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On the topological differences between the Mandelbrot set and the tricorn Sabyasachi Mukherjee Jacobs University Bremen Poland, July 2014

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Page 1: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

On the topological differences between the Mandelbrotset and the tricorn

Sabyasachi Mukherjee

Jacobs University Bremen

Poland, July 2014

Page 2: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Basic definitions

We consider the iteration of quadratic anti-polynomials fc = z2 + c ,c ∈ C. We define the Julia, Fatou and filled-in Julia set of fc as:

The set of all points which remain bounded under all iterations of fcis called the Filled-in Julia set K (fc).

The boundary of the Filled-in Julia set is defined to be the Julia setJ(fc)

The complement of the Julia set is defined to be its Fatou set F (fc).

Page 3: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Basic definitions

We consider the iteration of quadratic anti-polynomials fc = z2 + c ,c ∈ C. We define the Julia, Fatou and filled-in Julia set of fc as:

The set of all points which remain bounded under all iterations of fcis called the Filled-in Julia set K (fc).

The boundary of the Filled-in Julia set is defined to be the Julia setJ(fc)

The complement of the Julia set is defined to be its Fatou set F (fc).

Page 4: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Basic definitions

We consider the iteration of quadratic anti-polynomials fc = z2 + c ,c ∈ C. We define the Julia, Fatou and filled-in Julia set of fc as:

The set of all points which remain bounded under all iterations of fcis called the Filled-in Julia set K (fc).

The boundary of the Filled-in Julia set is defined to be the Julia setJ(fc)

The complement of the Julia set is defined to be its Fatou set F (fc).

Page 5: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Basic definitions

We consider the iteration of quadratic anti-polynomials fc = z2 + c ,c ∈ C. We define the Julia, Fatou and filled-in Julia set of fc as:

The set of all points which remain bounded under all iterations of fcis called the Filled-in Julia set K (fc).

The boundary of the Filled-in Julia set is defined to be the Julia setJ(fc)

The complement of the Julia set is defined to be its Fatou set F (fc).

Page 6: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Basic definitions

We consider the iteration of quadratic anti-polynomials fc = z2 + c ,c ∈ C. We define the Julia, Fatou and filled-in Julia set of fc as:

The set of all points which remain bounded under all iterations of fcis called the Filled-in Julia set K (fc).

The boundary of the Filled-in Julia set is defined to be the Julia setJ(fc)

The complement of the Julia set is defined to be its Fatou set F (fc).

Page 7: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

This leads, as in the holomorphic case, to the notion of the connectednesslocus of quadratic anti-polynomials:

Definition

The tricorn is defined as T = {c ∈ C : K (fc) is connected}

Since the second iterate of fc is holomorphic, the dynamics ofanti-polynomials is similar to that of ordinary polynomials in manyrespects. Here are some subtle differences that occur at odd-periodiccycles:

The first return map of an odd-periodic cycle is an orientationreversing map.

Every indifferent periodic point of odd period is parabolic.

There are, however, striking differences between the topological features ofthe tricorn and those of the Mandelbrot set.

Page 8: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

This leads, as in the holomorphic case, to the notion of the connectednesslocus of quadratic anti-polynomials:

Definition

The tricorn is defined as T = {c ∈ C : K (fc) is connected}

Since the second iterate of fc is holomorphic, the dynamics ofanti-polynomials is similar to that of ordinary polynomials in manyrespects. Here are some subtle differences that occur at odd-periodiccycles:

The first return map of an odd-periodic cycle is an orientationreversing map.

Every indifferent periodic point of odd period is parabolic.

There are, however, striking differences between the topological features ofthe tricorn and those of the Mandelbrot set.

Page 9: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

This leads, as in the holomorphic case, to the notion of the connectednesslocus of quadratic anti-polynomials:

Definition

The tricorn is defined as T = {c ∈ C : K (fc) is connected}

Since the second iterate of fc is holomorphic, the dynamics ofanti-polynomials is similar to that of ordinary polynomials in manyrespects. Here are some subtle differences that occur at odd-periodiccycles:

The first return map of an odd-periodic cycle is an orientationreversing map.

Every indifferent periodic point of odd period is parabolic.

There are, however, striking differences between the topological features ofthe tricorn and those of the Mandelbrot set.

Page 10: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

This leads, as in the holomorphic case, to the notion of the connectednesslocus of quadratic anti-polynomials:

Definition

The tricorn is defined as T = {c ∈ C : K (fc) is connected}

Since the second iterate of fc is holomorphic, the dynamics ofanti-polynomials is similar to that of ordinary polynomials in manyrespects. Here are some subtle differences that occur at odd-periodiccycles:

The first return map of an odd-periodic cycle is an orientationreversing map.

Every indifferent periodic point of odd period is parabolic.

There are, however, striking differences between the topological features ofthe tricorn and those of the Mandelbrot set.

Page 11: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

This leads, as in the holomorphic case, to the notion of the connectednesslocus of quadratic anti-polynomials:

Definition

The tricorn is defined as T = {c ∈ C : K (fc) is connected}

Since the second iterate of fc is holomorphic, the dynamics ofanti-polynomials is similar to that of ordinary polynomials in manyrespects. Here are some subtle differences that occur at odd-periodiccycles:

The first return map of an odd-periodic cycle is an orientationreversing map.

Every indifferent periodic point of odd period is parabolic.

There are, however, striking differences between the topological features ofthe tricorn and those of the Mandelbrot set.

Page 12: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

This leads, as in the holomorphic case, to the notion of the connectednesslocus of quadratic anti-polynomials:

Definition

The tricorn is defined as T = {c ∈ C : K (fc) is connected}

Since the second iterate of fc is holomorphic, the dynamics ofanti-polynomials is similar to that of ordinary polynomials in manyrespects. Here are some subtle differences that occur at odd-periodiccycles:

The first return map of an odd-periodic cycle is an orientationreversing map.

Every indifferent periodic point of odd period is parabolic.

There are, however, striking differences between the topological features ofthe tricorn and those of the Mandelbrot set.

Page 13: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

The tricorn and the Mandelbrot set

Left: The tricorn. Right: The Mandelbrot set.

Page 14: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Parameter rays

Nakane proved that the tricorn is connected, in analogy to Douady andHubbard’s classical proof on the Mandelbrot set.

Theorem (Nakane)

The map Φ : C \ T → C \ D, defined by c 7→ φc(c) (where φc is theBottcher coordinate near ∞) is a real-analytic diffeomorphism.

The previous theorem allows us to define parameter rays of the tricorn aspre-images of radial lines in C \ D under the map Φ.

Page 15: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Parameter rays

Nakane proved that the tricorn is connected, in analogy to Douady andHubbard’s classical proof on the Mandelbrot set.

Theorem (Nakane)

The map Φ : C \ T → C \ D, defined by c 7→ φc(c) (where φc is theBottcher coordinate near ∞) is a real-analytic diffeomorphism.

The previous theorem allows us to define parameter rays of the tricorn aspre-images of radial lines in C \ D under the map Φ.

Page 16: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Parameter rays

Nakane proved that the tricorn is connected, in analogy to Douady andHubbard’s classical proof on the Mandelbrot set.

Theorem (Nakane)

The map Φ : C \ T → C \ D, defined by c 7→ φc(c) (where φc is theBottcher coordinate near ∞) is a real-analytic diffeomorphism.

The previous theorem allows us to define parameter rays of the tricorn aspre-images of radial lines in C \ D under the map Φ.

Page 17: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Anti-holomorphic Fatou Coordinate, Equator and Ecalleheight

Lemma

Suppose z0 is a parabolic periodic point of odd period of fc with only onepetal and U is an immediate basin of attraction. Then there exists a petalV ⊂ U and a univalent map Φ: V → C conjugating the first return mapto z + 1

2 . This map Φ is unique up to horizontal translation.

The anti-holomorphic iterate interchanges both ends of the Ecallecylinder, so it must fix one horizontal line around this cylinder (theequator).

The change of coordinate has been so chosen that the equator is theprojection of the real axis.

Page 18: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Anti-holomorphic Fatou Coordinate, Equator and Ecalleheight

Lemma

Suppose z0 is a parabolic periodic point of odd period of fc with only onepetal and U is an immediate basin of attraction. Then there exists a petalV ⊂ U and a univalent map Φ: V → C conjugating the first return mapto z + 1

2 . This map Φ is unique up to horizontal translation.

The anti-holomorphic iterate interchanges both ends of the Ecallecylinder, so it must fix one horizontal line around this cylinder (theequator).

The change of coordinate has been so chosen that the equator is theprojection of the real axis.

Page 19: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Anti-holomorphic Fatou Coordinate, Equator and Ecalleheight

Lemma

Suppose z0 is a parabolic periodic point of odd period of fc with only onepetal and U is an immediate basin of attraction. Then there exists a petalV ⊂ U and a univalent map Φ: V → C conjugating the first return mapto z + 1

2 . This map Φ is unique up to horizontal translation.

The anti-holomorphic iterate interchanges both ends of the Ecallecylinder, so it must fix one horizontal line around this cylinder (theequator).

The change of coordinate has been so chosen that the equator is theprojection of the real axis.

Page 20: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Anti-holomorphic Fatou Coordinate, Equator and Ecalleheight

Lemma

Suppose z0 is a parabolic periodic point of odd period of fc with only onepetal and U is an immediate basin of attraction. Then there exists a petalV ⊂ U and a univalent map Φ: V → C conjugating the first return mapto z + 1

2 . This map Φ is unique up to horizontal translation.

The anti-holomorphic iterate interchanges both ends of the Ecallecylinder, so it must fix one horizontal line around this cylinder (theequator).

The change of coordinate has been so chosen that the equator is theprojection of the real axis.

Page 21: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Non-Landing Parameter rays

Theorem (Inou, M)

The accumulation set of every parameter ray accumulating on theboundary of a hyperbolic component of odd period (except period one) ofM∗

d contains an arc of positive length.

Page 22: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Non-Landing Parameter rays

Theorem (Inou, M)

The accumulation set of every parameter ray accumulating on theboundary of a hyperbolic component of odd period (except period one) ofM∗

d contains an arc of positive length.

Page 23: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Sketch of proof

Landing of a parameter ray implies that the corresponding dynamicalray would project to a round circle in the repelling Ecalle cylinder.

This symmetry would force the rational lamination of the polynomialto be invariant under a ‘suitable’ affine transformation.

An easy combinatorial argument now proves that this happens onlyon the boundary of the period 1 hyperbolic component.

Page 24: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Sketch of proof

Landing of a parameter ray implies that the corresponding dynamicalray would project to a round circle in the repelling Ecalle cylinder.

This symmetry would force the rational lamination of the polynomialto be invariant under a ‘suitable’ affine transformation.

An easy combinatorial argument now proves that this happens onlyon the boundary of the period 1 hyperbolic component.

Page 25: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Sketch of proof

Landing of a parameter ray implies that the corresponding dynamicalray would project to a round circle in the repelling Ecalle cylinder.

This symmetry would force the rational lamination of the polynomialto be invariant under a ‘suitable’ affine transformation.

An easy combinatorial argument now proves that this happens onlyon the boundary of the period 1 hyperbolic component.

Page 26: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Sketch of proof

Landing of a parameter ray implies that the corresponding dynamicalray would project to a round circle in the repelling Ecalle cylinder.

This symmetry would force the rational lamination of the polynomialto be invariant under a ‘suitable’ affine transformation.

An easy combinatorial argument now proves that this happens onlyon the boundary of the period 1 hyperbolic component.

Page 27: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Centers are not equidistributed w.r.t. the harmonicmeasure

Theorem (M)

For d ≥ 2, every period 1 parabolic arc of M∗d contains an undecorated

sub-arc.

Consider the period 1 parabolic arcs.

The projection of the basin of infinity onto the repelling Ecallecylinder contains a round cylinder.Transfer this round cylinder to the parameter plane (using parabolicperturbation techniques) to obtain an undecorated parabolic arc.

Page 28: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Centers are not equidistributed w.r.t. the harmonicmeasure

Theorem (M)

For d ≥ 2, every period 1 parabolic arc of M∗d contains an undecorated

sub-arc.

Consider the period 1 parabolic arcs.

The projection of the basin of infinity onto the repelling Ecallecylinder contains a round cylinder.Transfer this round cylinder to the parameter plane (using parabolicperturbation techniques) to obtain an undecorated parabolic arc.

Page 29: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Centers are not equidistributed w.r.t. the harmonicmeasure

Theorem (M)

For d ≥ 2, every period 1 parabolic arc of M∗d contains an undecorated

sub-arc.

Consider the period 1 parabolic arcs.

The projection of the basin of infinity onto the repelling Ecallecylinder contains a round cylinder.Transfer this round cylinder to the parameter plane (using parabolicperturbation techniques) to obtain an undecorated parabolic arc.

Page 30: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Centers are not equidistributed w.r.t. the harmonicmeasure

Theorem (M)

For d ≥ 2, every period 1 parabolic arc of M∗d contains an undecorated

sub-arc.

Consider the period 1 parabolic arcs.

The projection of the basin of infinity onto the repelling Ecallecylinder contains a round cylinder.

Transfer this round cylinder to the parameter plane (using parabolicperturbation techniques) to obtain an undecorated parabolic arc.

Page 31: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Centers are not equidistributed w.r.t. the harmonicmeasure

Theorem (M)

For d ≥ 2, every period 1 parabolic arc of M∗d contains an undecorated

sub-arc.

Consider the period 1 parabolic arcs.

The projection of the basin of infinity onto the repelling Ecallecylinder contains a round cylinder.Transfer this round cylinder to the parameter plane (using parabolicperturbation techniques) to obtain an undecorated parabolic arc.

Page 32: On the topological differences between the Mandelbrot set ...bcc.impan.pl/14Perspectives/uploads/Mukherjee.pdfOn the topological di erences between the Mandelbrot set and the tricorn

Thank you!