norman a mordue financial disclosure report for 2009

8/3/2019 Norman A Mordue Financial Disclosure Report for 2009

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A n ] o [ FINANCIAL DISCLOSURE REPORT R e p o , ~ R e q u i r e d b y t h e E t h i c s "I in Government Act of 1978~ev. J/2o10 FOR CALENDAR YEAR 2009 (5 L~S.C . app..~,lO1-111)!. Person Reporting (last nam e, first, m iddle initial) 2. Court or O rganization 3. Date of ReportMordue, Norman A. Northern District of New York 5/12/2010

4. Title (Article iii judges indicate active or senior status; 5a, Report Type (check appropriate type) ~ 6. Reporting Periodmagistrate judges indicate full- or part-time),1"--] Nomination, Date 01/01/2009

ChiefJudge, NDNY-aclive []~ Initial [] Annual [] Final to., , 12/31/2009

5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information contained in thi~ Reporl and anymodifications pertaining thereto~ it is, in m y opinion, in com plianceP-O. Box 7336 with applicable laws and regulations.100 S. Clinton St .Syracuse~ NY 13261 Reviewing Officer .... Date

I M P O R T A N T N O T E S : The instructions accompanying this form mast be follawed~ Complete all parts,checking the NONE box for each part where you have no reportable informatiar~ Sign on last page.

I . P O S I T I O N S . t S , p o r ~ individual only; see pp. 9-13 offitZng instructions.)~ N O N E (No reportable positions.)

POSITION N A M E O F O R G A N I Z A T IO N / E N T IT Y1. Director Vietnam Veterans Leadership Program of Onondaga County (Not for ProfitCorporation)2. General Partner Northside Walerflood Partnership, a New York General Partnership. I ant apassive partner.

3.

5. 7-:

"[~ N O N E (No reportable agreements,)

~ P A R T I E S A N D T E R M S1. 1999 Entitled to NYS Retirement Benelils from years in State system as a Prosecutor and Judge (28 years)

2,


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Name of Person Report ing Date of ReportINANCIAL DISCLOSURE R E P O R T[ Mord.e, Norman A.age 2 of 7 s / l ~ / 2 o ~ o

III. N O N - I N V E S T M E N T I N C O M E . ( n o . o r a n g individual and spouse; see pp. 17-24 of filing instructions.)A. F l i er s Non - Inves tment Inc om e

N O N E (.No reportable non-investment income.)~ S OU R C E A ND T Y P E INCOME(yours, not spouses)

1. 2009 NYS Vested Pension Plan $65,460.842.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If yott were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.}[-~ NONE (No reportable non-investment income.)

D A T E S OU R C E A ND T Y P E

2.3.

4.

I V . R E I M B U R S E M E N T S ..... pon.#o~, Iodgin#,~ooa, e,,,~.,~. .....ltrcludes tl ose to spa se and d ei enden! children: see pp. 25-27 of filing instructions.)

[~ N O N E (No reportable reimbursements.)O U . , S _ _ Q _ U . g . ~ ~ L O ~ T ( 2 = A _ T j _ O _ ~ PURPOSE ITEMS PAID OR PROVIDED

1. Federal Judges Association May 2-4, 2009 Washington, DC Board Mtg Transportation, hotel, meals2.3,4.5.


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Name of Person Report ing I Date of ReportP a g e F IN A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T I Mordue, Norman A. j 5 / 1 2 / 2 0 1 0

V . G I F T S . ( t , d , a , s t ~ o s e , o s ~ . . . . .. d dependent children; see p p . 2 8 - 3 l of firing iastructions.)NONE ~o reportable g~s.)

~ DESCNPT10N ~I.2.3.4,5.

V I . L I A B I L I T I E S . ~ l , d ,~ . th o , e ~ / w . .. .. .. . a d e v ~ . a ~ , , children; e e p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CRED1TOR E _D_g_S_Q~I~ ~ALUE CQD__E_1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N .... f Person R~:porting Date of ReportPage 4 of 7 Mordue, N o r m a n A . 5 / 1 2 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - in ... ..... lue, transacnons flnclndes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ N O N E (No reportable income, assets, or transactions.)

~ . . . . . . . . . . . . . . .Description of Assets Income during Gross value at ~d(including trust asse~) ~ reporting period ~ ofrepo~ingperiod

Pkee"(X)a~ereachasse, Amount[ r~e(e.g., Value ] Value [ T~e(e.g., i Da~ [Value ] Gain } Identicalexempt from pdor disclosure ] Code 1 ~ di ......, ~ Code2 Method ~ buy, sell ....~d~)7 ! Code2 ]Code I / buyer/seller(A-H) ~ or int.) ! (J-P) [ C~e3 redemption) I i (J-P) [ (A-H) [ (f~fvate

I. Sy~cuse Police Eederal Credit Union ]oined A Interest L T1214[98 (Acc~un(2. Key Bank {Accounts) B Inter~t M T

~ 3 . Melropolilan Life Insurance Co. A Interest ~ T4, Fa~n L~, Niles, NY A Rent L W

5. Northside Wate~ood Fa~nership C None J

~6 . Key Bank (IRA) {CDs) A Interest J T7. A T &T formerly SBC Communications, Inc. None Sold 05/19/09 J8. Gateway Inc. "(Y)"

9. Key Bank (IRA)] (CDs) A Interest J T10. UBS Bank, fom3erly McDonalds A Interest J T ] -

Investments Inc. IRA ~11. Global Energy Holding Group, formerly

Xethanol "(Y)"12. Global Eneruv Holding Group, fomlerly

Xethano! "(Y)"13. Novava None Sold V05/20/09 J14. India Fund, Inc. None J T!5. AIM Asia Pacific Growth Fund None J T

16. IRA :, :lAIMAsaPacficGrowthFund None J T!7 . India Fund, Inc. A Dividend J T Buy 05/19/09 J

1. Income Gain Codes: A =$ I ,(]0O or tess B ~$1.001 - $ 2 )500 C = $2.501 - $5.000 D =$5.001 - $15,000 E =$15.001 - $ 50.PA}O(See Colulrm.~ B I and D4) F =$50,0OI - St 09,000 G =$100,001 - $1.000.000 HI = $1.0t)0,00l - $5,000.000 H2 ~More than $5,0~O,0002. Value Codes J =$15,000 or less K =$15,001 - $50,~09 L =$50,001 - $ I00.(~0 M :$100,00t - $250.000(See Columns C I and D3) N =$250,001 - $500,000 O = $50 0,0 0! - $ 1,0 0O ,O 00 P I = $1 .0 00 ,0 01 - $ 5,0 ~O ,0 00 P2 =$5,000,00] . $25.000.000l P3 --$25.000,001 - $50,000,0~d0 P4 =More than $50,~90,000 3. Value Method Codes Q ,,A ppraisal R -.Cost (R cat E~tale Only) S =Assessment T =~sh Market(See Colum.n C2) U =Book Value V --Other W =Estirnaled


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IName of Person Reporting Date of ReportFINANCIAL DISCLOSURE R E P O R T[ Mordue, ~or,.a.A. S / ~ 2 / 2 0 ~ 0Page 5 of 7

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of sp ...... d dependent children; see pp. 3,1-60 of filinl,, instructions.)[] N O N E (No reportab& income, assets, or transactions.)

Description of Assets income during ] Gross value at end ] T~nsactioos dnring reposing period(including t~st assets) repo~ng pefi@ ~ ofrepo~iag ~fiod . ....Place "(X)" afler each ~set ~monnr] T}~e(eg. ~ Value ~ kalue ~ T~e(e.g., ] Date I Vote Can ~ Ideuti~ofCode I ", ~ ~ ~ " , / . "exempt from prior disclosure ~ d~., rent, Code. ~ Method , buy,.seII, mn~,dd ~ ~ Code .~ ~ Code buyer/seller

(A-H)} orint.) 0-P) Code3 ~ redempton) ~ (J -P) (A-H) ~ (ifprivate

18. Citigtoup, Inc. None J T Buy 05/27/09 ~ J

t9. Genera! MotorsCo~. None Buy 05/20/09 J20. Sold 05/27/09 J21 . General Electric Co. A Dividend J T Bu y 03/19/09 J

I (See Columns B l and D4) F =$50,001 - $100,000 G = $100,001 - $ t,00O,0~O H 1 = $ 1,000,001 - $5,000,000 112 ~More than $5,090.0002. V~lue C0de~ J = $15,000 or less K = $15,001 - $50,000 L =$50,001 - $190,000 M ~$100,001 . $250,000(See Colmnn~ CI and D3) N = $250,001 - $500,000 O ~ $500.001 - $ 1,000,000 P! ,~$1,000,001 - $5,000,000 P2 -$5,000,001 -P3 = $~25,000,001 - $50,000,000 P4 =More that~3. Value Method C~les Q = Appraisal R = Cost (Real Estl~lc Only) S =Assessment T =Cash Market(See Cohlrnn C2) U =Book Value V =Other W =Estimat~xt


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FIN~CI~ DISCLOSU~ ~PORT~ Mordue, Norman A. 5 / 1 2 / 2 0 t 0age 6 of 7

VIII. ~D1TION~ ~FO~ATION OR EXPL~ATIONS.

VII. Investmenl and Trusts:

Line 8, Gateway, Inc. The value of this stock was below the reporting threshold, was liquidated on April 23, 2009, and earned no income.Lines 11 and 12, Global Energy. The value of these stocks were below the reporting threshold, were sold on May 20, 2009, and earned no income.


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Ia m e o f F e r s o n R e p o r t in g[ Date o f Re p or t

FINANCIAL DI SCLOSURE REPORT{ Morduc, Norman A.

Page 7 of 7 5 / 1 2 / 2 0 1 0IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my kn owledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.i further certify that earned income from outside e~np loyment and hon oraria and the accep|ance of gifts which have been reported are incompliance with the p rovisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

S i g n a t u

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional cop ies to:

Comm ittee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-30tOne Colum bus Circle, N.E,W ashington, D.C. 20544

norman a mordue financial disclosure report for 2009

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