant (OTA) Laurence Zachary Barden Examination

Occupational Therapy Assistant (OTA) Rebecca Marie Barker Examination

Occupational Therapy Assistant (OTA) Kayle Kathleen Becht Examination

Occupational Therapy Assistant (OTA) Katey Jo Bentley Examination

Occupational Therapy Assistant (OTA) Douglas John Bernard Examination

Occupational Therapy Assistant (OTA) Teraina C Cargile Examination

Occupational Therapy Assistant (OTA) Ashley Nicole Chase Examination

Occupational Therapy Assistant (OTA) Chanell Coleman Examination

Occupational Therapy Assistant (OTA) Kelly Christine Collins Examination

Occupational Therapy Assistant (OTA) Amy J Eberly Examination

Occupational Therapy Assistant (OTA) Catherine Enciso‐McCoy Examination

Occupational Therapy Assistant (OTA) Erica Lee Ettinger Examination

Occupational Therapy Assistant (OTA) Lea Friend Examination

Occupational Therapy Assistant (OTA) Raimonda Garjonyte Examination

Occupational Therapy Assistant (OTA) Jamie Lee Garwood Examination

Occupational Therapy Assistant (OTA) Lisa Gingerich Examination

Occupational Therapy Assistant (OTA) Ashley Nicole Grove Examination

Occupational Therapy Assistant (OTA) Jennifer Guyton Examination

Occupational Therapy Assistant (OTA) Britni Gene Hall Examination

Occupational Therapy Assistant (OTA) Katelynn Hamilton Examination

Occupational Therapy Assistant (OTA) Christina Jacqueline Harber Examination

Occupational Therapy Assistant (OTA) Bryan James Holtsclaw Examination

Occupational Therapy Assistant (OTA) Celeste Noel Kapitan Examination

Occupational Therapy Assistant (OTA) Jennifer Dianne Keltner Examination

Occupational Therapy Assistant (OTA) Julie Knallay Examination

Occupational Therapy Assistant (OTA) Morgan Koepfle Examination

Occupational Therapy Assistant (OTA) Lisa Marie Kurcsak Examination

Occupational Therapy Assistant (OTA) Amanda Kay Lasko Examination

Occupational Therapy Assistant (OTA) Emily Ann Lentz Examination

Occupational Therapy Assistant (OTA) Rhonda Luce Examination

Occupational Therapy Assistant (OTA) Lisa Ann Martin Examination

Occupational Therapy Assistant (OTA) Hannah Mathis Examination

Occupational Therapy Assistant (OTA) Audrey Anna Miller Examination

Occupational Therapy Assistant (OTA) Danielle Nicole Morgan Examination

Occupational Therapy Assistant (OTA) Amanda Marie Murphy Examination

Occupational Therapy Assistant (OTA) Chloe Netro Examination

Occupational Therapy Assistant (OTA) Paige Elise Northeim Examination

Occupational Therapy Assistant (OTA) Kenneth E ONeill Examination

Occupational Therapy Assistant (OTA) Alycia Kay Perry Examination

Occupational Therapy Assistant (OTA) Samantha Jo Pucci Examination

Occupational Therapy Assistant (OTA) Chelsea Marie Pyle Examination

Occupational Therapy Assistant (OTA) Kayla Nanette Lee Schlund Examination

Occupational Therapy Assistant (OTA) Rachel Lynne Scribben Examination

Occupational Therapy Assistant (OTA) Frances Anne Sicking Examination

Occupational Therapy Assistant (OTA) Elizabeth Ann Smith Examination

Occupational Therapy Assistant (OTA) Monica Ashley Smith Examination

Occupational Therapy Assistant (OTA) Alexandria Nicole Stark Examination

Occupational Therapy Assistant (OTA) Ronald Glenn Swartz Examination

Occupational Therapy Assistant (OTA) Leo Sean Talikka Examination

Occupational Therapy Assistant (OTA) Archanna Corinna Walcott Examination

Occupational Therapy Assistant (OTA) Morgan Christine Williams Examination

Occupational Therapy Assistant (OTA) Samantha Lee Woodburn Examination

Occupational Therapy Assistant (OTA) Aubrey Leigh Wright Examination

Examination Count 57

Occupational Therapy Assistant (OTA) Diana Lynn Bishop‐Haney Reinstatement

Reinstatement Count 1

Grand Count 142

Course name and Contact

OT CE for Board Review 05/11/2017

Splinting in Acute Care

Beth Norton

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

1

2017 Premier Health Sports Medicine Symposium

Stephanie Anderson

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

2

Tenth Annual Premier Health Stroke Update

Ronald Wilger

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

3

Electrotherapy: Improving Clinical Outcomes

Marilyn Winkel

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

4

The Columbus Orthopedic Symposium: Advances in Total Joint Arthroplasty

Lexie Sines

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

5

Pain Science: Evidence and Practice

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

6

Course name and Contact

OT CE for Board Review 05/11/2017

19th Annual OhioHealth Orthopedic Education Day

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

7

Managing Behavioral Health Issues in Rehabilitation Patients

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

8

Dizziness ad Balance Symposium

Becky Roberts

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

9

Aaron W. Perlman Memorial Symposium, Cerebral Palsy 2017

Lisa Zimmermann

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

10

Post Secondary TransitionL How Occupational Therapy and Physical Therapy Can Help

Pamela Cotrell

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

11

Advanced Therasuit Method Training

Amanda Stohrer

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

12

Course name and Contact

OT CE for Board Review 05/11/2017

Home Health Post-acute Care for Hip and Knee Arthroplasty

Kathryn Grubbe

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

13

The Quality of Life

Dianna Knudsen

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

14

Fall Prevention Training

Sharon Claye

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

15

Advanced Orthotic Fabrication Course

Amber DeWeese

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

16

Occupational Therapy and Cognitive Intervention in the Acute Care Setting

Pamela Dixon

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

17

Fall Prevention Symposium

Eleanor Garrison

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

18

Course name and Contact

OT CE for Board Review 05/11/2017

25th Annual Ohio Institute for OT/PT School-Based Practice

Holly Cartholomew Bartholomew

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

19

Successful Collaboration for Management of Dysphagia

Kim Downing

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

20

The Orthopedic Shoulder: Fundamentals for the Occupational Therapy Practitioner

Christine Griffin

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

21

The University of Toledo Orthopaedic Symposia Series, Symposium 4-Foot and Ankle Conditions

Cassandra Kaiser

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

22

Advanced Clinical Summit(for Neuro feeback)

Amie Crunelle

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

23

CIMT Presentation

Sue Gara

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

24

Course name and Contact

OT CE for Board Review 05/11/2017

Stroke 201: Introduction to Stroke Rehabilitation: Creating Recovery After Stroke

Lindsay Scott

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

25

Physical Work Performance Evaluation

Jacque Brown

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

26

Ethics and Rehab in 2017-Why Should I Care?

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

27

Lab Values and Importance to Therapy

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

28

Stroke Education Series

Courtney Petrone

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

29

Assessment and Treatment of Imbalance to Reduce Fall Risk

Karen Lance

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

30

Course name and Contact

OT CE for Board Review 05/11/2017

An Overview of: Cultural Considerations When Working with Diverse Patients

Michelle Graf

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

31

An Overview of ENT Procedures & Diagnosis Related to Rehab Services

Michelle Graf

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

32

2017 MS Symposium

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

33

An Overview of: Early Mobilization/Intervention in the ICU Setting

Michelle Graf

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

34

Orthosis Options for DRUjt and CMCjt Conditions

Lori DeMott

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

35

Level 1 Instrument Assisted Soft Tissue Mobilization (IASTM)

Nick Colosi

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

36

Course name and Contact

OT CE for Board Review 05/11/2017

Upper Extremity Cadaver Course for DeQuervain’s Release and Flexor Tendon Repair

Amber DeWeese

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

37

Best Practices in Pediatric Therapy

Amy Johnson

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

38

Milestones 15th Annual Autism Spectrum Disorder Conference

Leslie Rotsky

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

39

Milestones 15th Annual Autism Spectrum Disorder Conference

Leslie Rotsky

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

40

Milestones 15th Annual Autism Spectrum Disorder Conference

Leslie Rotsky

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

41

25th Annual Virginia Miller Educational Seminar

Julie Houston

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

42

Course name and Contact

OT CE for Board Review 05/11/2017

Mellen Center Update in Multiple Sclerosis

Brigid Ring

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

43

Effective Daily Treatment Notes to Support CPT Codes

Kim Downing

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

44

Strain Counterstrain-for the Upper Quarter for PTs & OTs

Rachel Walton

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

45

Encouraging Clients to Become Solution Focused

Rebecca Balmert

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

46

Aging Eye Summit: Vision for the Future

Laura Schwartz

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

47

Extensor Tendon Injury, Repair and Rehabilitation

Karen Bitzer

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

48

Course name and Contact

OT CE for Board Review 05/11/2017

The Concussion Health Summit

Bridgett Wallace

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

49

Expanding Patient Engagement in Critical Care: Practice Pattern Changes from the ICU Pilot Project

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

50

Prosthetic Joint Infections: Current Concepts and Implications for Rehabilitation

Lynn Groves

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

51

Pharmacology for Health Sciences

Keeley Shaw

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

52

The Plagiocephaly/Torticollis Connection: Assessment and Treatment Options for the PediatricTherapist

Alexandria Haigh

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

53

Evidence Based Management of the Throwing Athlete

Jason Dundr

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

54

Course name and Contact

OT CE for Board Review 05/11/2017

The University of Toledo Orthopaedic Symposia Series, Symposium 5-Arthritis & Joint Arthroplasty

Cassandra Kaiser

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

55

IASTM: A Brief Overview

Angie Strong

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

56

Issues in Acute Care Journal Club

Andrew Morris

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

57

Essentials of Neurocritical Care: Translating Research to Clinical Practice

Michelle Graf

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

58

Essentials of Neurocritical Care: Translating Research to Clinical Practice

Michelle Graf

Approved - #CE Awarded _________ Denied Request More InfoBoard Action

59

OCCUPATIONAL THERAPY SECTION ENFORCEMENT REVIEW PANEL MEETING

Date: April 26, 2017 Meeting Time: 9:30 am

Board Office Conference Room-16th Floor

“New” cases opened since the March meeting: 7

Cases “closed” at the March meeting: 5

Cases “currently open”: 10

Active consent agreements: 1

Adjudication orders being monitored: 2

Physical Therapy Section New cases opened since the March meeting: TBD

Cases closed at the March meeting: TBD Cases currently open: TBD

Active consent agreements: TBD Adjudication orders being monitored: TBD

Athletic Trainers Section New cases opened since the March meeting: TBD

Cases closed at the March meeting: TBD Cases currently open: TBD

Active consent agreements: TBD Adjudication orders being monitored: TBD

*Statistics as of 4/19/17

McKenzie Abigail

008651

Occupational Therapy

[email protected]

Can you bill for in home services for a child that is older than 3 in the state of Ohio? I have a lot of parents who have asked about help setting up TEACCH structure in their homes and I cannot find information on the legality of that.

 

It is not within the jurisdiction of the Occupational Therapy Section to render billing and reimbursement advice. The Section recommends that you refer to payer policies for any specific billing and reimbursement requirements in your setting. You might also contact the Ohio Occupational Therapy Association, or the Reimbursement Department of the American Occupational Therapy Association. 

The requirements for provision of occupational therapy services are consistent across practice settings. If you are representing yourself as an occupational therapist and/or your services as related to your skills as an occupational therapist (regardless of payer source), each client would require an evaluation and plan of care.  

 

According to rule 4755-7-02 (A) of the Administrative Code, occupational therapists shall assume professional roles and responsibility for the following activities, which shall not be wholly delegated, regardless of the setting in which the services are provided:  

(1) Interpretation of referrals or prescriptions for occupational therapy services;  

(2) Interpretation and analysis for evaluation purposes; 

(3) Development, interpretation, and modification of the treatment/intervention plan and the discharge plan.  

 

Additionally, rules 4755-7-08 (C)(13) and (15)(a) of the Ohio Administrative Code require a licensee to advocate for clients to obtain needed services through available means, and that licensees shall obtain informed consent from clients.  

 

If you decide to bill for your services through a third party payer, the Section recommends that you refer to Medicare, Medicaid, and/or payer policies for any specific billing and

DRAFT

reimbursement requirements in your setting. You might also contact the Ohio Occupational Therapy Association, or the Reimbursement Department of the American Occupational Therapy Association.  

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Misko Alexis

OT008097

Occupational Therapy

[email protected]

As an OT in the state of Ohio, am I permitted to sign a form stating that a person needs modified equipment for their job for musculoskeletal reasons? This person is not my patient and is not someone I have encountered through my job. In this example, the individual is a police officer seeking a lighter weight, more ergonomic duty belt as opposed to the standard issue one in order to prevent future low back problems. Other officers have obtained the lighter weight belts with signatures from their chiropractors. Furthermore, if an OT is not permitted to sign this form, is a PT? Thank you for any information.

 

 

The requirements for provision of occupational therapy services are consistent across practice settings. 

If you are representing yourself as an occupational therapist and/or your services as related to your skills 

as an occupational therapist (regardless of payer source), each client would require an evaluation and 

plan of care.  

According to rule 4755‐7‐02 (A) of the Administrative Code, occupational therapists shall assume 

professional roles and responsibility for the following activities, which shall not be wholly delegated, 

regardless of the setting in which the services are provided:  

(1)        Interpretation of referrals or prescriptions for occupational therapy services;  

(2)        Interpretation and analysis for evaluation purposes; 

(3)        Development, interpretation, and modification of the treatment/intervention plan and the 

discharge plan.  

Additionally, rules 4755‐7‐08 (C)(13) and (15)(a) of the Ohio Administrative Code require a licensee to 

advocate for clients to obtain needed services through available means, and that licensees shall obtain 

informed consent from clients.  

If you decide to bill for your services through a third party payer, the Section recommends that you refer 

to Medicare, Medicaid, and/or payer policies for any specific billing and reimbursement requirements in 

your setting. You might also contact the Ohio Occupational Therapy Association, or the Reimbursement 

Department of the American Occupational Therapy Association.  

 

 

 

 

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Christian Andrea

OT2279

[email protected]

What is the correct way to document continued OT services (school based) when an IEP has expired, and I have not yet received the new IEP. I do not write on the IEP, I make recommendations only, therefore, I am unsure what the new IEP document states until I receive a copy. I work in a charter school, and the district of residence is the one who writes the IEP. I did contact the SST in my area, and was referred to my licensure board for direction. Thank you for your time

 

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Heilman Ashley

008040

Occupational Therapy

[email protected]

Hello, I have a question regarding using kinesiology tape in home health setting. Do I need a physician's order to apply the tape to the left shoulder to decrease subluxation following a CVA? I reviewed the laws and rules but did not see anything regarding phyicians orders. Thank you for the information, Ashley Heilman

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Heilman Ashley

008040

Occupational Therapy

[email protected]

Hello, I have a question regarding using kinesiology tape in home health setting. Do I need a physician's order to apply the tape to the left shoulder to decrease subluxation following a CVA? I reviewed the laws and rules but did not see anything regarding phyicians orders. Thank you for the information, Ashley Heilman

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Boling Daniella

OT009396

Occupational Therapy, Occupational Therapy Assistant

[email protected]

I work in skilled nursing and I and an OTA completed a home assessment for one of our patients, the home was in horrible condition, with no running water, no gas, no electricity. The ceiling was caving in, there were light fixtures hanging from the ceiling due to animals chewing the electrical ceiling. The patient wants to discharge to this home and is likely to go AMA. This home is absolutely not safe and we ended our evaluation as soon as we entered and were able to convince the patient to come back with us to the SNF. We have reported this to our rehab director and our social worker, we would like to ensure that we follow the proper procedures for reporting the home and to whom.

 

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Norton Dinah Beth

OT 02577

Occupational Therapy

[email protected]

With the increase in Occupational Therapy's involvement in the intensive care units and early mobility, it has been suggested that OTs be trained in suctioning for ventilator patients. I am writing on behalf of our OT department to get some advice on if suctioning falls under of scope of practice. Thanks for your assistance, Beth Norton

 in accordance with section 4755.04 (A)(3) of the Ohio Revised Code, it is the position of the Occupational Therapy Section that occupational therapy practitioners may use physical agent modalities in the provision of occupational therapy services provided that the occupational therapy practitioner demonstrates and documents competency in the modality, in accordance with rule 4755‐7‐08 of the Administrative Code, and is practicing within the occupational therapy scope of practice. If the modality will be administered by an occupational therapy assistant both the supervising occupational therapist and occupational therapy assistant must document and demonstrate competency in the techniques or modality.  

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Parrott Emily

OT.008217

Occupational Therapy

[email protected]

Is there an official standpoint on an occupational therapist practicing dry needling? I feel like I have seen previously that it was only allowed for PTs due to the fact that the skin is punctured and now I cannot find one way or another for OT, I can only find information for PT. I would appreciate any clarification. Thank you!

 

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Newhart Heather

006319

Occupational Therapy

[email protected]

The school district myself and my OTR / COTA employees contract with is requiring all of us to obtain an ORP (ordering, referring, prescribing) # for the purposes of continuing to bill the Medicaid Schools program, and also for continuing to be contracted with the district. We all currently have NPI #'s and follow the district requirements for documentation for the purposes of the district currently billing Medicaid for our OT services. My question is: Do the requirements of being an ORP provider through the Medicaid program fall within the scope of practice for OTRs and COTAs? If so, what additional liabilities are we potentially responsible for by being the ORP provider? Should we feel comfortable obtaining this ORP# and continuing to follow the districts requirements for documenting on HPC for purposes of the district billing Medicaid?

In response to your question regarding Medicaid billing in the schools, our practice act is silent on 

billing. It is not within the jurisdiction of the Occupational Therapy Section to render billing and 

reimbursement advice. The Section recommends that you follow the Medicaid payer policies for any 

specific billing and reimbursement requirements.  The Section also recommends that you contact the 

Ohio Occupational Therapy Association’s pediatrics member support group coordinator concerning 

questions regarding this school‐based issue at www.oota.org as they are closely monitoring this matter.  

According to the Ohio Practice Act for Occupational Therapy, 4755‐7‐08 Code of ethical conduct, A 

licensee shall not use or participate in the use of any form of communication that contains false, 

fraudulent, deceptive, or unfair statements or claims. Regardless of practice setting, the occupational 

therapy practitioner shall maintain the ability to make independent judgments. A licensee shall strive 

to effect changes that benefit the client. (10) A licensee shall accurately represent the qualifications, 

views, contributions, and findings of colleagues and students. (11) A licensee shall not misrepresent the 

credential, title, qualifications, education, experience, training, and/or specialty certifications held by 

the licensee. (12) An individual licensed by the occupational therapy section has a responsibility to 

report any organization or entity that holds itself out to deliver occupational therapy services that 

places the licensee in a position of compromise with this code of ethical conduct 

 

 

 

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Boylen James

0000

Occupational Therapy Assistant

[email protected]

Is it within the scope of practice of an OTA or PTA to elect to co treat if that is not part of the care plan?

 

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Wendland Porter PT Jean

2029

Occupational Therapy Assistant

[email protected]

PTAs are permitted to accept and transcribe physicians' orders. There is nothing in the Laws and Rules for Occupational Therapy that say that OTAs can or can't. Please clarify.

 

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Heyob Jennifer

PTA07034

Occupational Therapy, Physical Therapy

[email protected]

I need clarification on procedures for verbal orders taken by both PT and OT, as well as COTA and PTA My setting is a SNF where evaluating therapists feel that verbal orders received from an ortho CNP making his rounds for status changes like weight bearing or dc of sling stand alone and can be passed word of mouth. Or simply written in a soft chart communication log, not given to nursing or even in our computer documentation. My understanding is all verbal orders are quickly followed up with a signed written order and put in the medical record or nursing chart. Thanks for your assistance

 

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Schmidt Jeri

Occupational Therapy Assistant

[email protected]

I am interested in taking an online OT AIDE course program from Penn Foster Career School. Upon completing this program I will receive an undergraduate OT AIDE diploma..Are there any special requirements in OHIO I should know about before completing this program? Thank you!

 

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Donovan Jessica

PT013465

Occupational Therapy Assistant, Physical Therapy Assistant

[email protected]

Can a PTA or a COTA perform a environmental/home safety screen? For example, can they utilize the Home FAST to identify potential fall risk related to their environment?

 

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Carraher Jill

OT005260

Occupational Therapy

[email protected]

I started a PRN job and completed a few evals. I was not yet CARE tool certified so my evals are marked incomplete. But I billed for eval and tx. Now I got my certification and need to finalize and complete the evals. Is the start date last week when I first did the eval? Or the date I finalize it? And will insurance pay for the treatment last week? Were they considered to be on caseload?

 

 

It is not within the jurisdiction of the Occupational Therapy Section to render billing and reimbursement 

advice. The Section recommends that you refer to payer policies for any specific billing and 

reimbursement requirements in your setting. You might also contact the Ohio Occupational Therapy 

Association, or the Reimbursement Department of the American Occupational Therapy Association. 

 

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Eckel Jillian

10974

Physical Therapy

[email protected]

I have recently joined the rehabilitation team with the new Mount Carmel Rehabilitation Hospital in partnership with HealthSouth in Westerville, OH. We are reviewing our policies and want to confirm the timeframe in which notes written by a PTA or a COTA need to be cosigned by the primary PT or OT. I could not locate this specific information in the laws. Are you able to assist me with this information?

 Rule 4755‐7‐04(H) of the Ohio Administrative Code states that “Any documentation written by an occupational therapy assistant, student occupational therapist, or student occupational therapy assistant for inclusion in the client’s official record shall be co‐signed by the supervising occupational therapist” but does not specify time requirements for co‐signing the occupational therapy assistant’s notes. It is the position of the occupational therapy section that the urgency of reviewing and co‐signing notes may vary with the patient population and with the acuity of the patient’s condition. The physical therapist should be able to demonstrate that effective supervision was provided for the particular patient care delegated to the physical therapist assistant.   

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Gallick Joanne

1342

Occupational Therapy

[email protected]

I have started a new job that has 4 full time COTAs and several prn COTAs. Is there a limit as to how many I can supervise? Thanks.

No, it is up to your professional judgement how many OTA/L's you can supervise. 4755-7-04 Supervision. (B) The following factors must be considered by the supervising occupational therapist when determining the appropriate frequency, methods, and content of supervision: (1) Complexity of the client needs; (2) Number and diversity of clients; (3) Skills of the occupational therapist and occupational therapy assistant; (4) Type and number of practice settings; (5) Requirements of the practice setting; and (6) Any other regulatory or administrative requirements. (C) Occupational therapist assistant. Supervision of the occupational therapy assistant, as defined in division (C) of section 4755.04 of the Revised Code, requires initial direction and periodic inspection of the service delivery and relevant in-service training. The supervising occupational therapist need not be on-site, but must be available for consultation with the occupational therapy assistant at all times. (1) The supervising occupational therapist must provide supervision at least one time per week for all occupational therapy assistants who are in their first year of practice. (2) The supervising occupational therapist must provide supervision at least one time per month for all occupational therapy assistants beyond their first year of practice. (3) Supervision requires an interactive process between the supervising occupational therapist and the occupational therapy assistant. The interactive process must include, but is not limited to, review of the following: (a) Client assessment; (b) Client reassessment; (c) Treatment/intervention plan; (d) Intervention; and (e) Discontinuation of treatment/intervention plan. (4) Co-signing client documentation alone does not meet the minimum level of supervision. (5) It is the responsibility of the occupational therapist and occupational therapy assistant to establish evidence that the supervision occurred in accordance with the requirements of this rule. This evidence may include documentation in the client record, or it may exist as a separate document, such as a collaboration log DRAFT

Hi Tony,  I am a licensed occupational therapist in Ohio in private practice.  I am considering adding a blog to my practice that will include education information, primarily on health, wellness, occupation, and ergonomics.    Does the state of Ohio have parameters in our scope of practice regarding blogging?  If so, where can I find these?  Also, are there any stipulations from the State of Ohio for generating revenue for an occupational therapist via an educational blog?  I wanted to make sure this was not a conflict of interest somehow or viewed as unethical.  I have seen other OT blogs where things are sold.  I wanted to check before creating so I do not do something outside of the practice act or ethics.  Thank you, Julie  Julie Zeigler Wood, OTR/L, LMT, CFCE, CEAS, CEIM Occupational Therapist Registered and Licensed, Licensed Massage Therapist,  Certified Functional Capacity Evaluator, Certified Ergonomics Assessment Specialist Certified Educator Infant Massage Mobile: 614‐581‐8780    Fax: 614‐853‐2686    The OT Practice Act is silent on this matter.  The requirements for provision of occupational therapy services are consistent across practice settings. If you are representing yourself as an occupational therapist and/or your services as related to your skills as an occupational therapist (regardless of payer source), each client would require an evaluation and plan of care.    According to rule 4755‐7‐02 (A) of the Administrative Code, occupational therapists shall assume professional roles and responsibility for the following activities, which shall not be wholly delegated, regardless of the setting in which the services are provided:  (1)        Interpretation of referrals or prescriptions for occupational therapy services;  (2)        Interpretation and analysis for evaluation purposes; (3)        Development, interpretation, and modification of the treatment/intervention plan and the discharge plan.    Additionally, rules 4755‐7‐08 (C)(13) and (15)(a) of the Ohio Administrative Code require a licensee to advocate for clients to obtain needed services through available means, and that licensees shall obtain informed consent from clients.    If you decide to bill for your services through a third party payer, the Section recommends that you refer to Medicare, Medicaid, and/or payer policies for any specific billing and reimbursement requirements in your setting. You might also contact the Ohio Occupational Therapy Association, or the Reimbursement Department of the American Occupational Therapy Association. It is also advisable to seek consultation from your legal representation.  

DRAFT

Alex Karen

2144

[email protected]

Has it ever been legal, in the stated of Ohio, for and OTA to do an initial evaluation on a patient and then have the OT see the patient for 15 minutes and sign off on the evaluation. I currently work with someone who says she did this in either the 1980's or 1990's.

 

DRAFT

Birkhimer Virginia

5354

[email protected]

1. What does 'direct access mean'? 2. In Ohio, is it legal to evaluate and treat a patient without a prescription from a Physician? 3. If so, is an individual able to refer him/her self- verbally? 4. Any other info you can provide would be appreciated.

 

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Constable Kay

991

[email protected]

I already submitted this question under scope of practice when perhaps it should have been categorized as "other". I am very concerned that as a district employee I am being told to fill out 1099 and W-9 tax forms in order to be able to "refer" for the school medicaid program. I am not self-employed nor am I a sole proprietor. I also question the ethics of "referring" students/patients to ourselves. Do you have any input on this situation? Thanks

Constable Kay

991

Occupational Therapy

[email protected]

Our district OTs and PTs are being instructed to fill out 1099 and W-9 forms in order to be able to "refer" students to therapy that is funded by the school medicaid program and that is included in the IEP. This is a result of House bill 89. Is this legal and ethical? Are we referring patients to ourselves? Should we have to submit our personal tax information to Medicaid when we are not personally billing Medicaid? The district is billing medicaid and we are not contractors-we are district employees. Thanks!

 

DRAFT

Miller Kim

OT-02668

Occupational Therapy

[email protected]

I was curious if the Board has a stance on the new Medicaid changes from House Bill 89 (that permit school district providers to begin serving as the ordering/referring providers in the Ohio Medicaid School Program for next school year)? The emails I have received from our Medicaid billing agency and my district come off as no big deal to submit the requested tax forms. I am not getting much of an explanation on anything yet. It worries me that it will cause a significant increase in workload, as well as, personal liability. Thank you for your time, Kim Miller OT OT-02668

 

DRAFT

Hill Lauren

OT. 007591

Occupational Therapy

[email protected]

Hello, I wanted to gain a better understanding of OT's scope of practice in visual assessment and visual therapy (neuro-visual in particular). I want to provide an in-service to fellow OT's on proper vision screening during our evaluation (acute and inpatient rehab) and ways to incorporate visual re-training in our practice. For example, demonstrating treatment ideas for homonymous hemianopsia or left visual field cut. Please advise at what point do we need to contact an ophthalmologist or visual specialist if the patient is in the acute stroke stage? Thank you, Lauren Hill, OTR/L, CSRS

 

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March Lisa

8381

Occupational Therapy

[email protected]

Hello, I am looking for clarification regarding if medication reconciliation including medication eduation in the home is within the scope of practice for Occupational Therapists and Occupational Therapy Assistants. Thank you for your assistance.

DRAFT

Good afternoon, I wanted to see if there is any information that states an Occupational Therapist cannot directly supervise a COTA that is a relative?  Any assistance would be greatly appreciated. Thank you, Lori Summers 

Lori Summers Compliance Manager Alternate Solutions Health Network

Office: 937-298-1111,1217 Mobile: 937-572-8746

1251 East Dorothy Lane Kettering, OH 45419 [email protected] www.ashomecare.com

 

DRAFT

Zeiger Marcia

OT-02463

Occupational Therapy, Occupational Therapy Assistant

[email protected]

Are there any regulations or restrictions in Ohio OT practice related to a sibling being the supervising OT to a COTA? I have looked through the practice acts and FAQ's and did not see anything regarding this, but wanted to check for sure. Thank you, Marcia Zeiger, OTR/L

 

The OT Practice Act is silent on this matter.  

DRAFT

Winkel Marilyn

Occupational Therapy, Occupational Therapy Assistant

[email protected]

We have a question pertaining to therapists/assistants completing one-time home assessments. For a therapist/assistant that is licensed in and working in a SNF in KY, IN, MI (and the SNF bills the claims out of those states) --- In order to complete a home assessment (in preparation for discharge to home) for a resident of the SNF whose home is in Ohio, does the therapist/assistant need an Ohio license? Thank you! Marilyn Winkel, MS, OTR Director of Clinical Support Paragon Rehabilitation

 

Yes, a therapist would need an Ohio OT license if they are coming into the State to complete a home 

assessment. 

 

It is the position of the Ohio Occupational Therapy Section that an occupational therapy practitioner is required to hold a valid, current license in the State of Ohio to serve any clients residing in Ohio. Therefore, out of state occupational therapy personnel must hold a valid Ohio license to treat clients in Ohio. 

DRAFT

From: Mary Renick [mailto:[email protected]

 Sent: Tuesday, May 09, 2017 11:46 AM 

To: Adams, Jennifer [email protected] 

Subject: Re: OT Section 

 

Hi Jennifer, 

 

Can an OT evaluate for Sensory Processing issues? Or, does that diagnosis need to be determined by an 

MD?  

 

Thank you! 

 

DRAFT

Williams Michelle

005178

Occupational Therapy Assistant

[email protected]

I have two questions Does a co treatment need to be in a POC to cotreat? Does a assistant need to ask permission from a therapist to co treat?

 

DRAFT

Henry Pam

3526

Occupational Therapy

[email protected]

I had mailed an question ~ 6 weeks ago re: ethical practice. I originally thought I would be able to attend the board meeting tomorrow, however I am not. Could the board e-mail me their response on the decision to expand the law on professional behavior (Please call 513-505-9258 if clarification needed for my letter)? Thanks! Pam Henry, MHS, OTR/L

 

DRAFT

Ferguson Ruby

5527

Occupational Therapy, Physical Therapy, Physical Therapy Assistant

[email protected]

I am currently a DOR at a long term care facility. I am trying to find information regarding how many COTA's an OT can supervise at a time. The OT currently travels between 3 facilities. Also, I need information regarding the amount of PTA's a PT can supervise as he travels 3 facilities as well. Thank you for your time. Ruby Ferguson, DOR/PTA

DRAFT

Heisman S E

000315

Occupational Therapy

[email protected]

If a PRN OT forgets a TX note, but has billed, must she return to write the note, or may fulltime OT indicate she has "received written info from PRN OT and she completed the following Rx......"

 

DRAFT

Poffenbarger Sheri

PT008828

[email protected]

Can an OT cosign notes for dates prior to them physically starting employment

 

DRAFT

Mullen Sharlene

OTA 02240

Occupational Therapy Assistant

[email protected]

I was told by the my supervising occupational therapist that I am not permitted to use the word "splint" referring to resting hand splints or any type of splint in my documentation. I now have to use the word orthotic. Is this accurate. Thank you. Sharlene Mullen COTA/L

 

It is not within the jurisdiction of the Occupational Therapy Section to render billing and reimbursement 

advice. The Section recommends that you refer to payer policies for any specific billing and 

reimbursement requirements in your setting. You might also contact the Ohio Occupational Therapy 

Association, or the Reimbursement Department of the American Occupational Therapy Association. 

In accordance with section 4755.04 (A)(5) of the Ohio Revised Code, it is the position of the Occupational Therapy Section that occupational therapy practitioners Designing, fabricating, applying, recommending, and instructing in the use of selected orthotic or prosthetic devices and other equipment which assists the individual to adapt to the individual’s potential or actual impairment; in the provision of occupational therapy services provided that the occupational therapy practitioner demonstrates and documents competency in the modality, in accordance with rule 4755-7-08 of the Administrative Code, and is practicing within the occupational therapy scope of practice. If the modality will be administered by an occupational therapy assistant both the supervising occupational therapist and occupational therapy assistant must document and demonstrate competency in the techniques or modality. 

DRAFT

Wolke Sophia

007493

Occupational Therapy, Occupational Therapy Assistant

[email protected]

If a site has a specific OT assessment (initial/annual), are COTA's able to meet with clients/patients to complete some of the assessment (background information, education, health, family history/support, ADL's, and self-care)? The OTR then collaborates with COTA and completes the summary, recommendations (including objective and interventions), and any other final items. Would this be in compliance with our laws? Thanks! Sophy Wolke

 

DRAFT

fleckenstein susan

n/a

[email protected]

Good afternoon My colleagues and I are starting a new home health agency and would like to know the process for informing you of our intentions.We intend to offer PT and OT services. Thank you for your time. Susan Fleckenstein RN, MS [email protected] or [email protected]

 

DRAFT

Barrington Tammy

Occupational Therapy, Occupational Therapy Assistant, Athletic Trainer

[email protected]

Can you please clarify the education requirements for OT? The application seems to state that an Associates Degree, Certification, B.S., and higher education are all acceptable forms to take the board exam. I understand that the AT is still a B.S. or Master's degree, and that the CAATE is changing the format by 2022. Thank you for your time and assistance in answering these questions as they will help determine which route to take. Sincerely, Tammy

OT: Master Degree or Doctorate Degree OTA: Associates Degree

DRAFT

From: Brenda George, MS, OTR/L [mailto:[email protected]]  Sent: Thursday, May 04, 2017 12:36 PM To: Ball Beth <[email protected]>; Tanner, Tony <[email protected]> Cc: [email protected]; Finni Becky <[email protected]>; Stephens Angie <[email protected]>; Kessler Rachel <[email protected]>; [email protected]; dhurley@capitol‐consulting.net; djones@capitol‐consulting.net Subject: Fw: MSP enrolment requirements and code of ethical conduct 

TO THE ATTENTION OF THE OT SECTION OF THE  OTPTAT LICENSURE BOARD; 

I am in receipt of the most recent attempts by Ohio Department of Medicaid (ODM) to modify their Independent Medicaid Provider application to “fit “ for the school based OT Practitioner.  Please attached.    

Our concern, specific to the Independent Medicaid Provider Enrollment, is that school based practitioners are being required by ODM/ODE as part of the Medicaid School Program (MSP) to complete an application that places the OT practitioner’s ethics at risk.    

To provide service to students in schools settings, in compliance with IDEA federal regulation and Ohio Operating Standards, an OT has an additional license from the Ohio Department of Education and does not have to have a prescription.  

Please realize that the Independent Medicaid Provider Enrollment application is only needed so that the school district (who is the Medicaid provider) may participate in the MSP program and so that the billing agent may submit billing to ODM.  This Independent Medicaid Provider Enrollment is one of two options the school district has in order to participate in the MSP.  The other option is to obtain an Rx from a doctor, nurse practitioner, physician assistant, etc. who is an outside ORP only provider. 

My question to the Section: Is the content and response requirements of the attached Independent Medicaid Provider Enrollment application compliant with the code of ethical conduct( 4755‐7‐08)? 

Thank you for your prompt reply, as ODM is wanting to post this on their portal immediately. 

Brenda M. George, MS, OTR/L Ohio Occupational Therapy Association Pediatric Coordinator Legislative Committee 

From: LESLEY.SCOTT‐[email protected]  Sent: Thursday, May 04, 2017 10:38 AM To: Brenda George, MS, OTR/L ; [email protected]  Cc: [email protected] ; [email protected] ; [email protected] ; [email protected]  Subject: RE: MSP questions‐‐one more please 

Hey Ladies, we want to get this out today, but wanted to make sure that we captured what is needed based on the feedback that you gave. 

Can you let me know your thoughts, ASAP? 

Thanks! 

Agenda 8.1

  

How to enroll as a provider in the Ohio Medicaid program Guidance for Physical Therapists (PT), Occupational Therapists (OT), Speech Language Pathologists (SLP), and Audiologists working under a 

Medicaid School Program (MSP) May 2016 

 

 

 

House Bill 89 (HB89), authorized PT/OT/SLP and Audiology practitioners to make referrals for certain services 

under the Medicaid School Program (MSP). In order to make a referral for a service, such practitioners are 

required to enroll with the Ohio Department of Medicaid (ODM) and have an active provider agreement. This 

guide includes step‐by‐step instructions for completing the provider enrollment application and offers specific 

guidance for the practitioners impacted by HB89.  

For dates of service July 1, 2017 and after, the National Provider Identifier (NPI) of the practitioner who 

referred a therapy service under MSP will be required on claims submitted to ODM for reimbursement. 

Practitioners impacted by HB89 are encouraged to start the provider enrollment application as soon as 

possible to ensure claim payment is not disrupted. To ensure no delays in processing, provide all required 

information at the time of application. When an incomplete application is submitted to ODM, it will be 

returned to the applicant to provide the missing information. 

To complete the enrollment application, you must provide the following identifying information:  

‐ Your Social Security Number (SSN) 

‐ Your National Provider Identifier (NPI) 

‐ Your Medicare Provider ID (If applicable)  

 

 

 

 

 

Formatted: Font: 12 pt

Ohio Department of Medicaid                                                                      2  

 

 

 

Figure 1: ENROLL AS A PROVIDER  

Access the Provider Enrollment Portal: 

https://portal.ohmits.com/Public/Providers/Enrollment/tabId/44/Default.aspx 

Select “I need to enroll as a provider to bill Ohio Medicaid” 

o PT/OT/ST and Audiology practitioners are not eligible to enroll with Ohio Medicaid as 

“ORP Providers” because they cannot order or prescribe services. The “ORP Provider” 

designation is only for physicians and other prescribers who have the full professional 

scope to order, refer, and prescribe services for Medicaid covered individuals.  

Click on “new application” button and proceed to next screen 

 

Ohio Department of Medicaid                                                                      3  

 

   

Ohio Department of Medicaid                                                                      4  

Figure 2: “REQUEST TYPE” Panel  

Select “Individual Practitioner” from the “enrollment Type” drop down Menu 

Select “Initial Enrollment” from the “Action Request” drop down Menu  

  

 

 

 

Ohio Department of Medicaid                                                                      5  

Figure 3: “REQUEST TYPE” Panel 

Select appropriate provider type from the drop‐down menu: 

o Physical Therapist: 39 – Physical Therapist, Individual 

o Speech Therapist:  40 – Speech and Language Pathologist Individual 

o Occupational Therapist: 41 – Occupational Therapist, Individual 

o Audiologist: 43 – Audiologist Individual 

Select the “Yes” radial button for the question “Are you a provider new to Ohio Medicaid?” 

Click “Next”  

   

 

 

IMPORTANT NOTE: Record your Application Tracking Number (ATN)!  If you do not complete and submit 

the application within 72 hours, the application will be purged from the system and you will need to start a 

new application.  

Ohio Department of Medicaid                                                                      6  

Figure 4: “IDENTIFYING INFORMATION” Panel.  

Enter relevant applicant information.  Questions marked with an asterisk are REQUIRED. 

When answering the “Medicare Participation Exemption” question, you should consider whether you 

will ever render and bill Medicare or Medicaid for services delivered to dually eligible individuals 

(those enrolled in both Medicare and Medicaid) outside of the MSP setting (Ex: working in a different 

setting when school is not in session). If so, you should leave this box unchecked, indicating you are 

not exempt from Medicare participation.  

o Leaving this box unchecked will prompt you to provide your Medicare ID as issued by CMS’ 

Provider Enrollment Chain and Ownership System (PECOS). ODM will use this information to 

verify Medicare enrollment and participation.  What happens if you do not currently have 

such a number.   

o Check this box if you render services under MSP and do not work in any other settings where 

you would render and directly bill Medicare or Medicaid. 

Ownership type: The individual completing this field must decide which option best describes their tax reporting designation.  In most cases “Individual practitioners” should enter “Sole Proprietorship.” 

o Please note: This designation is made by ODM and is used solely for the purposes of the provider enrollment application. ODM does not report this information to any of the following: Internal Revenue Service, the Ohio Department of Taxation, the Ohio Secretary of State, any city tax office in the state of Ohio or any other business licensing entity.  Selecting the “sole proprietor” designation on this application does not, in and of itself, incur a responsibility to this applicant to declare himself or herself to be a sole proprietor in terms of business ownership, nor does it require the applicant to pay additional business expenses or to purchase additional business or health care liability insurance.  Can another label be used that cannot be confused with the way the IRS uses the term “sole proprietor”? 

Click the next button to proceed to next page.  

 

Formatted: Font: Bold, Underline

Formatted: Not Highlight

Commented [BN1]: If you do not submit this or any other required information, it could cause a delay in the enrollment application from being processed. Added language to the cover page. 

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Commented [BN2]: Changing the language within the application itself would require a significant system change. This application is used by made different provider types where this is also relevant information to report.  

Ohio Department of Medicaid                                                                      7  

Figure 4:  

 

  

   

Formatted: Font: 12 pt, Bold

Formatted: Font: 12 pt, Bold

Ohio Department of Medicaid                                                                      8  

Figure 5: “TAX ID – 1099 INFORMATION” Panel 

 

Please enter all required fields.   

Under State and Federal law, all applicants are required to provide their individual social security 

number, complete the 1099 information and submit a completed W‐9 form. All information is kept 

confidential within MITS and is not part of any publicly available provider lists. 

Ohio Medicaid requires the completion of the 1099 Tax ID Information for all applicants. If you never 

bill to Medicaid directly, you will not receive a 1099. Medicaid is required to send a 1099 only if the 

individual practitioner submits claims and is paid more than $600 in a given tax year.  

 

  

Figure 6: “DEA” Panel 

This does not apply to PT/OT/SLP or Audiologists  

Click “next”   

 

 

Figure 7:  “DEA” Panel, continued 

This does not apply to PT/OT/SLP or Audiologists 

Click  “next” 

  

Ohio Department of Medicaid                                                                      9  

Figure 8:  “DEA” Panel error message 

OOPS! I added a line on the DEA page by mistake, how do I remove it?  

 

 

Figure 9:  Now it won’t let me continue without putting in DEA information 

  

Figure 10:  Select the empty line and click “delete button to remove”  

 

 

 

    

Ohio Department of Medicaid                                                                      10  

Figure 11: “Address Information” Panel   

Applicant must enter an e‐mail address and contact name in every field – if any of these elements are missing, the below error message will appear:  

 

  Figure 12: “Address Information” panel, continued  

All lines must have an e‐mail address and contact name –  

Click “next” to continue  

  

 

Ohio Department of Medicaid                                                                      11  

Figure 13: “TYPE AND SPECIALTY” Panel  

Select a specialty from the drop‐down menu and check the “primary specialty” box. 

NOTE: Select a primary specialty that corresponds with your provider type:  ‐ Physical Therapist: 391 – Physical Therapy.   ‐ Occupational Therapist: 410 – Occupational Therapy ‐ Speech Therapist: 400 – Speech and Language Pathology ‐ Audiologist: 430 ‐ Audiology 

 

  

 

 

 

 

 

 

 

 

 

 

 

 

Formatted: Font: 12 pt

Ohio Department of Medicaid                                                                      12  

Figure 14: “LANGUAGE PANEL”  

SELECT LANGUAGE 

 

   

Figure 15: “GROUP AFFILIATIONS” Panel 

 NOTE: Do not complete this panel. Physical Therapists, Occupational Therapists, Speech Language 

Pathologists, and Audiologists who are employed by a school and provide services under the 

Medicaid Schools Program (MSP) are not required to affiliate with the MSP provider. are not 

required to affiliate. Affiliation needs to be explained 

 

 

    

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Formatted: Font: Bold, Underline

Commented [BN3]: These practitioners are not required to affiliate at this time.  

Formatted: Font: Bold, Underline

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Ohio Department of Medicaid                                                                      13  

 Figure 16:  “CRIMINAL OFFENSE AND EXCLUSION” Panels 

   

The next series of six panels ask questions pertaining to criminal offences and exclusion history in regards to Medicare participation.  

    

     

   

Ohio Department of Medicaid                                                                      14  

Figure 17: “CERTIFICATION’ Panel  

Applicant must accept the terms and conditions  

Email address is required if “Email” was selected as preferred contact method  

“Legal Entity Name” should be the individual practitioner’s name 

 

 

 

 

 

 

 

 

 

 

 

 

Ohio Department of Medicaid                                                                      15  

Figure 18: “Terms and Conditions” panel 

Initially only 3 terms are visible  

Applicant must drag the scroll bar down to the bottom and indicate they have read all 16 terms 

 

 

Figure 19: “Terms and Conditions” panel, continued 

Applicant must accept/attest that the application is true and complete 

IMPORTANT – ELECTRONIC SIGNATURE MUST BE THAT OF THE APPLICANT 

 

 

 

 

 

 

 

Ohio Department of Medicaid                                                                      16  

Figure 20:  Provision Check box for retroactive billing.   

Please read instructions for eligibility 

 

 

 

 

 

 

 

 

 

 

 

 

Ohio Department of Medicaid                                                                      17  

 

Figure 21: “Document Submission Type and Notes” Panel.  

Select the method of how you would like to submit required documents 

 

 

Figure 22: “Document Submission Type and Notes” panel 

Document upload may take 1‐2 minutes to complete   

 

 

 

Ohio Department of Medicaid                                                                      18  

 

Figure 23: APPLICATION SUBMITTED SUCCESSFULLY! 

 

 

Figure 24: UPLOAD REQUIRED DOCUMENTATION 

All practitioners who enroll with Ohio Medicaid are required by state and federal law to 

provide a completed W‐9.  The W‐9 must contain the social security number of the individual 

applying, along with the applicant’s signature and date. 

If you need to provide documentation or update any information after your application has 

been submitted, please contact:  [email protected]  

 

 

1

Moore, Diane

From: Delaserda, JenniferSent: Monday, May 08, 2017 11:13 AMTo: Delaserda, Jennifer; Johnson, FreddieSubject: BWC Medical Rules for feedbackAttachments: OAC 4123-6-32 Payment for lumbar fusion surgery.pdf; OAC 4123-6-02.3 certification

criteria.pdf; OAC 4123-6-01.2 pilot program rule revised.pdf

 Dear Stakeholders:  BWC seeks your comments and feedback on three proposed rules. 

 We have completed a review of the attached Ohio Administrative Code (OAC) 4123‐6‐32, lumbar fusion surgery rule; OAC 4123‐6‐02.3, provider application and certification criteria rule; and OAC 4123‐6‐01.2, provisional treatment pilot program rule. Per the review, we propose changes to these rules.   How to submit your feedback 

 

We have created an email box for you to provide your feedback. Please submit your comments to: [email protected]. Please include contact information with your name, phone number, email address and practice and/or specialty, if applicable. 

We will accept comments through May 26, 2017.  

Thank you for providing quality services to Ohio’s injured workers. We look forward to hearing from you.   

  

1

OAC 4123-6-32 Payment for lumbar fusion surgery

Effective November 1, 2017, reimbursement for lumbar fusion surgery for treatment of allowed conditions in a claim resulting from an allowed industrial injury or occupational disease shall be limited to claims in which current best medical practices as implemented by this rule are followed.

This rule governs the bureau's reimbursement of lumbar fusion surgery to treat a work related injury or occupational disease. It is not meant to preclude, or substitute for, the surgeon's responsibility to exercise sound clinical judgment in light of current best medical practices when treating injured workers.

A provider's failure to comply with the requirements of this rule may constitute endangerment to the health and safety of injured workers, and claims involving lumbar fusion surgery not in compliance with this rule may be subject to peer review by the bureau of workers' compensation stakeholders' health care quality assurance advisory committee (HCQAAC) pursuant to rule 4123-6-22 of the Administrative Code or other peer review committee established by the bureau.

(A) Prerequisites to consideration of lumbar fusion surgery.

Authorization for lumbar fusion shall be considered only in cases in which the following criteria are met:

(1) Conservative care.

(a) Except as otherwise provided in paragraph (A)(1)(c) of this rule, the injured worker must have had at least sixty days of conservative care for low back pain, with an emphasis on:

(i) Physical reconditioning;

(ii) Avoidance of opioids, when possible; and

(iii) Avoidance of provider catastrophizing the explanation of lumbar MRI findings.

(b) The injured worker’s comprehensive conservative care plan may include, but is not limited to, one or more of the following:

(i) Rest / ice / compression / elevation (RICE);

(ii) Anti-inflammatories;

(iii) Pain management / physical medicine rehabilitation program;

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(iv) Chiropractic / osteopathic treatment;

(v) Physical / occupational therapy;

(vi) Interventional spine procedures / injections.

(c) The requirement of a trial of at least sixty days of conservative care prior to consideration of lumbar fusion surgery may be waived with prior approval from the MCO in cases of:

(i) progressive functional neurological deficit;

(ii) spinal fracture;

(iii) tumor;

(iv) infection;

(v) emergency / trauma care; and/or

(vi) other catastrophic spinal pathology causally related to the injured worker’s allowed conditions.

(2) The operating surgeon requesting authorization for lumbar fusion surgery must have personally evaluated the injured worker on at least two occasions prior to requesting authorization for lumbar fusion surgery.

(3) The injured worker must have undergone a comprehensive evaluation, coordinated by both the injured worker’s physician of record or treating physician and the operating surgeon, in which all of the following have been documented:

(a) Utilization and correlation of all of the following tools:

(i) Visual analog scale (VAS);

(ii) Pain diagram;

(iii) Oswestry low back disability questionnaire.

(b) A comprehensive orthopedic / neurological examination, including documentation of all of the following categories:

(i) Gait;

(ii) Spine (deformities, range of motion, palpation);

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(iii) Hips and sacroiliac joints;

(iv) Motor;

(v) Sensation;

(vi) Reflexes;

(vii) Upper motor neuron signs.

(c) Diagnostic testing.

(i) Lumbar X-rays (including flexion/extension views), lumbar MRI, or lumbar CT (with or without myelography) must be performed;

(ii) Electromyography (EMG) / nerve conduction study (NCS) may be performed if questions still remain during surgical planning.

(d) Vocational assessment and consideration for vocational rehabilitation.

(e) Review of current and previous medications taken.

(i) If opioid management is in process, review for best practices;

(ii) Consider impact of surgery on opioid load.

(f) Health behavioral assessment (pre-surgical). Biopsychosocial factors that may affect treatment of the injured worker’s allowed lumbar conditions are considered modifiable conditions that may improve surgical outcomes if appropriately addressed, and must be addressed if identified in the assessment.

(g) Accounting and assessment of the following co-morbidities to stratify additional associated risks:

(i) Smoking;

(ii) Body mass index (BMI);

(iii) Diabetes;

(iv) Coronary artery disease;

(v) Peripheral vascular disease.

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The co-morbidities indicated above are considered modifiable conditions that may improve surgical outcomes if appropriately addressed, and must be addressed if identified in the assessment.

(h) The injured worker, the physician of record or treating physician, and the operating surgeon must have reviewed and signed the educational document, “What BWC Wants You to Know About Lumbar Fusion Surgery,” attached as an appendix to this rule.

(B) Authorization for lumbar fusion surgery where the injured worker has no prior history of lumbar surgery.

(1) Authorization for lumbar fusion shall be considered in cases where the injured worker has no prior history of lumbar surgery only when the injured worker remains highly functionally impaired despite a trial of at least sixty days of conservative care as provided in paragraph (A)(1)(a) of this rule (unless waived with prior approval by the MCO pursuant to paragraph (A)(1)(c) of this rule) and one or more of the following are present:

(a) Mechanical low back pain with instability of the lumbar segment and no history of lumbar surgery.

(b) Spondylolisthesis of twenty-five per cent or more with one or more of the following:

(i) Objective signs/symptoms of neurogenic claudication;

(ii) Objective signs/symptoms of unilateral or bilateral radiculopathy, which are corroborated by neurologic examination and by MRI or CT (with or without myelography);

(iii) Instability of the lumbar segment.

(c) Lumbar radiculopathy with stenosis and bilateral spondylolysis.

(d) Lumbar stenosis necessitating decompression in which facetectomy of greater than or equal to fifty per cent or more is required.

(e) Primary neurogenic claudication and/or radiculopathy associated with lumbar spinal stenosis in conjunction with spondylolisthesis or lateral translation of 3mm or greater or bilateral pars defect.

(f) Degenerative disc disease (DDD) associated with significant instability of the lumbar segment.

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(g) Spinal stenosis, disc herniation, or other neural compressive lesion requiring extensive, radical decompression with removal of greater than fifty per cent of total facet volume at the associated level.

The surgeon must document why the surgical lesion would require radical decompression through the pars interarticularis (critical stenosis, recurrent stenosis with extensive scarring, far lateral lesion).

(2) For purposes of this paragraph, instability of the lumbar segment is defined as at least 4mm of anterior/posterior translation at L3-4 and L4-5, or 5mm of translation at L5-S1, or 11 degrees greater end plate angular change at a single level, compared to an adjacent level.

(C) Request for lumbar fusion surgery where the injured worker has a history of prior lumbar surgery.

(1) If a trial of at least sixty days of conservative care as provided in paragraph (A)(1)(a) of this rule has failed to relieve symptoms (or has been waived with prior approval by the MCO pursuant to paragraph (A)(1)(c) of this rule) and the injured worker has had a prior laminectomy, discectomy, or other decompressive procedure at the same level, lumbar fusion should be considered for approval only if the injured worker has one or more of the following:

(a) Mechanical (non-radicular) low back pain with instability at the same or adjacent levels.

(b) Mechanical (non-radicular) low back pain with pseudospondylolisthesis, rotational deformity, or other condition leading to a progressive, measureable deformity.

(c) Objective signs/symptoms compatible with neurogenic claudication or lumbar radiculopathy that is supported by EMG/NCS, lumbar MRI, or CT and detailed by a clinical neurological examination in the presence of instability of 3mm lateral translation with at least two prior decompression surgeries at the same level.

(d) Evidence from post laminectomy structural study of either:

(i) One hundred per cent loss of facet surface area unilaterally; or

(ii) Fifty per cent combined loss of facet surface area bilaterally.

(e) Documented pseudoarthrosis or nonunion, with or without failed hardware, in the absence of other neural compressive lesion.

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(2) For purposes of this paragraph, instability of the lumbar segment is defined as at least 4mm of anterior/posterior translation at L3-4 and L4-5, or 5mm of translation at L5-S1, or 11 degrees greater end plate angular change at a single level, compared to an adjacent level.

(D) Lumber fusion surgical after care.

Both the physician of record or treating physician and the operating surgeon must follow the injured worker until the injured worker has reached maximum medical improvement (MMI).

(1) In the first six months post-operatively, the injured worker must be seen by both the physician of record or treating physician and the operating surgeon at least every two months to monitor the injured worker’s progress, rehabilitation needs, behavioral patterns or changes, and return to work willingness and/or status.

During this period, the physician of record or treating physician and the operating surgeon shall determine the following:

(a) Fusion status;

(b) Pain and functional status;

(c) MMI status of injured worker;

(d) Residual level of functional capacity;

(e) Appropriateness for vocational rehabilitation.

(2) From six months to one year post-operatively, if the injured worker continues to experience significant functional impairment despite the lumbar fusion, the following actions are recommended:

(a) Pain and functional status (repeat VAS / pain diagram / Oswestry)

(b) Repeat baseline orthopedic / neurological examination;

(c) Repeat health behavioral assessment;

(d) Revisit appropriate diagnostic imaging.

(e) Coordinate with MCO to develop a plan of care / return to functional status.

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Effective: 11/01/2017 R.C. 119.032 review dates: 11/17/09 Promulgated Under: 119.03 Statutory Authority: 4121.12, 4121.121, 4121.30, 4121.31, 4123.05 Rule Amplifies: 4121.121, 4121.44, 4121.441, 4123.66

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Appendix to rule OAC 4123-6-32

What BWC Wants You to Know About Lumbar Fusion Surgery

(Applies to all workers considering lumbar fusion, regardless of diagnosis)

Ohio Bureau of Workers’ Compensation wants you to have the highest quality of care. That can only occur if you know how lumbar fusion surgery may affect your health and recovery. BWC is providing the following instructional form to aid in the process. BWC requires your physician to discuss this information before the surgery, so you can make the best informed decision. In preparation, please study this form, and discuss the information with your healthcare team. Afterwards, you, your physician of record, and your operating surgeon should sign the form. THIS IS NOT A SURGICAL CONSENT FORM.

Studies have shown the following post-operative outcomes:

The chance of an injured worker no longer being disabled 2 years after lumbar fusion is 32%.

More than 50% of workers who received lumbar fusion through the Washington workers’ compensation program felt that both pain and functional recovery were no better or were worse after lumbar fusion.

Smoking at the time of fusion greatly increases the risk of failed fusion

Pain relief, even when present, is NOT likely to be 100%

The use of spine stabilization hardware (metal devices) in Washington workers nearly doubled the chances of having another surgery

Lumbar fusion for the diagnoses of disc degeneration, disc herniation, and/or radiculopathy in work comp setting is associated with significant increase in disability, opiate use, prolonged work loss, and poor return to work status.

Ohio Fusion Outcomes: (2 year follow-up – 1450 total patients)

a. Back pain patients treated with fusion were able to return to work (activity) only 26% of the time, workers treated non-surgically were able to return to work (activity) 67% of the time.

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b. Re-operation rate was 27% in fused patients

c. Complications occurred in 36% of fused patients

d. Narcotic use increased 41% in fused patients, and continued for over 2 years in 76% of fused patients

e. 17 of the fused patients died during the course of the study and 11 non-surgical patients

National/International Fusion Statistics

a. Surgical fusion outcomes are NOT better than cognitive therapy and exercise

b. Surgical fusion for previous herniated disk is NOT better than non-operative treatment

c. Surgical satisfaction was reportedly high even in injured workers with ongoing pain and no improvement in function observed

d. Some patients described less pain, improvement of 1 or 2 points on a 10 point pain scale, but any functional benefit of having a fusion was not demonstrated

Opioid use has been associated with significant long term morbidity and mortality in both surgical and non-surgical patients. Back pain patients are at risk for long term opioid use. Fusion patients have greater narcotic/opioid usage than non-operative patients.

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What is expected of you if you proceed to have lumbar fusion surgery:

If the BWC/MCO authorizes your surgery, your surgeon will continue to see you at least every two months for six months after surgery. As your surgeon, I expect you to actively participate in your recovery and rehabilitation plan both prior to and following your surgery. If you continue to have pain after your surgery and I cannot find a medical reason for it, the BWC/MCO may not continue to pay and/or authorize further medical care.

By signing this form, we (the injured worker, physician & surgeon), attest that we have discussed the information presented here, we understand this information, and we wish to proceed with the fusion surgery. We also understand that this information does NOT take place of, and is separate and distinct from, any surgical form that we will complete prior to surgery.

_____________________________ __________________________________

Injured Worker Physician of Record

Date:___/____/_______ Date:____/______/__________

_____________________________

Operating Surgeon

Date:____/______/________

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4123-6-02.3 Provider access to the HPP - provider application and certification criteria.

(A) The bureau shall make available to each provider a provider certification application and agreement or recertification application and agreement, as applicable, which shall require the provider to furnish documentation as provided in rule 4123-6-02.2 of the Administrative Code.

(B) The provider application and agreement or recertification application and agreement shall require the provider to make statements that the provider is without impairments that would interfere with the provider's ability to practice or that would jeopardize a patient's health, and a statement that the application is without misrepresentation, misstatement, or omission of a relevant fact or other acts involving dishonesty, fraud, or deceit. The provider shall provide to the bureau any additional documentation requested, and shall permit the bureau to conduct a review of the provider's practice or facility. The provider shall notify the bureau within thirty days of any change in the provider's status regarding any of the credentialing criteria of paragraph (B) or (C) of rule 4123-6-02.2 of the Administrative Code.

(C) The bureau shall review the application and agreement and all documentation submitted by the provider. The bureau may cross-check data with other governmental agencies or licensing bodies. The bureau may refer provider certification and malpractice issues to the bureau's stakeholders health care quality assurance advisory committee for review as provided under rule 4123-6-22 of the Administrative Code.

(D) By signing the provider application and agreement or recertification application and agreement, the provider agrees to, and the bureau may refuse to certify or recertify or may decertify a provider for failure to:

(1) Provide health services that are applicable to a work-related injury, and not to substantially engage in the practice of experimental modalities of treatment.

(2) Acknowledge and treat injured workers in accordance with bureau recognized treatment guidelines.

(3) Acknowledge and treat injured workers in accordance with the vocational rehabilitation hierarchy.

(4) Provide adequate on-call coverage for patients.

(5) Utilize bureau certified providers when making referrals to other providers.

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(6) Timely schedule and treat injured workers to facilitate a safe and prompt return to work.

(7) Release information from the national practitioner data bank or the federation of state licensing boards. The bureau may submit a report to the appropriate state licensing board or data bank as required in the event the provider is decertified.

(8) Practice in a managed care environment and adhere to MCO and bureau procedures and requirements concerning provider compliance, outcome measurement data, peer review, quality assurance, utilization review, bill submission, and dispute resolution.

(9) Adhere to the bureau's confidentiality and sensitive data requirements, and use information obtained from the bureau by means of electronic account access for the sole purpose of facilitating treatment and no other purpose, including but not limited to engaging in advertising or solicitation directed to injured workers.

(10) Comply with the workers' compensation statutes and rules and the terms of the provider application and agreement or recertification application and agreement.

(E) Upon review and determination by the bureau that the provider has met bureau credentialing requirements, the bureau shall certify or recertify the provider as a bureau certified provider.

(F) The bureau may enter into an addendum to a physician’s provider certification application and agreement or recertification application and agreement, offering appropriate performance incentives to enhance physician proficiency in patient care and navigation of the Ohio workers’ compensation system, to physicians who agree to:

(1) Perform enhanced duties as the treatment team leader in the care of injured workers, as set forth in the addendum, and

(2) Enhanced provider outcome measurement.

Effective: 11/01/2017 Five Year Review (FYR) Dates: 08/26/2015 and 08/25/2020 Promulgated Under: 119.03 Statutory Authority: 4121.12, 4121.121, 4121.30, 4121.31, 4121.44, 4121.441, 4123.05 Rule Amplifies: 4121.12, 4121.121, 4121.44, 4121.441 Prior Effective Dates: 2/16/96, 1/15/99, 3/29/02, 2/14/05, 2/1/10, 11/13/2015

4123-6-01.2 Provisional treatment reimbursement approval - pilot program.

Notwithstanding any provision to the contrary in any other rule of the bureau, the administrator may, for purposes of a pilot program, allow one or more managed care organizations to authorize medical treatment reimbursement requests for the first sixty days from the initial allowance of an identified at-risk claim for any conditions within the same body part or parts as the conditions initially allowed in the claim, and presumed to be causally related to the same industrial injury or occupational disease, without disclaimer, during such time as the conditions for which treatment reimbursement is authorized but which are not yet allowed are being considered for allowance or being adjudicated.

The operation of the pilot program authorized under this rule shall not impair in any manner the right of an employer to appeal a claim, additional allowance, or medical treatment reimbursement determination under section 4123.511 of the Revised Code or rule 4123-6-16 of the Administrative Code.

The administrator may conduct the pilot program authorized under this rule for a period of one year from the effective date of this rule shall be extended through June 30, 2019; provided, however, that the administrator may terminate the pilot program early or, in the alternative, extend the pilot program for up to one additional year at the administrator's discretion.

Effective: 9/1/2017 Five Year Review (FYR) Dates: 07/01/2020 Promulgated Under: 119.03 Statutory Authority: 4121.12, 4121.121, 4123.66 Rule Amplifies: 4121.12, 4121.121, 4121.441 Prior Effective Date: 7/1/2015