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TRANSCRIPT
Chapter I 1
i. Emotive Language
The medium of the poet, as we know is words or language
and he shapes it according to his will. Yet language as a
medium exercises certain influences on him and his work. In
The Foundations of Aesthetics the authors point out :
"every medium has as a material its own effects on
our impulses". 1
Modern structuraiist studies2 emphasise the influence
of language on the writer. But as a critic Richards was not
a structuralist.
There are writers who argue that pleasure is the end of
poetic experiences. They stress the role of medium in giving
full play to the impulses, such full play shall give the
maximum pleasure to the poet and the reader. The poet should
fully respect the chnracteristics of the medium and exploit
i t to the fullest. Art is the exploitation of medium.
Objects arouse impulses in the poet which he seeks to
synthesise through a process of 'inclusion'. The medium he
chooses for expression also nccessitates a readjust~~ler~t of
the impulses. A mutual accomodation of the experiences and
the medium is not a simple process. A language adequate for
the expression of the poctic experiences 111ust makc itself
1 i I I t 1 I I I . I i I I I I r ~ r ~ I lit,i~~~y ,)I'
poetry wol~ld be complete unless i t is replenished by a
theory of language. Richards and C. K. Ogden expounded a
theory of language in the book fileaning of hlcaning3. For our
purpose however w h a t Richards has said about thc two
distinctive uses of language, 'the referential' and 'the
~ . I I I C ) ~ i v c ' i I I 1 1 i :, I 1 1 I l,iLl,~<~~~y (_'i..i..!jc i;?!~! I I I I , ~
Science -- and Poetry is more relevant. Also we have to think
about what he has written about the "Resourcefulness of
Words" anti "Poctry as an Instrument of Research" in his book
In tl~c essay "The Resourcefulness of Words" Richards
wr i t es :
W~>!-cl>: coul(l IILIL tlo Ll~e i I wc,~ k ~ I I lc:i:i Lhcy cou I d
I-igl~t ly incan alctny II I O I ' ~ things thnr~ : I I I ~ orlc mitn in
any one view can see them as meaning . . . All
non-tecllr~i cal words h;tvc a ~ ~ ~ b i g u i ty tllllorlg l.he
conditions of thcir service to us. They could not
cover our needs without i t . We are afraid of
this.5.
Ile wants us to study the ambiguity of the words rather
than to look for their dictionary meanings. Richards says
t t ~ r t t Ll~i:: q u a 1 i ty o f a111l)iguiLy l~c [)rcf.crs to (lcscribc its
'The Resourcefulness of Words'.
Pseudo Statements
Tr l 11 is essay, "lJoctry 11s an Inslr un~cr~l or I(csctir cl~",
Richards describes how he was denounced by critics for using
the expression 'pseudo-staten~ent'.~ By pseudo-statement he
did not mean false statement. Pseudo-statements are
different from statements which build up science or any
fabric of factual discourse. He explains :
The point here, however is that there is an
important use of words - very frequent in poetry,
which does not freeze its meanings, but leaves
them fluid, which does not fix an assertional clip
upon them in the way that scientific prose and
factual discourse must . . . 7
Poems are constituted of pseudo-statements. They are
con~posc(i o f w o r - ( 1 s LllnL I~ctvc i.c.sou rcc T I ) I tlcir:. Or! I I!(: I J ~ I F I i 3 of'
this he attempts a definition of a poem.
In poetry the words are so uscd
"that their meanings are free so as to dispose of
themselves to make up together whatever they
can. . . 8
Richards averred that there are two distinctive uses of
language, the referential and the emotive. I t is pointed out
thnt the poetics of Kich;~rds is founded or1 the oppositiorl
between the emotive and referntial functions of language.
Scientific language produces statements, poetry produces
pseudo-statements. The delicate organisation of the mind can
I)c t~chicvctl or~ly by frceir~g our sour-cc ol' krlowlctlgc 11.o1r1 Lhc
narrow limitations of factual statements. I t is emotive
language that accomplishes this freedom.
Five I:ur~ct ions of Language
Richard dist i~~guist~ed five fur~ct ions that language
could have in a given c o n t e ~ t . ~ They are :
1. Symbolising a reference.
2. Expressing an attitude towards a listener or reader.
3. Expressing an attitude towards the object spoken of
or written about.
4. Promoting certain intended effects through such
statements and
5. Managing or supporting the whole sLatemcnt
effectively.
In Emotive Language Still, Richards speaks of six
functions of language and in 'Semantics' of seven
functions. ' 0
Richards said that besides the functions mentioned
above there are also broad uses or principles of structuring
or organisation to which all the functions in varying
tlegrecs may be put, the 'refcrcntinl' and 'the emotive'.
Their uses correspond to the division,science and artll
Referential Language is a certain type of expository
prose, the ideal medium for scientific communication. I t is
emotive language that engages the attention of literary
theorists.
Emotive Language --
Richards describes emotive language with clarity and
precision. 'Emotive language' is more massive, more dense
with association (and inter animation) than 'referential
language'. Emotive language has a body lo i l , i t employs all
the devices of language, sound, rhythm, image, stanzaic
pattern, typography and so forth. Moreover emotive language
ties the writer to history.
"What are awakened arc feelings, attitudes,
ii~~pulses to action which werc irl lhc nlove in thcsc
ptrsl silutrlior~s wilh wl~ich ll~c c~nolivc wortlu arc
cnjoincd". 12
The emotive language has three main functions.
1. I t expresses an attitude or feeling to the listener.
2. I t expresses an attitude to the object which is the
referent.
3 I t produces the desired effect in the listener.
The ernot ive use is exprcsscd through lhc clllol i vc
tnear~ir~g of words. Itichards bc l ievcs lhtll in poetry lur~guagc
is used to provoke emotions and attitudes. The emotive
language gives commurlications a more profound character than
what the rcferntial langungc can give.
Richards admi 1s that emot ive 1 urlgunge does not deny
poetry its sense of words and statements.
"So far ns words are used emotively no questions
as to their truth in the strict sense can arise.
Ir~direclly no doubt truth in this strict scrl:ac is
involved". l 3
Poetry which conveys experience gives us meaning as
well. Poetry does not totally abolish or do away with
referential meaning, but it is never limited by its
referntial sense. Also though both the emotive element and
the referential element are distinct in principle, they may
occur together in poetry. In poetry, the emotive use of
words co-exists with the symbolic use oC words though thc
emphasis is on the former. The point is thf~t :
Many, if not most of the statements in poetry are
there as means to be manipulations and expressions
of feelings and attitudes, pseudo-statements made
with emotive language are also true, but their
truth consists in their service in producing
certain desired attitudes. 14
Thc truth of ll~esc pseudo-staLernenLs is cnlircly
determined by their effect in releasing or organising our
impulses. Erroneous statements shall not be mistaken for
pseudo-statements. Pseudo-statements are not at all false.
Utterences which are false from a scientific point of view
may be poetically true.
In Principles of Literary Criticism, Richards deals
with language as a medium. A statement may be used for the
sake of the effects in emotion and attitude produced by the
references i t occasions. This is the emotive use of
language. We may use language either for the sake of the
references or we may use i t for the sake of the attitude and
emotions which ensue.
Marly nrr:~r~gcmcr~Ls of words evoke tilt i tudcs wi thou1 any
relation to references. Thcy operate like 'n~usical
phrases 'l5. But in the initial state of our encounter with
words, tl~c c111o1 ivc level L I I I ~ O I C I Y i I . I L i : i I I O L I (:S~:I.IIC~!:I
t11:tL are ili~porti~nt, 1,ul the nltit11tlcs~~. Sin(:<: i t i:i
all itudcs Lhal reul ly ~nclttcr, i t is ol' no corrsequcr~ccs
whether the references such as there, are true or false.
Their sole function is to bring about and support the
attitudes. A logical connection bctwccn idcns and a logical
evolution of thought are characteristics of referntial
language. Hut in emotive language a logical structure, if
present may be an obstacle, i t is altogether unwanted. The
series of utti tudcs rlue to the sefernce~ shoul(l hnvc their
own proper organization. Our emotional interconnections and
this havc rio rlcpc~ldcnce 'or logical rclal iorl:;' . l 7
The Intellectual and Emotional Streams - -~ ~p
In Science and Poetry, Richards writes that the
experience of reading poerty has two branches, the major and
the minor. The two branches are interconnected. The minor
branch is the intel lectual stream, thc major brar~ch is the
emotional stream. Richards writes :
The intellectual stream is comptkratively casy to
follow, i t follows itself so to speak, but i t is
the less important of the two. In poetry i t
matters only as a means, i t directs and excites
the active stream . . . the realm of pure thought
is not an autonomous state. Our thoughts are the
servants of our interest and even when they seem
to rebel, i t is some among our interests which are
in insurrection. 18
lticliz~rtls corit i rlucs :
In the poetic approach, the relevant consequence
are not logical or to be arrived at by a partial
relaxation of logical. Except occasionally and by
accident logic does not enter at all. The relevant
consequences are those which arise through our
emotional organisations. The acceptance which a
pseudo-statement recieves is entirely governed by
its cifcct upon our ice1 ings u~ld 111 li tudca. ''
Richards says that a pseudo-statement is true if i t
su i 1s i1r111 :;c~vc:i soll~c i l l 1 i ludc 01. l ir~ks Loycit~cr. c l t t itt~tlc::
whicl~ on ltlc ot hc!r i;rour~cls nr.c tics i r t ~ l > l c . 'Tt~c t r.11l11 i r l r l
pseudo-statement is opposed to scientific truth.
Christopher Norris in The Deconstructive Turn says :
"Poetry is seen as an emotive use of language, as
opposed to the cogni t ivt: or referential uses
available to sciences. And i t is precisely here
according to Richards that its unique and
irrepnrable value lies".20
With emotive language a poet creates a verbal structure
adequate to express the balanced poise of impulses that
con3t itucs his ncsthet ic expcri cnces.
I n I ? I : ~ ~ ! C ~ ~ . I I ~ C ~ or ! , , i . . t ~ ~ . c ~ ~ . ~ y Cci.L.i~civ111 Rjcht1r11>1 w r i t(::q :
Words when used symbolically or scientifically not
figuratively and emotively are only capable of
directing thought to a camparatively few features
of the more common situation. But feeling is
sometimes a more subtle way of referring, more
dangerous also, because more difficult to
corroborate and to control and liable to
confusion. 2 1
Raaian Selden writes :
J<ichnrds' psychological theory with its strange
r~uerological diagrani and pseudo-scient i Iic
underpinning, soon seemed outmoded. llowever his
account of poetry's power to harmonise impulses by
the use of non-referential (emotive) language was
taker1 up arid developed in Ncw Criticism. The rlew
critics also preserved his rather crude poetry-
prose distinction in more subtle forms. 2 2
According to Richards, emotive language arouses
emotional attitudes which in their turn stimul~ite broad
areas of mental experiences. These are organised by these
attitudes and a temporary equilibrium is achieved. A stable
and balanced poise experienced by the poet is communicated
to the reader through the poem. A poet is basically a
communicator, his major concern is to master the url or
communicating with the reader the eqilibrium of impulses he
has experienced.
i i Communication
In Principles of Literary Critcism Richards says :
"An experience has to be formed before i t is
communicated, but i t takes the fornl i t does
largcly bccausc i t may hnve to bc
conimuriicatctl". 2 3 .
The poet's major pre-occupation is to make the work
embody, accord with and represent the precise experience
upon which its value depends.
"The degree to which i t accords with the relevant
experience of the artist is a measure of the
degree to which i t will arouse similar experiences
in
Man is a communicating animal. lle has been
communicating for thousands of years. The structure of tho
human mind has been largely determined by this fact.
w,, 1 . .i~gc . pnr t of the distir~ctivc renturc of thc
mind are due to its being an instrument ior
COIIIIIIUII i C U L i OII" . 25
'l'l~e (lesil c to cornrnurlicrllc ur~tl 10 [ ) I O ~ U C ~ 11 work w11icI1
has corn~nunicut ive efficiency is inborn in II I ~ I I . Every
communicator must verify for himself whether his production
satisfies him.
In any case i t is certain that no more careful
study of communicative possibilities, together
with any desire to communicate however intense is
ever sufficient without close natural
correpondence between the poet's impulses and
possible impulses in his reader. 2 6
Communication succeeds only when there is such close
correspondence bctween the poet's experiences and the
rcitdrr's experiences. Communicatioii in cmot ive languagc can
rlnt bc successful l y accornpl i shed by any dcl iberatc or
conscious at tempts. The process of communicat ion or poe t ic
experiences is both indirect and unconscious. As we have
seen already the process of poetic creation is a mystery
which can not he explained.
Di ffercrit 'I't~eories --- -
There ore different theories of communication. There is
a view that in communication there is an actual
trrir~sfcrcr~cc o f the poet's cxl~criericc:: i rlto thc rni r ~ r l o f Lhc
reader.Z7 But the process is explained in a different way
too. The explanation is that since the human minds are wider
than we believe them to be, parts of one mind pass over to
bccomc piirts or another c ~ r ~ t l 1111nds i~itcr[~c!r~eL~~~~Le 11r1t1
inte~rningle.2~ The thought that there are different minds is
illusory, hut Richards does not agree with this view.
Richards says :
"All that occurs is that under certain conditions
separate minds have closely similar expericces". 29
We start then from natural isolation and severence of mind.
Communication takes place when one mind so acts upon
i Ls crivironl11cr11 th;lL rlr~oLtlcr mind is inllucr~ced by i 1 . 1 r 1
that mind an experience should occur which is like the
experience in the first mind. Communication as such is a
complicated affair. Communications involving attitudes are
tlccpc~. t htlrr L lro:<c i r ~ which ~rcl'c~c~~cc:; t~lorrc ; I I C cc,rrc:cr.r~ed.
I t is att itutlcs tl~at art nr~cl poetry chief ly cornrr~ur~icatc.
Paul DeMan, a modern critic has to say the following
about the communication theory of I . A . Richards :
For Richards, the task of criticism consists in
correctly apprehending the signifying value or
meaning of the work, an exact corresponder~ce
between the author's originary cxperienccs and its
corn~nur~icnted cxl)rcssion. f o ~ . Lhc i~uthc~r., t h(:
labour of formal elaboration consists in
constructing a linguistic structure that will
correspond as closely ns possible to the initial
experience. Once i t is grr~ntecl that suctl ri
corresporldence is establ ishctl by the author i t
will exist for the reuder and what is called
3 0 communication can occur. .
In general communication is easy between people whose
circumstances have corrcsponded. Peoplc must htivc nn
cxceptiorral furid of commori expericrlce, if they arc to
conlrnunicate with one another effectively. Even people
endowed with communicative gifts have succeeded in difficult
instances to the extent to which past sinrilarity in
cx11c1 icrlcc cc,irld l)c rl~i~dc u:;c < , I . Wi Lhc~uL :;uch :; ibri l i l r i 1 ic:-i
communication is impossible.
In difficult cases the communicator has to impart to
the I istcncr most of thr causes of the 1 ister~cr ':.
experiences. The listener has often to struggle against the
intrusion of elcments from his own past experiences which
are irrelevant.
The Vehicle of Communication
The vchicle of communication must inevitably be
complex. The effect of a word varies with other words among
which i t is placed. What is highly ambigious by itself
becomes def inte in CI suitable context, so i t is throughout.
Thc effect of tiny clcmcr~t de~>cntls upon thc other elcmcr~t:;
present with i t . Certain experiences are incommunicable and
indescribable. They are so subtle that they elude any
attc~npl ;rt i~pllrchcndir~g thcrr~. I3ul i r ~ the arts w u lint1 Lhc
record o S cvcrl lnost subtle experience:; in Lhc or~ly forn~ irl
which these things can be rccordcd.
Arts and poetry are thus the records of experience
which have seemed worthy to the most sensitive and
discriminating person.
Richards says :
"The arts are our store-houses of recorded
v n 1 u c s " 3 1 .
Richards points out that they spring from and penetrate
the Finest hours in tlic 1ivc:s of(?xecj~tiorit~l [~crr[)lc. Sllch
hours arc 1.cn1a.rk;lblc for their control and command or
experiences at its highest.
During such hours the v a ~ y i n g possibilities of
existence are most clearly seen, the different activities
are most exquisitely rcconci led. They are hours.
"When habitual narrowness of interest or confused
I~cwi ldc~r~css arc r cplacctl hy nrl ir111 icately
wrought composure". 3 2
Critics like Chetan Karnar~i have said that according to
Richurds i t is not fruitful lo Firltl out thc drive that
prompts a poet to create a poem. Chetan Karnani writes :
'I'hc co~n~nurii cut ivc ns[rccl. is what rrlal. Lcr:: thc 1110st
in the arts. Those who indulge in finding out the
motives, the drives and the unconscious o f the
artist are only amusing themselves because that
sort of detective work is a good exercise in
biography, but has no relevance to a work of art
itself . 3 3
The communicator has his own distinct faculties. The
conllnunicator is pre-eminently accessible to external
influences and discriminating with regard to them. Ile enjoys
the freedom to hold his impressions in suspension. With
remarkable case, these impressions form new relations
between themselves. Unlike the ordinary man the poct has
grc;~Lcr 1 1 1 (lcl icacy i ~ l ~ d r~ C C ~ O ~ I I in L ~ I C c011ri~c1 i t 1 1 1 hc
makes between the difficult elements. Also he has grcater
power in communicating his experience.
i i i The Poet and the Reader.
In What is Art, Tolstoy introduces his theory of
infectiousness of art. I . A . Richards does not subscribe to
Tolstoy's theory of art. Yet he was influenced by i t .
Tolstoy writes :
There is one indubitable sign of distinguishing
r.c;rl i1r.t fro111 its counter-rcit, nclrr~ely, the
irifecLiousr~css of art. I f il loar1 wi thou1 cxcr-cising
cf Tort i ~ r l c l wi tltoul 111 Lcr ~ I I K I l i :; xl.flr~ll-l~oi~~t i l l
reading hearing or seeing another man's work,
expercinces a mental condition which unites him
with that man and with othcrs who arc also
affected by that work, then the object evoking
that condition is a work of art.34
Tolstoy defines a work of art on the basis of its
infectious quality. IIe says :
If a man is infected by the author's condition of
:;ou I , i f l~c rcel s this erl~ol ior~ ar~d this union with
others, then the object which has affected this is
~ I I . I f t l r c r c l)c 11oL (11is trni t )n w i t h t l r r : r r ~ t I i o r
tinri w i t h o t h c r s whc, a r e moved b y t l i e samc w r ~ r k
I l ~ e ~ r i I i : I i l l ( . ( ' I ' I I ~ J , 1 7 8 )
The q u a l i t y t h a t ' I ' o l s toy v a l u e s m o s t irr a n a r i t s t i s
s i n c e r i t y . Ilc s a y s :
"Dut m o s t o f a l l i s t h e d e g r e e of i n f e c t i o u s n e s s
o f a r t i n c r e a s e d by t h c d e g r e e o f s i n c e r i t y i n t h e
a r t i s t M . 3 5
We s e c t h a t R i c h ; ~ r t l s a l s o v;iluc:; s i r ~ c c r i t y irl t h c
n r i t i s l t o t h e u t m o s t . A s Rene W e l l c k s a y s :
I:i c l r i~rd: ; ' t l r e o ~ . y i :; t l ~ l r s ;I r c : ; L i ~ l c ~ ~ r c r ~ t ol' t l rc
; ~ f f c c t i v c t h c o r y o f a r t w h i c h c a n 1)c t r a c c t l b a c k
t o A r i s t o t l c ' s c a t h a r s i s a n d h a s i t s a n c e s t r y i n
t h e t r n d i t i o n o f t l i e p y c h n l o j ; i c i ~ l a c s t h ~ : t i c : ; i r r
Germany a n d t h e U n i t e d S t a t e s . . . 3 6
I n i t i a l l y R i c h a r d s w a s o f t h e v i e w t h a t t h e r e w a s n o
a c s t h c t i c Inode o r a e s t h e t i c s t a t e a s d i f f e r e n t i a t e t l f rorn
o t h e r modes a n d s t a t e s .
"The w o r l d o f p o e t r y i s i n no s e n s e ;irry ~ l i f r e r e n t
r e a l i t y f r o m t h e r e s t o f t h e w o r l d . I t h a s n o
s ~ ~ c c i a l l a w s , n o o t h e r p e c u l i a r i t i e s . I t i s made
u p o f e x p c r i c n c e s o f e x a c t l y samc k i n d a s t h o s e
t h a t come t o u s i n o t h e r w a y s . " 3 7
Yet he points out:
" TI i ? IIIOI I~ 11 i p t ~ 1 y I I T I ~ ~ I I I O I t , ( le i 1 :I I r, I \I 0 1 J C I I I I i ,.c.il
tllncl ordinary experier~cc of the street or the hill
side. I t is fragile. Further i t is
communicable"38
Richards h a d t o admit that there was difference
between ordinary experience and poetic experiences. The
chief difference is that. greater number of impulses are
intcgrated by artistic experiences. Finally he says that
art effects a resolution, an inter-animation and a
l~alnncing o r i111l)ulscs.~9.
Tl~e ordinary experience does not eSfcct such a
resolution. Impulses consist of stimuli which induce in us
attitudes, imaginal and incipent activities or tendencies of
action. In poetry the poet embodies his experience of
bzilancing of impulses, harmony and equlibrium. Therefore,
i t has its special efect upon the reader. Before we examine
how a pocm produces an equilibrium in the mind of Lhc
reader, we may consider the general effects of the poetry
upon the readcr.
Poetry Orders Our Minds
According to Richards poetry orders our minds, makes
us happier and healthier. Poetry brings about an enlargemnt
of mind the widening of the sphere of the human
s e n ~ i b i l i t y . ~ ~ Poetry gives us a shock of discovering how
everything is n l ivc with rlcw nsl~ccts. Pot:try i:: clo::cr t o
real i ty, ;IS such i t breaks u p unreal itlcas and rcsponscs.
'It stretches our mind'. 4 l
Richards asserts that peotry makes a fuller complete
life more easy. He deplores :
"Not a tenth of the power of poetry is rclesaed
for the general benefit"42
Kichartls seems to echo Matthew Arnold wher~ he says that
poetry is c ~ p n b l e of saving us. No doubt, i t is n
perfect ly possible mcarls of overcoming chaos. I t is
because:
In Richards, as in Shelley and in the Neo-Platonic
tradition poetry has becorne indent if icd with myth
and religion or in Richards with myth deprived of
its ancient claims to truth and rcligion
stripped of its revelation doctrines$, biblical
history and any claim of knowledge. 4 3
I I I c ir~:i~:r~si L i v e L O ~ O C L I . ~ III I V C : ~ G I I C I . I L I Iy u
low imaginative life. Richards denies a work of art its
objective structure, A poem is 'a mental condition', the
whole 'state of mind'. There is nothing 'out there'. Beauty
is not inherent in physical objects, i t is a character of
some of our responses to objects. 4 4
Strata of a Poem
li icll;~~.tl:: allalyscs Ltlc c l i ficr.crlL :;l 1 r i 1 L i ~ of i~ [)OCIII
meticulously. Or1 Lt~e surface are the printed words. There
are the sounds imagined or voiced. One could feel in a poem
the presence of relatively free images. Poetry can not
dispense with references totally. But i t chiefly deals with
emotions. In a poem sound and meaning merge, meter and sense
n r c ullifictl. 1'11~ gl.ci~Lcsl L I I y is LIIIIL i t evukea
volitional attitudes. That is why it is said that a poem is
a mental state.46. In Practical Criticism Richards says
(footnote on 204) :
lllc wl~ole >:LnLc or r n i r l t l , Lhe 111er11nl corrtl i L ion,
which in another sense is the poem. Roughly the
collection of impulses which shaped the poem
originally to which i t gave expression, and to
which in an ideallysusceptible reader i t would
again give rise.
A poem is a unique experience which exists in our mind.
Richards defines n poem as a
ri class of e ~ ~ ~ e r i e r ~ c e s w h i c h rlo not differ in nrly
character more than a certain amount, varying for
each character from a standard experience. We may
take as the standard experience the relevant
experiences of the poem when contemplating the
completed c o m p o ~ i t i o n . ~ ~
A poem does not hove a specific or proper meaning. I t
is words that chuncc lo say somclhir~g. 111 "Gobdbyc arid othcr
Poclns" Richnrds wri tes :
A poem is on a page
Or in a reader's eye,
For in a poet's mind
Its freedom may engage.
For I , a pocnl, I
Myself alone can find
Myscl f ulor~e coultl bind. 4 7
It i chr~rtls corlc l utlcs Lhi~ L ci~ch r)c rsorl ur~tlcrs Lt~r~tlh 11 I)ocnl
according to his 'levels of response and width of appeal'
and that each person recrcates the experience which a poem
comprises, according to his own symbol and psyct~ological
contexts.
The theme of subjectivity is developed in regard to all
aspects of the poem. Words in poetry are free to mean as
they plerisc. Therefore Rict~ards pointed out that poclic
1 nngungc is bound to bc UIIIII iguous , For co~l~tt~ur~ i ct~ L i or1 L hc
use of metaphoric language is needed.
" A metaphor is a shift, a carrying over of a word from
its normal use to a real use"48 There are sense metaphors,
sense arising out of a similarity or analogy, betwecn the
original object and the new one. In an emotive metaphor the
shift rises out of a similarily between the feelings that
the ricw situt~tior~ nrltl <tic nortnnl sit'ltclt ion arouse.
Richards says:
" Metaphor is a semi-surreptious method by which a
greater variety of elements can be brought into
the fabric of experience". 49
With the aid of the metaphor, the poet can crowd in to
the poenl rrluch rnore than what he would be able to (lo othcr
wise. The metaphoric language brings about an inter-
re1111 ion of scrlsc, tr~nc, reel ir1g.s arlrl irltcrll ior~ wllich ilc
elaborates in 'Practical Criticism'. Every pocm is a fine
blend or sc~lue, f e e I , Lorle iirltl irllcrltiorl. I t i:;
constituted of a metaphoric language integral of emotive
language in to which the irtetrc has irtcrgctl. Mctrc cckt~
expedite the self-organisation of the mind. Initially the
poet's sensibility is stimulated by some experience which
disturbs him. The mind thus disturbed seeks a state of
balance or equilibrium. The poet organises the impulses
that are stimulated and helps them attain a balanced poise.
I L is this poisc that tie transcribes in a verbal structure.
This structure in its turn stimulates the reader. The mind
of the reader thus stimulated seeks a state of equilibrium.
Poise
I'oisc is ;~chicvcd only whcn inlpulses ilrc sulisfictl.
Richards givcs us a detailed discussion of the value of
poetry in his 'Principles of Literary Criticism'.
"We pass as a rule from a chaotic to a better
organised state by ways we know nothing about, typically
through the influences of other minds. Literature and the
arts are the chief rncilrls b y which these inl'lucnccs arc
diffused. I t should be unnecessary to insist upon the
tlcgrcc to wl~ict~ 11igt1 civi I iz(11io11, I I w free,
varied, unwasteful life deperlds upon then1 in a nurrlerous
society."50
AIIY 111 ill!: i s I I i ~ e w l c l wi l I :+111 i:sl'y 1111 I I I I L I C I I L C I I C Y
without involving the frustration of some equal or more
iniportant appenterlcy.
"That organisation which is least wasteful of
human possibilities is the best".51
The mind is a nervous system, i t is a system of
impulses as well. As the mind of the reader comes in to
contact with a poem i t experiences a stimulation and this
necessitates an adaptation or adjustment. Richards says
that thcl-c arc certair~ patLerrls i l l which organic responses
forrn themselves. Such are the emotional states of fear,
g r i c f , j o y ant1 a n g c r . The n a t u r e o f t h e m c r i t ; ~ l ,st; lLc
d e p c n r l s on t h e s t i n ~ u l u s t h a t t h e pocm provokes. T t n 1 s o
1 1 i I I I I I V I 1 I I I I I I ~ I ~ :I I i (111 i C ~ I l
t e r ~ t l e ~ ~ c y t o w h i c h t l i e m i n d i s s u s c c p t i b l c . T h c cmot i o n a l
s t a t e s e n g e n d e r e d a r e f e e l i n g s a n d n o t s c n s a t i o n s .
The rc ; l r lc r p r c c c i v c s t l ~ c poc.111, cvc11 ;I:; 11c e x p c ~ i cr1c:c:;
i L , he 11;- tc , f i n d u n ~ o d c o r n i c c t i r ~ g i t .
A s a r u l e a p r o c c c 3 s o f e x t r a o r d i n a r y c o r p l c x i t y t n k c s
p l a c e b e t w e e n p e r c e i v i n g a s i t u a t i o n f i n d i n g a mode o f
m e e t i n g i t . 5 2
The r e a d e r e n j o y s c q n n i m i t y o n l y when t h e i m p u l s e s
a r o u s e d b y t h e poem a t t a i n a s t a t e o f p o i s e , b a l a n c e , o r
e q u l i111-i urn. C t i c t a n Knr'nan i s a y s :
R i c h a r d s c o n c l u d e s t h a t e a c h p e r s o n u n d e r s t a n d s a
poem a c c o r d i n g t o i t s l e v e l s o f r e s p o n s e s a n d
w i ( 1 1 11 o r apl1ci11 f ind c a c l ~ ~ C I . S I I I I r ccrc : ; l tc : ; Lhc
c x p c r i e r ~ c e w h i c h a pocm conlpr i s e s a c c o r t l i n g t o h i s
own s y ~ n b o l i c a n d p s y c l ~ o l u g i c a l c u r l t e s t s
T l ~ o u g l ~ ;i poc111 i L ; cxc1uic.j t c a n d p o w e r f u l a r e a d e r may
m i s r e a d i t f o r v a ~ ious r e a s o n s . I n h i s ' P r a c t i c a l
C r i t i c i s m ' R i c h a r d s g i v e s u s a d e t a i l e d a c c o u n t o f t h e
v a r i o u s s o u r c c s o f m i s r e a d i n g .
iv. Sources of Misreading
Visceral and vascular changes produce a host or
elernerlts that go ir i to the corisciousrless. Every change of
thought is accompanied by some degrees of general organic
change. We have images of their organic sensation just as
we have changes of tastes.
The assulnption is that "I'eelirig is their bodily
sensation and imagery aroused through a complete system of
instincts by the things we think of."54
Acco~.(I i ng to t 11 i :; ~I:;SLIIII~~ i ~ 1 1 1 :i III~L:::.~ of t 11 i :; ser~?~a 1 i or1
and imagery of definite internal structure isret.erredto as
feeling or eniot ion.
Jallics Ward was of the vicw:
"we have not first a change of fecling, and then a
change in our sensation, perceptions and ideas,
but these changing, change of feeling
fol 1owsV.55
I<icl~i~r-rls L ; ~ ~ I I I S to subscribc Lo this vicw, I n
'complementarities' he says that emotions came to art in six
different ways. 5 6
The first incidence of emotion is simply as part of a
vehicle. We may have full acquaintances with the form of
a work of art. Yct wc fail to apl~rchcrld i t because our
statc of e~ind is1 cor~tcmplat ing it is irlcon~plct:;. EmoI iorls
wl~icl~ should tlirccl ly bc arouscd by Lhc form which is
necessary to apprehension of the import of the form may be
lacking.
In instances where such emotion is missing emotion may
be introduccd a:: a vchicle.
I : r i I i 1 I I i 1 w c r i l occurr;
in the nature of some imports. Most but not all of the
i ~ ~ ~ p o r t s wi Lh whicl~ a r t dcc~ls ur'ousc crllol ion wl~crl gr'ils~iccl.
The difference between the second case and the other is seen
very clearly, if we compare the emotions which acconlpany the
reading of any tragedy with the emotions which ensue as the
ilnporl of thc tl.r~gcdy i:i urlclcl':.iLootl. '1'hc r i r:11 is
constrictir~g and painfu1,the second is emotions of expansion
and rclcasc. I t is t i n1ist;ikc to conclude thiit urt ulonc crin
arouse emotion, for i t is possible to arouse emotions
imaginatively without the works of art. This may be done as
I o 01' 1 i111e111 C X C C ~ C ~ S C . 'l'hct~ wc II L L V C tl~c CIIIOL ion
which rises from a perception of the perfect fulness of
vehicle to proposition. Emotion occurs in connection with
the ease or difficulty with which we apprehend an import.
I t is true that the poem evokes emotions in the reader.
On that account we cannot conclude that there has been a
comrlluniorl of' Lhc poct's serlsibility with that of thc reader
through the poem. Richards says that many renders misread
Lhc poc~~l Lhcy clnirrl Lo hilvc ci~joycd.
Richards lists ten sources of misreading the poem. 57
Each stands in the way of enjoying the poem. First must come
the difficulty of making out the plain sense of poetry.
Readers of poetry fail to make out its prose sense, its
plain overt meaning, and equally they misapprehend iLs
feelings, its tone and its intention. Parallel to, not
uncorir~ected with Lhcse difficulties of ir~terprct ing meaning
are the difficulties of 'sensuous apprehension'. Words in
scclucncc h i ~ v c i~ I L o I r ~ i r ' : ciil. rtr~d Ltlc ir1i1111's
tongue and larynx, even when silently read they have a
moverncnt arid may havc a rhythm.
There are difficulties that are connected with the
place of imagery, chiefly poetic irrlagery in poetic readir~g.
Our capacity to visualise differs widely. But images are
erratic things, lively images aroused in one mind need have
no similarity to the equally lively images stirred by the
same line of poetry in another mind. Also such jmagcs may
have nothing to do with what must have existed in the poet's
mind. The influence of mnemomic irrelevances is also
powerful and pervasive.
Stock response is another source of misreadings. The
reader nay have formed certain views and emotions relating
lo ccrtnin things. l~le will be ablc to rend a poeni only in
the l ight or l~is [)I.(: - cor~cc ivctl r~ol. ion::. Such ::lc,t.k-.
I-csponscs i.cr~tlcr gcnuinc :ippr'eciaL iorl inlposs iblc.
Another source of misreading is sentimentality. Some
rcadcrs with over-facility move in certain crnotional
directions. Certain othel readers may be inhibited which is
described as hardness of heart, Another source of
misreading is the interferences of doctrinal loyalties such
as religion, pol i t ical, i ~ r ~ t l phi Io~~o[~hic:ll prejutli~cs.
'I'hcri Lhcre is Lhc reader's ussurnpt ion nl~out tt~c poct ic
technique, f o r cxan~ple the reildcr rntly have u likir~g for pure
rhylllc, 1)uL Lhc pocl':; corlccpt i c l r ~ t ~ i ct>y~rlc 11111y l)c c J i irc~,cnL.
Asaccording to Richards, still another source of misreading
is 1 . 1 1 ~ 1 1 c 1 1 i L i : I i~:;:-i~~~l~[>Liot~:i (111(1 1)1.io1. ~J C . I I I I I I I < I : ~ 0 1 1
the nature of poetry.
Sense, Feeli~ig, Tone and Intenst ion
Irl "PrncLical Criticism" A . Kicf~t~rds lists tllc four
distinct aspects of poetry as Sense, Feeling, Tone and
5 8 Ir~Lcr~t ion:
I t is difficult to identify and grasp feelings.
Richards says that, 'for hand1 ing feeli~ig we have nothing at
all'; with a logical machine of great scnsitivcness and
power, sense may be elucidated,the difficulty with feelings
is that thcy vanish when we turn our introspective attention
upon them. The poets express both scnsc and feelings
Lhrough mctopt~o~ . Wc have al rcady scerl what n~cti~phori c
language is, readers must be familiar with such language.
A good reader can overcome difficulties in
appreciation and experience the mental state the poet has
communi ca ted in his poem.
v . 'l't~c St~cr~.ir~glor~ Model .
I. A Richards wanted to portray the mind under the
expcricncc of art. For that he formed such scientific
expressions as impulses, attitudes, and equilibrium. These
terms helped him form an elaborate metaphor to describe
experiences. He found that i t was not possible to depict
the mental state through intelligence and so associnted
creative intuition with it.
The mind under the experience of art is an energy
system of prodigious complexity. The organising of impulse
is an extrcmely delicate process, it affects an indefinitely
large number of stable poises. Richards badly needed a
testing structure to describe this state. After a careful
study of C.S Sherrington 5 9 he devised a model patterned
after a posited feature of the human system, its integrative
action. This was chiefly a psychological approach.
S11e1.r i~]);tor] 11i111sclr W ~ I S corlscii~~~s < ) I ' L ~ I C i~~i~(Jcc~t~ccic:~
of psyct~ology. YcL its f i r i < l i r ~ e r ; on ihc wor-kir~k: (IT tl~c
IIU I I I ~ I I I I I I ~ I I ~ wc1.c IIIOL.~ scic~~tific Lhiln those 011 ar~y ottlcr
branch of knowledge.
I t was difficult to explain scientifically the process
of the reader's ident i f icat ion with the poetic expc~'ierlces
symbolised in the verbal structure. I t was far too early in
the history or Lhc scientific enquiry to be so definite
about mental action. Yet Richards found that Shcrrington's
ricuro-psychology corlstitutcd the latest research in the
field. In England, such an account of the mental action was
surc to be subtantiatcd by future research. D e h a v i ~ u r i s m ~ ~
and psycllo ;~rinlysis infnrrned by the gestalt schoo161nrici
corrected by neuro physiology62 could be utilised to
explain the mental action, but that was possible only
partially. In fact Richards himself made use of both to
somc extent in order to expound his theory which was
basically expressive nnd affective.
"Shcrrington's concept of nerve integration" writes
Jandith P.Swashy, "gave unified meaning to a host of
phenomena and processes previously discussed in
isolationM.63
According to Sir John Eccles :
I n almost cvcry respect, Sherrington's conceptual
11c:vc lol)c~~~c~~Ls wi th 1.egilrtl Lo ll~c syr~;~p:;cs tlur.irlg
the early decades of this century were on the
direct path to the present position.64
By 1920, Sherrington's concept of nerve integration had
been widely absorbed. Rechards says: " I transalated Shelley
into herringt ton"^^. Ideas expressed in poetic
phraseology by Shelley were scientifically expresed.
The Common Path Model -- ~ ~. ~
The common path model of nerve impulsee integration
enunciated by Sherrington helped Richards organise a wide
range of psychological activities and gave him the nueral
fuur~dat ion Tor. his concept of' at t i tulle i ~ r ~ t l nn anal ogue f o r
poetics of org;lrlic contextual ism. The t rilslat ion of She1 ley
i r ~ ,Lo Sherrington was itself part of w larger goal, the
co~i~l.~Ic~~~cr~tarity of itleal i sm and &losit ivisln. I t was a re-
stiitcl~ler~t o r the F:l~gl ish ror!~irnl i c values in twent ieth
century terrns.G6
Sherrington unifies his experimental data with a
thesis that animal behaviour lesults from the integrative
action u C ncrvous system. Integration begins with the
impulse, n physico - chemical event in nerve cells over
between cells (which SherringLon discovered and named
synapses) and passes into the adjacent cells and the action
con1 ir~ues.
Three billion impulses per second traverse the nervous
system in various patterns one of which is the reflex arc,
the neural path way of evolutionary responses. Reflexe-arcs
in turn are integrated to bind one part of the organism to
another part. The organism carries out but one main thing
at a time. The integrated motor nurses the infant mind,
higher conciousness merely increases thc range, thc fineness
and adaptability of motor control.67
A central idea of integrative action from which
Richards drew the structure of his model concerns the
interplay of impulses; these impulses are along their reflex
I i II I . I I < ~ ~~c~~v<iu;i :~y:~Lctl~:i It1c1 ucll I I ~ ' 1 1 1 1 Ll~c I~CEIOIII L:O:I'
of the brain.68 Claims of precedence must be settled among
the in~pulses for both activation and restraint of muscular
tissue. The actual thing in nature is not for one exciting
stimulus, to begin immediately after another ceases,
Sherrington writes :
but for an array of environmental agents acting
concurrently on the animal at any movement, to
exhibit correlative change in i t so that one or
other group of them becomes, generally by increase
in intensity, temporarily pre-potent. Thus there
dominates now this group, now that group in
turn.69
Sherrington posited a common path model to eplain how
in~pu lses are co-ordinated.
Impulses are either allied or antagonistic to one
another as they stand in competition for the path ways of
the nervous system. A common path is one on which allied
impulses travel to perform a given action, and a final
common path is the last exit rurlnir~g before the ~ ~ e r v o u s
system into the effective motor or a glandular organ. By
that point all activating impulses must be canalized and all
restrianing impulses shunted away.
Critics have pointed out the textual similarity between
Sherrington and Richards on the nature of reflex action.
Sherringtor~ says :
A simple reflex is probably u purely abstract
conception because all parts of the nervous system
111 c cor~~~cclctl Loyct t~cr ur~tl r~o pf~r L of i 1 ot,nbl y
capable of reaction without affecting and being
affccted by various other parts, and i l is a
system cerlainly never ubsolutely fit rcst. Rut the
simple reflex is convenient, if not a probable
fiction. Reflexes are of various degrees of
complexity and i t is helpful in analysing
complexes to separate from their reflex components
which we may consider apart and that as though
they wcre simple r e f l c x e ~ . ~ ~
And here is what Richards says :
In uctunl experiences single impulses or course
never occur, Even the simplest human reflexes are
very intricate bundles of naturally dependent
impulses and in any actual human behaviour the
number of simultaneous and connected impulses
occurring is beyond estimation. The simple impulse
in fact is a limit and the only impulses
psychology is concerned with are complex. I t is
often convienient to speak as though simple
impulses were in questions, as when we speak of an
impulse of hunger or impulse to laugh . . . . 7 1
IJni tary Ilarmony
Richards takes Sherrington's definition of impulse and
makes i t the instrument producing a wide variety of mental
I I I ; llul Sl~cr'ri r~ylorl rrlso S U ~ ~ C H ~ V LIrftL bctr~tvi~~ur~~~l
patterns emerge from the integration of impulse. If the
nervous system is in tact, as a result of the reactions of
the various parts of that system, the simple reflexes are
combined. They forn~ 'unitary harmonies 9 72,
I t is Sherrington's great unitary harmony on the
physical and behavioural plane that Richards interprets as
reconciliation oi behavioural acts which satisfy impulses.
This happens in consciousness. This reconciliation helps us
'to better dominate the e n v i r ~ n m e n t ' . ~ ~ Sherrington based
his neuro psychological model on Darwinian idea of evolution
Chiefly in Richards :
rlcrvc irllcp,rirlion 111. oric c~ucitrl I I i s
raised to the nth power to explain the ordinary
process of the highest mental action. He has taken
Sherrington's concept and generalised the term to
covcr. a1 1 final common paths, however colnplex and
tl~c i r co111pc1 i 1 ious rrs Lo oulco~~~es i r ~ ci ll~cr.
physical action or mental attitude.74
Richtiids r1esc1-ibcs thc pocm as n collcctiorl o f ilnpulsc:;
7 s transferred from the poet to the reader. There are
mi I lions of feelings iinpulses, mostly semi-inrlcpend;~~~t
They are trapped in a momentary structure of fabulous
complexity. They achieve an equilibrium of opposed
impulses.
According to Richards, a poem is a structure of a
fabulous complexity and this structure is the expression of
an integral mental structure. Richards' conception of a
poem, is modelled after Sherrington's integrated structure.
The roundat ions of Aesthetics wri tteri by James Ward, --- --- C.K Ogden and 1.A Richards has a beautiful structure. In
ninety two pages Richards and co-authors outline sixteen
theories of beauty. Its aim is not to bring theories into
opposition with olle ar~othcr, but by distinguishir~g thcn~ to
allow each its separate sphere of validity.
In The Foundation5of Aesthetics the authors attack the
theory of expressionism advocated by Croce with its emphasis
on intutition, feelings, form, method and end. 7 6 B y
intuition is meant the preception of poetic elcment by means
of which the value of a work is constituted. This raised
the question whether a particular intuition is art or non
art. A discussion of this question led to a tentative
answer that i t was based on one's own impression and taste.
Richards and his co-authors described their theory of
beauty as synaesthesis and not as synaesthesia which has
been common in literary usage. Synaesthesia we know is the
use of analogues between the senses, one sense replacing,
supplementing or interpreting another. 7 7 Richard's and his
co-authors selected the the word synaesthesis bringing
attention to both the scientific and philisophical tradition
to which they were heavily intlebtetl. A11 Lhc terms shrlrc
the Greek root " aesthesis" which means perception by the
senses especially by feeling, but also by seeiing, henring
etc.
The prefix 'syn' derives from the Greek 'syn' meaning
'together with'. Conaesthesis is a term which Richards
adopted in "Principles of Literary Criticism". This word
also shares the same root, but its prefix derives from the
Greek 'Koinos' rncarling conlrrlon.
The mind synthcsises from prc-existent elements and
experience a sense of wholeness and complexity 78
I t is pointed out that proponents of synaesthesia were
concerned with supplementing or combating extreme British
Associationism - ( British Associationism - This reduced
psychological activity to the association of selective
concept ions and is bnscd on ilume's phenomenal ism. Sce - A
ictionars of Philosophy, (Moscow : Progress Publications,
1 9 6 7 ) . ) with its tendency towards atomist prcccption,
feelings, ant1 sensut ion. Ward's concept of syr~i~estt~c:;is is
pivotal in the making of Richards' synaesthesis.
In Ward's philosophy, sensat ion, motor respol~ses,
feelings and idcas arc great objccls. These objects are
presented to R subject which had grcnt power of curious
allerllior~. l'tlougt~ attention is irlvolurltary in its primordiul
state attention becomes voluntary in the course of
evolutionary development. I t is drawn by whatever is
intense in the external field.
In actual experience sensations and feelings do not
exist in isolation from one another.
"Every sensation is a differentiation within a
presentational continuum of consciousness, that
partakes of thc intensity which belongs L o it".79
Ward tricd to bring Kant's axiom of intuition
into line with our present knowlegde. Axioms govern
transendental imagination that links concepts of the
understanding into the manifold data of sensuous intuition.
Ward refers to the anticipation of perception by which
Kant accounts for the "flowing character of consciousness".
I t is because of thc anticipntion of preccption that cvcry
sensilt ion arid its correspondent phenornenr~l real i ty tit tains
its intense magnitude. Though we can anticipate i t ' a
priori' we cannot know its specific empirical qualities 'a
p i o i ' As for Ward axioms help explain inter-relations of
sensations presented to consciousness.
As with visual and actual perccplion so with the
perception of feelings. Wnrd objected to the reduction of
feelings Lo absolute and identical units of feelings by
Herbert Spencer 81 and to units of sensibility by G . H Lowes
8 2 . $The analogical leap between the physical the mcntal
and the psycological was to be characteristic in Richards'
construction of his own psychological model.
In an organism's primordial state, experience has only
a vagueness and a generality to i t . However as the
premature general sensibilty or coenaesthesis develops and
as organs of sensations and faculties of perception
differentiate, we find 'new characterstics', not the lapses,
of old ones. Coenaesthestic experiences are not mixtures
nor co~i~plcx sensalioris - for sensations are single, - rather sensation - complexes. (The complex whole is greater than
the sum of its parts).
Synesthesis and Coenaesthesis
Richards synuesthesis resembles Ward's coenaesthesis in
its focus upon the conscious free subject, in the wide range
of sensations, images and feelings involved and their
movelnents about the centre. The similarity is in thc strcss
upon the synthetic, dynamic activity of the impulses, as
they are experienced together in broadening or deepening the
mood. Also there is comparison in the ideal of an
underlying tonal ~ n - i t y , ~ ~ that does riot crluse thc frccrlorn o f
the democratic particulars.
Like Ward Richards approaches synaesthesis from the
emotional and psychological sides.Scemingly he gives the
strong impression that ideas matter little or not at all:
But this impression is not right, for we have seen that
ideas and feelings are part of the poetic experience. The
three overlapping phases of Richard's concepts of
syriaesthesis are equilibrium, i,armorly ancl frcedorn.
The state of equlibrium is not one of passivity,
inertia, overstimulation, or conflict. The state may not be
dcscribcd in such terms as Nirvnrra, Ecstasy or a1 orlcrrcss
with nature.84.
The word synaesthesis covers both equlibrium and
harmony. It creates an aesthetic state in which impulses
are experienced together. In equlibrium there is no
tcn(1ellcy to action. Action is not at all the propcr outcome
of aesthetic appreciation. M'here impulses are harmonised,
they work together and such disciplined co-ordination in
action is much to be desired in other places.
In aesthetic equilibrium 85 the mind's various impulses
are systematised and intensified. This is beyond lhc range
of everyday experience. It serves as an example of order,
corriplcxi Ly ar~d coit~plclcriess for expcr icnce. The i~~ipulses
enjoy the free play of the intellect and emotions in a
complete systematisation. Such completeness means that the
mind does not feel any frustration.
I t is the sense of other needs that causes
discqulibriuri~. D u t in cquilibriun~ t h e mirrd docs not riced
anything, there is no tendency to action to supply a need.
If there is a tandency to action in a state of any type of
equilibrium that state is not related to beauty; it is a
stntc r:iusctl by somc oLl~cr s t isruliitivc.
Harmony 86 is the process by which impulses strive
together towards an end state. I t is a consciousness. For
Richards i t was easiicr to define harmony in the negative.
If the impulses in aesthetic contemplation begin to
interfere with one another, the experience breaks down.
Then the experience will not be aesthetic; if i t is
aesthetic i t will bc of a lesser aceslhctic kind.
In oscillation or dead-lock two or more conflicting
states of mind fail to resolve. The phascs nlternatc either
too rapidly or too weakly. As a result neither can claim
the other fully in aesthetic balance. In false balance only
one self-sufficient state is allowed to hold the field, the
operations are suppressed. False balance gives a sense of
completeness. So i t may be mistaken for synaesthesis.
InCensc joy or driving anger may lend lucidity, self-
possession and freedom to the mind. These states are
equally characterstic of synaesthesis. But this is not its
hall-mark for such a state may repeat itself. The mind may
even tire, the suppressed impulses will exert pressure to
distrub the harmony. This is the reason why Richards says
that his concept of equilibrium is different from that of
Wilbur M.Urban or of Ethcl D P u f f ~ r s . ~ ~
The Balance of Imi~ulse -
The balance of impulses according to Urban arises from
el i~t~irlat ion of clerncrlt s which arc unt~i~rmorlious arltl of (11 1
disturbing elements. In the thought of Ethel D. Puffers
equi 1 ibr ium and balance of forces arise through the
suppression of antagonistic impulses. Both Wilbur M. Urban
and Ethel D.Puffers have advocated a process of exclusion.
But Richards and his co-authors of The Foundationsof
Aesthetics are of the view that a true aesthetic equilibrium
requires inclusiveness and dynamic progression. At some
point i t reaches a limit, i t brings the whole personality
into paly. Balance refreshes and never exhausts. 88
Richard 11. Fogle was among the first to point out that
synacsthesisis the origin of Richards' poetry of inclusion.
In syr~i~cstllcsis uni Ly triumphs ovcr hctcrogcrli ly fir111
opposition of distinguishable impulses. If we suppress
impulses, tlle balance procluccd should bc false, and the
poetry made will be or lesser quality. In such poetry in
spite of the false balance, the sets of impulses run
parallel. I t is a lesser poetry of 'exclu~ion'.~9
The final phase of synnesthesis includes the interplay
of impulses, hcightcncd attention and distancc. This goes
under the namc of freedom.
"As we realize bcauty we become more fully ourselves
the more our impulses are engaged . . . . Our interest is
not canalised in one direction rather than another. It
becomes ready instead to take any direction we choose . . . . Si~~~ultaneously as another aspect of the same adjustmerit our
individuality becomes differentiated or isolated from
individuality of things around us. As we become more
ourselves, they become more themselves, because we are less
dependent upon the peculiar impulses which they arouse in
usw.90
This is the final stage. In the early stage as the
subject apprehends the object, the object arouses in the
subject impulses which such an object alone could have
aroused. These impulses correspond lo the in~pulses produced
in thc pact who presents thc object. 'The cxpcr icr~ccu: of
poetry that the reader gets corresponds to the cxpericncc of
the poet.
The interplay of impulses recalls Schiller's play
instinct and equipoise in 'On the Aesthetic Education of
Man' ( 1 7 9 5 ) ~ ~
Richards found Schiller's thcory of equipoise
historically analogous to and yet different from
synaesthesis . In Synaesthesis nothing excercises any force
in one direction. There is a state of readiness and we
choose the direction that we wish to take. The self becomes
more intensely aware of its individuality distancing itself
l'rou~ o t l ~ c ~ tl~i~rgs. 'I'llis again accounts both for
interpersonality and the source of freedom from any one
ditermining force. In synaesthesis one experiences a
fulness of beauty, the sense of all possibilities before
one. Equilibrium makes the reader fully alive rather than
partially alive. This constitutes synaesthesis which is
true ground plan for all aesthetic experiences.
In numerous ways, synaesthesis fore-shadows the entire
development of Richard's aesthetic theory, and psychological
criticism. I t contains the synthetic dynamic principle of
equilibrium of opposed impulses and takes into account his
notion of clarity, alterness, readiness, impersonality,
freedom, wholeness and completed being. Synnesthcsis invokes
an ordering of impulses. This is possible only if the poem
producing i t h a s an inncr u n i ty. 'T'here shou Id 1)c r ~ r l r>rgrlrr i c
i r l t c r . t ~ t ~ i ~ ~ ~ i . l L i t ~ r ~ ~ I I the pocnl, tlnd 111utua1 inter dcpcr~dcr~cc o f
the parts.
Chunv-Yung
The Confucian Chung-yung, the Doctrine of Equilibrium
and Harmony appealed to Richards. According to this
doctrine when the feelings have been stirred they act in
their due degree ; there issues what may be called, 'The
SLatc or lI;l~mi~r~y' and togcthcr they lead one the 'Way to
Heaven' . 9 2
A state of harmony as intense as this resulting from
poetic enjoyment was expounded by Abhinava Gupta and the
other Acharyas of India. We wish Richards could plumb the
depths of Rasa Sidhanta also. Nevertheless his final
statement of synaesthcsis which he has based on t h e
affective theories of the West and Western philosophy is
very much similar to the theory of 'Snnta Rasn' of Abhinavn
Gupta. 9 3
I t is our endeavour in this thesis to find out the
aesthetic areas where Richard's "Theory of Synaesthesis" and
Abhinava Gupta's "Theory of Santa Rasa" meet.
Notes
The Foundations of Aesthetics, 28.
Jonnthan Culler, Structuralist Poetics, (I.or~don :
Routledge & Kegan Paul, 1 9 7 5 ) . Refer John Paul Russo, 736.
I. A . Richards, O.K. Ogden, Meaning of Meaning
(London : Routledge & Kegan Paul, Trench Tribner, 1923).
I. A . Richards, m c u l a t i v e Instruments (London :
Routledge and Regan Paul, 1 9 5 5 ) .
I. A. Ricllclrtls, "Rcsourcefulr~css oC Word:;",
Specu_J&u.~c_ Instru~ncnts, (London : Rout ledge and Kcgan Paul, --
1 9 5 5 ) 7 4 .
I . A. Richards, "Poetry as an Instrument of
Research", Speculative Instruments, 1 4 7 .
I. A. Richards, Science and Poetry (London : Kegan
Paul-Trench, Tribner, 1 9 2 6 ) 1 3 - 1 4 , 58-61 .
I. A. I<icllnr(lb, "Poetry 11s ;1r1 1rl:;l~urllcnt o r
Rcscarch", &eculat ivg Instrulncnts (Lorltlon : Rout ledge &
Kegan Paul, 1 9 5 3 ) 1 4 8 .
I. A . Richards, 1 4 9 .
9 John Paul Russo, (Ed). 1. A. Richards,
Con~plcl~icnt_;lrit ics i r ~ Uncol lcctcd essays. (Mancl~estcr- :
Cnrcanet New Prcss, 1976) XVI.
10. U d , XVI.
I . A. Rich;lrds, "1':nrotivc 1,anguagc Still",
1 3 I . A. Rlcha~ds, C. K. Ogden, Menriing of Meilr~ir~g,
(London : Routledge & Kegan Paul) 150.
l4 1 . A. Richards, Principles of Literary Criticism,
267.
"Many arrangements of words evoke attitudes
without any refernces being made enroute. They
operate like musical phrases". I. A. Richards,
268.
Ycv[;c~iy Tlzlsin, Sc!nar~tic Phi losophy of Art, (Mo:;cow :
Progress Publishers,1979) 36. The task of staten~ents in
poetry is to act on ttie emotions, to order them and to
organize iinpulses and attitudes . . . Statements in poetry are not logical influences, logic here is subordinate to
feeliiig:~.
l 5 I. A. Richi~rds, Principles of Literary Criticism,
267.
I G 1 . A. Rictiilrds, 267.
l 7 Raman Sclden, Plato to the Prescrit, 185.
! I L ~ U _ ! ~ ~ _ ~ U . ~ G X _o_f !,Lleri~rv griticis!fi, 2rid E d n . 1 0 1 , 211 - 212.
Knman Selder~, 7'hc theory of Criticism From Plato to the
Present, 166. Kichards valued not the immediate sensations
of aestlictic cxpericnce, but ttie permanent and lasting
niodifications in the structure of the mind, which the
reading of poetry could effect.
l8 I . A . Richards, Science and Poetry (London : Kegan
Paul, Trench Tribner), 13-14, 58-61.
' 9 Raman Scldcr~, (Ed). Theory of Criticism Quotcd from
P1:lto !S tAg Preserlt, 185.
Scicncc and Poetry, 13-14, 58-61. . - -
20 Christopher Norris, "The Deconstructive Turn",
Essays in the Rhetoric of Philosophv, (London & New Yosk :
Methuen, 1984), 2.
21 I. A. Richards, Principles of Literarv Criticism,
1 3 1 .
22 Ramnn Sclden, Theory of Criticism, From P l a l o
Present, 167.
. . . . 23 I. A. ~ i c h a s d s , P r i r ~ c i p l ~ s gf LiLcrt~ry <~~_t!.c!.:;_m,
2 5 .
I . A. Richards, The Founclatior~s of Aesthetics, 33.
What has to be reproduced is what is affecting the
artist and nothing clsc. Nothirlg cluggcd f:rom sornc other
context or irrelevant experiences.
. . . 24 I. A . ~ict~r~~.tls, Ilri0c.i-eLcs of !,ltc_a-n.rx C~.:l . l .!c~s.~.,
27.
25 I . A. Kictiards, 25.
Also 'TLT Foundations of Aesthetics, 31.
26 I . A. Richards, Principles of Literary Criticism,
2 9 .
27 I. A. Richards, Principles of Literarv Criticism,
1 7 5 .
28 1 . A. Richards, 176.
I I I i !.'ri \.iic.i.snl A c ~ l l l c l i c s o11d
psy.qd!~llc~fiy (Ncw I)(: 111 i : A o 111c111un1, 1 9 7 7 ) 2 9 .
"lle agreed with the psycho analysts that our minds
are private but all the same we manage to
communicate because of all in each of every mind"
3 0 Paul DcMan, Blindness and Insight, (London : Mcthuen,lqoa
31 I . A. Richards, Principles of Literarv Criticism,
3 2 .
32 Principles of Literarv Criticism, 32.
3 3 Chetan Karani, Criticism, Aesthetics, Psychology,
2 9 .
3 4 Tolstoy, What is Art, Chapter XV, (London : Oxford
University Press, 1959) 2 2 7 .
Principles of Literarv Criticism, 1 8 7 .
Raman Sclden, Theorx of Criticism From Plato
Present, 164.
35 Tolstoy, What is Art, 2 2 8 .
36 Rcnc Wellek, Theory of Modern Criticism Vol, VI,
(London: Johnathan Bedford square) 2 2 3 .
37 I . A . Richards, Principles fi Literary criticism,
7 8 .
3 8 I . A . Richards, 7 8 .
3 9 I. A . Richards, Principles of Literary Criticism,
113.
4 0 I . A. Richards, Principles of Literarv Criticism,
67.
41 Rene Wellek, History of Modern Criticism, Vol. V I ,
223.
42 Rene Wellek, 223.
43 Rene Wellek, 223.
44 Rerie Wellek, Ilistory of Literary Criticism Vol. VI
223.
4 5 Rene Wellek, 229.
46 Chetan Karnani, Criticism Aestheties and Psychology
14.
47 Chetan Karnani, 14-15. From Goodbye & other k?CE@S
(London,1952)
48 I. A. Richards Practical Criticism, 221.
49 I.A. Richards,Principlcs of Litcrarv Criticism, 240.
- 50 I . A Richards, Princihlcs of Litera= C r i t i e ~ m ,
5 7 .
51 1 . A Richards, a c i p l e s of Literary .-am, 52.
52 I . A Richards, 102.
53 Chetan Karnani, CriticismI Aesthetics rind
rsy.c hql $)fix, 1 5 . 54 John Paul Russo, (ed) 9 Collected Essays,
~ ~ n p l , e ~ ~ ~ c ~ ~ . t ~ y . f i ~ ~ ~ . (Manchcstcr : Careilrlut New Press,
1976) 8.
55 J ~ I I I C S Ward, Psycholocicol Principles, 2 n d Ed.
(Cambridge : Cambridge University Press, 1920) 4 3 .
Also see Chctan Karnani, Criticism, ~esthctic and
Psychology, 7.
5 6 I . A Rich;~rds, _Comr?lell~cnt;trjties, 8,9.
57 I . A . Richards,Praclicnl Criticism (London:
R o u t 1cd::c ;1n1l Kcgnn P a u l , 1976) 13 - 17.
5 8 1 . A Richards, I'racticaJ Crilicisni i Stlldy of
Literary Judgement (London : Routledge 6 Kegan Paul, 1976)
1 8 1 .
"Four ;~:ipects can be casi ly d isl inguished. I,ct UF;
call them Sense, Tone, Feeling and Intention".
s 9 Jot111 I'aul Russo, I . A Richards,IIis I d i c e anti Works,
177.
60 Sol111 T':~ul Ru$so. R i c h n ~ l ~ llis L i Tc 2i11d Works,
178
John Paul Russo, 178.
6 2 John Paul Russo, 178.
63 .lolln P;~ul Russo, 179.
G 4 John Paul Russo, 178
G 5 .Tnllr~ I7;iuJ R 178.
" I should have made i t clear that my model was to be
1.o111111 i I I i I I L C 1 i I i r l 1'170. " I , j t ~ : . : 1
transalated Shelley into Sherrington".
Compare what Shelley says in Critical T e x t s ( 3 2 5 ) .
"nut there is a principle within the human being
. . . . . . . to the impression which excitc them"
with what Sherrington says
"Tlicre ib in thc mind of each person a prc
existing structure of the mind, the organizational
:;ysLelll o f 1)ossil)le impulses."
G 6 John Paul Russo, I .A.Richards, Iis Life and Works,
178
6 7 John Paul Russo, 180.
68 John Paul Russo, 180.
6 9 John Paul Russo, 180.
70 John Paul Russo, I, A. RichardsL IIis Life and Works,
181.
7 1 John Paul Russo, 181.
7 2 John Paul Russo, 181.
T4 John Paul Russo, 182.
75 John Paul Russo, 182.
7 6 ~ o h n Paul Russo, Richards His Life and Works, 98.
77 John Paul Russo, I.A Richards His Life and Works,
I t is pointed out by John Paul Russo that this was a sort of
Blakean overcoming of the division of senses. 101. Refer
Glenn O'Malley - Shelley and Synaesthesia (Bvansten 111 :
North Western University Press, 1964) Refer F.note 42 on
page 720 or John Paul Russo.
7 8 ~ o h n Paul Russo, I.A Richards I-Iis Life and Works,
102.
7 9 John Paul Russo, 103.
80 John Paul Russo, 103.
81 John Paul Russo, 103.
82 John Paul Russo, 104.
83 John Paul Russo, 104.
8 4 John Paul Russo, 104 - I ' . A 75.
8 5 John Paul Russo, 105.
E 6 John Paul Russo, 104.
The three overlapping faces of Richards' concept of
synaesthesis are equilibrium, harmony and freedom.
8 7 John Paul Russo, 105.
8 8 John Paul Russo..,I.h Richard's His Life and Works,
1 0 6 .
"In this regard synaesthesis, psychologises the ancient
principle of 'Concordia Discors'".
8 9 John Paul Russo, 106.
Thc Foundations Aesthetics, 7 8 .
91 John Paul Russo, I.A Richard', --- His Life and
Works, 10G.
92 John Paul Russo, 1 0 8 .
9 3 Kant i C h a r ~ d r i i Pandey, =parat ive &&ihetics, Vol
I, 249.